RMNI

SEC source: 0001635282-23-000189 · wk-form4_1691535470.xml · nonDerivative · entry 1

Salaets Steven · CIK 0001750857 · EVP & CIO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 196,507

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001635282-23-000184 · wk-form4_1691450769.xml · derivative · entry 3

Perica Michael L. · CIK 0001824290 · EVP & Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,001

Underlying: Common Stock · 5,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive one share of the Issuer's Common Stock upon vesting.

F3 · derivative.exercise_date: On August 3, 2021, the Reporting Person was granted 15,000 Restricted Stock Units, 4,999 of which vested on August 3, 2022 and 5,000 of which vested on August 3, 2023. The remaining Restricted Stock Units will vest on August 3, 2024, subject to the Reporting Person's continued service as an employee of the Issuer through the vesting date.

F3 · derivative.expiration_date: On August 3, 2021, the Reporting Person was granted 15,000 Restricted Stock Units, 4,999 of which vested on August 3, 2022 and 5,000 of which vested on August 3, 2023. The remaining Restricted Stock Units will vest on August 3, 2024, subject to the Reporting Person's continued service as an employee of the Issuer through the vesting date.

SEC source: 0001635282-23-000184 · wk-form4_1691450769.xml · nonDerivative · entry 2

Perica Michael L. · CIK 0001824290 · EVP & Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 61,228

F1 · kind: Reported transaction is an automatically-triggered "sell-to-cover" transaction related to the payment of withholding tax obligations pursuant to the Issuer's policy for tax withholdings associated with Restricted Stock Unit vesting events.

F1 · shares: Reported transaction is an automatically-triggered "sell-to-cover" transaction related to the payment of withholding tax obligations pursuant to the Issuer's policy for tax withholdings associated with Restricted Stock Unit vesting events.

F1 · acquired: Reported transaction is an automatically-triggered "sell-to-cover" transaction related to the payment of withholding tax obligations pursuant to the Issuer's policy for tax withholdings associated with Restricted Stock Unit vesting events.

SEC source: 0001635282-23-000184 · wk-form4_1691450769.xml · nonDerivative · entry 1

Perica Michael L. · CIK 0001824290 · EVP & Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 63,283

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001635282-23-000180 · wk-form4_1691180196.xml · derivative · entry 3

Lyskawa Nancy · CIK 0001717861 · EVP & Chief Client Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,334

Underlying: Common Stock · 1,666 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive one share of the Issuer's Common Stock upon vesting.

F3 · derivative.exercise_date: On August 2, 2022, the Reporting Person was granted 5,000 Restricted Stock Units, one-third of which vested on August 2, 2023. The remaining two-thirds vest ratably on August 2, 2024 and August 2, 2025, subject to the Reporting Person's continued service as an employee of the Issuer through the applicable vesting date.

F3 · derivative.expiration_date: On August 2, 2022, the Reporting Person was granted 5,000 Restricted Stock Units, one-third of which vested on August 2, 2023. The remaining two-thirds vest ratably on August 2, 2024 and August 2, 2025, subject to the Reporting Person's continued service as an employee of the Issuer through the applicable vesting date.

SEC source: 0001635282-23-000180 · wk-form4_1691180196.xml · nonDerivative · entry 2

Lyskawa Nancy · CIK 0001717861 · EVP & Chief Client Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 74,871

F1 · kind: Reported transaction is an automatically-triggered "sell-to-cover" transaction related to the payment of withholding tax obligations pursuant to the Issuer's policy for tax withholdings associated with Restricted Stock Unit vesting events.

F1 · shares: Reported transaction is an automatically-triggered "sell-to-cover" transaction related to the payment of withholding tax obligations pursuant to the Issuer's policy for tax withholdings associated with Restricted Stock Unit vesting events.

F1 · acquired: Reported transaction is an automatically-triggered "sell-to-cover" transaction related to the payment of withholding tax obligations pursuant to the Issuer's policy for tax withholdings associated with Restricted Stock Unit vesting events.

SEC source: 0001635282-23-000180 · wk-form4_1691180196.xml · nonDerivative · entry 1

Lyskawa Nancy · CIK 0001717861 · EVP & Chief Client Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 75,399

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001635282-23-000182 · wk-form4_1691180458.xml · derivative · entry 3

Maddock Kevin · CIK 0001717514 · EVP,ChiefRecurringRev.Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 6,667

Underlying: Common Stock · 3,333 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive one share of the Issuer's Common Stock upon vesting.

F3 · derivative.exercise_date: On August 2, 2022, the Reporting Person was granted 10,000 Restricted Stock Units, one-third of which vested on August 2, 2023. The remaining two-thirds vest ratably on August 2, 2024 and August 2, 2025, subject to the Reporting Person's continued service as an employee of the Issuer through the applicable vesting date.

F3 · derivative.expiration_date: On August 2, 2022, the Reporting Person was granted 10,000 Restricted Stock Units, one-third of which vested on August 2, 2023. The remaining two-thirds vest ratably on August 2, 2024 and August 2, 2025, subject to the Reporting Person's continued service as an employee of the Issuer through the applicable vesting date.

SEC source: 0001635282-23-000182 · wk-form4_1691180458.xml · nonDerivative · entry 2

Maddock Kevin · CIK 0001717514 · EVP,ChiefRecurringRev.Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 67,520

F1 · kind: Reported transaction is an automatically-triggered "sell-to-cover" transaction related to the payment of withholding tax obligations pursuant to the Issuer's policy for tax withholdings associated with Restricted Stock Unit vesting events.

F1 · shares: Reported transaction is an automatically-triggered "sell-to-cover" transaction related to the payment of withholding tax obligations pursuant to the Issuer's policy for tax withholdings associated with Restricted Stock Unit vesting events.

F1 · acquired: Reported transaction is an automatically-triggered "sell-to-cover" transaction related to the payment of withholding tax obligations pursuant to the Issuer's policy for tax withholdings associated with Restricted Stock Unit vesting events.

SEC source: 0001635282-23-000182 · wk-form4_1691180458.xml · nonDerivative · entry 1

Maddock Kevin · CIK 0001717514 · EVP,ChiefRecurringRev.Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 68,793

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001635282-23-000163 · wk-form4_1690238731.xml · nonDerivative · entry 1

Perica Michael L. · CIK 0001824290 · EVP & Chief Financial Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 58,283

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $5.10 to $5.15, inclusive. The Reporting Person undertakes to provide to Rimini Street, Inc., any security holder of Rimini Street, Inc., or the staff of the United States Securities and Exchange Commission, upon written request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote of this Form 4.

SEC source: 0001635282-23-000159 · wk-form4_1688761922.xml · nonDerivative · entry 1

Perica Michael L. · CIK 0001824290 · EVP & Chief Financial Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 63,839

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $4.69 to $4.82, inclusive. The Reporting Person undertakes to provide to Rimini Street, Inc., any security holder of Rimini Street, Inc., or the staff of the United States Securities and Exchange Commission, upon written request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4.

SEC source: 0001635282-23-000157 · wk-form4_1688156559.xml · nonDerivative · entry 1

Perica Michael L. · CIK 0001824290 · EVP & Chief Financial Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 69,395

SEC source: 0001635282-23-000155 · wk-form4_1686267708.xml · nonDerivative · entry 1

Perica Michael L. · CIK 0001824290 · EVP & Chief Financial Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 74,951

SEC source: 0001635282-23-000153 · wk-form4_1686266433.xml · derivative · entry 3

Snyder Jay G · CIK 0001812784 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 40,178

Underlying: Common Stock · 40,178 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive one share of the Issuer's Common Stock upon vesting.

F3 · derivative.exercise_date: 100% of the Restricted Stock Units awarded will vest on the earlier to occur of (i) June 7, 2024 or (ii) the day before the date of the Issuer's 2024 Annual Meeting of Stockholders, contingent upon the Reporting Person's continued service as a member of the Issuer's Board of Directors through such date.

F3 · derivative.expiration_date: 100% of the Restricted Stock Units awarded will vest on the earlier to occur of (i) June 7, 2024 or (ii) the day before the date of the Issuer's 2024 Annual Meeting of Stockholders, contingent upon the Reporting Person's continued service as a member of the Issuer's Board of Directors through such date.

SEC source: 0001635282-23-000146 · wk-form4_1686262678.xml · derivative · entry 12

Murray Robin P. · CIK 0001717449 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 40,178

Underlying: Common Stock · 40,178 shares

Expires not disclosed

F11 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive one share of the Issuer's Common Stock upon vesting.

F12 · shares: The Restricted Stock Units were issued to the Reporting Person, a director of the Issuer, who is a partner of Adams Street Partners, LLC. The Restricted Stock Units may be deemed to be indirectly beneficially owned by Adams Street Partners, LLC. By agreement with the Funds, the Reporting Person disclaims beneficial ownership of the Restricted Stock Units except to the extent of his pecuniary interest therein.

F14 · derivative.exercise_date: 100% of the Restricted Stock Units awarded will vest on the earlier to occur of (i) June 7, 2024 or (ii) the day before the date of the Issuer's 2024 Annual Meeting of Stockholders, contingent upon the Reporting Person's continued service as a member of the Issuer's Board of Directors through such date.

F14 · derivative.expiration_date: 100% of the Restricted Stock Units awarded will vest on the earlier to occur of (i) June 7, 2024 or (ii) the day before the date of the Issuer's 2024 Annual Meeting of Stockholders, contingent upon the Reporting Person's continued service as a member of the Issuer's Board of Directors through such date.

SEC source: 0001635282-23-000151 · wk-form4_1686265295.xml · derivative · entry 4

CAPELLI STEVEN M · CIK 0001279303 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 40,178

Underlying: Common Stock · 40,178 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive one share of the Issuer's Common Stock upon vesting.

F3 · derivative.exercise_date: 100% of the Restricted Stock Units awarded will vest on the earlier to occur of (i) June 7, 2024 or (ii) the day before the date of the Issuer's 2024 Annual Meeting of Stockholders, contingent upon the Reporting Person's continued service as a member of the Issuer's Board of Directors through such date.

F3 · derivative.expiration_date: 100% of the Restricted Stock Units awarded will vest on the earlier to occur of (i) June 7, 2024 or (ii) the day before the date of the Issuer's 2024 Annual Meeting of Stockholders, contingent upon the Reporting Person's continued service as a member of the Issuer's Board of Directors through such date.

SEC source: 0001104659-23-069543 · tm2318299-1_4seq1.xml · derivative · entry 12

ADAMS STREET PARTNERS LLC · CIK 0001193586 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · See Footnote

Disclosed balance after: 40,178

Underlying: Common Stock · 40,178 shares

Expires not disclosed

F15 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive one share of the Issuer's common stock upon vesting.

F15 · shares: Each Restricted Stock Unit represents a contingent right to receive one share of the Issuer's common stock upon vesting.

F16 · derivative.exercise_date: 100% of the Restricted Stock Units awarded will vest on the earlier to occur of (i) June 7, 2024 or (ii) the day before the date of the Issuer's 2024 Annual Meeting of Stockholders, contingent upon Robin Murray's continued service as a member of the Issuer's Board of Directors through such date.

F16 · derivative.expiration_date: 100% of the Restricted Stock Units awarded will vest on the earlier to occur of (i) June 7, 2024 or (ii) the day before the date of the Issuer's 2024 Annual Meeting of Stockholders, contingent upon Robin Murray's continued service as a member of the Issuer's Board of Directors through such date.

F13 · ownership.nature: These Restricted Stock Units were granted to Robin Murray, a director of the Issuer, who is a partner of Adams Street Partners, LLC. Adams Street Partners, LLC is the managing member of the general partner of AS 2007, AS 2008 and AS 2009, the managing member of the general partner of the general partner of each of AS 2013, AS 2014, AS 2015, AS 2016 and AS VGVI, and the manager of ASRA. By agreement with the Funds, Mr. Murray is deemed to hold the Restricted Stock Units for the benefit of the Funds.

F14 · ownership.nature: The Restricted Stock Units may be deemed to be indirectly beneficially owned by Adams Street Partners, LLC. Adams Street Partners, LLC and Thomas S. Bremner, Jeffrey T. Diehl, Brian Dudley, Elisha P. Gould, Robin Murray and Fred Wang, each of whom is a partner of Adams Street Partners, LLC (or a subsidiary thereof), disclaim beneficial ownership of the Restricted Stock Units except to the extent of their pecuniary interest therein.

SEC source: 0001635282-23-000148 · wk-form4_1686263417.xml · derivative · entry 3

MCCALLUM KATRINKA · CIK 0001201242 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 40,178

Underlying: Common Stock · 40,178 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive one share of the Issuer's Common Stock upon vesting.

F3 · derivative.exercise_date: 100% of the Restricted Stock Units awarded will vest on the earlier to occur of (i) June 7, 2024 or (ii) the day before the date of the Issuer's 2024 Annual Meeting of Stockholders, contingent upon the Reporting Person's continued service as a member of the Issuer's Board of Directors through such date.

F3 · derivative.expiration_date: 100% of the Restricted Stock Units awarded will vest on the earlier to occur of (i) June 7, 2024 or (ii) the day before the date of the Issuer's 2024 Annual Meeting of Stockholders, contingent upon the Reporting Person's continued service as a member of the Issuer's Board of Directors through such date.

SEC source: 0001635282-23-000149 · wk-form4_1686263703.xml · derivative · entry 3

ACOSTA JACK L · CIK 0001225954 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 40,178

Underlying: Common Stock · 40,178 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive one share of the Issuer's Common Stock upon vesting.

F3 · derivative.exercise_date: 100% of the Restricted Stock Units awarded will vest on the earlier to occur of (i) June 7, 2024 or (ii) the day before the date of the Issuer's 2024 Annual Meeting of Stockholders, contingent upon the Reporting Person's continued service as a member of the Issuer's Board of Directors through such date.

F3 · derivative.expiration_date: 100% of the Restricted Stock Units awarded will vest on the earlier to occur of (i) June 7, 2024 or (ii) the day before the date of the Issuer's 2024 Annual Meeting of Stockholders, contingent upon the Reporting Person's continued service as a member of the Issuer's Board of Directors through such date.

SEC source: 0001635282-23-000153 · wk-form4_1686266433.xml · derivative · entry 2

Snyder Jay G · CIK 0001812784 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 45,918 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive one share of the Issuer's Common Stock upon vesting.

F2 · derivative.exercise_date: On March 28, 2023, the Reporting Person was awarded 45,918 Restricted Stock Units, 100% of which vested on June 6, 2023, or the day before the date of the Issuer's 2023 Annual Meeting of Stockholders.

F2 · derivative.expiration_date: On March 28, 2023, the Reporting Person was awarded 45,918 Restricted Stock Units, 100% of which vested on June 6, 2023, or the day before the date of the Issuer's 2023 Annual Meeting of Stockholders.

SEC source: 0001635282-23-000153 · wk-form4_1686266433.xml · nonDerivative · entry 1

Snyder Jay G · CIK 0001812784 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 120,505

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001635282-23-000146 · wk-form4_1686262678.xml · derivative · entry 11

Murray Robin P. · CIK 0001717449 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 45,918 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F11 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive one share of the Issuer's Common Stock upon vesting.

F12 · shares: The Restricted Stock Units were issued to the Reporting Person, a director of the Issuer, who is a partner of Adams Street Partners, LLC. The Restricted Stock Units may be deemed to be indirectly beneficially owned by Adams Street Partners, LLC. By agreement with the Funds, the Reporting Person disclaims beneficial ownership of the Restricted Stock Units except to the extent of his pecuniary interest therein.

F13 · derivative.exercise_date: On March 28, 2023, the Reporting Person was awarded 45,918 Restricted Stock Units, 100% of which vested on June 6, 2023, or the day before the date of the Issuer's 2023 Annual Meeting of Stockholders.

F13 · derivative.expiration_date: On March 28, 2023, the Reporting Person was awarded 45,918 Restricted Stock Units, 100% of which vested on June 6, 2023, or the day before the date of the Issuer's 2023 Annual Meeting of Stockholders.

SEC source: 0001635282-23-000146 · wk-form4_1686262678.xml · nonDerivative · entry 10

Murray Robin P. · CIK 0001717449 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 167,481

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F10 · ownership.direct: The shares of common stock were issued to the Reporting Person, Robin Murray, a director of the Issuer who is a partner of Adams Street Partners, LLC. Adams Street Partners, LLC is the managing member of the general partner of AS 2007, AS 2008, and AS 2009, the managing member of the general partner of the general partner of each of AS 2013, AS 2014, AS 2015, AS 2016 and AS VGVI (collectively, the "Funds") and the manager of ASRA. By agreement with the Funds, Mr. Murray is deemed to hold the common stock for the benefit of the Funds. The common stock may be deemed to be indirectly beneficially owned by Adams Street Partners, LLC. Adams Street Partners, LLC and Thomas S. Bremner, Jeffrey T. Diehl, Brian Dudley, Elisha P. Gould, Fred Wang and the Reporting Person, each of whom is a partner of Adams Street Partners, LLC (or a subsidiary thereof), disclaim beneficial ownership of the common stock except to the extent of their pecuniary interest therein.

SEC source: 0001635282-23-000151 · wk-form4_1686265295.xml · derivative · entry 3

CAPELLI STEVEN M · CIK 0001279303 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 45,918 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive one share of the Issuer's Common Stock upon vesting.

F2 · derivative.exercise_date: On March 28, 2023, the Reporting Person was awarded 45,918 Restricted Stock Units, 100% of which vested on June 6, 2023, or the day before the date of the Issuer's 2023 Annual Meeting of Stockholders.

F2 · derivative.expiration_date: On March 28, 2023, the Reporting Person was awarded 45,918 Restricted Stock Units, 100% of which vested on June 6, 2023, or the day before the date of the Issuer's 2023 Annual Meeting of Stockholders.

SEC source: 0001635282-23-000151 · wk-form4_1686265295.xml · nonDerivative · entry 1

CAPELLI STEVEN M · CIK 0001279303 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 167,481

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001104659-23-069543 · tm2318299-1_4seq1.xml · derivative · entry 11

ADAMS STREET PARTNERS LLC · CIK 0001193586 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · See Footnote

Disclosed balance after: 0

Underlying: Common Stock · 45,918 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F10 · derivative.exercise_price: On March 28, 2023, Robin Murray, a director of the Issuer and partner of Adams Street Partners, LLC, was granted 45,918 Restricted Stock Units which vested 100% on June 6, 2023 or the day before the date of the Issuer's 2023 Annual Meeting of Stockholders. Each Restricted Stock Unit represents a contingent right to receive one share of the Issuer's common stock upon vesting.

F10 · shares: On March 28, 2023, Robin Murray, a director of the Issuer and partner of Adams Street Partners, LLC, was granted 45,918 Restricted Stock Units which vested 100% on June 6, 2023 or the day before the date of the Issuer's 2023 Annual Meeting of Stockholders. Each Restricted Stock Unit represents a contingent right to receive one share of the Issuer's common stock upon vesting.

F10 · derivative.exercise_date: On March 28, 2023, Robin Murray, a director of the Issuer and partner of Adams Street Partners, LLC, was granted 45,918 Restricted Stock Units which vested 100% on June 6, 2023 or the day before the date of the Issuer's 2023 Annual Meeting of Stockholders. Each Restricted Stock Unit represents a contingent right to receive one share of the Issuer's common stock upon vesting.

F10 · derivative.expiration_date: On March 28, 2023, Robin Murray, a director of the Issuer and partner of Adams Street Partners, LLC, was granted 45,918 Restricted Stock Units which vested 100% on June 6, 2023 or the day before the date of the Issuer's 2023 Annual Meeting of Stockholders. Each Restricted Stock Unit represents a contingent right to receive one share of the Issuer's common stock upon vesting.

F13 · ownership.nature: These Restricted Stock Units were granted to Robin Murray, a director of the Issuer, who is a partner of Adams Street Partners, LLC. Adams Street Partners, LLC is the managing member of the general partner of AS 2007, AS 2008 and AS 2009, the managing member of the general partner of the general partner of each of AS 2013, AS 2014, AS 2015, AS 2016 and AS VGVI, and the manager of ASRA. By agreement with the Funds, Mr. Murray is deemed to hold the Restricted Stock Units for the benefit of the Funds.

F14 · ownership.nature: The Restricted Stock Units may be deemed to be indirectly beneficially owned by Adams Street Partners, LLC. Adams Street Partners, LLC and Thomas S. Bremner, Jeffrey T. Diehl, Brian Dudley, Elisha P. Gould, Robin Murray and Fred Wang, each of whom is a partner of Adams Street Partners, LLC (or a subsidiary thereof), disclaim beneficial ownership of the Restricted Stock Units except to the extent of their pecuniary interest therein.

SEC source: 0001104659-23-069543 · tm2318299-1_4seq1.xml · nonDerivative · entry 10

ADAMS STREET PARTNERS LLC · CIK 0001193586 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · See Footnote

Disclosed balance after: 167,481

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F10 · price: On March 28, 2023, Robin Murray, a director of the Issuer and partner of Adams Street Partners, LLC, was granted 45,918 Restricted Stock Units which vested 100% on June 6, 2023 or the day before the date of the Issuer's 2023 Annual Meeting of Stockholders. Each Restricted Stock Unit represents a contingent right to receive one share of the Issuer's common stock upon vesting.

F11 · ownership.nature: The shares of common stock were issued to Robin Murray, a director of the Issuer, who is a partner of Adams Street Partners, LLC. Adams Street Partners, LLC is the managing member of the general partner of AS 2007, AS 2008 and AS 2009, is the managing member of the general partner of the general partner of AS 2013, AS 2014, AS 2015, AS 2016 and AS VGVI (collectively, the "Funds") and is the manager of ASRA. By agreement with the Funds, Mr. Murray is deemed to hold the common stock for the benefit of the Funds.

F12 · ownership.nature: The common stock may be deemed to be indirectly beneficially owned by Adams Street Partners, LLC. Adams Street Partners, LLC and Thomas S. Bremner, Jeffrey T. Diehl, Brian Dudley, Elisha P. Gould, Robin Murray and Fred Wang, each of whom is a partner of Adams Street Partners, LLC (or a subsidiary thereof), disclaim beneficial ownership of the common stock except to the extent of their pecuniary interest therein.

SEC source: 0001635282-23-000148 · wk-form4_1686263417.xml · derivative · entry 2

MCCALLUM KATRINKA · CIK 0001201242 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 15,307 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive one share of the Issuer's Common Stock upon vesting.

F2 · derivative.exercise_date: On October 1, 2021, the Reporting Person was awarded 30,614 Restricted Stock Units, 50% of which vested on May 31, 2022 and 50% of which vested on June 6, 2023, or the day before the date of the Issuer's 2023 Annual Meeting of Stockholders.

F2 · derivative.expiration_date: On October 1, 2021, the Reporting Person was awarded 30,614 Restricted Stock Units, 50% of which vested on May 31, 2022 and 50% of which vested on June 6, 2023, or the day before the date of the Issuer's 2023 Annual Meeting of Stockholders.

SEC source: 0001635282-23-000148 · wk-form4_1686263417.xml · nonDerivative · entry 1

MCCALLUM KATRINKA · CIK 0001201242 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 30,614

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001635282-23-000149 · wk-form4_1686263703.xml · derivative · entry 2

ACOSTA JACK L · CIK 0001225954 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 45,918 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive one share of the Issuer's Common Stock upon vesting.

F2 · derivative.exercise_date: On March 28, 2023, the Reporting Person was awarded 45,918 Restricted Stock Units, 100% of which vested on June 6, 2023, or the day before the date of the Issuer's 2023 Annual Meeting of Stockholders.

F2 · derivative.expiration_date: On March 28, 2023, the Reporting Person was awarded 45,918 Restricted Stock Units, 100% of which vested on June 6, 2023, or the day before the date of the Issuer's 2023 Annual Meeting of Stockholders.

SEC source: 0001635282-23-000149 · wk-form4_1686263703.xml · nonDerivative · entry 1

ACOSTA JACK L · CIK 0001225954 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 168,481

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001635282-23-000140 · wk-form4_1686090689.xml · nonDerivative · entry 2

Ravin Seth A. · CIK 0001717716 · Director · President, CEO & Chairman · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 211,270

F1 · kind: Reported transaction is an automatically-triggered "sell-to-cover" transaction related to the payment of withholding tax obligations pursuant to the Issuer's policy for tax withholdings associated with Restricted Stock Unit vesting events.

F1 · acquired: Reported transaction is an automatically-triggered "sell-to-cover" transaction related to the payment of withholding tax obligations pursuant to the Issuer's policy for tax withholdings associated with Restricted Stock Unit vesting events.

SEC source: 0001635282-23-000140 · wk-form4_1686090689.xml · derivative · entry 4

Ravin Seth A. · CIK 0001717716 · Director · President, CEO & Chairman · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 77,356 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive one share of the Issuer's Common Stock upon vesting.

F3 · derivative.exercise_date: On June 3, 2020, the Reporting Person was granted 232,062 Restricted Stock Units, which Restricted Stock Units vested ratably in one-third increments on each of June 3, 2021, June 3, 2022 and June 3, 2023, subject to the Reporting Person's continued service as an employee of the Issuer and/or a member of the Issuer's Board of Directors through the applicable vesting date.

F3 · derivative.expiration_date: On June 3, 2020, the Reporting Person was granted 232,062 Restricted Stock Units, which Restricted Stock Units vested ratably in one-third increments on each of June 3, 2021, June 3, 2022 and June 3, 2023, subject to the Reporting Person's continued service as an employee of the Issuer and/or a member of the Issuer's Board of Directors through the applicable vesting date.

SEC source: 0001635282-23-000140 · wk-form4_1686090689.xml · nonDerivative · entry 1

Ravin Seth A. · CIK 0001717716 · Director · President, CEO & Chairman · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 232,504

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001635282-23-000113 · wk-form4_1681165192.xml · derivative · entry 3

Perica Michael L. · CIK 0001824290 · EVP & Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 8,334

Underlying: Common Stock · 8,333 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive one share of the Issuer's Common Stock upon vesting.

F3 · derivative.exercise_date: On April 6, 2021, the Reporting Person was awarded 25,000 Restricted Stock Units, one-third of which vested on April 6, 2022 and one-third of which vested on April 6, 2023. The remaining Restricted Stock Units will on April 6, 2024, contingent upon the Reporting Person's continued service as an employee of the Issuer through the vesting date.

F3 · derivative.expiration_date: On April 6, 2021, the Reporting Person was awarded 25,000 Restricted Stock Units, one-third of which vested on April 6, 2022 and one-third of which vested on April 6, 2023. The remaining Restricted Stock Units will on April 6, 2024, contingent upon the Reporting Person's continued service as an employee of the Issuer through the vesting date.

SEC source: 0001635282-23-000113 · wk-form4_1681165192.xml · nonDerivative · entry 2

Perica Michael L. · CIK 0001824290 · EVP & Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 80,507

F1 · kind: Reported transaction is an automatically-triggered "sell-to-cover" transaction related to the payment of withholding tax obligations pursuant to the Issuer's policy for tax withholdings associated with Restricted Stock Unit vesting events.

F1 · acquired: Reported transaction is an automatically-triggered "sell-to-cover" transaction related to the payment of withholding tax obligations pursuant to the Issuer's policy for tax withholdings associated with Restricted Stock Unit vesting events.

SEC source: 0001635282-23-000113 · wk-form4_1681165192.xml · nonDerivative · entry 1

Perica Michael L. · CIK 0001824290 · EVP & Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 83,858

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001635282-23-000098 · wk-form4_1680745372.xml · derivative · entry 3

Maddock Kevin · CIK 0001717514 · EVP,ChiefRecurringRev.Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 55,363

Underlying: Common Stock · 55,363 shares

Expires 2033-04-03

F3 · derivative.exercise_date: The stock option award will vest ratably in three (3) annual installments on April 3 2024, April 3, 2025 and April 3, 2026, provided that the Reporting Person remains employed by the Issuer through the applicable vesting date.

SEC source: 0001635282-23-000098 · wk-form4_1680745372.xml · derivative · entry 2

Maddock Kevin · CIK 0001717514 · EVP,ChiefRecurringRev.Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 15,267

Underlying: Common Stock · 15,267 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive one share of the Issuer's Common Stock upon vesting.

F2 · derivative.exercise_date: The restricted stock units will vest ratably in three (3) annual installments on April 3, 2024, April 3, 2025 and April 3, 2026, provided that the Reporting Person remains employed by the Issuer through the applicable vesting date.

F2 · derivative.expiration_date: The restricted stock units will vest ratably in three (3) annual installments on April 3, 2024, April 3, 2025 and April 3, 2026, provided that the Reporting Person remains employed by the Issuer through the applicable vesting date.

SEC source: 0001635282-23-000097 · wk-form4_1680744497.xml · derivative · entry 3

Perica Michael L. · CIK 0001824290 · EVP & Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 50,890

Underlying: Common Stock · 50,890 shares

Expires not disclosed

F2 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive one share of the Issuer's Common Stock upon vesting.

F3 · derivative.exercise_date: The restricted stock units will vest ratably in three (3) annual installments on April 3, 2024, April 3, 2025 and April 3, 2026, provided that the Reporting Person remains employed by the Issuer through the applicable vesting date.

F3 · derivative.expiration_date: The restricted stock units will vest ratably in three (3) annual installments on April 3, 2024, April 3, 2025 and April 3, 2026, provided that the Reporting Person remains employed by the Issuer through the applicable vesting date.

SEC source: 0001635282-23-000097 · wk-form4_1680744497.xml · derivative · entry 2

Perica Michael L. · CIK 0001824290 · EVP & Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 184,544

Underlying: Common Stock · 184,544 shares

Expires 2033-04-03

F1 · derivative.exercise_date: The stock option award will vest ratably in three (3) annual installments on April 3 2024, April 3, 2025 and April 3, 2026, provided that the Reporting Person remains employed by the Issuer through the applicable vesting date.

SEC source: 0001635282-23-000095 · wk-form4_1680743550.xml · derivative · entry 4

Ravin Seth A. · CIK 0001717716 · Director · CEO, President & Chairman · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 229,007

Underlying: Common Stock · 229,007 shares

Expires not disclosed

F2 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive one share of the Issuer's Common Stock upon vesting.

F3 · derivative.exercise_date: The Restricted Stock Units will vest in three (3) equal annual installments on April 3, 2024, April 3, 2025 and April 3, 2026, provided that the Reporting Person remains employed by the Issuer (and/or a member of the Issuer's Board of Directors) through the applicable vesting date.

F3 · derivative.expiration_date: The Restricted Stock Units will vest in three (3) equal annual installments on April 3, 2024, April 3, 2025 and April 3, 2026, provided that the Reporting Person remains employed by the Issuer (and/or a member of the Issuer's Board of Directors) through the applicable vesting date.

SEC source: 0001635282-23-000095 · wk-form4_1680743550.xml · derivative · entry 3

Ravin Seth A. · CIK 0001717716 · Director · CEO, President & Chairman · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 276,816

Underlying: Common Stock · 276,816 shares

Expires 2033-04-03

F1 · derivative.exercise_date: The stock option award will vest in three (3) equal annual installments on April 3, 2024, April 3, 2025, and April 3, 2026, provided that the Reporting Person remains employed by the Issuer (and/or a remains a member of the Issuer's Board of Directors) through the applicable vesting date.

SEC source: 0001635282-23-000100 · wk-form4_1680782985.xml · derivative · entry 5

Lyskawa Nancy · CIK 0001717861 · EVP & Chief Client Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 35,267

Underlying: Common Stock · 20,000 shares

Expires not disclosed

F2 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive one share of the Issuer's Common Stock upon vesting.

F3 · derivative.exercise_date: The Restricted Stock Units will vest ratably in three (3) annual installments on April 3, 2024, April 3, 2025 and April 3, 2026, provided that the Reporting Person remains employed by the Issuer through the applicable vesting date.

F3 · derivative.expiration_date: The Restricted Stock Units will vest ratably in three (3) annual installments on April 3, 2024, April 3, 2025 and April 3, 2026, provided that the Reporting Person remains employed by the Issuer through the applicable vesting date.

SEC source: 0001635282-23-000100 · wk-form4_1680782985.xml · derivative · entry 4

Lyskawa Nancy · CIK 0001717861 · EVP & Chief Client Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 77,363

Underlying: Common Stock · 20,000 shares

Expires 2033-04-03

F1 · derivative.exercise_date: The stock option award will vest ratably in three (3) annual installments on April 3 2024, April 3, 2025 and April 3, 2026, provided that the Reporting Person remains employed by the Issuer through the applicable vesting date.

SEC source: 0001635282-23-000100 · wk-form4_1680782985.xml · derivative · entry 3

Lyskawa Nancy · CIK 0001717861 · EVP & Chief Client Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 15,267

Underlying: Common Stock · 15,267 shares

Expires not disclosed

F2 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive one share of the Issuer's Common Stock upon vesting.

F3 · derivative.exercise_date: The Restricted Stock Units will vest ratably in three (3) annual installments on April 3, 2024, April 3, 2025 and April 3, 2026, provided that the Reporting Person remains employed by the Issuer through the applicable vesting date.

F3 · derivative.expiration_date: The Restricted Stock Units will vest ratably in three (3) annual installments on April 3, 2024, April 3, 2025 and April 3, 2026, provided that the Reporting Person remains employed by the Issuer through the applicable vesting date.

SEC source: 0001635282-23-000100 · wk-form4_1680782985.xml · derivative · entry 2

Lyskawa Nancy · CIK 0001717861 · EVP & Chief Client Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 55,363

Underlying: Common Stock · 55,363 shares

Expires 2033-04-03

F1 · derivative.exercise_date: The stock option award will vest ratably in three (3) annual installments on April 3 2024, April 3, 2025 and April 3, 2026, provided that the Reporting Person remains employed by the Issuer through the applicable vesting date.

SEC source: 0001635282-23-000104 · wk-form4_1680783918.xml · derivative · entry 5

Rowe David W. · CIK 0001717500 · EVP, Glob.Transform.&CPO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 75,363

Underlying: Common Stock · 20,000 shares

Expires 2033-04-03

F3 · derivative.exercise_date: The stock option award will vest ratably in three (3) annual installments on April 3 2024, April 3, 2025 and April 3, 2026, provided that the Reporting Person remains employed by the Issuer through the applicable vesting date.

SEC source: 0001635282-23-000104 · wk-form4_1680783918.xml · derivative · entry 4

Rowe David W. · CIK 0001717500 · EVP, Glob.Transform.&CPO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 55,267

Underlying: Common Stock · 40,000 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive one share of the Issuer's Common Stock upon vesting.

F2 · derivative.exercise_date: The Restricted Stock Units will vest ratably in three (3) annual installments on April 3, 2024, April 3, 2025 and April 3, 2026, provided that the Reporting Person remains employed by the Issuer through the applicable vesting date.

F2 · derivative.expiration_date: The Restricted Stock Units will vest ratably in three (3) annual installments on April 3, 2024, April 3, 2025 and April 3, 2026, provided that the Reporting Person remains employed by the Issuer through the applicable vesting date.