RMNI

SEC source: 0001635282-24-000193 · wk-form4_1734648116.xml · derivative · entry 3

Rowe David W. · CIK 0001717500 · CPO,CMO&EVPGlob.Transformation

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 100,000

Underlying: Common Stock · 100,000 shares

Expires 2034-12-17

F3 · derivative.exercise_date: The stock option award will vest ratably in three (3) annual installments on December 17, 2025, December 17, 2026 and December 17, 2027, generally subject to the Reporting Person continuing to be a Service Provider (as that term is defined in the Issuer's 2013 Equity Incentive Plan) through the applicable vesting date.

SEC source: 0001635282-24-000193 · wk-form4_1734648116.xml · derivative · entry 2

Rowe David W. · CIK 0001717500 · CPO,CMO&EVPGlob.Transformation

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 100,000

Underlying: Common Stock · 100,000 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive one share of the Issuer's Common Stock upon vesting.

F2 · derivative.exercise_date: On December 17, 2024, the Reporting Person was granted 100,000 Restricted Stock Units that will vest ratably in three (3) annual installments on December 17, 2025, December 17, 2026 and December 17, 2027, generally subject to the Reporting Person continuing to be a Service Provider (as that term is defined in the Issuer's 2013 Equity Incentive Plan) through the applicable vesting date.

F2 · derivative.expiration_date: On December 17, 2024, the Reporting Person was granted 100,000 Restricted Stock Units that will vest ratably in three (3) annual installments on December 17, 2025, December 17, 2026 and December 17, 2027, generally subject to the Reporting Person continuing to be a Service Provider (as that term is defined in the Issuer's 2013 Equity Incentive Plan) through the applicable vesting date.

SEC source: 0001635282-24-000194 · wk-form4_1734648139.xml · derivative · entry 3

Maddock Kevin · CIK 0001717514 · EVP,ChiefRecurringRev.Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 100,000

Underlying: Common Stock · 100,000 shares

Expires 2034-12-17

F3 · derivative.exercise_date: The stock option award will vest ratably in three (3) annual installments on December 17, 2025, December 17, 2026 and December 17, 2027, generally subject to the Reporting Person continuing to be a Service Provider (as that term is defined in the Issuer's 2013 Equity Incentive Plan) through the applicable vesting date.

SEC source: 0001635282-24-000194 · wk-form4_1734648139.xml · derivative · entry 2

Maddock Kevin · CIK 0001717514 · EVP,ChiefRecurringRev.Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 100,000

Underlying: Common Stock · 100,000 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive one share of the Issuer's Common Stock upon vesting.

F2 · derivative.exercise_date: On December 17, 2024, the Reporting Person was granted 100,000 Restricted Stock Units that will vest ratably in three (3) annual installments on December 17, 2025, December 17, 2026 and December 17, 2027, generally subject to the Reporting Person continuing to be a Service Provider (as that term is defined in the Issuer's 2013 Equity Incentive Plan) through the applicable vesting date.

F2 · derivative.expiration_date: On December 17, 2024, the Reporting Person was granted 100,000 Restricted Stock Units that will vest ratably in three (3) annual installments on December 17, 2025, December 17, 2026 and December 17, 2027, generally subject to the Reporting Person continuing to be a Service Provider (as that term is defined in the Issuer's 2013 Equity Incentive Plan) through the applicable vesting date.

SEC source: 0001635282-24-000185 · wk-form4_1734476636.xml · derivative · entry 4

Ravin Seth A. · CIK 0001717716 · Director · President, CEO & Chairman · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 33,334 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive one share of the Issuer's Common Stock upon vesting.

F3 · derivative.exercise_date: On December 13, 2021, the Reporting Person was granted 100,000 Restricted Stock Units, one-third of which vested on December 13, 2022, one-third of which vested on December 13, 2023, and one-third of which vested on December 13, 2024, subject to the Reporting Person's continuing to be a Service Provider (as such term is defined in the Issuer's 2013 Equity Incentive Plan) through the applicable vesting date.

F3 · derivative.expiration_date: On December 13, 2021, the Reporting Person was granted 100,000 Restricted Stock Units, one-third of which vested on December 13, 2022, one-third of which vested on December 13, 2023, and one-third of which vested on December 13, 2024, subject to the Reporting Person's continuing to be a Service Provider (as such term is defined in the Issuer's 2013 Equity Incentive Plan) through the applicable vesting date.

SEC source: 0001635282-24-000185 · wk-form4_1734476636.xml · nonDerivative · entry 2

Ravin Seth A. · CIK 0001717716 · Director · President, CEO & Chairman · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 444,914

F1 · kind: Reported transaction is an automatically-triggered "sell-to-cover" transaction related to the payment of withholding tax obligations pursuant to the Issuer's policy for tax withholdings associated with Restricted Stock Unit vesting events.

F1 · acquired: Reported transaction is an automatically-triggered "sell-to-cover" transaction related to the payment of withholding tax obligations pursuant to the Issuer's policy for tax withholdings associated with Restricted Stock Unit vesting events.

SEC source: 0001635282-24-000185 · wk-form4_1734476636.xml · nonDerivative · entry 1

Ravin Seth A. · CIK 0001717716 · Director · President, CEO & Chairman · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 459,289

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001635282-24-000183 · wk-form4_1734476133.xml · derivative · entry 3

Perica Michael L. · CIK 0001824290 · EVP & Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 8,334 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive one share of the Issuer's Common Stock upon vesting.

F3 · derivative.exercise_date: On December 13, 2021, the Reporting Person was granted 25,000 Restricted Stock Units, one-third of which vested on December 13, 2022, one-third of which vested on December 13, 2023, and one-third of which vested on December 13, 2024, subject to the Reporting Person's continuing to be a Service Provider (as such term is defined in the Issuer's 2013 Equity Incentive Plan) through the applicable vesting date.

F3 · derivative.expiration_date: On December 13, 2021, the Reporting Person was granted 25,000 Restricted Stock Units, one-third of which vested on December 13, 2022, one-third of which vested on December 13, 2023, and one-third of which vested on December 13, 2024, subject to the Reporting Person's continuing to be a Service Provider (as such term is defined in the Issuer's 2013 Equity Incentive Plan) through the applicable vesting date.

SEC source: 0001635282-24-000183 · wk-form4_1734476133.xml · nonDerivative · entry 2

Perica Michael L. · CIK 0001824290 · EVP & Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 154,259

F1 · kind: Reported transaction is an automatically-triggered "sell-to-cover" transaction related to the payment of withholding tax obligations pursuant to the Issuer's policy for tax withholdings associated with Restricted Stock Unit vesting events.

F1 · acquired: Reported transaction is an automatically-triggered "sell-to-cover" transaction related to the payment of withholding tax obligations pursuant to the Issuer's policy for tax withholdings associated with Restricted Stock Unit vesting events.

SEC source: 0001635282-24-000183 · wk-form4_1734476133.xml · nonDerivative · entry 1

Perica Michael L. · CIK 0001824290 · EVP & Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 157,692

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001635282-24-000177 · wk-form4_1731537013.xml · derivative · entry 3

Maddock Kevin · CIK 0001717514 · EVP,ChiefRecurringRev.Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 20,000

Underlying: Common Stock · 20,000 shares

Expires not disclosed

F2 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive one share of the Issuer's Common Stock upon vesting.

F3 · derivative.exercise_date: The Restricted Stock Units will vest in three (3) equal annual installments on November 13, 2025, November 13, 2026 and November 13, 2027, generally subject to the Reporting Person continuing to be a Service Provider (as such term is defined in the Issuer's 2013 Equity Incentive Plan) through the applicable vesting date.

F3 · derivative.expiration_date: The Restricted Stock Units will vest in three (3) equal annual installments on November 13, 2025, November 13, 2026 and November 13, 2027, generally subject to the Reporting Person continuing to be a Service Provider (as such term is defined in the Issuer's 2013 Equity Incentive Plan) through the applicable vesting date.

SEC source: 0001635282-24-000177 · wk-form4_1731537013.xml · derivative · entry 2

Maddock Kevin · CIK 0001717514 · EVP,ChiefRecurringRev.Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 10,000

Underlying: Common Stock · 10,000 shares

Expires 2034-11-13

F1 · derivative.exercise_date: The stock option award will vest in three (3) equal annual installments on November 13, 2025, November 13, 2026 and November 13, 2027, generally subject to the Reporting Person continuing to be a Service Provider (as such term is defined in the Issuer's 2013 Equity Incentive Plan) through the applicable vesting date.

SEC source: 0001635282-24-000161 · wk-form4_1727132905.xml · derivative · entry 3

Rowe David W. · CIK 0001717500 · CPO,CMO&EVPGlob.Transformation

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 40,000

Underlying: Common Stock · 40,000 shares

Expires not disclosed

F2 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive one share of the Issuer's Common Stock upon vesting.

F3 · derivative.exercise_date: The Restricted Stock Units will vest ratably in three (3) annual installments on September 20, 2025, September 20, 2026 and September 20, 2027, generally subject to the Reporting Person continuing to be a Service Provider (as such term is defined in the Issuer's 2023 Equity Incentive Plan) through the applicable vesting date.

F3 · derivative.expiration_date: The Restricted Stock Units will vest ratably in three (3) annual installments on September 20, 2025, September 20, 2026 and September 20, 2027, generally subject to the Reporting Person continuing to be a Service Provider (as such term is defined in the Issuer's 2023 Equity Incentive Plan) through the applicable vesting date.

SEC source: 0001635282-24-000161 · wk-form4_1727132905.xml · derivative · entry 2

Rowe David W. · CIK 0001717500 · CPO,CMO&EVPGlob.Transformation

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 35,000

Underlying: Common Stock · 35,000 shares

Expires 2034-09-20

F1 · derivative.exercise_date: The stock option award will vest ratably in three (3) annual installments on September 20, 2025, September 20, 2026 and September 20, 2027, generally subject to the Reporting Person continuing to be a Service Provider (as such term is defined in the Issuer's 2023 Equity Incentive Plan) through the applicable vesting date.

SEC source: 0001635282-24-000155 · wk-form4_1723062635.xml · nonDerivative · entry 2

Perica Michael L. · CIK 0001824290 · EVP & Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 149,358

F1 · kind: Reported transaction is an automatically-triggered "sell-to-cover" transaction related to the payment of withholding tax obligations pursuant to the Issuer's policy for tax withholdings associated with Restricted Stock Unit vesting events.

F1 · acquired: Reported transaction is an automatically-triggered "sell-to-cover" transaction related to the payment of withholding tax obligations pursuant to the Issuer's policy for tax withholdings associated with Restricted Stock Unit vesting events.

SEC source: 0001635282-24-000155 · wk-form4_1723062635.xml · derivative · entry 3

Perica Michael L. · CIK 0001824290 · EVP & Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 5,001 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive one share of the Issuer's Common Stock upon vesting.

F3 · derivative.exercise_date: On August 3, 2021, the Reporting Person was granted 15,000 Restricted Stock Units, one-third of which vested on August 3, 2022, one-third of which vested on August 3, 2023, and one-third of which vested on August 3, 2024, subject to the Reporting Person's continued service as Service Provider (as such term is defined in the Issuer's 2013 Equity Incentive Plan) through the applicable vesting date.

F3 · derivative.expiration_date: On August 3, 2021, the Reporting Person was granted 15,000 Restricted Stock Units, one-third of which vested on August 3, 2022, one-third of which vested on August 3, 2023, and one-third of which vested on August 3, 2024, subject to the Reporting Person's continued service as Service Provider (as such term is defined in the Issuer's 2013 Equity Incentive Plan) through the applicable vesting date.

SEC source: 0001635282-24-000155 · wk-form4_1723062635.xml · nonDerivative · entry 1

Perica Michael L. · CIK 0001824290 · EVP & Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 151,440

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001635282-24-000153 · wk-form4_1722974712.xml · derivative · entry 3

Lyskawa Nancy · CIK 0001717861 · EVP & Chief Client Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,667

Underlying: Common Stock · 1,667 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive one share of the Issuer's Common Stock upon vesting.

F3 · derivative.exercise_date: On August 2, 2022, the Reporting Person was granted 5,000 Restricted Stock Units, one-third of which vested on August 2, 2023 and one-third of which vested on August 2, 2024. The remaining one-third will vest on August 2, 2025, subject to the Reporting Person continuing to be a Service Provider (as such term is defined in the Issuer's 2013 Equity Incentive Plan) through such date.

F3 · derivative.expiration_date: On August 2, 2022, the Reporting Person was granted 5,000 Restricted Stock Units, one-third of which vested on August 2, 2023 and one-third of which vested on August 2, 2024. The remaining one-third will vest on August 2, 2025, subject to the Reporting Person continuing to be a Service Provider (as such term is defined in the Issuer's 2013 Equity Incentive Plan) through such date.

SEC source: 0001635282-24-000153 · wk-form4_1722974712.xml · nonDerivative · entry 2

Lyskawa Nancy · CIK 0001717861 · EVP & Chief Client Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 124,671

F1 · kind: Reported transaction is an automatically-triggered "sell-to-cover" transaction related to the payment of withholding tax obligations pursuant to the Issuer's policy for tax withholdings associated with Restricted Stock Unit vesting events.

F1 · acquired: Reported transaction is an automatically-triggered "sell-to-cover" transaction related to the payment of withholding tax obligations pursuant to the Issuer's policy for tax withholdings associated with Restricted Stock Unit vesting events.

SEC source: 0001635282-24-000153 · wk-form4_1722974712.xml · nonDerivative · entry 1

Lyskawa Nancy · CIK 0001717861 · EVP & Chief Client Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 125,198

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001635282-24-000151 · wk-form4_1722974527.xml · derivative · entry 3

Maddock Kevin · CIK 0001717514 · EVP,ChiefRecurringRev.Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,334

Underlying: Common Stock · 3,333 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive one share of the Issuer's Common Stock upon vesting.

F3 · derivative.exercise_date: On August 2, 2022, the Reporting Person was granted 10,000 Restricted Stock Units, one-third of which vested on August 2, 2023 and one-third of which vested on August 2, 2024. The remaining one-third will vest on August 2, 2025, subject to the Reporting Person continuing to be a Service Provider (as such term is defined in the Issuer's 2013 Equity Incentive Plan) through such date.

F3 · derivative.expiration_date: On August 2, 2022, the Reporting Person was granted 10,000 Restricted Stock Units, one-third of which vested on August 2, 2023 and one-third of which vested on August 2, 2024. The remaining one-third will vest on August 2, 2025, subject to the Reporting Person continuing to be a Service Provider (as such term is defined in the Issuer's 2013 Equity Incentive Plan) through such date.

SEC source: 0001635282-24-000151 · wk-form4_1722974527.xml · nonDerivative · entry 2

Maddock Kevin · CIK 0001717514 · EVP,ChiefRecurringRev.Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 109,249

F1 · kind: Reported transaction is an automatically-triggered "sell-to-cover" transaction related to the payment of withholding tax obligations pursuant to the Issuer's policy for tax withholdings associated with Restricted Stock Unit vesting events.

F1 · acquired: Reported transaction is an automatically-triggered "sell-to-cover" transaction related to the payment of withholding tax obligations pursuant to the Issuer's policy for tax withholdings associated with Restricted Stock Unit vesting events.

SEC source: 0001635282-24-000151 · wk-form4_1722974527.xml · nonDerivative · entry 1

Maddock Kevin · CIK 0001717514 · EVP,ChiefRecurringRev.Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 110,564

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001635282-24-000133 · wk-form4_1717792723.xml · derivative · entry 3

Snyder Jay G · CIK 0001812784 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 65,335

Underlying: Common Stock · 65,335 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive one share of the Issuer's Common Stock upon vesting.

F3 · derivative.exercise_date: 100% of the Restricted Stock Units awarded will vest on the earlier to occur of (i) June 6, 2025 or (ii) the day before the date of the Issuer's 2025 Annual Meeting of Stockholders, contingent upon the Reporting Person's continued service as a member of the Issuer's Board of Directors through such date.

F3 · derivative.expiration_date: 100% of the Restricted Stock Units awarded will vest on the earlier to occur of (i) June 6, 2025 or (ii) the day before the date of the Issuer's 2025 Annual Meeting of Stockholders, contingent upon the Reporting Person's continued service as a member of the Issuer's Board of Directors through such date.

SEC source: 0001635282-24-000130 · wk-form4_1717792048.xml · derivative · entry 12

Murray Robin P. · CIK 0001717449 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 65,335

Underlying: Common Stock · 65,335 shares

Expires not disclosed

F11 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive one share of the Issuer's Common Stock upon vesting.

F13 · derivative.exercise_date: 100% of the Restricted Stock Units awarded will vest on the earlier to occur of (i) June 6, 2025 or (ii) the day before the date of the Issuer's 2025 Annual Meeting of Stockholders, contingent upon the Reporting Person's continued service as a member of the Issuer's Board of Directors through such date.

F13 · derivative.expiration_date: 100% of the Restricted Stock Units awarded will vest on the earlier to occur of (i) June 6, 2025 or (ii) the day before the date of the Issuer's 2025 Annual Meeting of Stockholders, contingent upon the Reporting Person's continued service as a member of the Issuer's Board of Directors through such date.

SEC source: 0001635282-24-000132 · wk-form4_1717792568.xml · derivative · entry 4

CAPELLI STEVEN M · CIK 0001279303 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 65,335

Underlying: Common Stock · 65,335 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive one share of the Issuer's Common Stock upon vesting.

F3 · derivative.exercise_date: 100% of the Restricted Stock Units awarded will vest on the earlier to occur of (i) June 6, 2025 or (ii) the day before the date of the Issuer's 2025 Annual Meeting of Stockholders, contingent upon the Reporting Person's continued service as a member of the Issuer's Board of Directors through such date.

F3 · derivative.expiration_date: 100% of the Restricted Stock Units awarded will vest on the earlier to occur of (i) June 6, 2025 or (ii) the day before the date of the Issuer's 2025 Annual Meeting of Stockholders, contingent upon the Reporting Person's continued service as a member of the Issuer's Board of Directors through such date.

SEC source: 0001104659-24-069647 · tm2416748-1_4seq1.xml · derivative · entry 12

ADAMS STREET PARTNERS LLC · CIK 0001193586 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · See Footnote

Disclosed balance after: 65,335

Underlying: Common Stock · 65,335 shares

Expires not disclosed

F15 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive one share of the Issuer's common stock upon vesting.

F15 · shares: Each Restricted Stock Unit represents a contingent right to receive one share of the Issuer's common stock upon vesting.

F16 · derivative.exercise_date: 100% of the Restricted Stock Units awarded will vest on the earlier to occur of (i) June 6, 2025 or (ii) the day before the date of the Issuer's 2025 Annual Meeting of Stockholders, contingent upon Robin Murray's continued service as a member of the Issuer's Board of Directors through such date.

F16 · derivative.expiration_date: 100% of the Restricted Stock Units awarded will vest on the earlier to occur of (i) June 6, 2025 or (ii) the day before the date of the Issuer's 2025 Annual Meeting of Stockholders, contingent upon Robin Murray's continued service as a member of the Issuer's Board of Directors through such date.

F13 · ownership.nature: These Restricted Stock Units were granted to Robin Murray, a director of the Issuer, who is a partner of Adams Street Partners, LLC. Adams Street Partners, LLC is the managing member of the general partner of AS 2007, AS 2008 and AS 2009, the managing member of the general partner of the general partner of each of AS 2013, AS 2014, AS 2015, AS 2016 and AS VGVI, and the manager of ASRA. By agreement with the Funds, Mr. Murray is deemed to hold the Restricted Stock Units for the benefit of the Funds.

F14 · ownership.nature: The Restricted Stock Units may be deemed to be indirectly beneficially owned by Adams Street Partners, LLC. Adams Street Partners, LLC and Thomas S. Bremner, Jeffrey T. Diehl, Brian Dudley, Elisha P. Gould, Robin Murray and Fred Wang, each of whom is a partner of Adams Street Partners, LLC (or a subsidiary thereof), disclaim beneficial ownership of the Restricted Stock Units except to the extent of their pecuniary interest therein.

SEC source: 0001635282-24-000131 · wk-form4_1717792379.xml · derivative · entry 3

MCCALLUM KATRINKA · CIK 0001201242 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 65,335

Underlying: Common Stock · 65,335 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive one share of the Issuer's Common Stock upon vesting.

F3 · derivative.exercise_date: 100% of the Restricted Stock Units awarded will vest on the earlier to occur of (i) June 6, 2025 or (ii) the day before the date of the Issuer's 2025 Annual Meeting of Stockholders, contingent upon the Reporting Person's continued service as a member of the Issuer's Board of Directors through such date.

F3 · derivative.expiration_date: 100% of the Restricted Stock Units awarded will vest on the earlier to occur of (i) June 6, 2025 or (ii) the day before the date of the Issuer's 2025 Annual Meeting of Stockholders, contingent upon the Reporting Person's continued service as a member of the Issuer's Board of Directors through such date.

SEC source: 0001635282-24-000134 · wk-form4_1717792840.xml · derivative · entry 3

ACOSTA JACK L · CIK 0001225954 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 65,335

Underlying: Common Stock · 65,335 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive one share of the Issuer's Common Stock upon vesting.

F3 · derivative.exercise_date: 100% of the Restricted Stock Units awarded will vest on the earlier to occur of (i) June 6, 2025 or (ii) the day before the date of the Issuer's 2025 Annual Meeting of Stockholders, contingent upon the Reporting Person's continued service as a member of the Issuer's Board of Directors through such date.

F3 · derivative.expiration_date: 100% of the Restricted Stock Units awarded will vest on the earlier to occur of (i) June 6, 2025 or (ii) the day before the date of the Issuer's 2025 Annual Meeting of Stockholders, contingent upon the Reporting Person's continued service as a member of the Issuer's Board of Directors through such date.

SEC source: 0001635282-24-000133 · wk-form4_1717792723.xml · derivative · entry 2

Snyder Jay G · CIK 0001812784 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 40,178 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive one share of the Issuer's Common Stock upon vesting.

F2 · derivative.exercise_date: On June 7, 2023, the Reporting Person was awarded 40,178 Restricted Stock Units, 100% of which vested on June 5, 2024, or the day before the date of the Issuer's 2024 Annual Meeting of Stockholders.

F2 · derivative.expiration_date: On June 7, 2023, the Reporting Person was awarded 40,178 Restricted Stock Units, 100% of which vested on June 5, 2024, or the day before the date of the Issuer's 2024 Annual Meeting of Stockholders.

SEC source: 0001635282-24-000133 · wk-form4_1717792723.xml · nonDerivative · entry 1

Snyder Jay G · CIK 0001812784 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 160,683

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001635282-24-000130 · wk-form4_1717792048.xml · derivative · entry 11

Murray Robin P. · CIK 0001717449 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 40,178 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F11 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive one share of the Issuer's Common Stock upon vesting.

F12 · derivative.exercise_date: On June 7, 2023, the Reporting Person was awarded 40,178 Restricted Stock Units, 100% of which vested on June 5, 2024, or the day before the date of the Issuer's 2024 Annual Meeting of Stockholders.

F12 · derivative.expiration_date: On June 7, 2023, the Reporting Person was awarded 40,178 Restricted Stock Units, 100% of which vested on June 5, 2024, or the day before the date of the Issuer's 2024 Annual Meeting of Stockholders.

SEC source: 0001635282-24-000130 · wk-form4_1717792048.xml · nonDerivative · entry 10

Murray Robin P. · CIK 0001717449 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 207,659

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F10 · ownership.direct: The shares of common stock were issued to the Reporting Person, Robin Murray, a director of the Issuer who is a partner of Adams Street Partners, LLC. Adams Street Partners, LLC is the managing member of the general partner of AS 2007, AS 2008, and AS 2009, the managing member of the general partner of the general partner of each of AS 2013, AS 2014, AS 2015, AS 2016 and AS VGVI (collectively, the "Funds") and the manager of ASRA. By agreement with the Funds, Mr. Murray is deemed to hold the shares of common stock for the benefit of the Funds. The shares of common stock may be deemed to be indirectly beneficially owned by Adams Street Partners, LLC. Adams Street Partners, LLC and Thomas S. Bremner, Jeffrey T. Diehl, Brian Dudley, Elisha P. Gould III, Fred Wang and the Reporting Person, each of whom is a partner of Adams Street Partners, LLC (or a subsidiary thereof), disclaim beneficial ownership of the shares of common stock except to the extent of their pecuniary interest therein.

SEC source: 0001635282-24-000132 · wk-form4_1717792568.xml · derivative · entry 3

CAPELLI STEVEN M · CIK 0001279303 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 40,178 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive one share of the Issuer's Common Stock upon vesting.

F2 · derivative.exercise_date: On June 7, 2023, the Reporting Person was awarded 40,178 Restricted Stock Units, 100% of which vested on June 5, 2024, or the day before the date of the Issuer's 2024 Annual Meeting of Stockholders.

F2 · derivative.expiration_date: On June 7, 2023, the Reporting Person was awarded 40,178 Restricted Stock Units, 100% of which vested on June 5, 2024, or the day before the date of the Issuer's 2024 Annual Meeting of Stockholders.

SEC source: 0001635282-24-000132 · wk-form4_1717792568.xml · nonDerivative · entry 1

CAPELLI STEVEN M · CIK 0001279303 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 207,659

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001104659-24-069647 · tm2416748-1_4seq1.xml · derivative · entry 11

ADAMS STREET PARTNERS LLC · CIK 0001193586 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · See Footnote

Disclosed balance after: 0

Underlying: Common Stock · 40,178 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F10 · derivative.exercise_price: On June 7, 2023, Robin Murray, a director of the Issuer and partner of Adams Street Partners, LLC, was granted 40,178 Restricted Stock Units which vested 100% on June 5, 2024 or the day before the date of the Issuer's 2024 Annual Meeting of Stockholders. Each Restricted Stock Unit represents a contingent right to receive one share of the Issuer's common stock upon vesting.

F10 · shares: On June 7, 2023, Robin Murray, a director of the Issuer and partner of Adams Street Partners, LLC, was granted 40,178 Restricted Stock Units which vested 100% on June 5, 2024 or the day before the date of the Issuer's 2024 Annual Meeting of Stockholders. Each Restricted Stock Unit represents a contingent right to receive one share of the Issuer's common stock upon vesting.

F10 · derivative.exercise_date: On June 7, 2023, Robin Murray, a director of the Issuer and partner of Adams Street Partners, LLC, was granted 40,178 Restricted Stock Units which vested 100% on June 5, 2024 or the day before the date of the Issuer's 2024 Annual Meeting of Stockholders. Each Restricted Stock Unit represents a contingent right to receive one share of the Issuer's common stock upon vesting.

F10 · derivative.expiration_date: On June 7, 2023, Robin Murray, a director of the Issuer and partner of Adams Street Partners, LLC, was granted 40,178 Restricted Stock Units which vested 100% on June 5, 2024 or the day before the date of the Issuer's 2024 Annual Meeting of Stockholders. Each Restricted Stock Unit represents a contingent right to receive one share of the Issuer's common stock upon vesting.

F13 · ownership.nature: These Restricted Stock Units were granted to Robin Murray, a director of the Issuer, who is a partner of Adams Street Partners, LLC. Adams Street Partners, LLC is the managing member of the general partner of AS 2007, AS 2008 and AS 2009, the managing member of the general partner of the general partner of each of AS 2013, AS 2014, AS 2015, AS 2016 and AS VGVI, and the manager of ASRA. By agreement with the Funds, Mr. Murray is deemed to hold the Restricted Stock Units for the benefit of the Funds.

F14 · ownership.nature: The Restricted Stock Units may be deemed to be indirectly beneficially owned by Adams Street Partners, LLC. Adams Street Partners, LLC and Thomas S. Bremner, Jeffrey T. Diehl, Brian Dudley, Elisha P. Gould, Robin Murray and Fred Wang, each of whom is a partner of Adams Street Partners, LLC (or a subsidiary thereof), disclaim beneficial ownership of the Restricted Stock Units except to the extent of their pecuniary interest therein.

SEC source: 0001104659-24-069647 · tm2416748-1_4seq1.xml · nonDerivative · entry 10

ADAMS STREET PARTNERS LLC · CIK 0001193586 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · See Footnote

Disclosed balance after: 207,659

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F10 · price: On June 7, 2023, Robin Murray, a director of the Issuer and partner of Adams Street Partners, LLC, was granted 40,178 Restricted Stock Units which vested 100% on June 5, 2024 or the day before the date of the Issuer's 2024 Annual Meeting of Stockholders. Each Restricted Stock Unit represents a contingent right to receive one share of the Issuer's common stock upon vesting.

F11 · ownership.nature: The shares of common stock were issued to Robin Murray, a director of the Issuer, who is a partner of Adams Street Partners, LLC. Adams Street Partners, LLC is the managing member of the general partner of AS 2007, AS 2008 and AS 2009, is the managing member of the general partner of the general partner of AS 2013, AS 2014, AS 2015, AS 2016 and AS VGVI (collectively, the "Funds") and is the manager of ASRA. By agreement with the Funds, Mr. Murray is deemed to hold the common stock for the benefit of the Funds.

F12 · ownership.nature: The common stock may be deemed to be indirectly beneficially owned by Adams Street Partners, LLC. Adams Street Partners, LLC and Thomas S. Bremner, Jeffrey T. Diehl, Brian Dudley, Elisha P. Gould, Robin Murray and Fred Wang, each of whom is a partner of Adams Street Partners, LLC (or a subsidiary thereof), disclaim beneficial ownership of the common stock except to the extent of their pecuniary interest therein.

SEC source: 0001635282-24-000131 · wk-form4_1717792379.xml · derivative · entry 2

MCCALLUM KATRINKA · CIK 0001201242 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 40,178 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive one share of the Issuer's Common Stock upon vesting.

F2 · derivative.exercise_date: On June 7, 2023, the Reporting Person was awarded 40,178 Restricted Stock Units, 100% of which vested on June 5, 2024, or the day before the date of the Issuer's 2024 Annual Meeting of Stockholders.

F2 · derivative.expiration_date: On June 7, 2023, the Reporting Person was awarded 40,178 Restricted Stock Units, 100% of which vested on June 5, 2024, or the day before the date of the Issuer's 2024 Annual Meeting of Stockholders.

SEC source: 0001635282-24-000131 · wk-form4_1717792379.xml · nonDerivative · entry 1

MCCALLUM KATRINKA · CIK 0001201242 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 70,792

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001635282-24-000134 · wk-form4_1717792840.xml · derivative · entry 2

ACOSTA JACK L · CIK 0001225954 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 40,178 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive one share of the Issuer's Common Stock upon vesting.

F2 · derivative.exercise_date: On June 7, 2023, the Reporting Person was awarded 40,178 Restricted Stock Units, 100% of which vested on June 5, 2024, or the day before the date of the Issuer's 2024 Annual Meeting of Stockholders.

F2 · derivative.expiration_date: On June 7, 2023, the Reporting Person was awarded 40,178 Restricted Stock Units, 100% of which vested on June 5, 2024, or the day before the date of the Issuer's 2024 Annual Meeting of Stockholders.

SEC source: 0001635282-24-000134 · wk-form4_1717792840.xml · nonDerivative · entry 1

ACOSTA JACK L · CIK 0001225954 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 208,659

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001635282-24-000118 · wk-form4_1715203662.xml · derivative · entry 3

Lyskawa Nancy · CIK 0001717861 · EVP & Chief Client Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 38,749

Underlying: Common Stock · 38,749 shares

Expires 2034-05-06

F3 · derivative.exercise_date: The Employee Stock Options will vest in three (3) equal installments on May 6, 2025, May 6, 2026 and May 6, 2027, generally subject to the Reporting Person continuing to be a Service Provider (as such term is defined in the Issuer's 2013 Equity Incentive Plan) through the applicable vesting date.

SEC source: 0001635282-24-000118 · wk-form4_1715203662.xml · derivative · entry 2

Lyskawa Nancy · CIK 0001717861 · EVP & Chief Client Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 48,582

Underlying: Common Stock · 48,582 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive one share of the Issuer's Common Stock upon vesting.

F2 · derivative.exercise_date: The Restricted Stock Units will vest in three (3) equal installments on May 6, 2025, May 6, 2026 and May 6, 2027, generally subject to the Reporting Person continuing to be a Service Provider (as such term is defined in the Issuer's 2013 Equity Incentive Plan) through the applicable vesting date.

F2 · derivative.expiration_date: The Restricted Stock Units will vest in three (3) equal installments on May 6, 2025, May 6, 2026 and May 6, 2027, generally subject to the Reporting Person continuing to be a Service Provider (as such term is defined in the Issuer's 2013 Equity Incentive Plan) through the applicable vesting date.

SEC source: 0001635282-24-000121 · wk-form4_1715204323.xml · derivative · entry 3

Rowe David W. · CIK 0001717500 · EVP, Glob.Transform.&CPO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 38,749

Underlying: Common Stock · 38,749 shares

Expires 2034-05-06

F3 · derivative.exercise_date: The Employee Stock Options will vest in three (3) equal installments on May 6, 2025, May 6, 2026 and May 6, 2027, generally subject to the Reporting Person continuing to be a Service Provider (as such term is defined in the Issuer's 2013 Equity Incentive Plan) through the applicable vesting date.

SEC source: 0001635282-24-000121 · wk-form4_1715204323.xml · derivative · entry 2

Rowe David W. · CIK 0001717500 · EVP, Glob.Transform.&CPO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 48,582

Underlying: Common Stock · 48,582 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive one share of the Issuer's Common Stock upon vesting.

F2 · derivative.exercise_date: The Restricted Stock Units will vest in three (3) equal installments on May 6, 2025, May 6, 2026 and May 6, 2027, generally subject to the Reporting Person continuing to be a Service Provider (as such term is defined in the Issuer's 2013 Equity Incentive Plan) through the applicable vesting date.

F2 · derivative.expiration_date: The Restricted Stock Units will vest in three (3) equal installments on May 6, 2025, May 6, 2026 and May 6, 2027, generally subject to the Reporting Person continuing to be a Service Provider (as such term is defined in the Issuer's 2013 Equity Incentive Plan) through the applicable vesting date.

SEC source: 0001635282-24-000122 · wk-form4_1715204578.xml · derivative · entry 4

Ravin Seth A. · CIK 0001717716 · Director · President, CEO & Chairman · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 309,997

Underlying: Common Stock · 309,997 shares

Expires 2034-05-06

F3 · derivative.exercise_date: The Employee Stock Options will vest in three (3) equal installments on May 6, 2025, May 6, 2026 and May 6, 2027, generally subject to the Reporting Person continuing to be a Service Provider (as such term is defined in the Issuer's 2013 Equity Incentive Plan) through the applicable vesting date.

SEC source: 0001635282-24-000122 · wk-form4_1715204578.xml · derivative · entry 3

Ravin Seth A. · CIK 0001717716 · Director · President, CEO & Chairman · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 291,497

Underlying: Common Stock · 291,497 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive one share of the Issuer's Common Stock upon vesting.

F2 · derivative.exercise_date: The Restricted Stock Units will vest in three (3) equal installments on May 6, 2025, May 6, 2026 and May 6, 2027, generally subject to the Reporting Person continuing to be a Service Provider (as such term is defined in the Issuer's 2013 Equity Incentive Plan) through the applicable vesting date.

F2 · derivative.expiration_date: The Restricted Stock Units will vest in three (3) equal installments on May 6, 2025, May 6, 2026 and May 6, 2027, generally subject to the Reporting Person continuing to be a Service Provider (as such term is defined in the Issuer's 2013 Equity Incentive Plan) through the applicable vesting date.

SEC source: 0001635282-24-000119 · wk-form4_1715204005.xml · derivative · entry 3

Maddock Kevin · CIK 0001717514 · EVP,ChiefRecurringRev.Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 38,749

Underlying: Common Stock · 38,749 shares

Expires 2034-05-06

F3 · derivative.exercise_date: The Employee Stock Options will vest in three (3) equal installments on May 6, 2025, May 6, 2026 and May 6, 2027, generally subject to the Reporting Person continuing to be a Service Provider (as such term is defined in the Issuer's 2013 Equity Incentive Plan) through the applicable vesting date.

SEC source: 0001635282-24-000119 · wk-form4_1715204005.xml · derivative · entry 2

Maddock Kevin · CIK 0001717514 · EVP,ChiefRecurringRev.Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 48,582

Underlying: Common Stock · 48,582 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive one share of the Issuer's Common Stock upon vesting.

F2 · derivative.exercise_date: The Restricted Stock Units will vest in three (3) equal installments on May 6, 2025, May 6, 2026 and May 6, 2027, generally subject to the Reporting Person continuing to be a Service Provider (as such term is defined in the Issuer's 2013 Equity Incentive Plan) through the applicable vesting date.

F2 · derivative.expiration_date: The Restricted Stock Units will vest in three (3) equal installments on May 6, 2025, May 6, 2026 and May 6, 2027, generally subject to the Reporting Person continuing to be a Service Provider (as such term is defined in the Issuer's 2013 Equity Incentive Plan) through the applicable vesting date.

SEC source: 0001635282-24-000117 · wk-form4_1715202832.xml · derivative · entry 3

Perica Michael L. · CIK 0001824290 · EVP & Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 129,165

Underlying: Common Stock · 129,165 shares

Expires 2034-05-06

F3 · derivative.exercise_date: The Employee Stock Options will vest in three (3) equal installments on May 6, 2025, May 6, 2026 and May 6, 2027, generally subject to the Reporting Person continuing to be a Service Provider (as such term is defined in the Issuer's 2013 Equity Incentive Plan) through the applicable vesting date.