Last 12 months
Inside the activity.
0 purchase rows · 52 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 1 |
| Dec 2025 | 0 | 4 |
| Jan 2026 | 0 | 1 |
| Feb 2026 | 0 | 0 |
| Mar 2026 | 0 | 18 |
| Apr 2026 | 0 | 13 |
| May 2026 | 0 | 11 |
| Jun 2026 | 0 | 0 |
| Jul 2026 | 0 | 0 |
| Aug 2026 | 0 | 0 |
| Sep 2026 | 0 | 4 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| February 06, 2019 Filed Feb 8, 2019 22:56 UTC |
Murray Robin P.Director · 10% owner
|
Exercise / conversionRestricted Stock Unit · Derivative | 11,627 | $0.00 | $0.00 |
DisclosureSEC source: 0001638599-19-000210 · doc4_5931.xml · derivative · entry 11 Murray Robin P. · CIK 0001717449 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 11,627 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F10 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive one share of the Issuer's Common Stock upon vesting. F11 · shares: These Restricted Stock Units were granted to Robin Murray, a director of the Issuer, who is a partner of Adams Street Partners, LLC. Adams Street Partners, LLC is the managing member of the general partner of AS 2007, AS 2008 and AS 2009, is the managing member of the general partner of the general partner of AS 2013, AS 2014, AS 2015, AS 2016 and AS VGVI (collectively, the "Funds") and is the manager of ASRA. By agreement with the Funds, Mr. Murray disclaims beneficial ownership of the Restricted Stock Units except to the extent of his pecuniary interest therein. F12 · derivative.exercise_date: On February 6, 2018, the reporting person was granted 11,627 Restricted Stock Units which vested 100% on February 6, 2019. F12 · derivative.expiration_date: On February 6, 2018, the reporting person was granted 11,627 Restricted Stock Units which vested 100% on February 6, 2019. Read SEC document |
| February 06, 2019 Filed Feb 8, 2019 22:56 UTC |
Murray Robin P.Director · 10% owner
|
Exercise / conversionCommon Stock | 11,627 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001638599-19-000210 · doc4_5931.xml · nonDerivative · entry 1 Murray Robin P. · CIK 0001717449 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,627 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F10 · price: Each Restricted Stock Unit represents a contingent right to receive one share of the Issuer's Common Stock upon vesting. F13 · balance_after: The shares of Common Stock delivered upon vesting of the Restricted Stock Units were issued to Robin Murray, a director of the Issuer, who is a partner of Adams Street Partners, LLC. Adams Street Partners, LLC is the managing member of the general partner of AS 2007, AS 2008 and AS 2009, is the managing member of the general partner of the general partner of AS 2013, AS 2014, AS 2015, AS 2016 and AS VGVI (collectively, the "Funds") and is the manager of ASRA. By agreement with the Funds, Mr. Murray disclaims beneficial ownership of the shares of Common Stock except to the extent of his pecuniary interest therein. Read SEC document |
| February 06, 2019 Filed Feb 8, 2019 22:47 UTC |
Bonchristiano AntonioDirector
|
Exercise / conversionRestricted Stock Unit · Derivative | 11,627 | $0.00 | $0.00 |
DisclosureSEC source: 0001638599-19-000206 · doc4_5935.xml · derivative · entry 2 Bonchristiano Antonio · CIK 0001642661 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 11,627 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive one share of the Issuer's Common Stock upon vesting. F2 · derivative.exercise_date: On February 6, 2018, the reporting person was granted 11,627 Restricted Stock Units which vested 100% on February 6, 2019. F2 · derivative.expiration_date: On February 6, 2018, the reporting person was granted 11,627 Restricted Stock Units which vested 100% on February 6, 2019. Read SEC document |
| February 06, 2019 Filed Feb 8, 2019 22:47 UTC |
Bonchristiano AntonioDirector
|
Exercise / conversionCommon Stock | 11,627 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001638599-19-000206 · doc4_5935.xml · nonDerivative · entry 1 Bonchristiano Antonio · CIK 0001642661 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,127 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each Restricted Stock Unit represents a contingent right to receive one share of the Issuer's Common Stock upon vesting. Read SEC document |
| February 06, 2019 Filed Feb 8, 2019 22:35 UTC |
CAPELLI STEVEN MDirector
|
Exercise / conversionRestricted Stock Unit · Derivative | 11,627 | $0.00 | $0.00 |
DisclosureSEC source: 0001638599-19-000205 · doc4_5936.xml · derivative · entry 3 CAPELLI STEVEN M · CIK 0001279303 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 11,627 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive one share of the Issuer's Common Stock upon vesting. F2 · derivative.exercise_date: On February 6, 2018, the reporting person was granted 11,627 Restricted Stock Units which vested 100% on February 6, 2019. F2 · derivative.expiration_date: On February 6, 2018, the reporting person was granted 11,627 Restricted Stock Units which vested 100% on February 6, 2019. Read SEC document |
| February 06, 2019 Filed Feb 8, 2019 22:35 UTC |
CAPELLI STEVEN MDirector
|
Exercise / conversionCommon Stock | 11,627 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001638599-19-000205 · doc4_5936.xml · nonDerivative · entry 1 CAPELLI STEVEN M · CIK 0001279303 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,627 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each Restricted Stock Unit represents a contingent right to receive one share of the Issuer's Common Stock upon vesting. Read SEC document |
| February 06, 2019 Filed Feb 8, 2019 17:55 UTC |
TAYLOR MARGARETDirector
|
Exercise / conversionRestricted Stock Unit · Derivative | 11,627 | $0.00 | $0.00 |
DisclosureSEC source: 0001638599-19-000209 · doc4_5932.xml · derivative · entry 3 TAYLOR MARGARET · CIK 0001205426 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 11,627 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive one share of the Issuer's Common Stock upon vesting. F2 · derivative.exercise_date: On February 6, 2018, the reporting person was granted 11,627 Restricted Stock Units which vested 100% on February 6, 2019. F2 · derivative.expiration_date: On February 6, 2018, the reporting person was granted 11,627 Restricted Stock Units which vested 100% on February 6, 2019. Read SEC document |
| February 06, 2019 Filed Feb 8, 2019 17:55 UTC |
TAYLOR MARGARETDirector
|
Exercise / conversionCommon Stock | 11,627 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001638599-19-000209 · doc4_5932.xml · nonDerivative · entry 1 TAYLOR MARGARET · CIK 0001205426 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,627 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each Restricted Stock Unit represents a contingent right to receive one share of the Issuer's Common Stock upon vesting. Read SEC document |
| February 06, 2019 Filed Feb 8, 2019 22:55 UTC |
ACOSTA JACK LDirector
|
Exercise / conversionRestricted Stock Unit · Derivative | 11,627 | $0.00 | $0.00 |
DisclosureSEC source: 0001638599-19-000208 · doc4_5933.xml · derivative · entry 2 ACOSTA JACK L · CIK 0001225954 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 11,627 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive one share of the Issuer's Common Stock upon vesting. F2 · derivative.exercise_date: On February 6, 2018, the reporting person was granted 11,627 Restricted Stock Units which vested 100% on February 6, 2019. F2 · derivative.expiration_date: On February 6, 2018, the reporting person was granted 11,627 Restricted Stock Units which vested 100% on February 6, 2019. Read SEC document |
| February 06, 2019 Filed Feb 8, 2019 22:55 UTC |
ACOSTA JACK LDirector
|
Exercise / conversionCommon Stock | 11,627 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001638599-19-000208 · doc4_5933.xml · nonDerivative · entry 1 ACOSTA JACK L · CIK 0001225954 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,627 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each Restricted Stock Unit represents a contingent right to receive one share of the Issuer's Common Stock upon vesting. Read SEC document |
| February 06, 2019 Filed Feb 8, 2019 17:34 UTC |
ASHBURN TOMDirector
|
Exercise / conversionRestricted Stock Unit · Derivative | 11,627 | $0.00 | $0.00 |
DisclosureSEC source: 0001638599-19-000204 · doc4_5937.xml · derivative · entry 2 ASHBURN TOM · CIK 0001219678 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 11,627 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive one share of the Issuer's Common Stock upon vesting. F2 · derivative.exercise_date: On February 6, 2018, the reporting person was granted 11,627 Restricted Stock Units which vested 100% on February 6, 2019. F2 · derivative.expiration_date: On February 6, 2018, the reporting person was granted 11,627 Restricted Stock Units which vested 100% on February 6, 2019. Read SEC document |
| February 06, 2019 Filed Feb 8, 2019 17:34 UTC |
ASHBURN TOMDirector
|
Exercise / conversionCommon Stock | 11,627 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001638599-19-000204 · doc4_5937.xml · nonDerivative · entry 1 ASHBURN TOM · CIK 0001219678 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,127 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each Restricted Stock Unit represents a contingent right to receive one share of the Issuer's Common Stock upon vesting. Read SEC document |
| February 06, 2019 Filed Feb 8, 2019 23:30 UTC |
Shay Thomas C.Director · SVP Global Operations
|
SaleCommon Stock | 3,100 | $5.32 | $16,480.84 |
DisclosureSEC source: 0001638599-19-000212 · doc4_5938.xml · nonDerivative · entry 1 Shay Thomas C. · CIK 0001717513 · Director · SVP Global Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,762,257 F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person. F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $5.28 to $5.37, inclusive. The Reporting Person undertakes to provide to Rimini Street, Inc., any security holder of Rimini Street, Inc., or the staff of the Securities and Exchange Commission, upon written request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote of this Form 4. Read SEC document |
| February 06, 2019 Filed Feb 11, 2019 11:04 UTC |
ADAMS STREET PARTNERS LLC10% owner
|
Exercise / conversionRestricted Stock Unit · Derivative | 11,627 | $0.00 | $0.00 |
DisclosureSEC source: 0001144204-19-005952 · tv512955_4.xml · derivative · entry 11 ADAMS STREET PARTNERS LLC · CIK 0001193586 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 0 Underlying: Common Stock · 11,627 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F10 · derivative.exercise_price: On February 6, 2018, Robin Murray, a director of the Issuer and partner of Adams Street Partners, LLC, was granted 11,627 Restricted Stock Units which vested 100% on February 6, 2019. Each Restricted Stock Unit represents a contingent right to receive one share of the Issuer's common stock upon vesting. F10 · shares: On February 6, 2018, Robin Murray, a director of the Issuer and partner of Adams Street Partners, LLC, was granted 11,627 Restricted Stock Units which vested 100% on February 6, 2019. Each Restricted Stock Unit represents a contingent right to receive one share of the Issuer's common stock upon vesting. F10 · derivative.exercise_date: On February 6, 2018, Robin Murray, a director of the Issuer and partner of Adams Street Partners, LLC, was granted 11,627 Restricted Stock Units which vested 100% on February 6, 2019. Each Restricted Stock Unit represents a contingent right to receive one share of the Issuer's common stock upon vesting. F10 · derivative.expiration_date: On February 6, 2018, Robin Murray, a director of the Issuer and partner of Adams Street Partners, LLC, was granted 11,627 Restricted Stock Units which vested 100% on February 6, 2019. Each Restricted Stock Unit represents a contingent right to receive one share of the Issuer's common stock upon vesting. F13 · ownership.nature: These Restricted Stock Units were granted to Robin Murray, a director of the Issuer, who is a partner of Adams Street Partners, LLC. Adams Street Partners, LLC is the managing member of the general partner of AS 2007, AS 2008 and AS 2009, the managing member of the general partner of the general partner of each of AS 2013, AS 2014, AS 2015, AS 2016 and AS VGVI (collectively, the "Funds"), and the manager of ASRA. By agreement with the Funds, Mr. Murray is deemed to hold the Restricted Stock Units for the benefit of the Funds. F14 · ownership.nature: The Restricted Stock Units may be deemed to be indirectly beneficially owned by Adams Street Partners, LLC. Adams Street Partners, LLC and Thomas S. Bremner, Jeffrey T. Diehl, Elisha P. Gould, Robin Murray, Fred Wang and Michael R. Zappert, each of whom is a partner of Adams Street Partners, LLC (or a subsidiary thereof), disclaim beneficial ownership of the Restricted Stock Units except to the extent of their pecuniary interest therein. Read SEC document |
| February 06, 2019 Filed Feb 11, 2019 11:04 UTC |
ADAMS STREET PARTNERS LLC10% owner
|
Exercise / conversionCommon Stock | 11,627 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001144204-19-005952 · tv512955_4.xml · nonDerivative · entry 10 ADAMS STREET PARTNERS LLC · CIK 0001193586 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 11,627 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F10 · price: On February 6, 2018, Robin Murray, a director of the Issuer and partner of Adams Street Partners, LLC, was granted 11,627 Restricted Stock Units which vested 100% on February 6, 2019. Each Restricted Stock Unit represents a contingent right to receive one share of the Issuer's common stock upon vesting. F11 · ownership.nature: The shares of common stock delivered upon vesting of the Restricted Stock Units were issued to Robin Murray, a director of the Issuer, who is a partner of Adams Street Partners, LLC. Adams Street Partners, LLC is the managing member of the general partner of AS 2007, AS 2008 and AS 2009, is the managing member of the general partner of the general partner of AS 2013, AS 2014, AS 2015, AS 2016 and AS VGVI (collectively, the "Funds") and is the manager of ASRA. By agreement with the Funds, Mr. Murray is deemed to hold the common stock for the benefit of the Funds. F12 · ownership.nature: The common stock may be deemed to be indirectly beneficially owned by Adams Street Partners, LLC. Adams Street Partners, LLC and Thomas S. Bremner, Jeffrey T. Diehl, Elisha P. Gould, Robin Murray, Fred Wang and Michael R. Zappert, each of whom is a partner of Adams Street Partners, LLC (or a subsidiary thereof), disclaim beneficial ownership of the common stock except to the extent of their pecuniary interest therein. Read SEC document |
| January 11, 2019 Filed Jan 12, 2019 00:19 UTC |
Shay Thomas C.Director · SVP Global Operations
|
SaleCommon Stock | 4,000 | $5.40 | $21,592.40 |
DisclosureSEC source: 0001638599-19-000084 · doc4_5871.xml · nonDerivative · entry 3 Shay Thomas C. · CIK 0001717513 · Director · SVP Global Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,765,357 F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person. F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $5.1254 to $5.5868, inclusive. The Reporting Person undertakes to provide to Rimini Street, Inc., any security holder of Rimini Street, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote of this Form 4. Read SEC document |
| January 10, 2019 Filed Jan 12, 2019 00:19 UTC |
Shay Thomas C.Director · SVP Global Operations
|
SaleCommon Stock | 5,800 | $5.36 | $31,061.90 |
DisclosureSEC source: 0001638599-19-000084 · doc4_5871.xml · nonDerivative · entry 2 Shay Thomas C. · CIK 0001717513 · Director · SVP Global Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,769,357 F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person. F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $5.26 to $5.4499, inclusive. The Reporting Person undertakes to provide to Rimini Street, Inc., any security holder of Rimini Street, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote of this Form 4. Read SEC document |
| January 09, 2019 Filed Jan 12, 2019 00:19 UTC |
Shay Thomas C.Director · SVP Global Operations
|
SaleCommon Stock | 5,200 | $5.51 | $28,649.92 |
DisclosureSEC source: 0001638599-19-000084 · doc4_5871.xml · nonDerivative · entry 1 Shay Thomas C. · CIK 0001717513 · Director · SVP Global Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,775,157 F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person. F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $5.34 to $5.72, inclusive. The Reporting Person undertakes to provide to Rimini Street, Inc., any security holder of Rimini Street, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote of this Form 4. Read SEC document |
| January 02, 2019 Filed Jan 4, 2019 18:28 UTC |
Fleiss AndrewDirector
|
GrantRestricted Stock Unit · Derivative | 27,829 | $0.00 | $0.00 |
DisclosureSEC source: 0001638599-19-000067 · doc4_5850.xml · derivative · entry 2 Fleiss Andrew · CIK 0001718718 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 27,829 Underlying: Common Stock · 27,829 shares Expires not disclosed F1 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive one share of the Issuer's Common Stock upon vesting. F2 · derivative.exercise_date: 100% of the Restricted Stock Units awarded will vest on January 2, 2020, contingent upon the Reporting Person's continued service as a member of the Issuer's Board of Directors through such date. F2 · derivative.expiration_date: 100% of the Restricted Stock Units awarded will vest on January 2, 2020, contingent upon the Reporting Person's continued service as a member of the Issuer's Board of Directors through such date. Read SEC document |
| January 02, 2019 Filed Jan 4, 2019 23:36 UTC |
Murray Robin P.Director · 10% owner
|
GrantRestricted Stock Unit · Derivative | 27,829 | $0.00 | $0.00 |
DisclosureSEC source: 0001638599-19-000070 · doc4_5848.xml · derivative · entry 10 Murray Robin P. · CIK 0001717449 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 27,829 Underlying: Common Stock · 27,829 shares Expires not disclosed F10 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive one share of the Issuer's Common Stock upon vesting. F11 · shares: These Restricted Stock Units were granted to Robin Murray, a director of the Issuer, who is a partner of Adams Street Partners, LLC. Adams Street Partners, LLC is the managing member of the general partner of AS 2007, AS 2008 and AS 2009, is the managing member of the general partner of the general partner of AS 2013, AS 2014, AS 2015, AS 2016 and AS VGVI (collectively, the "Funds") and is the manager of ASRA. By agreement with the Funds, Mr. Murray disclaims beneficial ownership of the Restricted Stock Units except to the extent of his pecuniary interest therein. F12 · derivative.exercise_date: 100% of the Restricted Stock Units awarded will vest on January 2, 2020, contingent upon the Reporting Person's continued service as a member of the Issuer's Board of Directors through such date. F12 · derivative.expiration_date: 100% of the Restricted Stock Units awarded will vest on January 2, 2020, contingent upon the Reporting Person's continued service as a member of the Issuer's Board of Directors through such date. Read SEC document |
| January 02, 2019 Filed Jan 4, 2019 23:21 UTC |
Bonchristiano AntonioDirector
|
GrantRestricted Stock Unit · Derivative | 27,829 | $0.00 | $0.00 |
DisclosureSEC source: 0001638599-19-000065 · doc4_5851.xml · derivative · entry 2 Bonchristiano Antonio · CIK 0001642661 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 27,829 Underlying: Common Stock · 27,829 shares Expires not disclosed F1 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive one share of the Issuer's Common Stock upon vesting. F2 · derivative.exercise_date: 100% of the Restricted Stock Units awarded will vest on January 2, 2020, contingent upon the Reporting Person's continued service as a member of the Issuer's Board of Directors through such date. F2 · derivative.expiration_date: 100% of the Restricted Stock Units awarded will vest on January 2, 2020, contingent upon the Reporting Person's continued service as a member of the Issuer's Board of Directors through such date. Read SEC document |
| January 02, 2019 Filed Jan 4, 2019 23:21 UTC |
CAPELLI STEVEN MDirector
|
GrantRestricted Stock Unit · Derivative | 27,829 | $0.00 | $0.00 |
DisclosureSEC source: 0001638599-19-000064 · doc4_5853.xml · derivative · entry 2 CAPELLI STEVEN M · CIK 0001279303 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 27,829 Underlying: Common Stock · 27,829 shares Expires not disclosed F1 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive one share of the Issuer's Common Stock upon vesting. F2 · derivative.exercise_date: 100% of the Restricted Stock Units awarded will vest on January 2, 2020, contingent upon the Reporting Person's continued service as a member of the Issuer's Board of Directors through such date. F2 · derivative.expiration_date: 100% of the Restricted Stock Units awarded will vest on January 2, 2020, contingent upon the Reporting Person's continued service as a member of the Issuer's Board of Directors through such date. Read SEC document |
| January 02, 2019 Filed Jan 4, 2019 23:43 UTC |
ADAMS STREET PARTNERS LLC10% owner
|
GrantRestricted Stock Unit · Derivative | 27,829 | $0.00 | $0.00 |
DisclosureSEC source: 0001144204-19-000721 · tv510400_4.xml · derivative · entry 10 ADAMS STREET PARTNERS LLC · CIK 0001193586 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 27,829 Underlying: Common Stock · 27,829 shares Expires not disclosed F10 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive one share of the Issuer's common stock upon vesting. F11 · derivative.exercise_date: 100% of the Restricted Stock Units awarded will vest on January 2, 2020, contingent upon Robin Murray's continued service as a member of the Issuer's Board of Directors through such date. F11 · derivative.expiration_date: 100% of the Restricted Stock Units awarded will vest on January 2, 2020, contingent upon Robin Murray's continued service as a member of the Issuer's Board of Directors through such date. F12 · ownership.nature: These Restricted Stock Units were granted to Robin Murray, a director of the Issuer, who is a partner of Adams Street Partners, LLC. Adams Street Partners, LLC is the managing member of the general partner of AS 2007, AS 2008 and AS 2009, the managing member of the general partner of the general partner of each of AS 2013, AS 2014, AS 2015, AS 2016 and AS VGVI (collectively, the "Funds"), and the manager of ASRA. By agreement with the Funds, Mr. Murray is deemed to hold the Restricted Stock Units for the benefit of the Funds. F13 · ownership.nature: The Restricted Stock Units may be deemed to be indirectly beneficially owned by Adams Street Partners, LLC. Adams Street Partners, LLC and Thomas S. Bremner, Jeffrey T. Diehl, Elisha P. Gould, Robin Murray, Fred Wang and Michael R. Zappert, each of whom is a partner of Adams Street Partners, LLC (or a subsidiary thereof), disclaim beneficial ownership of the Restricted Stock Units except to the extent of their pecuniary interest therein. Read SEC document |
| January 02, 2019 Filed Jan 4, 2019 18:32 UTC |
TAYLOR MARGARETDirector
|
GrantRestricted Stock Unit · Derivative | 27,829 | $0.00 | $0.00 |
DisclosureSEC source: 0001638599-19-000069 · doc4_5841.xml · derivative · entry 2 TAYLOR MARGARET · CIK 0001205426 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 27,829 Underlying: Common Stock · 27,829 shares Expires not disclosed F1 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive one share of the Issuer's Common Stock upon vesting. F2 · derivative.exercise_date: 100% of the Restricted Stock Units awarded will vest on January 2, 2020 contingent upon the Reporting Person's continued service as a member of the Issuer's Board of Directors through such date. F2 · derivative.expiration_date: 100% of the Restricted Stock Units awarded will vest on January 2, 2020 contingent upon the Reporting Person's continued service as a member of the Issuer's Board of Directors through such date. Read SEC document |
| January 02, 2019 Filed Jan 4, 2019 18:26 UTC |
ASHBURN TOMDirector
|
GrantRestricted Stock Unit · Derivative | 27,829 | $0.00 | $0.00 |
DisclosureSEC source: 0001638599-19-000066 · doc4_5852.xml · derivative · entry 2 ASHBURN TOM · CIK 0001219678 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 27,829 Underlying: Common Stock · 27,829 shares Expires not disclosed F1 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive one share of the Issuer's Common Stock upon vesting. F2 · derivative.exercise_date: 100% of the Restricted Stock Units awarded will vest on January 2, 2020, contingent upon the Reporting Person's continued service as a member of the Issuer's Board of Directors through such date. F2 · derivative.expiration_date: 100% of the Restricted Stock Units awarded will vest on January 2, 2020, contingent upon the Reporting Person's continued service as a member of the Issuer's Board of Directors through such date. Read SEC document |
| January 02, 2019 Filed Jan 4, 2019 23:30 UTC |
ACOSTA JACK LDirector
|
GrantRestricted Stock Unit · Derivative | 27,829 | $0.00 | $0.00 |
DisclosureSEC source: 0001638599-19-000068 · doc4_5849.xml · derivative · entry 2 ACOSTA JACK L · CIK 0001225954 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 27,829 Underlying: Common Stock · 27,829 shares Expires not disclosed F1 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive one share of the Issuer's Common Stock upon vesting. F2 · derivative.exercise_date: 100% of the Restricted Stock Units awarded will vest on January 2, 2020, contingent upon the Reporting Person's continued service as a member of the Issuer's Board of Directors through such date. F2 · derivative.expiration_date: 100% of the Restricted Stock Units awarded will vest on January 2, 2020, contingent upon the Reporting Person's continued service as a member of the Issuer's Board of Directors through such date. Read SEC document |
| December 31, 2018 Filed Jan 4, 2019 01:16 UTC |
Shay Thomas C.Director · SVP Global Operations
|
SaleCommon Stock | 2,800 | $5.01 | $14,024.64 |
DisclosureSEC source: 0001638599-19-000038 · doc4_5854.xml · nonDerivative · entry 1 Shay Thomas C. · CIK 0001717513 · Director · SVP Global Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,780,357 F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person. F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $5.00 to $5.021, inclusive. The Reporting Person undertakes to provide to Rimini Street, Inc., any security holder of Rimini Street, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote of this Form 4. Read SEC document |
| December 28, 2018 Filed Dec 29, 2018 01:23 UTC |
Shay Thomas C.Director · SVP Global Operations
|
SaleCommon Stock | 10,708 | $5.01 | $53,656.72 |
DisclosureSEC source: 0001638599-18-001346 · doc4_5833.xml · nonDerivative · entry 3 Shay Thomas C. · CIK 0001717513 · Director · SVP Global Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,783,157 F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person. F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $5.00 to $5.05, inclusive. The Reporting Person undertakes to provide to Rimini Street, Inc., any security holder of Rimini Street, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote of this Form 4. Read SEC document |
| December 27, 2018 Filed Dec 29, 2018 01:23 UTC |
Shay Thomas C.Director · SVP Global Operations
|
SaleCommon Stock | 2 | $5.00 | $10.00 |
DisclosureSEC source: 0001638599-18-001346 · doc4_5833.xml · nonDerivative · entry 2 Shay Thomas C. · CIK 0001717513 · Director · SVP Global Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,793,865 F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person. Read SEC document |
| December 26, 2018 Filed Dec 29, 2018 01:23 UTC |
Shay Thomas C.Director · SVP Global Operations
|
SaleCommon Stock | 990 | $5.00 | $4,950.00 |
DisclosureSEC source: 0001638599-18-001346 · doc4_5833.xml · nonDerivative · entry 1 Shay Thomas C. · CIK 0001717513 · Director · SVP Global Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,793,867 F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person. Read SEC document |
| December 11, 2018 Filed Dec 13, 2018 02:17 UTC |
Ravin Seth A.Director · CEO and Chairman of the Board · 10% owner
|
SaleCommon Stock | 200 | $5.00 | $1,000.00 |
DisclosureSEC source: 0001638599-18-001341 · doc4_5825.xml · nonDerivative · entry 3 Ravin Seth A. · CIK 0001717716 · Director · CEO and Chairman of the Board · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · Through the SAR Trust Disclosed balance after: 13,297,185 F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person. Read SEC document |
| December 11, 2018 Filed Dec 13, 2018 02:16 UTC |
Shay Thomas C.Director · SVP Global Operations
|
SaleCommon Stock | 200 | $5.00 | $1,000.00 |
DisclosureSEC source: 0001638599-18-001340 · doc4_5824.xml · nonDerivative · entry 2 Shay Thomas C. · CIK 0001717513 · Director · SVP Global Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,794,857 F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person. Read SEC document |
| December 10, 2018 Filed Dec 13, 2018 02:17 UTC |
Ravin Seth A.Director · CEO and Chairman of the Board · 10% owner
|
SaleCommon Stock | 100 | $5.04 | $504.00 |
DisclosureSEC source: 0001638599-18-001341 · doc4_5825.xml · nonDerivative · entry 2 Ravin Seth A. · CIK 0001717716 · Director · CEO and Chairman of the Board · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · Through the SAR Trust Disclosed balance after: 13,297,385 F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person. Read SEC document |
| December 10, 2018 Filed Dec 13, 2018 02:17 UTC |
Ravin Seth A.Director · CEO and Chairman of the Board · 10% owner
|
SaleCommon Stock | 100 | $5.03 | $503.00 |
DisclosureSEC source: 0001638599-18-001341 · doc4_5825.xml · nonDerivative · entry 1 Ravin Seth A. · CIK 0001717716 · Director · CEO and Chairman of the Board · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · Through the SAR Trust Disclosed balance after: 13,297,485 F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person. Read SEC document |
| December 10, 2018 Filed Dec 13, 2018 02:16 UTC |
Shay Thomas C.Director · SVP Global Operations
|
SaleCommon Stock | 300 | $5.06 | $1,517.01 |
DisclosureSEC source: 0001638599-18-001340 · doc4_5824.xml · nonDerivative · entry 1 Shay Thomas C. · CIK 0001717513 · Director · SVP Global Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,795,057 F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person. F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $5.03 to $5.10, inclusive. The Reporting Person undertakes to provide to Rimini Street, Inc., any security holder of Rimini Street, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote of this Form 4. Read SEC document |
| November 30, 2018 Filed Dec 4, 2018 00:03 UTC |
Maddock KevinSVP, Global Sales - Recurring
|
Exercise / conversionEmployee Stock Option (Right to Buy) - ISO · Derivative | 101,132 | $0.00 Strike: $1.19 | $0.00 |
DisclosureSEC source: 0001638599-18-001302 · doc4_5800.xml · derivative · entry 5 Maddock Kevin · CIK 0001717514 · SVP, Global Sales - Recurring 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 149,000 Underlying: Common Stock · 101,132 shares Expires 2022-05-07 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: The shares subject to the option are fully-vested and exercisable. Read SEC document |
| November 30, 2018 Filed Dec 4, 2018 00:03 UTC |
Maddock KevinSVP, Global Sales - Recurring
|
Exercise / conversionEmployee Stock Option (Right to Buy) - NQ · Derivative | 14,493 | $0.00 Strike: $0.87 | $0.00 |
DisclosureSEC source: 0001638599-18-001302 · doc4_5800.xml · derivative · entry 4 Maddock Kevin · CIK 0001717514 · SVP, Global Sales - Recurring 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 14,493 shares Expires 2018-12-31 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · kind: The option exercises and sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person. F1 · derivative.exercise_date: The shares subject to the option are fully-vested and exercisable. Read SEC document |
| November 30, 2018 Filed Dec 4, 2018 00:03 UTC |
Maddock KevinSVP, Global Sales - Recurring
|
Exercise / conversionCommon Stock | 101,132 | $1.19 | $120,347.08 |
DisclosureSEC source: 0001638599-18-001302 · doc4_5800.xml · nonDerivative · entry 3 Maddock Kevin · CIK 0001717514 · SVP, Global Sales - Recurring 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 153,865 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 30, 2018 Filed Dec 4, 2018 00:03 UTC |
Maddock KevinSVP, Global Sales - Recurring
|
SaleCommon Stock | 14,493 | $5.18 | $75,073.74 |
DisclosureSEC source: 0001638599-18-001302 · doc4_5800.xml · nonDerivative · entry 2 Maddock Kevin · CIK 0001717514 · SVP, Global Sales - Recurring 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 52,733 F2 · kind: The option exercises and sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person. F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $5.06 to $5.35, inclusive. The Reporting Person undertakes to provide to Rimini Street, Inc., any security holder of Rimini Street, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote of this Form 4. Read SEC document |
| November 30, 2018 Filed Dec 4, 2018 00:03 UTC |
Maddock KevinSVP, Global Sales - Recurring
|
Exercise / conversionCommon Stock | 14,493 | $0.87 | $12,608.91 |
DisclosureSEC source: 0001638599-18-001302 · doc4_5800.xml · nonDerivative · entry 1 Maddock Kevin · CIK 0001717514 · SVP, Global Sales - Recurring 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 67,226 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · kind: The option exercises and sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person. Read SEC document |
| November 29, 2018 Filed Nov 29, 2018 22:25 UTC |
Maddock KevinSVP, Global Sales - Recurring
|
Exercise / conversionEmployee Stock Option (Right to Buy) - NQ · Derivative | 18,185 | $0.00 Strike: $0.87 | $0.00 |
DisclosureSEC source: 0001638599-18-001296 · doc4_5794.xml · derivative · entry 11 Maddock Kevin · CIK 0001717514 · SVP, Global Sales - Recurring 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,493 Underlying: Common Stock · 18,185 shares Expires 2018-12-31 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · kind: The option exercises and sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person. F1 · derivative.exercise_date: The shares subject to the option are fully-vested and exercisable. Read SEC document |
| November 29, 2018 Filed Nov 29, 2018 22:25 UTC |
Maddock KevinSVP, Global Sales - Recurring
|
SaleCommon Stock | 22,519 | $5.08 | $114,396.52 |
DisclosureSEC source: 0001638599-18-001296 · doc4_5794.xml · nonDerivative · entry 7 Maddock Kevin · CIK 0001717514 · SVP, Global Sales - Recurring 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 52,733 F2 · kind: The option exercises and sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person. F5 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $5.03 to $5.17, inclusive. The Reporting Person undertakes to provide to Rimini Street, Inc., any security holder of Rimini Street, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote of this Form 4. Read SEC document |
| November 29, 2018 Filed Nov 29, 2018 22:25 UTC |
Maddock KevinSVP, Global Sales - Recurring
|
Exercise / conversionCommon Stock | 22,519 | $0.87 | $19,591.53 |
DisclosureSEC source: 0001638599-18-001296 · doc4_5794.xml · nonDerivative · entry 6 Maddock Kevin · CIK 0001717514 · SVP, Global Sales - Recurring 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 75,252 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · kind: The option exercises and sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person. Read SEC document |
| November 29, 2018 Filed Dec 4, 2018 01:23 UTC |
Petraglia JamesSVP & Chief People Officer
|
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 26,933 | $0.00 Strike: $1.29 | $0.00 |
DisclosureSEC source: 0001638599-18-001304 · doc4_5801.xml · derivative · entry 11 Petraglia James · CIK 0001750622 · SVP & Chief People Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 26,933 shares Expires 2023-03-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: The shares subject to the option are fully-vested and exercisable. Read SEC document |
| November 29, 2018 Filed Dec 4, 2018 01:23 UTC |
Petraglia JamesSVP & Chief People Officer
|
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 3,591 | $0.00 Strike: $1.19 | $0.00 |
DisclosureSEC source: 0001638599-18-001304 · doc4_5801.xml · derivative · entry 10 Petraglia James · CIK 0001750622 · SVP & Chief People Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 3,591 shares Expires 2022-06-27 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: The shares subject to the option are fully-vested and exercisable. Read SEC document |
| November 29, 2018 Filed Dec 4, 2018 01:23 UTC |
Petraglia JamesSVP & Chief People Officer
|
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 26,933 | $0.00 Strike: $1.16 | $0.00 |
DisclosureSEC source: 0001638599-18-001304 · doc4_5801.xml · derivative · entry 9 Petraglia James · CIK 0001750622 · SVP & Chief People Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 26,933 shares Expires 2022-10-14 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: The shares subject to the option are fully-vested and exercisable. Read SEC document |
| November 29, 2018 Filed Dec 4, 2018 01:23 UTC |
Petraglia JamesSVP & Chief People Officer
|
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 14,364 | $0.00 Strike: $0.85 | $0.00 |
DisclosureSEC source: 0001638599-18-001304 · doc4_5801.xml · derivative · entry 8 Petraglia James · CIK 0001750622 · SVP & Chief People Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 14,364 shares Expires 2020-10-15 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: The shares subject to the option are fully-vested and exercisable. Read SEC document |
| November 29, 2018 Filed Dec 4, 2018 01:23 UTC |
Petraglia JamesSVP & Chief People Officer
|
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 12,569 | $0.00 Strike: $0.85 | $0.00 |
DisclosureSEC source: 0001638599-18-001304 · doc4_5801.xml · derivative · entry 7 Petraglia James · CIK 0001750622 · SVP & Chief People Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 12,569 shares Expires 2020-09-20 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: The shares subject to the option are fully-vested and exercisable. Read SEC document |
| November 29, 2018 Filed Dec 4, 2018 01:23 UTC |
Petraglia JamesSVP & Chief People Officer
|
Exercise / conversionCommon Stock | 26,933 | $1.29 | $34,743.57 |
DisclosureSEC source: 0001638599-18-001304 · doc4_5801.xml · nonDerivative · entry 5 Petraglia James · CIK 0001750622 · SVP & Chief People Officer 10b5-1 filing: Not disclosed Ownership: Indirect · Through the Petraglia Trust Disclosed balance after: 99,390 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · ownership.nature: Immediately upon exercise, the shares of common stock acquired by the Reporting Person were placed into the Petraglia Trust. Read SEC document |
| November 29, 2018 Filed Dec 4, 2018 01:23 UTC |
Petraglia JamesSVP & Chief People Officer
|
Exercise / conversionCommon Stock | 3,591 | $1.19 | $4,273.29 |
DisclosureSEC source: 0001638599-18-001304 · doc4_5801.xml · nonDerivative · entry 4 Petraglia James · CIK 0001750622 · SVP & Chief People Officer 10b5-1 filing: Not disclosed Ownership: Indirect · Through the Petraglia Trust Disclosed balance after: 72,457 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · ownership.nature: Immediately upon exercise, the shares of common stock acquired by the Reporting Person were placed into the Petraglia Trust. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.