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Nasdaq · USD

RMNI

Rimini Street, Inc.

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5475
SEC CIK
0001635282
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699

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0 purchase rows · 52 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
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MonthPurchasesSales
Nov 202501
Dec 202504
Jan 202601
Feb 202600
Mar 2026018
Apr 2026013
May 2026011
Jun 202600
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Aug 202600
Sep 202604
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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
February 06, 2019 Filed Feb 8, 2019 22:56 UTC
Murray Robin P.Director · 10% owner
Exercise / conversionRestricted Stock Unit · Derivative 11,627 $0.00 $0.00
Disclosure

SEC source: 0001638599-19-000210 · doc4_5931.xml · derivative · entry 11

Murray Robin P. · CIK 0001717449 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 11,627 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F10 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive one share of the Issuer's Common Stock upon vesting.

F11 · shares: These Restricted Stock Units were granted to Robin Murray, a director of the Issuer, who is a partner of Adams Street Partners, LLC. Adams Street Partners, LLC is the managing member of the general partner of AS 2007, AS 2008 and AS 2009, is the managing member of the general partner of the general partner of AS 2013, AS 2014, AS 2015, AS 2016 and AS VGVI (collectively, the "Funds") and is the manager of ASRA. By agreement with the Funds, Mr. Murray disclaims beneficial ownership of the Restricted Stock Units except to the extent of his pecuniary interest therein.

F12 · derivative.exercise_date: On February 6, 2018, the reporting person was granted 11,627 Restricted Stock Units which vested 100% on February 6, 2019.

F12 · derivative.expiration_date: On February 6, 2018, the reporting person was granted 11,627 Restricted Stock Units which vested 100% on February 6, 2019.

Read SEC document
February 06, 2019 Filed Feb 8, 2019 22:56 UTC
Murray Robin P.Director · 10% owner
Exercise / conversionCommon Stock 11,627 Not disclosed Not disclosed
Disclosure

SEC source: 0001638599-19-000210 · doc4_5931.xml · nonDerivative · entry 1

Murray Robin P. · CIK 0001717449 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,627

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F10 · price: Each Restricted Stock Unit represents a contingent right to receive one share of the Issuer's Common Stock upon vesting.

F13 · balance_after: The shares of Common Stock delivered upon vesting of the Restricted Stock Units were issued to Robin Murray, a director of the Issuer, who is a partner of Adams Street Partners, LLC. Adams Street Partners, LLC is the managing member of the general partner of AS 2007, AS 2008 and AS 2009, is the managing member of the general partner of the general partner of AS 2013, AS 2014, AS 2015, AS 2016 and AS VGVI (collectively, the "Funds") and is the manager of ASRA. By agreement with the Funds, Mr. Murray disclaims beneficial ownership of the shares of Common Stock except to the extent of his pecuniary interest therein.

Read SEC document
February 06, 2019 Filed Feb 8, 2019 22:47 UTC Exercise / conversionRestricted Stock Unit · Derivative 11,627 $0.00 $0.00
Disclosure

SEC source: 0001638599-19-000206 · doc4_5935.xml · derivative · entry 2

Bonchristiano Antonio · CIK 0001642661 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 11,627 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive one share of the Issuer's Common Stock upon vesting.

F2 · derivative.exercise_date: On February 6, 2018, the reporting person was granted 11,627 Restricted Stock Units which vested 100% on February 6, 2019.

F2 · derivative.expiration_date: On February 6, 2018, the reporting person was granted 11,627 Restricted Stock Units which vested 100% on February 6, 2019.

Read SEC document
February 06, 2019 Filed Feb 8, 2019 22:47 UTC Exercise / conversionCommon Stock 11,627 Not disclosed Not disclosed
Disclosure

SEC source: 0001638599-19-000206 · doc4_5935.xml · nonDerivative · entry 1

Bonchristiano Antonio · CIK 0001642661 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,127

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each Restricted Stock Unit represents a contingent right to receive one share of the Issuer's Common Stock upon vesting.

Read SEC document
February 06, 2019 Filed Feb 8, 2019 22:35 UTC Exercise / conversionRestricted Stock Unit · Derivative 11,627 $0.00 $0.00
Disclosure

SEC source: 0001638599-19-000205 · doc4_5936.xml · derivative · entry 3

CAPELLI STEVEN M · CIK 0001279303 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 11,627 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive one share of the Issuer's Common Stock upon vesting.

F2 · derivative.exercise_date: On February 6, 2018, the reporting person was granted 11,627 Restricted Stock Units which vested 100% on February 6, 2019.

F2 · derivative.expiration_date: On February 6, 2018, the reporting person was granted 11,627 Restricted Stock Units which vested 100% on February 6, 2019.

Read SEC document
February 06, 2019 Filed Feb 8, 2019 22:35 UTC Exercise / conversionCommon Stock 11,627 Not disclosed Not disclosed
Disclosure

SEC source: 0001638599-19-000205 · doc4_5936.xml · nonDerivative · entry 1

CAPELLI STEVEN M · CIK 0001279303 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,627

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each Restricted Stock Unit represents a contingent right to receive one share of the Issuer's Common Stock upon vesting.

Read SEC document
February 06, 2019 Filed Feb 8, 2019 17:55 UTC Exercise / conversionRestricted Stock Unit · Derivative 11,627 $0.00 $0.00
Disclosure

SEC source: 0001638599-19-000209 · doc4_5932.xml · derivative · entry 3

TAYLOR MARGARET · CIK 0001205426 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 11,627 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive one share of the Issuer's Common Stock upon vesting.

F2 · derivative.exercise_date: On February 6, 2018, the reporting person was granted 11,627 Restricted Stock Units which vested 100% on February 6, 2019.

F2 · derivative.expiration_date: On February 6, 2018, the reporting person was granted 11,627 Restricted Stock Units which vested 100% on February 6, 2019.

Read SEC document
February 06, 2019 Filed Feb 8, 2019 17:55 UTC Exercise / conversionCommon Stock 11,627 Not disclosed Not disclosed
Disclosure

SEC source: 0001638599-19-000209 · doc4_5932.xml · nonDerivative · entry 1

TAYLOR MARGARET · CIK 0001205426 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,627

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each Restricted Stock Unit represents a contingent right to receive one share of the Issuer's Common Stock upon vesting.

Read SEC document
February 06, 2019 Filed Feb 8, 2019 22:55 UTC Exercise / conversionRestricted Stock Unit · Derivative 11,627 $0.00 $0.00
Disclosure

SEC source: 0001638599-19-000208 · doc4_5933.xml · derivative · entry 2

ACOSTA JACK L · CIK 0001225954 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 11,627 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive one share of the Issuer's Common Stock upon vesting.

F2 · derivative.exercise_date: On February 6, 2018, the reporting person was granted 11,627 Restricted Stock Units which vested 100% on February 6, 2019.

F2 · derivative.expiration_date: On February 6, 2018, the reporting person was granted 11,627 Restricted Stock Units which vested 100% on February 6, 2019.

Read SEC document
February 06, 2019 Filed Feb 8, 2019 22:55 UTC Exercise / conversionCommon Stock 11,627 Not disclosed Not disclosed
Disclosure

SEC source: 0001638599-19-000208 · doc4_5933.xml · nonDerivative · entry 1

ACOSTA JACK L · CIK 0001225954 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,627

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each Restricted Stock Unit represents a contingent right to receive one share of the Issuer's Common Stock upon vesting.

Read SEC document
February 06, 2019 Filed Feb 8, 2019 17:34 UTC
ASHBURN TOMDirector
Exercise / conversionRestricted Stock Unit · Derivative 11,627 $0.00 $0.00
Disclosure

SEC source: 0001638599-19-000204 · doc4_5937.xml · derivative · entry 2

ASHBURN TOM · CIK 0001219678 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 11,627 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive one share of the Issuer's Common Stock upon vesting.

F2 · derivative.exercise_date: On February 6, 2018, the reporting person was granted 11,627 Restricted Stock Units which vested 100% on February 6, 2019.

F2 · derivative.expiration_date: On February 6, 2018, the reporting person was granted 11,627 Restricted Stock Units which vested 100% on February 6, 2019.

Read SEC document
February 06, 2019 Filed Feb 8, 2019 17:34 UTC
ASHBURN TOMDirector
Exercise / conversionCommon Stock 11,627 Not disclosed Not disclosed
Disclosure

SEC source: 0001638599-19-000204 · doc4_5937.xml · nonDerivative · entry 1

ASHBURN TOM · CIK 0001219678 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,127

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each Restricted Stock Unit represents a contingent right to receive one share of the Issuer's Common Stock upon vesting.

Read SEC document
February 06, 2019 Filed Feb 8, 2019 23:30 UTC
Shay Thomas C.Director · SVP Global Operations
SaleCommon Stock 3,100 $5.32 $16,480.84
Disclosure

SEC source: 0001638599-19-000212 · doc4_5938.xml · nonDerivative · entry 1

Shay Thomas C. · CIK 0001717513 · Director · SVP Global Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,762,257

F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $5.28 to $5.37, inclusive. The Reporting Person undertakes to provide to Rimini Street, Inc., any security holder of Rimini Street, Inc., or the staff of the Securities and Exchange Commission, upon written request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote of this Form 4.

Read SEC document
February 06, 2019 Filed Feb 11, 2019 11:04 UTC Exercise / conversionRestricted Stock Unit · Derivative 11,627 $0.00 $0.00
Disclosure

SEC source: 0001144204-19-005952 · tv512955_4.xml · derivative · entry 11

ADAMS STREET PARTNERS LLC · CIK 0001193586 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 0

Underlying: Common Stock · 11,627 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F10 · derivative.exercise_price: On February 6, 2018, Robin Murray, a director of the Issuer and partner of Adams Street Partners, LLC, was granted 11,627 Restricted Stock Units which vested 100% on February 6, 2019. Each Restricted Stock Unit represents a contingent right to receive one share of the Issuer's common stock upon vesting.

F10 · shares: On February 6, 2018, Robin Murray, a director of the Issuer and partner of Adams Street Partners, LLC, was granted 11,627 Restricted Stock Units which vested 100% on February 6, 2019. Each Restricted Stock Unit represents a contingent right to receive one share of the Issuer's common stock upon vesting.

F10 · derivative.exercise_date: On February 6, 2018, Robin Murray, a director of the Issuer and partner of Adams Street Partners, LLC, was granted 11,627 Restricted Stock Units which vested 100% on February 6, 2019. Each Restricted Stock Unit represents a contingent right to receive one share of the Issuer's common stock upon vesting.

F10 · derivative.expiration_date: On February 6, 2018, Robin Murray, a director of the Issuer and partner of Adams Street Partners, LLC, was granted 11,627 Restricted Stock Units which vested 100% on February 6, 2019. Each Restricted Stock Unit represents a contingent right to receive one share of the Issuer's common stock upon vesting.

F13 · ownership.nature: These Restricted Stock Units were granted to Robin Murray, a director of the Issuer, who is a partner of Adams Street Partners, LLC. Adams Street Partners, LLC is the managing member of the general partner of AS 2007, AS 2008 and AS 2009, the managing member of the general partner of the general partner of each of AS 2013, AS 2014, AS 2015, AS 2016 and AS VGVI (collectively, the "Funds"), and the manager of ASRA. By agreement with the Funds, Mr. Murray is deemed to hold the Restricted Stock Units for the benefit of the Funds.

F14 · ownership.nature: The Restricted Stock Units may be deemed to be indirectly beneficially owned by Adams Street Partners, LLC. Adams Street Partners, LLC and Thomas S. Bremner, Jeffrey T. Diehl, Elisha P. Gould, Robin Murray, Fred Wang and Michael R. Zappert, each of whom is a partner of Adams Street Partners, LLC (or a subsidiary thereof), disclaim beneficial ownership of the Restricted Stock Units except to the extent of their pecuniary interest therein.

Read SEC document
February 06, 2019 Filed Feb 11, 2019 11:04 UTC Exercise / conversionCommon Stock 11,627 Not disclosed Not disclosed
Disclosure

SEC source: 0001144204-19-005952 · tv512955_4.xml · nonDerivative · entry 10

ADAMS STREET PARTNERS LLC · CIK 0001193586 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 11,627

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F10 · price: On February 6, 2018, Robin Murray, a director of the Issuer and partner of Adams Street Partners, LLC, was granted 11,627 Restricted Stock Units which vested 100% on February 6, 2019. Each Restricted Stock Unit represents a contingent right to receive one share of the Issuer's common stock upon vesting.

F11 · ownership.nature: The shares of common stock delivered upon vesting of the Restricted Stock Units were issued to Robin Murray, a director of the Issuer, who is a partner of Adams Street Partners, LLC. Adams Street Partners, LLC is the managing member of the general partner of AS 2007, AS 2008 and AS 2009, is the managing member of the general partner of the general partner of AS 2013, AS 2014, AS 2015, AS 2016 and AS VGVI (collectively, the "Funds") and is the manager of ASRA. By agreement with the Funds, Mr. Murray is deemed to hold the common stock for the benefit of the Funds.

F12 · ownership.nature: The common stock may be deemed to be indirectly beneficially owned by Adams Street Partners, LLC. Adams Street Partners, LLC and Thomas S. Bremner, Jeffrey T. Diehl, Elisha P. Gould, Robin Murray, Fred Wang and Michael R. Zappert, each of whom is a partner of Adams Street Partners, LLC (or a subsidiary thereof), disclaim beneficial ownership of the common stock except to the extent of their pecuniary interest therein.

Read SEC document
January 11, 2019 Filed Jan 12, 2019 00:19 UTC
Shay Thomas C.Director · SVP Global Operations
SaleCommon Stock 4,000 $5.40 $21,592.40
Disclosure

SEC source: 0001638599-19-000084 · doc4_5871.xml · nonDerivative · entry 3

Shay Thomas C. · CIK 0001717513 · Director · SVP Global Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,765,357

F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person.

F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $5.1254 to $5.5868, inclusive. The Reporting Person undertakes to provide to Rimini Street, Inc., any security holder of Rimini Street, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote of this Form 4.

Read SEC document
January 10, 2019 Filed Jan 12, 2019 00:19 UTC
Shay Thomas C.Director · SVP Global Operations
SaleCommon Stock 5,800 $5.36 $31,061.90
Disclosure

SEC source: 0001638599-19-000084 · doc4_5871.xml · nonDerivative · entry 2

Shay Thomas C. · CIK 0001717513 · Director · SVP Global Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,769,357

F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person.

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $5.26 to $5.4499, inclusive. The Reporting Person undertakes to provide to Rimini Street, Inc., any security holder of Rimini Street, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote of this Form 4.

Read SEC document
January 09, 2019 Filed Jan 12, 2019 00:19 UTC
Shay Thomas C.Director · SVP Global Operations
SaleCommon Stock 5,200 $5.51 $28,649.92
Disclosure

SEC source: 0001638599-19-000084 · doc4_5871.xml · nonDerivative · entry 1

Shay Thomas C. · CIK 0001717513 · Director · SVP Global Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,775,157

F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $5.34 to $5.72, inclusive. The Reporting Person undertakes to provide to Rimini Street, Inc., any security holder of Rimini Street, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote of this Form 4.

Read SEC document
January 02, 2019 Filed Jan 4, 2019 18:28 UTC GrantRestricted Stock Unit · Derivative 27,829 $0.00 $0.00
Disclosure

SEC source: 0001638599-19-000067 · doc4_5850.xml · derivative · entry 2

Fleiss Andrew · CIK 0001718718 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,829

Underlying: Common Stock · 27,829 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive one share of the Issuer's Common Stock upon vesting.

F2 · derivative.exercise_date: 100% of the Restricted Stock Units awarded will vest on January 2, 2020, contingent upon the Reporting Person's continued service as a member of the Issuer's Board of Directors through such date.

F2 · derivative.expiration_date: 100% of the Restricted Stock Units awarded will vest on January 2, 2020, contingent upon the Reporting Person's continued service as a member of the Issuer's Board of Directors through such date.

Read SEC document
January 02, 2019 Filed Jan 4, 2019 23:36 UTC
Murray Robin P.Director · 10% owner
GrantRestricted Stock Unit · Derivative 27,829 $0.00 $0.00
Disclosure

SEC source: 0001638599-19-000070 · doc4_5848.xml · derivative · entry 10

Murray Robin P. · CIK 0001717449 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,829

Underlying: Common Stock · 27,829 shares

Expires not disclosed

F10 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive one share of the Issuer's Common Stock upon vesting.

F11 · shares: These Restricted Stock Units were granted to Robin Murray, a director of the Issuer, who is a partner of Adams Street Partners, LLC. Adams Street Partners, LLC is the managing member of the general partner of AS 2007, AS 2008 and AS 2009, is the managing member of the general partner of the general partner of AS 2013, AS 2014, AS 2015, AS 2016 and AS VGVI (collectively, the "Funds") and is the manager of ASRA. By agreement with the Funds, Mr. Murray disclaims beneficial ownership of the Restricted Stock Units except to the extent of his pecuniary interest therein.

F12 · derivative.exercise_date: 100% of the Restricted Stock Units awarded will vest on January 2, 2020, contingent upon the Reporting Person's continued service as a member of the Issuer's Board of Directors through such date.

F12 · derivative.expiration_date: 100% of the Restricted Stock Units awarded will vest on January 2, 2020, contingent upon the Reporting Person's continued service as a member of the Issuer's Board of Directors through such date.

Read SEC document
January 02, 2019 Filed Jan 4, 2019 23:21 UTC GrantRestricted Stock Unit · Derivative 27,829 $0.00 $0.00
Disclosure

SEC source: 0001638599-19-000065 · doc4_5851.xml · derivative · entry 2

Bonchristiano Antonio · CIK 0001642661 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,829

Underlying: Common Stock · 27,829 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive one share of the Issuer's Common Stock upon vesting.

F2 · derivative.exercise_date: 100% of the Restricted Stock Units awarded will vest on January 2, 2020, contingent upon the Reporting Person's continued service as a member of the Issuer's Board of Directors through such date.

F2 · derivative.expiration_date: 100% of the Restricted Stock Units awarded will vest on January 2, 2020, contingent upon the Reporting Person's continued service as a member of the Issuer's Board of Directors through such date.

Read SEC document
January 02, 2019 Filed Jan 4, 2019 23:21 UTC GrantRestricted Stock Unit · Derivative 27,829 $0.00 $0.00
Disclosure

SEC source: 0001638599-19-000064 · doc4_5853.xml · derivative · entry 2

CAPELLI STEVEN M · CIK 0001279303 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,829

Underlying: Common Stock · 27,829 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive one share of the Issuer's Common Stock upon vesting.

F2 · derivative.exercise_date: 100% of the Restricted Stock Units awarded will vest on January 2, 2020, contingent upon the Reporting Person's continued service as a member of the Issuer's Board of Directors through such date.

F2 · derivative.expiration_date: 100% of the Restricted Stock Units awarded will vest on January 2, 2020, contingent upon the Reporting Person's continued service as a member of the Issuer's Board of Directors through such date.

Read SEC document
January 02, 2019 Filed Jan 4, 2019 23:43 UTC GrantRestricted Stock Unit · Derivative 27,829 $0.00 $0.00
Disclosure

SEC source: 0001144204-19-000721 · tv510400_4.xml · derivative · entry 10

ADAMS STREET PARTNERS LLC · CIK 0001193586 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 27,829

Underlying: Common Stock · 27,829 shares

Expires not disclosed

F10 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive one share of the Issuer's common stock upon vesting.

F11 · derivative.exercise_date: 100% of the Restricted Stock Units awarded will vest on January 2, 2020, contingent upon Robin Murray's continued service as a member of the Issuer's Board of Directors through such date.

F11 · derivative.expiration_date: 100% of the Restricted Stock Units awarded will vest on January 2, 2020, contingent upon Robin Murray's continued service as a member of the Issuer's Board of Directors through such date.

F12 · ownership.nature: These Restricted Stock Units were granted to Robin Murray, a director of the Issuer, who is a partner of Adams Street Partners, LLC. Adams Street Partners, LLC is the managing member of the general partner of AS 2007, AS 2008 and AS 2009, the managing member of the general partner of the general partner of each of AS 2013, AS 2014, AS 2015, AS 2016 and AS VGVI (collectively, the "Funds"), and the manager of ASRA. By agreement with the Funds, Mr. Murray is deemed to hold the Restricted Stock Units for the benefit of the Funds.

F13 · ownership.nature: The Restricted Stock Units may be deemed to be indirectly beneficially owned by Adams Street Partners, LLC. Adams Street Partners, LLC and Thomas S. Bremner, Jeffrey T. Diehl, Elisha P. Gould, Robin Murray, Fred Wang and Michael R. Zappert, each of whom is a partner of Adams Street Partners, LLC (or a subsidiary thereof), disclaim beneficial ownership of the Restricted Stock Units except to the extent of their pecuniary interest therein.

Read SEC document
January 02, 2019 Filed Jan 4, 2019 18:32 UTC GrantRestricted Stock Unit · Derivative 27,829 $0.00 $0.00
Disclosure

SEC source: 0001638599-19-000069 · doc4_5841.xml · derivative · entry 2

TAYLOR MARGARET · CIK 0001205426 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,829

Underlying: Common Stock · 27,829 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive one share of the Issuer's Common Stock upon vesting.

F2 · derivative.exercise_date: 100% of the Restricted Stock Units awarded will vest on January 2, 2020 contingent upon the Reporting Person's continued service as a member of the Issuer's Board of Directors through such date.

F2 · derivative.expiration_date: 100% of the Restricted Stock Units awarded will vest on January 2, 2020 contingent upon the Reporting Person's continued service as a member of the Issuer's Board of Directors through such date.

Read SEC document
January 02, 2019 Filed Jan 4, 2019 18:26 UTC
ASHBURN TOMDirector
GrantRestricted Stock Unit · Derivative 27,829 $0.00 $0.00
Disclosure

SEC source: 0001638599-19-000066 · doc4_5852.xml · derivative · entry 2

ASHBURN TOM · CIK 0001219678 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,829

Underlying: Common Stock · 27,829 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive one share of the Issuer's Common Stock upon vesting.

F2 · derivative.exercise_date: 100% of the Restricted Stock Units awarded will vest on January 2, 2020, contingent upon the Reporting Person's continued service as a member of the Issuer's Board of Directors through such date.

F2 · derivative.expiration_date: 100% of the Restricted Stock Units awarded will vest on January 2, 2020, contingent upon the Reporting Person's continued service as a member of the Issuer's Board of Directors through such date.

Read SEC document
January 02, 2019 Filed Jan 4, 2019 23:30 UTC GrantRestricted Stock Unit · Derivative 27,829 $0.00 $0.00
Disclosure

SEC source: 0001638599-19-000068 · doc4_5849.xml · derivative · entry 2

ACOSTA JACK L · CIK 0001225954 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,829

Underlying: Common Stock · 27,829 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive one share of the Issuer's Common Stock upon vesting.

F2 · derivative.exercise_date: 100% of the Restricted Stock Units awarded will vest on January 2, 2020, contingent upon the Reporting Person's continued service as a member of the Issuer's Board of Directors through such date.

F2 · derivative.expiration_date: 100% of the Restricted Stock Units awarded will vest on January 2, 2020, contingent upon the Reporting Person's continued service as a member of the Issuer's Board of Directors through such date.

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December 31, 2018 Filed Jan 4, 2019 01:16 UTC
Shay Thomas C.Director · SVP Global Operations
SaleCommon Stock 2,800 $5.01 $14,024.64
Disclosure

SEC source: 0001638599-19-000038 · doc4_5854.xml · nonDerivative · entry 1

Shay Thomas C. · CIK 0001717513 · Director · SVP Global Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,780,357

F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $5.00 to $5.021, inclusive. The Reporting Person undertakes to provide to Rimini Street, Inc., any security holder of Rimini Street, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote of this Form 4.

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December 28, 2018 Filed Dec 29, 2018 01:23 UTC
Shay Thomas C.Director · SVP Global Operations
SaleCommon Stock 10,708 $5.01 $53,656.72
Disclosure

SEC source: 0001638599-18-001346 · doc4_5833.xml · nonDerivative · entry 3

Shay Thomas C. · CIK 0001717513 · Director · SVP Global Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,783,157

F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $5.00 to $5.05, inclusive. The Reporting Person undertakes to provide to Rimini Street, Inc., any security holder of Rimini Street, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote of this Form 4.

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December 27, 2018 Filed Dec 29, 2018 01:23 UTC
Shay Thomas C.Director · SVP Global Operations
SaleCommon Stock 2 $5.00 $10.00
Disclosure

SEC source: 0001638599-18-001346 · doc4_5833.xml · nonDerivative · entry 2

Shay Thomas C. · CIK 0001717513 · Director · SVP Global Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,793,865

F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person.

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December 26, 2018 Filed Dec 29, 2018 01:23 UTC
Shay Thomas C.Director · SVP Global Operations
SaleCommon Stock 990 $5.00 $4,950.00
Disclosure

SEC source: 0001638599-18-001346 · doc4_5833.xml · nonDerivative · entry 1

Shay Thomas C. · CIK 0001717513 · Director · SVP Global Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,793,867

F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person.

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December 11, 2018 Filed Dec 13, 2018 02:17 UTC
Ravin Seth A.Director · CEO and Chairman of the Board · 10% owner
SaleCommon Stock 200 $5.00 $1,000.00
Disclosure

SEC source: 0001638599-18-001341 · doc4_5825.xml · nonDerivative · entry 3

Ravin Seth A. · CIK 0001717716 · Director · CEO and Chairman of the Board · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · Through the SAR Trust

Disclosed balance after: 13,297,185

F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person.

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December 11, 2018 Filed Dec 13, 2018 02:16 UTC
Shay Thomas C.Director · SVP Global Operations
SaleCommon Stock 200 $5.00 $1,000.00
Disclosure

SEC source: 0001638599-18-001340 · doc4_5824.xml · nonDerivative · entry 2

Shay Thomas C. · CIK 0001717513 · Director · SVP Global Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,794,857

F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person.

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December 10, 2018 Filed Dec 13, 2018 02:17 UTC
Ravin Seth A.Director · CEO and Chairman of the Board · 10% owner
SaleCommon Stock 100 $5.04 $504.00
Disclosure

SEC source: 0001638599-18-001341 · doc4_5825.xml · nonDerivative · entry 2

Ravin Seth A. · CIK 0001717716 · Director · CEO and Chairman of the Board · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · Through the SAR Trust

Disclosed balance after: 13,297,385

F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person.

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December 10, 2018 Filed Dec 13, 2018 02:17 UTC
Ravin Seth A.Director · CEO and Chairman of the Board · 10% owner
SaleCommon Stock 100 $5.03 $503.00
Disclosure

SEC source: 0001638599-18-001341 · doc4_5825.xml · nonDerivative · entry 1

Ravin Seth A. · CIK 0001717716 · Director · CEO and Chairman of the Board · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · Through the SAR Trust

Disclosed balance after: 13,297,485

F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person.

Read SEC document
December 10, 2018 Filed Dec 13, 2018 02:16 UTC
Shay Thomas C.Director · SVP Global Operations
SaleCommon Stock 300 $5.06 $1,517.01
Disclosure

SEC source: 0001638599-18-001340 · doc4_5824.xml · nonDerivative · entry 1

Shay Thomas C. · CIK 0001717513 · Director · SVP Global Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,795,057

F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $5.03 to $5.10, inclusive. The Reporting Person undertakes to provide to Rimini Street, Inc., any security holder of Rimini Street, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote of this Form 4.

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November 30, 2018 Filed Dec 4, 2018 00:03 UTC
Maddock KevinSVP, Global Sales - Recurring
Exercise / conversionEmployee Stock Option (Right to Buy) - ISO · Derivative 101,132 $0.00 Strike: $1.19 $0.00
Disclosure

SEC source: 0001638599-18-001302 · doc4_5800.xml · derivative · entry 5

Maddock Kevin · CIK 0001717514 · SVP, Global Sales - Recurring

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 149,000

Underlying: Common Stock · 101,132 shares

Expires 2022-05-07

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: The shares subject to the option are fully-vested and exercisable.

Read SEC document
November 30, 2018 Filed Dec 4, 2018 00:03 UTC
Maddock KevinSVP, Global Sales - Recurring
Exercise / conversionEmployee Stock Option (Right to Buy) - NQ · Derivative 14,493 $0.00 Strike: $0.87 $0.00
Disclosure

SEC source: 0001638599-18-001302 · doc4_5800.xml · derivative · entry 4

Maddock Kevin · CIK 0001717514 · SVP, Global Sales - Recurring

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 14,493 shares

Expires 2018-12-31

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · kind: The option exercises and sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person.

F1 · derivative.exercise_date: The shares subject to the option are fully-vested and exercisable.

Read SEC document
November 30, 2018 Filed Dec 4, 2018 00:03 UTC
Maddock KevinSVP, Global Sales - Recurring
Exercise / conversionCommon Stock 101,132 $1.19 $120,347.08
Disclosure

SEC source: 0001638599-18-001302 · doc4_5800.xml · nonDerivative · entry 3

Maddock Kevin · CIK 0001717514 · SVP, Global Sales - Recurring

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 153,865

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 30, 2018 Filed Dec 4, 2018 00:03 UTC
Maddock KevinSVP, Global Sales - Recurring
SaleCommon Stock 14,493 $5.18 $75,073.74
Disclosure

SEC source: 0001638599-18-001302 · doc4_5800.xml · nonDerivative · entry 2

Maddock Kevin · CIK 0001717514 · SVP, Global Sales - Recurring

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 52,733

F2 · kind: The option exercises and sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person.

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $5.06 to $5.35, inclusive. The Reporting Person undertakes to provide to Rimini Street, Inc., any security holder of Rimini Street, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote of this Form 4.

Read SEC document
November 30, 2018 Filed Dec 4, 2018 00:03 UTC
Maddock KevinSVP, Global Sales - Recurring
Exercise / conversionCommon Stock 14,493 $0.87 $12,608.91
Disclosure

SEC source: 0001638599-18-001302 · doc4_5800.xml · nonDerivative · entry 1

Maddock Kevin · CIK 0001717514 · SVP, Global Sales - Recurring

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 67,226

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · kind: The option exercises and sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person.

Read SEC document
November 29, 2018 Filed Nov 29, 2018 22:25 UTC
Maddock KevinSVP, Global Sales - Recurring
Exercise / conversionEmployee Stock Option (Right to Buy) - NQ · Derivative 18,185 $0.00 Strike: $0.87 $0.00
Disclosure

SEC source: 0001638599-18-001296 · doc4_5794.xml · derivative · entry 11

Maddock Kevin · CIK 0001717514 · SVP, Global Sales - Recurring

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,493

Underlying: Common Stock · 18,185 shares

Expires 2018-12-31

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · kind: The option exercises and sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person.

F1 · derivative.exercise_date: The shares subject to the option are fully-vested and exercisable.

Read SEC document
November 29, 2018 Filed Nov 29, 2018 22:25 UTC
Maddock KevinSVP, Global Sales - Recurring
SaleCommon Stock 22,519 $5.08 $114,396.52
Disclosure

SEC source: 0001638599-18-001296 · doc4_5794.xml · nonDerivative · entry 7

Maddock Kevin · CIK 0001717514 · SVP, Global Sales - Recurring

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 52,733

F2 · kind: The option exercises and sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person.

F5 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $5.03 to $5.17, inclusive. The Reporting Person undertakes to provide to Rimini Street, Inc., any security holder of Rimini Street, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote of this Form 4.

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November 29, 2018 Filed Nov 29, 2018 22:25 UTC
Maddock KevinSVP, Global Sales - Recurring
Exercise / conversionCommon Stock 22,519 $0.87 $19,591.53
Disclosure

SEC source: 0001638599-18-001296 · doc4_5794.xml · nonDerivative · entry 6

Maddock Kevin · CIK 0001717514 · SVP, Global Sales - Recurring

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 75,252

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · kind: The option exercises and sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person.

Read SEC document
November 29, 2018 Filed Dec 4, 2018 01:23 UTC
Petraglia JamesSVP & Chief People Officer
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 26,933 $0.00 Strike: $1.29 $0.00
Disclosure

SEC source: 0001638599-18-001304 · doc4_5801.xml · derivative · entry 11

Petraglia James · CIK 0001750622 · SVP & Chief People Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 26,933 shares

Expires 2023-03-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: The shares subject to the option are fully-vested and exercisable.

Read SEC document
November 29, 2018 Filed Dec 4, 2018 01:23 UTC
Petraglia JamesSVP & Chief People Officer
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 3,591 $0.00 Strike: $1.19 $0.00
Disclosure

SEC source: 0001638599-18-001304 · doc4_5801.xml · derivative · entry 10

Petraglia James · CIK 0001750622 · SVP & Chief People Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 3,591 shares

Expires 2022-06-27

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: The shares subject to the option are fully-vested and exercisable.

Read SEC document
November 29, 2018 Filed Dec 4, 2018 01:23 UTC
Petraglia JamesSVP & Chief People Officer
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 26,933 $0.00 Strike: $1.16 $0.00
Disclosure

SEC source: 0001638599-18-001304 · doc4_5801.xml · derivative · entry 9

Petraglia James · CIK 0001750622 · SVP & Chief People Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 26,933 shares

Expires 2022-10-14

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: The shares subject to the option are fully-vested and exercisable.

Read SEC document
November 29, 2018 Filed Dec 4, 2018 01:23 UTC
Petraglia JamesSVP & Chief People Officer
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 14,364 $0.00 Strike: $0.85 $0.00
Disclosure

SEC source: 0001638599-18-001304 · doc4_5801.xml · derivative · entry 8

Petraglia James · CIK 0001750622 · SVP & Chief People Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 14,364 shares

Expires 2020-10-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: The shares subject to the option are fully-vested and exercisable.

Read SEC document
November 29, 2018 Filed Dec 4, 2018 01:23 UTC
Petraglia JamesSVP & Chief People Officer
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 12,569 $0.00 Strike: $0.85 $0.00
Disclosure

SEC source: 0001638599-18-001304 · doc4_5801.xml · derivative · entry 7

Petraglia James · CIK 0001750622 · SVP & Chief People Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 12,569 shares

Expires 2020-09-20

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: The shares subject to the option are fully-vested and exercisable.

Read SEC document
November 29, 2018 Filed Dec 4, 2018 01:23 UTC
Petraglia JamesSVP & Chief People Officer
Exercise / conversionCommon Stock 26,933 $1.29 $34,743.57
Disclosure

SEC source: 0001638599-18-001304 · doc4_5801.xml · nonDerivative · entry 5

Petraglia James · CIK 0001750622 · SVP & Chief People Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · Through the Petraglia Trust

Disclosed balance after: 99,390

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · ownership.nature: Immediately upon exercise, the shares of common stock acquired by the Reporting Person were placed into the Petraglia Trust.

Read SEC document
November 29, 2018 Filed Dec 4, 2018 01:23 UTC
Petraglia JamesSVP & Chief People Officer
Exercise / conversionCommon Stock 3,591 $1.19 $4,273.29
Disclosure

SEC source: 0001638599-18-001304 · doc4_5801.xml · nonDerivative · entry 4

Petraglia James · CIK 0001750622 · SVP & Chief People Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · Through the Petraglia Trust

Disclosed balance after: 72,457

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · ownership.nature: Immediately upon exercise, the shares of common stock acquired by the Reporting Person were placed into the Petraglia Trust.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.