Tapewire

Nasdaq · USD

RMNI

Rimini Street, Inc.

Export transactions ↓
Tapewire entity
5475
SEC CIK
0001635282
Parsed reports
699

Last 12 months

Inside the activity.

0 purchase rows · 52 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202501
Dec 202504
Jan 202601
Feb 202600
Mar 2026018
Apr 2026013
May 2026011
Jun 202600
Jul 202600
Aug 202600
Sep 202604
Oct 202600

Latest available

Insider transactions

JSON API
Reset

Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
January 02, 2020 Filed Jan 6, 2020 17:41 UTC Exercise / conversionCommon Stock 27,829 Not disclosed Not disclosed
Disclosure

SEC source: 0001638599-20-000047 · doc4_6442.xml · nonDerivative · entry 1

Fleiss Andrew · CIK 0001718718 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,956

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each Restricted Stock Unit represents a contingent right to receive one share of the Issuer's Common Stock upon vesting.

Read SEC document
January 02, 2020 Filed Jan 6, 2020 22:17 UTC
Murray Robin P.Director · 10% owner
Exercise / conversionRestricted Stock Unit · Derivative 27,829 $0.00 $0.00
Disclosure

SEC source: 0001638599-20-000041 · doc4_6447.xml · derivative · entry 11

Murray Robin P. · CIK 0001717449 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 27,829 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F11 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive one share of the Issuer's Common Stock upon vesting.

F12 · derivative.exercise_date: On January 2, 2019, the reporting person was granted 27,829 Restricted Stock Units which vested 100% on January 2, 2020.

F12 · derivative.expiration_date: On January 2, 2019, the reporting person was granted 27,829 Restricted Stock Units which vested 100% on January 2, 2020.

Read SEC document
January 02, 2020 Filed Jan 6, 2020 22:17 UTC
Murray Robin P.Director · 10% owner
Exercise / conversionCommon Stock 27,829 Not disclosed Not disclosed
Disclosure

SEC source: 0001638599-20-000041 · doc4_6447.xml · nonDerivative · entry 10

Murray Robin P. · CIK 0001717449 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,456

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F11 · price: Each Restricted Stock Unit represents a contingent right to receive one share of the Issuer's Common Stock upon vesting.

F12 · balance_after: On January 2, 2019, the reporting person was granted 27,829 Restricted Stock Units which vested 100% on January 2, 2020.

F10 · ownership.direct: The common stock was issued to the Reporting Person, Robin Murray, a director of the Issuer who is a partner of Adams Street Partners, LLC. Adams Street Partners, LLC is the managing member of the general partner of AS 2007, AS 2008, and AS 2009, the managing member of the general partner of the general partner of each of AS 2013, AS 2014, AS 2015, AS 2016 and AS VGVI (collectively, the "Funds") and the manager of ASRA. By agreement with the Funds, Mr. Murray is deemed to hold the common stock for the benefit of the Funds. The common stock may be deemed to be indirectly beneficially owned by Adams Street Partners, LLC. Adams Street Partners, LLC and Thomas S. Bremner, Jeffrey T. Diehl, Elisha P. Gould, Robin Murray and Fred Wang, each of whom is a partner of Adams Street Partners, LLC (or a subsidiary thereof), disclaim beneficial ownership of the common stock except to the extent of their pecuniary interest therein.

Read SEC document
January 02, 2020 Filed Jan 6, 2020 22:46 UTC Exercise / conversionRestricted Stock Unit · Derivative 27,829 $0.00 $0.00
Disclosure

SEC source: 0001638599-20-000049 · doc4_6439.xml · derivative · entry 2

Bonchristiano Antonio · CIK 0001642661 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 27,829 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive one share of the Issuer's Common Stock upon vesting.

F2 · derivative.exercise_date: On January 2, 2019, the reporting person was granted 27,829 Restricted Stock Units which vested 100% on January 2, 2020.

F2 · derivative.expiration_date: On January 2, 2019, the reporting person was granted 27,829 Restricted Stock Units which vested 100% on January 2, 2020.

Read SEC document
January 02, 2020 Filed Jan 6, 2020 22:46 UTC Exercise / conversionCommon Stock 27,829 Not disclosed Not disclosed
Disclosure

SEC source: 0001638599-20-000049 · doc4_6439.xml · nonDerivative · entry 1

Bonchristiano Antonio · CIK 0001642661 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,956

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each Restricted Stock Unit represents a contingent right to receive one share of the Issuer's Common Stock upon vesting.

Read SEC document
January 02, 2020 Filed Jan 6, 2020 22:56 UTC Exercise / conversionRestricted Stock Unit · Derivative 27,829 $0.00 $0.00
Disclosure

SEC source: 0001638599-20-000053 · doc4_6438.xml · derivative · entry 3

CAPELLI STEVEN M · CIK 0001279303 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 27,829 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive one share of the Issuer's Common Stock upon vesting.

F2 · derivative.exercise_date: On January 2, 2019, the reporting person was granted 27,829 Restricted Stock Units which vested 100% on January 2, 2020.

F2 · derivative.expiration_date: On January 2, 2019, the reporting person was granted 27,829 Restricted Stock Units which vested 100% on January 2, 2020.

Read SEC document
January 02, 2020 Filed Jan 6, 2020 22:56 UTC Exercise / conversionCommon Stock 27,829 Not disclosed Not disclosed
Disclosure

SEC source: 0001638599-20-000053 · doc4_6438.xml · nonDerivative · entry 1

CAPELLI STEVEN M · CIK 0001279303 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,456

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each Restricted Stock Unit represents a contingent right to receive one share of the Issuer's Common Stock upon vesting.

Read SEC document
January 02, 2020 Filed Jan 6, 2020 21:03 UTC Exercise / conversionRestricted Stock Unit · Derivative 27,829 $0.00 $0.00
Disclosure

SEC source: 0001104659-20-001507 · tm201291d1_4.xml · derivative · entry 11

ADAMS STREET PARTNERS LLC · CIK 0001193586 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 0

Underlying: Common Stock · 27,829 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F10 · derivative.exercise_price: On January 2, 2019, Robin Murray, a director of the Issuer and partner of Adams Street Partners, LLC, was granted 27,829 Restricted Stock Units which vested 100% on January 2, 2020. Each Restricted Stock Unit represents a contingent right to receive one share of the Issuer's common stock upon vesting.

F10 · shares: On January 2, 2019, Robin Murray, a director of the Issuer and partner of Adams Street Partners, LLC, was granted 27,829 Restricted Stock Units which vested 100% on January 2, 2020. Each Restricted Stock Unit represents a contingent right to receive one share of the Issuer's common stock upon vesting.

F10 · derivative.exercise_date: On January 2, 2019, Robin Murray, a director of the Issuer and partner of Adams Street Partners, LLC, was granted 27,829 Restricted Stock Units which vested 100% on January 2, 2020. Each Restricted Stock Unit represents a contingent right to receive one share of the Issuer's common stock upon vesting.

F10 · derivative.expiration_date: On January 2, 2019, Robin Murray, a director of the Issuer and partner of Adams Street Partners, LLC, was granted 27,829 Restricted Stock Units which vested 100% on January 2, 2020. Each Restricted Stock Unit represents a contingent right to receive one share of the Issuer's common stock upon vesting.

F13 · ownership.nature: These Restricted Stock Units were granted to Robin Murray, a director of the Issuer, who is a partner of Adams Street Partners, LLC. Adams Street Partners, LLC is the managing member of the general partner of AS 2007, AS 2008 and AS 2009, the managing member of the general partner of the general partner of each of AS 2013, AS 2014, AS 2015, AS 2016 and AS VGVI, and the manager of ASRA. By agreement with the Funds, Mr. Murray is deemed to hold the Restricted Stock Units for the benefit of the Funds.

F14 · ownership.nature: The Restricted Stock Units may be deemed to be indirectly beneficially owned by Adams Street Partners, LLC. Adams Street Partners, LLC and Thomas S. Bremner, Jeffrey T. Diehl, Elisha P. Gould, Robin Murray and Fred Wang , each of whom is a partner of Adams Street Partners, LLC (or a subsidiary thereof), disclaim beneficial ownership of the Restricted Stock Units except to the extent of their pecuniary interest therein.

Read SEC document
January 02, 2020 Filed Jan 6, 2020 21:03 UTC Exercise / conversionCommon Stock 27,829 Not disclosed Not disclosed
Disclosure

SEC source: 0001104659-20-001507 · tm201291d1_4.xml · nonDerivative · entry 10

ADAMS STREET PARTNERS LLC · CIK 0001193586 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 39,456

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F10 · price: On January 2, 2019, Robin Murray, a director of the Issuer and partner of Adams Street Partners, LLC, was granted 27,829 Restricted Stock Units which vested 100% on January 2, 2020. Each Restricted Stock Unit represents a contingent right to receive one share of the Issuer's common stock upon vesting.

F11 · ownership.nature: The shares of common stock were issued to Robin Murray, a director of the Issuer, who is a partner of Adams Street Partners, LLC. Adams Street Partners, LLC is the managing member of the general partner of AS 2007, AS 2008 and AS 2009, is the managing member of the general partner of the general partner of AS 2013, AS 2014, AS 2015, AS 2016 and AS VGVI (collectively, the "Funds") and is the manager of ASRA. By agreement with the Funds, Mr. Murray is deemed to hold the common stock for the benefit of the Funds.

F12 · ownership.nature: The common stock may be deemed to be indirectly beneficially owned by Adams Street Partners, LLC. Adams Street Partners, LLC and Thomas S. Bremner, Jeffrey T. Diehl, Elisha P. Gould, Robin Murray and Fred Wang, each of whom is a partner of Adams Street Partners, LLC (or a subsidiary thereof), disclaim beneficial ownership of the common stock except to the extent of their pecuniary interest therein.

Read SEC document
January 02, 2020 Filed Jan 6, 2020 17:32 UTC Exercise / conversionRestricted Stock Unit · Derivative 27,829 $0.00 $0.00
Disclosure

SEC source: 0001638599-20-000043 · doc4_6453.xml · derivative · entry 3

TAYLOR MARGARET · CIK 0001205426 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 27,829 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive one share of the Issuer's Common Stock upon vesting.

F2 · derivative.exercise_date: On January 2, 2019, the reporting person was granted 27,829 Restricted Stock Units which vested 100% on January 2, 2020.

F2 · derivative.expiration_date: On January 2, 2019, the reporting person was granted 27,829 Restricted Stock Units which vested 100% on January 2, 2020.

Read SEC document
January 02, 2020 Filed Jan 6, 2020 17:32 UTC Exercise / conversionCommon Stock 27,829 Not disclosed Not disclosed
Disclosure

SEC source: 0001638599-20-000043 · doc4_6453.xml · nonDerivative · entry 1

TAYLOR MARGARET · CIK 0001205426 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,456

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each Restricted Stock Unit represents a contingent right to receive one share of the Issuer's Common Stock upon vesting.

Read SEC document
January 02, 2020 Filed Jan 6, 2020 17:51 UTC
ASHBURN TOMDirector
Exercise / conversionRestricted Stock Unit · Derivative 27,829 $0.00 $0.00
Disclosure

SEC source: 0001638599-20-000051 · doc4_6437.xml · derivative · entry 2

ASHBURN TOM · CIK 0001219678 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 27,829 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive one share of the Issuer's Common Stock upon vesting.

F2 · derivative.exercise_date: On January 2, 2019, the reporting person was granted 27,829 Restricted Stock Units which vested 100% on January 2, 2020.

F2 · derivative.expiration_date: On January 2, 2019, the reporting person was granted 27,829 Restricted Stock Units which vested 100% on January 2, 2020.

Read SEC document
January 02, 2020 Filed Jan 6, 2020 17:51 UTC
ASHBURN TOMDirector
Exercise / conversionCommon Stock 27,829 Not disclosed Not disclosed
Disclosure

SEC source: 0001638599-20-000051 · doc4_6437.xml · nonDerivative · entry 1

ASHBURN TOM · CIK 0001219678 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,956

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each Restricted Stock Unit represents a contingent right to receive one share of the Issuer's Common Stock upon vesting.

Read SEC document
January 02, 2020 Filed Jan 6, 2020 22:36 UTC Exercise / conversionRestricted Stock Unit · Derivative 27,829 $0.00 $0.00
Disclosure

SEC source: 0001638599-20-000045 · doc4_6446.xml · derivative · entry 2

ACOSTA JACK L · CIK 0001225954 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 27,829 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive one share of the Issuer's Common Stock upon vesting.

F2 · derivative.exercise_date: On January 2 ,2019, the reporting person was granted 27,829 Restricted Stock Units which vested 100% on January 2, 2020.

F2 · derivative.expiration_date: On January 2 ,2019, the reporting person was granted 27,829 Restricted Stock Units which vested 100% on January 2, 2020.

Read SEC document
January 02, 2020 Filed Jan 6, 2020 22:36 UTC Exercise / conversionCommon Stock 27,829 Not disclosed Not disclosed
Disclosure

SEC source: 0001638599-20-000045 · doc4_6446.xml · nonDerivative · entry 1

ACOSTA JACK L · CIK 0001225954 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,456

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each Restricted Stock Unit represents a contingent right to receive one share of the Issuer's Common Stock upon vesting.

Read SEC document
January 02, 2020 Filed Jan 6, 2020 22:01 UTC
Maddock KevinSVP, Global Sales - Recurring
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 1,000 $0.00 Strike: $1.19 $0.00
Disclosure

SEC source: 0001638599-20-000039 · doc4_6454.xml · derivative · entry 9

Maddock Kevin · CIK 0001717514 · SVP, Global Sales - Recurring

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 44,900

Underlying: Common Stock · 1,000 shares

Expires 2022-05-07

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: The full exercise price is $1.19459 but due to space limitations could not be entered above.

F1 · kind: The option exercises and sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person.

F3 · derivative.exercise_date: The shares subject to the option are fully-vested and exercisable.

Read SEC document
January 02, 2020 Filed Jan 6, 2020 22:01 UTC
Maddock KevinSVP, Global Sales - Recurring
SaleCommon Stock 2,619 $3.94 $10,318.86
Disclosure

SEC source: 0001638599-20-000039 · doc4_6454.xml · nonDerivative · entry 2

Maddock Kevin · CIK 0001717514 · SVP, Global Sales - Recurring

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 152,246

F1 · kind: The option exercises and sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person.

Read SEC document
January 02, 2020 Filed Jan 6, 2020 22:01 UTC
Maddock KevinSVP, Global Sales - Recurring
Exercise / conversionCommon Stock 1,000 $1.19 $1,194.50
Disclosure

SEC source: 0001638599-20-000039 · doc4_6454.xml · nonDerivative · entry 1

Maddock Kevin · CIK 0001717514 · SVP, Global Sales - Recurring

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 154,865

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The option exercises and sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person.

Read SEC document
December 26, 2019 Filed Dec 27, 2019 21:37 UTC
Salaets StevenCIO/SVPGlobal Security,Qual&IA
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 1,271 $0.00 Strike: $0.85 $0.00
Disclosure

SEC source: 0001638599-19-001075 · doc4_6430.xml · derivative · entry 10

Salaets Steven · CIK 0001750857 · CIO/SVPGlobal Security,Qual&IA

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,271 shares

Expires 2020-11-23

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: The shares subject to the option are fully-vested and exercisable.

Read SEC document
December 26, 2019 Filed Dec 27, 2019 21:37 UTC
Salaets StevenCIO/SVPGlobal Security,Qual&IA
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 1,343 $0.00 Strike: $1.02 $0.00
Disclosure

SEC source: 0001638599-19-001075 · doc4_6430.xml · derivative · entry 9

Salaets Steven · CIK 0001750857 · CIO/SVPGlobal Security,Qual&IA

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,343 shares

Expires 2021-01-04

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: The shares subject to the option are fully-vested and exercisable.

Read SEC document
December 26, 2019 Filed Dec 27, 2019 21:37 UTC
Salaets StevenCIO/SVPGlobal Security,Qual&IA
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 17,955 $0.00 Strike: $1.19 $0.00
Disclosure

SEC source: 0001638599-19-001075 · doc4_6430.xml · derivative · entry 8

Salaets Steven · CIK 0001750857 · CIO/SVPGlobal Security,Qual&IA

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 17,955 shares

Expires 2022-05-07

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: The shares subject to the option are fully-vested and exercisable.

Read SEC document
December 26, 2019 Filed Dec 27, 2019 21:37 UTC
Salaets StevenCIO/SVPGlobal Security,Qual&IA
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 16,160 $0.00 Strike: $0.85 $0.00
Disclosure

SEC source: 0001638599-19-001075 · doc4_6430.xml · derivative · entry 7

Salaets Steven · CIK 0001750857 · CIO/SVPGlobal Security,Qual&IA

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 16,160 shares

Expires 2020-10-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: The shares subject to the option are fully-vested and exercisable.

Read SEC document
December 26, 2019 Filed Dec 27, 2019 21:37 UTC
Salaets StevenCIO/SVPGlobal Security,Qual&IA
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 14,364 $0.00 Strike: $1.05 $0.00
Disclosure

SEC source: 0001638599-19-001075 · doc4_6430.xml · derivative · entry 6

Salaets Steven · CIK 0001750857 · CIO/SVPGlobal Security,Qual&IA

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 14,364 shares

Expires 2020-05-31

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: The shares subject to the option are fully-vested and exercisable.

Read SEC document
December 26, 2019 Filed Dec 27, 2019 21:37 UTC
Salaets StevenCIO/SVPGlobal Security,Qual&IA
Exercise / conversionCommon Stock 1,271 $0.85 $1,080.35
Disclosure

SEC source: 0001638599-19-001075 · doc4_6430.xml · nonDerivative · entry 5

Salaets Steven · CIK 0001750857 · CIO/SVPGlobal Security,Qual&IA

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 56,030

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 26, 2019 Filed Dec 27, 2019 21:37 UTC
Salaets StevenCIO/SVPGlobal Security,Qual&IA
Exercise / conversionCommon Stock 1,343 $1.02 $1,369.86
Disclosure

SEC source: 0001638599-19-001075 · doc4_6430.xml · nonDerivative · entry 4

Salaets Steven · CIK 0001750857 · CIO/SVPGlobal Security,Qual&IA

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 54,759

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 26, 2019 Filed Dec 27, 2019 21:37 UTC
Salaets StevenCIO/SVPGlobal Security,Qual&IA
Exercise / conversionCommon Stock 17,955 $1.19 $21,366.45
Disclosure

SEC source: 0001638599-19-001075 · doc4_6430.xml · nonDerivative · entry 3

Salaets Steven · CIK 0001750857 · CIO/SVPGlobal Security,Qual&IA

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 53,416

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 26, 2019 Filed Dec 27, 2019 21:37 UTC
Salaets StevenCIO/SVPGlobal Security,Qual&IA
Exercise / conversionCommon Stock 16,160 $0.85 $13,736.00
Disclosure

SEC source: 0001638599-19-001075 · doc4_6430.xml · nonDerivative · entry 2

Salaets Steven · CIK 0001750857 · CIO/SVPGlobal Security,Qual&IA

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,461

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 26, 2019 Filed Dec 27, 2019 21:37 UTC
Salaets StevenCIO/SVPGlobal Security,Qual&IA
Exercise / conversionCommon Stock 14,364 $1.05 $15,082.20
Disclosure

SEC source: 0001638599-19-001075 · doc4_6430.xml · nonDerivative · entry 1

Salaets Steven · CIK 0001750857 · CIO/SVPGlobal Security,Qual&IA

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,301

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 06, 2019 Filed Dec 9, 2019 22:07 UTC
Maddock KevinSVP, Global Sales - Recurring
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 1,000 $0.00 Strike: $1.19 $0.00
Disclosure

SEC source: 0001638599-19-001018 · doc4_6386.xml · derivative · entry 6

Maddock Kevin · CIK 0001717514 · SVP, Global Sales - Recurring

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 45,900

Underlying: Common Stock · 1,000 shares

Expires 2022-05-07

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: The full exercise price is $1.19459 but due to space limitations could not be entered above.

F1 · kind: The option exercises and sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person.

F3 · derivative.exercise_date: The shares subject to the option are fully-vested and exercisable.

Read SEC document
December 06, 2019 Filed Dec 9, 2019 22:07 UTC
Maddock KevinSVP, Global Sales - Recurring
SaleCommon Stock 1,000 $3.92 $3,920.00
Disclosure

SEC source: 0001638599-19-001018 · doc4_6386.xml · nonDerivative · entry 4

Maddock Kevin · CIK 0001717514 · SVP, Global Sales - Recurring

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 153,865

F1 · kind: The option exercises and sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person.

Read SEC document
December 06, 2019 Filed Dec 9, 2019 22:07 UTC
Maddock KevinSVP, Global Sales - Recurring
Exercise / conversionCommon Stock 1,000 $1.19 $1,194.50
Disclosure

SEC source: 0001638599-19-001018 · doc4_6386.xml · nonDerivative · entry 3

Maddock Kevin · CIK 0001717514 · SVP, Global Sales - Recurring

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 152,865

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The option exercises and sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person.

Read SEC document
December 05, 2019 Filed Dec 9, 2019 22:07 UTC
Maddock KevinSVP, Global Sales - Recurring
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 1,000 $0.00 Strike: $1.19 $0.00
Disclosure

SEC source: 0001638599-19-001018 · doc4_6386.xml · derivative · entry 5

Maddock Kevin · CIK 0001717514 · SVP, Global Sales - Recurring

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 46,900

Underlying: Common Stock · 1,000 shares

Expires 2022-05-07

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: The full exercise price is $1.19459 but due to space limitations could not be entered above.

F1 · kind: The option exercises and sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person.

F3 · derivative.exercise_date: The shares subject to the option are fully-vested and exercisable.

Read SEC document
December 05, 2019 Filed Dec 9, 2019 22:07 UTC
Maddock KevinSVP, Global Sales - Recurring
SaleCommon Stock 1,000 $3.94 $3,940.00
Disclosure

SEC source: 0001638599-19-001018 · doc4_6386.xml · nonDerivative · entry 2

Maddock Kevin · CIK 0001717514 · SVP, Global Sales - Recurring

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 153,865

F1 · kind: The option exercises and sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person.

Read SEC document
December 05, 2019 Filed Dec 9, 2019 22:07 UTC
Maddock KevinSVP, Global Sales - Recurring
Exercise / conversionCommon Stock 1,000 $1.19 $1,194.50
Disclosure

SEC source: 0001638599-19-001018 · doc4_6386.xml · nonDerivative · entry 1

Maddock Kevin · CIK 0001717514 · SVP, Global Sales - Recurring

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 152,865

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The option exercises and sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person.

Read SEC document
December 04, 2019 Filed Dec 4, 2019 21:45 UTC
Maddock KevinSVP, Global Sales - Recurring
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 1,000 $0.00 Strike: $1.19 $0.00
Disclosure

SEC source: 0001638599-19-000999 · doc4_6379.xml · derivative · entry 6

Maddock Kevin · CIK 0001717514 · SVP, Global Sales - Recurring

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 47,900

Underlying: Common Stock · 1,000 shares

Expires 2022-05-07

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: The full exercise price is $1.19459 but due to space limitations could not be entered above.

F1 · kind: The option exercises and sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person.

F3 · derivative.exercise_date: The shares subject to the option are fully-vested and exercisable.

Read SEC document
December 04, 2019 Filed Dec 4, 2019 21:45 UTC
Maddock KevinSVP, Global Sales - Recurring
SaleCommon Stock 1,000 $3.94 $3,940.00
Disclosure

SEC source: 0001638599-19-000999 · doc4_6379.xml · nonDerivative · entry 4

Maddock Kevin · CIK 0001717514 · SVP, Global Sales - Recurring

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 153,865

F1 · kind: The option exercises and sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person.

Read SEC document
December 04, 2019 Filed Dec 4, 2019 21:45 UTC
Maddock KevinSVP, Global Sales - Recurring
Exercise / conversionCommon Stock 1,000 $1.19 $1,194.50
Disclosure

SEC source: 0001638599-19-000999 · doc4_6379.xml · nonDerivative · entry 3

Maddock Kevin · CIK 0001717514 · SVP, Global Sales - Recurring

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 152,865

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The option exercises and sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person.

Read SEC document
December 02, 2019 Filed Dec 4, 2019 21:45 UTC
Maddock KevinSVP, Global Sales - Recurring
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 1,000 $0.00 Strike: $1.19 $0.00
Disclosure

SEC source: 0001638599-19-000999 · doc4_6379.xml · derivative · entry 5

Maddock Kevin · CIK 0001717514 · SVP, Global Sales - Recurring

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 48,900

Underlying: Common Stock · 1,000 shares

Expires 2022-05-07

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: The full exercise price is $1.19459 but due to space limitations could not be entered above.

F1 · kind: The option exercises and sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person.

F3 · derivative.exercise_date: The shares subject to the option are fully-vested and exercisable.

Read SEC document
December 02, 2019 Filed Dec 4, 2019 21:45 UTC
Maddock KevinSVP, Global Sales - Recurring
SaleCommon Stock 1,000 $4.00 $4,000.00
Disclosure

SEC source: 0001638599-19-000999 · doc4_6379.xml · nonDerivative · entry 2

Maddock Kevin · CIK 0001717514 · SVP, Global Sales - Recurring

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 153,865

F1 · kind: The option exercises and sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person.

Read SEC document
December 02, 2019 Filed Dec 4, 2019 21:45 UTC
Maddock KevinSVP, Global Sales - Recurring
Exercise / conversionCommon Stock 1,000 $1.19 $1,194.50
Disclosure

SEC source: 0001638599-19-000999 · doc4_6379.xml · nonDerivative · entry 1

Maddock Kevin · CIK 0001717514 · SVP, Global Sales - Recurring

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 152,865

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The option exercises and sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person.

Read SEC document
November 08, 2019 Filed Nov 8, 2019 21:34 UTC
Maddock KevinSVP, Global Sales - Recurring
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 3,051 $0.00 Strike: $1.19 $0.00
Disclosure

SEC source: 0001638599-19-000949 · doc4_6347.xml · derivative · entry 9

Maddock Kevin · CIK 0001717514 · SVP, Global Sales - Recurring

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 3,051 shares

Expires 2022-05-07

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The option exercises and sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person.

F2 · derivative.exercise_date: The shares subject to the option are fully-vested and exercisable.

Read SEC document
November 08, 2019 Filed Nov 8, 2019 21:34 UTC
Maddock KevinSVP, Global Sales - Recurring
SaleCommon Stock 3,051 $4.01 $12,234.51
Disclosure

SEC source: 0001638599-19-000949 · doc4_6347.xml · nonDerivative · entry 6

Maddock Kevin · CIK 0001717514 · SVP, Global Sales - Recurring

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 153,865

F1 · kind: The option exercises and sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person.

Read SEC document
November 08, 2019 Filed Nov 8, 2019 21:34 UTC
Maddock KevinSVP, Global Sales - Recurring
Exercise / conversionCommon Stock 3,051 $1.19 $3,644.42
Disclosure

SEC source: 0001638599-19-000949 · doc4_6347.xml · nonDerivative · entry 5

Maddock Kevin · CIK 0001717514 · SVP, Global Sales - Recurring

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 156,916

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The option exercises and sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person.

Read SEC document
November 07, 2019 Filed Nov 8, 2019 21:34 UTC
Maddock KevinSVP, Global Sales - Recurring
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 3,775 $0.00 Strike: $1.19 $0.00
Disclosure

SEC source: 0001638599-19-000949 · doc4_6347.xml · derivative · entry 8

Maddock Kevin · CIK 0001717514 · SVP, Global Sales - Recurring

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,051

Underlying: Common Stock · 3,775 shares

Expires 2022-05-07

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The option exercises and sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person.

F2 · derivative.exercise_date: The shares subject to the option are fully-vested and exercisable.

Read SEC document
November 07, 2019 Filed Nov 8, 2019 21:34 UTC
Maddock KevinSVP, Global Sales - Recurring
SaleCommon Stock 3,775 $4.00 $15,100.00
Disclosure

SEC source: 0001638599-19-000949 · doc4_6347.xml · nonDerivative · entry 4

Maddock Kevin · CIK 0001717514 · SVP, Global Sales - Recurring

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 153,865

F1 · kind: The option exercises and sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person.

Read SEC document
November 07, 2019 Filed Nov 8, 2019 21:34 UTC
Maddock KevinSVP, Global Sales - Recurring
Exercise / conversionCommon Stock 3,775 $1.19 $4,509.24
Disclosure

SEC source: 0001638599-19-000949 · doc4_6347.xml · nonDerivative · entry 3

Maddock Kevin · CIK 0001717514 · SVP, Global Sales - Recurring

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 157,640

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The option exercises and sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person.

Read SEC document
November 06, 2019 Filed Nov 8, 2019 21:34 UTC
Maddock KevinSVP, Global Sales - Recurring
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 5,500 $0.00 Strike: $1.19 $0.00
Disclosure

SEC source: 0001638599-19-000949 · doc4_6347.xml · derivative · entry 7

Maddock Kevin · CIK 0001717514 · SVP, Global Sales - Recurring

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,826

Underlying: Common Stock · 5,500 shares

Expires 2022-05-07

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The option exercises and sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person.

F2 · derivative.exercise_date: The shares subject to the option are fully-vested and exercisable.

Read SEC document
November 06, 2019 Filed Nov 8, 2019 21:34 UTC
Maddock KevinSVP, Global Sales - Recurring
SaleCommon Stock 5,500 $4.04 $22,223.30
Disclosure

SEC source: 0001638599-19-000949 · doc4_6347.xml · nonDerivative · entry 2

Maddock Kevin · CIK 0001717514 · SVP, Global Sales - Recurring

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 153,865

F1 · kind: The option exercises and sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person.

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $3.99 to $4.10, inclusive. The Reporting Person undertakes to provide to Rimini Street, Inc., any security holder of Rimini Street, Inc., or the staff of the Securities and Exchange Commission, upon written request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote of this Form 4.

Read SEC document
November 06, 2019 Filed Nov 8, 2019 21:34 UTC
Maddock KevinSVP, Global Sales - Recurring
Exercise / conversionCommon Stock 5,500 $1.19 $6,569.75
Disclosure

SEC source: 0001638599-19-000949 · doc4_6347.xml · nonDerivative · entry 1

Maddock Kevin · CIK 0001717514 · SVP, Global Sales - Recurring

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 159,365

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The option exercises and sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person.

Read SEC document
November 05, 2019 Filed Nov 5, 2019 22:22 UTC
Maddock KevinSVP, Global Sales - Recurring
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 5,500 $0.00 Strike: $1.19 $0.00
Disclosure

SEC source: 0001638599-19-000939 · doc4_6339.xml · derivative · entry 9

Maddock Kevin · CIK 0001717514 · SVP, Global Sales - Recurring

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,326

Underlying: Common Stock · 5,500 shares

Expires 2022-05-07

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The option exercises and sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person.

F2 · derivative.exercise_date: The shares subject to the option are fully-vested and exercisable.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.