Last 12 months
Inside the activity.
0 purchase rows · 52 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 1 |
| Dec 2025 | 0 | 4 |
| Jan 2026 | 0 | 1 |
| Feb 2026 | 0 | 0 |
| Mar 2026 | 0 | 18 |
| Apr 2026 | 0 | 13 |
| May 2026 | 0 | 11 |
| Jun 2026 | 0 | 0 |
| Jul 2026 | 0 | 0 |
| Aug 2026 | 0 | 0 |
| Sep 2026 | 0 | 4 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| October 08, 2019 Filed Oct 9, 2019 20:50 UTC |
Maddock KevinSVP, Global Sales - Recurring
|
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 5,500 | $0.00 Strike: $1.19 | $0.00 |
DisclosureSEC source: 0001638599-19-000916 · doc4_6327.xml · derivative · entry 8 Maddock Kevin · CIK 0001717514 · SVP, Global Sales - Recurring 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 72,325 Underlying: Common Stock · 5,500 shares Expires 2022-05-07 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: The option exercises and sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person. F2 · derivative.exercise_date: The shares subject to the option are fully-vested and exercisable. Read SEC document |
| October 08, 2019 Filed Oct 9, 2019 20:50 UTC |
Maddock KevinSVP, Global Sales - Recurring
|
SaleCommon Stock | 5,500 | $4.16 | $22,853.05 |
DisclosureSEC source: 0001638599-19-000916 · doc4_6327.xml · nonDerivative · entry 4 Maddock Kevin · CIK 0001717514 · SVP, Global Sales - Recurring 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 153,865 F1 · kind: The option exercises and sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person. F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $4.15 to $4.165, inclusive. The Reporting Person undertakes to provide to Rimini Street, Inc., any security holder of Rimini Street, Inc., or the staff of the Securities and Exchange Commission, upon written request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote of this Form 4. Read SEC document |
| October 08, 2019 Filed Oct 9, 2019 20:50 UTC |
Maddock KevinSVP, Global Sales - Recurring
|
Exercise / conversionCommon Stock | 5,500 | $1.19 | $6,569.75 |
DisclosureSEC source: 0001638599-19-000916 · doc4_6327.xml · nonDerivative · entry 3 Maddock Kevin · CIK 0001717514 · SVP, Global Sales - Recurring 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 159,865 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: The option exercises and sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person. Read SEC document |
| October 07, 2019 Filed Oct 9, 2019 20:50 UTC |
Maddock KevinSVP, Global Sales - Recurring
|
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 5,500 | $0.00 Strike: $1.19 | $0.00 |
DisclosureSEC source: 0001638599-19-000916 · doc4_6327.xml · derivative · entry 7 Maddock Kevin · CIK 0001717514 · SVP, Global Sales - Recurring 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 77,825 Underlying: Common Stock · 5,500 shares Expires 2022-05-07 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: The option exercises and sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person. F2 · derivative.exercise_date: The shares subject to the option are fully-vested and exercisable. Read SEC document |
| October 07, 2019 Filed Oct 9, 2019 20:50 UTC |
Maddock KevinSVP, Global Sales - Recurring
|
SaleCommon Stock | 5,500 | $4.22 | $23,224.85 |
DisclosureSEC source: 0001638599-19-000916 · doc4_6327.xml · nonDerivative · entry 2 Maddock Kevin · CIK 0001717514 · SVP, Global Sales - Recurring 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 153,865 F1 · kind: The option exercises and sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person. F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $4.19 to $4.25, inclusive. The Reporting Person undertakes to provide to Rimini Street, Inc., any security holder of Rimini Street, Inc., or the staff of the Securities and Exchange Commission, upon written request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote of this Form 4. Read SEC document |
| October 07, 2019 Filed Oct 9, 2019 20:50 UTC |
Maddock KevinSVP, Global Sales - Recurring
|
Exercise / conversionCommon Stock | 5,500 | $1.19 | $6,569.75 |
DisclosureSEC source: 0001638599-19-000916 · doc4_6327.xml · nonDerivative · entry 1 Maddock Kevin · CIK 0001717514 · SVP, Global Sales - Recurring 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 159,365 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: The option exercises and sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person. Read SEC document |
| October 01, 2019 Filed Oct 1, 2019 20:46 UTC |
Ravin Seth A.Director · CEO and Chairman of the Board · 10% owner
|
GiftCommon Stock | 100,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001638599-19-000894 · doc4_6314.xml · nonDerivative · entry 1 Ravin Seth A. · CIK 0001717716 · Director · CEO and Chairman of the Board · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · Through the SAR Trust Disclosed balance after: 13,191,423 Read SEC document |
| October 01, 2019 Filed Oct 3, 2019 21:33 UTC |
Maddock KevinSVP, Global Sales - Recurring
|
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 16 | $0.00 Strike: $1.19 | $0.00 |
DisclosureSEC source: 0001638599-19-000908 · doc4_6321.xml · derivative · entry 3 Maddock Kevin · CIK 0001717514 · SVP, Global Sales - Recurring 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 83,325 Underlying: Common Stock · 16 shares Expires 2022-05-07 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: The option exercises and sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person. F2 · derivative.exercise_date: The shares subject to the option are fully-vested and exercisable. Read SEC document |
| October 01, 2019 Filed Oct 3, 2019 21:33 UTC |
Maddock KevinSVP, Global Sales - Recurring
|
SaleCommon Stock | 16 | $4.39 | $70.24 |
DisclosureSEC source: 0001638599-19-000908 · doc4_6321.xml · nonDerivative · entry 2 Maddock Kevin · CIK 0001717514 · SVP, Global Sales - Recurring 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 153,865 F1 · kind: The option exercises and sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person. Read SEC document |
| October 01, 2019 Filed Oct 3, 2019 21:33 UTC |
Maddock KevinSVP, Global Sales - Recurring
|
Exercise / conversionCommon Stock | 16 | $1.19 | $19.11 |
DisclosureSEC source: 0001638599-19-000908 · doc4_6321.xml · nonDerivative · entry 1 Maddock Kevin · CIK 0001717514 · SVP, Global Sales - Recurring 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 153,881 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: The option exercises and sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person. Read SEC document |
| September 20, 2019 Filed Sep 23, 2019 20:19 UTC |
Maddock KevinSVP, Global Sales - Recurring
|
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 1,402 | $0.00 Strike: $1.19 | $0.00 |
DisclosureSEC source: 0001638599-19-000880 · doc4_6311.xml · derivative · entry 6 Maddock Kevin · CIK 0001717514 · SVP, Global Sales - Recurring 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 83,341 Underlying: Common Stock · 1,402 shares Expires 2022-05-07 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: The option exercises and sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person. F2 · derivative.exercise_date: The shares subject to the option are fully-vested and exercisable. Read SEC document |
| September 20, 2019 Filed Sep 23, 2019 20:19 UTC |
Maddock KevinSVP, Global Sales - Recurring
|
SaleCommon Stock | 1,402 | $4.83 | $6,771.66 |
DisclosureSEC source: 0001638599-19-000880 · doc4_6311.xml · nonDerivative · entry 4 Maddock Kevin · CIK 0001717514 · SVP, Global Sales - Recurring 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 153,865 F1 · kind: The option exercises and sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person. Read SEC document |
| September 20, 2019 Filed Sep 23, 2019 20:19 UTC |
Maddock KevinSVP, Global Sales - Recurring
|
Exercise / conversionCommon Stock | 1,402 | $1.19 | $1,674.69 |
DisclosureSEC source: 0001638599-19-000880 · doc4_6311.xml · nonDerivative · entry 3 Maddock Kevin · CIK 0001717514 · SVP, Global Sales - Recurring 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 155,267 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: The option exercises and sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person. Read SEC document |
| September 19, 2019 Filed Sep 23, 2019 20:19 UTC |
Maddock KevinSVP, Global Sales - Recurring
|
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 1,244 | $0.00 Strike: $1.19 | $0.00 |
DisclosureSEC source: 0001638599-19-000880 · doc4_6311.xml · derivative · entry 5 Maddock Kevin · CIK 0001717514 · SVP, Global Sales - Recurring 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 84,743 Underlying: Common Stock · 1,244 shares Expires 2022-05-07 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: The option exercises and sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person. F2 · derivative.exercise_date: The shares subject to the option are fully-vested and exercisable. Read SEC document |
| September 19, 2019 Filed Sep 23, 2019 20:19 UTC |
Maddock KevinSVP, Global Sales - Recurring
|
SaleCommon Stock | 1,244 | $4.85 | $6,033.40 |
DisclosureSEC source: 0001638599-19-000880 · doc4_6311.xml · nonDerivative · entry 2 Maddock Kevin · CIK 0001717514 · SVP, Global Sales - Recurring 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 153,865 F1 · kind: The option exercises and sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person. Read SEC document |
| September 19, 2019 Filed Sep 23, 2019 20:19 UTC |
Maddock KevinSVP, Global Sales - Recurring
|
Exercise / conversionCommon Stock | 1,244 | $1.19 | $1,485.96 |
DisclosureSEC source: 0001638599-19-000880 · doc4_6311.xml · nonDerivative · entry 1 Maddock Kevin · CIK 0001717514 · SVP, Global Sales - Recurring 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 155,109 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: The option exercises and sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person. Read SEC document |
| September 16, 2019 Filed Sep 17, 2019 22:01 UTC |
Lyskawa NancySVP - Global Client Onboarding
|
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 45,000 | $0.00 Strike: $1.31 | $0.00 |
DisclosureSEC source: 0001638599-19-000868 · doc4_6303.xml · derivative · entry 3 Lyskawa Nancy · CIK 0001717861 · SVP - Global Client Onboarding 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 89,118 Underlying: Common Stock · 45,000 shares Expires 2020-02-05 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: The option exercises and sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person. F2 · derivative.exercise_date: The shares subject to the option are fully-vested and exercisable. Read SEC document |
| September 16, 2019 Filed Sep 17, 2019 22:01 UTC |
Lyskawa NancySVP - Global Client Onboarding
|
SaleCommon Stock | 45,000 | $4.84 | $217,719.00 |
DisclosureSEC source: 0001638599-19-000868 · doc4_6303.xml · nonDerivative · entry 2 Lyskawa Nancy · CIK 0001717861 · SVP - Global Client Onboarding 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,000 F1 · kind: The option exercises and sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person. F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $4.70 to $4.96, inclusive. The Reporting Person undertakes to provide to Rimini Street, Inc., any security holder of Rimini Street, Inc., or the staff of the Securities and Exchange Commission, upon written request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote of this Form 4. Read SEC document |
| September 16, 2019 Filed Sep 17, 2019 22:01 UTC |
Lyskawa NancySVP - Global Client Onboarding
|
Exercise / conversionCommon Stock | 45,000 | $1.31 | $59,143.50 |
DisclosureSEC source: 0001638599-19-000868 · doc4_6303.xml · nonDerivative · entry 1 Lyskawa Nancy · CIK 0001717861 · SVP - Global Client Onboarding 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 46,000 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: The option exercises and sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person. Read SEC document |
| September 16, 2019 Filed Sep 18, 2019 20:26 UTC |
Maddock KevinSVP, Global Sales - Recurring
|
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 5,500 | $0.00 Strike: $1.19 | $0.00 |
DisclosureSEC source: 0001638599-19-000870 · doc4_6304.xml · derivative · entry 3 Maddock Kevin · CIK 0001717514 · SVP, Global Sales - Recurring 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 85,987 Underlying: Common Stock · 5,500 shares Expires 2022-05-07 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: The option exercises and sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person. F2 · derivative.exercise_date: The shares subject to the option are fully-vested and exercisable. Read SEC document |
| September 16, 2019 Filed Sep 18, 2019 20:26 UTC |
Maddock KevinSVP, Global Sales - Recurring
|
SaleCommon Stock | 5,500 | $4.92 | $27,074.85 |
DisclosureSEC source: 0001638599-19-000870 · doc4_6304.xml · nonDerivative · entry 2 Maddock Kevin · CIK 0001717514 · SVP, Global Sales - Recurring 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 153,865 F1 · kind: The option exercises and sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person. F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $4.89 to $4.95, inclusive. The Reporting Person undertakes to provide to Rimini Street, Inc., any security holder of Rimini Street, Inc., or the staff of the Securities and Exchange Commission, upon written request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote of this Form 4. Read SEC document |
| September 16, 2019 Filed Sep 18, 2019 20:26 UTC |
Maddock KevinSVP, Global Sales - Recurring
|
Exercise / conversionCommon Stock | 5,500 | $1.19 | $6,569.75 |
DisclosureSEC source: 0001638599-19-000870 · doc4_6304.xml · nonDerivative · entry 1 Maddock Kevin · CIK 0001717514 · SVP, Global Sales - Recurring 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 159,365 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: The option exercises and sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person. Read SEC document |
| September 13, 2019 Filed Sep 13, 2019 21:08 UTC |
Maddock KevinSVP, Global Sales - Recurring
|
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 5,500 | $0.00 Strike: $1.19 | $0.00 |
DisclosureSEC source: 0001638599-19-000859 · doc4_6297.xml · derivative · entry 9 Maddock Kevin · CIK 0001717514 · SVP, Global Sales - Recurring 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 91,487 Underlying: Common Stock · 5,500 shares Expires 2022-05-07 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: The option exercises and sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person. F2 · derivative.exercise_date: The shares subject to the option are fully-vested and exercisable. Read SEC document |
| September 13, 2019 Filed Sep 13, 2019 21:08 UTC |
Maddock KevinSVP, Global Sales - Recurring
|
SaleCommon Stock | 5,500 | $4.86 | $26,704.70 |
DisclosureSEC source: 0001638599-19-000859 · doc4_6297.xml · nonDerivative · entry 6 Maddock Kevin · CIK 0001717514 · SVP, Global Sales - Recurring 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 153,865 F1 · kind: The option exercises and sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person. F5 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $4.88 to $4.80, inclusive. The Reporting Person undertakes to provide to Rimini Street, Inc., any security holder of Rimini Street, Inc., or the staff of the Securities and Exchange Commission, upon written request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote of this Form 4. Read SEC document |
| September 13, 2019 Filed Sep 13, 2019 21:08 UTC |
Maddock KevinSVP, Global Sales - Recurring
|
Exercise / conversionCommon Stock | 5,500 | $1.19 | $6,569.75 |
DisclosureSEC source: 0001638599-19-000859 · doc4_6297.xml · nonDerivative · entry 5 Maddock Kevin · CIK 0001717514 · SVP, Global Sales - Recurring 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 159,365 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: The option exercises and sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person. Read SEC document |
| September 13, 2019 Filed Sep 16, 2019 20:39 UTC |
Ravin Seth A.Director · CEO and Chairman of the Board · 10% owner
|
SaleCommon Stock | 5,762 | $5.00 | $28,834.20 |
DisclosureSEC source: 0001638599-19-000864 · doc4_6299.xml · nonDerivative · entry 1 Ravin Seth A. · CIK 0001717716 · Director · CEO and Chairman of the Board · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · Through the SAR Trust Disclosed balance after: 13,291,423 F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person. F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $5.00 to $5.01, inclusive. The Reporting Person undertakes to provide to Rimini Street, Inc., any security holder of Rimini Street, Inc., or the staff of the Securities and Exchange Commission, upon written request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote of this Form 4. Read SEC document |
| September 12, 2019 Filed Sep 13, 2019 21:08 UTC |
Maddock KevinSVP, Global Sales - Recurring
|
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 5,500 | $0.00 Strike: $1.19 | $0.00 |
DisclosureSEC source: 0001638599-19-000859 · doc4_6297.xml · derivative · entry 8 Maddock Kevin · CIK 0001717514 · SVP, Global Sales - Recurring 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 96,987 Underlying: Common Stock · 5,500 shares Expires 2022-05-07 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: The option exercises and sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person. F2 · derivative.exercise_date: The shares subject to the option are fully-vested and exercisable. Read SEC document |
| September 12, 2019 Filed Sep 13, 2019 21:08 UTC |
Maddock KevinSVP, Global Sales - Recurring
|
SaleCommon Stock | 5,500 | $4.75 | $26,143.70 |
DisclosureSEC source: 0001638599-19-000859 · doc4_6297.xml · nonDerivative · entry 4 Maddock Kevin · CIK 0001717514 · SVP, Global Sales - Recurring 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 153,865 F1 · kind: The option exercises and sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person. F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $4.72 to $4.80, inclusive. The Reporting Person undertakes to provide to Rimini Street, Inc., any security holder of Rimini Street, Inc., or the staff of the Securities and Exchange Commission, upon written request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote of this Form 4. Read SEC document |
| September 12, 2019 Filed Sep 13, 2019 21:08 UTC |
Maddock KevinSVP, Global Sales - Recurring
|
Exercise / conversionCommon Stock | 5,500 | $1.19 | $6,569.75 |
DisclosureSEC source: 0001638599-19-000859 · doc4_6297.xml · nonDerivative · entry 3 Maddock Kevin · CIK 0001717514 · SVP, Global Sales - Recurring 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 159,365 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: The option exercises and sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person. Read SEC document |
| September 11, 2019 Filed Sep 13, 2019 21:08 UTC |
Maddock KevinSVP, Global Sales - Recurring
|
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 5,500 | $0.00 Strike: $1.19 | $0.00 |
DisclosureSEC source: 0001638599-19-000859 · doc4_6297.xml · derivative · entry 7 Maddock Kevin · CIK 0001717514 · SVP, Global Sales - Recurring 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 102,487 Underlying: Common Stock · 5,500 shares Expires 2022-05-07 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: The option exercises and sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person. F2 · derivative.exercise_date: The shares subject to the option are fully-vested and exercisable. Read SEC document |
| September 11, 2019 Filed Sep 13, 2019 21:08 UTC |
Maddock KevinSVP, Global Sales - Recurring
|
SaleCommon Stock | 5,500 | $4.70 | $25,864.85 |
DisclosureSEC source: 0001638599-19-000859 · doc4_6297.xml · nonDerivative · entry 2 Maddock Kevin · CIK 0001717514 · SVP, Global Sales - Recurring 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 153,865 F1 · kind: The option exercises and sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person. F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $4.70 to 4.71, inclusive. The Reporting Person undertakes to provide to Rimini Street, Inc., any security holder of Rimini Street, Inc., or the staff of the Securities and Exchange Commission, upon written request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote of this Form 4. Read SEC document |
| September 11, 2019 Filed Sep 13, 2019 21:08 UTC |
Maddock KevinSVP, Global Sales - Recurring
|
Exercise / conversionCommon Stock | 5,500 | $1.19 | $6,569.75 |
DisclosureSEC source: 0001638599-19-000859 · doc4_6297.xml · nonDerivative · entry 1 Maddock Kevin · CIK 0001717514 · SVP, Global Sales - Recurring 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 159,365 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: The option exercises and sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person. Read SEC document |
| September 09, 2019 Filed Sep 10, 2019 20:14 UTC |
Rowe David W.SVP and CMO
|
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 40,000 | $0.00 Strike: $1.05 | $0.00 |
DisclosureSEC source: 0001638599-19-000857 · doc4_6296.xml · derivative · entry 2 Rowe David W. · CIK 0001717500 · SVP and CMO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 118,273 Underlying: Common Stock · 40,000 shares Expires 2020-05-31 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: The full exercise price is $1.049792 but due to space limitations could not be entered above. F1 · derivative.exercise_date: The shares subject to the option are fully-vested and exercisable. Read SEC document |
| September 09, 2019 Filed Sep 10, 2019 20:14 UTC |
Rowe David W.SVP and CMO
|
Exercise / conversionCommon Stock | 40,000 | $1.05 | $41,988.00 |
DisclosureSEC source: 0001638599-19-000857 · doc4_6296.xml · nonDerivative · entry 1 Rowe David W. · CIK 0001717500 · SVP and CMO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 75,942 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · price: The full exercise price is $1.049792 but due to space limitations could not be entered above. Read SEC document |
| September 05, 2019 Filed Sep 5, 2019 21:32 UTC |
Lyskawa NancySVP - Global Client Onboarding
|
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 3,978 | $0.00 Strike: $1.31 | $0.00 |
DisclosureSEC source: 0001638599-19-000843 · doc4_6281.xml · derivative · entry 9 Lyskawa Nancy · CIK 0001717861 · SVP - Global Client Onboarding 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 134,118 Underlying: Common Stock · 3,978 shares Expires 2020-02-05 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: The option exercises and sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person. F2 · derivative.exercise_date: The shares subject to the option are fully-vested and exercisable. Read SEC document |
| September 05, 2019 Filed Sep 5, 2019 21:32 UTC |
Lyskawa NancySVP - Global Client Onboarding
|
SaleCommon Stock | 3,978 | $4.72 | $18,758.26 |
DisclosureSEC source: 0001638599-19-000843 · doc4_6281.xml · nonDerivative · entry 6 Lyskawa Nancy · CIK 0001717861 · SVP - Global Client Onboarding 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,000 F1 · kind: The option exercises and sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person. F5 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $4.70 to $4.73, inclusive. The Reporting Person undertakes to provide to Rimini Street, Inc., any security holder of Rimini Street, Inc., or the staff of the Securities and Exchange Commission, upon written request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote of this Form 4. Read SEC document |
| September 05, 2019 Filed Sep 5, 2019 21:32 UTC |
Lyskawa NancySVP - Global Client Onboarding
|
Exercise / conversionCommon Stock | 3,978 | $1.31 | $5,228.29 |
DisclosureSEC source: 0001638599-19-000843 · doc4_6281.xml · nonDerivative · entry 5 Lyskawa Nancy · CIK 0001717861 · SVP - Global Client Onboarding 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,978 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: The option exercises and sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person. Read SEC document |
| September 04, 2019 Filed Sep 5, 2019 21:32 UTC |
Lyskawa NancySVP - Global Client Onboarding
|
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 6,050 | $0.00 Strike: $1.31 | $0.00 |
DisclosureSEC source: 0001638599-19-000843 · doc4_6281.xml · derivative · entry 8 Lyskawa Nancy · CIK 0001717861 · SVP - Global Client Onboarding 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 138,096 Underlying: Common Stock · 6,050 shares Expires 2020-02-05 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: The option exercises and sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person. F2 · derivative.exercise_date: The shares subject to the option are fully-vested and exercisable. Read SEC document |
| September 04, 2019 Filed Sep 5, 2019 21:32 UTC |
Lyskawa NancySVP - Global Client Onboarding
|
SaleCommon Stock | 6,050 | $4.71 | $28,473.12 |
DisclosureSEC source: 0001638599-19-000843 · doc4_6281.xml · nonDerivative · entry 4 Lyskawa Nancy · CIK 0001717861 · SVP - Global Client Onboarding 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,000 F1 · kind: The option exercises and sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person. F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $4.70 to $4.75, inclusive. The Reporting Person undertakes to provide to Rimini Street, Inc., any security holder of Rimini Street, Inc., or the staff of the Securities and Exchange Commission, upon written request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote of this Form 4. Read SEC document |
| September 04, 2019 Filed Sep 5, 2019 21:32 UTC |
Lyskawa NancySVP - Global Client Onboarding
|
Exercise / conversionCommon Stock | 6,050 | $1.31 | $7,951.52 |
DisclosureSEC source: 0001638599-19-000843 · doc4_6281.xml · nonDerivative · entry 3 Lyskawa Nancy · CIK 0001717861 · SVP - Global Client Onboarding 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,050 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: The option exercises and sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person. Read SEC document |
| September 03, 2019 Filed Sep 5, 2019 21:32 UTC |
Lyskawa NancySVP - Global Client Onboarding
|
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 34,972 | $0.00 Strike: $1.31 | $0.00 |
DisclosureSEC source: 0001638599-19-000843 · doc4_6281.xml · derivative · entry 7 Lyskawa Nancy · CIK 0001717861 · SVP - Global Client Onboarding 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 144,146 Underlying: Common Stock · 34,972 shares Expires 2020-02-05 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: The option exercises and sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person. F2 · derivative.exercise_date: The shares subject to the option are fully-vested and exercisable. Read SEC document |
| September 03, 2019 Filed Sep 5, 2019 21:32 UTC |
Lyskawa NancySVP - Global Client Onboarding
|
SaleCommon Stock | 34,972 | $4.74 | $165,795.26 |
DisclosureSEC source: 0001638599-19-000843 · doc4_6281.xml · nonDerivative · entry 2 Lyskawa Nancy · CIK 0001717861 · SVP - Global Client Onboarding 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,000 F1 · kind: The option exercises and sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person. F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $4.70 to $4.81, inclusive. The Reporting Person undertakes to provide to Rimini Street, Inc., any security holder of Rimini Street, Inc., or the staff of the Securities and Exchange Commission, upon written request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote of this Form 4. Read SEC document |
| September 03, 2019 Filed Sep 5, 2019 21:32 UTC |
Lyskawa NancySVP - Global Client Onboarding
|
Exercise / conversionCommon Stock | 34,972 | $1.31 | $45,963.70 |
DisclosureSEC source: 0001638599-19-000843 · doc4_6281.xml · nonDerivative · entry 1 Lyskawa Nancy · CIK 0001717861 · SVP - Global Client Onboarding 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 35,972 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: The option exercises and sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person. Read SEC document |
| August 29, 2019 Filed Sep 3, 2019 20:07 UTC |
Rowe David W.SVP and CMO
|
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 57,973 | $0.00 Strike: $1.05 | $0.00 |
DisclosureSEC source: 0001638599-19-000825 · doc4_6279.xml · derivative · entry 6 Rowe David W. · CIK 0001717500 · SVP and CMO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 158,273 Underlying: Common Stock · 57,973 shares Expires 2020-05-31 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: The full exercise price is $1.049792 but due to space limitations could not be entered above. F1 · derivative.exercise_date: The shares subject to the option are fully-vested and exercisable. Read SEC document |
| August 29, 2019 Filed Sep 3, 2019 20:07 UTC |
Rowe David W.SVP and CMO
|
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 142,027 | $0.00 Strike: $1.05 | $0.00 |
DisclosureSEC source: 0001638599-19-000825 · doc4_6279.xml · derivative · entry 5 Rowe David W. · CIK 0001717500 · SVP and CMO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 142,027 shares Expires 2020-05-31 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: The full exercise price is $1.049795 but due to space limitations could not be entered above. F1 · derivative.exercise_date: The shares subject to the option are fully-vested and exercisable. Read SEC document |
| August 29, 2019 Filed Sep 3, 2019 20:07 UTC |
Rowe David W.SVP and CMO
|
SaleCommon Stock | 57,973 | $4.72 | $273,632.56 |
DisclosureSEC source: 0001638599-19-000825 · doc4_6279.xml · nonDerivative · entry 4 Rowe David W. · CIK 0001717500 · SVP and CMO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 35,942 Read SEC document |
| August 29, 2019 Filed Sep 3, 2019 20:07 UTC |
Rowe David W.SVP and CMO
|
Exercise / conversionCommon Stock | 57,973 | $1.05 | $60,854.26 |
DisclosureSEC source: 0001638599-19-000825 · doc4_6279.xml · nonDerivative · entry 3 Rowe David W. · CIK 0001717500 · SVP and CMO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 93,915 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · price: The full exercise price is $1.049792 but due to space limitations could not be entered above. Read SEC document |
| August 29, 2019 Filed Sep 3, 2019 20:07 UTC |
Rowe David W.SVP and CMO
|
SaleCommon Stock | 142,027 | $4.72 | $670,367.44 |
DisclosureSEC source: 0001638599-19-000825 · doc4_6279.xml · nonDerivative · entry 2 Rowe David W. · CIK 0001717500 · SVP and CMO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 35,942 Read SEC document |
| August 29, 2019 Filed Sep 3, 2019 20:07 UTC |
Rowe David W.SVP and CMO
|
Exercise / conversionCommon Stock | 142,027 | $1.05 | $149,085.74 |
DisclosureSEC source: 0001638599-19-000825 · doc4_6279.xml · nonDerivative · entry 1 Rowe David W. · CIK 0001717500 · SVP and CMO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 177,969 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · price: The full exercise price is $1.049795 but due to space limitations could not be entered above. Read SEC document |
| August 23, 2019 Filed Aug 27, 2019 20:20 UTC |
Slepko BrianSVP, Global Service Delivery
|
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 6,798 | $0.00 Strike: $0.97 | $0.00 |
DisclosureSEC source: 0001638599-19-000815 · doc4_6273.xml · derivative · entry 2 Slepko Brian · CIK 0001717035 · SVP, Global Service Delivery 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 6,798 shares Expires 2019-08-28 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: The shares subject to the option are fully-vested and exercisable. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.