Last 12 months
Inside the activity.
0 purchase rows · 52 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 1 |
| Dec 2025 | 0 | 4 |
| Jan 2026 | 0 | 1 |
| Feb 2026 | 0 | 0 |
| Mar 2026 | 0 | 18 |
| Apr 2026 | 0 | 13 |
| May 2026 | 0 | 11 |
| Jun 2026 | 0 | 0 |
| Jul 2026 | 0 | 0 |
| Aug 2026 | 0 | 0 |
| Sep 2026 | 0 | 4 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| January 29, 2021 Filed Feb 3, 2021 00:02 UTC |
Winslow Daniel B.EVP, CLO & Corp. Sec.
|
SaleCommon Stock | 10,000 | $7.02 | $70,177.00 |
DisclosureSEC source: 0001638599-21-000115 · doc4_7031.xml · nonDerivative · entry 2 Winslow Daniel B. · CIK 0001717029 · EVP, CLO & Corp. Sec. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,363 F1 · kind: The option exercises and stock sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person. F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $6.90 to $7.165, inclusive. The Reporting Person undertakes to provide to Rimini Street, Inc., any security holder of Rimini Street, Inc., or the staff of the Securities and Exchange Commission, upon written request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote of this Form 4. F1 · acquired: The option exercises and stock sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person. Read SEC document |
| January 29, 2021 Filed Feb 3, 2021 00:02 UTC |
Winslow Daniel B.EVP, CLO & Corp. Sec.
|
Exercise / conversionCommon Stock | 10,000 | $4.59 | $45,945.00 |
DisclosureSEC source: 0001638599-21-000115 · doc4_7031.xml · nonDerivative · entry 1 Winslow Daniel B. · CIK 0001717029 · EVP, CLO & Corp. Sec. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 29,363 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: The option exercises and stock sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person. F3 · price: The full exercise price is $4.594599 but due to space limitations could not be entered above. F1 · acquired: The option exercises and stock sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person. Read SEC document |
| January 27, 2021 Filed Jan 28, 2021 00:37 UTC |
Winslow Daniel B.EVP, CLO & Corp. Sec.
|
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 10,000 | $0.00 Strike: $4.59 | $0.00 |
DisclosureSEC source: 0001638599-21-000079 · doc4_7010.xml · derivative · entry 6 Winslow Daniel B. · CIK 0001717029 · EVP, CLO & Corp. Sec. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,687 Underlying: Common Stock · 10,000 shares Expires 2023-10-07 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: The full exercise price is $4.594599 but due to space limitations could not be entered above. F1 · kind: The option exercises and stock sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person. F1 · shares: The option exercises and stock sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person. F2 · derivative.exercise_date: The shares subject to the option are fully-vested and exercisable. Read SEC document |
| January 27, 2021 Filed Jan 28, 2021 00:37 UTC |
Winslow Daniel B.EVP, CLO & Corp. Sec.
|
SaleCommon Stock | 10,000 | $7.40 | $74,006.00 |
DisclosureSEC source: 0001638599-21-000079 · doc4_7010.xml · nonDerivative · entry 4 Winslow Daniel B. · CIK 0001717029 · EVP, CLO & Corp. Sec. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,363 F1 · kind: The option exercises and stock sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person. F5 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $7.31 to $7.57, inclusive. The Reporting Person undertakes to provide to Rimini Street, Inc., any security holder of Rimini Street, Inc., or the staff of the Securities and Exchange Commission, upon written request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote of this Form 4. F1 · acquired: The option exercises and stock sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person. Read SEC document |
| January 27, 2021 Filed Jan 28, 2021 00:37 UTC |
Winslow Daniel B.EVP, CLO & Corp. Sec.
|
Exercise / conversionCommon Stock | 10,000 | $4.59 | $45,945.00 |
DisclosureSEC source: 0001638599-21-000079 · doc4_7010.xml · nonDerivative · entry 3 Winslow Daniel B. · CIK 0001717029 · EVP, CLO & Corp. Sec. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 29,363 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: The option exercises and stock sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person. F3 · price: The full exercise price is $4.594599 but due to space limitations could not be entered above. F1 · acquired: The option exercises and stock sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person. Read SEC document |
| January 25, 2021 Filed Jan 28, 2021 00:37 UTC |
Winslow Daniel B.EVP, CLO & Corp. Sec.
|
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 10,000 | $0.00 Strike: $4.59 | $0.00 |
DisclosureSEC source: 0001638599-21-000079 · doc4_7010.xml · derivative · entry 5 Winslow Daniel B. · CIK 0001717029 · EVP, CLO & Corp. Sec. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 31,687 Underlying: Common Stock · 10,000 shares Expires 2023-10-07 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: The full exercise price is $4.594599 but due to space limitations could not be entered above. F1 · kind: The option exercises and stock sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person. F1 · shares: The option exercises and stock sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person. F2 · derivative.exercise_date: The shares subject to the option are fully-vested and exercisable. Read SEC document |
| January 25, 2021 Filed Jan 28, 2021 00:37 UTC |
Winslow Daniel B.EVP, CLO & Corp. Sec.
|
SaleCommon Stock | 10,000 | $7.31 | $73,087.00 |
DisclosureSEC source: 0001638599-21-000079 · doc4_7010.xml · nonDerivative · entry 2 Winslow Daniel B. · CIK 0001717029 · EVP, CLO & Corp. Sec. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,363 F1 · kind: The option exercises and stock sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person. F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $7.04 to $7.67, inclusive. The Reporting Person undertakes to provide to Rimini Street, Inc., any security holder of Rimini Street, Inc., or the staff of the Securities and Exchange Commission, upon written request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote of this Form 4. F1 · acquired: The option exercises and stock sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person. Read SEC document |
| January 25, 2021 Filed Jan 28, 2021 00:37 UTC |
Winslow Daniel B.EVP, CLO & Corp. Sec.
|
Exercise / conversionCommon Stock | 10,000 | $4.59 | $45,945.00 |
DisclosureSEC source: 0001638599-21-000079 · doc4_7010.xml · nonDerivative · entry 1 Winslow Daniel B. · CIK 0001717029 · EVP, CLO & Corp. Sec. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 29,363 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: The option exercises and stock sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person. F3 · price: The full exercise price is $4.594599 but due to space limitations could not be entered above. F1 · acquired: The option exercises and stock sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person. Read SEC document |
| January 22, 2021 Filed Jan 22, 2021 23:07 UTC |
Winslow Daniel B.EVP, CLO & Corp. Sec.
|
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 10,000 | $0.00 Strike: $4.59 | $0.00 |
DisclosureSEC source: 0001638599-21-000077 · doc4_7008.xml · derivative · entry 6 Winslow Daniel B. · CIK 0001717029 · EVP, CLO & Corp. Sec. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 41,687 Underlying: Common Stock · 10,000 shares Expires 2023-10-07 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: The full exercise price is $4.594599 but due to space limitations could not be entered above. F1 · kind: The option exercises and stock sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person. F1 · shares: The option exercises and stock sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person. F2 · derivative.exercise_date: The shares subject to the option are fully-vested and exercisable. Read SEC document |
| January 22, 2021 Filed Jan 22, 2021 23:07 UTC |
Winslow Daniel B.EVP, CLO & Corp. Sec.
|
SaleCommon Stock | 10,000 | $7.23 | $72,300.00 |
DisclosureSEC source: 0001638599-21-000077 · doc4_7008.xml · nonDerivative · entry 4 Winslow Daniel B. · CIK 0001717029 · EVP, CLO & Corp. Sec. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,363 F1 · kind: The option exercises and stock sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person. F5 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $7.11 to $7.35, inclusive. The Reporting Person undertakes to provide to Rimini Street, Inc., any security holder of Rimini Street, Inc., or the staff of the Securities and Exchange Commission, upon written request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote of this Form 4. F1 · acquired: The option exercises and stock sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person. Read SEC document |
| January 22, 2021 Filed Jan 22, 2021 23:07 UTC |
Winslow Daniel B.EVP, CLO & Corp. Sec.
|
Exercise / conversionCommon Stock | 10,000 | $4.59 | $45,945.00 |
DisclosureSEC source: 0001638599-21-000077 · doc4_7008.xml · nonDerivative · entry 3 Winslow Daniel B. · CIK 0001717029 · EVP, CLO & Corp. Sec. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 29,363 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: The option exercises and stock sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person. F3 · price: The full exercise price is $4.594599 but due to space limitations could not be entered above. F1 · acquired: The option exercises and stock sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person. Read SEC document |
| January 21, 2021 Filed Jan 21, 2021 21:47 UTC |
Maddock KevinEVP, Global Sales - Recurring
|
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 5,320 | $0.00 Strike: $4.85 | $0.00 |
DisclosureSEC source: 0001638599-21-000073 · doc4_7006.xml · derivative · entry 7 Maddock Kevin · CIK 0001717514 · EVP, Global Sales - Recurring 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,320 Underlying: Common Stock · 5,320 shares Expires 2024-10-14 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: The full exercise price is $$4.845399 but due to space limitations could not be entered above. F1 · kind: The option exercises and stock sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person. F1 · shares: The option exercises and stock sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person. F3 · derivative.exercise_date: The shares subject to the option are fully-vested and exercisable. Read SEC document |
| January 21, 2021 Filed Jan 21, 2021 21:47 UTC |
Maddock KevinEVP, Global Sales - Recurring
|
SaleCommon Stock | 5,320 | $7.55 | $40,166.00 |
DisclosureSEC source: 0001638599-21-000073 · doc4_7006.xml · nonDerivative · entry 5 Maddock Kevin · CIK 0001717514 · EVP, Global Sales - Recurring 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 41,463 F1 · kind: The option exercises and stock sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person. F1 · acquired: The option exercises and stock sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person. Read SEC document |
| January 21, 2021 Filed Jan 21, 2021 21:47 UTC |
Maddock KevinEVP, Global Sales - Recurring
|
Exercise / conversionCommon Stock | 5,320 | $4.85 | $25,777.00 |
DisclosureSEC source: 0001638599-21-000073 · doc4_7006.xml · nonDerivative · entry 4 Maddock Kevin · CIK 0001717514 · EVP, Global Sales - Recurring 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 46,783 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: The option exercises and stock sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person. F2 · price: The full exercise price is $$4.845399 but due to space limitations could not be entered above. F1 · acquired: The option exercises and stock sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person. Read SEC document |
| January 20, 2021 Filed Jan 21, 2021 21:47 UTC |
Maddock KevinEVP, Global Sales - Recurring
|
SaleCommon Stock | 27,500 | $7.39 | $203,183.75 |
DisclosureSEC source: 0001638599-21-000073 · doc4_7006.xml · nonDerivative · entry 3 Maddock Kevin · CIK 0001717514 · EVP, Global Sales - Recurring 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 41,463 F1 · kind: The option exercises and stock sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person. F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $7.38 to $7.40, inclusive. The Reporting Person undertakes to provide to Rimini Street, Inc., any security holder of Rimini Street, Inc., or the staff of the Securities and Exchange Commission, upon written request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote of this Form 4. F1 · acquired: The option exercises and stock sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person. Read SEC document |
| January 20, 2021 Filed Jan 22, 2021 23:07 UTC |
Winslow Daniel B.EVP, CLO & Corp. Sec.
|
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 10,000 | $0.00 Strike: $4.59 | $0.00 |
DisclosureSEC source: 0001638599-21-000077 · doc4_7008.xml · derivative · entry 5 Winslow Daniel B. · CIK 0001717029 · EVP, CLO & Corp. Sec. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 51,687 Underlying: Common Stock · 10,000 shares Expires 2023-10-07 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: The full exercise price is $4.594599 but due to space limitations could not be entered above. F1 · kind: The option exercises and stock sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person. F1 · shares: The option exercises and stock sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person. F2 · derivative.exercise_date: The shares subject to the option are fully-vested and exercisable. Read SEC document |
| January 20, 2021 Filed Jan 22, 2021 23:07 UTC |
Winslow Daniel B.EVP, CLO & Corp. Sec.
|
SaleCommon Stock | 10,000 | $7.08 | $70,800.00 |
DisclosureSEC source: 0001638599-21-000077 · doc4_7008.xml · nonDerivative · entry 2 Winslow Daniel B. · CIK 0001717029 · EVP, CLO & Corp. Sec. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,363 F1 · kind: The option exercises and stock sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person. F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $6.97 to $7.36, inclusive. The Reporting Person undertakes to provide to Rimini Street, Inc., any security holder of Rimini Street, Inc., or the staff of the Securities and Exchange Commission, upon written request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote of this Form 4. F1 · acquired: The option exercises and stock sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person. Read SEC document |
| January 20, 2021 Filed Jan 22, 2021 23:07 UTC |
Winslow Daniel B.EVP, CLO & Corp. Sec.
|
Exercise / conversionCommon Stock | 10,000 | $4.59 | $45,945.00 |
DisclosureSEC source: 0001638599-21-000077 · doc4_7008.xml · nonDerivative · entry 1 Winslow Daniel B. · CIK 0001717029 · EVP, CLO & Corp. Sec. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 29,363 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: The option exercises and stock sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person. F3 · price: The full exercise price is $4.594599 but due to space limitations could not be entered above. F1 · acquired: The option exercises and stock sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person. Read SEC document |
| January 19, 2021 Filed Jan 21, 2021 21:58 UTC |
Rowe David W.EVP and CMO
|
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 15,000 | $0.00 Strike: $1.19 | $0.00 |
DisclosureSEC source: 0001638599-21-000075 · doc4_7007.xml · derivative · entry 3 Rowe David W. · CIK 0001717500 · EVP and CMO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 44,853 Underlying: Common Stock · 15,000 shares Expires 2022-05-07 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: The full exercise price is $1.194594 but due to space limitations could not be entered above. F3 · kind: The option exercises and stock sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person. F3 · shares: The option exercises and stock sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person. F2 · derivative.exercise_date: The shares subject to the option are fully-vested and exercisable. Read SEC document |
| January 19, 2021 Filed Jan 21, 2021 21:58 UTC |
Rowe David W.EVP and CMO
|
SaleCommon Stock | 15,000 | $7.00 | $105,000.00 |
DisclosureSEC source: 0001638599-21-000075 · doc4_7007.xml · nonDerivative · entry 2 Rowe David W. · CIK 0001717500 · EVP and CMO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 174,813 F3 · kind: The option exercises and stock sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person. F3 · acquired: The option exercises and stock sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person. Read SEC document |
| January 19, 2021 Filed Jan 21, 2021 21:58 UTC |
Rowe David W.EVP and CMO
|
Exercise / conversionCommon Stock | 15,000 | $1.19 | $17,917.50 |
DisclosureSEC source: 0001638599-21-000075 · doc4_7007.xml · nonDerivative · entry 1 Rowe David W. · CIK 0001717500 · EVP and CMO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 189,813 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · kind: The option exercises and stock sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person. F1 · price: The full exercise price is $1.194594 but due to space limitations could not be entered above. F3 · acquired: The option exercises and stock sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person. Read SEC document |
| January 19, 2021 Filed Jan 21, 2021 21:47 UTC |
Maddock KevinEVP, Global Sales - Recurring
|
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 5,320 | $0.00 Strike: $4.85 | $0.00 |
DisclosureSEC source: 0001638599-21-000073 · doc4_7006.xml · derivative · entry 6 Maddock Kevin · CIK 0001717514 · EVP, Global Sales - Recurring 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,640 Underlying: Common Stock · 5,320 shares Expires 2024-10-14 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: The full exercise price is $$4.845399 but due to space limitations could not be entered above. F1 · kind: The option exercises and stock sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person. F1 · shares: The option exercises and stock sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person. F3 · derivative.exercise_date: The shares subject to the option are fully-vested and exercisable. Read SEC document |
| January 19, 2021 Filed Jan 21, 2021 21:47 UTC |
Maddock KevinEVP, Global Sales - Recurring
|
SaleCommon Stock | 5,320 | $7.01 | $37,293.20 |
DisclosureSEC source: 0001638599-21-000073 · doc4_7006.xml · nonDerivative · entry 2 Maddock Kevin · CIK 0001717514 · EVP, Global Sales - Recurring 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 68,963 F1 · kind: The option exercises and stock sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person. F1 · acquired: The option exercises and stock sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person. Read SEC document |
| January 19, 2021 Filed Jan 21, 2021 21:47 UTC |
Maddock KevinEVP, Global Sales - Recurring
|
Exercise / conversionCommon Stock | 5,320 | $4.85 | $25,777.00 |
DisclosureSEC source: 0001638599-21-000073 · doc4_7006.xml · nonDerivative · entry 1 Maddock Kevin · CIK 0001717514 · EVP, Global Sales - Recurring 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 74,283 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: The option exercises and stock sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person. F2 · price: The full exercise price is $$4.845399 but due to space limitations could not be entered above. F1 · acquired: The option exercises and stock sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person. Read SEC document |
| January 14, 2021 Filed Jan 14, 2021 23:57 UTC |
Maddock KevinEVP, Global Sales - Recurring
|
SaleCommon Stock | 10,000 | $6.75 | $67,500.00 |
DisclosureSEC source: 0001638599-21-000066 · doc4_7004.xml · nonDerivative · entry 3 Maddock Kevin · CIK 0001717514 · EVP, Global Sales - Recurring 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 68,963 F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person. F1 · acquired: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person. Read SEC document |
| January 13, 2021 Filed Jan 14, 2021 23:57 UTC |
Maddock KevinEVP, Global Sales - Recurring
|
SaleCommon Stock | 10,000 | $6.38 | $63,800.00 |
DisclosureSEC source: 0001638599-21-000066 · doc4_7004.xml · nonDerivative · entry 2 Maddock Kevin · CIK 0001717514 · EVP, Global Sales - Recurring 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 78,963 F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person. F1 · acquired: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person. Read SEC document |
| January 12, 2021 Filed Jan 14, 2021 23:57 UTC |
Maddock KevinEVP, Global Sales - Recurring
|
SaleCommon Stock | 10,000 | $6.08 | $60,800.00 |
DisclosureSEC source: 0001638599-21-000066 · doc4_7004.xml · nonDerivative · entry 1 Maddock Kevin · CIK 0001717514 · EVP, Global Sales - Recurring 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 88,963 F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person. F1 · acquired: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person. Read SEC document |
| January 07, 2021 Filed Jan 11, 2021 23:59 UTC |
Maddock KevinEVP, Global Sales - Recurring
|
SaleCommon Stock | 17,007 | $5.39 | $91,667.73 |
DisclosureSEC source: 0001638599-21-000047 · doc4_6996.xml · nonDerivative · entry 1 Maddock Kevin · CIK 0001717514 · EVP, Global Sales - Recurring 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 98,963 F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person. F1 · acquired: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person. Read SEC document |
| January 04, 2021 Filed Jan 5, 2021 22:21 UTC |
Snyder Jay GDirector
|
GrantRestricted Stock Unit · Derivative | 2,729 | $0.00 | $0.00 |
DisclosureSEC source: 0001638599-21-000029 · doc4_6986.xml · derivative · entry 1 Snyder Jay G · CIK 0001812784 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,729 Underlying: Common Stock · 2,729 shares Expires not disclosed F1 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive one share of the Issuer's Common Stock upon vesting. F2 · derivative.exercise_date: 100% of the Restricted Stock Units awarded will vest on June 2, 2021 contingent upon the Reporting Person's continued service as a member of the Issuer's Board of Directors through such date. F2 · derivative.expiration_date: 100% of the Restricted Stock Units awarded will vest on June 2, 2021 contingent upon the Reporting Person's continued service as a member of the Issuer's Board of Directors through such date. Read SEC document |
| January 04, 2021 Filed Jan 5, 2021 21:13 UTC |
Murray Robin P.Director · 10% owner
|
GrantRestricted Stock Unit · Derivative | 16,375 | $0.00 | $0.00 |
DisclosureSEC source: 0001638599-21-000018 · doc4_6980.xml · derivative · entry 12 Murray Robin P. · CIK 0001717449 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,375 Underlying: Common Stock · 16,375 shares Expires not disclosed F11 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive one share of the Issuer's common stock upon vesting. F12 · shares: The Restricted Stock Units were issued to the Reporting Person, a director of the Issuer, who is a partner of Adams Street Partners, LLC. The Restricted Stock Units may be deemed to be indirectly beneficially owned by Adams Street Partners, LLC. By agreement with the Funds, the Reporting Person disclaims beneficial ownership of the Restricted Stock Units except to the extent of his pecuniary interest therein. F14 · derivative.exercise_date: 100% of the Restricted Stock Units awarded will vest on June 2, 2021, contingent upon the Reporting Person's continued service as a member of the Issuer's Board of Directors through such date. F14 · derivative.expiration_date: 100% of the Restricted Stock Units awarded will vest on June 2, 2021, contingent upon the Reporting Person's continued service as a member of the Issuer's Board of Directors through such date. Read SEC document |
| January 04, 2021 Filed Jan 5, 2021 22:12 UTC |
Bonchristiano AntonioDirector
|
GrantRestricted Stock Unit · Derivative | 16,375 | $0.00 | $0.00 |
DisclosureSEC source: 0001638599-21-000027 · doc4_6985.xml · derivative · entry 3 Bonchristiano Antonio · CIK 0001642661 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,375 Underlying: Common Stock · 16,375 shares Expires not disclosed F1 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive one share of the Issuer's Common Stock upon vesting. F3 · derivative.exercise_date: 100% of the Restricted Stock Units awarded will vest on June 2, 2021, contingent upon the Reporting Person's continued service as a member of the Issuer's Board of Directors through such date. F3 · derivative.expiration_date: 100% of the Restricted Stock Units awarded will vest on June 2, 2021, contingent upon the Reporting Person's continued service as a member of the Issuer's Board of Directors through such date. Read SEC document |
| January 04, 2021 Filed Jan 5, 2021 21:44 UTC |
CAPELLI STEVEN MDirector
|
GrantRestricted Stock Unit · Derivative | 16,375 | $0.00 | $0.00 |
DisclosureSEC source: 0001638599-21-000020 · doc4_6982.xml · derivative · entry 4 CAPELLI STEVEN M · CIK 0001279303 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,375 Underlying: Common Stock · 16,375 shares Expires not disclosed F1 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive one share of the Issuer's Common Stock upon vesting. F3 · derivative.exercise_date: 100% of the Restricted Stock Units awarded will vest on June 2, 2021, contingent upon the Reporting Person's continued service as a member of the Issuer's Board of Directors through such date. F3 · derivative.expiration_date: 100% of the Restricted Stock Units awarded will vest on June 2, 2021, contingent upon the Reporting Person's continued service as a member of the Issuer's Board of Directors through such date. Read SEC document |
| January 04, 2021 Filed Jan 5, 2021 21:03 UTC |
ADAMS STREET PARTNERS LLC10% owner
|
GrantRestricted Stock Unit · Derivative | 16,375 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-21-000897 · tm211737d1_4.xml · derivative · entry 12 ADAMS STREET PARTNERS LLC · CIK 0001193586 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 16,375 Underlying: Common Stock · 16,375 shares Expires not disclosed F15 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive one share of the Issuer's common stock upon vesting. F15 · shares: Each Restricted Stock Unit represents a contingent right to receive one share of the Issuer's common stock upon vesting. F16 · derivative.exercise_date: 100% of the Restricted Stock Units awarded will vest on June 2, 2021, contingent upon Robin Murray's continued service as a member of the Issuer's Board of Directors through such date. F16 · derivative.expiration_date: 100% of the Restricted Stock Units awarded will vest on June 2, 2021, contingent upon Robin Murray's continued service as a member of the Issuer's Board of Directors through such date. F13 · ownership.nature: These Restricted Stock Units were granted to Robin Murray, a director of the Issuer, who is a partner of Adams Street Partners, LLC. Adams Street Partners, LLC is the managing member of the general partner of AS 2007, AS 2008 and AS 2009, the managing member of the general partner of the general partner of each of AS 2013, AS 2014, AS 2015, AS 2016 and AS VGVI, and the manager of ASRA. By agreement with the Funds, Mr. Murray is deemed to hold the Restricted Stock Units for the benefit of the Funds. F14 · ownership.nature: The Restricted Stock Units may be deemed to be indirectly beneficially owned by Adams Street Partners, LLC. Adams Street Partners, LLC and Thomas S. Bremner, Jeffrey T. Diehl, Elisha P. Gould, Robin Murray and Fred Wang , each of whom is a partner of Adams Street Partners, LLC (or a subsidiary thereof), disclaim beneficial ownership of the Restricted Stock Units except to the extent of their pecuniary interest therein. Read SEC document |
| January 04, 2021 Filed Jan 5, 2021 16:11 UTC |
TAYLOR MARGARETDirector
|
GrantRestricted Stock Unit · Derivative | 16,375 | $0.00 | $0.00 |
DisclosureSEC source: 0001638599-21-000016 · doc4_6981.xml · derivative · entry 4 TAYLOR MARGARET · CIK 0001205426 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,375 Underlying: Common Stock · 16,375 shares Expires not disclosed F1 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive one share of the Issuer's Common Stock upon vesting. F3 · derivative.exercise_date: 100% of the Restricted Stock Units awarded will vest on June 2, 2021, contingent upon the Reporting Person's continued service as a member of the Issuer's Board of Directors through such date. F3 · derivative.expiration_date: 100% of the Restricted Stock Units awarded will vest on June 2, 2021, contingent upon the Reporting Person's continued service as a member of the Issuer's Board of Directors through such date. Read SEC document |
| January 04, 2021 Filed Jan 5, 2021 16:56 UTC |
ASHBURN TOMDirector
|
GrantRestricted Stock Unit · Derivative | 16,375 | $0.00 | $0.00 |
DisclosureSEC source: 0001638599-21-000022 · doc4_6983.xml · derivative · entry 3 ASHBURN TOM · CIK 0001219678 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,375 Underlying: Common Stock · 16,375 shares Expires not disclosed F1 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive one share of the Issuer's Common Stock upon vesting. F3 · derivative.exercise_date: 100% of the Restricted Stock Units awarded will vest on June 2, 2021, contingent upon the Reporting Person's continued service as a member of the Issuer's Board of Directors through such date. F3 · derivative.expiration_date: 100% of the Restricted Stock Units awarded will vest on June 2, 2021, contingent upon the Reporting Person's continued service as a member of the Issuer's Board of Directors through such date. Read SEC document |
| January 04, 2021 Filed Jan 5, 2021 22:04 UTC |
ACOSTA JACK LDirector
|
GrantRestricted Stock Unit · Derivative | 16,375 | $0.00 | $0.00 |
DisclosureSEC source: 0001638599-21-000024 · doc4_6984.xml · derivative · entry 3 ACOSTA JACK L · CIK 0001225954 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,375 Underlying: Common Stock · 16,375 shares Expires not disclosed F1 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive one share of the Issuer's Common Stock upon vesting. F3 · derivative.exercise_date: 100% of the Restricted Stock Units awarded will vest on June 2, 2021, contingent upon the Reporting Person's continued service as a member of the Issuer's Board of Directors through such date. F3 · derivative.expiration_date: 100% of the Restricted Stock Units awarded will vest on June 2, 2021, contingent upon the Reporting Person's continued service as a member of the Issuer's Board of Directors through such date. Read SEC document |
| January 02, 2021 Filed Jan 5, 2021 21:13 UTC |
Murray Robin P.Director · 10% owner
|
Exercise / conversionRestricted Stock Unit · Derivative | 38,167 | $0.00 | $0.00 |
DisclosureSEC source: 0001638599-21-000018 · doc4_6980.xml · derivative · entry 11 Murray Robin P. · CIK 0001717449 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 38,167 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F11 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive one share of the Issuer's common stock upon vesting. F12 · shares: The Restricted Stock Units were issued to the Reporting Person, a director of the Issuer, who is a partner of Adams Street Partners, LLC. The Restricted Stock Units may be deemed to be indirectly beneficially owned by Adams Street Partners, LLC. By agreement with the Funds, the Reporting Person disclaims beneficial ownership of the Restricted Stock Units except to the extent of his pecuniary interest therein. F13 · derivative.exercise_date: 100% of the Restricted Stock Units awarded vested on January 2, 2021, contingent upon the Reporting Person's continued service as a member of the Issuer's Board of Directors through such date. F13 · derivative.expiration_date: 100% of the Restricted Stock Units awarded vested on January 2, 2021, contingent upon the Reporting Person's continued service as a member of the Issuer's Board of Directors through such date. Read SEC document |
| January 02, 2021 Filed Jan 5, 2021 21:13 UTC |
Murray Robin P.Director · 10% owner
|
Exercise / conversionCommon Stock | 38,167 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001638599-21-000018 · doc4_6980.xml · nonDerivative · entry 10 Murray Robin P. · CIK 0001717449 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 77,623 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F10 · shares: The common stock was issued to the Reporting Person, Robin Murray, a director of the Issuer who is a partner of Adams Street Partners, LLC. Adams Street Partners, LLC is the managing member of the general partner of AS 2007, AS 2008, and AS 2009, the managing member of the general partner of the general partner of each of AS 2013, AS 2014, AS 2015, AS 2016 and AS VGVI (collectively, the "Funds") and the manager of ASRA. By agreement with the Funds, Mr. Murray is deemed to hold the common stock for the benefit of the Funds. The common stock may be deemed to be indirectly beneficially owned by Adams Street Partners, LLC. Adams Street Partners, LLC and Thomas S. Bremner, Jeffrey T. Diehl, Elisha P. Gould, Robin Murray and Fred Wang, each of whom is a partner of Adams Street Partners, LLC (or a subsidiary thereof), disclaim beneficial ownership of the common stock except to the extent of their pecuniary interest therein. F11 · price: Each Restricted Stock Unit represents a contingent right to receive one share of the Issuer's common stock upon vesting. F10 · ownership.direct: The common stock was issued to the Reporting Person, Robin Murray, a director of the Issuer who is a partner of Adams Street Partners, LLC. Adams Street Partners, LLC is the managing member of the general partner of AS 2007, AS 2008, and AS 2009, the managing member of the general partner of the general partner of each of AS 2013, AS 2014, AS 2015, AS 2016 and AS VGVI (collectively, the "Funds") and the manager of ASRA. By agreement with the Funds, Mr. Murray is deemed to hold the common stock for the benefit of the Funds. The common stock may be deemed to be indirectly beneficially owned by Adams Street Partners, LLC. Adams Street Partners, LLC and Thomas S. Bremner, Jeffrey T. Diehl, Elisha P. Gould, Robin Murray and Fred Wang, each of whom is a partner of Adams Street Partners, LLC (or a subsidiary thereof), disclaim beneficial ownership of the common stock except to the extent of their pecuniary interest therein. Read SEC document |
| January 02, 2021 Filed Jan 5, 2021 22:12 UTC |
Bonchristiano AntonioDirector
|
Exercise / conversionRestricted Stock Unit · Derivative | 38,167 | $0.00 | $0.00 |
DisclosureSEC source: 0001638599-21-000027 · doc4_6985.xml · derivative · entry 2 Bonchristiano Antonio · CIK 0001642661 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 38,167 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive one share of the Issuer's Common Stock upon vesting. F2 · derivative.exercise_date: On June 3, 2020, the Reporting Person was granted 38,167 Restricted Stock Units, 100% of which vested on January 2, 2021. F2 · derivative.expiration_date: On June 3, 2020, the Reporting Person was granted 38,167 Restricted Stock Units, 100% of which vested on January 2, 2021. Read SEC document |
| January 02, 2021 Filed Jan 5, 2021 22:12 UTC |
Bonchristiano AntonioDirector
|
Exercise / conversionCommon Stock | 38,167 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001638599-21-000027 · doc4_6985.xml · nonDerivative · entry 1 Bonchristiano Antonio · CIK 0001642661 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 89,751 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · shares: On June 3, 2020, the Reporting Person was granted 38,167 Restricted Stock Units, 100% of which vested on January 2, 2021. F1 · price: Each Restricted Stock Unit represents a contingent right to receive one share of the Issuer's Common Stock upon vesting. Read SEC document |
| January 02, 2021 Filed Jan 5, 2021 21:44 UTC |
CAPELLI STEVEN MDirector
|
Exercise / conversionRestricted Stock Unit · Derivative | 38,167 | $0.00 | $0.00 |
DisclosureSEC source: 0001638599-21-000020 · doc4_6982.xml · derivative · entry 3 CAPELLI STEVEN M · CIK 0001279303 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 38,167 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive one share of the Issuer's Common Stock upon vesting. F2 · derivative.exercise_date: On June 3, 2020, the Reporting Person was granted 38,167 Restricted Stock Units, 100% of which vested on January 2, 2021. F2 · derivative.expiration_date: On June 3, 2020, the Reporting Person was granted 38,167 Restricted Stock Units, 100% of which vested on January 2, 2021. Read SEC document |
| January 02, 2021 Filed Jan 5, 2021 21:44 UTC |
CAPELLI STEVEN MDirector
|
Exercise / conversionCommon Stock | 38,167 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001638599-21-000020 · doc4_6982.xml · nonDerivative · entry 1 CAPELLI STEVEN M · CIK 0001279303 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 77,623 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · shares: On June 3, 2020, the Reporting Person was granted 38,167 Restricted Stock Units, 100% of which vested on January 2, 2021. F1 · price: Each Restricted Stock Unit represents a contingent right to receive one share of the Issuer's Common Stock upon vesting. Read SEC document |
| January 02, 2021 Filed Jan 5, 2021 21:03 UTC |
ADAMS STREET PARTNERS LLC10% owner
|
Exercise / conversionRestricted Stock Unit · Derivative | 38,167 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-21-000897 · tm211737d1_4.xml · derivative · entry 11 ADAMS STREET PARTNERS LLC · CIK 0001193586 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 0 Underlying: Common Stock · 38,167 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F10 · derivative.exercise_price: On January 2, 2020, Robin Murray, a director of the Issuer and partner of Adams Street Partners, LLC, was granted 38,167 Restricted Stock Units which vested 100% on January 2, 2021. Each Restricted Stock Unit represents a contingent right to receive one share of the Issuer's common stock upon vesting. F10 · shares: On January 2, 2020, Robin Murray, a director of the Issuer and partner of Adams Street Partners, LLC, was granted 38,167 Restricted Stock Units which vested 100% on January 2, 2021. Each Restricted Stock Unit represents a contingent right to receive one share of the Issuer's common stock upon vesting. F10 · derivative.exercise_date: On January 2, 2020, Robin Murray, a director of the Issuer and partner of Adams Street Partners, LLC, was granted 38,167 Restricted Stock Units which vested 100% on January 2, 2021. Each Restricted Stock Unit represents a contingent right to receive one share of the Issuer's common stock upon vesting. F10 · derivative.expiration_date: On January 2, 2020, Robin Murray, a director of the Issuer and partner of Adams Street Partners, LLC, was granted 38,167 Restricted Stock Units which vested 100% on January 2, 2021. Each Restricted Stock Unit represents a contingent right to receive one share of the Issuer's common stock upon vesting. F13 · ownership.nature: These Restricted Stock Units were granted to Robin Murray, a director of the Issuer, who is a partner of Adams Street Partners, LLC. Adams Street Partners, LLC is the managing member of the general partner of AS 2007, AS 2008 and AS 2009, the managing member of the general partner of the general partner of each of AS 2013, AS 2014, AS 2015, AS 2016 and AS VGVI, and the manager of ASRA. By agreement with the Funds, Mr. Murray is deemed to hold the Restricted Stock Units for the benefit of the Funds. F14 · ownership.nature: The Restricted Stock Units may be deemed to be indirectly beneficially owned by Adams Street Partners, LLC. Adams Street Partners, LLC and Thomas S. Bremner, Jeffrey T. Diehl, Elisha P. Gould, Robin Murray and Fred Wang , each of whom is a partner of Adams Street Partners, LLC (or a subsidiary thereof), disclaim beneficial ownership of the Restricted Stock Units except to the extent of their pecuniary interest therein. Read SEC document |
| January 02, 2021 Filed Jan 5, 2021 21:03 UTC |
ADAMS STREET PARTNERS LLC10% owner
|
Exercise / conversionCommon Stock | 38,167 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001104659-21-000897 · tm211737d1_4.xml · nonDerivative · entry 10 ADAMS STREET PARTNERS LLC · CIK 0001193586 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 77,623 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F10 · price: On January 2, 2020, Robin Murray, a director of the Issuer and partner of Adams Street Partners, LLC, was granted 38,167 Restricted Stock Units which vested 100% on January 2, 2021. Each Restricted Stock Unit represents a contingent right to receive one share of the Issuer's common stock upon vesting. F11 · ownership.nature: The shares of common stock were issued to Robin Murray, a director of the Issuer, who is a partner of Adams Street Partners, LLC. Adams Street Partners, LLC is the managing member of the general partner of AS 2007, AS 2008 and AS 2009, is the managing member of the general partner of the general partner of AS 2013, AS 2014, AS 2015, AS 2016 and AS VGVI (collectively, the "Funds") and is the manager of ASRA. By agreement with the Funds, Mr. Murray is deemed to hold the common stock for the benefit of the Funds. F12 · ownership.nature: The common stock may be deemed to be indirectly beneficially owned by Adams Street Partners, LLC. Adams Street Partners, LLC and Thomas S. Bremner, Jeffrey T. Diehl, Elisha P. Gould, Robin Murray and Fred Wang, each of whom is a partner of Adams Street Partners, LLC (or a subsidiary thereof), disclaim beneficial ownership of the common stock except to the extent of their pecuniary interest therein. Read SEC document |
| January 02, 2021 Filed Jan 5, 2021 16:11 UTC |
TAYLOR MARGARETDirector
|
Exercise / conversionRestricted Stock Unit · Derivative | 38,167 | $0.00 | $0.00 |
DisclosureSEC source: 0001638599-21-000016 · doc4_6981.xml · derivative · entry 3 TAYLOR MARGARET · CIK 0001205426 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 38,167 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive one share of the Issuer's Common Stock upon vesting. F2 · derivative.exercise_date: On June 3, 2020, the Reporting Person was granted 38,167 Restricted Stock Units, 100% of which vested on January 2, 2021. F2 · derivative.expiration_date: On June 3, 2020, the Reporting Person was granted 38,167 Restricted Stock Units, 100% of which vested on January 2, 2021. Read SEC document |
| January 02, 2021 Filed Jan 5, 2021 16:11 UTC |
TAYLOR MARGARETDirector
|
Exercise / conversionCommon Stock | 38,167 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001638599-21-000016 · doc4_6981.xml · nonDerivative · entry 1 TAYLOR MARGARET · CIK 0001205426 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 77,623 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · price: On June 3, 2020, the Reporting Person was granted 38,167 Restricted Stock Units, 100% of which vested on January 2, 2021. Read SEC document |
| January 02, 2021 Filed Jan 5, 2021 16:56 UTC |
ASHBURN TOMDirector
|
Exercise / conversionRestricted Stock Unit · Derivative | 38,167 | $0.00 | $0.00 |
DisclosureSEC source: 0001638599-21-000022 · doc4_6983.xml · derivative · entry 2 ASHBURN TOM · CIK 0001219678 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 38,167 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive one share of the Issuer's Common Stock upon vesting. F2 · derivative.exercise_date: On June 3, 2020, the Reporting Person was granted 38,167 Restricted Stock Units, 100% of which vested on January 2, 2021. F2 · derivative.expiration_date: On June 3, 2020, the Reporting Person was granted 38,167 Restricted Stock Units, 100% of which vested on January 2, 2021. Read SEC document |
| January 02, 2021 Filed Jan 5, 2021 16:56 UTC |
ASHBURN TOMDirector
|
Exercise / conversionCommon Stock | 38,167 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001638599-21-000022 · doc4_6983.xml · nonDerivative · entry 1 ASHBURN TOM · CIK 0001219678 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 78,123 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each Restricted Stock Unit represents a contingent right to receive one share of the Issuer's Common Stock upon vesting. Read SEC document |
| January 02, 2021 Filed Jan 5, 2021 22:04 UTC |
ACOSTA JACK LDirector
|
Exercise / conversionRestricted Stock Unit · Derivative | 38,167 | $0.00 | $0.00 |
DisclosureSEC source: 0001638599-21-000024 · doc4_6984.xml · derivative · entry 2 ACOSTA JACK L · CIK 0001225954 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 38,167 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive one share of the Issuer's Common Stock upon vesting. F2 · derivative.exercise_date: On June 3, 2020, the Reporting Person was granted 38,167 Restricted Stock Units, 100% of which vested on January 2, 2021. F2 · derivative.expiration_date: On June 3, 2020, the Reporting Person was granted 38,167 Restricted Stock Units, 100% of which vested on January 2, 2021. Read SEC document |
| January 02, 2021 Filed Jan 5, 2021 22:04 UTC |
ACOSTA JACK LDirector
|
Exercise / conversionCommon Stock | 38,167 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001638599-21-000024 · doc4_6984.xml · nonDerivative · entry 1 ACOSTA JACK L · CIK 0001225954 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 78,623 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · shares: On June 3, 2020, the Reporting Person was granted 38,167 Restricted Stock Units, 100% of which vested on January 2, 2021. F1 · price: Each Restricted Stock Unit represents a contingent right to receive one share of the Issuer's Common Stock upon vesting. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.