Tapewire

Nasdaq · USD

RMNI

Rimini Street, Inc.

Export transactions ↓
Tapewire entity
5475
SEC CIK
0001635282
Parsed reports
699

Last 12 months

Inside the activity.

0 purchase rows · 52 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202501
Dec 202504
Jan 202601
Feb 202600
Mar 2026018
Apr 2026013
May 2026011
Jun 202600
Jul 202600
Aug 202600
Sep 202604
Oct 202600

Latest available

Insider transactions

JSON API
Reset

Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
March 03, 2024 Filed Mar 5, 2024 23:32 UTC
Maddock KevinEVP,ChiefRecurringRev.Officer
Exercise / conversionCommon Stock 6,666 $0.00 $0.00
Disclosure

SEC source: 0001635282-24-000051 · wk-form4_1709681513.xml · nonDerivative · entry 1

Maddock Kevin · CIK 0001717514 · EVP,ChiefRecurringRev.Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 97,789

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 28, 2024 Filed Mar 1, 2024 21:43 UTC
Lyskawa NancyEVP & Chief Client Officer
GrantPerformance Units · Derivative 46,106 $0.00 $0.00
Disclosure

SEC source: 0001635282-24-000043 · wk-form4_1709329383.xml · derivative · entry 2

Lyskawa Nancy · CIK 0001717861 · EVP & Chief Client Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 46,106

Underlying: Common Stock · 46,106 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Performance Unit represents a contingent right to receive one share of the Issuer's Common Stock upon vesting.

F2 · shares: Represents "Earned Performance Units" under the terms of the Issuer's 2023 Long-Term Incentive Plan based upon the Issuer's achievement against a target adjusted EBITDA goal for fiscal year 2023 and the Issuer's achievement of a target total revenue goal for fiscal year 2023, effective as of February 28, 2024 (the date the Issuer filed its Annual Report on Form 10-K for the year ended December 31, 2023).

F3 · derivative.exercise_date: The Performance Units are subject to additional time-based vesting requirements and will vest in three (3) equal installments on April 3, 2024, April 3, 2025 and April 3, 2026, generally subject to the Reporting Person continuing to be a Service Provider (as such term is defined in the Issuer's 2013 Equity Incentive Plan) through the applicable vesting date.

F3 · derivative.expiration_date: The Performance Units are subject to additional time-based vesting requirements and will vest in three (3) equal installments on April 3, 2024, April 3, 2025 and April 3, 2026, generally subject to the Reporting Person continuing to be a Service Provider (as such term is defined in the Issuer's 2013 Equity Incentive Plan) through the applicable vesting date.

Read SEC document
February 28, 2024 Filed Mar 1, 2024 21:52 UTC
Rowe David W.EVP, Glob.Transform.&CPO
GrantPerformance Units · Derivative 46,106 $0.00 $0.00
Disclosure

SEC source: 0001635282-24-000044 · wk-form4_1709329938.xml · derivative · entry 2

Rowe David W. · CIK 0001717500 · EVP, Glob.Transform.&CPO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 46,106

Underlying: Common Stock · 46,106 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Performance Unit represents a contingent right to receive one share of the Issuer's Common Stock upon vesting.

F2 · shares: Represents "Earned Performance Units" under the terms of the Issuer's 2023 Long-Term Incentive Plan based upon the Issuer's achievement against a target adjusted EBITDA goal for fiscal year 2023 and the Issuer's achievement of a target total revenue goal for fiscal year 2023, effective as of February 28, 2024 (the date the Issuer filed its Annual Report on Form 10-K for the year ended December 31, 2023).

F3 · derivative.exercise_date: The Performance Units are subject to additional time-based vesting requirements and will vest in three (3) equal installments on April 3, 2024, April 3, 2025 and April 3, 2026, generally subject to the Reporting Person continuing to be a Service Provider (as such term is defined in the Issuer's 2013 Equity Incentive Plan) through the applicable vesting date.

F3 · derivative.expiration_date: The Performance Units are subject to additional time-based vesting requirements and will vest in three (3) equal installments on April 3, 2024, April 3, 2025 and April 3, 2026, generally subject to the Reporting Person continuing to be a Service Provider (as such term is defined in the Issuer's 2013 Equity Incentive Plan) through the applicable vesting date.

Read SEC document
February 28, 2024 Filed Mar 1, 2024 21:39 UTC
Maddock KevinEVP,ChiefRecurringRev.Officer
GrantPerformance Units · Derivative 46,106 $0.00 $0.00
Disclosure

SEC source: 0001635282-24-000042 · wk-form4_1709329170.xml · derivative · entry 2

Maddock Kevin · CIK 0001717514 · EVP,ChiefRecurringRev.Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 46,106

Underlying: Common Stock · 46,106 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Performance Unit represents a contingent right to receive one share of the Issuer's Common Stock upon vesting.

F2 · shares: Represents "Earned Performance Units" under the terms of the Issuer's 2023 Long-Term Incentive Plan based upon the Issuer's achievement against a target adjusted EBITDA goal for fiscal year 2023 and the Issuer's achievement of a target total revenue goal for fiscal year 2023, effective as of February 28, 2024 (the date the Issuer filed its Annual Report on Form 10-K for the year ended December 31, 2023).

F3 · derivative.exercise_date: The Performance Units are subject to additional time-based vesting requirements and will vest in three (3) equal installments on April 3, 2024, April 3, 2025 and April 3, 2026, generally subject to the Reporting Person continuing to be a Service Provider (as such term is defined in the Issuer's 2013 Equity Incentive Plan) through the applicable vesting date.

F3 · derivative.expiration_date: The Performance Units are subject to additional time-based vesting requirements and will vest in three (3) equal installments on April 3, 2024, April 3, 2025 and April 3, 2026, generally subject to the Reporting Person continuing to be a Service Provider (as such term is defined in the Issuer's 2013 Equity Incentive Plan) through the applicable vesting date.

Read SEC document
February 28, 2024 Filed Mar 1, 2024 21:36 UTC
Perica Michael L.EVP & Chief Financial Officer
GrantPerformance Units · Derivative 153,689 $0.00 $0.00
Disclosure

SEC source: 0001635282-24-000041 · wk-form4_1709328952.xml · derivative · entry 2

Perica Michael L. · CIK 0001824290 · EVP & Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 153,689

Underlying: Common Stock · 153,689 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Performance Unit represents a contingent right to receive one share of the Issuer's Common Stock upon vesting.

F2 · shares: Represents "Earned Performance Units" under the terms of the Issuer's 2023 Long-Term Incentive Plan based upon the Issuer's achievement against a target adjusted EBITDA goal for fiscal year 2023 and the Issuer's achievement of a target total revenue goal for fiscal year 2023, effective as of February 28, 2024 (the date the Issuer filed its Annual Report on Form 10-K for the year ended December 31, 2023).

F3 · derivative.exercise_date: The Performance Units are subject to additional time-based vesting requirements and will vest in three (3) equal installments on April 3, 2024, April 3, 2025 and April 3, 2026, generally subject to the Reporting Person continuing to be a Service Provider (as such term is defined in the Issuer's 2013 Equity Incentive Plan) through the applicable vesting date.

F3 · derivative.expiration_date: The Performance Units are subject to additional time-based vesting requirements and will vest in three (3) equal installments on April 3, 2024, April 3, 2025 and April 3, 2026, generally subject to the Reporting Person continuing to be a Service Provider (as such term is defined in the Issuer's 2013 Equity Incentive Plan) through the applicable vesting date.

Read SEC document
February 28, 2024 Filed Mar 1, 2024 21:18 UTC
Ravin Seth A.Director · President, CEO & Chairman · 10% owner
GrantPerformance Units · Derivative 576,335 $0.00 $0.00
Disclosure

SEC source: 0001635282-24-000040 · wk-form4_1709327862.xml · derivative · entry 3

Ravin Seth A. · CIK 0001717716 · Director · President, CEO & Chairman · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 576,335

Underlying: Common Stock · 576,335 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Performance Unit represents a contingent right to receive one share of the Issuer's Common Stock upon vesting.

F2 · shares: Represents "Earned Performance Units" under the terms of the Issuer's 2023 Long-Term Incentive Plan based upon the Issuer's achievement against a target adjusted EBITDA goal for fiscal year 2023 and the Issuer's achievement of a target total revenue goal for fiscal year 2023, effective as of February 28, 2024 (the date the Issuer filed its Annual Report on Form 10-K for the year ended December 31, 2023).

F3 · derivative.exercise_date: The Performance Units are subject to additional time-based vesting requirements and will vest in three (3) equal installments on April 3, 2024, April 3, 2025 and April 3, 2026, generally subject to the Reporting Person continuing to be a Service Provider (as such term is defined in the Issuer's 2013 Equity Incentive Plan) through the applicable vesting date.

F3 · derivative.expiration_date: The Performance Units are subject to additional time-based vesting requirements and will vest in three (3) equal installments on April 3, 2024, April 3, 2025 and April 3, 2026, generally subject to the Reporting Person continuing to be a Service Provider (as such term is defined in the Issuer's 2013 Equity Incentive Plan) through the applicable vesting date.

Read SEC document
February 23, 2024 Filed Feb 27, 2024 23:49 UTC
Lyskawa NancyEVP & Chief Client Officer
Exercise / conversionRestricted Stock Unit · Derivative 8,334 $0.00 $0.00
Disclosure

SEC source: 0001635282-24-000022 · wk-form4_1709077752.xml · derivative · entry 3

Lyskawa Nancy · CIK 0001717861 · EVP & Chief Client Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 8,334 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive one share of the Issuer's Common Stock upon vesting.

F3 · derivative.exercise_date: On February 23, 2021, the Reporting Person was granted 25,000 Restricted Stock Units, one-third of which vested on February 23, 2022, one-third of which vested on February 23, 2023, and one-third of which vested on February 23, 2024, subject to the Reporting Person's continued service as an employee of the Issuer through the applicable vesting date.

F3 · derivative.expiration_date: On February 23, 2021, the Reporting Person was granted 25,000 Restricted Stock Units, one-third of which vested on February 23, 2022, one-third of which vested on February 23, 2023, and one-third of which vested on February 23, 2024, subject to the Reporting Person's continued service as an employee of the Issuer through the applicable vesting date.

Read SEC document
February 23, 2024 Filed Feb 27, 2024 23:49 UTC
Lyskawa NancyEVP & Chief Client Officer
SaleCommon Stock 2,872 $3.13 $8,992.81
Disclosure

SEC source: 0001635282-24-000022 · wk-form4_1709077752.xml · nonDerivative · entry 2

Lyskawa Nancy · CIK 0001717861 · EVP & Chief Client Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 100,872

F1 · kind: Reported transaction is an automatically-triggered "sell-to-cover" transaction related to the payment of withholding tax obligations pursuant to the Issuer's policy for tax withholdings associated with Restricted Stock Unit vesting events.

F1 · acquired: Reported transaction is an automatically-triggered "sell-to-cover" transaction related to the payment of withholding tax obligations pursuant to the Issuer's policy for tax withholdings associated with Restricted Stock Unit vesting events.

Read SEC document
February 23, 2024 Filed Feb 27, 2024 23:49 UTC
Lyskawa NancyEVP & Chief Client Officer
Exercise / conversionCommon Stock 8,334 $0.00 $0.00
Disclosure

SEC source: 0001635282-24-000022 · wk-form4_1709077752.xml · nonDerivative · entry 1

Lyskawa Nancy · CIK 0001717861 · EVP & Chief Client Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 103,744

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 23, 2024 Filed Feb 28, 2024 00:00 UTC
Rowe David W.EVP, Glob.Transform.&CPO
Exercise / conversionRestricted Stock Unit · Derivative 8,334 $0.00 $0.00
Disclosure

SEC source: 0001635282-24-000025 · wk-form4_1709078436.xml · derivative · entry 3

Rowe David W. · CIK 0001717500 · EVP, Glob.Transform.&CPO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 8,334 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive one share of the Issuer's Common Stock upon vesting.

F3 · derivative.exercise_date: On February 23, 2021, the Reporting Person was granted 25,000 Restricted Stock Units, one-third of which vested on February 23, 2022, one-third of which vested on February 23, 2023, and one-third of which vested on February 23, 2024, subject to the Reporting Person's continued service as an employee of the Issuer through the applicable vesting date.

F3 · derivative.expiration_date: On February 23, 2021, the Reporting Person was granted 25,000 Restricted Stock Units, one-third of which vested on February 23, 2022, one-third of which vested on February 23, 2023, and one-third of which vested on February 23, 2024, subject to the Reporting Person's continued service as an employee of the Issuer through the applicable vesting date.

Read SEC document
February 23, 2024 Filed Feb 28, 2024 00:00 UTC
Rowe David W.EVP, Glob.Transform.&CPO
SaleCommon Stock 3,410 $3.13 $10,677.39
Disclosure

SEC source: 0001635282-24-000025 · wk-form4_1709078436.xml · nonDerivative · entry 2

Rowe David W. · CIK 0001717500 · EVP, Glob.Transform.&CPO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 365,845

F1 · kind: Reported transaction is an automatically-triggered "sell-to-cover" transaction related to the payment of withholding tax obligations pursuant to the Issuer's policy for tax withholdings associated with Restricted Stock Unit vesting events.

F1 · acquired: Reported transaction is an automatically-triggered "sell-to-cover" transaction related to the payment of withholding tax obligations pursuant to the Issuer's policy for tax withholdings associated with Restricted Stock Unit vesting events.

Read SEC document
February 23, 2024 Filed Feb 28, 2024 00:00 UTC
Rowe David W.EVP, Glob.Transform.&CPO
Exercise / conversionCommon Stock 8,334 $0.00 $0.00
Disclosure

SEC source: 0001635282-24-000025 · wk-form4_1709078436.xml · nonDerivative · entry 1

Rowe David W. · CIK 0001717500 · EVP, Glob.Transform.&CPO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 369,255

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 23, 2024 Filed Feb 27, 2024 23:58 UTC
Perica Michael L.EVP & Chief Financial Officer
Exercise / conversionRestricted Stock Unit · Derivative 8,334 $0.00 $0.00
Disclosure

SEC source: 0001635282-24-000024 · wk-form4_1709078281.xml · derivative · entry 3

Perica Michael L. · CIK 0001824290 · EVP & Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 8,334 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive one share of the Issuer's Common Stock upon vesting.

F3 · derivative.exercise_date: On February 23, 2021, the Reporting Person was granted 25,000 Restricted Stock Units, one-third of which vested on February 23, 2022, one-third of which vested on February 23, 2023, and one-third of which vested on February 23, 2024, subject to the Reporting Person's continued service as an employee of the Issuer through the applicable vesting date.

F3 · derivative.expiration_date: On February 23, 2021, the Reporting Person was granted 25,000 Restricted Stock Units, one-third of which vested on February 23, 2022, one-third of which vested on February 23, 2023, and one-third of which vested on February 23, 2024, subject to the Reporting Person's continued service as an employee of the Issuer through the applicable vesting date.

Read SEC document
February 23, 2024 Filed Feb 27, 2024 23:58 UTC
Perica Michael L.EVP & Chief Financial Officer
SaleCommon Stock 3,807 $3.13 $11,920.48
Disclosure

SEC source: 0001635282-24-000024 · wk-form4_1709078281.xml · nonDerivative · entry 2

Perica Michael L. · CIK 0001824290 · EVP & Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 100,377

F1 · kind: Reported transaction is an automatically-triggered "sell-to-cover" transaction related to the payment of withholding tax obligations pursuant to the Issuer's policy for tax withholdings associated with Restricted Stock Unit vesting events.

F1 · acquired: Reported transaction is an automatically-triggered "sell-to-cover" transaction related to the payment of withholding tax obligations pursuant to the Issuer's policy for tax withholdings associated with Restricted Stock Unit vesting events.

Read SEC document
February 23, 2024 Filed Feb 27, 2024 23:58 UTC
Perica Michael L.EVP & Chief Financial Officer
Exercise / conversionCommon Stock 8,334 $0.00 $0.00
Disclosure

SEC source: 0001635282-24-000024 · wk-form4_1709078281.xml · nonDerivative · entry 1

Perica Michael L. · CIK 0001824290 · EVP & Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 104,184

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 23, 2024 Filed Feb 27, 2024 23:52 UTC
Maddock KevinEVP,ChiefRecurringRev.Officer
Exercise / conversionRestricted Stock Unit · Derivative 8,334 $0.00 $0.00
Disclosure

SEC source: 0001635282-24-000023 · wk-form4_1709077952.xml · derivative · entry 3

Maddock Kevin · CIK 0001717514 · EVP,ChiefRecurringRev.Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 8,334 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive one share of the Issuer's Common Stock upon vesting.

F3 · derivative.exercise_date: On February 23, 2021, the Reporting Person was granted 25,000 Restricted Stock Units, one-third of which vested on February 23, 2022, one-third of which vested on February 23, 2023, and one-third of which vested on February 23, 2024, subject to the Reporting Person's continued service as an employee of the Issuer through the applicable vesting date.

F3 · derivative.expiration_date: On February 23, 2021, the Reporting Person was granted 25,000 Restricted Stock Units, one-third of which vested on February 23, 2022, one-third of which vested on February 23, 2023, and one-third of which vested on February 23, 2024, subject to the Reporting Person's continued service as an employee of the Issuer through the applicable vesting date.

Read SEC document
February 23, 2024 Filed Feb 27, 2024 23:52 UTC
Maddock KevinEVP,ChiefRecurringRev.Officer
SaleCommon Stock 3,410 $3.13 $10,677.39
Disclosure

SEC source: 0001635282-24-000023 · wk-form4_1709077952.xml · nonDerivative · entry 2

Maddock Kevin · CIK 0001717514 · EVP,ChiefRecurringRev.Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 91,123

F1 · shares: Reported transaction is an automatically-triggered "sell-to-cover" transaction related to the payment of withholding tax obligations pursuant to the Issuer's policy for tax withholdings associated with Restricted Stock Unit vesting events.

F1 · acquired: Reported transaction is an automatically-triggered "sell-to-cover" transaction related to the payment of withholding tax obligations pursuant to the Issuer's policy for tax withholdings associated with Restricted Stock Unit vesting events.

Read SEC document
February 23, 2024 Filed Feb 27, 2024 23:52 UTC
Maddock KevinEVP,ChiefRecurringRev.Officer
Exercise / conversionCommon Stock 8,334 $0.00 $0.00
Disclosure

SEC source: 0001635282-24-000023 · wk-form4_1709077952.xml · nonDerivative · entry 1

Maddock Kevin · CIK 0001717514 · EVP,ChiefRecurringRev.Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 94,533

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 05, 2024 Filed Feb 6, 2024 23:15 UTC
Rowe David W.EVP, Glob.Transform.&CPO
SaleCommon Stock 3,498 $3.20 $11,179.61
Disclosure

SEC source: 0001635282-24-000009 · wk-form4_1707261316.xml · nonDerivative · entry 2

Rowe David W. · CIK 0001717500 · EVP, Glob.Transform.&CPO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 360,921

F1 · kind: Reported transaction is an automatically-triggered "sell-to-cover" transaction related to the payment of withholding tax obligations pursuant to the Issuer's policy for tax withholdings associated with Restricted Stock Unit vesting events.

F1 · acquired: Reported transaction is an automatically-triggered "sell-to-cover" transaction related to the payment of withholding tax obligations pursuant to the Issuer's policy for tax withholdings associated with Restricted Stock Unit vesting events.

Read SEC document
February 05, 2024 Filed Feb 6, 2024 23:09 UTC
Lyskawa NancyEVP & Chief Client Officer
SaleCommon Stock 4,704 $3.20 $15,033.98
Disclosure

SEC source: 0001635282-24-000007 · wk-form4_1707260941.xml · nonDerivative · entry 2

Lyskawa Nancy · CIK 0001717861 · EVP & Chief Client Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 95,410

F1 · kind: Reported transaction is an automatically-triggered "sell-to-cover" transaction related to the payment of withholding tax obligations pursuant to the Issuer's policy for tax withholdings associated with Restricted Stock Unit vesting events.

F1 · acquired: Reported transaction is an automatically-triggered "sell-to-cover" transaction related to the payment of withholding tax obligations pursuant to the Issuer's policy for tax withholdings associated with Restricted Stock Unit vesting events.

Read SEC document
February 05, 2024 Filed Feb 6, 2024 23:19 UTC
Perica Michael L.EVP & Chief Financial Officer
SaleCommon Stock 7,803 $3.20 $24,938.39
Disclosure

SEC source: 0001635282-24-000010 · wk-form4_1707261556.xml · nonDerivative · entry 2

Perica Michael L. · CIK 0001824290 · EVP & Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 95,850

F1 · kind: Reported transaction is an automatically-triggered "sell-to-cover" transaction related to the payment of withholding tax obligations pursuant to the Issuer's policy for tax withholdings associated with Restricted Stock Unit vesting events.

F1 · acquired: Reported transaction is an automatically-triggered "sell-to-cover" transaction related to the payment of withholding tax obligations pursuant to the Issuer's policy for tax withholdings associated with Restricted Stock Unit vesting events.

Read SEC document
February 05, 2024 Filed Feb 6, 2024 23:10 UTC
Maddock KevinEVP,ChiefRecurringRev.Officer
SaleCommon Stock 5,593 $3.20 $17,875.23
Disclosure

SEC source: 0001635282-24-000008 · wk-form4_1707261010.xml · nonDerivative · entry 2

Maddock Kevin · CIK 0001717514 · EVP,ChiefRecurringRev.Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 86,199

F1 · kind: Reported transaction is an automatically-triggered "sell-to-cover" transaction related to the payment of withholding tax obligations pursuant to the Issuer's policy for tax withholdings associated with Restricted Stock Unit vesting events.

F1 · acquired: Reported transaction is an automatically-triggered "sell-to-cover" transaction related to the payment of withholding tax obligations pursuant to the Issuer's policy for tax withholdings associated with Restricted Stock Unit vesting events.

Read SEC document
February 03, 2024 Filed Feb 6, 2024 23:15 UTC
Rowe David W.EVP, Glob.Transform.&CPO
Exercise / conversionRestricted Stock Units · Derivative 8,333 $0.00 $0.00
Disclosure

SEC source: 0001635282-24-000009 · wk-form4_1707261316.xml · derivative · entry 3

Rowe David W. · CIK 0001717500 · EVP, Glob.Transform.&CPO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 8,334

Underlying: Common Stock · 8,333 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive one share of the Issuer's Common Stock upon vesting.

F3 · derivative.exercise_date: On February 3, 2022, the Reporting Person was granted 25,000 Restricted Stock Units, one-third of which vested on February 3, 2023, and one-third of which vested on February 3, 2024. The remaining one-third will vest on February 3, 2025, subject to the Reporting Person's continued service as an employee of the Issuer through the vesting date.

F3 · derivative.expiration_date: On February 3, 2022, the Reporting Person was granted 25,000 Restricted Stock Units, one-third of which vested on February 3, 2023, and one-third of which vested on February 3, 2024. The remaining one-third will vest on February 3, 2025, subject to the Reporting Person's continued service as an employee of the Issuer through the vesting date.

Read SEC document
February 03, 2024 Filed Feb 6, 2024 23:15 UTC
Rowe David W.EVP, Glob.Transform.&CPO
Exercise / conversionCommon Stock 8,333 $0.00 $0.00
Disclosure

SEC source: 0001635282-24-000009 · wk-form4_1707261316.xml · nonDerivative · entry 1

Rowe David W. · CIK 0001717500 · EVP, Glob.Transform.&CPO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 364,419

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 03, 2024 Filed Feb 6, 2024 23:09 UTC
Lyskawa NancyEVP & Chief Client Officer
Exercise / conversionRestricted Stock Units · Derivative 13,333 $0.00 $0.00
Disclosure

SEC source: 0001635282-24-000007 · wk-form4_1707260941.xml · derivative · entry 3

Lyskawa Nancy · CIK 0001717861 · EVP & Chief Client Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 13,334

Underlying: Common Stock · 13,333 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive one share of the Issuer's Common Stock upon vesting.

F3 · derivative.exercise_date: On February 3, 2022, the Reporting Person was granted 40,000 Restricted Stock Units, one-third of which vested on February 3, 2023, and one-third of which vested on February 3, 2024. The remaining one-third will vest on February 3, 2025, subject to the Reporting Person's continued service as an employee of the Issuer through the vesting date.

F3 · derivative.expiration_date: On February 3, 2022, the Reporting Person was granted 40,000 Restricted Stock Units, one-third of which vested on February 3, 2023, and one-third of which vested on February 3, 2024. The remaining one-third will vest on February 3, 2025, subject to the Reporting Person's continued service as an employee of the Issuer through the vesting date.

Read SEC document
February 03, 2024 Filed Feb 6, 2024 23:09 UTC
Lyskawa NancyEVP & Chief Client Officer
Exercise / conversionCommon Stock 13,333 $0.00 $0.00
Disclosure

SEC source: 0001635282-24-000007 · wk-form4_1707260941.xml · nonDerivative · entry 1

Lyskawa Nancy · CIK 0001717861 · EVP & Chief Client Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 100,114

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 03, 2024 Filed Feb 6, 2024 23:19 UTC
Perica Michael L.EVP & Chief Financial Officer
Exercise / conversionRestricted Stock Units · Derivative 16,666 $0.00 $0.00
Disclosure

SEC source: 0001635282-24-000010 · wk-form4_1707261556.xml · derivative · entry 3

Perica Michael L. · CIK 0001824290 · EVP & Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 16,668

Underlying: Common Stock · 16,666 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive one share of the Issuer's Common Stock upon vesting.

F3 · derivative.exercise_date: On February 3, 2022, the Reporting Person was granted 50,000 Restricted Stock Units, one-third of which vested on February 3, 2023, and one-third of which vested on February 3, 2024. The remaining one-third will vest on February 3, 2025, subject to the Reporting Person's continued service as an employee of the Issuer through the vesting date.

F3 · derivative.expiration_date: On February 3, 2022, the Reporting Person was granted 50,000 Restricted Stock Units, one-third of which vested on February 3, 2023, and one-third of which vested on February 3, 2024. The remaining one-third will vest on February 3, 2025, subject to the Reporting Person's continued service as an employee of the Issuer through the vesting date.

Read SEC document
February 03, 2024 Filed Feb 6, 2024 23:19 UTC
Perica Michael L.EVP & Chief Financial Officer
Exercise / conversionCommon Stock 16,666 $0.00 $0.00
Disclosure

SEC source: 0001635282-24-000010 · wk-form4_1707261556.xml · nonDerivative · entry 1

Perica Michael L. · CIK 0001824290 · EVP & Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 103,653

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 03, 2024 Filed Feb 6, 2024 23:10 UTC
Maddock KevinEVP,ChiefRecurringRev.Officer
Exercise / conversionRestricted Stock Units · Derivative 13,333 $0.00 $0.00
Disclosure

SEC source: 0001635282-24-000008 · wk-form4_1707261010.xml · derivative · entry 3

Maddock Kevin · CIK 0001717514 · EVP,ChiefRecurringRev.Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 13,334

Underlying: Common Stock · 13,333 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive one share of the Issuer's Common Stock upon vesting.

F3 · derivative.exercise_date: On February 3, 2022, the Reporting Person was granted 40,000 Restricted Stock Units, one-third of which vested on February 3, 2023, and one-third of which vested on February 3, 2024. The remaining one-third will vest on February 3, 2025, subject to the Reporting Person's continued service as an employee of the Issuer through the vesting date.

F3 · derivative.expiration_date: On February 3, 2022, the Reporting Person was granted 40,000 Restricted Stock Units, one-third of which vested on February 3, 2023, and one-third of which vested on February 3, 2024. The remaining one-third will vest on February 3, 2025, subject to the Reporting Person's continued service as an employee of the Issuer through the vesting date.

Read SEC document
February 03, 2024 Filed Feb 6, 2024 23:10 UTC
Maddock KevinEVP,ChiefRecurringRev.Officer
Exercise / conversionCommon Stock 13,333 $0.00 $0.00
Disclosure

SEC source: 0001635282-24-000008 · wk-form4_1707261010.xml · nonDerivative · entry 1

Maddock Kevin · CIK 0001717514 · EVP,ChiefRecurringRev.Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 91,792

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 13, 2023 Filed Dec 15, 2023 21:07 UTC
Ravin Seth A.Director · President, CEO & Chairman · 10% owner
Exercise / conversionRestricted Stock Unit · Derivative 33,333 $0.00 $0.00
Disclosure

SEC source: 0001635282-23-000214 · wk-form4_1702674417.xml · derivative · entry 4

Ravin Seth A. · CIK 0001717716 · Director · President, CEO & Chairman · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 33,334

Underlying: Common Stock · 33,333 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive one share of the Issuer's Common Stock upon vesting.

F3 · derivative.exercise_date: On December 13, 2021, the Reporting Person was granted 100,000 Restricted Stock Units, one-third of which vested on December 13, 2022 and one-third of which vested on December 13, 2023. The remaining one-third will vest on December 13, 2024, subject to the Reporting Person's continued service as an employee and/or member of the Board of Directors of the Issuer through the applicable vesting date.

F3 · derivative.expiration_date: On December 13, 2021, the Reporting Person was granted 100,000 Restricted Stock Units, one-third of which vested on December 13, 2022 and one-third of which vested on December 13, 2023. The remaining one-third will vest on December 13, 2024, subject to the Reporting Person's continued service as an employee and/or member of the Board of Directors of the Issuer through the applicable vesting date.

Read SEC document
December 13, 2023 Filed Dec 15, 2023 21:07 UTC
Ravin Seth A.Director · President, CEO & Chairman · 10% owner
SaleCommon Stock 9,481 $3.26 $30,908.06
Disclosure

SEC source: 0001635282-23-000214 · wk-form4_1702674417.xml · nonDerivative · entry 2

Ravin Seth A. · CIK 0001717716 · Director · President, CEO & Chairman · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 235,122

F1 · kind: Reported transaction is an automatically-triggered "sell-to-cover" transaction related to the payment of withholding tax obligations pursuant to the Issuer's policy for tax withholdings associated with Restricted Stock Unit vesting events.

F1 · shares: Reported transaction is an automatically-triggered "sell-to-cover" transaction related to the payment of withholding tax obligations pursuant to the Issuer's policy for tax withholdings associated with Restricted Stock Unit vesting events.

F1 · acquired: Reported transaction is an automatically-triggered "sell-to-cover" transaction related to the payment of withholding tax obligations pursuant to the Issuer's policy for tax withholdings associated with Restricted Stock Unit vesting events.

Read SEC document
December 13, 2023 Filed Dec 15, 2023 21:07 UTC
Ravin Seth A.Director · President, CEO & Chairman · 10% owner
Exercise / conversionCommon Stock 33,333 $0.00 $0.00
Disclosure

SEC source: 0001635282-23-000214 · wk-form4_1702674417.xml · nonDerivative · entry 1

Ravin Seth A. · CIK 0001717716 · Director · President, CEO & Chairman · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 244,603

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 13, 2023 Filed Dec 15, 2023 21:03 UTC
Perica Michael L.EVP & Chief Financial Officer
Exercise / conversionRestricted Stock Unit · Derivative 8,333 $0.00 $0.00
Disclosure

SEC source: 0001635282-23-000213 · wk-form4_1702674204.xml · derivative · entry 3

Perica Michael L. · CIK 0001824290 · EVP & Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 8,334

Underlying: Common Stock · 8,333 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive one share of the Issuer's Common Stock upon vesting.

F3 · derivative.exercise_date: On December 13, 2021, the Reporting Person was granted 25,000 Restricted Stock Units, one-third of which vested on December 13, 2022 and one-third of which vested on December 13, 2023. The remaining one-third will vest on December 13, 2024, subject to the Reporting Person's continued service as an employee of the Issuer through the vesting date.

F3 · derivative.expiration_date: On December 13, 2021, the Reporting Person was granted 25,000 Restricted Stock Units, one-third of which vested on December 13, 2022 and one-third of which vested on December 13, 2023. The remaining one-third will vest on December 13, 2024, subject to the Reporting Person's continued service as an employee of the Issuer through the vesting date.

Read SEC document
December 13, 2023 Filed Dec 15, 2023 21:03 UTC
Perica Michael L.EVP & Chief Financial Officer
SaleCommon Stock 2,207 $3.26 $7,194.82
Disclosure

SEC source: 0001635282-23-000213 · wk-form4_1702674204.xml · nonDerivative · entry 2

Perica Michael L. · CIK 0001824290 · EVP & Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 86,987

F1 · kind: Reported transaction is an automatically-triggered "sell-to-cover" transaction related to the payment of withholding tax obligations pursuant to the Issuer's policy for tax withholdings associated with Restricted Stock Unit vesting events.

F1 · shares: Reported transaction is an automatically-triggered "sell-to-cover" transaction related to the payment of withholding tax obligations pursuant to the Issuer's policy for tax withholdings associated with Restricted Stock Unit vesting events.

F1 · acquired: Reported transaction is an automatically-triggered "sell-to-cover" transaction related to the payment of withholding tax obligations pursuant to the Issuer's policy for tax withholdings associated with Restricted Stock Unit vesting events.

Read SEC document
December 13, 2023 Filed Dec 15, 2023 21:03 UTC
Perica Michael L.EVP & Chief Financial Officer
Exercise / conversionCommon Stock 8,333 $0.00 $0.00
Disclosure

SEC source: 0001635282-23-000213 · wk-form4_1702674204.xml · nonDerivative · entry 1

Perica Michael L. · CIK 0001824290 · EVP & Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 89,194

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
October 02, 2023 Filed Oct 3, 2023 22:05 UTC
Perica Michael L.EVP & Chief Financial Officer
Exercise / conversionRestricted Stock Unit · Derivative 33,334 $0.00 $0.00
Disclosure

SEC source: 0001635282-23-000195 · wk-form4_1696370716.xml · derivative · entry 3

Perica Michael L. · CIK 0001824290 · EVP & Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 33,334 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive one share of the Issuer's Common Stock upon vesting.

F3 · derivative.exercise_date: On October 1, 2020, the Reporting Person was granted 100,000 Restricted Stock Units, one-third of which vested on October 1, 2021, one-third of which vested on October 1, 2022, and one-third of which vested on October 1, 2023 (effective Monday, October 2, 2023), in each case subject to the Reporting Person's continued service as an employee of the Issuer through the applicable vesting date.

F3 · derivative.expiration_date: On October 1, 2020, the Reporting Person was granted 100,000 Restricted Stock Units, one-third of which vested on October 1, 2021, one-third of which vested on October 1, 2022, and one-third of which vested on October 1, 2023 (effective Monday, October 2, 2023), in each case subject to the Reporting Person's continued service as an employee of the Issuer through the applicable vesting date.

Read SEC document
October 02, 2023 Filed Oct 3, 2023 22:05 UTC
Perica Michael L.EVP & Chief Financial Officer
SaleCommon Stock 13,701 $2.09 $28,648.79
Disclosure

SEC source: 0001635282-23-000195 · wk-form4_1696370716.xml · nonDerivative · entry 2

Perica Michael L. · CIK 0001824290 · EVP & Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 80,861

F1 · kind: Reported transaction is an automatically-triggered "sell-to-cover" transaction related to the payment of withholding tax obligations pursuant to the Issuer's policy for tax withholdings associated with Restricted Stock Unit vesting events.

F1 · acquired: Reported transaction is an automatically-triggered "sell-to-cover" transaction related to the payment of withholding tax obligations pursuant to the Issuer's policy for tax withholdings associated with Restricted Stock Unit vesting events.

Read SEC document
October 02, 2023 Filed Oct 3, 2023 22:05 UTC
Perica Michael L.EVP & Chief Financial Officer
Exercise / conversionCommon Stock 33,334 $0.00 $0.00
Disclosure

SEC source: 0001635282-23-000195 · wk-form4_1696370716.xml · nonDerivative · entry 1

Perica Michael L. · CIK 0001824290 · EVP & Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 94,562

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 04, 2023 Filed Aug 8, 2023 23:10 UTC
Rowe David W.EVP, Glob.Transform.&CPO
Exercise / conversionRestricted Stock Unit · Derivative 33,334 $0.00 $0.00
Disclosure

SEC source: 0001635282-23-000190 · wk-form4_1691536191.xml · derivative · entry 3

Rowe David W. · CIK 0001717500 · EVP, Glob.Transform.&CPO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 33,334 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive one share of the Issuer's Common Stock upon vesting.

F3 · derivative.exercise_date: On August 4, 2020, the Reporting Person was granted 100,000 Restricted Stock Units, one-third of which vested on August 4, 2021, one-third of which vested on August 4, 2022, and one-third of which vested on August 4, 2023.

F3 · derivative.expiration_date: On August 4, 2020, the Reporting Person was granted 100,000 Restricted Stock Units, one-third of which vested on August 4, 2021, one-third of which vested on August 4, 2022, and one-third of which vested on August 4, 2023.

Read SEC document
August 04, 2023 Filed Aug 8, 2023 23:10 UTC
Rowe David W.EVP, Glob.Transform.&CPO
SaleCommon Stock 11,449 $2.56 $29,286.54
Disclosure

SEC source: 0001635282-23-000190 · wk-form4_1691536191.xml · nonDerivative · entry 2

Rowe David W. · CIK 0001717500 · EVP, Glob.Transform.&CPO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 356,086

F1 · kind: Reported transaction is an automatically-triggered "sell-to-cover" transaction related to the payment of withholding tax obligations pursuant to the Issuer's policy for tax withholdings associated with Restricted Stock Unit vesting events.

F1 · shares: Reported transaction is an automatically-triggered "sell-to-cover" transaction related to the payment of withholding tax obligations pursuant to the Issuer's policy for tax withholdings associated with Restricted Stock Unit vesting events.

F1 · acquired: Reported transaction is an automatically-triggered "sell-to-cover" transaction related to the payment of withholding tax obligations pursuant to the Issuer's policy for tax withholdings associated with Restricted Stock Unit vesting events.

Read SEC document
August 04, 2023 Filed Aug 8, 2023 23:10 UTC
Rowe David W.EVP, Glob.Transform.&CPO
Exercise / conversionCommon Stock 33,334 $0.00 $0.00
Disclosure

SEC source: 0001635282-23-000190 · wk-form4_1691536191.xml · nonDerivative · entry 1

Rowe David W. · CIK 0001717500 · EVP, Glob.Transform.&CPO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 367,535

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 04, 2023 Filed Aug 8, 2023 23:13 UTC
Lyskawa NancyEVP & Chief Client Officer
Exercise / conversionRestricted Stock Unit · Derivative 16,668 $0.00 $0.00
Disclosure

SEC source: 0001635282-23-000191 · wk-form4_1691536402.xml · derivative · entry 3

Lyskawa Nancy · CIK 0001717861 · EVP & Chief Client Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 16,668 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive one share of the Issuer's Common Stock upon vesting.

F3 · derivative.exercise_date: On August 4, 2020, the Reporting Person was granted 50,000 Restricted Stock Units, one-third of which vested on August 4, 2021, one-third of which vested on August 4, 2022, and one-third of which vested on August 4, 2023.

F3 · derivative.expiration_date: On August 4, 2020, the Reporting Person was granted 50,000 Restricted Stock Units, one-third of which vested on August 4, 2021, one-third of which vested on August 4, 2022, and one-third of which vested on August 4, 2023.

Read SEC document
August 04, 2023 Filed Aug 8, 2023 23:13 UTC
Lyskawa NancyEVP & Chief Client Officer
SaleCommon Stock 4,758 $2.56 $12,170.96
Disclosure

SEC source: 0001635282-23-000191 · wk-form4_1691536402.xml · nonDerivative · entry 2

Lyskawa Nancy · CIK 0001717861 · EVP & Chief Client Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 86,781

F1 · kind: Reported transaction is an automatically-triggered "sell-to-cover" transaction related to the payment of withholding tax obligations pursuant to the Issuer's policy for tax withholdings associated with Restricted Stock Unit vesting events.

F1 · shares: Reported transaction is an automatically-triggered "sell-to-cover" transaction related to the payment of withholding tax obligations pursuant to the Issuer's policy for tax withholdings associated with Restricted Stock Unit vesting events.

F1 · acquired: Reported transaction is an automatically-triggered "sell-to-cover" transaction related to the payment of withholding tax obligations pursuant to the Issuer's policy for tax withholdings associated with Restricted Stock Unit vesting events.

Read SEC document
August 04, 2023 Filed Aug 8, 2023 23:13 UTC
Lyskawa NancyEVP & Chief Client Officer
Exercise / conversionCommon Stock 16,668 $0.00 $0.00
Disclosure

SEC source: 0001635282-23-000191 · wk-form4_1691536402.xml · nonDerivative · entry 1

Lyskawa Nancy · CIK 0001717861 · EVP & Chief Client Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 91,539

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 04, 2023 Filed Aug 8, 2023 23:14 UTC
Maddock KevinEVP,ChiefRecurringRev.Officer
Exercise / conversionRestricted Stock Unit · Derivative 16,668 $0.00 $0.00
Disclosure

SEC source: 0001635282-23-000192 · wk-form4_1691536480.xml · derivative · entry 3

Maddock Kevin · CIK 0001717514 · EVP,ChiefRecurringRev.Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 16,668 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive one share of the Issuer's Common Stock upon vesting.

F3 · derivative.exercise_date: On August 4, 2020, the Reporting Person was granted 50,000 Restricted Stock Units, one-third of which vested on August 4, 2021, one-third of which vested on August 4, 2022, and one-third of which vested on August 4, 2023.

F3 · derivative.expiration_date: On August 4, 2020, the Reporting Person was granted 50,000 Restricted Stock Units, one-third of which vested on August 4, 2021, one-third of which vested on August 4, 2022, and one-third of which vested on August 4, 2023.

Read SEC document
August 04, 2023 Filed Aug 8, 2023 23:14 UTC
Maddock KevinEVP,ChiefRecurringRev.Officer
SaleCommon Stock 5,729 $2.56 $14,654.78
Disclosure

SEC source: 0001635282-23-000192 · wk-form4_1691536480.xml · nonDerivative · entry 2

Maddock Kevin · CIK 0001717514 · EVP,ChiefRecurringRev.Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 78,459

F1 · kind: Reported transaction is an automatically-triggered "sell-to-cover" transaction related to the payment of withholding tax obligations pursuant to the Issuer's policy for tax withholdings associated with Restricted Stock Unit vesting events.

F1 · shares: Reported transaction is an automatically-triggered "sell-to-cover" transaction related to the payment of withholding tax obligations pursuant to the Issuer's policy for tax withholdings associated with Restricted Stock Unit vesting events.

F1 · acquired: Reported transaction is an automatically-triggered "sell-to-cover" transaction related to the payment of withholding tax obligations pursuant to the Issuer's policy for tax withholdings associated with Restricted Stock Unit vesting events.

Read SEC document
August 04, 2023 Filed Aug 8, 2023 23:14 UTC
Maddock KevinEVP,ChiefRecurringRev.Officer
Exercise / conversionCommon Stock 16,668 $0.00 $0.00
Disclosure

SEC source: 0001635282-23-000192 · wk-form4_1691536480.xml · nonDerivative · entry 1

Maddock Kevin · CIK 0001717514 · EVP,ChiefRecurringRev.Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 84,188

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 04, 2023 Filed Aug 8, 2023 22:58 UTC Exercise / conversionRestricted Stock Unit · Derivative 33,334 $0.00 $0.00
Disclosure

SEC source: 0001635282-23-000189 · wk-form4_1691535470.xml · derivative · entry 3

Salaets Steven · CIK 0001750857 · EVP & CIO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 33,334 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive one share of the Issuer's Common Stock upon vesting.

F3 · derivative.exercise_date: On August 4, 2020, the Reporting Person was granted 100,000 Restricted Stock Units, one-third of which vested on August 4, 2021, one-third of which vested on August 4, 2022, and one-third of which vested on August 4, 2023.

F3 · derivative.expiration_date: On August 4, 2020, the Reporting Person was granted 100,000 Restricted Stock Units, one-third of which vested on August 4, 2021, one-third of which vested on August 4, 2022, and one-third of which vested on August 4, 2023.

Read SEC document
August 04, 2023 Filed Aug 8, 2023 22:58 UTC SaleCommon Stock 8,064 $2.56 $20,627.71
Disclosure

SEC source: 0001635282-23-000189 · wk-form4_1691535470.xml · nonDerivative · entry 2

Salaets Steven · CIK 0001750857 · EVP & CIO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 188,443

F1 · kind: Reported transaction is an automatically-triggered "sell-to-cover" transaction related to the payment of withholding tax obligations pursuant to the Issuer's policy for tax withholdings associated with Restricted Stock Unit vesting events.

F1 · shares: Reported transaction is an automatically-triggered "sell-to-cover" transaction related to the payment of withholding tax obligations pursuant to the Issuer's policy for tax withholdings associated with Restricted Stock Unit vesting events.

F1 · acquired: Reported transaction is an automatically-triggered "sell-to-cover" transaction related to the payment of withholding tax obligations pursuant to the Issuer's policy for tax withholdings associated with Restricted Stock Unit vesting events.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.