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Nasdaq · USD

RNTX

Rein Therapeutics, Inc.

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Tapewire entity
7071
SEC CIK
0001420565
Parsed reports
208

Last 12 months

Inside the activity.

6 purchase rows · 0 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202510
Dec 202500
Jan 202600
Feb 202600
Mar 202600
Apr 202610
May 202640
Jun 202600
Jul 202600
Aug 202600
Sep 202600
Oct 202600

Latest available

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
May 27, 2026 Filed May 29, 2026 00:15 UTC PurchaseCommon stock , $0.001 par value 4,500 $1.07 $4,818.60
Disclosure

SEC source: 0001193125-26-245832 · ownership.xml · nonDerivative · entry 4

VON RICKENBACH JOSEF H · CIK 0001007706 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 62,514

F1 · shares: The reported shares were purchased in the open market in multiple transactions at prices ranging from $1.05 and $1.035 on May 21, 2026, $1.07 and $1.01 on May 22, 2026, $1.07 and $1.03 on May 26, 2026 and $1.08 and $1.03 on May 27, 2026. The prices reported in Column 4 are a weighted average price for purchase on the respective day. The reporting person undertakes to provide to Rein Therapeutics, Inc., any stockholder of Rein Therapeutics, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote (1).

F1 · balance_after: The reported shares were purchased in the open market in multiple transactions at prices ranging from $1.05 and $1.035 on May 21, 2026, $1.07 and $1.01 on May 22, 2026, $1.07 and $1.03 on May 26, 2026 and $1.08 and $1.03 on May 27, 2026. The prices reported in Column 4 are a weighted average price for purchase on the respective day. The reporting person undertakes to provide to Rein Therapeutics, Inc., any stockholder of Rein Therapeutics, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote (1).

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May 26, 2026 Filed May 29, 2026 00:15 UTC PurchaseCommon stock , $0.001 par value 23,190 $1.06 $24,470.09
Disclosure

SEC source: 0001193125-26-245832 · ownership.xml · nonDerivative · entry 3

VON RICKENBACH JOSEF H · CIK 0001007706 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 58,014

F1 · shares: The reported shares were purchased in the open market in multiple transactions at prices ranging from $1.05 and $1.035 on May 21, 2026, $1.07 and $1.01 on May 22, 2026, $1.07 and $1.03 on May 26, 2026 and $1.08 and $1.03 on May 27, 2026. The prices reported in Column 4 are a weighted average price for purchase on the respective day. The reporting person undertakes to provide to Rein Therapeutics, Inc., any stockholder of Rein Therapeutics, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote (1).

F1 · balance_after: The reported shares were purchased in the open market in multiple transactions at prices ranging from $1.05 and $1.035 on May 21, 2026, $1.07 and $1.01 on May 22, 2026, $1.07 and $1.03 on May 26, 2026 and $1.08 and $1.03 on May 27, 2026. The prices reported in Column 4 are a weighted average price for purchase on the respective day. The reporting person undertakes to provide to Rein Therapeutics, Inc., any stockholder of Rein Therapeutics, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote (1).

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May 22, 2026 Filed May 29, 2026 00:15 UTC PurchaseCommon stock , $0.001 par value 15,950 $1.05 $16,707.63
Disclosure

SEC source: 0001193125-26-245832 · ownership.xml · nonDerivative · entry 2

VON RICKENBACH JOSEF H · CIK 0001007706 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 34,824

F1 · shares: The reported shares were purchased in the open market in multiple transactions at prices ranging from $1.05 and $1.035 on May 21, 2026, $1.07 and $1.01 on May 22, 2026, $1.07 and $1.03 on May 26, 2026 and $1.08 and $1.03 on May 27, 2026. The prices reported in Column 4 are a weighted average price for purchase on the respective day. The reporting person undertakes to provide to Rein Therapeutics, Inc., any stockholder of Rein Therapeutics, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote (1).

F1 · balance_after: The reported shares were purchased in the open market in multiple transactions at prices ranging from $1.05 and $1.035 on May 21, 2026, $1.07 and $1.01 on May 22, 2026, $1.07 and $1.03 on May 26, 2026 and $1.08 and $1.03 on May 27, 2026. The prices reported in Column 4 are a weighted average price for purchase on the respective day. The reporting person undertakes to provide to Rein Therapeutics, Inc., any stockholder of Rein Therapeutics, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote (1).

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May 21, 2026 Filed May 29, 2026 00:15 UTC PurchaseCommon stock , $0.001 par value 3,420 $1.04 $3,564.32
Disclosure

SEC source: 0001193125-26-245832 · ownership.xml · nonDerivative · entry 1

VON RICKENBACH JOSEF H · CIK 0001007706 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 18,874

F1 · shares: The reported shares were purchased in the open market in multiple transactions at prices ranging from $1.05 and $1.035 on May 21, 2026, $1.07 and $1.01 on May 22, 2026, $1.07 and $1.03 on May 26, 2026 and $1.08 and $1.03 on May 27, 2026. The prices reported in Column 4 are a weighted average price for purchase on the respective day. The reporting person undertakes to provide to Rein Therapeutics, Inc., any stockholder of Rein Therapeutics, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote (1).

F1 · balance_after: The reported shares were purchased in the open market in multiple transactions at prices ranging from $1.05 and $1.035 on May 21, 2026, $1.07 and $1.01 on May 22, 2026, $1.07 and $1.03 on May 26, 2026 and $1.08 and $1.03 on May 27, 2026. The prices reported in Column 4 are a weighted average price for purchase on the respective day. The reporting person undertakes to provide to Rein Therapeutics, Inc., any stockholder of Rein Therapeutics, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote (1).

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May 08, 2026 Filed May 13, 2026 12:47 UTC
WINDSOR JAMES BRIANDirector · See Remarks
GrantStock Option (Right to Buy) · Derivative 150,000 $0.00 Strike: $1.17 $0.00
Disclosure

SEC source: 0001193125-26-220718 · ownership.xml · derivative · entry 2

WINDSOR JAMES BRIAN · CIK 0001790933 · Director · See Remarks

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 150,000

Underlying: Common Stock · 150,000 shares

Expires 2036-05-08

F2 · derivative.exercise_date: This option was granted on May 8, 2026. The 25% of the shares underlying the option are scheduled to vest on May 8, 2027 and thereafter in equal monthly installments through May 8, 2031.

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April 30, 2026 Filed May 13, 2026 12:47 UTC
WINDSOR JAMES BRIANDirector · See Remarks
PurchaseCommon stock , $0.001 par value 25,000 $1.00 $25,000.00
Disclosure

SEC source: 0001193125-26-220718 · ownership.xml · nonDerivative · entry 1

WINDSOR JAMES BRIAN · CIK 0001790933 · Director · See Remarks

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 27,046

F1 · shares: Shares purchased in Issuer's April 30, 2026 follow-on public offering.

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November 14, 2025 Filed Nov 18, 2025 22:30 UTC PurchaseCommon Stock, $0.001 par value 104,183 $1.22 $127,592.92
Disclosure

SEC source: 0000921895-25-003156 · form410925019_11182025.xml · nonDerivative · entry 1

Voss Capital, LP · CIK 0001730145 · 10% owner

Voss Value Master Fund, LP · CIK 0001969435 · 10% owner

Voss Value-Oriented Special Situations Fund, LP · CIK 0001863498 · 10% owner

Voss Advisors GP, LLC · CIK 0001798309 · 10% owner

Cocke Travis W. · CIK 0001798383 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · By: Voss Value Master Fund, L.P.

Disclosed balance after: 926,441

F1 · security: This Form 4 is filed jointly by Voss Value Master Fund, LP ("Voss Value Master Fund"), Voss Value-Oriented Special Situations Fund, LP ("Voss Value-Oriented Special Situations Fund"), Voss Advisors GP, LLC ("Voss GP"), Voss Capital, LP ("Voss Capital") and Travis W. Cocke (collectively, the "Reporting Persons"). Each of the Reporting Persons is a member of a group for purposes of Section 13(d) of the Securities Exchange Act of 1934, as amended, that collectively beneficially owns over 10% of the Issuer's outstanding shares of Common Stock. Each Reporting Person disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein, and this report shall not be deemed to be an admission that any Reporting Person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose.

F4 · price: Represents a weighted average price. These shares were purchased in multiple transactions at prices ranging from $1.1800 to $1.2500, inclusive. The Reporting Persons undertake to provide the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.

F2 · ownership.nature: Securities owned directly by Voss Value Master Fund. Voss GP, as the general partner of Voss Value Master Fund, may be deemed to beneficially own the securities owned directly by Voss Value Master Fund. Voss Capital, as the investment manager of Voss Value Master Fund, may be deemed to beneficially own the securities owned directly by Voss Value Master Fund. Mr. Cocke, as the managing member of Voss Capital and Voss GP, may be deemed to beneficially own the securities owned directly by Voss Value Master Fund.

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October 28, 2025 Filed Oct 28, 2025 22:45 UTC PurchaseCommon Stock, $0.001 par value 178,392 $1.39 $247,964.88
Disclosure

SEC source: 0000921895-25-002819 · form410925019_10282025.xml · nonDerivative · entry 4

Voss Capital, LP · CIK 0001730145 · 10% owner

Voss Value Master Fund, LP · CIK 0001969435 · 10% owner

Voss Value-Oriented Special Situations Fund, LP · CIK 0001863498 · 10% owner

Voss Advisors GP, LLC · CIK 0001798309 · 10% owner

Cocke Travis W. · CIK 0001798383 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · By: Voss Value-Oriented Special Situations Fund, L.P.

Disclosed balance after: 500,000

F1 · security: This Form 4 is filed jointly by Voss Value Master Fund, LP ("Voss Value Master Fund"), Voss Value-Oriented Special Situations Fund, LP ("Voss Value-Oriented Special Situations Fund"), Voss Advisors GP, LLC ("Voss GP"), Voss Capital, LP ("Voss Capital") and Travis W. Cocke (collectively, the "Reporting Persons"). Each of the Reporting Persons is a member of a group for purposes of Section 13(d) of the Securities Exchange Act of 1934, as amended, that collectively beneficially owns over 10% of the Issuer's outstanding shares of Common Stock. Each Reporting Person disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein, and this report shall not be deemed to be an admission that any Reporting Person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose.

F3 · ownership.nature: Securities owned directly by Voss Value-Oriented Special Situations Fund. Voss GP, as the general partner of Voss Value-Oriented Special Situations Fund, may be deemed to beneficially own the securities owned directly by Voss Value-Oriented Special Situations Fund. Voss Capital, as the investment manager of Voss Value-Oriented Special Situations Fund, may be deemed to beneficially own the securities owned directly by Voss Value-Oriented Special Situations Fund. Mr. Cocke, as the managing member of Voss Capital and Voss GP, may be deemed to beneficially own the securities owned directly by Voss Value-Oriented Special Situations Fund.

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October 27, 2025 Filed Oct 28, 2025 22:45 UTC PurchaseCommon Stock, $0.001 par value 4,840 $1.37 $6,624.51
Disclosure

SEC source: 0000921895-25-002819 · form410925019_10282025.xml · nonDerivative · entry 3

Voss Capital, LP · CIK 0001730145 · 10% owner

Voss Value Master Fund, LP · CIK 0001969435 · 10% owner

Voss Value-Oriented Special Situations Fund, LP · CIK 0001863498 · 10% owner

Voss Advisors GP, LLC · CIK 0001798309 · 10% owner

Cocke Travis W. · CIK 0001798383 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · By: Voss Value-Oriented Special Situations Fund, L.P.

Disclosed balance after: 321,608

F1 · security: This Form 4 is filed jointly by Voss Value Master Fund, LP ("Voss Value Master Fund"), Voss Value-Oriented Special Situations Fund, LP ("Voss Value-Oriented Special Situations Fund"), Voss Advisors GP, LLC ("Voss GP"), Voss Capital, LP ("Voss Capital") and Travis W. Cocke (collectively, the "Reporting Persons"). Each of the Reporting Persons is a member of a group for purposes of Section 13(d) of the Securities Exchange Act of 1934, as amended, that collectively beneficially owns over 10% of the Issuer's outstanding shares of Common Stock. Each Reporting Person disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein, and this report shall not be deemed to be an admission that any Reporting Person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose.

F5 · price: Represents a weighted average price. These shares were purchased in multiple transactions at prices ranging from $1.3600 to $1.3700, inclusive. The Reporting Persons undertake to provide the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.

F3 · ownership.nature: Securities owned directly by Voss Value-Oriented Special Situations Fund. Voss GP, as the general partner of Voss Value-Oriented Special Situations Fund, may be deemed to beneficially own the securities owned directly by Voss Value-Oriented Special Situations Fund. Voss Capital, as the investment manager of Voss Value-Oriented Special Situations Fund, may be deemed to beneficially own the securities owned directly by Voss Value-Oriented Special Situations Fund. Mr. Cocke, as the managing member of Voss Capital and Voss GP, may be deemed to beneficially own the securities owned directly by Voss Value-Oriented Special Situations Fund.

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October 27, 2025 Filed Oct 28, 2025 22:45 UTC PurchaseCommon Stock, $0.001 par value 92,642 $1.37 $126,919.54
Disclosure

SEC source: 0000921895-25-002819 · form410925019_10282025.xml · nonDerivative · entry 2

Voss Capital, LP · CIK 0001730145 · 10% owner

Voss Value Master Fund, LP · CIK 0001969435 · 10% owner

Voss Value-Oriented Special Situations Fund, LP · CIK 0001863498 · 10% owner

Voss Advisors GP, LLC · CIK 0001798309 · 10% owner

Cocke Travis W. · CIK 0001798383 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · By: Voss Value Master Fund, L.P.

Disclosed balance after: 822,258

F1 · security: This Form 4 is filed jointly by Voss Value Master Fund, LP ("Voss Value Master Fund"), Voss Value-Oriented Special Situations Fund, LP ("Voss Value-Oriented Special Situations Fund"), Voss Advisors GP, LLC ("Voss GP"), Voss Capital, LP ("Voss Capital") and Travis W. Cocke (collectively, the "Reporting Persons"). Each of the Reporting Persons is a member of a group for purposes of Section 13(d) of the Securities Exchange Act of 1934, as amended, that collectively beneficially owns over 10% of the Issuer's outstanding shares of Common Stock. Each Reporting Person disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein, and this report shall not be deemed to be an admission that any Reporting Person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose.

F2 · ownership.nature: Securities owned directly by Voss Value Master Fund. Voss GP, as the general partner of Voss Value Master Fund, may be deemed to beneficially own the securities owned directly by Voss Value Master Fund. Voss Capital, as the investment manager of Voss Value Master Fund, may be deemed to beneficially own the securities owned directly by Voss Value Master Fund. Mr. Cocke, as the managing member of Voss Capital and Voss GP, may be deemed to beneficially own the securities owned directly by Voss Value Master Fund.

Read SEC document
October 24, 2025 Filed Oct 28, 2025 22:45 UTC PurchaseCommon Stock, $0.001 par value 30,176 $1.39 $41,956.71
Disclosure

SEC source: 0000921895-25-002819 · form410925019_10282025.xml · nonDerivative · entry 1

Voss Capital, LP · CIK 0001730145 · 10% owner

Voss Value Master Fund, LP · CIK 0001969435 · 10% owner

Voss Value-Oriented Special Situations Fund, LP · CIK 0001863498 · 10% owner

Voss Advisors GP, LLC · CIK 0001798309 · 10% owner

Cocke Travis W. · CIK 0001798383 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · By: Voss Value Master Fund, L.P.

Disclosed balance after: 729,616

F1 · security: This Form 4 is filed jointly by Voss Value Master Fund, LP ("Voss Value Master Fund"), Voss Value-Oriented Special Situations Fund, LP ("Voss Value-Oriented Special Situations Fund"), Voss Advisors GP, LLC ("Voss GP"), Voss Capital, LP ("Voss Capital") and Travis W. Cocke (collectively, the "Reporting Persons"). Each of the Reporting Persons is a member of a group for purposes of Section 13(d) of the Securities Exchange Act of 1934, as amended, that collectively beneficially owns over 10% of the Issuer's outstanding shares of Common Stock. Each Reporting Person disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein, and this report shall not be deemed to be an admission that any Reporting Person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose.

F4 · price: Represents a weighted average price. These shares were purchased in multiple transactions at prices ranging from $1.3300 to $1.4000, inclusive. The Reporting Persons undertake to provide the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.

F2 · ownership.nature: Securities owned directly by Voss Value Master Fund. Voss GP, as the general partner of Voss Value Master Fund, may be deemed to beneficially own the securities owned directly by Voss Value Master Fund. Voss Capital, as the investment manager of Voss Value Master Fund, may be deemed to beneficially own the securities owned directly by Voss Value Master Fund. Mr. Cocke, as the managing member of Voss Capital and Voss GP, may be deemed to beneficially own the securities owned directly by Voss Value Master Fund.

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July 23, 2025 Filed Jul 23, 2025 23:40 UTC GrantStock Option (right to buy) · Derivative 17,500 $0.00 Strike: $1.55 $0.00
Disclosure

SEC source: 0000950170-25-098044 · ownership.xml · derivative · entry 1

VON RICKENBACH JOSEF H · CIK 0001007706 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 17,500

Underlying: Common Stock · 17,500 shares

Expires 2035-07-22

F1 · derivative.exercise_date: This option was granted on July 23, 2025. The shares underlying the option are scheduled to vest in full on the earlier of (i) July 23, 2026 or (ii) the date of the Issuer's 2026 Annual Meeting of Stockholders, subject to continued service.

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July 23, 2025 Filed Jul 23, 2025 19:36 UTC GrantStock Option (right to buy) · Derivative 17,500 $0.00 Strike: $1.55 $0.00
Disclosure

SEC source: 0000950170-25-098039 · ownership.xml · derivative · entry 1

Ambros Reinhard J. · CIK 0001709690 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 17,500

Underlying: Common Stock · 17,500 shares

Expires 2035-07-22

F1 · derivative.exercise_date: This option was granted on July 23, 2025. The shares underlying the option are scheduled to vest in full on the earlier of (i) July 23, 2026 or (ii) the date of the Issuer's 2026 Annual Meeting of Stockholders, subject to continued service.

Read SEC document
July 23, 2025 Filed Jul 23, 2025 23:42 UTC GrantStock Option (right to buy) · Derivative 17,500 $0.00 Strike: $1.55 $0.00
Disclosure

SEC source: 0000950170-25-098046 · ownership.xml · derivative · entry 1

Aivado Manuel · CIK 0001709603 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 17,500

Underlying: Common Stock · 17,500 shares

Expires 2035-07-22

F1 · derivative.exercise_date: This option was granted on July 23, 2025. The shares underlying the option are scheduled to vest in full on the earlier of (i) July 23, 2026 or (ii) the date of the Issuer's 2026 Annual Meeting of Stockholders, subject to continued service.

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July 23, 2025 Filed Jul 23, 2025 23:38 UTC
Musso Alan ADirector
GrantStock Option (right to buy) · Derivative 17,500 $0.00 Strike: $1.55 $0.00
Disclosure

SEC source: 0000950170-25-098043 · ownership.xml · derivative · entry 1

Musso Alan A · CIK 0001295830 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 17,500

Underlying: Common Stock · 17,500 shares

Expires 2035-07-22

F1 · derivative.exercise_date: This option was granted on July 23, 2025. The shares underlying the option are scheduled to vest in full on the earlier of (i) July 23, 2026 or (ii) the date of the Issuer's 2026 Annual Meeting of Stockholders, subject to continued service.

Read SEC document
July 23, 2025 Filed Jul 23, 2025 23:37 UTC GrantStock Option (right to buy) · Derivative 17,500 $0.00 Strike: $1.55 $0.00
Disclosure

SEC source: 0000950170-25-098041 · ownership.xml · derivative · entry 1

Fairey William · CIK 0001727275 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 17,500

Underlying: Common Stock · 17,500 shares

Expires 2035-07-22

F1 · derivative.exercise_date: This option was granted on July 23, 2025. The shares underlying the option are scheduled to vest in full on the earlier of (i) July 23, 2026 or (ii) the date of the Issuer's 2026 Annual Meeting of Stockholders, subject to continued service.

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December 05, 2024 Filed Dec 9, 2024 21:09 UTC
WINDSOR JAMES BRIANPresident and CEO
PurchaseCommon Stock 161 $2.25 $362.25
Disclosure

SEC source: 0000950170-24-134522 · ownership.xml · nonDerivative · entry 2

WINDSOR JAMES BRIAN · CIK 0001790933 · President and CEO

10b5-1 filing: No plan indicated

Ownership: Indirect · By son

Disclosed balance after: 161

F1 · ownership.nature: The reporting person disclaims beneficial ownership of all securities held by his son, and this report should not be deemed an admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose.

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December 05, 2024 Filed Dec 9, 2024 21:09 UTC
WINDSOR JAMES BRIANPresident and CEO
PurchaseCommon Stock 239 $2.24 $535.36
Disclosure

SEC source: 0000950170-24-134522 · ownership.xml · nonDerivative · entry 1

WINDSOR JAMES BRIAN · CIK 0001790933 · President and CEO

10b5-1 filing: No plan indicated

Ownership: Indirect · By son

Disclosed balance after: 239

F1 · ownership.nature: The reporting person disclaims beneficial ownership of all securities held by his son, and this report should not be deemed an admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose.

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December 02, 2024 Filed Dec 4, 2024 21:05 UTC
WINDSOR JAMES BRIANPresident and CEO
GrantStock Option (right to buy) · Derivative 517,500 $0.00 Strike: $2.85 $0.00
Disclosure

SEC source: 0000950170-24-133231 · ownership.xml · derivative · entry 1

WINDSOR JAMES BRIAN · CIK 0001790933 · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 517,500

Underlying: Common Stock · 517,500 shares

Expires 2034-12-01

F1 · derivative.exercise_date: This option was granted on December 2, 2024. The shares underlying the option are scheduled to vest as of 25% of the shares on December 2, 2025 and thereafter in equal monthly installments through December 2, 2028.

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December 02, 2024 Filed Dec 6, 2024 21:34 UTC GrantStock Option (right to buy) · Derivative 35,000 $0.00 Strike: $2.85 $0.00
Disclosure

SEC source: 0000950170-24-134152 · ownership.xml · derivative · entry 1

VON RICKENBACH JOSEF H · CIK 0001007706 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 35,000

Underlying: Common Stock · 35,000 shares

Expires 2034-12-01

F1 · derivative.exercise_date: This option was granted on December 2, 2024. The shares underlying the option are scheduled to vest in full on December 2, 2025.

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December 02, 2024 Filed Dec 6, 2024 16:38 UTC GrantStock Option (right to buy) · Derivative 35,000 $0.00 Strike: $2.85 $0.00
Disclosure

SEC source: 0000950170-24-134160 · ownership.xml · derivative · entry 1

Ambros Reinhard J. · CIK 0001709690 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 35,000

Underlying: Common Stock · 35,000 shares

Expires 2034-12-01

F1 · derivative.exercise_date: This option was granted on December 2, 2024. The shares underlying the option are scheduled to vest in full on December 2, 2025.

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December 02, 2024 Filed Dec 6, 2024 21:41 UTC GrantStock Option (right to buy) · Derivative 35,000 $0.00 Strike: $2.85 $0.00
Disclosure

SEC source: 0000950170-24-134167 · ownership.xml · derivative · entry 1

Aivado Manuel · CIK 0001709603 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 35,000

Underlying: Common Stock · 35,000 shares

Expires 2034-12-01

F1 · derivative.exercise_date: This option was granted on December 2, 2024. The shares underlying the option are scheduled to vest in full on December 2, 2025.

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December 02, 2024 Filed Dec 6, 2024 21:35 UTC GrantStock Option (right to buy) · Derivative 35,000 $0.00 Strike: $2.85 $0.00
Disclosure

SEC source: 0000950170-24-134153 · ownership.xml · derivative · entry 1

Fairey William · CIK 0001727275 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 35,000

Underlying: Common Stock · 35,000 shares

Expires 2034-12-01

F1 · derivative.exercise_date: This option was granted on December 2, 2024. The shares underlying the option are scheduled to vest in full on December 2, 2025.

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December 02, 2024 Filed Dec 6, 2024 21:32 UTC
Musso Alan ADirector
GrantStock Option (right to buy) · Derivative 35,000 $0.00 Strike: $2.85 $0.00
Disclosure

SEC source: 0000950170-24-134145 · ownership.xml · derivative · entry 1

Musso Alan A · CIK 0001295830 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 35,000

Underlying: Common Stock · 35,000 shares

Expires 2034-12-01

F1 · derivative.exercise_date: This option was granted on December 2, 2024. The shares underlying the option are scheduled to vest in full on December 2, 2025.

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August 20, 2024 Filed Aug 22, 2024 20:07 UTC GrantStock Option (right to buy) · Derivative 2,725 $0.00 Strike: $2.40 $0.00
Disclosure

SEC source: 0000950170-24-099838 · ownership.xml · derivative · entry 1

VON RICKENBACH JOSEF H · CIK 0001007706 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,725

Underlying: Common Stock · 2,725 shares

Expires 2034-08-19

F1 · derivative.exercise_date: This option was granted on August 20, 2024. The shares underlying the option are scheduled to vest in full on the earlier of (i) August 20, 2025 or (ii) the date of the Issuer's 2025 Annual Meeting of Stockholders.

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August 20, 2024 Filed Aug 22, 2024 16:06 UTC GrantStock Option (right to buy) · Derivative 2,725 $0.00 Strike: $2.40 $0.00
Disclosure

SEC source: 0000950170-24-099834 · ownership.xml · derivative · entry 1

Ambros Reinhard J. · CIK 0001709690 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,725

Underlying: Common Stock · 2,725 shares

Expires 2034-08-19

F1 · derivative.exercise_date: This option was granted on August 20, 2024. The shares underlying the option are scheduled to vest in full on the earlier of (i) August 20, 2025 or (ii) the date of the Issuer's 2025 Annual Meeting of Stockholders.

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August 20, 2024 Filed Aug 22, 2024 20:09 UTC GrantStock Option (right to buy) · Derivative 2,725 $0.00 Strike: $2.40 $0.00
Disclosure

SEC source: 0000950170-24-099840 · ownership.xml · derivative · entry 1

Aivado Manuel · CIK 0001709603 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,725

Underlying: Common Stock · 2,725 shares

Expires 2034-08-19

F1 · derivative.exercise_date: This option was granted on August 20, 2024. The shares underlying the option are scheduled to vest in full on the earlier of (i) August 20, 2025 or (ii) the date of the Issuer's 2025 Annual Meeting of Stockholders.

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August 20, 2024 Filed Aug 22, 2024 20:06 UTC GrantStock Option (right to buy) · Derivative 2,725 $0.00 Strike: $2.40 $0.00
Disclosure

SEC source: 0000950170-24-099837 · ownership.xml · derivative · entry 1

Fairey William · CIK 0001727275 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,725

Underlying: Common Stock · 2,725 shares

Expires 2034-08-19

F1 · derivative.exercise_date: This option was granted on August 20, 2024. The shares underlying the option are scheduled to vest in full on the earlier of (i) August 20, 2025 or (ii) the date of the Issuer's 2025 Annual Meeting of Stockholders.

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August 20, 2024 Filed Aug 22, 2024 20:05 UTC
Musso Alan ADirector
GrantStock Option (right to buy) · Derivative 2,725 $0.00 Strike: $2.40 $0.00
Disclosure

SEC source: 0000950170-24-099833 · ownership.xml · derivative · entry 1

Musso Alan A · CIK 0001295830 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,725

Underlying: Common Stock · 2,725 shares

Expires 2034-08-19

F1 · derivative.exercise_date: This option was granted on August 20, 2024. The shares underlying the option are scheduled to vest in full on the earlier of (i) August 20, 2025 or (ii) the date of the Issuer's 2025 Annual Meeting of Stockholders.

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June 17, 2024 Filed Jun 17, 2024 23:03 UTC SaleCommon Stock 4,707 $3.25 $15,297.75
Disclosure

SEC source: 0001019231-24-000026 · primary_doc.xml · nonDerivative · entry 2

UNIVERSITY OF TEXAS/TEXAS AM INVESTMENT MANAGEMENT CO · CIK 0001019231 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,746,549

F1 · ownership.direct: Pursuant to an Investment Management Services Agreement with the Board of Regents of the University of Texas System (the "Regents"), The University of Texas/Texas A&M Investment Management Company, an institutional investment advisor, holds the shares reported herein on behalf of the Regents and is authorized to exercise investment discretion and voting power with respect to such shares on behalf of the Regents.

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June 14, 2024 Filed Jun 17, 2024 23:03 UTC SaleCommon Stock 1,900 $3.30 $6,270.00
Disclosure

SEC source: 0001019231-24-000026 · primary_doc.xml · nonDerivative · entry 1

UNIVERSITY OF TEXAS/TEXAS AM INVESTMENT MANAGEMENT CO · CIK 0001019231 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,751,256

F1 · ownership.direct: Pursuant to an Investment Management Services Agreement with the Board of Regents of the University of Texas System (the "Regents"), The University of Texas/Texas A&M Investment Management Company, an institutional investment advisor, holds the shares reported herein on behalf of the Regents and is authorized to exercise investment discretion and voting power with respect to such shares on behalf of the Regents.

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June 12, 2024 Filed Jun 12, 2024 22:18 UTC SaleCommon Stock 1 $3.28 $3.28
Disclosure

SEC source: 0001019231-24-000025 · primary_doc.xml · nonDerivative · entry 5

UNIVERSITY OF TEXAS/TEXAS AM INVESTMENT MANAGEMENT CO · CIK 0001019231 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,753,156

F1 · ownership.direct: Pursuant to an Investment Management Services Agreement with the Board of Regents of the University of Texas System (the "Regents"), The University of Texas/Texas A&M Investment Management Company, an institutional investment advisor, holds the shares reported herein on behalf of the Regents and is authorized to exercise investment discretion and voting power with respect to such shares on behalf of the Regents.

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June 12, 2024 Filed Jun 12, 2024 22:18 UTC SaleCommon Stock 9,341 $3.25 $30,358.25
Disclosure

SEC source: 0001019231-24-000025 · primary_doc.xml · nonDerivative · entry 4

UNIVERSITY OF TEXAS/TEXAS AM INVESTMENT MANAGEMENT CO · CIK 0001019231 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,753,157

F1 · ownership.direct: Pursuant to an Investment Management Services Agreement with the Board of Regents of the University of Texas System (the "Regents"), The University of Texas/Texas A&M Investment Management Company, an institutional investment advisor, holds the shares reported herein on behalf of the Regents and is authorized to exercise investment discretion and voting power with respect to such shares on behalf of the Regents.

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June 11, 2024 Filed Jun 12, 2024 22:18 UTC SaleCommon Stock 502 $3.35 $1,681.70
Disclosure

SEC source: 0001019231-24-000025 · primary_doc.xml · nonDerivative · entry 3

UNIVERSITY OF TEXAS/TEXAS AM INVESTMENT MANAGEMENT CO · CIK 0001019231 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,762,498

F1 · ownership.direct: Pursuant to an Investment Management Services Agreement with the Board of Regents of the University of Texas System (the "Regents"), The University of Texas/Texas A&M Investment Management Company, an institutional investment advisor, holds the shares reported herein on behalf of the Regents and is authorized to exercise investment discretion and voting power with respect to such shares on behalf of the Regents.

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June 11, 2024 Filed Jun 12, 2024 22:18 UTC SaleCommon Stock 5,250 $3.25 $17,062.50
Disclosure

SEC source: 0001019231-24-000025 · primary_doc.xml · nonDerivative · entry 2

UNIVERSITY OF TEXAS/TEXAS AM INVESTMENT MANAGEMENT CO · CIK 0001019231 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,763,000

F1 · ownership.direct: Pursuant to an Investment Management Services Agreement with the Board of Regents of the University of Texas System (the "Regents"), The University of Texas/Texas A&M Investment Management Company, an institutional investment advisor, holds the shares reported herein on behalf of the Regents and is authorized to exercise investment discretion and voting power with respect to such shares on behalf of the Regents.

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June 10, 2024 Filed Jun 12, 2024 22:18 UTC SaleCommon Stock 9,577 $3.30 $31,604.10
Disclosure

SEC source: 0001019231-24-000025 · primary_doc.xml · nonDerivative · entry 1

UNIVERSITY OF TEXAS/TEXAS AM INVESTMENT MANAGEMENT CO · CIK 0001019231 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,768,250

F1 · ownership.direct: Pursuant to an Investment Management Services Agreement with the Board of Regents of the University of Texas System (the "Regents"), The University of Texas/Texas A&M Investment Management Company, an institutional investment advisor, holds the shares reported herein on behalf of the Regents and is authorized to exercise investment discretion and voting power with respect to such shares on behalf of the Regents.

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June 07, 2024 Filed Jun 7, 2024 22:59 UTC SaleCommon Stock 176 $3.30 $580.80
Disclosure

SEC source: 0001019231-24-000024 · primary_doc.xml · nonDerivative · entry 5

UNIVERSITY OF TEXAS/TEXAS AM INVESTMENT MANAGEMENT CO · CIK 0001019231 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,777,827

F1 · ownership.direct: Pursuant to an Investment Management Services Agreement with the Board of Regents of the University of Texas System (the "Regents"), The University of Texas/Texas A&M Investment Management Company, an institutional investment advisor, holds the shares reported herein on behalf of the Regents and is authorized to exercise investment discretion and voting power with respect to such shares on behalf of the Regents.

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June 07, 2024 Filed Jun 7, 2024 22:59 UTC SaleCommon Stock 1,564 $3.25 $5,083.00
Disclosure

SEC source: 0001019231-24-000024 · primary_doc.xml · nonDerivative · entry 4

UNIVERSITY OF TEXAS/TEXAS AM INVESTMENT MANAGEMENT CO · CIK 0001019231 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,778,003

F1 · ownership.direct: Pursuant to an Investment Management Services Agreement with the Board of Regents of the University of Texas System (the "Regents"), The University of Texas/Texas A&M Investment Management Company, an institutional investment advisor, holds the shares reported herein on behalf of the Regents and is authorized to exercise investment discretion and voting power with respect to such shares on behalf of the Regents.

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June 06, 2024 Filed Jun 7, 2024 22:59 UTC SaleCommon Stock 3,184 $3.30 $10,507.20
Disclosure

SEC source: 0001019231-24-000024 · primary_doc.xml · nonDerivative · entry 3

UNIVERSITY OF TEXAS/TEXAS AM INVESTMENT MANAGEMENT CO · CIK 0001019231 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,779,567

F1 · ownership.direct: Pursuant to an Investment Management Services Agreement with the Board of Regents of the University of Texas System (the "Regents"), The University of Texas/Texas A&M Investment Management Company, an institutional investment advisor, holds the shares reported herein on behalf of the Regents and is authorized to exercise investment discretion and voting power with respect to such shares on behalf of the Regents.

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June 06, 2024 Filed Jun 7, 2024 22:59 UTC SaleCommon Stock 1,100 $3.27 $3,597.00
Disclosure

SEC source: 0001019231-24-000024 · primary_doc.xml · nonDerivative · entry 2

UNIVERSITY OF TEXAS/TEXAS AM INVESTMENT MANAGEMENT CO · CIK 0001019231 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,782,751

F1 · ownership.direct: Pursuant to an Investment Management Services Agreement with the Board of Regents of the University of Texas System (the "Regents"), The University of Texas/Texas A&M Investment Management Company, an institutional investment advisor, holds the shares reported herein on behalf of the Regents and is authorized to exercise investment discretion and voting power with respect to such shares on behalf of the Regents.

Read SEC document
June 05, 2024 Filed Jun 7, 2024 22:59 UTC SaleCommon Stock 6,291 $3.30 $20,760.30
Disclosure

SEC source: 0001019231-24-000024 · primary_doc.xml · nonDerivative · entry 1

UNIVERSITY OF TEXAS/TEXAS AM INVESTMENT MANAGEMENT CO · CIK 0001019231 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,783,851

F1 · ownership.direct: Pursuant to an Investment Management Services Agreement with the Board of Regents of the University of Texas System (the "Regents"), The University of Texas/Texas A&M Investment Management Company, an institutional investment advisor, holds the shares reported herein on behalf of the Regents and is authorized to exercise investment discretion and voting power with respect to such shares on behalf of the Regents.

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May 01, 2024 Filed May 1, 2024 23:15 UTC SaleCommon Stock 25 $4.32 $108.00
Disclosure

SEC source: 0001019231-24-000022 · primary_doc.xml · nonDerivative · entry 24

UNIVERSITY OF TEXAS/TEXAS AM INVESTMENT MANAGEMENT CO · CIK 0001019231 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,779,306

F1 · ownership.direct: Pursuant to an Investment Management Services Agreement with the Board of Regents of the University of Texas System (the "Regents"), The University of Texas/Texas A&M Investment Management Company, an institutional investment advisor, holds the shares reported herein on behalf of the Regents and is authorized to exercise investment discretion and voting power with respect to such shares on behalf of the Regents.

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May 01, 2024 Filed May 1, 2024 23:15 UTC SaleCommon Stock 2,903 $4.29 $12,453.87
Disclosure

SEC source: 0001019231-24-000022 · primary_doc.xml · nonDerivative · entry 23

UNIVERSITY OF TEXAS/TEXAS AM INVESTMENT MANAGEMENT CO · CIK 0001019231 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,779,331

F1 · ownership.direct: Pursuant to an Investment Management Services Agreement with the Board of Regents of the University of Texas System (the "Regents"), The University of Texas/Texas A&M Investment Management Company, an institutional investment advisor, holds the shares reported herein on behalf of the Regents and is authorized to exercise investment discretion and voting power with respect to such shares on behalf of the Regents.

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May 01, 2024 Filed May 1, 2024 23:15 UTC SaleCommon Stock 200 $4.29 $857.00
Disclosure

SEC source: 0001019231-24-000022 · primary_doc.xml · nonDerivative · entry 22

UNIVERSITY OF TEXAS/TEXAS AM INVESTMENT MANAGEMENT CO · CIK 0001019231 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,782,234

F1 · ownership.direct: Pursuant to an Investment Management Services Agreement with the Board of Regents of the University of Texas System (the "Regents"), The University of Texas/Texas A&M Investment Management Company, an institutional investment advisor, holds the shares reported herein on behalf of the Regents and is authorized to exercise investment discretion and voting power with respect to such shares on behalf of the Regents.

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May 01, 2024 Filed May 1, 2024 23:15 UTC SaleCommon Stock 337 $4.28 $1,442.36
Disclosure

SEC source: 0001019231-24-000022 · primary_doc.xml · nonDerivative · entry 21

UNIVERSITY OF TEXAS/TEXAS AM INVESTMENT MANAGEMENT CO · CIK 0001019231 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,782,434

F1 · ownership.direct: Pursuant to an Investment Management Services Agreement with the Board of Regents of the University of Texas System (the "Regents"), The University of Texas/Texas A&M Investment Management Company, an institutional investment advisor, holds the shares reported herein on behalf of the Regents and is authorized to exercise investment discretion and voting power with respect to such shares on behalf of the Regents.

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May 01, 2024 Filed May 1, 2024 23:15 UTC SaleCommon Stock 200 $4.28 $855.00
Disclosure

SEC source: 0001019231-24-000022 · primary_doc.xml · nonDerivative · entry 20

UNIVERSITY OF TEXAS/TEXAS AM INVESTMENT MANAGEMENT CO · CIK 0001019231 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,782,771

F1 · ownership.direct: Pursuant to an Investment Management Services Agreement with the Board of Regents of the University of Texas System (the "Regents"), The University of Texas/Texas A&M Investment Management Company, an institutional investment advisor, holds the shares reported herein on behalf of the Regents and is authorized to exercise investment discretion and voting power with respect to such shares on behalf of the Regents.

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May 01, 2024 Filed May 1, 2024 23:15 UTC SaleCommon Stock 100 $4.27 $427.00
Disclosure

SEC source: 0001019231-24-000022 · primary_doc.xml · nonDerivative · entry 19

UNIVERSITY OF TEXAS/TEXAS AM INVESTMENT MANAGEMENT CO · CIK 0001019231 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,782,971

F1 · ownership.direct: Pursuant to an Investment Management Services Agreement with the Board of Regents of the University of Texas System (the "Regents"), The University of Texas/Texas A&M Investment Management Company, an institutional investment advisor, holds the shares reported herein on behalf of the Regents and is authorized to exercise investment discretion and voting power with respect to such shares on behalf of the Regents.

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May 01, 2024 Filed May 1, 2024 23:15 UTC SaleCommon Stock 317 $4.27 $1,352.01
Disclosure

SEC source: 0001019231-24-000022 · primary_doc.xml · nonDerivative · entry 18

UNIVERSITY OF TEXAS/TEXAS AM INVESTMENT MANAGEMENT CO · CIK 0001019231 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,783,071

F1 · ownership.direct: Pursuant to an Investment Management Services Agreement with the Board of Regents of the University of Texas System (the "Regents"), The University of Texas/Texas A&M Investment Management Company, an institutional investment advisor, holds the shares reported herein on behalf of the Regents and is authorized to exercise investment discretion and voting power with respect to such shares on behalf of the Regents.

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May 01, 2024 Filed May 1, 2024 23:15 UTC SaleCommon Stock 310 $4.26 $1,320.60
Disclosure

SEC source: 0001019231-24-000022 · primary_doc.xml · nonDerivative · entry 17

UNIVERSITY OF TEXAS/TEXAS AM INVESTMENT MANAGEMENT CO · CIK 0001019231 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,783,388

F1 · ownership.direct: Pursuant to an Investment Management Services Agreement with the Board of Regents of the University of Texas System (the "Regents"), The University of Texas/Texas A&M Investment Management Company, an institutional investment advisor, holds the shares reported herein on behalf of the Regents and is authorized to exercise investment discretion and voting power with respect to such shares on behalf of the Regents.

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May 01, 2024 Filed May 1, 2024 23:15 UTC SaleCommon Stock 7,923 $4.25 $33,672.75
Disclosure

SEC source: 0001019231-24-000022 · primary_doc.xml · nonDerivative · entry 16

UNIVERSITY OF TEXAS/TEXAS AM INVESTMENT MANAGEMENT CO · CIK 0001019231 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,783,698

F1 · ownership.direct: Pursuant to an Investment Management Services Agreement with the Board of Regents of the University of Texas System (the "Regents"), The University of Texas/Texas A&M Investment Management Company, an institutional investment advisor, holds the shares reported herein on behalf of the Regents and is authorized to exercise investment discretion and voting power with respect to such shares on behalf of the Regents.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.