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Nasdaq · USD

RMNI

Rimini Street, Inc.

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Tapewire entity
5475
SEC CIK
0001635282
Parsed reports
699

Last 12 months

Inside the activity.

0 purchase rows · 52 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202501
Dec 202504
Jan 202601
Feb 202600
Mar 2026018
Apr 2026013
May 2026011
Jun 202600
Jul 202600
Aug 202600
Sep 202604
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
March 07, 2025 Filed Mar 11, 2025 00:08 UTC
Rowe David W.CPO,CMO&EVPGlob.Transformation
SaleCommon Stock 147 $3.60 $528.91
Disclosure

SEC source: 0001635282-25-000078 · wk-form4_1741651686.xml · nonDerivative · entry 2

Rowe David W. · CIK 0001717500 · CPO,CMO&EVPGlob.Transformation

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 394,665

F1 · kind: Reported transaction is an automatically-triggered "sell-to-cover" transaction related to the payment of withholding tax obligations pursuant to the Issuer's policy for tax withholdings associated with Restricted Stock Unit vesting events. The Reporting Person did not initiate the sale.

F1 · shares: Reported transaction is an automatically-triggered "sell-to-cover" transaction related to the payment of withholding tax obligations pursuant to the Issuer's policy for tax withholdings associated with Restricted Stock Unit vesting events. The Reporting Person did not initiate the sale.

F1 · acquired: Reported transaction is an automatically-triggered "sell-to-cover" transaction related to the payment of withholding tax obligations pursuant to the Issuer's policy for tax withholdings associated with Restricted Stock Unit vesting events. The Reporting Person did not initiate the sale.

Read SEC document
March 07, 2025 Filed Mar 11, 2025 00:08 UTC
Rowe David W.CPO,CMO&EVPGlob.Transformation
Exercise / conversionCommon Stock 333 $0.00 $0.00
Disclosure

SEC source: 0001635282-25-000078 · wk-form4_1741651686.xml · nonDerivative · entry 1

Rowe David W. · CIK 0001717500 · CPO,CMO&EVPGlob.Transformation

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 394,812

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 04, 2025 Filed Mar 7, 2025 00:46 UTC
Hershkowitz StevenEVP & Chief Revenue Officer
GrantEmployee Stock Options (Right to Buy) · Derivative 27,450 $0.00 Strike: $3.48 $0.00
Disclosure

SEC source: 0001635282-25-000073 · wk-form4_1741308380.xml · derivative · entry 3

Hershkowitz Steven · CIK 0002020161 · EVP & Chief Revenue Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 27,450

Underlying: Common Stock · 27,450 shares

Expires 2035-03-04

F3 · derivative.exercise_date: The Employee Stock Options will vest in three (3) equal installments on March 4, 2026, March 4, 2027 and March 4, 2028, generally subject to the Reporting Person continuing to be a Service Provider (as such term is defined in the Issuer's 2013 Equity Incentive Plan) through the applicable vesting date.

Read SEC document
March 04, 2025 Filed Mar 7, 2025 00:46 UTC
Hershkowitz StevenEVP & Chief Revenue Officer
GrantRestricted Stock Units · Derivative 34,482 $0.00 $0.00
Disclosure

SEC source: 0001635282-25-000073 · wk-form4_1741308380.xml · derivative · entry 2

Hershkowitz Steven · CIK 0002020161 · EVP & Chief Revenue Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 34,482

Underlying: Common Stock · 34,482 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive one share of the Issuer's Common Stock upon vesting.

F2 · derivative.exercise_date: On March 4, 2025, the Reporting Person was granted 34,482 Restricted Stock Units that will vest ratably in three (3) annual installments on March 4, 2026, March 4, 2027 and March 4, 2028, generally subject to the Reporting Person continuing to be a Service Provider (as such term is defined in the Issuer's 2013 Equity Incentive Plan) through the applicable vesting date.

F2 · derivative.expiration_date: On March 4, 2025, the Reporting Person was granted 34,482 Restricted Stock Units that will vest ratably in three (3) annual installments on March 4, 2026, March 4, 2027 and March 4, 2028, generally subject to the Reporting Person continuing to be a Service Provider (as such term is defined in the Issuer's 2013 Equity Incentive Plan) through the applicable vesting date.

Read SEC document
March 04, 2025 Filed Mar 7, 2025 00:46 UTC
Lyskawa NancyEVP & Chief Client Officer
GrantEmployee Stock Options (Right to Buy) · Derivative 27,450 $0.00 Strike: $3.48 $0.00
Disclosure

SEC source: 0001635282-25-000074 · wk-form4_1741308406.xml · derivative · entry 3

Lyskawa Nancy · CIK 0001717861 · EVP & Chief Client Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 27,450

Underlying: Common Stock · 27,450 shares

Expires 2035-03-04

F3 · derivative.exercise_date: The Employee Stock Options will vest in three (3) equal installments on March 4, 2026, March 4, 2027 and March 4, 2028, generally subject to the Reporting Person continuing to be a Service Provider (as such term is defined in the Issuer's 2013 Equity Incentive Plan) through the applicable vesting date.

Read SEC document
March 04, 2025 Filed Mar 7, 2025 00:46 UTC
Lyskawa NancyEVP & Chief Client Officer
GrantRestricted Stock Units · Derivative 34,482 $0.00 $0.00
Disclosure

SEC source: 0001635282-25-000074 · wk-form4_1741308406.xml · derivative · entry 2

Lyskawa Nancy · CIK 0001717861 · EVP & Chief Client Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 34,482

Underlying: Common Stock · 34,482 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive one share of the Issuer's Common Stock upon vesting.

F2 · derivative.exercise_date: On March 4, 2025, the Reporting Person was granted 34,482 Restricted Stock Units that will vest ratably in three (3) annual installments on March 4, 2026, March 4, 2027 and March 4, 2028, generally subject to the Reporting Person continuing to be a Service Provider (as such term is defined in the Issuer's 2013 Equity Incentive Plan) through the applicable vesting date.

F2 · derivative.expiration_date: On March 4, 2025, the Reporting Person was granted 34,482 Restricted Stock Units that will vest ratably in three (3) annual installments on March 4, 2026, March 4, 2027 and March 4, 2028, generally subject to the Reporting Person continuing to be a Service Provider (as such term is defined in the Issuer's 2013 Equity Incentive Plan) through the applicable vesting date.

Read SEC document
March 04, 2025 Filed Mar 7, 2025 00:50 UTC
Rowe David W.CPO,CMO&EVPGlob.Transformation
GrantEmployee Stock Options (Right to Buy) · Derivative 27,450 $0.00 Strike: $3.48 $0.00
Disclosure

SEC source: 0001635282-25-000076 · wk-form4_1741308626.xml · derivative · entry 3

Rowe David W. · CIK 0001717500 · CPO,CMO&EVPGlob.Transformation

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 27,450

Underlying: Common Stock · 27,450 shares

Expires 2035-03-04

F3 · derivative.exercise_date: The Employee Stock Options will vest in three (3) equal installments on March 4, 2026, March 4, 2027 and March 4, 2028, generally subject to the Reporting Person continuing to be a Service Provider (as such term is defined in the Issuer's 2013 Equity Incentive Plan) through the applicable vesting date.

Read SEC document
March 04, 2025 Filed Mar 7, 2025 00:50 UTC
Rowe David W.CPO,CMO&EVPGlob.Transformation
GrantRestricted Stock Units · Derivative 34,482 $0.00 $0.00
Disclosure

SEC source: 0001635282-25-000076 · wk-form4_1741308626.xml · derivative · entry 2

Rowe David W. · CIK 0001717500 · CPO,CMO&EVPGlob.Transformation

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 34,482

Underlying: Common Stock · 34,482 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive one share of the Issuer's Common Stock upon vesting.

F2 · derivative.exercise_date: On March 4, 2025, the Reporting Person was granted 34,482 Restricted Stock Units that will vest ratably in three (3) annual installments on March 4, 2026, March 4, 2027 and March 4, 2028, generally subject to the Reporting Person continuing to be a Service Provider (as such term is defined in the Issuer's 2013 Equity Incentive Plan) through the applicable vesting date.

F2 · derivative.expiration_date: On March 4, 2025, the Reporting Person was granted 34,482 Restricted Stock Units that will vest ratably in three (3) annual installments on March 4, 2026, March 4, 2027 and March 4, 2028, generally subject to the Reporting Person continuing to be a Service Provider (as such term is defined in the Issuer's 2013 Equity Incentive Plan) through the applicable vesting date.

Read SEC document
March 04, 2025 Filed Mar 7, 2025 00:47 UTC
Maddock KevinEVP,ChiefRecurringRev.Officer
GrantEmployee Stock Options (Right to Buy) · Derivative 27,450 $0.00 Strike: $3.48 $0.00
Disclosure

SEC source: 0001635282-25-000075 · wk-form4_1741308433.xml · derivative · entry 3

Maddock Kevin · CIK 0001717514 · EVP,ChiefRecurringRev.Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 27,450

Underlying: Common Stock · 27,450 shares

Expires 2035-03-04

F3 · derivative.exercise_date: The Employee Stock Options will vest in three (3) equal installments on March 4, 2026, March 4, 2027 and March 4, 2028, generally subject to the Reporting Person continuing to be a Service Provider (as such term is defined in the Issuer's 2013 Equity Incentive Plan) through the applicable vesting date.

Read SEC document
March 04, 2025 Filed Mar 7, 2025 00:47 UTC
Maddock KevinEVP,ChiefRecurringRev.Officer
GrantRestricted Stock Units · Derivative 34,482 $0.00 $0.00
Disclosure

SEC source: 0001635282-25-000075 · wk-form4_1741308433.xml · derivative · entry 2

Maddock Kevin · CIK 0001717514 · EVP,ChiefRecurringRev.Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 34,482

Underlying: Common Stock · 34,482 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive one share of the Issuer's Common Stock upon vesting.

F2 · derivative.exercise_date: On March 4, 2025, the Reporting Person was granted 34,482 Restricted Stock Units that will vest ratably in three (3) annual installments on March 4, 2026, March 4, 2027 and March 4, 2028, generally subject to the Reporting Person continuing to be a Service Provider (as such term is defined in the Issuer's 2013 Equity Incentive Plan) through the applicable vesting date.

F2 · derivative.expiration_date: On March 4, 2025, the Reporting Person was granted 34,482 Restricted Stock Units that will vest ratably in three (3) annual installments on March 4, 2026, March 4, 2027 and March 4, 2028, generally subject to the Reporting Person continuing to be a Service Provider (as such term is defined in the Issuer's 2013 Equity Incentive Plan) through the applicable vesting date.

Read SEC document
March 04, 2025 Filed Mar 7, 2025 00:43 UTC
Perica Michael L.EVP & Chief Financial Officer
GrantEmployee Stock Options (Right to Buy) · Derivative 91,502 $0.00 Strike: $3.48 $0.00
Disclosure

SEC source: 0001635282-25-000071 · wk-form4_1741308216.xml · derivative · entry 3

Perica Michael L. · CIK 0001824290 · EVP & Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 91,502

Underlying: Common Stock · 91,502 shares

Expires 2035-03-04

F3 · derivative.exercise_date: The Employee Stock Options will vest in three (3) equal installments on March 4, 2026, March 4, 2027 and March 4, 2028, generally subject to the Reporting Person continuing to be a Service Provider (as such term is defined in the Issuer's 2013 Equity Incentive Plan) through the applicable vesting date.

Read SEC document
March 04, 2025 Filed Mar 7, 2025 00:43 UTC
Perica Michael L.EVP & Chief Financial Officer
GrantRestricted Stock Units · Derivative 114,942 $0.00 $0.00
Disclosure

SEC source: 0001635282-25-000071 · wk-form4_1741308216.xml · derivative · entry 2

Perica Michael L. · CIK 0001824290 · EVP & Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 114,942

Underlying: Common Stock · 114,942 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive one share of the Issuer's Common Stock upon vesting.

F2 · derivative.exercise_date: On March 4, 2025, the Reporting Person was granted 114,942 Restricted Stock Units that will vest ratably in three (3) annual installments on March 4, 2026, March 4, 2027 and March 4, 2028, generally subject to the Reporting Person continuing to be a Service Provider (as such term is defined in the Issuer's 2013 Equity Incentive Plan) through the applicable vesting date.

F2 · derivative.expiration_date: On March 4, 2025, the Reporting Person was granted 114,942 Restricted Stock Units that will vest ratably in three (3) annual installments on March 4, 2026, March 4, 2027 and March 4, 2028, generally subject to the Reporting Person continuing to be a Service Provider (as such term is defined in the Issuer's 2013 Equity Incentive Plan) through the applicable vesting date.

Read SEC document
March 04, 2025 Filed Mar 7, 2025 00:42 UTC
Ravin Seth A.Director · President, CEO & Chairman · 10% owner
GrantEmployee Stock Options (Right to Buy) · Derivative 219,605 $0.00 Strike: $3.48 $0.00
Disclosure

SEC source: 0001635282-25-000070 · wk-form4_1741308132.xml · derivative · entry 4

Ravin Seth A. · CIK 0001717716 · Director · President, CEO & Chairman · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 219,605

Underlying: Common Stock · 219,605 shares

Expires 2035-03-04

F3 · derivative.exercise_date: The Employee Stock Options will vest in three (3) equal installments on March 4, 2026, March 4, 2027 and March 4, 2028, generally subject to the Reporting Person continuing to be a Service Provider (as such term is defined in the Issuer's 2013 Equity Incentive Plan) through the applicable vesting date.

Read SEC document
March 04, 2025 Filed Mar 7, 2025 00:42 UTC
Ravin Seth A.Director · President, CEO & Chairman · 10% owner
GrantRestricted Stock Units · Derivative 206,896 $0.00 $0.00
Disclosure

SEC source: 0001635282-25-000070 · wk-form4_1741308132.xml · derivative · entry 3

Ravin Seth A. · CIK 0001717716 · Director · President, CEO & Chairman · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 206,896

Underlying: Common Stock · 206,896 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive one share of the Issuer's Common Stock upon vesting.

F2 · derivative.exercise_date: On March 4, 2025, the Reporting Person was granted 206,896 Restricted Stock Units that will vest ratably in three (3) annual installments on March 4, 2026, March 4, 2027 and March 4, 2028, generally subject to the Reporting Person continuing to be a Service Provider (as such term is defined in the Issuer's 2013 Equity Incentive Plan) through the applicable vesting date.

F2 · derivative.expiration_date: On March 4, 2025, the Reporting Person was granted 206,896 Restricted Stock Units that will vest ratably in three (3) annual installments on March 4, 2026, March 4, 2027 and March 4, 2028, generally subject to the Reporting Person continuing to be a Service Provider (as such term is defined in the Issuer's 2013 Equity Incentive Plan) through the applicable vesting date.

Read SEC document
March 03, 2025 Filed Mar 5, 2025 23:22 UTC
Lyskawa NancyEVP & Chief Client Officer
Exercise / conversionRestricted Stock Unit · Derivative 6,667 $0.00 $0.00
Disclosure

SEC source: 0001635282-25-000055 · wk-form4_1741216941.xml · derivative · entry 3

Lyskawa Nancy · CIK 0001717861 · EVP & Chief Client Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 6,666

Underlying: Common Stock · 6,667 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive one share of the Issuer's Common Stock upon vesting.

F3 · derivative.exercise_date: On March 3, 2023 , the Reporting Person was granted 20,000 Restricted Stock Units, one-third of which vested on March 3, 2024 and one-third of which vested on March 3 ,2025. The remaining one-third will vest on March 3, 2026, generally subject to the Reporting Person continuing to be a Service Provider (as such term is defined in the Issuer's 2013 Equity Incentive Plan) through the vesting date.

F3 · derivative.expiration_date: On March 3, 2023 , the Reporting Person was granted 20,000 Restricted Stock Units, one-third of which vested on March 3, 2024 and one-third of which vested on March 3 ,2025. The remaining one-third will vest on March 3, 2026, generally subject to the Reporting Person continuing to be a Service Provider (as such term is defined in the Issuer's 2013 Equity Incentive Plan) through the vesting date.

Read SEC document
March 03, 2025 Filed Mar 5, 2025 23:22 UTC
Lyskawa NancyEVP & Chief Client Officer
SaleCommon Stock 2,474 $3.48 $8,608.78
Disclosure

SEC source: 0001635282-25-000055 · wk-form4_1741216941.xml · nonDerivative · entry 2

Lyskawa Nancy · CIK 0001717861 · EVP & Chief Client Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 137,488

F1 · kind: Reported transaction is an automatically-triggered "sell-to-cover" transaction related to the payment of withholding tax obligations pursuant to the Issuer's policy for tax withholdings associated with Restricted Stock Unit vesting events. The Reporting Person did not initiate the sale.

F1 · shares: Reported transaction is an automatically-triggered "sell-to-cover" transaction related to the payment of withholding tax obligations pursuant to the Issuer's policy for tax withholdings associated with Restricted Stock Unit vesting events. The Reporting Person did not initiate the sale.

F1 · acquired: Reported transaction is an automatically-triggered "sell-to-cover" transaction related to the payment of withholding tax obligations pursuant to the Issuer's policy for tax withholdings associated with Restricted Stock Unit vesting events. The Reporting Person did not initiate the sale.

Read SEC document
March 03, 2025 Filed Mar 5, 2025 23:22 UTC
Lyskawa NancyEVP & Chief Client Officer
Exercise / conversionCommon Stock 6,667 $0.00 $0.00
Disclosure

SEC source: 0001635282-25-000055 · wk-form4_1741216941.xml · nonDerivative · entry 1

Lyskawa Nancy · CIK 0001717861 · EVP & Chief Client Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 139,962

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 03, 2025 Filed Mar 5, 2025 23:26 UTC
Rowe David W.CPO,CMO&EVPGlob.Transformation
Exercise / conversionRestricted Stock Units · Derivative 6,667 $0.00 $0.00
Disclosure

SEC source: 0001635282-25-000059 · wk-form4_1741217182.xml · derivative · entry 3

Rowe David W. · CIK 0001717500 · CPO,CMO&EVPGlob.Transformation

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 6,667

Underlying: Common Stock · 6,667 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive one share of the Issuer's Common Stock upon vesting.

F3 · derivative.exercise_date: On March 3, 2023 , the Reporting Person was granted 20,000 Restricted Stock Units, one-third of which vested on March 3, 2024 and one-third of which vested on March 3 ,2025. The remaining one-third will vest on March 3, 2026, generally subject to the Reporting Person continuing to be a Service Provider (as such term is defined in the Issuer's 2013 Equity Incentive Plan) through the vesting date.

F3 · derivative.expiration_date: On March 3, 2023 , the Reporting Person was granted 20,000 Restricted Stock Units, one-third of which vested on March 3, 2024 and one-third of which vested on March 3 ,2025. The remaining one-third will vest on March 3, 2026, generally subject to the Reporting Person continuing to be a Service Provider (as such term is defined in the Issuer's 2013 Equity Incentive Plan) through the vesting date.

Read SEC document
March 03, 2025 Filed Mar 5, 2025 23:26 UTC
Rowe David W.CPO,CMO&EVPGlob.Transformation
SaleCommon Stock 2,951 $3.48 $10,268.59
Disclosure

SEC source: 0001635282-25-000059 · wk-form4_1741217182.xml · nonDerivative · entry 2

Rowe David W. · CIK 0001717500 · CPO,CMO&EVPGlob.Transformation

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 394,479

F1 · kind: Reported transaction is an automatically-triggered "sell-to-cover" transaction related to the payment of withholding tax obligations pursuant to the Issuer's policy for tax withholdings associated with Restricted Stock Unit vesting events. The Reporting Person did not initiate the sale.

F1 · shares: Reported transaction is an automatically-triggered "sell-to-cover" transaction related to the payment of withholding tax obligations pursuant to the Issuer's policy for tax withholdings associated with Restricted Stock Unit vesting events. The Reporting Person did not initiate the sale.

F1 · acquired: Reported transaction is an automatically-triggered "sell-to-cover" transaction related to the payment of withholding tax obligations pursuant to the Issuer's policy for tax withholdings associated with Restricted Stock Unit vesting events. The Reporting Person did not initiate the sale.

Read SEC document
March 03, 2025 Filed Mar 5, 2025 23:26 UTC
Rowe David W.CPO,CMO&EVPGlob.Transformation
Exercise / conversionCommon Stock 6,667 $0.00 $0.00
Disclosure

SEC source: 0001635282-25-000059 · wk-form4_1741217182.xml · nonDerivative · entry 1

Rowe David W. · CIK 0001717500 · CPO,CMO&EVPGlob.Transformation

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 397,430

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 03, 2025 Filed Mar 5, 2025 23:24 UTC
Perica Michael L.EVP & Chief Financial Officer
Exercise / conversionRestricted Stock Units · Derivative 6,667 $0.00 $0.00
Disclosure

SEC source: 0001635282-25-000057 · wk-form4_1741217078.xml · derivative · entry 3

Perica Michael L. · CIK 0001824290 · EVP & Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 6,667

Underlying: Common Stock · 6,667 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive one share of the Issuer's Common Stock upon vesting.

F3 · derivative.exercise_date: On March 3, 2023 , the Reporting Person was granted 20,000 Restricted Stock Units, one-third of which vested on March 3, 2024 and one-third of which vested on March 3 ,2025. The remaining one-third will vest on March 3, 2026, generally subject to the Reporting Person continuing to be a Service Provider (as such term is defined in the Issuer's 2013 Equity Incentive Plan) through the vesting date.

F3 · derivative.expiration_date: On March 3, 2023 , the Reporting Person was granted 20,000 Restricted Stock Units, one-third of which vested on March 3, 2024 and one-third of which vested on March 3 ,2025. The remaining one-third will vest on March 3, 2026, generally subject to the Reporting Person continuing to be a Service Provider (as such term is defined in the Issuer's 2013 Equity Incentive Plan) through the vesting date.

Read SEC document
March 03, 2025 Filed Mar 5, 2025 23:24 UTC
Perica Michael L.EVP & Chief Financial Officer
SaleCommon Stock 3,295 $3.48 $11,465.61
Disclosure

SEC source: 0001635282-25-000057 · wk-form4_1741217078.xml · nonDerivative · entry 2

Perica Michael L. · CIK 0001824290 · EVP & Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 166,462

F1 · kind: Reported transaction is an automatically-triggered "sell-to-cover" transaction related to the payment of withholding tax obligations pursuant to the Issuer's policy for tax withholdings associated with Restricted Stock Unit vesting events. The Reporting Person did not initiate the sale.

F1 · shares: Reported transaction is an automatically-triggered "sell-to-cover" transaction related to the payment of withholding tax obligations pursuant to the Issuer's policy for tax withholdings associated with Restricted Stock Unit vesting events. The Reporting Person did not initiate the sale.

F1 · acquired: Reported transaction is an automatically-triggered "sell-to-cover" transaction related to the payment of withholding tax obligations pursuant to the Issuer's policy for tax withholdings associated with Restricted Stock Unit vesting events. The Reporting Person did not initiate the sale.

Read SEC document
March 03, 2025 Filed Mar 5, 2025 23:24 UTC
Perica Michael L.EVP & Chief Financial Officer
Exercise / conversionCommon Stock 6,667 $0.00 $0.00
Disclosure

SEC source: 0001635282-25-000057 · wk-form4_1741217078.xml · nonDerivative · entry 1

Perica Michael L. · CIK 0001824290 · EVP & Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 169,757

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 03, 2025 Filed Mar 5, 2025 23:25 UTC
Ravin Seth A.Director · President, CEO & Chairman · 10% owner
Exercise / conversionRestricted Stock Units · Derivative 6,667 $0.00 $0.00
Disclosure

SEC source: 0001635282-25-000058 · wk-form4_1741217133.xml · derivative · entry 4

Ravin Seth A. · CIK 0001717716 · Director · President, CEO & Chairman · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 6,667

Underlying: Common Stock · 6,667 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive one share of the Issuer's Common Stock upon vesting.

F3 · derivative.exercise_date: On March 3, 2023 , the Reporting Person was granted 20,000 Restricted Stock Units, one-third of which vested on March 3, 2024 and one-third of which vested on March 3 ,2025. The remaining one-third will vest on March 3, 2026, generally subject to the Reporting Person continuing to be a Service Provider (as such term is defined in the Issuer's 2013 Equity Incentive Plan) through the vesting date.

F3 · derivative.expiration_date: On March 3, 2023 , the Reporting Person was granted 20,000 Restricted Stock Units, one-third of which vested on March 3, 2024 and one-third of which vested on March 3 ,2025. The remaining one-third will vest on March 3, 2026, generally subject to the Reporting Person continuing to be a Service Provider (as such term is defined in the Issuer's 2013 Equity Incentive Plan) through the vesting date.

Read SEC document
March 03, 2025 Filed Mar 5, 2025 23:25 UTC
Ravin Seth A.Director · President, CEO & Chairman · 10% owner
SaleCommon Stock 2,315 $3.48 $8,055.51
Disclosure

SEC source: 0001635282-25-000058 · wk-form4_1741217133.xml · nonDerivative · entry 3

Ravin Seth A. · CIK 0001717716 · Director · President, CEO & Chairman · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 449,266

F1 · kind: Reported transaction is an automatically-triggered "sell-to-cover" transaction related to the payment of withholding tax obligations pursuant to the Issuer's policy for tax withholdings associated with Restricted Stock Unit vesting events. The Reporting Person did not initiate the sale.

F1 · shares: Reported transaction is an automatically-triggered "sell-to-cover" transaction related to the payment of withholding tax obligations pursuant to the Issuer's policy for tax withholdings associated with Restricted Stock Unit vesting events. The Reporting Person did not initiate the sale.

F1 · acquired: Reported transaction is an automatically-triggered "sell-to-cover" transaction related to the payment of withholding tax obligations pursuant to the Issuer's policy for tax withholdings associated with Restricted Stock Unit vesting events. The Reporting Person did not initiate the sale.

Read SEC document
March 03, 2025 Filed Mar 5, 2025 23:25 UTC
Ravin Seth A.Director · President, CEO & Chairman · 10% owner
Exercise / conversionCommon Stock 6,667 $0.00 $0.00
Disclosure

SEC source: 0001635282-25-000058 · wk-form4_1741217133.xml · nonDerivative · entry 2

Ravin Seth A. · CIK 0001717716 · Director · President, CEO & Chairman · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 451,581

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 03, 2025 Filed Mar 5, 2025 23:23 UTC
Maddock KevinEVP,ChiefRecurringRev.Officer
Exercise / conversionRestricted Stock Unit · Derivative 6,667 $0.00 $0.00
Disclosure

SEC source: 0001635282-25-000056 · wk-form4_1741217031.xml · derivative · entry 3

Maddock Kevin · CIK 0001717514 · EVP,ChiefRecurringRev.Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 6,667

Underlying: Common Stock · 6,667 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive one share of the Issuer's Common Stock upon vesting.

F3 · derivative.exercise_date: On March 3, 2023 , the Reporting Person was granted 20,000 Restricted Stock Units, one-third of which vested on March 3, 2024 and one-third of which vested on March 3 ,2025. The remaining one-third will vest on March 3, 2026, generally subject to the Reporting Person continuing to be a Service Provider (as such term is defined in the Issuer's 2013 Equity Incentive Plan) through the vesting date.

F3 · derivative.expiration_date: On March 3, 2023 , the Reporting Person was granted 20,000 Restricted Stock Units, one-third of which vested on March 3, 2024 and one-third of which vested on March 3 ,2025. The remaining one-third will vest on March 3, 2026, generally subject to the Reporting Person continuing to be a Service Provider (as such term is defined in the Issuer's 2013 Equity Incentive Plan) through the vesting date.

Read SEC document
March 03, 2025 Filed Mar 5, 2025 23:23 UTC
Maddock KevinEVP,ChiefRecurringRev.Officer
SaleCommon Stock 2,951 $3.48 $10,268.59
Disclosure

SEC source: 0001635282-25-000056 · wk-form4_1741217031.xml · nonDerivative · entry 2

Maddock Kevin · CIK 0001717514 · EVP,ChiefRecurringRev.Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 120,684

F1 · kind: Reported transaction is an automatically-triggered "sell-to-cover" transaction related to the payment of withholding tax obligations pursuant to the Issuer's policy for tax withholdings associated with Restricted Stock Unit vesting events. The Reporting Person did not initiate the sale.

F1 · shares: Reported transaction is an automatically-triggered "sell-to-cover" transaction related to the payment of withholding tax obligations pursuant to the Issuer's policy for tax withholdings associated with Restricted Stock Unit vesting events. The Reporting Person did not initiate the sale.

F1 · acquired: Reported transaction is an automatically-triggered "sell-to-cover" transaction related to the payment of withholding tax obligations pursuant to the Issuer's policy for tax withholdings associated with Restricted Stock Unit vesting events. The Reporting Person did not initiate the sale.

Read SEC document
March 03, 2025 Filed Mar 5, 2025 23:23 UTC
Maddock KevinEVP,ChiefRecurringRev.Officer
Exercise / conversionCommon Stock 6,667 $0.00 $0.00
Disclosure

SEC source: 0001635282-25-000056 · wk-form4_1741217031.xml · nonDerivative · entry 1

Maddock Kevin · CIK 0001717514 · EVP,ChiefRecurringRev.Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 123,635

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 27, 2025 Filed Mar 4, 2025 01:02 UTC
Lyskawa NancyEVP & Chief Client Officer
GrantPerformance Units · Derivative 13,602 $0.00 $0.00
Disclosure

SEC source: 0001635282-25-000041 · wk-form4_1741050133.xml · derivative · entry 2

Lyskawa Nancy · CIK 0001717861 · EVP & Chief Client Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 13,602

Underlying: Common Stock · 13,602 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Performance Unit represents a contingent right to receive one share of the Issuer's Common Stock upon vesting.

F2 · shares: Represents "Earned Performance Units" under the terms of the Issuer's 2024 Long-Term Incentive Plan based upon the Issuer's achievement against a target "Adjusted EBITDA" performance goal for fiscal year 2024 and the Issuer's achievement against a target "Total Revenue" performance goal for fiscal year 2024, effective as of February 27, 2025 (the date the Issuer filed its Annual Report on Form 10-K for the year ended December 31, 2024).

F3 · derivative.exercise_date: The Performance Units are subject to additional time-based vesting requirements and will vest in three (3) equal installments on May 6, 2025, May 6, 2026 and May 7, 2027, generally subject to the Reporting Person continuing to be a Service Provider (as such term is defined in the Issuer's 2013 Equity Incentive Plan) through the applicable vesting date.

F3 · derivative.expiration_date: The Performance Units are subject to additional time-based vesting requirements and will vest in three (3) equal installments on May 6, 2025, May 6, 2026 and May 7, 2027, generally subject to the Reporting Person continuing to be a Service Provider (as such term is defined in the Issuer's 2013 Equity Incentive Plan) through the applicable vesting date.

Read SEC document
February 27, 2025 Filed Mar 4, 2025 01:20 UTC
Rowe David W.CPO,CMO&EVPGlob.Transformation
GrantPerformance Units · Derivative 13,602 $0.00 $0.00
Disclosure

SEC source: 0001635282-25-000045 · wk-form4_1741051231.xml · derivative · entry 2

Rowe David W. · CIK 0001717500 · CPO,CMO&EVPGlob.Transformation

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 13,602

Underlying: Common Stock · 13,602 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Performance Unit represents a contingent right to receive one share of the Issuer's Common Stock upon vesting.

F2 · shares: Represents "Earned Performance Units" under the terms of the Issuer's 2024 Long-Term Incentive Plan based upon the Issuer's achievement against a target "Adjusted EBITDA" performance goal for fiscal year 2024 and the Issuer's achievement against a target "Total Revenue" performance goal for fiscal year 2024, effective as of February 27, 2025 (the date the Issuer filed its Annual Report on Form 10-K for the year ended December 31, 2024).

F3 · derivative.exercise_date: The Performance Units are subject to additional time-based vesting requirements and will vest in three (3) equal installments on May 6, 2025, May 6, 2026 and May 7, 2027, generally subject to the Reporting Person continuing to be a Service Provider (as such term is defined in the Issuer's 2013 Equity Incentive Plan) through the applicable vesting date.

F3 · derivative.expiration_date: The Performance Units are subject to additional time-based vesting requirements and will vest in three (3) equal installments on May 6, 2025, May 6, 2026 and May 7, 2027, generally subject to the Reporting Person continuing to be a Service Provider (as such term is defined in the Issuer's 2013 Equity Incentive Plan) through the applicable vesting date.

Read SEC document
February 27, 2025 Filed Mar 4, 2025 01:11 UTC
Maddock KevinEVP,ChiefRecurringRev.Officer
GrantPerformance Units · Derivative 13,602 $0.00 $0.00
Disclosure

SEC source: 0001635282-25-000043 · wk-form4_1741050706.xml · derivative · entry 2

Maddock Kevin · CIK 0001717514 · EVP,ChiefRecurringRev.Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 13,602

Underlying: Common Stock · 13,602 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Performance Unit represents a contingent right to receive one share of the Issuer's Common Stock upon vesting.

F2 · shares: Represents "Earned Performance Units" under the terms of the Issuer's 2024 Long-Term Incentive Plan based upon the Issuer's achievement against a target "Adjusted EBITDA" performance goal for fiscal year 2024 and the Issuer's achievement against a target "Total Revenue" performance goal for fiscal year 2024, effective as of February 27, 2025 (the date the Issuer filed its Annual Report on Form 10-K for the year ended December 31, 2024).

F3 · derivative.exercise_date: The Performance Units are subject to additional time-based vesting requirements and will vest in three (3) equal installments on May 6, 2025, May 6, 2026 and May 7, 2027, generally subject to the Reporting Person continuing to be a Service Provider (as such term is defined in the Issuer's 2013 Equity Incentive Plan) through the applicable vesting date.

F3 · derivative.expiration_date: The Performance Units are subject to additional time-based vesting requirements and will vest in three (3) equal installments on May 6, 2025, May 6, 2026 and May 7, 2027, generally subject to the Reporting Person continuing to be a Service Provider (as such term is defined in the Issuer's 2013 Equity Incentive Plan) through the applicable vesting date.

Read SEC document
February 27, 2025 Filed Mar 4, 2025 00:51 UTC
Perica Michael L.EVP & Chief Financial Officer
GrantPerformance Units · Derivative 45,344 $0.00 $0.00
Disclosure

SEC source: 0001635282-25-000039 · wk-form4_1741049469.xml · derivative · entry 2

Perica Michael L. · CIK 0001824290 · EVP & Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 45,344

Underlying: Common Stock · 45,344 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Performance Unit represents a contingent right to receive one share of the Issuer's Common Stock upon vesting.

F2 · shares: Represents "Earned Performance Units" under the terms of the Issuer's 2024 Long-Term Incentive Plan based upon the Issuer's achievement against a target "Adjusted EBITDA" performance goal for fiscal year 2024 and the Issuer's achievement against a target "Total Revenue" performance goal for fiscal year 2024, effective as of February 27, 2025 (the date the Issuer filed its Annual Report on Form 10-K for the year ended December 31, 2024).

F3 · derivative.exercise_date: The Performance Units are subject to additional time-based vesting requirements and will vest in three (3) equal installments on May 6, 2025, May 6, 2026 and May 7, 2027, generally subject to the Reporting Person continuing to be a Service Provider (as such term is defined in the Issuer's 2013 Equity Incentive Plan) through the applicable vesting date.

F3 · derivative.expiration_date: The Performance Units are subject to additional time-based vesting requirements and will vest in three (3) equal installments on May 6, 2025, May 6, 2026 and May 7, 2027, generally subject to the Reporting Person continuing to be a Service Provider (as such term is defined in the Issuer's 2013 Equity Incentive Plan) through the applicable vesting date.

Read SEC document
February 27, 2025 Filed Mar 4, 2025 00:40 UTC
Ravin Seth A.Director · President, CEO & Chairman · 10% owner
GrantPerformance Units · Derivative 136,032 $0.00 $0.00
Disclosure

SEC source: 0001635282-25-000037 · wk-form4_1741048806.xml · derivative · entry 3

Ravin Seth A. · CIK 0001717716 · Director · President, CEO & Chairman · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 136,032

Underlying: Common Stock · 136,032 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Performance Unit represents a contingent right to receive one share of the Issuer's Common Stock upon vesting.

F2 · shares: Represents "Earned Performance Units" under the terms of the Issuer's 2024 Long-Term Incentive Plan based upon the Issuer's achievement against a target "Adjusted EBITDA" performance goal for fiscal year 2024 and the Issuer's achievement against a target "Total Revenue" performance goal for fiscal year 2024, effective as of February 27, 2025 (the date the Issuer filed its Annual Report on Form 10-K for the year ended December 31, 2024).

F3 · derivative.exercise_date: The Performance Units are subject to additional time-based vesting requirements and will vest in three (3) equal installments on May 6, 2025, May 6, 2026 and May 7, 2027, generally subject to the Reporting Person continuing to be a Service Provider (as such term is defined in the Issuer's 2013 Equity Incentive Plan) through the applicable vesting date.

F3 · derivative.expiration_date: The Performance Units are subject to additional time-based vesting requirements and will vest in three (3) equal installments on May 6, 2025, May 6, 2026 and May 7, 2027, generally subject to the Reporting Person continuing to be a Service Provider (as such term is defined in the Issuer's 2013 Equity Incentive Plan) through the applicable vesting date.

Read SEC document
February 03, 2025 Filed Feb 5, 2025 23:16 UTC
Rowe David W.CPO,CMO&EVPGlob.Transformation
Exercise / conversionRestricted Stock Units · Derivative 8,334 $0.00 $0.00
Disclosure

SEC source: 0001635282-25-000010 · wk-form4_1738797409.xml · derivative · entry 3

Rowe David W. · CIK 0001717500 · CPO,CMO&EVPGlob.Transformation

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 8,334 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive one share of the Issuer's Common Stock upon vesting.

F3 · derivative.exercise_date: On February 3, 2022, the Reporting Person was granted 25,000 Restricted Stock Units, one-third of which vested on February 3, 2023, one-third of which vested on February 3, 2024 and one third of which vested on February 3, 2025, generally subject to the Reporting Person continuing to be a Service Provider (as such term is defined in the Issuer's 2013 Equity Incentive Plan) through the applicable vesting date.

F3 · derivative.expiration_date: On February 3, 2022, the Reporting Person was granted 25,000 Restricted Stock Units, one-third of which vested on February 3, 2023, one-third of which vested on February 3, 2024 and one third of which vested on February 3, 2025, generally subject to the Reporting Person continuing to be a Service Provider (as such term is defined in the Issuer's 2013 Equity Incentive Plan) through the applicable vesting date.

Read SEC document
February 03, 2025 Filed Feb 5, 2025 23:16 UTC
Rowe David W.CPO,CMO&EVPGlob.Transformation
SaleCommon Stock 3,512 $2.79 $9,791.46
Disclosure

SEC source: 0001635282-25-000010 · wk-form4_1738797409.xml · nonDerivative · entry 2

Rowe David W. · CIK 0001717500 · CPO,CMO&EVPGlob.Transformation

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 390,763

F1 · kind: Reported transaction is an automatically-triggered "sell-to-cover" transaction related to the payment of withholding tax obligations pursuant to the Issuer's policy for tax withholdings associated with Restricted Stock Unit vesting events. The Reporting Person did not initiate the sale.

F1 · shares: Reported transaction is an automatically-triggered "sell-to-cover" transaction related to the payment of withholding tax obligations pursuant to the Issuer's policy for tax withholdings associated with Restricted Stock Unit vesting events. The Reporting Person did not initiate the sale.

F1 · acquired: Reported transaction is an automatically-triggered "sell-to-cover" transaction related to the payment of withholding tax obligations pursuant to the Issuer's policy for tax withholdings associated with Restricted Stock Unit vesting events. The Reporting Person did not initiate the sale.

Read SEC document
February 03, 2025 Filed Feb 5, 2025 23:16 UTC
Rowe David W.CPO,CMO&EVPGlob.Transformation
Exercise / conversionCommon Stock 8,334 $0.00 $0.00
Disclosure

SEC source: 0001635282-25-000010 · wk-form4_1738797409.xml · nonDerivative · entry 1

Rowe David W. · CIK 0001717500 · CPO,CMO&EVPGlob.Transformation

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 394,275

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 03, 2025 Filed Feb 5, 2025 23:16 UTC
Lyskawa NancyEVP & Chief Client Officer
Exercise / conversionRestricted Stock Units · Derivative 13,334 $0.00 $0.00
Disclosure

SEC source: 0001635282-25-000009 · wk-form4_1738797376.xml · derivative · entry 3

Lyskawa Nancy · CIK 0001717861 · EVP & Chief Client Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 13,334 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive one share of the Issuer's Common Stock upon vesting.

F3 · derivative.exercise_date: On February 3, 2022, the Reporting Person was granted 40,000 Restricted Stock Units, one-third of which vested on February 3, 2023, one-third of which vested on February 3, 2024 and one third of which vested on February 3, 2025, generally subject to the Reporting Person continuing to be a Service Provider (as such term is defined in the Issuer's 2013 Equity Incentive Plan) through the applicable vesting date.

F3 · derivative.expiration_date: On February 3, 2022, the Reporting Person was granted 40,000 Restricted Stock Units, one-third of which vested on February 3, 2023, one-third of which vested on February 3, 2024 and one third of which vested on February 3, 2025, generally subject to the Reporting Person continuing to be a Service Provider (as such term is defined in the Issuer's 2013 Equity Incentive Plan) through the applicable vesting date.

Read SEC document
February 03, 2025 Filed Feb 5, 2025 23:16 UTC
Lyskawa NancyEVP & Chief Client Officer
SaleCommon Stock 4,710 $2.79 $13,131.48
Disclosure

SEC source: 0001635282-25-000009 · wk-form4_1738797376.xml · nonDerivative · entry 2

Lyskawa Nancy · CIK 0001717861 · EVP & Chief Client Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 133,295

F1 · kind: Reported transaction is an automatically-triggered "sell-to-cover" transaction related to the payment of withholding tax obligations pursuant to the Issuer's policy for tax withholdings associated with Restricted Stock Unit vesting events. The Reporting Person did not initiate the sale.

F1 · shares: Reported transaction is an automatically-triggered "sell-to-cover" transaction related to the payment of withholding tax obligations pursuant to the Issuer's policy for tax withholdings associated with Restricted Stock Unit vesting events. The Reporting Person did not initiate the sale.

F1 · acquired: Reported transaction is an automatically-triggered "sell-to-cover" transaction related to the payment of withholding tax obligations pursuant to the Issuer's policy for tax withholdings associated with Restricted Stock Unit vesting events. The Reporting Person did not initiate the sale.

Read SEC document
February 03, 2025 Filed Feb 5, 2025 23:16 UTC
Lyskawa NancyEVP & Chief Client Officer
Exercise / conversionCommon Stock 13,334 $0.00 $0.00
Disclosure

SEC source: 0001635282-25-000009 · wk-form4_1738797376.xml · nonDerivative · entry 1

Lyskawa Nancy · CIK 0001717861 · EVP & Chief Client Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 138,005

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 03, 2025 Filed Feb 5, 2025 23:15 UTC
Maddock KevinEVP,ChiefRecurringRev.Officer
Exercise / conversionRestricted Stock Units · Derivative 13,334 $0.00 $0.00
Disclosure

SEC source: 0001635282-25-000008 · wk-form4_1738797348.xml · derivative · entry 3

Maddock Kevin · CIK 0001717514 · EVP,ChiefRecurringRev.Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 13,334 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive one share of the Issuer's Common Stock upon vesting.

F3 · derivative.exercise_date: On February 3, 2022, the Reporting Person was granted 4,0,000 Restricted Stock Units, one-third of which vested on February 3, 2023, one-third of which vested on February 3, 2024 and one third of which vested on February 3, 2025, generally subject to the Reporting Person continuing to be a Service Provider (as such term is defined in the Issuer's 2013 Equity Incentive Plan) through the applicable vesting date.

F3 · derivative.expiration_date: On February 3, 2022, the Reporting Person was granted 4,0,000 Restricted Stock Units, one-third of which vested on February 3, 2023, one-third of which vested on February 3, 2024 and one third of which vested on February 3, 2025, generally subject to the Reporting Person continuing to be a Service Provider (as such term is defined in the Issuer's 2013 Equity Incentive Plan) through the applicable vesting date.

Read SEC document
February 03, 2025 Filed Feb 5, 2025 23:15 UTC
Maddock KevinEVP,ChiefRecurringRev.Officer
SaleCommon Stock 5,615 $2.79 $15,654.62
Disclosure

SEC source: 0001635282-25-000008 · wk-form4_1738797348.xml · nonDerivative · entry 2

Maddock Kevin · CIK 0001717514 · EVP,ChiefRecurringRev.Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 116,968

F1 · kind: Reported transaction is an automatically-triggered "sell-to-cover" transaction related to the payment of withholding tax obligations pursuant to the Issuer's policy for tax withholdings associated with Restricted Stock Unit vesting events. The Reporting Person did not initiate the sale.

F1 · shares: Reported transaction is an automatically-triggered "sell-to-cover" transaction related to the payment of withholding tax obligations pursuant to the Issuer's policy for tax withholdings associated with Restricted Stock Unit vesting events. The Reporting Person did not initiate the sale.

F1 · acquired: Reported transaction is an automatically-triggered "sell-to-cover" transaction related to the payment of withholding tax obligations pursuant to the Issuer's policy for tax withholdings associated with Restricted Stock Unit vesting events. The Reporting Person did not initiate the sale.

Read SEC document
February 03, 2025 Filed Feb 5, 2025 23:15 UTC
Maddock KevinEVP,ChiefRecurringRev.Officer
Exercise / conversionCommon Stock 13,334 $0.00 $0.00
Disclosure

SEC source: 0001635282-25-000008 · wk-form4_1738797348.xml · nonDerivative · entry 1

Maddock Kevin · CIK 0001717514 · EVP,ChiefRecurringRev.Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 122,583

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 03, 2025 Filed Feb 5, 2025 23:15 UTC
Perica Michael L.EVP & Chief Financial Officer
Exercise / conversionRestricted Stock Units · Derivative 16,668 $0.00 $0.00
Disclosure

SEC source: 0001635282-25-000007 · wk-form4_1738797318.xml · derivative · entry 3

Perica Michael L. · CIK 0001824290 · EVP & Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 16,668 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive one share of the Issuer's Common Stock upon vesting.

F3 · derivative.exercise_date: On February 3, 2022, the Reporting Person was granted 50,000 Restricted Stock Units, one-third of which vested on February 3, 2023, one-third of which vested on February 3, 2024 and one third of which vested on February 3, 2025, generally subject to the Reporting Person continuing to be a Service Provider (as such term is defined in the Issuer's 2013 Equity Incentive Plan) through the applicable vesting date.

F3 · derivative.expiration_date: On February 3, 2022, the Reporting Person was granted 50,000 Restricted Stock Units, one-third of which vested on February 3, 2023, one-third of which vested on February 3, 2024 and one third of which vested on February 3, 2025, generally subject to the Reporting Person continuing to be a Service Provider (as such term is defined in the Issuer's 2013 Equity Incentive Plan) through the applicable vesting date.

Read SEC document
February 03, 2025 Filed Feb 5, 2025 23:15 UTC
Perica Michael L.EVP & Chief Financial Officer
SaleCommon Stock 7,837 $2.79 $21,849.56
Disclosure

SEC source: 0001635282-25-000007 · wk-form4_1738797318.xml · nonDerivative · entry 2

Perica Michael L. · CIK 0001824290 · EVP & Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 163,090

F1 · kind: Reported transaction is an automatically-triggered "sell-to-cover" transaction related to the payment of withholding tax obligations pursuant to the Issuer's policy for tax withholdings associated with Restricted Stock Unit vesting events. The Reporting Person did not initiate the sale.

F1 · shares: Reported transaction is an automatically-triggered "sell-to-cover" transaction related to the payment of withholding tax obligations pursuant to the Issuer's policy for tax withholdings associated with Restricted Stock Unit vesting events. The Reporting Person did not initiate the sale.

F1 · acquired: Reported transaction is an automatically-triggered "sell-to-cover" transaction related to the payment of withholding tax obligations pursuant to the Issuer's policy for tax withholdings associated with Restricted Stock Unit vesting events. The Reporting Person did not initiate the sale.

Read SEC document
February 03, 2025 Filed Feb 5, 2025 23:15 UTC
Perica Michael L.EVP & Chief Financial Officer
Exercise / conversionCommon Stock 16,668 $0.00 $0.00
Disclosure

SEC source: 0001635282-25-000007 · wk-form4_1738797318.xml · nonDerivative · entry 1

Perica Michael L. · CIK 0001824290 · EVP & Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 170,927

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 17, 2024 Filed Dec 19, 2024 22:40 UTC
Hershkowitz StevenEVP & Chief Revenue Officer
GrantEmployee Stock Option (Right to Buy) · Derivative 100,000 $0.00 Strike: $2.72 $0.00
Disclosure

SEC source: 0001635282-24-000191 · wk-form4_1734648001.xml · derivative · entry 3

Hershkowitz Steven · CIK 0002020161 · EVP & Chief Revenue Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 100,000

Underlying: Common Stock · 100,000 shares

Expires 2034-12-17

F3 · derivative.exercise_date: The stock option award will vest ratably in three (3) annual installments on December 17, 2025, December 17, 2026 and December 17, 2027, generally subject to the Reporting Person continuing to be a Service Provider (as that term is defined in the Issuer's 2013 Equity Incentive Plan) through the applicable vesting date.

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December 17, 2024 Filed Dec 19, 2024 22:40 UTC
Hershkowitz StevenEVP & Chief Revenue Officer
GrantRestricted Stock Units · Derivative 100,000 $0.00 $0.00
Disclosure

SEC source: 0001635282-24-000191 · wk-form4_1734648001.xml · derivative · entry 2

Hershkowitz Steven · CIK 0002020161 · EVP & Chief Revenue Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 100,000

Underlying: Common Stock · 100,000 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive one share of the Issuer's Common Stock upon vesting.

F2 · derivative.exercise_date: On December 17, 2024, the Reporting Person was granted 100,000 Restricted Stock Units that will vest ratably in three (3) annual installments on December 17, 2025, December 17, 2026 and December 17, 2027, generally subject to the Reporting Person continuing to be a Service Provider (as that term is defined in the Issuer's 2013 Equity Incentive Plan) through the applicable vesting date.

F2 · derivative.expiration_date: On December 17, 2024, the Reporting Person was granted 100,000 Restricted Stock Units that will vest ratably in three (3) annual installments on December 17, 2025, December 17, 2026 and December 17, 2027, generally subject to the Reporting Person continuing to be a Service Provider (as that term is defined in the Issuer's 2013 Equity Incentive Plan) through the applicable vesting date.

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December 17, 2024 Filed Dec 19, 2024 22:41 UTC
Lyskawa NancyEVP & Chief Client Officer
GrantEmployee Stock Option (Right to Buy) · Derivative 100,000 $0.00 Strike: $2.72 $0.00
Disclosure

SEC source: 0001635282-24-000192 · wk-form4_1734648085.xml · derivative · entry 3

Lyskawa Nancy · CIK 0001717861 · EVP & Chief Client Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 100,000

Underlying: Common Stock · 100,000 shares

Expires 2034-12-17

F3 · derivative.exercise_date: The stock option award will vest ratably in three (3) annual installments on December 17, 2025, December 17, 2026 and December 17, 2027, generally subject to the Reporting Person continuing to be a Service Provider (as that term is defined in the Issuer's 2013 Equity Incentive Plan) through the applicable vesting date.

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December 17, 2024 Filed Dec 19, 2024 22:41 UTC
Lyskawa NancyEVP & Chief Client Officer
GrantRestricted Stock Units · Derivative 100,000 $0.00 $0.00
Disclosure

SEC source: 0001635282-24-000192 · wk-form4_1734648085.xml · derivative · entry 2

Lyskawa Nancy · CIK 0001717861 · EVP & Chief Client Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 100,000

Underlying: Common Stock · 100,000 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive one share of the Issuer's Common Stock upon vesting.

F2 · derivative.exercise_date: On December 17, 2024, the Reporting Person was granted 100,000 Restricted Stock Units that will vest ratably in three (3) annual installments on December 17, 2025, December 17, 2026 and December 17, 2027, generally subject to the Reporting Person continuing to be a Service Provider (as that term is defined in the Issuer's 2013 Equity Incentive Plan) through the applicable vesting date.

F2 · derivative.expiration_date: On December 17, 2024, the Reporting Person was granted 100,000 Restricted Stock Units that will vest ratably in three (3) annual installments on December 17, 2025, December 17, 2026 and December 17, 2027, generally subject to the Reporting Person continuing to be a Service Provider (as that term is defined in the Issuer's 2013 Equity Incentive Plan) through the applicable vesting date.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.