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Cartesian Therapeutics, Inc.

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6015
SEC CIK
0001453687
Parsed reports
365

Last 12 months

Inside the activity.

1 purchase rows · 3 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202510
Jan 202603
Feb 202600
Mar 202600
Apr 202600
May 202600
Jun 202600
Jul 202600
Aug 202600
Sep 202600
Oct 202600

Latest available

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
November 13, 2023 Filed Nov 15, 2023 17:26 UTC
Brunn CarstenDirector · President and CEO
Disposition to issuerEmployee Stock Option (right to buy) · Derivative 1,000,000 Not disclosed Strike: $6.03 Not disclosed
Disclosure

SEC source: 0001453687-23-000088 · wk-form4_1700087164.xml · derivative · entry 5

Brunn Carsten · CIK 0001760229 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,000,000 shares

Expires 2028-11-30

F5 · price: This option, which provided for vesting as to 25% of the shares on December 1, 2019 with the remainder of the shares vesting in 36 substantially equal monthly installments thereafter, was canceled in the Merger.

F5 · derivative.exercise_date: This option, which provided for vesting as to 25% of the shares on December 1, 2019 with the remainder of the shares vesting in 36 substantially equal monthly installments thereafter, was canceled in the Merger.

Read SEC document
November 13, 2023 Filed Nov 15, 2023 17:26 UTC
Brunn CarstenDirector · President and CEO
Disposition to issuerCommon Stock 282,800 $2.06 $582,568.00
Disclosure

SEC source: 0001453687-23-000088 · wk-form4_1700087164.xml · nonDerivative · entry 4

Brunn Carsten · CIK 0001760229 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 261,956

F4 · shares: This unvested restricted stock, which was granted on January 2, 2023, was canceled in the Merger, in exchange for $582,568, representing $2.06 per share, the Cash-out Amount as applied in the Merger.

Read SEC document
November 13, 2023 Filed Nov 15, 2023 17:26 UTC
Brunn CarstenDirector · President and CEO
Disposition to issuerCommon Stock 169,725 $2.06 $349,633.50
Disclosure

SEC source: 0001453687-23-000088 · wk-form4_1700087164.xml · nonDerivative · entry 3

Brunn Carsten · CIK 0001760229 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 544,756

F3 · shares: This unvested restricted stock, which was granted on January 3, 2022, was canceled in the Merger, in exchange for $349,633.50, representing $2.06 per share, the Cash-out Amount as applied in the Merger.

Read SEC document
November 13, 2023 Filed Nov 15, 2023 17:26 UTC
Brunn CarstenDirector · President and CEO
Disposition to issuerCommon Stock 13,600 $2.06 $28,016.00
Disclosure

SEC source: 0001453687-23-000088 · wk-form4_1700087164.xml · nonDerivative · entry 2

Brunn Carsten · CIK 0001760229 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 714,481

F2 · shares: This unvested restricted stock, which was granted on September 24, 2021, was canceled in the Merger, in exchange for $28,016, representing $2.06 per share, the Cash-out Amount as applied in the Merger.

Read SEC document
November 13, 2023 Filed Nov 15, 2023 17:26 UTC
Brunn CarstenDirector · President and CEO
Disposition to issuerCommon Stock 55,000 $2.06 $113,300.00
Disclosure

SEC source: 0001453687-23-000088 · wk-form4_1700087164.xml · nonDerivative · entry 1

Brunn Carsten · CIK 0001760229 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 728,081

F1 · shares: This unvested restricted stock, which was granted on January 4, 2021, was canceled in the merger (the "Merger") between Selecta Biosciences, Inc. and Cartesian Therapeutics, Inc., in exchange for $113,300, representing $2.06 per share, the Cash-out Amount as applied in the Merger.

Read SEC document
November 13, 2023 Filed Nov 15, 2023 17:18 UTC Disposition to issuerStock Option (Right to Buy) · Derivative 75,000 $0.93 Strike: $1.13 $69,750.00
Disclosure

SEC source: 0001453687-23-000086 · wk-form4_1700086723.xml · derivative · entry 3

DeSilva Nishan M · CIK 0001492386 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 75,000 shares

Expires 2033-01-01

F3 · derivative.exercise_date: This option, which provided for vesting in full on January 2, 2024, was canceled in the Merger in exchange for a cash payment of $69,750, representing the difference between the exercise price of the option and $2.06, the Cash-out Amount as applied in the Merger.

Read SEC document
November 13, 2023 Filed Nov 15, 2023 17:18 UTC Disposition to issuerStock Option (Right to Buy) · Derivative 40,000 Not disclosed Strike: $3.31 Not disclosed
Disclosure

SEC source: 0001453687-23-000086 · wk-form4_1700086723.xml · derivative · entry 2

DeSilva Nishan M · CIK 0001492386 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 40,000 shares

Expires 2032-01-02

F2 · price: This option, which provided for vesting in full on January 3, 2023, was canceled in the Merger.

F2 · derivative.exercise_date: This option, which provided for vesting in full on January 3, 2023, was canceled in the Merger.

Read SEC document
November 13, 2023 Filed Nov 15, 2023 17:18 UTC Disposition to issuerStock Option (Right to Buy) · Derivative 80,000 Not disclosed Strike: $4.57 Not disclosed
Disclosure

SEC source: 0001453687-23-000086 · wk-form4_1700086723.xml · derivative · entry 1

DeSilva Nishan M · CIK 0001492386 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 80,000 shares

Expires 2031-06-22

F1 · price: This option, which provided for vesting in thirty-six (36) substantially equal monthly installments over three years following the date of grant on June 23, 2021, was canceled in the merger (the "Merger") between Selecta Biosciences, Inc. and Cartesian Therapeutics, Inc.

F1 · derivative.exercise_date: This option, which provided for vesting in thirty-six (36) substantially equal monthly installments over three years following the date of grant on June 23, 2021, was canceled in the merger (the "Merger") between Selecta Biosciences, Inc. and Cartesian Therapeutics, Inc.

Read SEC document
November 13, 2023 Filed Nov 15, 2023 22:26 UTC
Davis BlaineChief Financial Officer
Disposition to issuerEmployee Stock Option (right to buy) · Derivative 1,250,000 $0.79 Strike: $1.27 $987,500.00
Disclosure

SEC source: 0001453687-23-000089 · wk-form4_1700087199.xml · derivative · entry 1

Davis Blaine · CIK 0001802188 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,250,000 shares

Expires 2032-11-27

F1 · derivative.exercise_date: This option, which provided for vesting as to 25% on November 28, 2023 with the remainder of the underlying shares vesting in 36 equal monthly installments thereafter, was canceled in the merger (the "Merger") between Selecta Biosciences, Inc. and Cartesian Therapeutics, Inc., in exchange for a cash payment of $987,500, representing the difference between the exercise price of the option and $2.06, the Cash-out Amount as applied in the Merger.

Read SEC document
November 13, 2023 Filed Nov 15, 2023 22:17 UTC Disposition to issuerStock Option (Right to Buy) · Derivative 75,000 $0.93 Strike: $1.13 $69,750.00
Disclosure

SEC source: 0001453687-23-000084 · wk-form4_1700086654.xml · derivative · entry 7

Sallin Aymeric · CIK 0001677660 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 75,000 shares

Expires 2033-01-01

F7 · derivative.exercise_date: This option, which provided for vesting in full on January 2, 2024, was canceled in the Merger in exchange for a cash payment of $69,750, representing the difference between the exercise price of the option and $2.06, the Cash-out Amount as applied in the Merger.

Read SEC document
November 13, 2023 Filed Nov 15, 2023 22:17 UTC Disposition to issuerStock Option (Right to Buy) · Derivative 40,000 Not disclosed Strike: $3.31 Not disclosed
Disclosure

SEC source: 0001453687-23-000084 · wk-form4_1700086654.xml · derivative · entry 6

Sallin Aymeric · CIK 0001677660 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 40,000 shares

Expires 2032-01-02

F6 · price: This option, which provided for vesting in full on January 3, 2023, was canceled in the Merger.

F6 · derivative.exercise_date: This option, which provided for vesting in full on January 3, 2023, was canceled in the Merger.

Read SEC document
November 13, 2023 Filed Nov 15, 2023 22:17 UTC Disposition to issuerStock Option (Right to Buy) · Derivative 40,000 Not disclosed Strike: $4.01 Not disclosed
Disclosure

SEC source: 0001453687-23-000084 · wk-form4_1700086654.xml · derivative · entry 5

Sallin Aymeric · CIK 0001677660 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 40,000 shares

Expires 2031-03-29

F5 · price: This option, which provided for vesting in full on March 30, 2022, was canceled in the Merger.

F5 · derivative.exercise_date: This option, which provided for vesting in full on March 30, 2022, was canceled in the Merger.

Read SEC document
November 13, 2023 Filed Nov 15, 2023 22:17 UTC Disposition to issuerStock Option (Right to Buy) · Derivative 20,000 Not disclosed Strike: $3.00 Not disclosed
Disclosure

SEC source: 0001453687-23-000084 · wk-form4_1700086654.xml · derivative · entry 4

Sallin Aymeric · CIK 0001677660 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 20,000 shares

Expires 2030-06-18

F4 · price: This option, which provided for vesting in full on June 17, 2021, was canceled in the Merger.

F4 · derivative.exercise_date: This option, which provided for vesting in full on June 17, 2021, was canceled in the Merger.

Read SEC document
November 13, 2023 Filed Nov 15, 2023 22:17 UTC Disposition to issuerStock Option (Right to Buy) · Derivative 10,000 Not disclosed Strike: $2.10 Not disclosed
Disclosure

SEC source: 0001453687-23-000084 · wk-form4_1700086654.xml · derivative · entry 3

Sallin Aymeric · CIK 0001677660 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 10,000 shares

Expires 2029-06-13

F3 · price: This option, which provided for vesting in full on June 14, 2020, was canceled in the Merger.

F3 · derivative.exercise_date: This option, which provided for vesting in full on June 14, 2020, was canceled in the Merger.

Read SEC document
November 13, 2023 Filed Nov 15, 2023 22:17 UTC Disposition to issuerStock Option (Right to Buy) · Derivative 10,000 Not disclosed Strike: $12.75 Not disclosed
Disclosure

SEC source: 0001453687-23-000084 · wk-form4_1700086654.xml · derivative · entry 2

Sallin Aymeric · CIK 0001677660 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 10,000 shares

Expires 2028-06-14

F2 · price: This option, which provided for vesting in full on June 13, 2019, was canceled in the Merger.

F2 · derivative.exercise_date: This option, which provided for vesting in full on June 13, 2019, was canceled in the Merger.

Read SEC document
November 13, 2023 Filed Nov 15, 2023 22:17 UTC Disposition to issuerStock Option (Right to Buy) · Derivative 6,410 Not disclosed Strike: $17.47 Not disclosed
Disclosure

SEC source: 0001453687-23-000084 · wk-form4_1700086654.xml · derivative · entry 1

Sallin Aymeric · CIK 0001677660 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 6,410 shares

Expires 2027-06-15

F1 · price: This option, which provided for vesting in full on June 14, 2018, was canceled in the merger (the "Merger") between Selecta Biosciences, Inc. and Cartesian Therapeutics, Inc.

F1 · derivative.exercise_date: This option, which provided for vesting in full on June 14, 2018, was canceled in the merger (the "Merger") between Selecta Biosciences, Inc. and Cartesian Therapeutics, Inc.

Read SEC document
November 13, 2023 Filed Nov 15, 2023 22:16 UTC Disposition to issuerStock Option (Right to Buy) · Derivative 87,500 $0.93 Strike: $1.13 $81,375.00
Disclosure

SEC source: 0001453687-23-000083 · wk-form4_1700086561.xml · derivative · entry 5

Myers Scott Dunseth · CIK 0001356256 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 87,500 shares

Expires 2033-01-01

F5 · derivative.exercise_date: This option, which provided for vesting in full on January 2, 2024, was canceled in the Merger in exchange for a cash payment of $81,375, representing the difference between the exercise price of the option and $2.06, the Cash-out Amount as applied in the Merger.

Read SEC document
November 13, 2023 Filed Nov 15, 2023 22:16 UTC Disposition to issuerStock Option (Right to Buy) · Derivative 40,000 Not disclosed Strike: $3.31 Not disclosed
Disclosure

SEC source: 0001453687-23-000083 · wk-form4_1700086561.xml · derivative · entry 4

Myers Scott Dunseth · CIK 0001356256 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 40,000 shares

Expires 2032-01-02

F4 · price: This option, which provided for vesting in full on January 3, 2023, was canceled in the Merger.

F4 · derivative.exercise_date: This option, which provided for vesting in full on January 3, 2023, was canceled in the Merger.

Read SEC document
November 13, 2023 Filed Nov 15, 2023 22:16 UTC Disposition to issuerStock Option (Right to Buy) · Derivative 40,000 Not disclosed Strike: $4.01 Not disclosed
Disclosure

SEC source: 0001453687-23-000083 · wk-form4_1700086561.xml · derivative · entry 3

Myers Scott Dunseth · CIK 0001356256 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 40,000 shares

Expires 2031-03-29

F3 · price: This option, which provided for vesting in full on March 30, 2022, was canceled in the Merger.

F3 · derivative.exercise_date: This option, which provided for vesting in full on March 30, 2022, was canceled in the Merger.

Read SEC document
November 13, 2023 Filed Nov 15, 2023 22:16 UTC Disposition to issuerStock Option (Right to Buy) · Derivative 20,000 Not disclosed Strike: $3.00 Not disclosed
Disclosure

SEC source: 0001453687-23-000083 · wk-form4_1700086561.xml · derivative · entry 2

Myers Scott Dunseth · CIK 0001356256 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 20,000 shares

Expires 2030-06-18

F2 · price: This option, which provided for vesting in full on June 17, 2021, was canceled in the Merger.

F2 · derivative.exercise_date: This option, which provided for vesting in full on June 17, 2021, was canceled in the Merger.

Read SEC document
November 13, 2023 Filed Nov 15, 2023 22:16 UTC Disposition to issuerStock Option (Right to Buy) · Derivative 20,000 Not disclosed Strike: $2.10 Not disclosed
Disclosure

SEC source: 0001453687-23-000083 · wk-form4_1700086561.xml · derivative · entry 1

Myers Scott Dunseth · CIK 0001356256 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 20,000 shares

Expires 2029-06-13

F1 · price: This option, which provided for vesting in thirty-six (36) substantially equal monthly installments over three years following the date of grant on June 14, 2019, was canceled in the merger (the "Merger") between Selecta Biosciences, Inc. and Cartesian Therapeutics, Inc.

F1 · derivative.exercise_date: This option, which provided for vesting in thirty-six (36) substantially equal monthly installments over three years following the date of grant on June 14, 2019, was canceled in the merger (the "Merger") between Selecta Biosciences, Inc. and Cartesian Therapeutics, Inc.

Read SEC document
November 13, 2023 Filed Nov 15, 2023 22:15 UTC Disposition to issuerStock Option (Right to Buy) · Derivative 87,500 $0.93 Strike: $1.13 $81,375.00
Disclosure

SEC source: 0001453687-23-000082 · wk-form4_1700086521.xml · derivative · entry 7

BARABE TIMOTHY C · CIK 0001237409 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 87,500 shares

Expires 2033-01-01

F7 · derivative.exercise_date: This option, which provided for vesting in full on January 2, 2024, was canceled in the Merger in exchange for a cash payment of $81,375, representing the difference between the exercise price of the option and $2.06, the Cash-out Amount as applied in the Merger.

Read SEC document
November 13, 2023 Filed Nov 15, 2023 22:15 UTC Disposition to issuerStock Option (Right to Buy) · Derivative 40,000 Not disclosed Strike: $3.31 Not disclosed
Disclosure

SEC source: 0001453687-23-000082 · wk-form4_1700086521.xml · derivative · entry 6

BARABE TIMOTHY C · CIK 0001237409 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 40,000 shares

Expires 2032-01-02

F6 · price: This option, which provided for vesting in full on January 3, 2023, was canceled in the Merger.

F6 · derivative.exercise_date: This option, which provided for vesting in full on January 3, 2023, was canceled in the Merger.

Read SEC document
November 13, 2023 Filed Nov 15, 2023 22:15 UTC Disposition to issuerStock Option (Right to Buy) · Derivative 40,000 Not disclosed Strike: $4.01 Not disclosed
Disclosure

SEC source: 0001453687-23-000082 · wk-form4_1700086521.xml · derivative · entry 5

BARABE TIMOTHY C · CIK 0001237409 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 40,000 shares

Expires 2031-03-29

F5 · price: This option, which provided for vesting in full on March 30, 2022, was canceled in the Merger.

F5 · derivative.exercise_date: This option, which provided for vesting in full on March 30, 2022, was canceled in the Merger.

Read SEC document
November 13, 2023 Filed Nov 15, 2023 22:15 UTC Disposition to issuerStock Option (Right to Buy) · Derivative 20,000 Not disclosed Strike: $3.00 Not disclosed
Disclosure

SEC source: 0001453687-23-000082 · wk-form4_1700086521.xml · derivative · entry 4

BARABE TIMOTHY C · CIK 0001237409 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 20,000 shares

Expires 2030-06-18

F4 · price: This option, which provided for vesting in full on June 17, 2021, was canceled in the Merger.

F4 · derivative.exercise_date: This option, which provided for vesting in full on June 17, 2021, was canceled in the Merger.

Read SEC document
November 13, 2023 Filed Nov 15, 2023 22:15 UTC Disposition to issuerStock Option (Right to Buy) · Derivative 10,000 Not disclosed Strike: $12.75 Not disclosed
Disclosure

SEC source: 0001453687-23-000082 · wk-form4_1700086521.xml · derivative · entry 3

BARABE TIMOTHY C · CIK 0001237409 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 10,000 shares

Expires 2028-06-14

F3 · price: This option, which provided for vesting in full on June 13, 2019, was canceled in the Merger.

F3 · derivative.exercise_date: This option, which provided for vesting in full on June 13, 2019, was canceled in the Merger.

Read SEC document
November 13, 2023 Filed Nov 15, 2023 22:15 UTC Disposition to issuerStock Option (Right to Buy) · Derivative 6,410 Not disclosed Strike: $17.47 Not disclosed
Disclosure

SEC source: 0001453687-23-000082 · wk-form4_1700086521.xml · derivative · entry 2

BARABE TIMOTHY C · CIK 0001237409 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 6,410 shares

Expires 2027-06-15

F2 · price: This option, which provided for vesting in full on June 14, 2018, was canceled in the Merger.

F2 · derivative.exercise_date: This option, which provided for vesting in full on June 14, 2018, was canceled in the Merger.

Read SEC document
November 13, 2023 Filed Nov 15, 2023 22:15 UTC Disposition to issuerStock Option (Right to Buy) · Derivative 10,328 Not disclosed Strike: $11.00 Not disclosed
Disclosure

SEC source: 0001453687-23-000082 · wk-form4_1700086521.xml · derivative · entry 1

BARABE TIMOTHY C · CIK 0001237409 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 10,328 shares

Expires 2026-07-28

F1 · price: This option, which provided for vesting in thirty-six (36) substantially equal monthly installments over three years following the date of grant on July 29, 2016, was canceled in the merger (the "Merger") between Selecta Biosciences, Inc. and Cartesian Therapeutics, Inc.

F1 · derivative.exercise_date: This option, which provided for vesting in thirty-six (36) substantially equal monthly installments over three years following the date of grant on July 29, 2016, was canceled in the merger (the "Merger") between Selecta Biosciences, Inc. and Cartesian Therapeutics, Inc.

Read SEC document
November 13, 2023 Filed Nov 15, 2023 21:42 UTC
Kurtoglu MetinChief Operations Officer
GrantStock Option (Right to Buy) · Derivative 427.645 Not disclosed Strike: $107.59 Not disclosed
Disclosure

SEC source: 0001062993-23-020924 · form4.xml · derivative · entry 3

Kurtoglu Metin · CIK 0002000284 · Chief Operations Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 427.645

Underlying: Series A Non-Voting Convertible Preferred Stock · 427.645 shares

Expires 2032-02-29

F3 · price: On November 13, 2023, the issuer acquired Cartesian Therapeutics, Inc. ("Cartesian") in accordance with the terms of an Agreement and Plan of Merger, dated November 13, 2023. Options to purchase Cartesian common stock held by the reporting person were converted into options to purchase shares of Series A Preferred Stock in connection with the acquisition.

F4 · derivative.exercise_date: Option is currently exercisable for 106.911 shares of Series A Non-Voting Convertible Preferred Stock of the issuer ("Series A Preferred Stock") and becomes exercisable for the remaining shares in three equal tranches on March 1, 2024, 2025 and 2026.

F2 · derivative.underlying: Following the approval by the stockholders of the issuer of the conversion of the Series A Preferred Stock into shares of common stock of the issuer ("Common Stock"), each share of Series A Preferred Stock will be convertible into 1,000 shares of Common Stock, subject to certain limitations, including that a holder of Series A Preferred Stock is prohibited from converting shares of Series Preferred Stock into shares of Common Stock if, as a result of such conversion, such holder, together with its affiliates, would beneficially own more than 19.9% of the total number of shares of Common Stock issued and outstanding immediately after giving effect to such conversion.

Read SEC document
November 13, 2023 Filed Nov 15, 2023 21:42 UTC
Kurtoglu MetinChief Operations Officer
GrantStock Option (Right to Buy) · Derivative 427.645 Not disclosed Strike: $107.59 Not disclosed
Disclosure

SEC source: 0001062993-23-020924 · form4.xml · derivative · entry 2

Kurtoglu Metin · CIK 0002000284 · Chief Operations Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 427.645

Underlying: Series A Non-Voting Convertible Preferred Stock · 427.645 shares

Expires 2031-04-25

F3 · price: On November 13, 2023, the issuer acquired Cartesian Therapeutics, Inc. ("Cartesian") in accordance with the terms of an Agreement and Plan of Merger, dated November 13, 2023. Options to purchase Cartesian common stock held by the reporting person were converted into options to purchase shares of Series A Preferred Stock in connection with the acquisition.

F1 · derivative.exercise_date: Option is fully exercisable.

F2 · derivative.underlying: Following the approval by the stockholders of the issuer of the conversion of the Series A Preferred Stock into shares of common stock of the issuer ("Common Stock"), each share of Series A Preferred Stock will be convertible into 1,000 shares of Common Stock, subject to certain limitations, including that a holder of Series A Preferred Stock is prohibited from converting shares of Series Preferred Stock into shares of Common Stock if, as a result of such conversion, such holder, together with its affiliates, would beneficially own more than 19.9% of the total number of shares of Common Stock issued and outstanding immediately after giving effect to such conversion.

Read SEC document
November 13, 2023 Filed Nov 15, 2023 21:42 UTC
Kurtoglu MetinChief Operations Officer
GrantStock Option (Right to Buy) · Derivative 6,414.682 Not disclosed Strike: $46.77 Not disclosed
Disclosure

SEC source: 0001062993-23-020924 · form4.xml · derivative · entry 1

Kurtoglu Metin · CIK 0002000284 · Chief Operations Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 6,414.682

Underlying: Series A Non-Voting Convertible Preferred Stock · 6,414.682 shares

Expires 2026-11-06

F3 · price: On November 13, 2023, the issuer acquired Cartesian Therapeutics, Inc. ("Cartesian") in accordance with the terms of an Agreement and Plan of Merger, dated November 13, 2023. Options to purchase Cartesian common stock held by the reporting person were converted into options to purchase shares of Series A Preferred Stock in connection with the acquisition.

F1 · derivative.exercise_date: Option is fully exercisable.

F2 · derivative.underlying: Following the approval by the stockholders of the issuer of the conversion of the Series A Preferred Stock into shares of common stock of the issuer ("Common Stock"), each share of Series A Preferred Stock will be convertible into 1,000 shares of Common Stock, subject to certain limitations, including that a holder of Series A Preferred Stock is prohibited from converting shares of Series Preferred Stock into shares of Common Stock if, as a result of such conversion, such holder, together with its affiliates, would beneficially own more than 19.9% of the total number of shares of Common Stock issued and outstanding immediately after giving effect to such conversion.

Read SEC document
November 13, 2023 Filed Nov 15, 2023 21:42 UTC
Jewell Christopher MChief Scientific Officer
GrantStock Option (Right to Buy) · Derivative 4,276.454 Not disclosed Strike: $107.59 Not disclosed
Disclosure

SEC source: 0001062993-23-020923 · form4.xml · derivative · entry 1

Jewell Christopher M · CIK 0002000226 · Chief Scientific Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,276.454

Underlying: Series A Non-Voting Convertible Preferred Stock · 4,276.454 shares

Expires 2033-01-15

F3 · price: On November 13, 2023, the issuer acquired Cartesian Therapeutics, Inc. ("Cartesian") in accordance with the terms of an Agreement and Plan of Merger, dated November 13, 2023. Options to purchase Cartesian common stock held by the reporting person were converted into options to purchase shares of Series A Preferred Stock in connection with the acquisition.

F1 · derivative.exercise_date: Option is currently exercisable for 2,539.177 shares of Series A Non-Voting Convertible Preferred Stock of the issuer ("Series A Preferred Stock") and becomes exercisable for an additional 89.093 shares each month until it is fully exercisable.

F2 · derivative.underlying: Following the approval by the stockholders of the issuer of the conversion of the Series A Preferred Stock into shares of common stock of the issuer ("Common Stock"), each share of Series A Preferred Stock will be convertible into 1,000 shares of Common Stock, subject to certain limitations, including that a holder of Series A Preferred Stock is prohibited from converting shares of Series Preferred Stock into shares of Common Stock if, as a result of such conversion, such holder, together with its affiliates, would beneficially own more than 19.9% of the total number of shares of Common Stock issued and outstanding immediately after giving effect to such conversion.

Read SEC document
November 13, 2023 Filed Nov 15, 2023 21:41 UTC
Singer MichaelDirector · 10% owner
OtherSeries A Non-Voting Convertible Preferred Stock · Derivative 436.066 Not disclosed Not disclosed
Disclosure

SEC source: 0001062993-23-020922 · form4.xml · derivative · entry 14

Singer Michael · CIK 0002000122 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · by spouse

Disclosed balance after: 436.066

Underlying: Common Stock · 436,066 shares

Expires not disclosed

F8 · derivative.exercise_price: Following the approval by the Stockholders of the conversion of the Series A Non-Voting Convertible Preferred Stock of the Company ("Series A Preferred Stock") into shares of common stock of the Company ("Common Stock"), each share of Series A Preferred Stock will be convertible into 1,000 shares of Common Stock, subject to certain limitations, including that a holder of Series A Preferred Stock is prohibited from converting shares of Series Preferred Stock into shares of Common Stock if, as a result of such conversion, such holder, together with its affiliates, would beneficially own more than 19.9% of the total number of shares of Common Stock issued and outstanding immediately after giving effect to such conversion.

F1 · price: On November 13, 2023, Selecta Biosciences, Inc. (the "Company") acquired Cartesian Therapeutics, Inc. ("Cartesian") in accordance with the terms of an Agreement and Plan of Merger, dated November 13, 2023. These securities represent merger consideration payable as a result of the closing of the merger.

F8 · derivative.exercise_date: Following the approval by the Stockholders of the conversion of the Series A Non-Voting Convertible Preferred Stock of the Company ("Series A Preferred Stock") into shares of common stock of the Company ("Common Stock"), each share of Series A Preferred Stock will be convertible into 1,000 shares of Common Stock, subject to certain limitations, including that a holder of Series A Preferred Stock is prohibited from converting shares of Series Preferred Stock into shares of Common Stock if, as a result of such conversion, such holder, together with its affiliates, would beneficially own more than 19.9% of the total number of shares of Common Stock issued and outstanding immediately after giving effect to such conversion.

F8 · derivative.expiration_date: Following the approval by the Stockholders of the conversion of the Series A Non-Voting Convertible Preferred Stock of the Company ("Series A Preferred Stock") into shares of common stock of the Company ("Common Stock"), each share of Series A Preferred Stock will be convertible into 1,000 shares of Common Stock, subject to certain limitations, including that a holder of Series A Preferred Stock is prohibited from converting shares of Series Preferred Stock into shares of Common Stock if, as a result of such conversion, such holder, together with its affiliates, would beneficially own more than 19.9% of the total number of shares of Common Stock issued and outstanding immediately after giving effect to such conversion.

F7 · ownership.nature: Shares are held by the reporting person's spouse.

Read SEC document
November 13, 2023 Filed Nov 15, 2023 21:41 UTC
Singer MichaelDirector · 10% owner
OtherSeries A Non-Voting Convertible Preferred Stock · Derivative 2,837.052 Not disclosed Not disclosed
Disclosure

SEC source: 0001062993-23-020922 · form4.xml · derivative · entry 13

Singer Michael · CIK 0002000122 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · as custodian

Disclosed balance after: 2,837.052

Underlying: Common Stock · 2,837,052 shares

Expires not disclosed

F8 · derivative.exercise_price: Following the approval by the Stockholders of the conversion of the Series A Non-Voting Convertible Preferred Stock of the Company ("Series A Preferred Stock") into shares of common stock of the Company ("Common Stock"), each share of Series A Preferred Stock will be convertible into 1,000 shares of Common Stock, subject to certain limitations, including that a holder of Series A Preferred Stock is prohibited from converting shares of Series Preferred Stock into shares of Common Stock if, as a result of such conversion, such holder, together with its affiliates, would beneficially own more than 19.9% of the total number of shares of Common Stock issued and outstanding immediately after giving effect to such conversion.

F1 · price: On November 13, 2023, Selecta Biosciences, Inc. (the "Company") acquired Cartesian Therapeutics, Inc. ("Cartesian") in accordance with the terms of an Agreement and Plan of Merger, dated November 13, 2023. These securities represent merger consideration payable as a result of the closing of the merger.

F8 · derivative.exercise_date: Following the approval by the Stockholders of the conversion of the Series A Non-Voting Convertible Preferred Stock of the Company ("Series A Preferred Stock") into shares of common stock of the Company ("Common Stock"), each share of Series A Preferred Stock will be convertible into 1,000 shares of Common Stock, subject to certain limitations, including that a holder of Series A Preferred Stock is prohibited from converting shares of Series Preferred Stock into shares of Common Stock if, as a result of such conversion, such holder, together with its affiliates, would beneficially own more than 19.9% of the total number of shares of Common Stock issued and outstanding immediately after giving effect to such conversion.

F8 · derivative.expiration_date: Following the approval by the Stockholders of the conversion of the Series A Non-Voting Convertible Preferred Stock of the Company ("Series A Preferred Stock") into shares of common stock of the Company ("Common Stock"), each share of Series A Preferred Stock will be convertible into 1,000 shares of Common Stock, subject to certain limitations, including that a holder of Series A Preferred Stock is prohibited from converting shares of Series Preferred Stock into shares of Common Stock if, as a result of such conversion, such holder, together with its affiliates, would beneficially own more than 19.9% of the total number of shares of Common Stock issued and outstanding immediately after giving effect to such conversion.

F6 · ownership.nature: The shares are held for SS, the child of the reporting person, through a custodial account established pursuant to the UTMA for which the reporting person serves as custodian.

Read SEC document
November 13, 2023 Filed Nov 15, 2023 21:41 UTC
Singer MichaelDirector · 10% owner
OtherSeries A Non-Voting Convertible Preferred Stock · Derivative 2,837.052 Not disclosed Not disclosed
Disclosure

SEC source: 0001062993-23-020922 · form4.xml · derivative · entry 12

Singer Michael · CIK 0002000122 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · as custodian

Disclosed balance after: 2,837.052

Underlying: Common Stock · 2,837,052 shares

Expires not disclosed

F8 · derivative.exercise_price: Following the approval by the Stockholders of the conversion of the Series A Non-Voting Convertible Preferred Stock of the Company ("Series A Preferred Stock") into shares of common stock of the Company ("Common Stock"), each share of Series A Preferred Stock will be convertible into 1,000 shares of Common Stock, subject to certain limitations, including that a holder of Series A Preferred Stock is prohibited from converting shares of Series Preferred Stock into shares of Common Stock if, as a result of such conversion, such holder, together with its affiliates, would beneficially own more than 19.9% of the total number of shares of Common Stock issued and outstanding immediately after giving effect to such conversion.

F1 · price: On November 13, 2023, Selecta Biosciences, Inc. (the "Company") acquired Cartesian Therapeutics, Inc. ("Cartesian") in accordance with the terms of an Agreement and Plan of Merger, dated November 13, 2023. These securities represent merger consideration payable as a result of the closing of the merger.

F8 · derivative.exercise_date: Following the approval by the Stockholders of the conversion of the Series A Non-Voting Convertible Preferred Stock of the Company ("Series A Preferred Stock") into shares of common stock of the Company ("Common Stock"), each share of Series A Preferred Stock will be convertible into 1,000 shares of Common Stock, subject to certain limitations, including that a holder of Series A Preferred Stock is prohibited from converting shares of Series Preferred Stock into shares of Common Stock if, as a result of such conversion, such holder, together with its affiliates, would beneficially own more than 19.9% of the total number of shares of Common Stock issued and outstanding immediately after giving effect to such conversion.

F8 · derivative.expiration_date: Following the approval by the Stockholders of the conversion of the Series A Non-Voting Convertible Preferred Stock of the Company ("Series A Preferred Stock") into shares of common stock of the Company ("Common Stock"), each share of Series A Preferred Stock will be convertible into 1,000 shares of Common Stock, subject to certain limitations, including that a holder of Series A Preferred Stock is prohibited from converting shares of Series Preferred Stock into shares of Common Stock if, as a result of such conversion, such holder, together with its affiliates, would beneficially own more than 19.9% of the total number of shares of Common Stock issued and outstanding immediately after giving effect to such conversion.

F5 · ownership.nature: The shares are held for LS, the child of the reporting person, through a custodial account established pursuant to the Uniform Transfer to Minors Act ("UTMA") for which the reporting person serves as custodian.

Read SEC document
November 13, 2023 Filed Nov 15, 2023 21:41 UTC
Singer MichaelDirector · 10% owner
OtherSeries A Non-Voting Convertible Preferred Stock · Derivative 210.152 Not disclosed Not disclosed
Disclosure

SEC source: 0001062993-23-020922 · form4.xml · derivative · entry 11

Singer Michael · CIK 0002000122 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · by trust

Disclosed balance after: 210.152

Underlying: Common Stock · 210,152 shares

Expires not disclosed

F8 · derivative.exercise_price: Following the approval by the Stockholders of the conversion of the Series A Non-Voting Convertible Preferred Stock of the Company ("Series A Preferred Stock") into shares of common stock of the Company ("Common Stock"), each share of Series A Preferred Stock will be convertible into 1,000 shares of Common Stock, subject to certain limitations, including that a holder of Series A Preferred Stock is prohibited from converting shares of Series Preferred Stock into shares of Common Stock if, as a result of such conversion, such holder, together with its affiliates, would beneficially own more than 19.9% of the total number of shares of Common Stock issued and outstanding immediately after giving effect to such conversion.

F1 · price: On November 13, 2023, Selecta Biosciences, Inc. (the "Company") acquired Cartesian Therapeutics, Inc. ("Cartesian") in accordance with the terms of an Agreement and Plan of Merger, dated November 13, 2023. These securities represent merger consideration payable as a result of the closing of the merger.

F8 · derivative.exercise_date: Following the approval by the Stockholders of the conversion of the Series A Non-Voting Convertible Preferred Stock of the Company ("Series A Preferred Stock") into shares of common stock of the Company ("Common Stock"), each share of Series A Preferred Stock will be convertible into 1,000 shares of Common Stock, subject to certain limitations, including that a holder of Series A Preferred Stock is prohibited from converting shares of Series Preferred Stock into shares of Common Stock if, as a result of such conversion, such holder, together with its affiliates, would beneficially own more than 19.9% of the total number of shares of Common Stock issued and outstanding immediately after giving effect to such conversion.

F8 · derivative.expiration_date: Following the approval by the Stockholders of the conversion of the Series A Non-Voting Convertible Preferred Stock of the Company ("Series A Preferred Stock") into shares of common stock of the Company ("Common Stock"), each share of Series A Preferred Stock will be convertible into 1,000 shares of Common Stock, subject to certain limitations, including that a holder of Series A Preferred Stock is prohibited from converting shares of Series Preferred Stock into shares of Common Stock if, as a result of such conversion, such holder, together with its affiliates, would beneficially own more than 19.9% of the total number of shares of Common Stock issued and outstanding immediately after giving effect to such conversion.

F4 · ownership.nature: Shares are held in a trust for which the reporting person is a beneficiary. The reporting person's spouse is a trustee of the trust.

Read SEC document
November 13, 2023 Filed Nov 15, 2023 21:41 UTC
Singer MichaelDirector · 10% owner
OtherSeries A Non-Voting Convertible Preferred Stock · Derivative 1,672.389 Not disclosed Not disclosed
Disclosure

SEC source: 0001062993-23-020922 · form4.xml · derivative · entry 10

Singer Michael · CIK 0002000122 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · by trust

Disclosed balance after: 1,672.389

Underlying: Common Stock · 1,672,389 shares

Expires not disclosed

F8 · derivative.exercise_price: Following the approval by the Stockholders of the conversion of the Series A Non-Voting Convertible Preferred Stock of the Company ("Series A Preferred Stock") into shares of common stock of the Company ("Common Stock"), each share of Series A Preferred Stock will be convertible into 1,000 shares of Common Stock, subject to certain limitations, including that a holder of Series A Preferred Stock is prohibited from converting shares of Series Preferred Stock into shares of Common Stock if, as a result of such conversion, such holder, together with its affiliates, would beneficially own more than 19.9% of the total number of shares of Common Stock issued and outstanding immediately after giving effect to such conversion.

F1 · price: On November 13, 2023, Selecta Biosciences, Inc. (the "Company") acquired Cartesian Therapeutics, Inc. ("Cartesian") in accordance with the terms of an Agreement and Plan of Merger, dated November 13, 2023. These securities represent merger consideration payable as a result of the closing of the merger.

F8 · derivative.exercise_date: Following the approval by the Stockholders of the conversion of the Series A Non-Voting Convertible Preferred Stock of the Company ("Series A Preferred Stock") into shares of common stock of the Company ("Common Stock"), each share of Series A Preferred Stock will be convertible into 1,000 shares of Common Stock, subject to certain limitations, including that a holder of Series A Preferred Stock is prohibited from converting shares of Series Preferred Stock into shares of Common Stock if, as a result of such conversion, such holder, together with its affiliates, would beneficially own more than 19.9% of the total number of shares of Common Stock issued and outstanding immediately after giving effect to such conversion.

F8 · derivative.expiration_date: Following the approval by the Stockholders of the conversion of the Series A Non-Voting Convertible Preferred Stock of the Company ("Series A Preferred Stock") into shares of common stock of the Company ("Common Stock"), each share of Series A Preferred Stock will be convertible into 1,000 shares of Common Stock, subject to certain limitations, including that a holder of Series A Preferred Stock is prohibited from converting shares of Series Preferred Stock into shares of Common Stock if, as a result of such conversion, such holder, together with its affiliates, would beneficially own more than 19.9% of the total number of shares of Common Stock issued and outstanding immediately after giving effect to such conversion.

F3 · ownership.nature: Shares are held in a trust for which the reporting person is a beneficiary. The reporting person is a trustee of the trust.

Read SEC document
November 13, 2023 Filed Nov 15, 2023 21:41 UTC
Singer MichaelDirector · 10% owner
OtherSeries A Non-Voting Convertible Preferred Stock · Derivative 11,316.263 Not disclosed Not disclosed
Disclosure

SEC source: 0001062993-23-020922 · form4.xml · derivative · entry 9

Singer Michael · CIK 0002000122 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · by trust

Disclosed balance after: 11,316.263

Underlying: Common Stock · 11,316,263 shares

Expires not disclosed

F8 · derivative.exercise_price: Following the approval by the Stockholders of the conversion of the Series A Non-Voting Convertible Preferred Stock of the Company ("Series A Preferred Stock") into shares of common stock of the Company ("Common Stock"), each share of Series A Preferred Stock will be convertible into 1,000 shares of Common Stock, subject to certain limitations, including that a holder of Series A Preferred Stock is prohibited from converting shares of Series Preferred Stock into shares of Common Stock if, as a result of such conversion, such holder, together with its affiliates, would beneficially own more than 19.9% of the total number of shares of Common Stock issued and outstanding immediately after giving effect to such conversion.

F1 · price: On November 13, 2023, Selecta Biosciences, Inc. (the "Company") acquired Cartesian Therapeutics, Inc. ("Cartesian") in accordance with the terms of an Agreement and Plan of Merger, dated November 13, 2023. These securities represent merger consideration payable as a result of the closing of the merger.

F8 · derivative.exercise_date: Following the approval by the Stockholders of the conversion of the Series A Non-Voting Convertible Preferred Stock of the Company ("Series A Preferred Stock") into shares of common stock of the Company ("Common Stock"), each share of Series A Preferred Stock will be convertible into 1,000 shares of Common Stock, subject to certain limitations, including that a holder of Series A Preferred Stock is prohibited from converting shares of Series Preferred Stock into shares of Common Stock if, as a result of such conversion, such holder, together with its affiliates, would beneficially own more than 19.9% of the total number of shares of Common Stock issued and outstanding immediately after giving effect to such conversion.

F8 · derivative.expiration_date: Following the approval by the Stockholders of the conversion of the Series A Non-Voting Convertible Preferred Stock of the Company ("Series A Preferred Stock") into shares of common stock of the Company ("Common Stock"), each share of Series A Preferred Stock will be convertible into 1,000 shares of Common Stock, subject to certain limitations, including that a holder of Series A Preferred Stock is prohibited from converting shares of Series Preferred Stock into shares of Common Stock if, as a result of such conversion, such holder, together with its affiliates, would beneficially own more than 19.9% of the total number of shares of Common Stock issued and outstanding immediately after giving effect to such conversion.

F2 · ownership.nature: Shares are held in a trust for the benefit of the reporting person's spouse and children. The reporting person's spouse is a trustee of the trust.

Read SEC document
November 13, 2023 Filed Nov 15, 2023 21:41 UTC
Singer MichaelDirector · 10% owner
GrantSeries A Non-Voting Convertible Preferred Stock · Derivative 6,304.559 Not disclosed Not disclosed
Disclosure

SEC source: 0001062993-23-020922 · form4.xml · derivative · entry 8

Singer Michael · CIK 0002000122 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 6,304.559

Underlying: Common Stock · 6,304,559 shares

Expires not disclosed

F8 · derivative.exercise_price: Following the approval by the Stockholders of the conversion of the Series A Non-Voting Convertible Preferred Stock of the Company ("Series A Preferred Stock") into shares of common stock of the Company ("Common Stock"), each share of Series A Preferred Stock will be convertible into 1,000 shares of Common Stock, subject to certain limitations, including that a holder of Series A Preferred Stock is prohibited from converting shares of Series Preferred Stock into shares of Common Stock if, as a result of such conversion, such holder, together with its affiliates, would beneficially own more than 19.9% of the total number of shares of Common Stock issued and outstanding immediately after giving effect to such conversion.

F1 · price: On November 13, 2023, Selecta Biosciences, Inc. (the "Company") acquired Cartesian Therapeutics, Inc. ("Cartesian") in accordance with the terms of an Agreement and Plan of Merger, dated November 13, 2023. These securities represent merger consideration payable as a result of the closing of the merger.

F8 · derivative.exercise_date: Following the approval by the Stockholders of the conversion of the Series A Non-Voting Convertible Preferred Stock of the Company ("Series A Preferred Stock") into shares of common stock of the Company ("Common Stock"), each share of Series A Preferred Stock will be convertible into 1,000 shares of Common Stock, subject to certain limitations, including that a holder of Series A Preferred Stock is prohibited from converting shares of Series Preferred Stock into shares of Common Stock if, as a result of such conversion, such holder, together with its affiliates, would beneficially own more than 19.9% of the total number of shares of Common Stock issued and outstanding immediately after giving effect to such conversion.

F8 · derivative.expiration_date: Following the approval by the Stockholders of the conversion of the Series A Non-Voting Convertible Preferred Stock of the Company ("Series A Preferred Stock") into shares of common stock of the Company ("Common Stock"), each share of Series A Preferred Stock will be convertible into 1,000 shares of Common Stock, subject to certain limitations, including that a holder of Series A Preferred Stock is prohibited from converting shares of Series Preferred Stock into shares of Common Stock if, as a result of such conversion, such holder, together with its affiliates, would beneficially own more than 19.9% of the total number of shares of Common Stock issued and outstanding immediately after giving effect to such conversion.

Read SEC document
November 13, 2023 Filed Nov 15, 2023 21:41 UTC
Singer MichaelDirector · 10% owner
OtherCommon Stock 7,616 $0.00 $0.00
Disclosure

SEC source: 0001062993-23-020922 · form4.xml · nonDerivative · entry 7

Singer Michael · CIK 0002000122 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · by spouse

Disclosed balance after: 7,616

F1 · price: On November 13, 2023, Selecta Biosciences, Inc. (the "Company") acquired Cartesian Therapeutics, Inc. ("Cartesian") in accordance with the terms of an Agreement and Plan of Merger, dated November 13, 2023. These securities represent merger consideration payable as a result of the closing of the merger.

F7 · ownership.nature: Shares are held by the reporting person's spouse.

Read SEC document
November 13, 2023 Filed Nov 15, 2023 21:41 UTC
Singer MichaelDirector · 10% owner
OtherCommon Stock 49,555 $0.00 $0.00
Disclosure

SEC source: 0001062993-23-020922 · form4.xml · nonDerivative · entry 6

Singer Michael · CIK 0002000122 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · as custodian

Disclosed balance after: 49,555

F1 · price: On November 13, 2023, Selecta Biosciences, Inc. (the "Company") acquired Cartesian Therapeutics, Inc. ("Cartesian") in accordance with the terms of an Agreement and Plan of Merger, dated November 13, 2023. These securities represent merger consideration payable as a result of the closing of the merger.

F6 · ownership.nature: The shares are held for SS, the child of the reporting person, through a custodial account established pursuant to the UTMA for which the reporting person serves as custodian.

Read SEC document
November 13, 2023 Filed Nov 15, 2023 21:41 UTC
Singer MichaelDirector · 10% owner
OtherCommon Stock 49,555 $0.00 $0.00
Disclosure

SEC source: 0001062993-23-020922 · form4.xml · nonDerivative · entry 5

Singer Michael · CIK 0002000122 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · as custodian

Disclosed balance after: 49,555

F1 · price: On November 13, 2023, Selecta Biosciences, Inc. (the "Company") acquired Cartesian Therapeutics, Inc. ("Cartesian") in accordance with the terms of an Agreement and Plan of Merger, dated November 13, 2023. These securities represent merger consideration payable as a result of the closing of the merger.

F5 · ownership.nature: The shares are held for LS, the child of the reporting person, through a custodial account established pursuant to the Uniform Transfer to Minors Act ("UTMA") for which the reporting person serves as custodian.

Read SEC document
November 13, 2023 Filed Nov 15, 2023 21:41 UTC
Singer MichaelDirector · 10% owner
OtherCommon Stock 3,670 $0.00 $0.00
Disclosure

SEC source: 0001062993-23-020922 · form4.xml · nonDerivative · entry 4

Singer Michael · CIK 0002000122 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · by trust

Disclosed balance after: 3,670

F1 · price: On November 13, 2023, Selecta Biosciences, Inc. (the "Company") acquired Cartesian Therapeutics, Inc. ("Cartesian") in accordance with the terms of an Agreement and Plan of Merger, dated November 13, 2023. These securities represent merger consideration payable as a result of the closing of the merger.

F4 · ownership.nature: Shares are held in a trust for which the reporting person is a beneficiary. The reporting person's spouse is a trustee of the trust.

Read SEC document
November 13, 2023 Filed Nov 15, 2023 21:41 UTC
Singer MichaelDirector · 10% owner
OtherCommon Stock 29,212 $0.00 $0.00
Disclosure

SEC source: 0001062993-23-020922 · form4.xml · nonDerivative · entry 3

Singer Michael · CIK 0002000122 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · by trust

Disclosed balance after: 29,212

F1 · price: On November 13, 2023, Selecta Biosciences, Inc. (the "Company") acquired Cartesian Therapeutics, Inc. ("Cartesian") in accordance with the terms of an Agreement and Plan of Merger, dated November 13, 2023. These securities represent merger consideration payable as a result of the closing of the merger.

F3 · ownership.nature: Shares are held in a trust for which the reporting person is a beneficiary. The reporting person is a trustee of the trust.

Read SEC document
November 13, 2023 Filed Nov 15, 2023 21:41 UTC
Singer MichaelDirector · 10% owner
OtherCommon Stock 197,663 $0.00 $0.00
Disclosure

SEC source: 0001062993-23-020922 · form4.xml · nonDerivative · entry 2

Singer Michael · CIK 0002000122 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · by trust

Disclosed balance after: 197,663

F1 · price: On November 13, 2023, Selecta Biosciences, Inc. (the "Company") acquired Cartesian Therapeutics, Inc. ("Cartesian") in accordance with the terms of an Agreement and Plan of Merger, dated November 13, 2023. These securities represent merger consideration payable as a result of the closing of the merger.

F2 · ownership.nature: Shares are held in a trust for the benefit of the reporting person's spouse and children. The reporting person's spouse is a trustee of the trust.

Read SEC document
November 13, 2023 Filed Nov 15, 2023 21:41 UTC
Singer MichaelDirector · 10% owner
GrantCommon Stock 110,123 $0.00 $0.00
Disclosure

SEC source: 0001062993-23-020922 · form4.xml · nonDerivative · entry 1

Singer Michael · CIK 0002000122 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 110,123

F1 · price: On November 13, 2023, Selecta Biosciences, Inc. (the "Company") acquired Cartesian Therapeutics, Inc. ("Cartesian") in accordance with the terms of an Agreement and Plan of Merger, dated November 13, 2023. These securities represent merger consideration payable as a result of the closing of the merger.

Read SEC document
November 13, 2023 Filed Nov 15, 2023 21:41 UTC
Kalayoglu MuratDirector · 10% owner
PurchaseSeries A Non-Voting Convertible Preferred Stock · Derivative 619.627 $249,999.98 $154,906,737.61
Disclosure

SEC source: 0001062993-23-020921 · form4.xml · derivative · entry 5

Kalayoglu Murat · CIK 0002000002 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · by trust

Disclosed balance after: 619.627

Underlying: Common Stock · 619,627 shares

Expires not disclosed

F3 · derivative.exercise_price: Following the approval by the Stockholders of the conversion of the Series A Non-Voting Convertible Preferred Stock of the Company ("Series A Preferred Stock") into shares of common stock of the Company ("Common Stock"), each share of Series A Preferred Stock will be convertible into 1,000 shares of Common Stock, subject to certain limitations, including that a holder of Series A Preferred Stock is prohibited from converting shares of Series Preferred Stock into shares of Common Stock if, as a result of such conversion, such holder, together with its affiliates, would beneficially own more than 19.9% of the total number of shares of Common Stock issued and outstanding immediately after giving effect to such conversion.

F4 · price: On November 13, 2023, the Trust entered into a Securities Purchase Agreement with the Company and other investors, pursuant to which the Trust agreed to acquire 619.627 shares of Series A Preferred Stock.

F3 · derivative.exercise_date: Following the approval by the Stockholders of the conversion of the Series A Non-Voting Convertible Preferred Stock of the Company ("Series A Preferred Stock") into shares of common stock of the Company ("Common Stock"), each share of Series A Preferred Stock will be convertible into 1,000 shares of Common Stock, subject to certain limitations, including that a holder of Series A Preferred Stock is prohibited from converting shares of Series Preferred Stock into shares of Common Stock if, as a result of such conversion, such holder, together with its affiliates, would beneficially own more than 19.9% of the total number of shares of Common Stock issued and outstanding immediately after giving effect to such conversion.

F3 · derivative.expiration_date: Following the approval by the Stockholders of the conversion of the Series A Non-Voting Convertible Preferred Stock of the Company ("Series A Preferred Stock") into shares of common stock of the Company ("Common Stock"), each share of Series A Preferred Stock will be convertible into 1,000 shares of Common Stock, subject to certain limitations, including that a holder of Series A Preferred Stock is prohibited from converting shares of Series Preferred Stock into shares of Common Stock if, as a result of such conversion, such holder, together with its affiliates, would beneficially own more than 19.9% of the total number of shares of Common Stock issued and outstanding immediately after giving effect to such conversion.

F2 · ownership.nature: Shares are held in a trust (the "Trust") for the benefit of the reporting person's spouse and children. The reporting person's spouse is a trustee of the trust.

Read SEC document
November 13, 2023 Filed Nov 15, 2023 21:41 UTC
Kalayoglu MuratDirector · 10% owner
OtherSeries A Non-Voting Convertible Preferred Stock · Derivative 189,136.767 Not disclosed Not disclosed
Disclosure

SEC source: 0001062993-23-020921 · form4.xml · derivative · entry 4

Kalayoglu Murat · CIK 0002000002 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · by trust

Disclosed balance after: 189,136.767

Underlying: Common Stock · 189,136,767 shares

Expires not disclosed

F3 · derivative.exercise_price: Following the approval by the Stockholders of the conversion of the Series A Non-Voting Convertible Preferred Stock of the Company ("Series A Preferred Stock") into shares of common stock of the Company ("Common Stock"), each share of Series A Preferred Stock will be convertible into 1,000 shares of Common Stock, subject to certain limitations, including that a holder of Series A Preferred Stock is prohibited from converting shares of Series Preferred Stock into shares of Common Stock if, as a result of such conversion, such holder, together with its affiliates, would beneficially own more than 19.9% of the total number of shares of Common Stock issued and outstanding immediately after giving effect to such conversion.

F1 · price: On November 13, 2023, Selecta Biosciences, Inc. (the "Company") acquired Cartesian Therapeutics, Inc. ("Cartesian") in accordance with the terms of an Agreement and Plan of Merger, dated November 13, 2023. These securities represent merger consideration payable as a result of the closing of the merger.

F3 · derivative.exercise_date: Following the approval by the Stockholders of the conversion of the Series A Non-Voting Convertible Preferred Stock of the Company ("Series A Preferred Stock") into shares of common stock of the Company ("Common Stock"), each share of Series A Preferred Stock will be convertible into 1,000 shares of Common Stock, subject to certain limitations, including that a holder of Series A Preferred Stock is prohibited from converting shares of Series Preferred Stock into shares of Common Stock if, as a result of such conversion, such holder, together with its affiliates, would beneficially own more than 19.9% of the total number of shares of Common Stock issued and outstanding immediately after giving effect to such conversion.

F3 · derivative.expiration_date: Following the approval by the Stockholders of the conversion of the Series A Non-Voting Convertible Preferred Stock of the Company ("Series A Preferred Stock") into shares of common stock of the Company ("Common Stock"), each share of Series A Preferred Stock will be convertible into 1,000 shares of Common Stock, subject to certain limitations, including that a holder of Series A Preferred Stock is prohibited from converting shares of Series Preferred Stock into shares of Common Stock if, as a result of such conversion, such holder, together with its affiliates, would beneficially own more than 19.9% of the total number of shares of Common Stock issued and outstanding immediately after giving effect to such conversion.

F2 · ownership.nature: Shares are held in a trust (the "Trust") for the benefit of the reporting person's spouse and children. The reporting person's spouse is a trustee of the trust.

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November 13, 2023 Filed Nov 15, 2023 21:41 UTC
Kalayoglu MuratDirector · 10% owner
GrantSeries A Non-Voting Convertible Preferred Stock · Derivative 14,755.609 Not disclosed Not disclosed
Disclosure

SEC source: 0001062993-23-020921 · form4.xml · derivative · entry 3

Kalayoglu Murat · CIK 0002000002 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 14,755.609

Underlying: Common Stock · 14,755,609 shares

Expires not disclosed

F3 · derivative.exercise_price: Following the approval by the Stockholders of the conversion of the Series A Non-Voting Convertible Preferred Stock of the Company ("Series A Preferred Stock") into shares of common stock of the Company ("Common Stock"), each share of Series A Preferred Stock will be convertible into 1,000 shares of Common Stock, subject to certain limitations, including that a holder of Series A Preferred Stock is prohibited from converting shares of Series Preferred Stock into shares of Common Stock if, as a result of such conversion, such holder, together with its affiliates, would beneficially own more than 19.9% of the total number of shares of Common Stock issued and outstanding immediately after giving effect to such conversion.

F1 · price: On November 13, 2023, Selecta Biosciences, Inc. (the "Company") acquired Cartesian Therapeutics, Inc. ("Cartesian") in accordance with the terms of an Agreement and Plan of Merger, dated November 13, 2023. These securities represent merger consideration payable as a result of the closing of the merger.

F3 · derivative.exercise_date: Following the approval by the Stockholders of the conversion of the Series A Non-Voting Convertible Preferred Stock of the Company ("Series A Preferred Stock") into shares of common stock of the Company ("Common Stock"), each share of Series A Preferred Stock will be convertible into 1,000 shares of Common Stock, subject to certain limitations, including that a holder of Series A Preferred Stock is prohibited from converting shares of Series Preferred Stock into shares of Common Stock if, as a result of such conversion, such holder, together with its affiliates, would beneficially own more than 19.9% of the total number of shares of Common Stock issued and outstanding immediately after giving effect to such conversion.

F3 · derivative.expiration_date: Following the approval by the Stockholders of the conversion of the Series A Non-Voting Convertible Preferred Stock of the Company ("Series A Preferred Stock") into shares of common stock of the Company ("Common Stock"), each share of Series A Preferred Stock will be convertible into 1,000 shares of Common Stock, subject to certain limitations, including that a holder of Series A Preferred Stock is prohibited from converting shares of Series Preferred Stock into shares of Common Stock if, as a result of such conversion, such holder, together with its affiliates, would beneficially own more than 19.9% of the total number of shares of Common Stock issued and outstanding immediately after giving effect to such conversion.

Read SEC document
November 13, 2023 Filed Nov 15, 2023 21:41 UTC
Kalayoglu MuratDirector · 10% owner
OtherCommon Stock 3,303,699 $0.00 $0.00
Disclosure

SEC source: 0001062993-23-020921 · form4.xml · nonDerivative · entry 2

Kalayoglu Murat · CIK 0002000002 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · by trust

Disclosed balance after: 3,303,699

F1 · price: On November 13, 2023, Selecta Biosciences, Inc. (the "Company") acquired Cartesian Therapeutics, Inc. ("Cartesian") in accordance with the terms of an Agreement and Plan of Merger, dated November 13, 2023. These securities represent merger consideration payable as a result of the closing of the merger.

F2 · ownership.nature: Shares are held in a trust (the "Trust") for the benefit of the reporting person's spouse and children. The reporting person's spouse is a trustee of the trust.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.