Last 12 months
Inside the activity.
0 purchase rows · 52 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 1 |
| Dec 2025 | 0 | 4 |
| Jan 2026 | 0 | 1 |
| Feb 2026 | 0 | 0 |
| Mar 2026 | 0 | 18 |
| Apr 2026 | 0 | 13 |
| May 2026 | 0 | 11 |
| Jun 2026 | 0 | 0 |
| Jul 2026 | 0 | 0 |
| Aug 2026 | 0 | 0 |
| Sep 2026 | 0 | 4 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| January 02, 2020 Filed Jan 6, 2020 17:41 UTC |
Fleiss AndrewDirector
|
Exercise / conversionCommon Stock | 27,829 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001638599-20-000047 · doc4_6442.xml · nonDerivative · entry 1 Fleiss Andrew · CIK 0001718718 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 39,956 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each Restricted Stock Unit represents a contingent right to receive one share of the Issuer's Common Stock upon vesting. Read SEC document |
| January 02, 2020 Filed Jan 6, 2020 22:17 UTC |
Murray Robin P.Director · 10% owner
|
Exercise / conversionRestricted Stock Unit · Derivative | 27,829 | $0.00 | $0.00 |
DisclosureSEC source: 0001638599-20-000041 · doc4_6447.xml · derivative · entry 11 Murray Robin P. · CIK 0001717449 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 27,829 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F11 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive one share of the Issuer's Common Stock upon vesting. F12 · derivative.exercise_date: On January 2, 2019, the reporting person was granted 27,829 Restricted Stock Units which vested 100% on January 2, 2020. F12 · derivative.expiration_date: On January 2, 2019, the reporting person was granted 27,829 Restricted Stock Units which vested 100% on January 2, 2020. Read SEC document |
| January 02, 2020 Filed Jan 6, 2020 22:17 UTC |
Murray Robin P.Director · 10% owner
|
Exercise / conversionCommon Stock | 27,829 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001638599-20-000041 · doc4_6447.xml · nonDerivative · entry 10 Murray Robin P. · CIK 0001717449 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 39,456 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F11 · price: Each Restricted Stock Unit represents a contingent right to receive one share of the Issuer's Common Stock upon vesting. F12 · balance_after: On January 2, 2019, the reporting person was granted 27,829 Restricted Stock Units which vested 100% on January 2, 2020. F10 · ownership.direct: The common stock was issued to the Reporting Person, Robin Murray, a director of the Issuer who is a partner of Adams Street Partners, LLC. Adams Street Partners, LLC is the managing member of the general partner of AS 2007, AS 2008, and AS 2009, the managing member of the general partner of the general partner of each of AS 2013, AS 2014, AS 2015, AS 2016 and AS VGVI (collectively, the "Funds") and the manager of ASRA. By agreement with the Funds, Mr. Murray is deemed to hold the common stock for the benefit of the Funds. The common stock may be deemed to be indirectly beneficially owned by Adams Street Partners, LLC. Adams Street Partners, LLC and Thomas S. Bremner, Jeffrey T. Diehl, Elisha P. Gould, Robin Murray and Fred Wang, each of whom is a partner of Adams Street Partners, LLC (or a subsidiary thereof), disclaim beneficial ownership of the common stock except to the extent of their pecuniary interest therein. Read SEC document |
| January 02, 2020 Filed Jan 6, 2020 22:46 UTC |
Bonchristiano AntonioDirector
|
Exercise / conversionRestricted Stock Unit · Derivative | 27,829 | $0.00 | $0.00 |
DisclosureSEC source: 0001638599-20-000049 · doc4_6439.xml · derivative · entry 2 Bonchristiano Antonio · CIK 0001642661 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 27,829 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive one share of the Issuer's Common Stock upon vesting. F2 · derivative.exercise_date: On January 2, 2019, the reporting person was granted 27,829 Restricted Stock Units which vested 100% on January 2, 2020. F2 · derivative.expiration_date: On January 2, 2019, the reporting person was granted 27,829 Restricted Stock Units which vested 100% on January 2, 2020. Read SEC document |
| January 02, 2020 Filed Jan 6, 2020 22:46 UTC |
Bonchristiano AntonioDirector
|
Exercise / conversionCommon Stock | 27,829 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001638599-20-000049 · doc4_6439.xml · nonDerivative · entry 1 Bonchristiano Antonio · CIK 0001642661 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 39,956 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each Restricted Stock Unit represents a contingent right to receive one share of the Issuer's Common Stock upon vesting. Read SEC document |
| January 02, 2020 Filed Jan 6, 2020 22:56 UTC |
CAPELLI STEVEN MDirector
|
Exercise / conversionRestricted Stock Unit · Derivative | 27,829 | $0.00 | $0.00 |
DisclosureSEC source: 0001638599-20-000053 · doc4_6438.xml · derivative · entry 3 CAPELLI STEVEN M · CIK 0001279303 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 27,829 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive one share of the Issuer's Common Stock upon vesting. F2 · derivative.exercise_date: On January 2, 2019, the reporting person was granted 27,829 Restricted Stock Units which vested 100% on January 2, 2020. F2 · derivative.expiration_date: On January 2, 2019, the reporting person was granted 27,829 Restricted Stock Units which vested 100% on January 2, 2020. Read SEC document |
| January 02, 2020 Filed Jan 6, 2020 22:56 UTC |
CAPELLI STEVEN MDirector
|
Exercise / conversionCommon Stock | 27,829 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001638599-20-000053 · doc4_6438.xml · nonDerivative · entry 1 CAPELLI STEVEN M · CIK 0001279303 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 39,456 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each Restricted Stock Unit represents a contingent right to receive one share of the Issuer's Common Stock upon vesting. Read SEC document |
| January 02, 2020 Filed Jan 6, 2020 21:03 UTC |
ADAMS STREET PARTNERS LLC10% owner
|
Exercise / conversionRestricted Stock Unit · Derivative | 27,829 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-20-001507 · tm201291d1_4.xml · derivative · entry 11 ADAMS STREET PARTNERS LLC · CIK 0001193586 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 0 Underlying: Common Stock · 27,829 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F10 · derivative.exercise_price: On January 2, 2019, Robin Murray, a director of the Issuer and partner of Adams Street Partners, LLC, was granted 27,829 Restricted Stock Units which vested 100% on January 2, 2020. Each Restricted Stock Unit represents a contingent right to receive one share of the Issuer's common stock upon vesting. F10 · shares: On January 2, 2019, Robin Murray, a director of the Issuer and partner of Adams Street Partners, LLC, was granted 27,829 Restricted Stock Units which vested 100% on January 2, 2020. Each Restricted Stock Unit represents a contingent right to receive one share of the Issuer's common stock upon vesting. F10 · derivative.exercise_date: On January 2, 2019, Robin Murray, a director of the Issuer and partner of Adams Street Partners, LLC, was granted 27,829 Restricted Stock Units which vested 100% on January 2, 2020. Each Restricted Stock Unit represents a contingent right to receive one share of the Issuer's common stock upon vesting. F10 · derivative.expiration_date: On January 2, 2019, Robin Murray, a director of the Issuer and partner of Adams Street Partners, LLC, was granted 27,829 Restricted Stock Units which vested 100% on January 2, 2020. Each Restricted Stock Unit represents a contingent right to receive one share of the Issuer's common stock upon vesting. F13 · ownership.nature: These Restricted Stock Units were granted to Robin Murray, a director of the Issuer, who is a partner of Adams Street Partners, LLC. Adams Street Partners, LLC is the managing member of the general partner of AS 2007, AS 2008 and AS 2009, the managing member of the general partner of the general partner of each of AS 2013, AS 2014, AS 2015, AS 2016 and AS VGVI, and the manager of ASRA. By agreement with the Funds, Mr. Murray is deemed to hold the Restricted Stock Units for the benefit of the Funds. F14 · ownership.nature: The Restricted Stock Units may be deemed to be indirectly beneficially owned by Adams Street Partners, LLC. Adams Street Partners, LLC and Thomas S. Bremner, Jeffrey T. Diehl, Elisha P. Gould, Robin Murray and Fred Wang , each of whom is a partner of Adams Street Partners, LLC (or a subsidiary thereof), disclaim beneficial ownership of the Restricted Stock Units except to the extent of their pecuniary interest therein. Read SEC document |
| January 02, 2020 Filed Jan 6, 2020 21:03 UTC |
ADAMS STREET PARTNERS LLC10% owner
|
Exercise / conversionCommon Stock | 27,829 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001104659-20-001507 · tm201291d1_4.xml · nonDerivative · entry 10 ADAMS STREET PARTNERS LLC · CIK 0001193586 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 39,456 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F10 · price: On January 2, 2019, Robin Murray, a director of the Issuer and partner of Adams Street Partners, LLC, was granted 27,829 Restricted Stock Units which vested 100% on January 2, 2020. Each Restricted Stock Unit represents a contingent right to receive one share of the Issuer's common stock upon vesting. F11 · ownership.nature: The shares of common stock were issued to Robin Murray, a director of the Issuer, who is a partner of Adams Street Partners, LLC. Adams Street Partners, LLC is the managing member of the general partner of AS 2007, AS 2008 and AS 2009, is the managing member of the general partner of the general partner of AS 2013, AS 2014, AS 2015, AS 2016 and AS VGVI (collectively, the "Funds") and is the manager of ASRA. By agreement with the Funds, Mr. Murray is deemed to hold the common stock for the benefit of the Funds. F12 · ownership.nature: The common stock may be deemed to be indirectly beneficially owned by Adams Street Partners, LLC. Adams Street Partners, LLC and Thomas S. Bremner, Jeffrey T. Diehl, Elisha P. Gould, Robin Murray and Fred Wang, each of whom is a partner of Adams Street Partners, LLC (or a subsidiary thereof), disclaim beneficial ownership of the common stock except to the extent of their pecuniary interest therein. Read SEC document |
| January 02, 2020 Filed Jan 6, 2020 17:32 UTC |
TAYLOR MARGARETDirector
|
Exercise / conversionRestricted Stock Unit · Derivative | 27,829 | $0.00 | $0.00 |
DisclosureSEC source: 0001638599-20-000043 · doc4_6453.xml · derivative · entry 3 TAYLOR MARGARET · CIK 0001205426 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 27,829 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive one share of the Issuer's Common Stock upon vesting. F2 · derivative.exercise_date: On January 2, 2019, the reporting person was granted 27,829 Restricted Stock Units which vested 100% on January 2, 2020. F2 · derivative.expiration_date: On January 2, 2019, the reporting person was granted 27,829 Restricted Stock Units which vested 100% on January 2, 2020. Read SEC document |
| January 02, 2020 Filed Jan 6, 2020 17:32 UTC |
TAYLOR MARGARETDirector
|
Exercise / conversionCommon Stock | 27,829 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001638599-20-000043 · doc4_6453.xml · nonDerivative · entry 1 TAYLOR MARGARET · CIK 0001205426 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 39,456 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each Restricted Stock Unit represents a contingent right to receive one share of the Issuer's Common Stock upon vesting. Read SEC document |
| January 02, 2020 Filed Jan 6, 2020 17:51 UTC |
ASHBURN TOMDirector
|
Exercise / conversionRestricted Stock Unit · Derivative | 27,829 | $0.00 | $0.00 |
DisclosureSEC source: 0001638599-20-000051 · doc4_6437.xml · derivative · entry 2 ASHBURN TOM · CIK 0001219678 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 27,829 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive one share of the Issuer's Common Stock upon vesting. F2 · derivative.exercise_date: On January 2, 2019, the reporting person was granted 27,829 Restricted Stock Units which vested 100% on January 2, 2020. F2 · derivative.expiration_date: On January 2, 2019, the reporting person was granted 27,829 Restricted Stock Units which vested 100% on January 2, 2020. Read SEC document |
| January 02, 2020 Filed Jan 6, 2020 17:51 UTC |
ASHBURN TOMDirector
|
Exercise / conversionCommon Stock | 27,829 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001638599-20-000051 · doc4_6437.xml · nonDerivative · entry 1 ASHBURN TOM · CIK 0001219678 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 39,956 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each Restricted Stock Unit represents a contingent right to receive one share of the Issuer's Common Stock upon vesting. Read SEC document |
| January 02, 2020 Filed Jan 6, 2020 22:36 UTC |
ACOSTA JACK LDirector
|
Exercise / conversionRestricted Stock Unit · Derivative | 27,829 | $0.00 | $0.00 |
DisclosureSEC source: 0001638599-20-000045 · doc4_6446.xml · derivative · entry 2 ACOSTA JACK L · CIK 0001225954 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 27,829 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive one share of the Issuer's Common Stock upon vesting. F2 · derivative.exercise_date: On January 2 ,2019, the reporting person was granted 27,829 Restricted Stock Units which vested 100% on January 2, 2020. F2 · derivative.expiration_date: On January 2 ,2019, the reporting person was granted 27,829 Restricted Stock Units which vested 100% on January 2, 2020. Read SEC document |
| January 02, 2020 Filed Jan 6, 2020 22:36 UTC |
ACOSTA JACK LDirector
|
Exercise / conversionCommon Stock | 27,829 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001638599-20-000045 · doc4_6446.xml · nonDerivative · entry 1 ACOSTA JACK L · CIK 0001225954 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 40,456 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each Restricted Stock Unit represents a contingent right to receive one share of the Issuer's Common Stock upon vesting. Read SEC document |
| January 02, 2020 Filed Jan 6, 2020 22:01 UTC |
Maddock KevinSVP, Global Sales - Recurring
|
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 1,000 | $0.00 Strike: $1.19 | $0.00 |
DisclosureSEC source: 0001638599-20-000039 · doc4_6454.xml · derivative · entry 9 Maddock Kevin · CIK 0001717514 · SVP, Global Sales - Recurring 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 44,900 Underlying: Common Stock · 1,000 shares Expires 2022-05-07 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: The full exercise price is $1.19459 but due to space limitations could not be entered above. F1 · kind: The option exercises and sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person. F3 · derivative.exercise_date: The shares subject to the option are fully-vested and exercisable. Read SEC document |
| January 02, 2020 Filed Jan 6, 2020 22:01 UTC |
Maddock KevinSVP, Global Sales - Recurring
|
SaleCommon Stock | 2,619 | $3.94 | $10,318.86 |
DisclosureSEC source: 0001638599-20-000039 · doc4_6454.xml · nonDerivative · entry 2 Maddock Kevin · CIK 0001717514 · SVP, Global Sales - Recurring 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 152,246 F1 · kind: The option exercises and sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person. Read SEC document |
| January 02, 2020 Filed Jan 6, 2020 22:01 UTC |
Maddock KevinSVP, Global Sales - Recurring
|
Exercise / conversionCommon Stock | 1,000 | $1.19 | $1,194.50 |
DisclosureSEC source: 0001638599-20-000039 · doc4_6454.xml · nonDerivative · entry 1 Maddock Kevin · CIK 0001717514 · SVP, Global Sales - Recurring 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 154,865 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: The option exercises and sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person. Read SEC document |
| December 26, 2019 Filed Dec 27, 2019 21:37 UTC |
Salaets StevenCIO/SVPGlobal Security,Qual&IA
|
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 1,271 | $0.00 Strike: $0.85 | $0.00 |
DisclosureSEC source: 0001638599-19-001075 · doc4_6430.xml · derivative · entry 10 Salaets Steven · CIK 0001750857 · CIO/SVPGlobal Security,Qual&IA 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 1,271 shares Expires 2020-11-23 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: The shares subject to the option are fully-vested and exercisable. Read SEC document |
| December 26, 2019 Filed Dec 27, 2019 21:37 UTC |
Salaets StevenCIO/SVPGlobal Security,Qual&IA
|
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 1,343 | $0.00 Strike: $1.02 | $0.00 |
DisclosureSEC source: 0001638599-19-001075 · doc4_6430.xml · derivative · entry 9 Salaets Steven · CIK 0001750857 · CIO/SVPGlobal Security,Qual&IA 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 1,343 shares Expires 2021-01-04 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: The shares subject to the option are fully-vested and exercisable. Read SEC document |
| December 26, 2019 Filed Dec 27, 2019 21:37 UTC |
Salaets StevenCIO/SVPGlobal Security,Qual&IA
|
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 17,955 | $0.00 Strike: $1.19 | $0.00 |
DisclosureSEC source: 0001638599-19-001075 · doc4_6430.xml · derivative · entry 8 Salaets Steven · CIK 0001750857 · CIO/SVPGlobal Security,Qual&IA 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 17,955 shares Expires 2022-05-07 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: The shares subject to the option are fully-vested and exercisable. Read SEC document |
| December 26, 2019 Filed Dec 27, 2019 21:37 UTC |
Salaets StevenCIO/SVPGlobal Security,Qual&IA
|
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 16,160 | $0.00 Strike: $0.85 | $0.00 |
DisclosureSEC source: 0001638599-19-001075 · doc4_6430.xml · derivative · entry 7 Salaets Steven · CIK 0001750857 · CIO/SVPGlobal Security,Qual&IA 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 16,160 shares Expires 2020-10-15 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: The shares subject to the option are fully-vested and exercisable. Read SEC document |
| December 26, 2019 Filed Dec 27, 2019 21:37 UTC |
Salaets StevenCIO/SVPGlobal Security,Qual&IA
|
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 14,364 | $0.00 Strike: $1.05 | $0.00 |
DisclosureSEC source: 0001638599-19-001075 · doc4_6430.xml · derivative · entry 6 Salaets Steven · CIK 0001750857 · CIO/SVPGlobal Security,Qual&IA 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 14,364 shares Expires 2020-05-31 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: The shares subject to the option are fully-vested and exercisable. Read SEC document |
| December 26, 2019 Filed Dec 27, 2019 21:37 UTC |
Salaets StevenCIO/SVPGlobal Security,Qual&IA
|
Exercise / conversionCommon Stock | 1,271 | $0.85 | $1,080.35 |
DisclosureSEC source: 0001638599-19-001075 · doc4_6430.xml · nonDerivative · entry 5 Salaets Steven · CIK 0001750857 · CIO/SVPGlobal Security,Qual&IA 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 56,030 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 26, 2019 Filed Dec 27, 2019 21:37 UTC |
Salaets StevenCIO/SVPGlobal Security,Qual&IA
|
Exercise / conversionCommon Stock | 1,343 | $1.02 | $1,369.86 |
DisclosureSEC source: 0001638599-19-001075 · doc4_6430.xml · nonDerivative · entry 4 Salaets Steven · CIK 0001750857 · CIO/SVPGlobal Security,Qual&IA 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 54,759 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 26, 2019 Filed Dec 27, 2019 21:37 UTC |
Salaets StevenCIO/SVPGlobal Security,Qual&IA
|
Exercise / conversionCommon Stock | 17,955 | $1.19 | $21,366.45 |
DisclosureSEC source: 0001638599-19-001075 · doc4_6430.xml · nonDerivative · entry 3 Salaets Steven · CIK 0001750857 · CIO/SVPGlobal Security,Qual&IA 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 53,416 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 26, 2019 Filed Dec 27, 2019 21:37 UTC |
Salaets StevenCIO/SVPGlobal Security,Qual&IA
|
Exercise / conversionCommon Stock | 16,160 | $0.85 | $13,736.00 |
DisclosureSEC source: 0001638599-19-001075 · doc4_6430.xml · nonDerivative · entry 2 Salaets Steven · CIK 0001750857 · CIO/SVPGlobal Security,Qual&IA 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 35,461 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 26, 2019 Filed Dec 27, 2019 21:37 UTC |
Salaets StevenCIO/SVPGlobal Security,Qual&IA
|
Exercise / conversionCommon Stock | 14,364 | $1.05 | $15,082.20 |
DisclosureSEC source: 0001638599-19-001075 · doc4_6430.xml · nonDerivative · entry 1 Salaets Steven · CIK 0001750857 · CIO/SVPGlobal Security,Qual&IA 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,301 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 06, 2019 Filed Dec 9, 2019 22:07 UTC |
Maddock KevinSVP, Global Sales - Recurring
|
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 1,000 | $0.00 Strike: $1.19 | $0.00 |
DisclosureSEC source: 0001638599-19-001018 · doc4_6386.xml · derivative · entry 6 Maddock Kevin · CIK 0001717514 · SVP, Global Sales - Recurring 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 45,900 Underlying: Common Stock · 1,000 shares Expires 2022-05-07 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: The full exercise price is $1.19459 but due to space limitations could not be entered above. F1 · kind: The option exercises and sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person. F3 · derivative.exercise_date: The shares subject to the option are fully-vested and exercisable. Read SEC document |
| December 06, 2019 Filed Dec 9, 2019 22:07 UTC |
Maddock KevinSVP, Global Sales - Recurring
|
SaleCommon Stock | 1,000 | $3.92 | $3,920.00 |
DisclosureSEC source: 0001638599-19-001018 · doc4_6386.xml · nonDerivative · entry 4 Maddock Kevin · CIK 0001717514 · SVP, Global Sales - Recurring 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 153,865 F1 · kind: The option exercises and sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person. Read SEC document |
| December 06, 2019 Filed Dec 9, 2019 22:07 UTC |
Maddock KevinSVP, Global Sales - Recurring
|
Exercise / conversionCommon Stock | 1,000 | $1.19 | $1,194.50 |
DisclosureSEC source: 0001638599-19-001018 · doc4_6386.xml · nonDerivative · entry 3 Maddock Kevin · CIK 0001717514 · SVP, Global Sales - Recurring 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 152,865 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: The option exercises and sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person. Read SEC document |
| December 05, 2019 Filed Dec 9, 2019 22:07 UTC |
Maddock KevinSVP, Global Sales - Recurring
|
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 1,000 | $0.00 Strike: $1.19 | $0.00 |
DisclosureSEC source: 0001638599-19-001018 · doc4_6386.xml · derivative · entry 5 Maddock Kevin · CIK 0001717514 · SVP, Global Sales - Recurring 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 46,900 Underlying: Common Stock · 1,000 shares Expires 2022-05-07 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: The full exercise price is $1.19459 but due to space limitations could not be entered above. F1 · kind: The option exercises and sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person. F3 · derivative.exercise_date: The shares subject to the option are fully-vested and exercisable. Read SEC document |
| December 05, 2019 Filed Dec 9, 2019 22:07 UTC |
Maddock KevinSVP, Global Sales - Recurring
|
SaleCommon Stock | 1,000 | $3.94 | $3,940.00 |
DisclosureSEC source: 0001638599-19-001018 · doc4_6386.xml · nonDerivative · entry 2 Maddock Kevin · CIK 0001717514 · SVP, Global Sales - Recurring 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 153,865 F1 · kind: The option exercises and sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person. Read SEC document |
| December 05, 2019 Filed Dec 9, 2019 22:07 UTC |
Maddock KevinSVP, Global Sales - Recurring
|
Exercise / conversionCommon Stock | 1,000 | $1.19 | $1,194.50 |
DisclosureSEC source: 0001638599-19-001018 · doc4_6386.xml · nonDerivative · entry 1 Maddock Kevin · CIK 0001717514 · SVP, Global Sales - Recurring 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 152,865 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: The option exercises and sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person. Read SEC document |
| December 04, 2019 Filed Dec 4, 2019 21:45 UTC |
Maddock KevinSVP, Global Sales - Recurring
|
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 1,000 | $0.00 Strike: $1.19 | $0.00 |
DisclosureSEC source: 0001638599-19-000999 · doc4_6379.xml · derivative · entry 6 Maddock Kevin · CIK 0001717514 · SVP, Global Sales - Recurring 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 47,900 Underlying: Common Stock · 1,000 shares Expires 2022-05-07 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: The full exercise price is $1.19459 but due to space limitations could not be entered above. F1 · kind: The option exercises and sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person. F3 · derivative.exercise_date: The shares subject to the option are fully-vested and exercisable. Read SEC document |
| December 04, 2019 Filed Dec 4, 2019 21:45 UTC |
Maddock KevinSVP, Global Sales - Recurring
|
SaleCommon Stock | 1,000 | $3.94 | $3,940.00 |
DisclosureSEC source: 0001638599-19-000999 · doc4_6379.xml · nonDerivative · entry 4 Maddock Kevin · CIK 0001717514 · SVP, Global Sales - Recurring 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 153,865 F1 · kind: The option exercises and sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person. Read SEC document |
| December 04, 2019 Filed Dec 4, 2019 21:45 UTC |
Maddock KevinSVP, Global Sales - Recurring
|
Exercise / conversionCommon Stock | 1,000 | $1.19 | $1,194.50 |
DisclosureSEC source: 0001638599-19-000999 · doc4_6379.xml · nonDerivative · entry 3 Maddock Kevin · CIK 0001717514 · SVP, Global Sales - Recurring 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 152,865 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: The option exercises and sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person. Read SEC document |
| December 02, 2019 Filed Dec 4, 2019 21:45 UTC |
Maddock KevinSVP, Global Sales - Recurring
|
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 1,000 | $0.00 Strike: $1.19 | $0.00 |
DisclosureSEC source: 0001638599-19-000999 · doc4_6379.xml · derivative · entry 5 Maddock Kevin · CIK 0001717514 · SVP, Global Sales - Recurring 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 48,900 Underlying: Common Stock · 1,000 shares Expires 2022-05-07 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: The full exercise price is $1.19459 but due to space limitations could not be entered above. F1 · kind: The option exercises and sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person. F3 · derivative.exercise_date: The shares subject to the option are fully-vested and exercisable. Read SEC document |
| December 02, 2019 Filed Dec 4, 2019 21:45 UTC |
Maddock KevinSVP, Global Sales - Recurring
|
SaleCommon Stock | 1,000 | $4.00 | $4,000.00 |
DisclosureSEC source: 0001638599-19-000999 · doc4_6379.xml · nonDerivative · entry 2 Maddock Kevin · CIK 0001717514 · SVP, Global Sales - Recurring 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 153,865 F1 · kind: The option exercises and sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person. Read SEC document |
| December 02, 2019 Filed Dec 4, 2019 21:45 UTC |
Maddock KevinSVP, Global Sales - Recurring
|
Exercise / conversionCommon Stock | 1,000 | $1.19 | $1,194.50 |
DisclosureSEC source: 0001638599-19-000999 · doc4_6379.xml · nonDerivative · entry 1 Maddock Kevin · CIK 0001717514 · SVP, Global Sales - Recurring 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 152,865 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: The option exercises and sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person. Read SEC document |
| November 08, 2019 Filed Nov 8, 2019 21:34 UTC |
Maddock KevinSVP, Global Sales - Recurring
|
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 3,051 | $0.00 Strike: $1.19 | $0.00 |
DisclosureSEC source: 0001638599-19-000949 · doc4_6347.xml · derivative · entry 9 Maddock Kevin · CIK 0001717514 · SVP, Global Sales - Recurring 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 3,051 shares Expires 2022-05-07 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: The option exercises and sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person. F2 · derivative.exercise_date: The shares subject to the option are fully-vested and exercisable. Read SEC document |
| November 08, 2019 Filed Nov 8, 2019 21:34 UTC |
Maddock KevinSVP, Global Sales - Recurring
|
SaleCommon Stock | 3,051 | $4.01 | $12,234.51 |
DisclosureSEC source: 0001638599-19-000949 · doc4_6347.xml · nonDerivative · entry 6 Maddock Kevin · CIK 0001717514 · SVP, Global Sales - Recurring 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 153,865 F1 · kind: The option exercises and sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person. Read SEC document |
| November 08, 2019 Filed Nov 8, 2019 21:34 UTC |
Maddock KevinSVP, Global Sales - Recurring
|
Exercise / conversionCommon Stock | 3,051 | $1.19 | $3,644.42 |
DisclosureSEC source: 0001638599-19-000949 · doc4_6347.xml · nonDerivative · entry 5 Maddock Kevin · CIK 0001717514 · SVP, Global Sales - Recurring 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 156,916 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: The option exercises and sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person. Read SEC document |
| November 07, 2019 Filed Nov 8, 2019 21:34 UTC |
Maddock KevinSVP, Global Sales - Recurring
|
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 3,775 | $0.00 Strike: $1.19 | $0.00 |
DisclosureSEC source: 0001638599-19-000949 · doc4_6347.xml · derivative · entry 8 Maddock Kevin · CIK 0001717514 · SVP, Global Sales - Recurring 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,051 Underlying: Common Stock · 3,775 shares Expires 2022-05-07 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: The option exercises and sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person. F2 · derivative.exercise_date: The shares subject to the option are fully-vested and exercisable. Read SEC document |
| November 07, 2019 Filed Nov 8, 2019 21:34 UTC |
Maddock KevinSVP, Global Sales - Recurring
|
SaleCommon Stock | 3,775 | $4.00 | $15,100.00 |
DisclosureSEC source: 0001638599-19-000949 · doc4_6347.xml · nonDerivative · entry 4 Maddock Kevin · CIK 0001717514 · SVP, Global Sales - Recurring 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 153,865 F1 · kind: The option exercises and sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person. Read SEC document |
| November 07, 2019 Filed Nov 8, 2019 21:34 UTC |
Maddock KevinSVP, Global Sales - Recurring
|
Exercise / conversionCommon Stock | 3,775 | $1.19 | $4,509.24 |
DisclosureSEC source: 0001638599-19-000949 · doc4_6347.xml · nonDerivative · entry 3 Maddock Kevin · CIK 0001717514 · SVP, Global Sales - Recurring 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 157,640 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: The option exercises and sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person. Read SEC document |
| November 06, 2019 Filed Nov 8, 2019 21:34 UTC |
Maddock KevinSVP, Global Sales - Recurring
|
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 5,500 | $0.00 Strike: $1.19 | $0.00 |
DisclosureSEC source: 0001638599-19-000949 · doc4_6347.xml · derivative · entry 7 Maddock Kevin · CIK 0001717514 · SVP, Global Sales - Recurring 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,826 Underlying: Common Stock · 5,500 shares Expires 2022-05-07 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: The option exercises and sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person. F2 · derivative.exercise_date: The shares subject to the option are fully-vested and exercisable. Read SEC document |
| November 06, 2019 Filed Nov 8, 2019 21:34 UTC |
Maddock KevinSVP, Global Sales - Recurring
|
SaleCommon Stock | 5,500 | $4.04 | $22,223.30 |
DisclosureSEC source: 0001638599-19-000949 · doc4_6347.xml · nonDerivative · entry 2 Maddock Kevin · CIK 0001717514 · SVP, Global Sales - Recurring 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 153,865 F1 · kind: The option exercises and sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person. F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $3.99 to $4.10, inclusive. The Reporting Person undertakes to provide to Rimini Street, Inc., any security holder of Rimini Street, Inc., or the staff of the Securities and Exchange Commission, upon written request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote of this Form 4. Read SEC document |
| November 06, 2019 Filed Nov 8, 2019 21:34 UTC |
Maddock KevinSVP, Global Sales - Recurring
|
Exercise / conversionCommon Stock | 5,500 | $1.19 | $6,569.75 |
DisclosureSEC source: 0001638599-19-000949 · doc4_6347.xml · nonDerivative · entry 1 Maddock Kevin · CIK 0001717514 · SVP, Global Sales - Recurring 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 159,365 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: The option exercises and sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person. Read SEC document |
| November 05, 2019 Filed Nov 5, 2019 22:22 UTC |
Maddock KevinSVP, Global Sales - Recurring
|
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 5,500 | $0.00 Strike: $1.19 | $0.00 |
DisclosureSEC source: 0001638599-19-000939 · doc4_6339.xml · derivative · entry 9 Maddock Kevin · CIK 0001717514 · SVP, Global Sales - Recurring 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,326 Underlying: Common Stock · 5,500 shares Expires 2022-05-07 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: The option exercises and sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person. F2 · derivative.exercise_date: The shares subject to the option are fully-vested and exercisable. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.