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Nasdaq · USD

RMNI

Rimini Street, Inc.

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Tapewire entity
5475
SEC CIK
0001635282
Parsed reports
699

Last 12 months

Inside the activity.

0 purchase rows · 52 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202501
Dec 202504
Jan 202601
Feb 202600
Mar 2026018
Apr 2026013
May 2026011
Jun 202600
Jul 202600
Aug 202600
Sep 202604
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
June 03, 2025 Filed Jun 5, 2025 20:54 UTC Exercise / conversionRestricted Stock Unit · Derivative 65,335 $0.00 $0.00
Disclosure

SEC source: 0001104659-25-056890 · tm2517281-1_4sseq1.xml · derivative · entry 11

ADAMS STREET PARTNERS LLC · CIK 0001193586 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · See Footnote

Disclosed balance after: 0

Underlying: Common Stock · 65,335 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F10 · derivative.exercise_price: On June 6, 2024, Robin Murray, a director of the Issuer and partner of Adams Street Partners, LLC, was granted 65,335 Restricted Stock Units which vested 100% on June 3, 2025 or the day before the date of the Issuer's 2025 Annual Meeting of Stockholders. Each Restricted Stock Unit represents a contingent right to receive one share of the Issuer's common stock upon vesting.

F10 · shares: On June 6, 2024, Robin Murray, a director of the Issuer and partner of Adams Street Partners, LLC, was granted 65,335 Restricted Stock Units which vested 100% on June 3, 2025 or the day before the date of the Issuer's 2025 Annual Meeting of Stockholders. Each Restricted Stock Unit represents a contingent right to receive one share of the Issuer's common stock upon vesting.

F10 · derivative.exercise_date: On June 6, 2024, Robin Murray, a director of the Issuer and partner of Adams Street Partners, LLC, was granted 65,335 Restricted Stock Units which vested 100% on June 3, 2025 or the day before the date of the Issuer's 2025 Annual Meeting of Stockholders. Each Restricted Stock Unit represents a contingent right to receive one share of the Issuer's common stock upon vesting.

F10 · derivative.expiration_date: On June 6, 2024, Robin Murray, a director of the Issuer and partner of Adams Street Partners, LLC, was granted 65,335 Restricted Stock Units which vested 100% on June 3, 2025 or the day before the date of the Issuer's 2025 Annual Meeting of Stockholders. Each Restricted Stock Unit represents a contingent right to receive one share of the Issuer's common stock upon vesting.

F13 · ownership.nature: These Restricted Stock Units were granted to Robin Murray, a director of the Issuer, who is a partner of Adams Street Partners, LLC. Adams Street Partners, LLC is the managing member of the general partner of AS 2007, AS 2008 and AS 2009, the managing member of the general partner of the general partner of each of AS 2013, AS 2014, AS 2015, AS 2016 and AS VGVI, and the manager of ASRA. By agreement with the Funds, Mr. Murray is deemed to hold the Restricted Stock Units for the benefit of the Funds.

F14 · ownership.nature: The Restricted Stock Units may be deemed to be indirectly beneficially owned by Adams Street Partners, LLC. Each of Adams Street Partners, LLC and Thomas S. Bremner, Jeffrey T. Diehl, Brian Dudley, Robin Murray and Fred Wang, each of whom is a partner of Adams Street Partners, LLC (or a subsidiary thereof), disclaim beneficial ownership of the Restricted Stock Units except to the extent of their pecuniary interest therein.

Read SEC document
June 03, 2025 Filed Jun 5, 2025 20:54 UTC Exercise / conversionCommon Stock 65,335 Not disclosed Not disclosed
Disclosure

SEC source: 0001104659-25-056890 · tm2517281-1_4sseq1.xml · nonDerivative · entry 10

ADAMS STREET PARTNERS LLC · CIK 0001193586 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · See Footnote

Disclosed balance after: 272,994

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F10 · price: On June 6, 2024, Robin Murray, a director of the Issuer and partner of Adams Street Partners, LLC, was granted 65,335 Restricted Stock Units which vested 100% on June 3, 2025 or the day before the date of the Issuer's 2025 Annual Meeting of Stockholders. Each Restricted Stock Unit represents a contingent right to receive one share of the Issuer's common stock upon vesting.

F11 · ownership.nature: The shares of common stock were issued to Robin Murray, a director of the Issuer, who is a partner of Adams Street Partners, LLC. Adams Street Partners, LLC is the managing member of the general partner of AS 2007, AS 2008 and AS 2009, is the managing member of the general partner of the general partner of AS 2013, AS 2014, AS 2015, AS 2016 and AS VGVI (collectively, the "Funds") and is the manager of ASRA. By agreement with the Funds, Mr. Murray is deemed to hold the common stock for the benefit of the Funds.

F12 · ownership.nature: The common stock may be deemed to be indirectly beneficially owned by Adams Street Partners, LLC. Each of Adams Street Partners, LLC and Thomas S. Bremner, Jeffrey T. Diehl, Brian Dudley, Robin Murray and Fred Wang, each of whom is a partner of Adams Street Partners, LLC (or a subsidiary thereof), disclaim beneficial ownership of the common stock except to the extent of their pecuniary interest therein.

Read SEC document
June 03, 2025 Filed Jun 5, 2025 23:45 UTC Exercise / conversionRestricted Stock Units · Derivative 65,335 $0.00 $0.00
Disclosure

SEC source: 0001635282-25-000173 · wk-form4_1749166967.xml · derivative · entry 2

ACOSTA JACK L · CIK 0001225954 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 65,335 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive one share of the Issuer's Common Stock upon vesting.

F2 · derivative.exercise_date: On June 6, 2024, the Reporting Person was awarded 65,335 Restricted Stock Units, 100% of which vested on June 3, 2025, or the day before the date of the Issuer's 2025 Annual Meeting of Stockholders.

F2 · derivative.expiration_date: On June 6, 2024, the Reporting Person was awarded 65,335 Restricted Stock Units, 100% of which vested on June 3, 2025, or the day before the date of the Issuer's 2025 Annual Meeting of Stockholders.

Read SEC document
June 03, 2025 Filed Jun 5, 2025 23:45 UTC Exercise / conversionCommon Stock 65,335 $0.00 $0.00
Disclosure

SEC source: 0001635282-25-000173 · wk-form4_1749166967.xml · nonDerivative · entry 1

ACOSTA JACK L · CIK 0001225954 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 273,994

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 15, 2025 Filed May 16, 2025 16:03 UTC
Kumar VijayChief Operating Officer
GrantRestricted Stock Units · Derivative 100,000 $0.00 $0.00
Disclosure

SEC source: 0001635282-25-000155 · wk-form4_1747425804.xml · derivative · entry 3

Kumar Vijay · CIK 0002068369 · Chief Operating Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 100,000

Underlying: Common Stock · 100,000 shares

Expires not disclosed

F2 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive one share of the Issuer's Common Stock upon vesting.

F3 · derivative.exercise_date: On May 15, 2025, the Reporting Person was granted 100,000 Restricted Stock Units, which will vest in three (3) equal annual installments on May 15, 2026, May 15, 2027 and May 15, 2028, generally subject to the Reporting Person continuing to be a Service Provider (as such term is defined in the Issuer's Equity Incentive Plan) through the applicable vesting date.

F3 · derivative.expiration_date: On May 15, 2025, the Reporting Person was granted 100,000 Restricted Stock Units, which will vest in three (3) equal annual installments on May 15, 2026, May 15, 2027 and May 15, 2028, generally subject to the Reporting Person continuing to be a Service Provider (as such term is defined in the Issuer's Equity Incentive Plan) through the applicable vesting date.

Read SEC document
May 15, 2025 Filed May 16, 2025 16:03 UTC
Kumar VijayChief Operating Officer
GrantEmployee Stock Option (Right to Buy) · Derivative 100,000 $0.00 Strike: $3.24 $0.00
Disclosure

SEC source: 0001635282-25-000155 · wk-form4_1747425804.xml · derivative · entry 2

Kumar Vijay · CIK 0002068369 · Chief Operating Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 100,000

Underlying: Common Stock · 100,000 shares

Expires 2035-05-15

F1 · derivative.exercise_date: The stock option award will vest in three (3) equal annual installments on May 15, 2026, May 15, 2027 and May 15, 2028, generally subject to the Reporting Person continuing to be a Service Provider (as such term is defined in the Issuer's 2013 Equity Incentive Plan) through the applicable vesting date.

Read SEC document
May 06, 2025 Filed May 9, 2025 00:21 UTC
Lyskawa NancyEVP & Chief Client Officer
Exercise / conversionPerformance Units · Derivative 4,534 $0.00 $0.00
Disclosure

SEC source: 0001635282-25-000145 · wk-form4_1746750112.xml · derivative · entry 6

Lyskawa Nancy · CIK 0001717861 · EVP & Chief Client Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 9,068

Underlying: Common Stock · 4,534 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · derivative.exercise_price: Each Performance Unit represents a contingent right to receive one share of the Issuer's Common Stock upon vesting.

F2 · shares: Represents one third of the total 13,602 "Earned Performance Units" (as previously reported by the Reporting Person on a Form 4 dated March 3, 2025) under the terms of the Issuer's 2013 Long-Term Incentive Plan based upon the Issuer's achievement against a target adjusted EBITDA goal for fiscal year 2024 and the Issuer's achievement of a target total revenue goal for fiscal year 2024, effective as of February 27, 2025 (the date the Issuer filed its Annual Report on Form 10-K for the year ended December 31, 2024).

F7 · derivative.exercise_date: One-third of the "Earned Performance Units" vested on May 6, 2025. The remaining two-thirds vest ratably on May 6, 2026 and May 6, 2027, generally subject to the Reporting Person continuing to be a Service Provider (as such term is defined in the Issuer's 2013 Equity Incentive Plan) through the applicable vesting date.

F7 · derivative.expiration_date: One-third of the "Earned Performance Units" vested on May 6, 2025. The remaining two-thirds vest ratably on May 6, 2026 and May 6, 2027, generally subject to the Reporting Person continuing to be a Service Provider (as such term is defined in the Issuer's 2013 Equity Incentive Plan) through the applicable vesting date.

Read SEC document
May 06, 2025 Filed May 9, 2025 00:21 UTC
Lyskawa NancyEVP & Chief Client Officer
Exercise / conversionRestricted Stock Units · Derivative 16,193 $0.00 $0.00
Disclosure

SEC source: 0001635282-25-000145 · wk-form4_1746750112.xml · derivative · entry 5

Lyskawa Nancy · CIK 0001717861 · EVP & Chief Client Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 32,389

Underlying: Common Stock · 16,193 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive one share of the Issuer's Common Stock upon vesting.

F5 · derivative.exercise_date: On May 6, 2024, the Reporting Person was granted 48,582 Restricted Stock Units, one-third of which vested on May 6, 2025. The remaining two-thirds vest ratably on May 6, 2026 and May 6, 2027, generally subject to the Reporting Person continuing to be a Service Provider (as such term is defined in the Issuer's 2013 Equity Incentive Plan) through the applicable vesting date.

F5 · derivative.expiration_date: On May 6, 2024, the Reporting Person was granted 48,582 Restricted Stock Units, one-third of which vested on May 6, 2025. The remaining two-thirds vest ratably on May 6, 2026 and May 6, 2027, generally subject to the Reporting Person continuing to be a Service Provider (as such term is defined in the Issuer's 2013 Equity Incentive Plan) through the applicable vesting date.

Read SEC document
May 06, 2025 Filed May 9, 2025 00:21 UTC
Lyskawa NancyEVP & Chief Client Officer
SaleCommon Stock 1,337 $3.28 $4,391.91
Disclosure

SEC source: 0001635282-25-000145 · wk-form4_1746750112.xml · nonDerivative · entry 4

Lyskawa Nancy · CIK 0001717861 · EVP & Chief Client Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 170,860

F3 · kind: Reported transaction is an automatically-triggered "sell-to-cover" transaction related to the payment of withholding tax obligations pursuant to the Issuer's policy for tax withholdings associated with Performance Unit vesting events. The Reporting Person did not initiate the sale.

F3 · shares: Reported transaction is an automatically-triggered "sell-to-cover" transaction related to the payment of withholding tax obligations pursuant to the Issuer's policy for tax withholdings associated with Performance Unit vesting events. The Reporting Person did not initiate the sale.

F3 · acquired: Reported transaction is an automatically-triggered "sell-to-cover" transaction related to the payment of withholding tax obligations pursuant to the Issuer's policy for tax withholdings associated with Performance Unit vesting events. The Reporting Person did not initiate the sale.

Read SEC document
May 06, 2025 Filed May 9, 2025 00:21 UTC
Lyskawa NancyEVP & Chief Client Officer
Exercise / conversionCommon Stock 4,534 $0.00 $0.00
Disclosure

SEC source: 0001635282-25-000145 · wk-form4_1746750112.xml · nonDerivative · entry 3

Lyskawa Nancy · CIK 0001717861 · EVP & Chief Client Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 172,197

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · shares: Represents one third of the total 13,602 "Earned Performance Units" (as previously reported by the Reporting Person on a Form 4 dated March 3, 2025) under the terms of the Issuer's 2013 Long-Term Incentive Plan based upon the Issuer's achievement against a target adjusted EBITDA goal for fiscal year 2024 and the Issuer's achievement of a target total revenue goal for fiscal year 2024, effective as of February 27, 2025 (the date the Issuer filed its Annual Report on Form 10-K for the year ended December 31, 2024).

Read SEC document
May 06, 2025 Filed May 9, 2025 00:21 UTC
Lyskawa NancyEVP & Chief Client Officer
SaleCommon Stock 4,783 $3.28 $15,711.20
Disclosure

SEC source: 0001635282-25-000145 · wk-form4_1746750112.xml · nonDerivative · entry 2

Lyskawa Nancy · CIK 0001717861 · EVP & Chief Client Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 167,663

F1 · kind: Reported transaction is an automatically-triggered "sell-to-cover" transaction related to the payment of withholding tax obligations pursuant to the Issuer's policy for tax withholdings associated with Restricted Stock Unit vesting events. The Reporting Person did not initiate the sale.

F1 · shares: Reported transaction is an automatically-triggered "sell-to-cover" transaction related to the payment of withholding tax obligations pursuant to the Issuer's policy for tax withholdings associated with Restricted Stock Unit vesting events. The Reporting Person did not initiate the sale.

F1 · acquired: Reported transaction is an automatically-triggered "sell-to-cover" transaction related to the payment of withholding tax obligations pursuant to the Issuer's policy for tax withholdings associated with Restricted Stock Unit vesting events. The Reporting Person did not initiate the sale.

Read SEC document
May 06, 2025 Filed May 9, 2025 00:21 UTC
Lyskawa NancyEVP & Chief Client Officer
Exercise / conversionCommon Stock 16,193 $0.00 $0.00
Disclosure

SEC source: 0001635282-25-000145 · wk-form4_1746750112.xml · nonDerivative · entry 1

Lyskawa Nancy · CIK 0001717861 · EVP & Chief Client Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 172,446

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 06, 2025 Filed May 9, 2025 00:18 UTC
Rowe David W.CPO,CMO&EVPGlob.Transformation
Exercise / conversionPerformance Units · Derivative 4,534 $0.00 $0.00
Disclosure

SEC source: 0001635282-25-000141 · wk-form4_1746749892.xml · derivative · entry 6

Rowe David W. · CIK 0001717500 · CPO,CMO&EVPGlob.Transformation

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 9,068

Underlying: Common Stock · 4,534 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · derivative.exercise_price: Each Performance Unit represents a contingent right to receive one share of the Issuer's Common Stock upon vesting.

F2 · shares: Represents one third of the total 13,602 "Earned Performance Units" (as previously reported by the Reporting Person on a Form 4 dated March 3, 2025) under the terms of the Issuer's 2013 Long-Term Incentive Plan based upon the Issuer's achievement against a target adjusted EBITDA goal for fiscal year 2024 and the Issuer's achievement of a target total revenue goal for fiscal year 2024, effective as of February 27, 2025 (the date the Issuer filed its Annual Report on Form 10-K for the year ended December 31, 2024).

F7 · derivative.exercise_date: One-third of the "Earned Performance Units" vested on May 6, 2025. The remaining two-thirds vest ratably on May 6, 2026 and May 6, 2027, generally subject to the Reporting Person continuing to be a Service Provider (as such term is defined in the Issuer's 2013 Equity Incentive Plan) through the applicable vesting date.

F7 · derivative.expiration_date: One-third of the "Earned Performance Units" vested on May 6, 2025. The remaining two-thirds vest ratably on May 6, 2026 and May 6, 2027, generally subject to the Reporting Person continuing to be a Service Provider (as such term is defined in the Issuer's 2013 Equity Incentive Plan) through the applicable vesting date.

Read SEC document
May 06, 2025 Filed May 9, 2025 00:18 UTC
Rowe David W.CPO,CMO&EVPGlob.Transformation
Exercise / conversionRestricted Stock Units · Derivative 16,193 $0.00 $0.00
Disclosure

SEC source: 0001635282-25-000141 · wk-form4_1746749892.xml · derivative · entry 5

Rowe David W. · CIK 0001717500 · CPO,CMO&EVPGlob.Transformation

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 32,389

Underlying: Common Stock · 16,193 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive one share of the Issuer's Common Stock upon vesting.

F5 · derivative.exercise_date: On May 6, 2024, the Reporting Person was granted 48,582 Restricted Stock Units, one-third of which vested on May 6, 2025. The remaining two-thirds vest ratably on May 6, 2026 and May 6, 2027, generally subject to the Reporting Person continuing to be a Service Provider (as such term is defined in the Issuer's 2013 Equity Incentive Plan) through the applicable vesting date.

F5 · derivative.expiration_date: On May 6, 2024, the Reporting Person was granted 48,582 Restricted Stock Units, one-third of which vested on May 6, 2025. The remaining two-thirds vest ratably on May 6, 2026 and May 6, 2027, generally subject to the Reporting Person continuing to be a Service Provider (as such term is defined in the Issuer's 2013 Equity Incentive Plan) through the applicable vesting date.

Read SEC document
May 06, 2025 Filed May 9, 2025 00:18 UTC
Rowe David W.CPO,CMO&EVPGlob.Transformation
SaleCommon Stock 1,669 $3.28 $5,482.50
Disclosure

SEC source: 0001635282-25-000141 · wk-form4_1746749892.xml · nonDerivative · entry 4

Rowe David W. · CIK 0001717500 · CPO,CMO&EVPGlob.Transformation

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 424,492

F3 · kind: Reported transaction is an automatically-triggered "sell-to-cover" transaction related to the payment of withholding tax obligations pursuant to the Issuer's policy for tax withholdings associated with Performance Unit vesting events. The Reporting Person did not initiate the sale.

F3 · shares: Reported transaction is an automatically-triggered "sell-to-cover" transaction related to the payment of withholding tax obligations pursuant to the Issuer's policy for tax withholdings associated with Performance Unit vesting events. The Reporting Person did not initiate the sale.

F3 · acquired: Reported transaction is an automatically-triggered "sell-to-cover" transaction related to the payment of withholding tax obligations pursuant to the Issuer's policy for tax withholdings associated with Performance Unit vesting events. The Reporting Person did not initiate the sale.

Read SEC document
May 06, 2025 Filed May 9, 2025 00:18 UTC
Rowe David W.CPO,CMO&EVPGlob.Transformation
Exercise / conversionCommon Stock 4,534 $0.00 $0.00
Disclosure

SEC source: 0001635282-25-000141 · wk-form4_1746749892.xml · nonDerivative · entry 3

Rowe David W. · CIK 0001717500 · CPO,CMO&EVPGlob.Transformation

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 426,161

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · shares: Represents one third of the total 13,602 "Earned Performance Units" (as previously reported by the Reporting Person on a Form 4 dated March 3, 2025) under the terms of the Issuer's 2013 Long-Term Incentive Plan based upon the Issuer's achievement against a target adjusted EBITDA goal for fiscal year 2024 and the Issuer's achievement of a target total revenue goal for fiscal year 2024, effective as of February 27, 2025 (the date the Issuer filed its Annual Report on Form 10-K for the year ended December 31, 2024).

Read SEC document
May 06, 2025 Filed May 9, 2025 00:18 UTC
Rowe David W.CPO,CMO&EVPGlob.Transformation
SaleCommon Stock 5,951 $3.28 $19,547.84
Disclosure

SEC source: 0001635282-25-000141 · wk-form4_1746749892.xml · nonDerivative · entry 2

Rowe David W. · CIK 0001717500 · CPO,CMO&EVPGlob.Transformation

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 421,627

F1 · kind: Reported transaction is an automatically-triggered "sell-to-cover" transaction related to the payment of withholding tax obligations pursuant to the Issuer's policy for tax withholdings associated with Restricted Stock Unit vesting events. The Reporting Person did not initiate the sale.

F1 · shares: Reported transaction is an automatically-triggered "sell-to-cover" transaction related to the payment of withholding tax obligations pursuant to the Issuer's policy for tax withholdings associated with Restricted Stock Unit vesting events. The Reporting Person did not initiate the sale.

F1 · acquired: Reported transaction is an automatically-triggered "sell-to-cover" transaction related to the payment of withholding tax obligations pursuant to the Issuer's policy for tax withholdings associated with Restricted Stock Unit vesting events. The Reporting Person did not initiate the sale.

Read SEC document
May 06, 2025 Filed May 9, 2025 00:18 UTC
Rowe David W.CPO,CMO&EVPGlob.Transformation
Exercise / conversionCommon Stock 16,193 $0.00 $0.00
Disclosure

SEC source: 0001635282-25-000141 · wk-form4_1746749892.xml · nonDerivative · entry 1

Rowe David W. · CIK 0001717500 · CPO,CMO&EVPGlob.Transformation

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 427,578

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 06, 2025 Filed May 9, 2025 00:26 UTC
Perica Michael L.EVP & Chief Financial Officer
Exercise / conversionPerformance Units · Derivative 15,115 $0.00 $0.00
Disclosure

SEC source: 0001635282-25-000147 · wk-form4_1746750401.xml · derivative · entry 6

Perica Michael L. · CIK 0001824290 · EVP & Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 30,229

Underlying: Common Stock · 15,115 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · derivative.exercise_price: Each Performance Unit represents a contingent right to receive one share of the Issuer's Common Stock upon vesting.

F7 · derivative.exercise_date: One-third of the "Earned Performance Units" vested on May 6, 2025. The remaining two-thirds vest ratably on May 6, 2026 and May 6, 2027, generally subject to the Reporting Person continuing to be a Service Provider (as such term is defined in the Issuer's 2013 Equity Incentive Plan) through the applicable vesting date.

F7 · derivative.expiration_date: One-third of the "Earned Performance Units" vested on May 6, 2025. The remaining two-thirds vest ratably on May 6, 2026 and May 6, 2027, generally subject to the Reporting Person continuing to be a Service Provider (as such term is defined in the Issuer's 2013 Equity Incentive Plan) through the applicable vesting date.

Read SEC document
May 06, 2025 Filed May 9, 2025 00:26 UTC
Perica Michael L.EVP & Chief Financial Officer
Exercise / conversionRestricted Stock Units · Derivative 53,980 $0.00 $0.00
Disclosure

SEC source: 0001635282-25-000147 · wk-form4_1746750401.xml · derivative · entry 5

Perica Michael L. · CIK 0001824290 · EVP & Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 107,963

Underlying: Common Stock · 53,980 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive one share of the Issuer's Common Stock upon vesting.

F5 · derivative.exercise_date: On May 6, 2024, the Reporting Person was granted 161,943 Restricted Stock Units, one-third of which vested on May 6, 2025. The remaining two-thirds vest ratably on May 6, 2026 and May 6, 2027, generally subject to the Reporting Person continuing to be a Service Provider (as such term is defined in the Issuer's 2013 Equity Incentive Plan) through the applicable vesting date.

F5 · derivative.expiration_date: On May 6, 2024, the Reporting Person was granted 161,943 Restricted Stock Units, one-third of which vested on May 6, 2025. The remaining two-thirds vest ratably on May 6, 2026 and May 6, 2027, generally subject to the Reporting Person continuing to be a Service Provider (as such term is defined in the Issuer's 2013 Equity Incentive Plan) through the applicable vesting date.

Read SEC document
May 06, 2025 Filed May 9, 2025 00:26 UTC
Perica Michael L.EVP & Chief Financial Officer
SaleCommon Stock 6,195 $3.29 $20,350.58
Disclosure

SEC source: 0001635282-25-000147 · wk-form4_1746750401.xml · nonDerivative · entry 4

Perica Michael L. · CIK 0001824290 · EVP & Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 246,281

F3 · kind: Reported transaction is an automatically-triggered "sell-to-cover" transaction related to the payment of withholding tax obligations pursuant to the Issuer's policy for tax withholdings associated with Performance Unit vesting events. The Reporting Person did not initiate the sale.

F3 · shares: Reported transaction is an automatically-triggered "sell-to-cover" transaction related to the payment of withholding tax obligations pursuant to the Issuer's policy for tax withholdings associated with Performance Unit vesting events. The Reporting Person did not initiate the sale.

F3 · acquired: Reported transaction is an automatically-triggered "sell-to-cover" transaction related to the payment of withholding tax obligations pursuant to the Issuer's policy for tax withholdings associated with Performance Unit vesting events. The Reporting Person did not initiate the sale.

Read SEC document
May 06, 2025 Filed May 9, 2025 00:26 UTC
Perica Michael L.EVP & Chief Financial Officer
Exercise / conversionCommon Stock 15,115 $0.00 $0.00
Disclosure

SEC source: 0001635282-25-000147 · wk-form4_1746750401.xml · nonDerivative · entry 3

Perica Michael L. · CIK 0001824290 · EVP & Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 252,476

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · shares: Represents one third of the total 45,344 "Earned Performance Units" (as previously reported by the Reporting Person on a Form 4 dated March 3, 2025) under the terms of the Issuer's 2013 Long-Term Incentive Plan based upon the Issuer's achievement against a target adjusted EBITDA goal for fiscal year 2024 and the Issuer's achievement of a target total revenue goal for fiscal year 2024, effective as of February 27, 2025 (the date the Issuer filed its Annual Report on Form 10-K for the year ended December 31, 2024).

Read SEC document
May 06, 2025 Filed May 9, 2025 00:26 UTC
Perica Michael L.EVP & Chief Financial Officer
SaleCommon Stock 22,124 $3.29 $72,677.34
Disclosure

SEC source: 0001635282-25-000147 · wk-form4_1746750401.xml · nonDerivative · entry 2

Perica Michael L. · CIK 0001824290 · EVP & Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 237,361

F1 · kind: Reported transaction is an automatically-triggered "sell-to-cover" transaction related to the payment of withholding tax obligations pursuant to the Issuer's policy for tax withholdings associated with Restricted Stock Unit vesting events. The Reporting Person did not initiate the sale.

F1 · shares: Reported transaction is an automatically-triggered "sell-to-cover" transaction related to the payment of withholding tax obligations pursuant to the Issuer's policy for tax withholdings associated with Restricted Stock Unit vesting events. The Reporting Person did not initiate the sale.

F1 · acquired: Reported transaction is an automatically-triggered "sell-to-cover" transaction related to the payment of withholding tax obligations pursuant to the Issuer's policy for tax withholdings associated with Restricted Stock Unit vesting events. The Reporting Person did not initiate the sale.

Read SEC document
May 06, 2025 Filed May 9, 2025 00:26 UTC
Perica Michael L.EVP & Chief Financial Officer
Exercise / conversionCommon Stock 53,980 $0.00 $0.00
Disclosure

SEC source: 0001635282-25-000147 · wk-form4_1746750401.xml · nonDerivative · entry 1

Perica Michael L. · CIK 0001824290 · EVP & Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 259,485

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 06, 2025 Filed May 9, 2025 00:20 UTC
Maddock KevinEVP,ChiefRecurringRev.Officer
Exercise / conversionPerformance Units · Derivative 4,534 $0.00 $0.00
Disclosure

SEC source: 0001635282-25-000144 · wk-form4_1746750042.xml · derivative · entry 6

Maddock Kevin · CIK 0001717514 · EVP,ChiefRecurringRev.Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 9,068

Underlying: Common Stock · 4,534 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · derivative.exercise_price: Each Performance Unit represents a contingent right to receive one share of the Issuer's Common Stock upon vesting.

F2 · shares: Represents one third of the total 13,602 "Earned Performance Units" (as previously reported by the Reporting Person on a Form 4 dated March 3, 2025) under the terms of the Issuer's 2013 Long-Term Incentive Plan based upon the Issuer's achievement against a target adjusted EBITDA goal for fiscal year 2024 and the Issuer's achievement of a target total revenue goal for fiscal year 2024, effective as of February 27, 2025 (the date the Issuer filed its Annual Report on Form 10-K for the year ended December 31, 2024).

F7 · derivative.exercise_date: One-third of the "Earned Performance Units" vested on May 6, 2025. The remaining two-thirds vest ratably on May 6, 2026 and May 6, 2027, generally subject to the Reporting Person continuing to be a Service Provider (as such term is defined in the Issuer's 2013 Equity Incentive Plan) through the applicable vesting date.

F7 · derivative.expiration_date: One-third of the "Earned Performance Units" vested on May 6, 2025. The remaining two-thirds vest ratably on May 6, 2026 and May 6, 2027, generally subject to the Reporting Person continuing to be a Service Provider (as such term is defined in the Issuer's 2013 Equity Incentive Plan) through the applicable vesting date.

Read SEC document
May 06, 2025 Filed May 9, 2025 00:20 UTC
Maddock KevinEVP,ChiefRecurringRev.Officer
Exercise / conversionRestricted Stock Units · Derivative 16,193 $0.00 $0.00
Disclosure

SEC source: 0001635282-25-000144 · wk-form4_1746750042.xml · derivative · entry 5

Maddock Kevin · CIK 0001717514 · EVP,ChiefRecurringRev.Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 32,389

Underlying: Common Stock · 16,193 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive one share of the Issuer's Common Stock upon vesting.

F5 · derivative.exercise_date: On May 6, 2024, the Reporting Person was granted 48,582 Restricted Stock Units, one-third of which vested on May 6, 2025. The remaining two-thirds vest ratably on May 6, 2026 and May 6, 2027, generally subject to the Reporting Person continuing to be a Service Provider (as such term is defined in the Issuer's 2013 Equity Incentive Plan) through the applicable vesting date.

F5 · derivative.expiration_date: On May 6, 2024, the Reporting Person was granted 48,582 Restricted Stock Units, one-third of which vested on May 6, 2025. The remaining two-thirds vest ratably on May 6, 2026 and May 6, 2027, generally subject to the Reporting Person continuing to be a Service Provider (as such term is defined in the Issuer's 2013 Equity Incentive Plan) through the applicable vesting date.

Read SEC document
May 06, 2025 Filed May 9, 2025 00:20 UTC
Maddock KevinEVP,ChiefRecurringRev.Officer
SaleCommon Stock 1,669 $3.28 $5,482.50
Disclosure

SEC source: 0001635282-25-000144 · wk-form4_1746750042.xml · nonDerivative · entry 4

Maddock Kevin · CIK 0001717514 · EVP,ChiefRecurringRev.Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 146,403

F3 · kind: Reported transaction is an automatically-triggered "sell-to-cover" transaction related to the payment of withholding tax obligations pursuant to the Issuer's policy for tax withholdings associated with Performance Unit vesting events. The Reporting Person did not initiate the sale.

F3 · shares: Reported transaction is an automatically-triggered "sell-to-cover" transaction related to the payment of withholding tax obligations pursuant to the Issuer's policy for tax withholdings associated with Performance Unit vesting events. The Reporting Person did not initiate the sale.

F3 · acquired: Reported transaction is an automatically-triggered "sell-to-cover" transaction related to the payment of withholding tax obligations pursuant to the Issuer's policy for tax withholdings associated with Performance Unit vesting events. The Reporting Person did not initiate the sale.

Read SEC document
May 06, 2025 Filed May 9, 2025 00:20 UTC
Maddock KevinEVP,ChiefRecurringRev.Officer
Exercise / conversionCommon Stock 4,534 $0.00 $0.00
Disclosure

SEC source: 0001635282-25-000144 · wk-form4_1746750042.xml · nonDerivative · entry 3

Maddock Kevin · CIK 0001717514 · EVP,ChiefRecurringRev.Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 148,072

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · shares: Represents one third of the total 13,602 "Earned Performance Units" (as previously reported by the Reporting Person on a Form 4 dated March 3, 2025) under the terms of the Issuer's 2013 Long-Term Incentive Plan based upon the Issuer's achievement against a target adjusted EBITDA goal for fiscal year 2024 and the Issuer's achievement of a target total revenue goal for fiscal year 2024, effective as of February 27, 2025 (the date the Issuer filed its Annual Report on Form 10-K for the year ended December 31, 2024).

Read SEC document
May 06, 2025 Filed May 9, 2025 00:20 UTC
Maddock KevinEVP,ChiefRecurringRev.Officer
SaleCommon Stock 5,951 $3.28 $19,547.84
Disclosure

SEC source: 0001635282-25-000144 · wk-form4_1746750042.xml · nonDerivative · entry 2

Maddock Kevin · CIK 0001717514 · EVP,ChiefRecurringRev.Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 143,538

F1 · kind: Reported transaction is an automatically-triggered "sell-to-cover" transaction related to the payment of withholding tax obligations pursuant to the Issuer's policy for tax withholdings associated with Restricted Stock Unit vesting events. The Reporting Person did not initiate the sale.

F1 · shares: Reported transaction is an automatically-triggered "sell-to-cover" transaction related to the payment of withholding tax obligations pursuant to the Issuer's policy for tax withholdings associated with Restricted Stock Unit vesting events. The Reporting Person did not initiate the sale.

F1 · acquired: Reported transaction is an automatically-triggered "sell-to-cover" transaction related to the payment of withholding tax obligations pursuant to the Issuer's policy for tax withholdings associated with Restricted Stock Unit vesting events. The Reporting Person did not initiate the sale.

Read SEC document
May 06, 2025 Filed May 9, 2025 00:20 UTC
Maddock KevinEVP,ChiefRecurringRev.Officer
Exercise / conversionCommon Stock 16,193 $0.00 $0.00
Disclosure

SEC source: 0001635282-25-000144 · wk-form4_1746750042.xml · nonDerivative · entry 1

Maddock Kevin · CIK 0001717514 · EVP,ChiefRecurringRev.Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 149,489

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 06, 2025 Filed May 9, 2025 00:19 UTC
Ravin Seth A.Director · President, CEO & Chairman · 10% owner
Exercise / conversionPerformance Units · Derivative 45,344 $0.00 $0.00
Disclosure

SEC source: 0001635282-25-000143 · wk-form4_1746749981.xml · derivative · entry 7

Ravin Seth A. · CIK 0001717716 · Director · President, CEO & Chairman · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 90,688

Underlying: Common Stock · 45,344 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · derivative.exercise_price: Each Performance Unit represents a contingent right to receive one share of the Issuer's Common Stock upon vesting.

F2 · shares: Represents one third of the total 136,032 "Earned Performance Units" (as previously reported by the Reporting Person on a Form 4 dated March 3, 2025) under the terms of the Issuer's 2013 Long-Term Incentive Plan based upon the Issuer's achievement against a target adjusted EBITDA goal for fiscal year 2024 and the Issuer's achievement of a target total revenue goal for fiscal year 2024, effective as of February 27, 2025 (the date the Issuer filed its Annual Report on Form 10-K for the year ended December 31, 2024).

F7 · derivative.exercise_date: One-third of the "Earned Performance Units" vested on May 6, 2025. The remaining two-thirds vest ratably on May 6, 2026 and May 6, 2027, generally subject to the Reporting Person continuing to be a Service Provider (as such term is defined in the Issuer's 2013 Equity Incentive Plan) through the applicable vesting date.

F7 · derivative.expiration_date: One-third of the "Earned Performance Units" vested on May 6, 2025. The remaining two-thirds vest ratably on May 6, 2026 and May 6, 2027, generally subject to the Reporting Person continuing to be a Service Provider (as such term is defined in the Issuer's 2013 Equity Incentive Plan) through the applicable vesting date.

Read SEC document
May 06, 2025 Filed May 9, 2025 00:19 UTC
Ravin Seth A.Director · President, CEO & Chairman · 10% owner
Exercise / conversionRestricted Stock Units · Derivative 97,164 $0.00 $0.00
Disclosure

SEC source: 0001635282-25-000143 · wk-form4_1746749981.xml · derivative · entry 6

Ravin Seth A. · CIK 0001717716 · Director · President, CEO & Chairman · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 194,333

Underlying: Common Stock · 97,164 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive one share of the Issuer's Common Stock upon vesting.

F5 · derivative.exercise_date: On May 6, 2024, the Reporting Person was granted 291,497 Restricted Stock Units, one-third of which vested on May 6, 2025. The remaining two-thirds vest ratably on May 6, 2026 and May 6, 2027, generally subject to the Reporting Person continuing to be a Service Provider (as such term is defined in the Issuer's 2013 Equity Incentive Plan) through the applicable vesting date.

F5 · derivative.expiration_date: On May 6, 2024, the Reporting Person was granted 291,497 Restricted Stock Units, one-third of which vested on May 6, 2025. The remaining two-thirds vest ratably on May 6, 2026 and May 6, 2027, generally subject to the Reporting Person continuing to be a Service Provider (as such term is defined in the Issuer's 2013 Equity Incentive Plan) through the applicable vesting date.

Read SEC document
May 06, 2025 Filed May 9, 2025 00:19 UTC
Ravin Seth A.Director · President, CEO & Chairman · 10% owner
SaleCommon Stock 19,502 $3.28 $64,060.17
Disclosure

SEC source: 0001635282-25-000143 · wk-form4_1746749981.xml · nonDerivative · entry 4

Ravin Seth A. · CIK 0001717716 · Director · President, CEO & Chairman · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 678,538

F3 · kind: Reported transaction is an automatically-triggered "sell-to-cover" transaction related to the payment of withholding tax obligations pursuant to the Issuer's policy for tax withholdings associated with Performance Unit vesting events. The Reporting Person did not initiate the sale.

F3 · shares: Reported transaction is an automatically-triggered "sell-to-cover" transaction related to the payment of withholding tax obligations pursuant to the Issuer's policy for tax withholdings associated with Performance Unit vesting events. The Reporting Person did not initiate the sale.

F3 · acquired: Reported transaction is an automatically-triggered "sell-to-cover" transaction related to the payment of withholding tax obligations pursuant to the Issuer's policy for tax withholdings associated with Performance Unit vesting events. The Reporting Person did not initiate the sale.

Read SEC document
May 06, 2025 Filed May 9, 2025 00:19 UTC
Ravin Seth A.Director · President, CEO & Chairman · 10% owner
Exercise / conversionCommon Stock 45,344 $0.00 $0.00
Disclosure

SEC source: 0001635282-25-000143 · wk-form4_1746749981.xml · nonDerivative · entry 3

Ravin Seth A. · CIK 0001717716 · Director · President, CEO & Chairman · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 698,040

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · shares: Represents one third of the total 136,032 "Earned Performance Units" (as previously reported by the Reporting Person on a Form 4 dated March 3, 2025) under the terms of the Issuer's 2013 Long-Term Incentive Plan based upon the Issuer's achievement against a target adjusted EBITDA goal for fiscal year 2024 and the Issuer's achievement of a target total revenue goal for fiscal year 2024, effective as of February 27, 2025 (the date the Issuer filed its Annual Report on Form 10-K for the year ended December 31, 2024).

Read SEC document
May 06, 2025 Filed May 9, 2025 00:19 UTC
Ravin Seth A.Director · President, CEO & Chairman · 10% owner
SaleCommon Stock 41,790 $3.28 $137,271.79
Disclosure

SEC source: 0001635282-25-000143 · wk-form4_1746749981.xml · nonDerivative · entry 2

Ravin Seth A. · CIK 0001717716 · Director · President, CEO & Chairman · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 652,696

F1 · kind: Reported transaction is an automatically-triggered "sell-to-cover" transaction related to the payment of withholding tax obligations pursuant to the Issuer's policy for tax withholdings associated with Restricted Stock Unit vesting events. The Reporting Person did not initiate the sale.

F1 · shares: Reported transaction is an automatically-triggered "sell-to-cover" transaction related to the payment of withholding tax obligations pursuant to the Issuer's policy for tax withholdings associated with Restricted Stock Unit vesting events. The Reporting Person did not initiate the sale.

F1 · acquired: Reported transaction is an automatically-triggered "sell-to-cover" transaction related to the payment of withholding tax obligations pursuant to the Issuer's policy for tax withholdings associated with Restricted Stock Unit vesting events. The Reporting Person did not initiate the sale.

Read SEC document
May 06, 2025 Filed May 9, 2025 00:19 UTC
Ravin Seth A.Director · President, CEO & Chairman · 10% owner
Exercise / conversionCommon Stock 97,164 $0.00 $0.00
Disclosure

SEC source: 0001635282-25-000143 · wk-form4_1746749981.xml · nonDerivative · entry 1

Ravin Seth A. · CIK 0001717716 · Director · President, CEO & Chairman · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 694,486

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
April 30, 2025 Filed May 2, 2025 01:22 UTC
Hershkowitz StevenEVP & Chief Revenue Officer
Exercise / conversionRestricted Stock Units · Derivative 99,999 $0.00 $0.00
Disclosure

SEC source: 0001635282-25-000134 · wk-form4_1746148933.xml · derivative · entry 3

Hershkowitz Steven · CIK 0002020161 · EVP & Chief Revenue Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 200,001

Underlying: Common Stock · 99,999 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive one share of the Issuer's Common Stock upon vesting.

F3 · derivative.exercise_date: On April 30, 2024, the Reporting Person was granted 300,000 Restricted Stock Units., one-third of which vested on April 30, 2025. The remaining two-thirds vest ratably on April 30, 2026 and April 30, 2027, generally subject to the Reporting Person continuing to be a Service Provider (as such term is defined in the Issuer's 2013 Equity Incentive Plan) through the applicable vesting date.

F3 · derivative.expiration_date: On April 30, 2024, the Reporting Person was granted 300,000 Restricted Stock Units., one-third of which vested on April 30, 2025. The remaining two-thirds vest ratably on April 30, 2026 and April 30, 2027, generally subject to the Reporting Person continuing to be a Service Provider (as such term is defined in the Issuer's 2013 Equity Incentive Plan) through the applicable vesting date.

Read SEC document
April 30, 2025 Filed May 2, 2025 01:22 UTC
Hershkowitz StevenEVP & Chief Revenue Officer
SaleCommon Stock 24,974 $3.47 $86,724.71
Disclosure

SEC source: 0001635282-25-000134 · wk-form4_1746148933.xml · nonDerivative · entry 2

Hershkowitz Steven · CIK 0002020161 · EVP & Chief Revenue Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 75,025

F1 · kind: Reported transaction is an automatically-triggered "sell-to-cover" transaction related to the payment of withholding tax obligations pursuant to the Issuer's policy for tax withholdings associated with Restricted Stock Unit vesting events. The Reporting Person did not initiate the sale.

F1 · shares: Reported transaction is an automatically-triggered "sell-to-cover" transaction related to the payment of withholding tax obligations pursuant to the Issuer's policy for tax withholdings associated with Restricted Stock Unit vesting events. The Reporting Person did not initiate the sale.

F1 · acquired: Reported transaction is an automatically-triggered "sell-to-cover" transaction related to the payment of withholding tax obligations pursuant to the Issuer's policy for tax withholdings associated with Restricted Stock Unit vesting events. The Reporting Person did not initiate the sale.

Read SEC document
April 30, 2025 Filed May 2, 2025 01:22 UTC
Hershkowitz StevenEVP & Chief Revenue Officer
Exercise / conversionCommon Stock 99,999 $0.00 $0.00
Disclosure

SEC source: 0001635282-25-000134 · wk-form4_1746148933.xml · nonDerivative · entry 1

Hershkowitz Steven · CIK 0002020161 · EVP & Chief Revenue Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 99,999

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
April 03, 2025 Filed Apr 8, 2025 01:41 UTC
Rowe David W.CPO,CMO&EVPGlob.Transformation
Exercise / conversionRestricted Stock Units · Derivative 6,667 $0.00 $0.00
Disclosure

SEC source: 0001635282-25-000090 · wk-form4_1744076469.xml · derivative · entry 6

Rowe David W. · CIK 0001717500 · CPO,CMO&EVPGlob.Transformation

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 6,667

Underlying: Common Stock · 6,667 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive one share of the Issuer's Common Stock upon vesting.

F6 · derivative.exercise_date: On April 3, 2023 the Reporting Person was granted 20,000 Restricted Stock Units, one-third of which vested on April 3, 2024 and one-third of which vested on April 3, 2025. The remaining one-third will vest on April 3, 2026, generally subject to the Reporting Person continuing to be a Service Provider (as such term is defined in the Issuer's 2013 Equity Incentive Plan) through the vesting date.

F6 · derivative.expiration_date: On April 3, 2023 the Reporting Person was granted 20,000 Restricted Stock Units, one-third of which vested on April 3, 2024 and one-third of which vested on April 3, 2025. The remaining one-third will vest on April 3, 2026, generally subject to the Reporting Person continuing to be a Service Provider (as such term is defined in the Issuer's 2013 Equity Incentive Plan) through the vesting date.

Read SEC document
April 03, 2025 Filed Apr 8, 2025 01:41 UTC
Rowe David W.CPO,CMO&EVPGlob.Transformation
Exercise / conversionPerformance Units · Derivative 15,368 $0.00 $0.00
Disclosure

SEC source: 0001635282-25-000090 · wk-form4_1744076469.xml · derivative · entry 5

Rowe David W. · CIK 0001717500 · CPO,CMO&EVPGlob.Transformation

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 15,371

Underlying: Common Stock · 15,368 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each Performance Unit represents a contingent right to receive one share of the Issuer's Common Stock upon vesting.

F4 · shares: Represents one-third of the total 46,106 "Earned Performance Units" (as previously reported by the Reporting Person on a Form 4 dated March 1, 2024) under the terms of the Issuer's 2023 Long-Term Incentive Plan based upon the Issuer's achievement against a target adjusted EBITDA goal for fiscal year 2023 and the Issuer's achievement of a target total revenue goal for fiscal year 2023, effective as of February 28, 2024 (the date the Issuer filed its Annual Report on Form 10-K for the year ended December 31, 2023).

F5 · derivative.exercise_date: One-third of the "Earned Performance Units" vested on April 3, 2024, and one-third of the "Earned Performance Units" vested on April 3, 2025. The remaining one-third will vest on April 3, 2026, generally subject to the Reporting Person continuing to be a Service Provider (as such term is defined in the Issuer's 2013 Equity Incentive Plan) through the vesting date.

F5 · derivative.expiration_date: One-third of the "Earned Performance Units" vested on April 3, 2024, and one-third of the "Earned Performance Units" vested on April 3, 2025. The remaining one-third will vest on April 3, 2026, generally subject to the Reporting Person continuing to be a Service Provider (as such term is defined in the Issuer's 2013 Equity Incentive Plan) through the vesting date.

Read SEC document
April 03, 2025 Filed Apr 8, 2025 01:41 UTC
Rowe David W.CPO,CMO&EVPGlob.Transformation
Exercise / conversionRestricted Stock Units · Derivative 5,089 $0.00 $0.00
Disclosure

SEC source: 0001635282-25-000090 · wk-form4_1744076469.xml · derivative · entry 4

Rowe David W. · CIK 0001717500 · CPO,CMO&EVPGlob.Transformation

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,090

Underlying: Common Stock · 5,089 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive one share of the Issuer's Common Stock upon vesting.

F2 · derivative.exercise_date: On April 3, 2023 the Reporting Person was granted 15,267 Restricted Stock Units, one-third of which vested on April 3, 2024 and one-third of which vested on April 3, 2025. The remaining one-third will vest on April 3, 2026, generally subject to the Reporting Person continuing to be a Service Provider (as such term is defined in the Issuer's 2013 Equity Incentive Plan) through the vesting date.

F2 · derivative.expiration_date: On April 3, 2023 the Reporting Person was granted 15,267 Restricted Stock Units, one-third of which vested on April 3, 2024 and one-third of which vested on April 3, 2025. The remaining one-third will vest on April 3, 2026, generally subject to the Reporting Person continuing to be a Service Provider (as such term is defined in the Issuer's 2013 Equity Incentive Plan) through the vesting date.

Read SEC document
April 03, 2025 Filed Apr 8, 2025 01:41 UTC
Rowe David W.CPO,CMO&EVPGlob.Transformation
Exercise / conversionCommon Stock 6,667 $0.00 $0.00
Disclosure

SEC source: 0001635282-25-000090 · wk-form4_1744076469.xml · nonDerivative · entry 3

Rowe David W. · CIK 0001717500 · CPO,CMO&EVPGlob.Transformation

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 421,789

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
April 03, 2025 Filed Apr 8, 2025 01:41 UTC
Rowe David W.CPO,CMO&EVPGlob.Transformation
Exercise / conversionCommon Stock 15,368 $0.00 $0.00
Disclosure

SEC source: 0001635282-25-000090 · wk-form4_1744076469.xml · nonDerivative · entry 2

Rowe David W. · CIK 0001717500 · CPO,CMO&EVPGlob.Transformation

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 415,122

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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April 03, 2025 Filed Apr 8, 2025 01:41 UTC
Rowe David W.CPO,CMO&EVPGlob.Transformation
Exercise / conversionCommon Stock 5,089 $0.00 $0.00
Disclosure

SEC source: 0001635282-25-000090 · wk-form4_1744076469.xml · nonDerivative · entry 1

Rowe David W. · CIK 0001717500 · CPO,CMO&EVPGlob.Transformation

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 399,754

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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April 03, 2025 Filed Apr 8, 2025 01:45 UTC
Lyskawa NancyEVP & Chief Client Officer
Exercise / conversionRestricted Stock Units · Derivative 6,667 $0.00 $0.00
Disclosure

SEC source: 0001635282-25-000092 · wk-form4_1744076702.xml · derivative · entry 6

Lyskawa Nancy · CIK 0001717861 · EVP & Chief Client Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 6,667

Underlying: Common Stock · 6,667 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive one share of the Issuer's Common Stock upon vesting.

F6 · derivative.exercise_date: On April 3, 2023 the Reporting Person was granted 20,000 Restricted Stock Units, one-third of which vested on April 3, 2024 and one-third of which vested on April 3, 2025. The remaining one-third will vest on April 3, 2026, generally subject to the Reporting Person continuing to be a Service Provider (as such term is defined in the Issuer's 2013 Equity Incentive Plan) through the vesting date.

F6 · derivative.expiration_date: On April 3, 2023 the Reporting Person was granted 20,000 Restricted Stock Units, one-third of which vested on April 3, 2024 and one-third of which vested on April 3, 2025. The remaining one-third will vest on April 3, 2026, generally subject to the Reporting Person continuing to be a Service Provider (as such term is defined in the Issuer's 2013 Equity Incentive Plan) through the vesting date.

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April 03, 2025 Filed Apr 8, 2025 01:45 UTC
Lyskawa NancyEVP & Chief Client Officer
Exercise / conversionPerformance Units · Derivative 15,368 $0.00 $0.00
Disclosure

SEC source: 0001635282-25-000092 · wk-form4_1744076702.xml · derivative · entry 5

Lyskawa Nancy · CIK 0001717861 · EVP & Chief Client Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 15,371

Underlying: Common Stock · 15,368 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each Performance Unit represents a contingent right to receive one share of the Issuer's Common Stock upon vesting.

F4 · shares: Represents one-third of the total 46,106 "Earned Performance Units" (as previously reported by the Reporting Person on a Form 4 dated March 1, 2024) under the terms of the Issuer's 2023 Long-Term Incentive Plan based upon the Issuer's achievement against a target adjusted EBITDA goal for fiscal year 2023 and the Issuer's achievement of a target total revenue goal for fiscal year 2023, effective as of February 28, 2024 (the date the Issuer filed its Annual Report on Form 10-K for the year ended December 31, 2023).

F5 · derivative.exercise_date: One-third of the "Earned Performance Units" vested on April 3, 2024, and one-third of the "Earned Performance Units" vested on April 3, 2025. The remaining one-third will vest on April 3, 2026, generally subject to the Reporting Person continuing to be a Service

F5 · derivative.expiration_date: One-third of the "Earned Performance Units" vested on April 3, 2024, and one-third of the "Earned Performance Units" vested on April 3, 2025. The remaining one-third will vest on April 3, 2026, generally subject to the Reporting Person continuing to be a Service

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April 03, 2025 Filed Apr 8, 2025 01:45 UTC
Lyskawa NancyEVP & Chief Client Officer
Exercise / conversionRestricted Stock Units · Derivative 5,089 $0.00 $0.00
Disclosure

SEC source: 0001635282-25-000092 · wk-form4_1744076702.xml · derivative · entry 4

Lyskawa Nancy · CIK 0001717861 · EVP & Chief Client Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,090

Underlying: Common Stock · 5,089 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive one share of the Issuer's Common Stock upon vesting.

F2 · derivative.exercise_date: On April 3, 2023 the Reporting Person was granted 15,267 Restricted Stock Units, one-third of which vested on April 3, 2024 and one-third of which vested on April 3, 2025. The remaining one-third will vest on April 3, 2026, generally subject to the Reporting Person continuing to be a Service Provider (as such term is defined in the Issuer's 2013 Equity Incentive Plan) through the vesting date.

F2 · derivative.expiration_date: On April 3, 2023 the Reporting Person was granted 15,267 Restricted Stock Units, one-third of which vested on April 3, 2024 and one-third of which vested on April 3, 2025. The remaining one-third will vest on April 3, 2026, generally subject to the Reporting Person continuing to be a Service Provider (as such term is defined in the Issuer's 2013 Equity Incentive Plan) through the vesting date.

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April 03, 2025 Filed Apr 8, 2025 01:45 UTC
Lyskawa NancyEVP & Chief Client Officer
Exercise / conversionCommon Stock 6,667 $0.00 $0.00
Disclosure

SEC source: 0001635282-25-000092 · wk-form4_1744076702.xml · nonDerivative · entry 3

Lyskawa Nancy · CIK 0001717861 · EVP & Chief Client Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 164,612

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
April 03, 2025 Filed Apr 8, 2025 01:45 UTC
Lyskawa NancyEVP & Chief Client Officer
Exercise / conversionCommon Stock 15,368 $0.00 $0.00
Disclosure

SEC source: 0001635282-25-000092 · wk-form4_1744076702.xml · nonDerivative · entry 2

Lyskawa Nancy · CIK 0001717861 · EVP & Chief Client Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 157,945

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.