Last 12 months
Inside the activity.
0 purchase rows · 0 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 0 |
| Dec 2025 | 0 | 0 |
| Jan 2026 | 0 | 0 |
| Feb 2026 | 0 | 0 |
| Mar 2026 | 0 | 0 |
| Apr 2026 | 0 | 0 |
| May 2026 | 0 | 0 |
| Jun 2026 | 0 | 0 |
| Jul 2026 | 0 | 0 |
| Aug 2026 | 0 | 0 |
| Sep 2026 | 0 | 0 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| November 30, 2022 Filed Mar 31, 2023 13:00 UTC |
Celeste Richard FDirector
|
GrantStock Option (Right to Buy) · Derivative | 250,000 | $0.00 Strike: $0.18 | $0.00 |
DisclosureSEC source: 0001493152-23-009953 · ownership.xml · derivative · entry 1 Celeste Richard F · CIK 0001412038 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,000,000 Underlying: Common Stock · 250,000 shares Expires 2032-11-30 Read SEC document |
| November 30, 2022 Filed Mar 31, 2023 13:00 UTC |
Zipp Brandon JoelChief Science Officer
|
GrantStock Option (Right to Buy) · Derivative | 250,000 | $0.00 Strike: $0.18 | $0.00 |
DisclosureSEC source: 0001493152-23-009952 · ownership.xml · derivative · entry 1 Zipp Brandon Joel · CIK 0001757846 · Chief Science Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,270,234 Underlying: Common Stock · 250,000 shares Expires 2032-11-30 Read SEC document |
| November 30, 2022 Filed Mar 31, 2023 13:00 UTC |
Cavanaugh Michael R.Chief Executive Officer
|
GrantStock Option (Right to Buy) · Derivative | 750,000 | $0.00 Strike: $0.18 | $0.00 |
DisclosureSEC source: 0001493152-23-009950 · ownership.xml · derivative · entry 1 Cavanaugh Michael R. · CIK 0001757622 · Chief Executive Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,850,000 Underlying: Common Stock · 750,000 shares Expires 2032-11-30 Read SEC document |
| May 10, 2022 Filed May 12, 2022 17:01 UTC |
LoConti Joseph E.10% owner
|
GrantWarrant · Derivative | 6,666,667 | Not disclosed Strike: $0.60 | Not disclosed |
DisclosureSEC source: 0001493152-22-013078 · ownership.xml · derivative · entry 5 LoConti Joseph E. · CIK 0001025708 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Tower IV LLC Disclosed balance after: 6,666,667 Underlying: Common Stock · 6,666,667 shares Expires 2027-05-10 F1 · price: Warrant acquired in connection with purchase of restricted shares of Issuer's common stock reflected in table I of this Form 4. Read SEC document |
| May 10, 2022 Filed May 12, 2022 17:01 UTC |
LoConti Joseph E.10% owner
|
PurchaseCommon Stock, par value $0.001 per share | 6,666,667 | $0.15 | $1,000,000.05 |
DisclosureSEC source: 0001493152-22-013078 · ownership.xml · nonDerivative · entry 1 LoConti Joseph E. · CIK 0001025708 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Tower IV LLC Disclosed balance after: 12,797,146 Read SEC document |
| December 10, 2021 Filed Dec 13, 2021 09:00 UTC |
FEIGHAN EDWARD FDirector
|
GrantStock Option (Right to Buy) · Derivative | 250,000 | $0.00 Strike: $0.28 | $0.00 |
DisclosureSEC source: 0001493152-21-031198 · ownership.xml · derivative · entry 1 FEIGHAN EDWARD F · CIK 0001068614 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 250,000 Underlying: Common Stock · 250,000 shares Expires 2031-12-10 F1 · derivative.exercise_date: On December 10, 2021, the Reporting Person was granted options to purchase 250,000 shares of common stock at an exercise price of $0.277. This option vested immediately. Read SEC document |
| December 10, 2021 Filed Dec 13, 2021 09:00 UTC |
MCKILLIGAN RICHARDChief Financial Officer
|
GrantStock Option (Right to Buy) · Derivative | 35,231 | $0.00 Strike: $0.28 | $0.00 |
DisclosureSEC source: 0001493152-21-031194 · ownership.xml · derivative · entry 6 MCKILLIGAN RICHARD · CIK 0001449692 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 150,000 Underlying: Common Stock · 35,231 shares Expires 2031-12-10 F6 · derivative.exercise_date: On December 10, 2021, the Reporting Person was granted options to purchase 35,231 shares of common stock at an exercise price of $0.277. This option vested immediately. Read SEC document |
| December 10, 2021 Filed Dec 13, 2021 09:00 UTC |
MCKILLIGAN RICHARDChief Financial Officer
|
GrantStock Option (Right to Buy) · Derivative | 114,769 | $0.00 Strike: $0.28 | $0.00 |
DisclosureSEC source: 0001493152-21-031194 · ownership.xml · derivative · entry 5 MCKILLIGAN RICHARD · CIK 0001449692 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 114,769 Underlying: Common Stock · 114,769 shares Expires 2031-12-10 F5 · derivative.exercise_date: On December 10, 2021, the issuer canceled, this option pursuant to the issuer's option exchange program, the options listed above. In exchange, the Reporting Person received a replacement option to purchase 114,769 shares at an exercise price of $0.277. This replacement option vested immediately. Read SEC document |
| December 10, 2021 Filed Dec 13, 2021 09:00 UTC |
MCKILLIGAN RICHARDChief Financial Officer
|
Disposition to issuerStock Option (Right to Buy) · Derivative | 75,000 | $0.00 Strike: $1.81 | $0.00 |
DisclosureSEC source: 0001493152-21-031194 · ownership.xml · derivative · entry 4 MCKILLIGAN RICHARD · CIK 0001449692 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 75,000 shares Expires 2027-12-21 F5 · date: On December 10, 2021, the issuer canceled, this option pursuant to the issuer's option exchange program, the options listed above. In exchange, the Reporting Person received a replacement option to purchase 114,769 shares at an exercise price of $0.277. This replacement option vested immediately. F4 · derivative.exercise_date: The option provided for vesting in four equal semi-annual installments beginning on 6/27/18. Read SEC document |
| December 10, 2021 Filed Dec 13, 2021 09:00 UTC |
MCKILLIGAN RICHARDChief Financial Officer
|
Disposition to issuerStock Option (Right to Buy) · Derivative | 20,000 | $0.00 Strike: $2.10 | $0.00 |
DisclosureSEC source: 0001493152-21-031194 · ownership.xml · derivative · entry 3 MCKILLIGAN RICHARD · CIK 0001449692 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 20,000 shares Expires 2025-05-21 F5 · date: On December 10, 2021, the issuer canceled, this option pursuant to the issuer's option exchange program, the options listed above. In exchange, the Reporting Person received a replacement option to purchase 114,769 shares at an exercise price of $0.277. This replacement option vested immediately. F3 · derivative.exercise_date: The option provided for vesting in four equal semi-annual installments beginning on 11/21/15. Read SEC document |
| December 10, 2021 Filed Dec 13, 2021 09:00 UTC |
MCKILLIGAN RICHARDChief Financial Officer
|
Disposition to issuerStock Option (Right to Buy) · Derivative | 20,000 | $0.00 Strike: $3.40 | $0.00 |
DisclosureSEC source: 0001493152-21-031194 · ownership.xml · derivative · entry 2 MCKILLIGAN RICHARD · CIK 0001449692 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 20,000 shares Expires 2025-01-01 F5 · date: On December 10, 2021, the issuer canceled, this option pursuant to the issuer's option exchange program, the options listed above. In exchange, the Reporting Person received a replacement option to purchase 114,769 shares at an exercise price of $0.277. This replacement option vested immediately. F2 · derivative.exercise_date: The option provided for vesting in four equal semi-annual installments beginning on 7/1/15. Read SEC document |
| December 10, 2021 Filed Dec 13, 2021 09:00 UTC |
MCKILLIGAN RICHARDChief Financial Officer
|
Disposition to issuerStock Option (Right to Buy) · Derivative | 10,000 | $0.00 Strike: $2.70 | $0.00 |
DisclosureSEC source: 0001493152-21-031194 · ownership.xml · derivative · entry 1 MCKILLIGAN RICHARD · CIK 0001449692 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 10,000 shares Expires 2022-08-06 F5 · date: On December 10, 2021, the issuer canceled, this option pursuant to the issuer's option exchange program, the options listed above. In exchange, the Reporting Person received a replacement option to purchase 114,769 shares at an exercise price of $0.277. This replacement option vested immediately. F1 · derivative.exercise_date: An option to purchase 10,000 shares of common stock was granted to the Reporting Person on 8/6/12, 3,333 shares vested on 1/1/13 and 1/1/14, and 3,334 shares vested on 1/1/15. Read SEC document |
| December 10, 2021 Filed Dec 13, 2021 14:00 UTC |
Zipp Brandon JoelChief Science Officer
|
GrantStock Option (Right to Buy) · Derivative | 22,513 | $0.00 Strike: $0.28 | $0.00 |
DisclosureSEC source: 0001493152-21-031195 · ownership.xml · derivative · entry 8 Zipp Brandon Joel · CIK 0001757846 · Chief Science Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 150,000 Underlying: Common Stock · 22,513 shares Expires 2031-12-10 F8 · derivative.exercise_date: On December 10, 2021, the Reporting Person was granted options to purchase 22,513 shares of common stock at an exercise price of $0.277. This option vested immediately. Read SEC document |
| December 10, 2021 Filed Dec 13, 2021 14:00 UTC |
Zipp Brandon JoelChief Science Officer
|
GrantStock Option (Right to Buy) · Derivative | 127,487 | $0.00 Strike: $0.28 | $0.00 |
DisclosureSEC source: 0001493152-21-031195 · ownership.xml · derivative · entry 7 Zipp Brandon Joel · CIK 0001757846 · Chief Science Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 127,487 Underlying: Common Stock · 127,487 shares Expires 2031-12-10 F7 · derivative.exercise_date: On December 10, 2021, the issuer canceled this option, pursuant to the issuer's option exchange program, the options listed above. In exchange, the Reporting Person received a replacement option to purchase 127,487 shares at an exercise price of $0.277. This replacement option vested immediately. Read SEC document |
| December 10, 2021 Filed Dec 13, 2021 14:00 UTC |
Zipp Brandon JoelChief Science Officer
|
Disposition to issuerStock Option (Right to Buy) · Derivative | 75,000 | $0.00 Strike: $1.81 | $0.00 |
DisclosureSEC source: 0001493152-21-031195 · ownership.xml · derivative · entry 6 Zipp Brandon Joel · CIK 0001757846 · Chief Science Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 75,000 shares Expires 2027-12-27 F7 · date: On December 10, 2021, the issuer canceled this option, pursuant to the issuer's option exchange program, the options listed above. In exchange, the Reporting Person received a replacement option to purchase 127,487 shares at an exercise price of $0.277. This replacement option vested immediately. F6 · derivative.exercise_date: The option provided for vesting in four equal semi-annual installments beginning on 6/27/18. Read SEC document |
| December 10, 2021 Filed Dec 13, 2021 14:00 UTC |
Zipp Brandon JoelChief Science Officer
|
Disposition to issuerStock Option (Right to Buy) · Derivative | 20,000 | $0.00 Strike: $2.10 | $0.00 |
DisclosureSEC source: 0001493152-21-031195 · ownership.xml · derivative · entry 5 Zipp Brandon Joel · CIK 0001757846 · Chief Science Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 20,000 shares Expires 2025-05-21 F7 · date: On December 10, 2021, the issuer canceled this option, pursuant to the issuer's option exchange program, the options listed above. In exchange, the Reporting Person received a replacement option to purchase 127,487 shares at an exercise price of $0.277. This replacement option vested immediately. F5 · derivative.exercise_date: The option provided for vesting in four equal semi-annual installments beginning on 11/21/15. Read SEC document |
| December 10, 2021 Filed Dec 13, 2021 14:00 UTC |
Zipp Brandon JoelChief Science Officer
|
Disposition to issuerStock Option (Right to Buy) · Derivative | 20,000 | $0.00 Strike: $3.40 | $0.00 |
DisclosureSEC source: 0001493152-21-031195 · ownership.xml · derivative · entry 4 Zipp Brandon Joel · CIK 0001757846 · Chief Science Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 20,000 shares Expires 2025-01-01 F7 · date: On December 10, 2021, the issuer canceled this option, pursuant to the issuer's option exchange program, the options listed above. In exchange, the Reporting Person received a replacement option to purchase 127,487 shares at an exercise price of $0.277. This replacement option vested immediately. F4 · derivative.exercise_date: The option provided for vesting in four equal semi-annual installments beginning on 7/1/15. Read SEC document |
| December 10, 2021 Filed Dec 13, 2021 14:00 UTC |
Zipp Brandon JoelChief Science Officer
|
Disposition to issuerStock Option (Right to Buy) · Derivative | 15,000 | $0.00 Strike: $4.20 | $0.00 |
DisclosureSEC source: 0001493152-21-031195 · ownership.xml · derivative · entry 3 Zipp Brandon Joel · CIK 0001757846 · Chief Science Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 15,000 shares Expires 2024-04-03 F7 · date: On December 10, 2021, the issuer canceled this option, pursuant to the issuer's option exchange program, the options listed above. In exchange, the Reporting Person received a replacement option to purchase 127,487 shares at an exercise price of $0.277. This replacement option vested immediately. F3 · derivative.exercise_date: The option provided for vesting in eight equal quarterly annual installments beginning on 7/3/14. Read SEC document |
| December 10, 2021 Filed Dec 13, 2021 14:00 UTC |
Zipp Brandon JoelChief Science Officer
|
Disposition to issuerStock Option (Right to Buy) · Derivative | 7,500 | $0.00 Strike: $4.40 | $0.00 |
DisclosureSEC source: 0001493152-21-031195 · ownership.xml · derivative · entry 2 Zipp Brandon Joel · CIK 0001757846 · Chief Science Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 7,500 shares Expires 2023-03-12 F7 · date: On December 10, 2021, the issuer canceled this option, pursuant to the issuer's option exchange program, the options listed above. In exchange, the Reporting Person received a replacement option to purchase 127,487 shares at an exercise price of $0.277. This replacement option vested immediately. F2 · derivative.exercise_date: The option provided for vesting in three equal annual installments beginning on 3/12/13. Read SEC document |
| December 10, 2021 Filed Dec 13, 2021 14:00 UTC |
Zipp Brandon JoelChief Science Officer
|
Disposition to issuerStock Option (Right to Buy) · Derivative | 2,500 | $0.00 Strike: $4.20 | $0.00 |
DisclosureSEC source: 0001493152-21-031195 · ownership.xml · derivative · entry 1 Zipp Brandon Joel · CIK 0001757846 · Chief Science Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 2,500 shares Expires 2023-03-11 F7 · date: On December 10, 2021, the issuer canceled this option, pursuant to the issuer's option exchange program, the options listed above. In exchange, the Reporting Person received a replacement option to purchase 127,487 shares at an exercise price of $0.277. This replacement option vested immediately. F1 · derivative.exercise_date: An option to purchase 2,500 shares of common stock was granted to the Reporting Person on 3/11/13, 884 shares vested on 3/11/14, and 883 shares vested on each of 3/11/15 and 3/11/16. Read SEC document |
| December 10, 2021 Filed Dec 13, 2021 14:00 UTC |
Cavanaugh Michael R.Director · Chief Executive Officer
|
GrantStock Option (Right to Buy) · Derivative | 350,000 | $0.00 Strike: $0.28 | $0.00 |
DisclosureSEC source: 0001493152-21-031197 · ownership.xml · derivative · entry 1 Cavanaugh Michael R. · CIK 0001757622 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 350,000 Underlying: Common Stock · 350,000 shares Expires 2031-12-10 F1 · derivative.exercise_date: On December 10, 2021, the Reporting Person was granted options to purchase 350,000 shares of common stock at an exercise price of $0.277. This option vested immediately. Read SEC document |
| December 10, 2021 Filed Dec 13, 2021 14:00 UTC |
Celeste Richard FDirector
|
GrantStock Option (Right to Buy) · Derivative | 250,000 | $0.00 Strike: $0.28 | $0.00 |
DisclosureSEC source: 0001493152-21-031196 · ownership.xml · derivative · entry 1 Celeste Richard F · CIK 0001412038 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 250,000 Underlying: Common Stock · 250,000 shares Expires 2031-12-10 F1 · derivative.exercise_date: On December 10, 2021, the Reporting Person was granted options to purchase 250,000 shares of common stock at an exercise price of $0.277. This option vested immediately. Read SEC document |
| July 29, 2021 Filed Aug 26, 2021 11:18 UTC |
LoConti Joseph E.10% owner
|
PurchaseCommon Stock, par value $0.001 per share | 1,000 | $0.20 | $200.00 |
DisclosureSEC source: 0001493152-21-021306 · ownership.xml · nonDerivative · entry 14 LoConti Joseph E. · CIK 0001025708 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Paragon Small Cap Fund I, LP Disclosed balance after: 4,711,651 Read SEC document |
| July 20, 2021 Filed Aug 26, 2021 11:18 UTC |
LoConti Joseph E.10% owner
|
PurchaseCommon Stock, par value $0.001 per share | 13,000 | $0.20 | $2,600.00 |
DisclosureSEC source: 0001493152-21-021306 · ownership.xml · nonDerivative · entry 13 LoConti Joseph E. · CIK 0001025708 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Paragon Small Cap Fund I, LP Disclosed balance after: 4,710,651 Read SEC document |
| July 19, 2021 Filed Aug 26, 2021 11:18 UTC |
LoConti Joseph E.10% owner
|
PurchaseCommon Stock, par value $0.001 per share | 20,000 | $0.20 | $4,000.00 |
DisclosureSEC source: 0001493152-21-021306 · ownership.xml · nonDerivative · entry 12 LoConti Joseph E. · CIK 0001025708 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Paragon Small Cap Fund I, LP Disclosed balance after: 4,697,651 Read SEC document |
| July 19, 2021 Filed Aug 26, 2021 11:18 UTC |
LoConti Joseph E.10% owner
|
PurchaseCommon Stock, par value $0.001 per share | 67,000 | $0.19 | $12,730.00 |
DisclosureSEC source: 0001493152-21-021306 · ownership.xml · nonDerivative · entry 11 LoConti Joseph E. · CIK 0001025708 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Paragon Small Cap Fund I, LP Disclosed balance after: 4,677,651 Read SEC document |
| July 19, 2021 Filed Aug 26, 2021 11:18 UTC |
LoConti Joseph E.10% owner
|
PurchaseCommon Stock, par value $0.001 per share | 40,000 | $0.16 | $6,400.00 |
DisclosureSEC source: 0001493152-21-021306 · ownership.xml · nonDerivative · entry 10 LoConti Joseph E. · CIK 0001025708 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Paragon Small Cap Fund I, LP Disclosed balance after: 4,610,651 Read SEC document |
| July 09, 2021 Filed Aug 26, 2021 11:18 UTC |
LoConti Joseph E.10% owner
|
PurchaseCommon Stock, par value $0.001 per share | 20,000 | $0.19 | $3,800.00 |
DisclosureSEC source: 0001493152-21-021306 · ownership.xml · nonDerivative · entry 9 LoConti Joseph E. · CIK 0001025708 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Paragon Small Cap Fund I, LP Disclosed balance after: 4,570,651 Read SEC document |
| May 11, 2021 Filed Aug 26, 2021 11:18 UTC |
LoConti Joseph E.10% owner
|
PurchaseCommon Stock, par value $0.001 per share | 10,000 | $0.18 | $1,800.00 |
DisclosureSEC source: 0001493152-21-021306 · ownership.xml · nonDerivative · entry 8 LoConti Joseph E. · CIK 0001025708 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Paragon Small Cap Fund I, LP Disclosed balance after: 4,550,651 Read SEC document |
| May 11, 2021 Filed Aug 26, 2021 11:18 UTC |
LoConti Joseph E.10% owner
|
PurchaseCommon Stock, par value $0.001 per share | 10,000 | $0.17 | $1,700.00 |
DisclosureSEC source: 0001493152-21-021306 · ownership.xml · nonDerivative · entry 7 LoConti Joseph E. · CIK 0001025708 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Paragon Small Cap Fund I, LP Disclosed balance after: 4,540,651 Read SEC document |
| February 05, 2021 Filed Feb 9, 2021 19:01 UTC |
Zipp Brandon JoelChief Science Officer
|
PurchaseCommon Stock, par value $0.001 per share | 19,071 | $0.19 | $3,623.49 |
DisclosureSEC source: 0001493152-21-003046 · ownership.xml · nonDerivative · entry 2 Zipp Brandon Joel · CIK 0001757846 · Chief Science Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 64,000 F2 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $0.18 to $0.20, inclusive. Read SEC document |
| February 04, 2021 Filed Feb 9, 2021 19:01 UTC |
Zipp Brandon JoelChief Science Officer
|
PurchaseCommon Stock, par value $0.001 per share | 30,929 | $0.17 | $5,257.93 |
DisclosureSEC source: 0001493152-21-003046 · ownership.xml · nonDerivative · entry 1 Zipp Brandon Joel · CIK 0001757846 · Chief Science Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 44,929 F1 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $0.15 to $0.18, inclusive. The reporting person undertakes to provide the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in footnotes (1) and (2) to this Form 4. Read SEC document |
| January 05, 2021 Filed Aug 26, 2021 11:18 UTC |
LoConti Joseph E.10% owner
|
PurchaseCommon Stock, par value $0.001 per share | 5,000 | $0.10 | $500.00 |
DisclosureSEC source: 0001493152-21-021306 · ownership.xml · nonDerivative · entry 6 LoConti Joseph E. · CIK 0001025708 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Paragon Small Cap Fund I, LP Disclosed balance after: 4,530,651 Read SEC document |
| January 04, 2021 Filed Aug 26, 2021 11:18 UTC |
LoConti Joseph E.10% owner
|
PurchaseCommon Stock, par value $0.001 per share | 20,000 | $0.10 | $2,000.00 |
DisclosureSEC source: 0001493152-21-021306 · ownership.xml · nonDerivative · entry 5 LoConti Joseph E. · CIK 0001025708 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Paragon Small Cap Fund I, LP Disclosed balance after: 4,525,651 Read SEC document |
| June 04, 2020 Filed Aug 26, 2021 11:18 UTC |
LoConti Joseph E.10% owner
|
PurchaseCommon Stock, par value $0.001 per share | 3,150 | $0.09 | $283.50 |
DisclosureSEC source: 0001493152-21-021306 · ownership.xml · nonDerivative · entry 4 LoConti Joseph E. · CIK 0001025708 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Paragon Small Cap Fund I, LP Disclosed balance after: 4,505,651 Read SEC document |
| June 04, 2020 Filed Aug 26, 2021 11:18 UTC |
LoConti Joseph E.10% owner
|
PurchaseCommon Stock, par value $0.001 per share | 13,850 | $0.08 | $1,108.00 |
DisclosureSEC source: 0001493152-21-021306 · ownership.xml · nonDerivative · entry 3 LoConti Joseph E. · CIK 0001025708 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Paragon Small Cap Fund I, LP Disclosed balance after: 4,502,501 Read SEC document |
| June 27, 2019 Filed Jul 1, 2019 17:14 UTC |
FEIGHAN EDWARD FDirector · Executive Chairman
|
GrantStock Option (Right to Buy) · Derivative | 250,000 | $0.00 Strike: $0.30 | $0.00 |
DisclosureSEC source: 0001493152-19-010037 · ownership.xml · derivative · entry 1 FEIGHAN EDWARD F · CIK 0001068614 · Director · Executive Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 750,000 Underlying: Common Stock · 250,000 shares Expires 2029-06-27 F1 · derivative.exercise_date: Subject to the Reporting Person's continuous service to the Corporation, 1/2 of the shares subject to the option vest upon the earlier of 12 months after the date of grant or shareholder approval of an increase in shares of common stock available for issuance under the Corporation's 2012 Stock Incentive Plan and 1/2 of the shares will vest 12 months after that date. In the event of the Reporting Person's departure from the Corporation for any reason other than for cause, all shares subject to the Option Grant will vest 100%. Read SEC document |
| June 27, 2019 Filed Jul 1, 2019 17:18 UTC |
MCKILLIGAN RICHARDChief Financial Officer
|
GrantStock Option (Right to Buy) · Derivative | 250,000 | $0.00 Strike: $0.30 | $0.00 |
DisclosureSEC source: 0001493152-19-010044 · ownership.xml · derivative · entry 1 MCKILLIGAN RICHARD · CIK 0001449692 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 745,234 Underlying: Common Stock · 250,000 shares Expires 2029-06-27 F1 · derivative.exercise_date: Subject to the Reporting Person's continuous service to the Corporation, 1/2 of the shares subject to the option vest upon the earlier of 12 months after the date of grant or shareholder approval of an increase in shares of common stock available for issuance under the Corporation's 2012 Stock Incentive Plan and 1/2 of the shares will vest 12 months after that date. In the event of the Reporting Person's departure from the Corporation for any reason other than for cause, all shares subject to the Option Grant will vest 100%. Read SEC document |
| June 27, 2019 Filed Jul 1, 2019 21:16 UTC |
Cavanaugh Michael R.Director · Chief Executive Officer
|
GrantStock Option(Right to Buy) · Derivative | 250,000 | $0.00 Strike: $0.30 | $0.00 |
DisclosureSEC source: 0001493152-19-010042 · ownership.xml · derivative · entry 1 Cavanaugh Michael R. · CIK 0001757622 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 750,000 Underlying: Common Stock · 250,000 shares Expires 2029-06-27 F1 · derivative.exercise_date: Subject to the Reporting Person's continuous service to the Corporation, 1/2 of the shares subject to the option vest upon the earlier of 12 months after the date of grant or shareholder approval of an increase in shares of common stock available for issuance under the Corporation's 2012 Stock Incentive Plan and 1/2 of the shares will vest 12 months after that date. In the event of the Reporting Person's departure from the Corporation for any reason other than for cause, all shares subject to the Option Grant will vest 100%. Read SEC document |
| June 04, 2019 Filed Aug 26, 2021 11:18 UTC |
LoConti Joseph E.10% owner
|
PurchaseCommon Stock, par value $0.001 per share | 1,000 | $0.23 | $230.00 |
DisclosureSEC source: 0001493152-21-021306 · ownership.xml · nonDerivative · entry 2 LoConti Joseph E. · CIK 0001025708 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Paragon Small Cap Fund I, LP Disclosed balance after: 4,488,651 Read SEC document |
| May 29, 2019 Filed Aug 26, 2021 11:18 UTC |
LoConti Joseph E.10% owner
|
PurchaseCommon Stock, par value $0.001 per share | 10,000 | $0.24 | $2,400.00 |
DisclosureSEC source: 0001493152-21-021306 · ownership.xml · nonDerivative · entry 1 LoConti Joseph E. · CIK 0001025708 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Paragon Small Cap Fund I, LP Disclosed balance after: 4,487,651 Read SEC document |
| May 08, 2019 Filed May 13, 2019 19:56 UTC |
FEIGHAN EDWARD FDirector
|
GrantStock Option (Right to Buy) · Derivative | 500,000 | $0.00 Strike: $0.35 | $0.00 |
DisclosureSEC source: 0001493152-19-006969 · ownership.xml · derivative · entry 1 FEIGHAN EDWARD F · CIK 0001068614 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 500,000 Underlying: Common Stock · 500,000 shares Expires 2029-05-08 F1 · derivative.exercise_date: Subject to the Reporting Person's continuous service to the Corporation, 1/2 of the shares subject to the option vest upon shareholder approval of an increase in shares of common stock available for issuance under the Corporation's 2012 Stock Incentive Plan and 1/2 of the shares will vest 12 months after that date. In the event of death of the Reporting Person, all shares subject to the Option Grant will vest 100%. Read SEC document |
| May 08, 2019 Filed May 14, 2019 00:01 UTC |
MAIDA ANTHONY E IIIDirector
|
GrantStock Option (Right to Buy) · Derivative | 500,000 | $0.00 Strike: $0.35 | $0.00 |
DisclosureSEC source: 0001493152-19-006973 · ownership.xml · derivative · entry 1 MAIDA ANTHONY E III · CIK 0001273213 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 612,559 Underlying: Common Stock · 500,000 shares Expires 2029-05-08 F1 · derivative.exercise_date: Subject to the Reporting Person's continuous service to the Corporation, 1/2 of the shares subject to the option vest upon shareholder approval of an increase in shares of common stock available for issuance under the Corporation's 2012 Stock Incentive Plan and 1/2 of the shares will vest 12 months after that date. In the event of death of the Reporting Person, all shares subject to the Option Grant will vest 100%. Read SEC document |
| May 08, 2019 Filed May 13, 2019 23:58 UTC |
Cavanaugh Michael R.Director · CEO
|
GrantStock Option (Right to Buy) · Derivative | 500,000 | $0.00 Strike: $0.35 | $0.00 |
DisclosureSEC source: 0001493152-19-006971 · ownership.xml · derivative · entry 1 Cavanaugh Michael R. · CIK 0001757622 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 500,000 Underlying: Common Stock · 500,000 shares Expires 2029-05-08 F1 · derivative.exercise_date: Subject to the Reporting Person's continuous service to the Corporation, 1/2 of the shares subject to the option vest upon shareholder approval of an increase in shares of common stock available for issuance under the Corporation's 2012 Stock Incentive Plan and 1/2 of the shares will vest 12 months after that date. In the event of death of the Reporting Person, all shares subject to the Option Grant will vest 100%. Read SEC document |
| May 08, 2019 Filed May 20, 2019 20:05 UTC |
Celeste Richard FDirector
|
GrantStock Option (Right to Buy) · Derivative | 500,000 | $0.00 Strike: $0.35 | $0.00 |
DisclosureSEC source: 0001493152-19-007874 · ownership.xml · derivative · entry 1 Celeste Richard F · CIK 0001412038 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 500,000 Underlying: Common Stock · 500,000 shares Expires 2029-05-08 F1 · derivative.exercise_date: Subject to the Reporting Person's continuous service to the Corporation, 1/2 of the shares subject to the option vest upon shareholder approval of an increase in shares of common stock available for issuance under the Corporation's 2012 Stock Incentive Plan and 1/2 of the shares will vest 12 months after that date. In the event of death of the Reporting Person, all shares subject to the Option Grant will vest 100%. Read SEC document |
| March 29, 2019 Filed Apr 2, 2019 12:23 UTC |
LoConti Joseph E.10% owner
|
PurchaseCommon Stock,par value $0.001 per share | 4,447,651 | $0.46 | $2,045,919.46 |
DisclosureSEC source: 0001025708-19-000002 · primary_doc.xml · nonDerivative · entry 4 LoConti Joseph E. · CIK 0001025708 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Paragon Small Cap Fund I, LP Disclosed balance after: 4,477,651 Read SEC document |
| January 25, 2019 Filed Jan 29, 2019 16:05 UTC |
FEIGHAN EDWARD FDirector
|
OtherCommon Stock Warrants (right to buy) · Derivative | 167,500 | Not disclosed Strike: $3.00 | Not disclosed |
DisclosureSEC source: 0001493152-19-001089 · ownership.xml · derivative · entry 4 FEIGHAN EDWARD F · CIK 0001068614 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By The Feighan Family Fund LLC Disclosed balance after: 0 Underlying: Common Stock · 167,500 shares Expires 2023-10-22 F3 · kind: Pursuant to the Amendment, the Warrants were cancelled. F3 · price: Pursuant to the Amendment, the Warrants were cancelled. F2 · ownership.nature: The securities are held by The Feighan Family Fund LLC, an entity beneficially owned by Edward F. Feighan (the "LLC"). Mr. Feighan may be deemed to indirectly beneficially own securities held directly by the LLC and disclaims beneficial ownership of all such securities. Read SEC document |
| January 25, 2019 Filed Jan 29, 2019 16:05 UTC |
FEIGHAN EDWARD FDirector
|
OtherCommon Stock Warrants (right to buy) · Derivative | 502,500 | Not disclosed Strike: $3.00 | Not disclosed |
DisclosureSEC source: 0001493152-19-001089 · ownership.xml · derivative · entry 3 FEIGHAN EDWARD F · CIK 0001068614 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 502,500 shares Expires 2023-10-22 F3 · kind: Pursuant to the Amendment, the Warrants were cancelled. F3 · price: Pursuant to the Amendment, the Warrants were cancelled. Read SEC document |
| January 25, 2019 Filed Jan 29, 2019 16:05 UTC |
FEIGHAN EDWARD FDirector
|
OtherCommon Stock | 467,604 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001493152-19-001089 · ownership.xml · nonDerivative · entry 2 FEIGHAN EDWARD F · CIK 0001068614 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By The Feighan Family Fund LLC Disclosed balance after: 685,228 F1 · kind: Pursuant to that certain Amendment to Securities Purchase Agreement dated January 18, 2019 (the "Amendment") to a Securities Purchase Agreement dated October 19, 2018 (the "SPA"), the Reporting Person was issued additional shares of the Issuer's common stock for no additional consideration effective upon receipt by the Issuer of warrants issued to the Reporting Person pursuant to the SPA (the "Warrants"). F1 · price: Pursuant to that certain Amendment to Securities Purchase Agreement dated January 18, 2019 (the "Amendment") to a Securities Purchase Agreement dated October 19, 2018 (the "SPA"), the Reporting Person was issued additional shares of the Issuer's common stock for no additional consideration effective upon receipt by the Issuer of warrants issued to the Reporting Person pursuant to the SPA (the "Warrants"). F2 · ownership.nature: The securities are held by The Feighan Family Fund LLC, an entity beneficially owned by Edward F. Feighan (the "LLC"). Mr. Feighan may be deemed to indirectly beneficially own securities held directly by the LLC and disclaims beneficial ownership of all such securities. Read SEC document |
| January 25, 2019 Filed Jan 29, 2019 16:05 UTC |
FEIGHAN EDWARD FDirector
|
OtherCommon Stock | 1,402,813 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001493152-19-001089 · ownership.xml · nonDerivative · entry 1 FEIGHAN EDWARD F · CIK 0001068614 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,005,689 F1 · kind: Pursuant to that certain Amendment to Securities Purchase Agreement dated January 18, 2019 (the "Amendment") to a Securities Purchase Agreement dated October 19, 2018 (the "SPA"), the Reporting Person was issued additional shares of the Issuer's common stock for no additional consideration effective upon receipt by the Issuer of warrants issued to the Reporting Person pursuant to the SPA (the "Warrants"). F1 · price: Pursuant to that certain Amendment to Securities Purchase Agreement dated January 18, 2019 (the "Amendment") to a Securities Purchase Agreement dated October 19, 2018 (the "SPA"), the Reporting Person was issued additional shares of the Issuer's common stock for no additional consideration effective upon receipt by the Issuer of warrants issued to the Reporting Person pursuant to the SPA (the "Warrants"). Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.