Tapewire

Nasdaq · USD

RMNI

Rimini Street, Inc.

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Tapewire entity
5475
SEC CIK
0001635282
Parsed reports
699

Last 12 months

Inside the activity.

0 purchase rows · 52 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202501
Dec 202504
Jan 202601
Feb 202600
Mar 2026018
Apr 2026013
May 2026011
Jun 202600
Jul 202600
Aug 202600
Sep 202604
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
February 19, 2026 Filed Feb 20, 2026 21:11 UTC
Maddock KevinEVP,ChiefRecurringRev.Officer
GrantPerformance Units · Derivative 16,896 $0.00 $0.00
Disclosure

SEC source: 0001717514-26-000002 · wk-form4_1771621858.xml · derivative · entry 2

Maddock Kevin · CIK 0001717514 · EVP,ChiefRecurringRev.Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 16,896

Underlying: Common Stock · 16,896 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Performance Unit represents a contingent right to receive one share of the Issuer's Common Stock upon vesting.

F2 · shares: Represents "Earned Performance Units" under the terms of the Issuer's 2025 Long-Term Incentive Plan based upon the Issuer's achievement against a target "Adjusted EBITDA" performance goal for fiscal year 2025 and the Issuer's achievement against a target "Total Revenue" performance goal for fiscal year 2025, effective as of February 19, 2026 (the date the Issuer filed its Annual Report on Form 10-K for the year ended December 31, 2025).

F3 · derivative.exercise_date: The Performance Units are subject to additional time-based vesting requirements and will vest in three (3) equal installments on March 4, 2026, March 4, 2027 and March 4, 2028, generally subject to the Reporting Person continuing to be a Service Provider (as such term is defined in the Issuer's 2013 Equity Incentive Plan) through the applicable vesting date.

F3 · derivative.expiration_date: The Performance Units are subject to additional time-based vesting requirements and will vest in three (3) equal installments on March 4, 2026, March 4, 2027 and March 4, 2028, generally subject to the Reporting Person continuing to be a Service Provider (as such term is defined in the Issuer's 2013 Equity Incentive Plan) through the applicable vesting date.

Read SEC document
January 08, 2026 Filed Jan 9, 2026 23:53 UTC
Perica Michael L.EVP & Chief Financial Officer
SaleCommon Stock 53,882 $4.00 $215,528.00
Disclosure

SEC source: 0001824290-26-000002 · wk-form4_1768002808.xml · nonDerivative · entry 1

Perica Michael L. · CIK 0001824290 · EVP & Chief Financial Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 92,150

F1 · kind: The reported sale of 53,882 shares occurred automatically pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on June 2, 2025.

F1 · shares: The reported sale of 53,882 shares occurred automatically pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on June 2, 2025.

F1 · acquired: The reported sale of 53,882 shares occurred automatically pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on June 2, 2025.

Read SEC document
December 17, 2025 Filed Dec 19, 2025 22:37 UTC
Hershkowitz StevenEVP & Chief Revenue Officer
Exercise / conversionRestricted Stock Units · Derivative 33,333 $0.00 $0.00
Disclosure

SEC source: 0002020161-25-000004 · wk-form4_1766183841.xml · derivative · entry 2

Hershkowitz Steven · CIK 0002020161 · EVP & Chief Revenue Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 66,667

Underlying: Common Stock · 33,333 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive one share of the Issuer's Common Stock upon vesting.

F2 · derivative.exercise_date: On December 17, 2024, the Reporting Person was granted 100,000 Restricted Stock Units, one-third of which vested on December 17, 2025. The remaining two-thirds will vest ratably on December 17, 2026 and December 17, 2027, generally subject to the Reporting Person continuing to be a Service Provider (as that term is defined in the Issuer's 2013 Equity Incentive Plan) through the applicable vesting date.

F2 · derivative.expiration_date: On December 17, 2024, the Reporting Person was granted 100,000 Restricted Stock Units, one-third of which vested on December 17, 2025. The remaining two-thirds will vest ratably on December 17, 2026 and December 17, 2027, generally subject to the Reporting Person continuing to be a Service Provider (as that term is defined in the Issuer's 2013 Equity Incentive Plan) through the applicable vesting date.

Read SEC document
December 17, 2025 Filed Dec 19, 2025 22:37 UTC
Hershkowitz StevenEVP & Chief Revenue Officer
Exercise / conversionCommon Stock 33,333 $0.00 $0.00
Disclosure

SEC source: 0002020161-25-000004 · wk-form4_1766183841.xml · nonDerivative · entry 1

Hershkowitz Steven · CIK 0002020161 · EVP & Chief Revenue Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 108,358

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 17, 2025 Filed Dec 19, 2025 22:38 UTC
Lyskawa NancyEVP & Chief Client Officer
Exercise / conversionRestricted Stock Units · Derivative 33,333 $0.00 $0.00
Disclosure

SEC source: 0001717861-25-000004 · wk-form4_1766183929.xml · derivative · entry 2

Lyskawa Nancy · CIK 0001717861 · EVP & Chief Client Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 66,667

Underlying: Common Stock · 33,333 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive one share of the Issuer's Common Stock upon vesting.

F2 · derivative.exercise_date: On December 17, 2024, the Reporting Person was granted 100,000 Restricted Stock Units, one-third of which vested on December 17, 2025. The remaining two-thirds will vest ratably on December 17, 2026 and December 17, 2027, generally subject to the Reporting Person continuing to be a Service Provider (as that term is defined in the Issuer's 2013 Equity Incentive Plan) through the applicable vesting date.

F2 · derivative.expiration_date: On December 17, 2024, the Reporting Person was granted 100,000 Restricted Stock Units, one-third of which vested on December 17, 2025. The remaining two-thirds will vest ratably on December 17, 2026 and December 17, 2027, generally subject to the Reporting Person continuing to be a Service Provider (as that term is defined in the Issuer's 2013 Equity Incentive Plan) through the applicable vesting date.

Read SEC document
December 17, 2025 Filed Dec 19, 2025 22:38 UTC
Lyskawa NancyEVP & Chief Client Officer
Exercise / conversionCommon Stock 33,333 $0.00 $0.00
Disclosure

SEC source: 0001717861-25-000004 · wk-form4_1766183929.xml · nonDerivative · entry 1

Lyskawa Nancy · CIK 0001717861 · EVP & Chief Client Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 193,942

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 17, 2025 Filed Dec 19, 2025 22:31 UTC
Rowe David W.CPO,CMO&EVPGlob.Transformation
Exercise / conversionRestricted Stock Units · Derivative 33,333 $0.00 $0.00
Disclosure

SEC source: 0001717500-25-000006 · wk-form4_1766183471.xml · derivative · entry 2

Rowe David W. · CIK 0001717500 · CPO,CMO&EVPGlob.Transformation

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 66,667

Underlying: Common Stock · 33,333 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive one share of the Issuer's Common Stock upon vesting.

F2 · derivative.exercise_date: On December 17, 2024, the Reporting Person was granted 100,000 Restricted Stock Units, one-third of which vested on December 17, 2025. The remaining two-thirds will vest ratably on December 17, 2026 and December 17, 2027, generally subject to the Reporting Person continuing to be a Service Provider (as that term is defined in the Issuer's 2013 Equity Incentive Plan) through the applicable vesting date.

F2 · derivative.expiration_date: On December 17, 2024, the Reporting Person was granted 100,000 Restricted Stock Units, one-third of which vested on December 17, 2025. The remaining two-thirds will vest ratably on December 17, 2026 and December 17, 2027, generally subject to the Reporting Person continuing to be a Service Provider (as that term is defined in the Issuer's 2013 Equity Incentive Plan) through the applicable vesting date.

Read SEC document
December 17, 2025 Filed Dec 19, 2025 22:31 UTC
Rowe David W.CPO,CMO&EVPGlob.Transformation
Exercise / conversionCommon Stock 33,333 $0.00 $0.00
Disclosure

SEC source: 0001717500-25-000006 · wk-form4_1766183471.xml · nonDerivative · entry 1

Rowe David W. · CIK 0001717500 · CPO,CMO&EVPGlob.Transformation

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 466,290

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 17, 2025 Filed Dec 19, 2025 22:40 UTC
Maddock KevinEVP,ChiefRecurringRev.Officer
Exercise / conversionRestricted Stock Units · Derivative 33,333 $0.00 $0.00
Disclosure

SEC source: 0001717514-25-000006 · wk-form4_1766184028.xml · derivative · entry 2

Maddock Kevin · CIK 0001717514 · EVP,ChiefRecurringRev.Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 66,667

Underlying: Common Stock · 33,333 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive one share of the Issuer's Common Stock upon vesting.

F2 · derivative.exercise_date: On December 17, 2024, the Reporting Person was granted 100,000 Restricted Stock Units, one-third of which vested on December 17, 2025. The remaining two-thirds will vest ratably on December 17, 2026 and December 17, 2027, generally subject to the Reporting Person continuing to be a Service Provider (as that term is defined in the Issuer's 2013 Equity Incentive Plan) through the applicable vesting date.

F2 · derivative.expiration_date: On December 17, 2024, the Reporting Person was granted 100,000 Restricted Stock Units, one-third of which vested on December 17, 2025. The remaining two-thirds will vest ratably on December 17, 2026 and December 17, 2027, generally subject to the Reporting Person continuing to be a Service Provider (as that term is defined in the Issuer's 2013 Equity Incentive Plan) through the applicable vesting date.

Read SEC document
December 17, 2025 Filed Dec 19, 2025 22:40 UTC
Maddock KevinEVP,ChiefRecurringRev.Officer
Exercise / conversionCommon Stock 33,333 $0.00 $0.00
Disclosure

SEC source: 0001717514-25-000006 · wk-form4_1766184028.xml · nonDerivative · entry 1

Maddock Kevin · CIK 0001717514 · EVP,ChiefRecurringRev.Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 186,063

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 17, 2025 Filed Dec 22, 2025 23:42 UTC Amendment
Hershkowitz StevenEVP & Chief Revenue Officer
Exercise / conversionRestricted Stock Units · Derivative 33,333 $0.00 $0.00
Disclosure

SEC source: 0002020161-25-000006 · wk-form4a_1766446917.xml · derivative · entry 3

Hershkowitz Steven · CIK 0002020161 · EVP & Chief Revenue Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 66,667

Underlying: Common Stock · 33,333 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive one share of the Issuer's Common Stock upon vesting.

F4 · derivative.exercise_date: On December 17, 2024, the Reporting Person was granted 100,000 Restricted Stock Units, one-third of which vested on December 17, 2025. The remaining two-thirds will vest ratably on December 17, 2026 and December 17, 2027, generally subject to the Reporting Person continuing to be a Service Provider (as that term is defined in the Issuer's 2013 Equity Incentive Plan) through the applicable vesting date.

F4 · derivative.expiration_date: On December 17, 2024, the Reporting Person was granted 100,000 Restricted Stock Units, one-third of which vested on December 17, 2025. The remaining two-thirds will vest ratably on December 17, 2026 and December 17, 2027, generally subject to the Reporting Person continuing to be a Service Provider (as that term is defined in the Issuer's 2013 Equity Incentive Plan) through the applicable vesting date.

Read SEC document
December 17, 2025 Filed Dec 22, 2025 23:42 UTC Amendment
Hershkowitz StevenEVP & Chief Revenue Officer
SaleCommon Stock 8,413 $4.02 $33,855.59
Disclosure

SEC source: 0002020161-25-000006 · wk-form4a_1766446917.xml · nonDerivative · entry 2

Hershkowitz Steven · CIK 0002020161 · EVP & Chief Revenue Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 99,945

F1 · deemedExecutionDate: The Reporting Person is amending his Form 4 filed December 19, 2025, to add automatic "sell-to-cover" transactions related to the payment of withholding tax obligations pursuant to the Issuer's policy for tax withholdings associated with Restricted Stock Unit vesting events. The sales occurred over a three-day period (December 18, 19 and 22, 2025) and were processed by the Company's stock plan administrator. The Reporting Person did not initiate the sales and had no control over the timing of the sales. The sales were not reported by the Company's stock plan administrator to the Reporting Person until December 22, 2025.

F2 · kind: Reported transaction is an automatically-triggered "sell-to-cover" transaction related to the payment of withholding tax obligations pursuant to the Issuer's policy for tax withholdings associated with Restricted Stock Unit vesting events. The Reporting Person did not initiate the sale.

F2 · shares: Reported transaction is an automatically-triggered "sell-to-cover" transaction related to the payment of withholding tax obligations pursuant to the Issuer's policy for tax withholdings associated with Restricted Stock Unit vesting events. The Reporting Person did not initiate the sale.

F2 · acquired: Reported transaction is an automatically-triggered "sell-to-cover" transaction related to the payment of withholding tax obligations pursuant to the Issuer's policy for tax withholdings associated with Restricted Stock Unit vesting events. The Reporting Person did not initiate the sale.

Read SEC document
December 17, 2025 Filed Dec 22, 2025 23:42 UTC Amendment
Hershkowitz StevenEVP & Chief Revenue Officer
Exercise / conversionCommon Stock 33,333 $0.00 $0.00
Disclosure

SEC source: 0002020161-25-000006 · wk-form4a_1766446917.xml · nonDerivative · entry 1

Hershkowitz Steven · CIK 0002020161 · EVP & Chief Revenue Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 108,358

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 17, 2025 Filed Dec 22, 2025 23:51 UTC Amendment
Lyskawa NancyEVP & Chief Client Officer
Exercise / conversionRestricted Stock Units · Derivative 33,333 $0.00 $0.00
Disclosure

SEC source: 0001717861-25-000006 · wk-form4a_1766447474.xml · derivative · entry 3

Lyskawa Nancy · CIK 0001717861 · EVP & Chief Client Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 66,667

Underlying: Common Stock · 33,333 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive one share of the Issuer's Common Stock upon vesting.

F4 · derivative.exercise_date: On December 17, 2024, the Reporting Person was granted 100,000 Restricted Stock Units, one-third of which vested on December 17, 2025. The remaining two-thirds will vest ratably on December 17, 2026 and December 17, 2027, generally subject to the Reporting Person continuing to be a Service Provider (as that term is defined in the Issuer's 2013 Equity Incentive Plan) through the applicable vesting date.

F4 · derivative.expiration_date: On December 17, 2024, the Reporting Person was granted 100,000 Restricted Stock Units, one-third of which vested on December 17, 2025. The remaining two-thirds will vest ratably on December 17, 2026 and December 17, 2027, generally subject to the Reporting Person continuing to be a Service Provider (as that term is defined in the Issuer's 2013 Equity Incentive Plan) through the applicable vesting date.

Read SEC document
December 17, 2025 Filed Dec 22, 2025 23:51 UTC Amendment
Lyskawa NancyEVP & Chief Client Officer
SaleCommon Stock 9,927 $4.02 $39,948.23
Disclosure

SEC source: 0001717861-25-000006 · wk-form4a_1766447474.xml · nonDerivative · entry 2

Lyskawa Nancy · CIK 0001717861 · EVP & Chief Client Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 184,015

F1 · deemedExecutionDate: The Reporting Person is amending her Form 4 filed December 19, 2025, to add automatic "sell-to-cover" transactions related to the payment of withholding tax obligations pursuant to the Issuer's policy for tax withholdings associated with Restricted Stock Unit vesting events. The sales occurred over a three-day period (December 18, 19 and 22, 2025) and were processed by the Company's stock plan administrator. The Reporting Person did not initiate the sales and had no control over the timing of the sales. The sales were not reported by the Company's stock plan administrator to the Reporting Person until December 22, 2025.

F2 · kind: Reported transaction is an automatically-triggered "sell-to-cover" transaction related to the payment of withholding tax obligations pursuant to the Issuer's policy for tax withholdings associated with Restricted Stock Unit vesting events. The Reporting Person did not initiate the sale.

F2 · shares: Reported transaction is an automatically-triggered "sell-to-cover" transaction related to the payment of withholding tax obligations pursuant to the Issuer's policy for tax withholdings associated with Restricted Stock Unit vesting events. The Reporting Person did not initiate the sale.

F2 · acquired: Reported transaction is an automatically-triggered "sell-to-cover" transaction related to the payment of withholding tax obligations pursuant to the Issuer's policy for tax withholdings associated with Restricted Stock Unit vesting events. The Reporting Person did not initiate the sale.

Read SEC document
December 17, 2025 Filed Dec 22, 2025 23:51 UTC Amendment
Lyskawa NancyEVP & Chief Client Officer
Exercise / conversionCommon Stock 33,333 $0.00 $0.00
Disclosure

SEC source: 0001717861-25-000006 · wk-form4a_1766447474.xml · nonDerivative · entry 1

Lyskawa Nancy · CIK 0001717861 · EVP & Chief Client Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 193,942

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 17, 2025 Filed Dec 22, 2025 23:52 UTC Amendment
Rowe David W.CPO,CMO&EVPGlob.Transformation
Exercise / conversionRestricted Stock Units · Derivative 33,333 $0.00 $0.00
Disclosure

SEC source: 0001717500-25-000008 · wk-form4a_1766447567.xml · derivative · entry 3

Rowe David W. · CIK 0001717500 · CPO,CMO&EVPGlob.Transformation

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 66,667

Underlying: Common Stock · 33,333 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive one share of the Issuer's Common Stock upon vesting.

F4 · derivative.exercise_date: On December 17, 2024, the Reporting Person was granted 100,000 Restricted Stock Units, one-third of which vested on December 17, 2025. The remaining two-thirds will vest ratably on December 17, 2026 and December 17, 2027, generally subject to the Reporting Person continuing to be a Service Provider (as that term is defined in the Issuer's 2013 Equity Incentive Plan) through the applicable vesting date.

F4 · derivative.expiration_date: On December 17, 2024, the Reporting Person was granted 100,000 Restricted Stock Units, one-third of which vested on December 17, 2025. The remaining two-thirds will vest ratably on December 17, 2026 and December 17, 2027, generally subject to the Reporting Person continuing to be a Service Provider (as that term is defined in the Issuer's 2013 Equity Incentive Plan) through the applicable vesting date.

Read SEC document
December 17, 2025 Filed Dec 22, 2025 23:52 UTC Amendment
Rowe David W.CPO,CMO&EVPGlob.Transformation
SaleCommon Stock 12,359 $4.02 $49,735.09
Disclosure

SEC source: 0001717500-25-000008 · wk-form4a_1766447567.xml · nonDerivative · entry 2

Rowe David W. · CIK 0001717500 · CPO,CMO&EVPGlob.Transformation

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 453,931

F1 · deemedExecutionDate: The Reporting Person is amending his Form 4 filed December 19, 2025, to add automatic "sell-to-cover" transactions related to the payment of withholding tax obligations pursuant to the Issuer's policy for tax withholdings associated with Restricted Stock Unit vesting events. The sales occurred over a three-day period (December 18, 19 and 22, 2025) and were processed by the Company's stock plan administrator. The Reporting Person did not initiate the sales and had no control over the timing of the sales. The sales were not reported by the Company's stock plan administrator to the Reporting Person until December 22, 2025.

F2 · kind: Reported transaction is an automatically-triggered "sell-to-cover" transaction related to the payment of withholding tax obligations pursuant to the Issuer's policy for tax withholdings associated with Restricted Stock Unit vesting events. The Reporting Person did not initiate the sale.

F2 · shares: Reported transaction is an automatically-triggered "sell-to-cover" transaction related to the payment of withholding tax obligations pursuant to the Issuer's policy for tax withholdings associated with Restricted Stock Unit vesting events. The Reporting Person did not initiate the sale.

F2 · acquired: Reported transaction is an automatically-triggered "sell-to-cover" transaction related to the payment of withholding tax obligations pursuant to the Issuer's policy for tax withholdings associated with Restricted Stock Unit vesting events. The Reporting Person did not initiate the sale.

Read SEC document
December 17, 2025 Filed Dec 22, 2025 23:52 UTC Amendment
Rowe David W.CPO,CMO&EVPGlob.Transformation
Exercise / conversionCommon Stock 33,333 $0.00 $0.00
Disclosure

SEC source: 0001717500-25-000008 · wk-form4a_1766447567.xml · nonDerivative · entry 1

Rowe David W. · CIK 0001717500 · CPO,CMO&EVPGlob.Transformation

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 466,290

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 17, 2025 Filed Dec 22, 2025 23:48 UTC Amendment
Maddock KevinEVP,ChiefRecurringRev.Officer
Exercise / conversionRestricted Stock Units · Derivative 33,333 $0.00 $0.00
Disclosure

SEC source: 0001717514-25-000008 · wk-form4a_1766447315.xml · derivative · entry 3

Maddock Kevin · CIK 0001717514 · EVP,ChiefRecurringRev.Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 66,667

Underlying: Common Stock · 33,333 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive one share of the Issuer's Common Stock upon vesting.

F4 · derivative.exercise_date: On December 17, 2024, the Reporting Person was granted 100,000 Restricted Stock Units, one-third of which vested on December 17, 2025. The remaining two-thirds will vest ratably on December 17, 2026 and December 17, 2027, generally subject to the Reporting Person continuing to be a Service Provider (as that term is defined in the Issuer's 2013 Equity Incentive Plan) through the applicable vesting date

F4 · derivative.expiration_date: On December 17, 2024, the Reporting Person was granted 100,000 Restricted Stock Units, one-third of which vested on December 17, 2025. The remaining two-thirds will vest ratably on December 17, 2026 and December 17, 2027, generally subject to the Reporting Person continuing to be a Service Provider (as that term is defined in the Issuer's 2013 Equity Incentive Plan) through the applicable vesting date

Read SEC document
December 17, 2025 Filed Dec 22, 2025 23:48 UTC Amendment
Maddock KevinEVP,ChiefRecurringRev.Officer
SaleCommon Stock 12,359 $4.02 $49,735.09
Disclosure

SEC source: 0001717514-25-000008 · wk-form4a_1766447315.xml · nonDerivative · entry 2

Maddock Kevin · CIK 0001717514 · EVP,ChiefRecurringRev.Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 173,704

F1 · deemedExecutionDate: The Reporting Person is amending his Form 4 filed December 19, 2025, to add automatic "sell-to-cover" transactions related to the payment of withholding tax obligations pursuant to the Issuer's policy for tax withholdings associated with Restricted Stock Unit vesting events. The sales occurred over a three-day period (December 18, 19 and 22, 2025) and were processed by the Company's stock plan administrator. The Reporting Person did not initiate the sales and had no control over the timing of the sales. The sales were not reported by the Company's stock plan administrator to the Reporting Person until December 22, 2025.

F2 · kind: Reported transaction is an automatically-triggered "sell-to-cover" transaction related to the payment of withholding tax obligations pursuant to the Issuer's policy for tax withholdings associated with Restricted Stock Unit vesting events. The Reporting Person did not initiate the sale.

F2 · shares: Reported transaction is an automatically-triggered "sell-to-cover" transaction related to the payment of withholding tax obligations pursuant to the Issuer's policy for tax withholdings associated with Restricted Stock Unit vesting events. The Reporting Person did not initiate the sale.

F2 · acquired: Reported transaction is an automatically-triggered "sell-to-cover" transaction related to the payment of withholding tax obligations pursuant to the Issuer's policy for tax withholdings associated with Restricted Stock Unit vesting events. The Reporting Person did not initiate the sale.

Read SEC document
December 17, 2025 Filed Dec 22, 2025 23:48 UTC Amendment
Maddock KevinEVP,ChiefRecurringRev.Officer
Exercise / conversionCommon Stock 33,333 $0.00 $0.00
Disclosure

SEC source: 0001717514-25-000008 · wk-form4a_1766447315.xml · nonDerivative · entry 1

Maddock Kevin · CIK 0001717514 · EVP,ChiefRecurringRev.Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 186,063

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 13, 2025 Filed Nov 17, 2025 22:43 UTC
Maddock KevinEVP,ChiefRecurringRev.Officer
Exercise / conversionRestricted Stock Units · Derivative 6,666 $0.00 $0.00
Disclosure

SEC source: 0001717514-25-000004 · wk-form4_1763419394.xml · derivative · entry 3

Maddock Kevin · CIK 0001717514 · EVP,ChiefRecurringRev.Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 13,334

Underlying: Common Stock · 6,666 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive one share of the Issuer's Common Stock upon vesting.

F3 · derivative.exercise_date: On November 13, 2024, the Reporting Person was granted 20,000 Restricted Stock Units, one-third of which vested on November 13, 2025. The remaining two-thirds vest ratably on November 13, 2026 and November 13, 2027, generally subject to the Reporting Person continuing to be a Service Provider (as such term is defined in the Issuer's 2013 Equity Incentive Plan) through the applicable vesting date.

F3 · derivative.expiration_date: On November 13, 2024, the Reporting Person was granted 20,000 Restricted Stock Units, one-third of which vested on November 13, 2025. The remaining two-thirds vest ratably on November 13, 2026 and November 13, 2027, generally subject to the Reporting Person continuing to be a Service Provider (as such term is defined in the Issuer's 2013 Equity Incentive Plan) through the applicable vesting date.

Read SEC document
November 13, 2025 Filed Nov 17, 2025 22:43 UTC
Maddock KevinEVP,ChiefRecurringRev.Officer
SaleCommon Stock 2,451 $3.82 $9,374.09
Disclosure

SEC source: 0001717514-25-000004 · wk-form4_1763419394.xml · nonDerivative · entry 2

Maddock Kevin · CIK 0001717514 · EVP,ChiefRecurringRev.Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 152,730

F1 · kind: Reported transaction is an automatically-triggered "sell-to-cover" transaction related to the payment of withholding tax obligations pursuant to the Issuer's policy for tax withholdings associated with Restricted Stock Unit vesting events. The Reporting Person did not initiate the sale.

F1 · shares: Reported transaction is an automatically-triggered "sell-to-cover" transaction related to the payment of withholding tax obligations pursuant to the Issuer's policy for tax withholdings associated with Restricted Stock Unit vesting events. The Reporting Person did not initiate the sale.

F1 · acquired: Reported transaction is an automatically-triggered "sell-to-cover" transaction related to the payment of withholding tax obligations pursuant to the Issuer's policy for tax withholdings associated with Restricted Stock Unit vesting events. The Reporting Person did not initiate the sale.

Read SEC document
November 13, 2025 Filed Nov 17, 2025 22:43 UTC
Maddock KevinEVP,ChiefRecurringRev.Officer
Exercise / conversionCommon Stock 6,666 $0.00 $0.00
Disclosure

SEC source: 0001717514-25-000004 · wk-form4_1763419394.xml · nonDerivative · entry 1

Maddock Kevin · CIK 0001717514 · EVP,ChiefRecurringRev.Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 155,181

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 22, 2025 Filed Sep 23, 2025 22:11 UTC
Rowe David W.CPO,CMO&EVPGlob.Transformation
Exercise / conversionRestricted Stock Units · Derivative 13,333 $0.00 $0.00
Disclosure

SEC source: 0001717500-25-000004 · wk-form4_1758665471.xml · derivative · entry 3

Rowe David W. · CIK 0001717500 · CPO,CMO&EVPGlob.Transformation

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 26,667

Underlying: Common Stock · 13,333 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive one share of the Issuer's Common Stock upon vesting.

F3 · derivative.exercise_date: On September 20, 2024, the Reporting Person was granted 40,000 Restricted Stock Units, one-third of which vested on September 20, 2025 (with an effective transaction date of Monday, September 22, 2025). The remaining two-thirds vest ratably on September 20, 2026, and September 20, 2027, generally subject to the Reporting Person continuing to be a Service Provider (as such term is defined in the Issuer's 2013 Equity Incentive Plan) through the applicable vesting date.

F3 · derivative.expiration_date: On September 20, 2024, the Reporting Person was granted 40,000 Restricted Stock Units, one-third of which vested on September 20, 2025 (with an effective transaction date of Monday, September 22, 2025). The remaining two-thirds vest ratably on September 20, 2026, and September 20, 2027, generally subject to the Reporting Person continuing to be a Service Provider (as such term is defined in the Issuer's 2013 Equity Incentive Plan) through the applicable vesting date.

Read SEC document
September 22, 2025 Filed Sep 23, 2025 22:11 UTC
Rowe David W.CPO,CMO&EVPGlob.Transformation
SaleCommon Stock 4,868 $4.65 $22,626.95
Disclosure

SEC source: 0001717500-25-000004 · wk-form4_1758665471.xml · nonDerivative · entry 2

Rowe David W. · CIK 0001717500 · CPO,CMO&EVPGlob.Transformation

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 432,957

F1 · kind: Reported transaction is an automatically-triggered "sell-to-cover" transaction related to the payment of withholding tax obligations pursuant to the Issuer's policy for tax withholdings associated with Performance Unit vesting events. The Reporting Person did not initiate the sale.

F1 · shares: Reported transaction is an automatically-triggered "sell-to-cover" transaction related to the payment of withholding tax obligations pursuant to the Issuer's policy for tax withholdings associated with Performance Unit vesting events. The Reporting Person did not initiate the sale.

F1 · acquired: Reported transaction is an automatically-triggered "sell-to-cover" transaction related to the payment of withholding tax obligations pursuant to the Issuer's policy for tax withholdings associated with Performance Unit vesting events. The Reporting Person did not initiate the sale.

Read SEC document
September 22, 2025 Filed Sep 23, 2025 22:11 UTC
Rowe David W.CPO,CMO&EVPGlob.Transformation
Exercise / conversionCommon Stock 13,333 $0.00 $0.00
Disclosure

SEC source: 0001717500-25-000004 · wk-form4_1758665471.xml · nonDerivative · entry 1

Rowe David W. · CIK 0001717500 · CPO,CMO&EVPGlob.Transformation

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 437,825

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 02, 2025 Filed Sep 2, 2025 21:17 UTC
Perica Michael L.EVP & Chief Financial Officer
SaleCommon Stock 100,249 $4.20 $420,614.73
Disclosure

SEC source: 0001635282-25-000201 · wk-form4_1756847855.xml · nonDerivative · entry 1

Perica Michael L. · CIK 0001824290 · EVP & Chief Financial Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 146,032

F1 · date: The reported sale of 100,249 shares occurred automatically pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on June 2, 2025.

F1 · kind: The reported sale of 100,249 shares occurred automatically pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on June 2, 2025.

F1 · shares: The reported sale of 100,249 shares occurred automatically pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on June 2, 2025.

F1 · price: The reported sale of 100,249 shares occurred automatically pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on June 2, 2025.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $4.12 to $4.325, inclusive. The Reporting Person undertakes to provide to Rimini Street, Inc., any security holder of Rimini Street, Inc., or the staff of the United States Securities and Exchange Commission, upon written request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote of this Form 4.

F1 · acquired: The reported sale of 100,249 shares occurred automatically pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on June 2, 2025.

F1 · ownership.direct: The reported sale of 100,249 shares occurred automatically pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on June 2, 2025.

Read SEC document
August 07, 2025 Filed Aug 7, 2025 22:28 UTC
Lyskawa NancyEVP & Chief Client Officer
Exercise / conversionEmployee Stock Options (Right to Buy) · Derivative 12,916 $0.00 Strike: $2.47 $0.00
Disclosure

SEC source: 0001635282-25-000197 · wk-form4_1754605686.xml · derivative · entry 4

Lyskawa Nancy · CIK 0001717861 · EVP & Chief Client Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 25,833

Underlying: Common Stock · 12,916 shares

Expires 2034-05-06

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: On May 6, 2024, the Reporting Person was granted 38,749 employee stock options, one-third of which vested on May 6, 2025. The remaining two-thirds will vest ratibly on May 6, 2026 and May 6, 2027, generally subject to the Reporting Person continuing to be a Service Provider (as such term is defined in the Issuer's 2013 Equity Incentive Plan) through the applicable vesting date.

Read SEC document
August 07, 2025 Filed Aug 7, 2025 22:28 UTC
Lyskawa NancyEVP & Chief Client Officer
SaleCommon Stock 11,428 $4.01 $45,803.42
Disclosure

SEC source: 0001635282-25-000197 · wk-form4_1754605686.xml · nonDerivative · entry 3

Lyskawa Nancy · CIK 0001717861 · EVP & Chief Client Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 160,609

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $4.00 to $4.02, inclusive. The Reporting Person undertakes to provide to Rimini Street, Inc., any security holder of Rimini Street, Inc., or the staff of the United States Securities and Exchange Commission, upon written request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote of this Form 4.

Read SEC document
August 07, 2025 Filed Aug 7, 2025 22:28 UTC
Lyskawa NancyEVP & Chief Client Officer
SaleCommon Stock 12,916 $4.00 $51,625.25
Disclosure

SEC source: 0001635282-25-000197 · wk-form4_1754605686.xml · nonDerivative · entry 2

Lyskawa Nancy · CIK 0001717861 · EVP & Chief Client Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 172,037

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $3.99 to $4.01, inclusive. The Reporting Person undertakes to provide to Rimini Street, Inc., any security holder of Rimini Street, Inc., or the staff of the United States Securities and Exchange Commission, upon written request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote of this Form 4.

Read SEC document
August 07, 2025 Filed Aug 7, 2025 22:28 UTC
Lyskawa NancyEVP & Chief Client Officer
Exercise / conversionCommon Stock 12,916 $2.47 $31,902.52
Disclosure

SEC source: 0001635282-25-000197 · wk-form4_1754605686.xml · nonDerivative · entry 1

Lyskawa Nancy · CIK 0001717861 · EVP & Chief Client Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 184,953

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 02, 2025 Filed Aug 5, 2025 22:37 UTC
Lyskawa NancyEVP & Chief Client Officer
Exercise / conversionRestricted Stock Units · Derivative 1,667 $0.00 $0.00
Disclosure

SEC source: 0001635282-25-000195 · wk-form4_1754433445.xml · derivative · entry 3

Lyskawa Nancy · CIK 0001717861 · EVP & Chief Client Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,667 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive one share of the Issuer's Common Stock upon vesting.

F3 · derivative.exercise_date: On August 2, 2022, the Reporting Person was granted 5,000 Restricted Stock Units, one-third of which vested on August 2, 2023, one-third of which vested on August 2, 2024 and one third of which vested on August 2, 2025, generally subject to the Reporting Person continuing to be a Service Provider (as such term is defined in the Issuer's 2013 Equity Incentive Plan) through the applicable vesting date.

F3 · derivative.expiration_date: On August 2, 2022, the Reporting Person was granted 5,000 Restricted Stock Units, one-third of which vested on August 2, 2023, one-third of which vested on August 2, 2024 and one third of which vested on August 2, 2025, generally subject to the Reporting Person continuing to be a Service Provider (as such term is defined in the Issuer's 2013 Equity Incentive Plan) through the applicable vesting date.

Read SEC document
August 02, 2025 Filed Aug 5, 2025 22:37 UTC
Lyskawa NancyEVP & Chief Client Officer
SaleCommon Stock 490 $4.06 $1,991.75
Disclosure

SEC source: 0001635282-25-000195 · wk-form4_1754433445.xml · nonDerivative · entry 2

Lyskawa Nancy · CIK 0001717861 · EVP & Chief Client Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 172,037

F1 · kind: Reported transaction is an automatically-triggered "sell-to-cover" transaction related to the payment of withholding tax obligations pursuant to the Issuer's policy for tax withholdings associated with Restricted Stock Unit vesting events. The Reporting Person did not initiate the sale.

F1 · shares: Reported transaction is an automatically-triggered "sell-to-cover" transaction related to the payment of withholding tax obligations pursuant to the Issuer's policy for tax withholdings associated with Restricted Stock Unit vesting events. The Reporting Person did not initiate the sale.

F1 · acquired: Reported transaction is an automatically-triggered "sell-to-cover" transaction related to the payment of withholding tax obligations pursuant to the Issuer's policy for tax withholdings associated with Restricted Stock Unit vesting events. The Reporting Person did not initiate the sale.

Read SEC document
August 02, 2025 Filed Aug 5, 2025 22:37 UTC
Lyskawa NancyEVP & Chief Client Officer
Exercise / conversionCommon Stock 1,667 $0.00 $0.00
Disclosure

SEC source: 0001635282-25-000195 · wk-form4_1754433445.xml · nonDerivative · entry 1

Lyskawa Nancy · CIK 0001717861 · EVP & Chief Client Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 172,527

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 02, 2025 Filed Aug 5, 2025 22:30 UTC
Maddock KevinEVP,ChiefRecurringRev.Officer
Exercise / conversionRestricted Stock Units · Derivative 3,334 $0.00 $0.00
Disclosure

SEC source: 0001635282-25-000193 · wk-form4_1754433050.xml · derivative · entry 3

Maddock Kevin · CIK 0001717514 · EVP,ChiefRecurringRev.Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 3,334 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive one share of the Issuer's Common Stock upon vesting.

F3 · derivative.exercise_date: On August 2, 2022, the Reporting Person was granted 10,000 Restricted Stock Units, one-third of which vested on August 2, 2023, one-third of which vested on August 2, 2024 and one third of which vested on August 2, 2025, generally subject to the Reporting Person continuing to be a Service Provider (as such term is defined in the Issuer's 2013 Equity Incentive Plan) through the applicable vesting date.

F3 · derivative.expiration_date: On August 2, 2022, the Reporting Person was granted 10,000 Restricted Stock Units, one-third of which vested on August 2, 2023, one-third of which vested on August 2, 2024 and one third of which vested on August 2, 2025, generally subject to the Reporting Person continuing to be a Service Provider (as such term is defined in the Issuer's 2013 Equity Incentive Plan) through the applicable vesting date.

Read SEC document
August 02, 2025 Filed Aug 5, 2025 22:30 UTC
Maddock KevinEVP,ChiefRecurringRev.Officer
SaleCommon Stock 1,222 $4.06 $4,967.19
Disclosure

SEC source: 0001635282-25-000193 · wk-form4_1754433050.xml · nonDerivative · entry 2

Maddock Kevin · CIK 0001717514 · EVP,ChiefRecurringRev.Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 148,515

F1 · kind: Reported transaction is an automatically-triggered "sell-to-cover" transaction related to the payment of withholding tax obligations pursuant to the Issuer's policy for tax withholdings associated with Restricted Stock Unit vesting events. The Reporting Person did not initiate the sale.

F1 · shares: Reported transaction is an automatically-triggered "sell-to-cover" transaction related to the payment of withholding tax obligations pursuant to the Issuer's policy for tax withholdings associated with Restricted Stock Unit vesting events. The Reporting Person did not initiate the sale.

F1 · acquired: Reported transaction is an automatically-triggered "sell-to-cover" transaction related to the payment of withholding tax obligations pursuant to the Issuer's policy for tax withholdings associated with Restricted Stock Unit vesting events. The Reporting Person did not initiate the sale.

Read SEC document
August 02, 2025 Filed Aug 5, 2025 22:30 UTC
Maddock KevinEVP,ChiefRecurringRev.Officer
Exercise / conversionCommon Stock 3,334 $0.00 $0.00
Disclosure

SEC source: 0001635282-25-000193 · wk-form4_1754433050.xml · nonDerivative · entry 1

Maddock Kevin · CIK 0001717514 · EVP,ChiefRecurringRev.Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 149,737

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 04, 2025 Filed Jun 5, 2025 22:56 UTC
Snyder Jay GDirector
GrantRestricted Stock Units · Derivative 55,727 $0.00 $0.00
Disclosure

SEC source: 0001635282-25-000172 · wk-form4_1749164086.xml · derivative · entry 3

Snyder Jay G · CIK 0001812784 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 55,727

Underlying: Common Stock · 55,727 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive one share of the Issuer's Common Stock upon vesting.

F3 · derivative.exercise_date: 100% of the Restricted Stock Units awarded will vest on the earlier to occur of (i) June 4, 2026 or (ii) the day before the date of the Issuer's 2026 Annual Meeting of Stockholders, contingent upon the Reporting Person's continued service as a member of the Issuer's Board of Directors through such date.

F3 · derivative.expiration_date: 100% of the Restricted Stock Units awarded will vest on the earlier to occur of (i) June 4, 2026 or (ii) the day before the date of the Issuer's 2026 Annual Meeting of Stockholders, contingent upon the Reporting Person's continued service as a member of the Issuer's Board of Directors through such date.

Read SEC document
June 04, 2025 Filed Jun 5, 2025 23:56 UTC
Murray Robin P.Director · 10% owner
GrantRestricted Stock Units · Derivative 55,727 $0.00 $0.00
Disclosure

SEC source: 0001635282-25-000174 · wk-form4_1749167629.xml · derivative · entry 12

Murray Robin P. · CIK 0001717449 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 55,727

Underlying: Common Stock · 55,727 shares

Expires not disclosed

F11 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive one share of the Issuer's Common Stock upon vesting.

F13 · derivative.exercise_date: 100% of the Restricted Stock Units awarded will vest on the earlier to occur of (i) June 4, 2026 or (ii) the day before the date of the Issuer's 2026 Annual Meeting of Stockholders, contingent upon the Reporting Person's continued service as a member of the Issuer's Board of Directors through such date.

F13 · derivative.expiration_date: 100% of the Restricted Stock Units awarded will vest on the earlier to occur of (i) June 4, 2026 or (ii) the day before the date of the Issuer's 2026 Annual Meeting of Stockholders, contingent upon the Reporting Person's continued service as a member of the Issuer's Board of Directors through such date.

Read SEC document
June 04, 2025 Filed Jun 5, 2025 22:27 UTC GrantRestricted Stock Units · Derivative 55,727 $0.00 $0.00
Disclosure

SEC source: 0001635282-25-000171 · wk-form4_1749162391.xml · derivative · entry 4

CAPELLI STEVEN M · CIK 0001279303 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 55,727

Underlying: Common Stock · 55,727 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive one share of the Issuer's Common Stock upon vesting.

F3 · derivative.exercise_date: 100% of the Restricted Stock Units awarded will vest on the earlier to occur of (i) June 4, 2026 or (ii) the day before the date of the Issuer's 2026 Annual Meeting of Stockholders, contingent upon the Reporting Person's continued service as a member of the Issuer's Board of Directors through such date.

F3 · derivative.expiration_date: 100% of the Restricted Stock Units awarded will vest on the earlier to occur of (i) June 4, 2026 or (ii) the day before the date of the Issuer's 2026 Annual Meeting of Stockholders, contingent upon the Reporting Person's continued service as a member of the Issuer's Board of Directors through such date.

Read SEC document
June 04, 2025 Filed Jun 5, 2025 20:54 UTC GrantRestricted Stock Unit · Derivative 55,727 $0.00 $0.00
Disclosure

SEC source: 0001104659-25-056890 · tm2517281-1_4sseq1.xml · derivative · entry 12

ADAMS STREET PARTNERS LLC · CIK 0001193586 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · See Footnote

Disclosed balance after: 55,727

Underlying: Common Stock · 55,727 shares

Expires not disclosed

F15 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive one share of the Issuer's common stock upon vesting.

F15 · shares: Each Restricted Stock Unit represents a contingent right to receive one share of the Issuer's common stock upon vesting.

F16 · derivative.exercise_date: 100% of the Restricted Stock Units awarded will vest on the earlier to occur of (i) June 4, 2026 or (ii) the day before the date of the Issuer's 2026 Annual Meeting of Stockholders, contingent upon Robin Murray's continued service as a member of the Issuer's Board of Directors through such date.

F16 · derivative.expiration_date: 100% of the Restricted Stock Units awarded will vest on the earlier to occur of (i) June 4, 2026 or (ii) the day before the date of the Issuer's 2026 Annual Meeting of Stockholders, contingent upon Robin Murray's continued service as a member of the Issuer's Board of Directors through such date.

F13 · ownership.nature: These Restricted Stock Units were granted to Robin Murray, a director of the Issuer, who is a partner of Adams Street Partners, LLC. Adams Street Partners, LLC is the managing member of the general partner of AS 2007, AS 2008 and AS 2009, the managing member of the general partner of the general partner of each of AS 2013, AS 2014, AS 2015, AS 2016 and AS VGVI, and the manager of ASRA. By agreement with the Funds, Mr. Murray is deemed to hold the Restricted Stock Units for the benefit of the Funds.

F14 · ownership.nature: The Restricted Stock Units may be deemed to be indirectly beneficially owned by Adams Street Partners, LLC. Each of Adams Street Partners, LLC and Thomas S. Bremner, Jeffrey T. Diehl, Brian Dudley, Robin Murray and Fred Wang, each of whom is a partner of Adams Street Partners, LLC (or a subsidiary thereof), disclaim beneficial ownership of the Restricted Stock Units except to the extent of their pecuniary interest therein.

Read SEC document
June 04, 2025 Filed Jun 5, 2025 23:45 UTC GrantRestricted Stock Units · Derivative 55,727 $0.00 $0.00
Disclosure

SEC source: 0001635282-25-000173 · wk-form4_1749166967.xml · derivative · entry 3

ACOSTA JACK L · CIK 0001225954 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 55,727

Underlying: Common Stock · 55,727 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive one share of the Issuer's Common Stock upon vesting.

F3 · derivative.exercise_date: 100% of the Restricted Stock Units awarded will vest on the earlier to occur of (i) June 4, 2026 or (ii) the day before the date of the Issuer's 2026 Annual Meeting of Stockholders, contingent upon the Reporting Person's continued service as a member of the Issuer's Board of Directors through such date.

F3 · derivative.expiration_date: 100% of the Restricted Stock Units awarded will vest on the earlier to occur of (i) June 4, 2026 or (ii) the day before the date of the Issuer's 2026 Annual Meeting of Stockholders, contingent upon the Reporting Person's continued service as a member of the Issuer's Board of Directors through such date.

Read SEC document
June 03, 2025 Filed Jun 5, 2025 22:56 UTC
Snyder Jay GDirector
Exercise / conversionRestricted Stock Units · Derivative 65,335 $0.00 $0.00
Disclosure

SEC source: 0001635282-25-000172 · wk-form4_1749164086.xml · derivative · entry 2

Snyder Jay G · CIK 0001812784 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 65,335 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive one share of the Issuer's Common Stock upon vesting.

F2 · derivative.exercise_date: On June 6, 2024, the Reporting Person was awarded 65,335 Restricted Stock Units, 100% of which vested on June 3, 2025, or the day before the date of the Issuer's 2025 Annual Meeting of Stockholders.

F2 · derivative.expiration_date: On June 6, 2024, the Reporting Person was awarded 65,335 Restricted Stock Units, 100% of which vested on June 3, 2025, or the day before the date of the Issuer's 2025 Annual Meeting of Stockholders.

Read SEC document
June 03, 2025 Filed Jun 5, 2025 22:56 UTC
Snyder Jay GDirector
Exercise / conversionCommon Stock 65,335 $0.00 $0.00
Disclosure

SEC source: 0001635282-25-000172 · wk-form4_1749164086.xml · nonDerivative · entry 1

Snyder Jay G · CIK 0001812784 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 226,018

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 03, 2025 Filed Jun 5, 2025 23:56 UTC
Murray Robin P.Director · 10% owner
Exercise / conversionRestricted Stock Units · Derivative 65,335 $0.00 $0.00
Disclosure

SEC source: 0001635282-25-000174 · wk-form4_1749167629.xml · derivative · entry 11

Murray Robin P. · CIK 0001717449 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 65,335 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F11 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive one share of the Issuer's Common Stock upon vesting.

F12 · derivative.exercise_date: On June 6, 2024, the Reporting Person was awarded 65,335 Restricted Stock Units, 100% of which vested on June 3, 2025, or the day before the date of the Issuer's 2025 Annual Meeting of Stockholders.

F12 · derivative.expiration_date: On June 6, 2024, the Reporting Person was awarded 65,335 Restricted Stock Units, 100% of which vested on June 3, 2025, or the day before the date of the Issuer's 2025 Annual Meeting of Stockholders.

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June 03, 2025 Filed Jun 5, 2025 23:56 UTC
Murray Robin P.Director · 10% owner
Exercise / conversionCommon Stock 65,335 $0.00 $0.00
Disclosure

SEC source: 0001635282-25-000174 · wk-form4_1749167629.xml · nonDerivative · entry 10

Murray Robin P. · CIK 0001717449 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 272,994

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F10 · ownership.direct: The shares of common stock were issued to the Reporting Person, Robin Murray, a director of the Issuer who is a partner of Adams Street Partners, LLC. Adams Street Partners, LLC is the managing member of the general partner of AS 2007, AS 2008, and AS 2009, the managing member of the general partner of the general partner of each of AS 2013, AS 2014, AS 2015, AS 2016 and AS VGVI (collectively, the "Funds") and the manager of ASRA. By agreement with the Funds, Mr. Murray is deemed to hold the shares of common stock for the benefit of the Funds. The shares of common stock may be deemed to be indirectly beneficially owned by Adams Street Partners, LLC. Adams Street Partners, LLC and Thomas S. Bremner, Jeffrey T. Diehl, Brian Dudley, the Reporting Person and Fred Wang, each of whom is a partner of Adams Street Partners, LLC (or a subsidiary thereof), disclaim beneficial ownership of the shares of common stock except to the extent of their pecuniary interest therein.

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June 03, 2025 Filed Jun 5, 2025 22:27 UTC Exercise / conversionRestricted Stock Units · Derivative 65,335 $0.00 $0.00
Disclosure

SEC source: 0001635282-25-000171 · wk-form4_1749162391.xml · derivative · entry 3

CAPELLI STEVEN M · CIK 0001279303 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 65,335 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive one share of the Issuer's Common Stock upon vesting.

F2 · derivative.exercise_date: On June 6, 2024, the Reporting Person was awarded 65,335 Restricted Stock Units, 100% of which vested on June 3, 2025, or the day before the date of the Issuer's 2025 Annual Meeting of Stockholders.

F2 · derivative.expiration_date: On June 6, 2024, the Reporting Person was awarded 65,335 Restricted Stock Units, 100% of which vested on June 3, 2025, or the day before the date of the Issuer's 2025 Annual Meeting of Stockholders.

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June 03, 2025 Filed Jun 5, 2025 22:27 UTC GrantCommon Stock 65,335 $0.00 $0.00
Disclosure

SEC source: 0001635282-25-000171 · wk-form4_1749162391.xml · nonDerivative · entry 1

CAPELLI STEVEN M · CIK 0001279303 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 272,994

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.