Tapewire

Nasdaq · USD

RMNI

Rimini Street, Inc.

Export transactions ↓
Tapewire entity
5475
SEC CIK
0001635282
Parsed reports
699

Last 12 months

Inside the activity.

0 purchase rows · 52 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202501
Dec 202504
Jan 202601
Feb 202600
Mar 2026018
Apr 2026013
May 2026011
Jun 202600
Jul 202600
Aug 202600
Sep 202604
Oct 202600

Latest available

Insider transactions

JSON API
Reset

Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
May 06, 2024 Filed May 8, 2024 21:14 UTC
Perica Michael L.EVP & Chief Financial Officer
GrantRestricted Stock Units · Derivative 161,943 $0.00 $0.00
Disclosure

SEC source: 0001635282-24-000117 · wk-form4_1715202832.xml · derivative · entry 2

Perica Michael L. · CIK 0001824290 · EVP & Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 161,943

Underlying: Common Stock · 161,943 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive one share of the Issuer's Common Stock upon vesting.

F2 · derivative.exercise_date: The Restricted Stock Units will vest in three (3) equal installments on May 6, 2025, May 6, 2026 and May 6, 2027, generally subject to the Reporting Person continuing to be a Service Provider (as such term is defined in the Issuer's 2013 Equity Incentive Plan) through the applicable vesting date.

F2 · derivative.expiration_date: The Restricted Stock Units will vest in three (3) equal installments on May 6, 2025, May 6, 2026 and May 6, 2027, generally subject to the Reporting Person continuing to be a Service Provider (as such term is defined in the Issuer's 2013 Equity Incentive Plan) through the applicable vesting date.

Read SEC document
April 30, 2024 Filed May 2, 2024 20:44 UTC
Hershkowitz StevenEVP & Chief Revenue Officer
GrantRestricted Stock Units · Derivative 300,000 $0.00 $0.00
Disclosure

SEC source: 0001635282-24-000110 · wk-form4_1714682655.xml · derivative · entry 2

Hershkowitz Steven · CIK 0002020161 · EVP & Chief Revenue Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 300,000

Underlying: Common Stock · 300,000 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive one share of the Issuer's Common Stock upon vesting.

F2 · derivative.exercise_date: The Restricted Stock Units will vest ratably in three (3) annual installments on April 30, 2025, April 30, 2026 and April 30, 2027, generally subject to the Reporting Person continuing to be a Service Provider (as such term is defined in the Issuer's 2013 Equity Incentive Plan) through the applicable vesting date.

F2 · derivative.expiration_date: The Restricted Stock Units will vest ratably in three (3) annual installments on April 30, 2025, April 30, 2026 and April 30, 2027, generally subject to the Reporting Person continuing to be a Service Provider (as such term is defined in the Issuer's 2013 Equity Incentive Plan) through the applicable vesting date.

Read SEC document
April 08, 2024 Filed Apr 8, 2024 23:40 UTC
Lyskawa NancyEVP & Chief Client Officer
SaleCommon Stock 8,772 $2.98 $26,114.24
Disclosure

SEC source: 0001635282-24-000083 · wk-form4_1712619611.xml · nonDerivative · entry 1

Lyskawa Nancy · CIK 0001717861 · EVP & Chief Client Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 123,531

F1 · date: Reported transaction is an automatically-triggered "sell-to-cover" transaction related to the payment of withholding tax obligations pursuant to the Issuer's policy for tax withholdings associated with Restricted Stock Unit and Performance Unit vesting events. The number of shares "sold-to-cover" to satisfy the withholding tax obligations was not determinable until April 8, 2024. The Reporting Person had no control over the timing of the "sell-to-cover" transactions, which were initiated at the direction of the Issuer. See, the Reporting Person's Form 4 filed April 5, 2024, for additional information regarding the associated Restricted Stock Unit and Performance Unit vesting events that automatically triggered the "sell-to-cover" transactions.

F1 · kind: Reported transaction is an automatically-triggered "sell-to-cover" transaction related to the payment of withholding tax obligations pursuant to the Issuer's policy for tax withholdings associated with Restricted Stock Unit and Performance Unit vesting events. The number of shares "sold-to-cover" to satisfy the withholding tax obligations was not determinable until April 8, 2024. The Reporting Person had no control over the timing of the "sell-to-cover" transactions, which were initiated at the direction of the Issuer. See, the Reporting Person's Form 4 filed April 5, 2024, for additional information regarding the associated Restricted Stock Unit and Performance Unit vesting events that automatically triggered the "sell-to-cover" transactions.

F1 · shares: Reported transaction is an automatically-triggered "sell-to-cover" transaction related to the payment of withholding tax obligations pursuant to the Issuer's policy for tax withholdings associated with Restricted Stock Unit and Performance Unit vesting events. The number of shares "sold-to-cover" to satisfy the withholding tax obligations was not determinable until April 8, 2024. The Reporting Person had no control over the timing of the "sell-to-cover" transactions, which were initiated at the direction of the Issuer. See, the Reporting Person's Form 4 filed April 5, 2024, for additional information regarding the associated Restricted Stock Unit and Performance Unit vesting events that automatically triggered the "sell-to-cover" transactions.

F1 · acquired: Reported transaction is an automatically-triggered "sell-to-cover" transaction related to the payment of withholding tax obligations pursuant to the Issuer's policy for tax withholdings associated with Restricted Stock Unit and Performance Unit vesting events. The number of shares "sold-to-cover" to satisfy the withholding tax obligations was not determinable until April 8, 2024. The Reporting Person had no control over the timing of the "sell-to-cover" transactions, which were initiated at the direction of the Issuer. See, the Reporting Person's Form 4 filed April 5, 2024, for additional information regarding the associated Restricted Stock Unit and Performance Unit vesting events that automatically triggered the "sell-to-cover" transactions.

Read SEC document
April 08, 2024 Filed Apr 8, 2024 23:40 UTC
Rowe David W.EVP, Glob.Transform.&CPO
SaleCommon Stock 10,888 $2.98 $32,413.58
Disclosure

SEC source: 0001635282-24-000084 · wk-form4_1712619636.xml · nonDerivative · entry 1

Rowe David W. · CIK 0001717500 · EVP, Glob.Transform.&CPO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 385,941

F1 · date: Reported transaction is an automatically-triggered "sell-to-cover" transaction related to the payment of withholding tax obligations pursuant to the Issuer's policy for tax withholdings associated with Restricted Stock Unit and Performance Unit vesting events. The number of shares "sold-to-cover" to satisfy the withholding tax obligations was not determinable until April 8, 2024. The Reporting Person had no control over the timing of the "sell-to-cover" transactions, which were initiated at the direction of the Issuer. See, the Reporting Person's Form 4 filed April 5, 2024, for additional information regarding the associated Restricted Stock Unit and Performance Unit vesting events that automatically triggered the "sell-to-cover" transactions.

F1 · kind: Reported transaction is an automatically-triggered "sell-to-cover" transaction related to the payment of withholding tax obligations pursuant to the Issuer's policy for tax withholdings associated with Restricted Stock Unit and Performance Unit vesting events. The number of shares "sold-to-cover" to satisfy the withholding tax obligations was not determinable until April 8, 2024. The Reporting Person had no control over the timing of the "sell-to-cover" transactions, which were initiated at the direction of the Issuer. See, the Reporting Person's Form 4 filed April 5, 2024, for additional information regarding the associated Restricted Stock Unit and Performance Unit vesting events that automatically triggered the "sell-to-cover" transactions.

F1 · shares: Reported transaction is an automatically-triggered "sell-to-cover" transaction related to the payment of withholding tax obligations pursuant to the Issuer's policy for tax withholdings associated with Restricted Stock Unit and Performance Unit vesting events. The number of shares "sold-to-cover" to satisfy the withholding tax obligations was not determinable until April 8, 2024. The Reporting Person had no control over the timing of the "sell-to-cover" transactions, which were initiated at the direction of the Issuer. See, the Reporting Person's Form 4 filed April 5, 2024, for additional information regarding the associated Restricted Stock Unit and Performance Unit vesting events that automatically triggered the "sell-to-cover" transactions.

F1 · acquired: Reported transaction is an automatically-triggered "sell-to-cover" transaction related to the payment of withholding tax obligations pursuant to the Issuer's policy for tax withholdings associated with Restricted Stock Unit and Performance Unit vesting events. The number of shares "sold-to-cover" to satisfy the withholding tax obligations was not determinable until April 8, 2024. The Reporting Person had no control over the timing of the "sell-to-cover" transactions, which were initiated at the direction of the Issuer. See, the Reporting Person's Form 4 filed April 5, 2024, for additional information regarding the associated Restricted Stock Unit and Performance Unit vesting events that automatically triggered the "sell-to-cover" transactions.

Read SEC document
April 08, 2024 Filed Apr 8, 2024 23:39 UTC
Ravin Seth A.Director · President, CEO & Chairman · 10% owner
SaleCommon Stock 82,071 $2.98 $244,325.37
Disclosure

SEC source: 0001635282-24-000082 · wk-form4_1712619584.xml · nonDerivative · entry 1

Ravin Seth A. · CIK 0001717716 · Director · President, CEO & Chairman · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 425,955

F1 · date: Reported transaction is an automatically-triggered "sell-to-cover" transaction related to the payment of withholding tax obligations pursuant to the Issuer's policy for tax withholdings associated with Restricted Stock Unit and Performance Unit vesting events. The number of shares "sold-to-cover" to satisfy the withholding tax obligations was not determinable until April 8, 2024. The Reporting Person had no control over the timing of the "sell-to-cover" transactions, which were initiated at the direction of the Issuer. See, the Reporting Person's Form 4 filed April 5, 2024, for additional information regarding the associated Restricted Stock Unit and Performance Unit vesting events that automatically triggered the "sell-to-cover" transactions.

F1 · kind: Reported transaction is an automatically-triggered "sell-to-cover" transaction related to the payment of withholding tax obligations pursuant to the Issuer's policy for tax withholdings associated with Restricted Stock Unit and Performance Unit vesting events. The number of shares "sold-to-cover" to satisfy the withholding tax obligations was not determinable until April 8, 2024. The Reporting Person had no control over the timing of the "sell-to-cover" transactions, which were initiated at the direction of the Issuer. See, the Reporting Person's Form 4 filed April 5, 2024, for additional information regarding the associated Restricted Stock Unit and Performance Unit vesting events that automatically triggered the "sell-to-cover" transactions.

F1 · shares: Reported transaction is an automatically-triggered "sell-to-cover" transaction related to the payment of withholding tax obligations pursuant to the Issuer's policy for tax withholdings associated with Restricted Stock Unit and Performance Unit vesting events. The number of shares "sold-to-cover" to satisfy the withholding tax obligations was not determinable until April 8, 2024. The Reporting Person had no control over the timing of the "sell-to-cover" transactions, which were initiated at the direction of the Issuer. See, the Reporting Person's Form 4 filed April 5, 2024, for additional information regarding the associated Restricted Stock Unit and Performance Unit vesting events that automatically triggered the "sell-to-cover" transactions.

F1 · acquired: Reported transaction is an automatically-triggered "sell-to-cover" transaction related to the payment of withholding tax obligations pursuant to the Issuer's policy for tax withholdings associated with Restricted Stock Unit and Performance Unit vesting events. The number of shares "sold-to-cover" to satisfy the withholding tax obligations was not determinable until April 8, 2024. The Reporting Person had no control over the timing of the "sell-to-cover" transactions, which were initiated at the direction of the Issuer. See, the Reporting Person's Form 4 filed April 5, 2024, for additional information regarding the associated Restricted Stock Unit and Performance Unit vesting events that automatically triggered the "sell-to-cover" transactions.

Read SEC document
April 08, 2024 Filed Apr 8, 2024 23:39 UTC
Maddock KevinEVP,ChiefRecurringRev.Officer
SaleCommon Stock 8,210 $2.98 $24,441.17
Disclosure

SEC source: 0001635282-24-000081 · wk-form4_1712619556.xml · nonDerivative · entry 1

Maddock Kevin · CIK 0001717514 · EVP,ChiefRecurringRev.Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 107,231

F1 · date: Reported transaction is an automatically-triggered "sell-to-cover" transaction related to the payment of withholding tax obligations pursuant to the Issuer's policy for tax withholdings associated with Restricted Stock Unit and Performance Unit vesting events. The number of shares "sold-to-cover" to satisfy the withholding tax obligations was not determinable until April 8, 2024. The Reporting Person had no control over the timing of the "sell-to-cover" transactions, which were initiated at the direction of the Issuer. See, the Reporting Person's Form 4 filed April 5, 2024, for additional information regarding the associated Restricted Stock Unit and Performance Unit vesting events that automatically triggered the "sell-to-cover" transactions.

F1 · kind: Reported transaction is an automatically-triggered "sell-to-cover" transaction related to the payment of withholding tax obligations pursuant to the Issuer's policy for tax withholdings associated with Restricted Stock Unit and Performance Unit vesting events. The number of shares "sold-to-cover" to satisfy the withholding tax obligations was not determinable until April 8, 2024. The Reporting Person had no control over the timing of the "sell-to-cover" transactions, which were initiated at the direction of the Issuer. See, the Reporting Person's Form 4 filed April 5, 2024, for additional information regarding the associated Restricted Stock Unit and Performance Unit vesting events that automatically triggered the "sell-to-cover" transactions.

F1 · shares: Reported transaction is an automatically-triggered "sell-to-cover" transaction related to the payment of withholding tax obligations pursuant to the Issuer's policy for tax withholdings associated with Restricted Stock Unit and Performance Unit vesting events. The number of shares "sold-to-cover" to satisfy the withholding tax obligations was not determinable until April 8, 2024. The Reporting Person had no control over the timing of the "sell-to-cover" transactions, which were initiated at the direction of the Issuer. See, the Reporting Person's Form 4 filed April 5, 2024, for additional information regarding the associated Restricted Stock Unit and Performance Unit vesting events that automatically triggered the "sell-to-cover" transactions.

F1 · acquired: Reported transaction is an automatically-triggered "sell-to-cover" transaction related to the payment of withholding tax obligations pursuant to the Issuer's policy for tax withholdings associated with Restricted Stock Unit and Performance Unit vesting events. The number of shares "sold-to-cover" to satisfy the withholding tax obligations was not determinable until April 8, 2024. The Reporting Person had no control over the timing of the "sell-to-cover" transactions, which were initiated at the direction of the Issuer. See, the Reporting Person's Form 4 filed April 5, 2024, for additional information regarding the associated Restricted Stock Unit and Performance Unit vesting events that automatically triggered the "sell-to-cover" transactions.

Read SEC document
April 08, 2024 Filed Apr 8, 2024 23:38 UTC
Perica Michael L.EVP & Chief Financial Officer
SaleCommon Stock 30,588 $2.98 $91,060.48
Disclosure

SEC source: 0001635282-24-000080 · wk-form4_1712619521.xml · nonDerivative · entry 1

Perica Michael L. · CIK 0001824290 · EVP & Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 141,517

F1 · date: Reported transaction is an automatically-triggered "sell-to-cover" transaction related to the payment of withholding tax obligations pursuant to the Issuer's policy for tax withholdings associated with Restricted Stock Unit and Performance Unit vesting events. The number of shares "sold-to-cover" to satisfy the withholding tax obligations was not determinable until April 8, 2024. The Reporting Person had no control over the timing of the "sell-to-cover" transactions, which were initiated at the direction of the Issuer. See, the Reporting Person's Form 4 filed April 5, 2024, for additional information regarding the associated Restricted Stock Unit and Performance Unit vesting events that automatically triggered the "sell-to-cover" transactions.

F1 · kind: Reported transaction is an automatically-triggered "sell-to-cover" transaction related to the payment of withholding tax obligations pursuant to the Issuer's policy for tax withholdings associated with Restricted Stock Unit and Performance Unit vesting events. The number of shares "sold-to-cover" to satisfy the withholding tax obligations was not determinable until April 8, 2024. The Reporting Person had no control over the timing of the "sell-to-cover" transactions, which were initiated at the direction of the Issuer. See, the Reporting Person's Form 4 filed April 5, 2024, for additional information regarding the associated Restricted Stock Unit and Performance Unit vesting events that automatically triggered the "sell-to-cover" transactions.

F1 · shares: Reported transaction is an automatically-triggered "sell-to-cover" transaction related to the payment of withholding tax obligations pursuant to the Issuer's policy for tax withholdings associated with Restricted Stock Unit and Performance Unit vesting events. The number of shares "sold-to-cover" to satisfy the withholding tax obligations was not determinable until April 8, 2024. The Reporting Person had no control over the timing of the "sell-to-cover" transactions, which were initiated at the direction of the Issuer. See, the Reporting Person's Form 4 filed April 5, 2024, for additional information regarding the associated Restricted Stock Unit and Performance Unit vesting events that automatically triggered the "sell-to-cover" transactions.

F1 · acquired: Reported transaction is an automatically-triggered "sell-to-cover" transaction related to the payment of withholding tax obligations pursuant to the Issuer's policy for tax withholdings associated with Restricted Stock Unit and Performance Unit vesting events. The number of shares "sold-to-cover" to satisfy the withholding tax obligations was not determinable until April 8, 2024. The Reporting Person had no control over the timing of the "sell-to-cover" transactions, which were initiated at the direction of the Issuer. See, the Reporting Person's Form 4 filed April 5, 2024, for additional information regarding the associated Restricted Stock Unit and Performance Unit vesting events that automatically triggered the "sell-to-cover" transactions.

Read SEC document
April 08, 2024 Filed Apr 10, 2024 20:42 UTC
Perica Michael L.EVP & Chief Financial Officer
SaleCommon Stock 3,412 $2.93 $9,997.16
Disclosure

SEC source: 0001635282-24-000086 · wk-form4_1712781747.xml · nonDerivative · entry 2

Perica Michael L. · CIK 0001824290 · EVP & Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 146,439

F1 · kind: Reported transaction is an automatically-triggered "sell-to-cover" transaction related to the payment of withholding tax obligations pursuant to the Issuer's policy for tax withholdings associated with Restricted Stock Unit vesting events.

F1 · shares: Reported transaction is an automatically-triggered "sell-to-cover" transaction related to the payment of withholding tax obligations pursuant to the Issuer's policy for tax withholdings associated with Restricted Stock Unit vesting events.

F1 · acquired: Reported transaction is an automatically-triggered "sell-to-cover" transaction related to the payment of withholding tax obligations pursuant to the Issuer's policy for tax withholdings associated with Restricted Stock Unit vesting events.

Read SEC document
April 06, 2024 Filed Apr 10, 2024 20:42 UTC
Perica Michael L.EVP & Chief Financial Officer
Exercise / conversionRestricted Stock Unit · Derivative 8,334 $0.00 $0.00
Disclosure

SEC source: 0001635282-24-000086 · wk-form4_1712781747.xml · derivative · entry 3

Perica Michael L. · CIK 0001824290 · EVP & Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 8,334 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive one share of the Issuer's Common Stock upon vesting.

F3 · derivative.exercise_date: On April 6, 2021, the Reporting Person was granted 25,000 Restricted Stock Units, one-third of which vested on each of April 6, 2022, April 6, 2023 and April 6, 2024, in each case subject to the Reporting Person's continued service as a Service Provider (as such term is defined in the Company's 2013 Equity Incentive Plan) through the applicable vesting date..

F3 · derivative.expiration_date: On April 6, 2021, the Reporting Person was granted 25,000 Restricted Stock Units, one-third of which vested on each of April 6, 2022, April 6, 2023 and April 6, 2024, in each case subject to the Reporting Person's continued service as a Service Provider (as such term is defined in the Company's 2013 Equity Incentive Plan) through the applicable vesting date..

Read SEC document
April 06, 2024 Filed Apr 10, 2024 20:42 UTC
Perica Michael L.EVP & Chief Financial Officer
Exercise / conversionCommon Stock 8,334 $0.00 $0.00
Disclosure

SEC source: 0001635282-24-000086 · wk-form4_1712781747.xml · nonDerivative · entry 1

Perica Michael L. · CIK 0001824290 · EVP & Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 149,851

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
April 03, 2024 Filed Apr 6, 2024 00:32 UTC
Lyskawa NancyEVP & Chief Client Officer
Exercise / conversionPerformance Units · Derivative 15,367 $0.00 $0.00
Disclosure

SEC source: 0001635282-24-000067 · wk-form4_1712363522.xml · derivative · entry 6

Lyskawa Nancy · CIK 0001717861 · EVP & Chief Client Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 30,739

Underlying: Common Stock · 15,367 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: Each Performance Unit represents a contingent right to receive one share of the Issuer's Common Stock upon vesting.

F5 · shares: Represents "Earned Performance Units" (as previously reported by the Reporting Person on a Form 4 dated February 28, 2024) under the terms of the Issuer's 2023 Long-Term Incentive Plan based upon the Issuer's achievement against a target adjusted EBITDA goal for fiscal year 2023 and the Issuer's achievement of a target total revenue goal for fiscal year 2023, effective as of February 28, 2024 (the date the Issuer filed its Annual Report on Form 10-K for the year ended December 31, 2023).

F6 · derivative.exercise_date: One-third of the "Earned Performance Units" vested on April 3, 2024. The remaining two-thirds vest ratably on April 3, 2025 and April 3, 2026, generally subject to the Reporting Person continuing to be a Service Provider (as such term is defined in the Issuer's 2013 Equity Incentive Plan) through the applicable vesting date.

F6 · derivative.expiration_date: One-third of the "Earned Performance Units" vested on April 3, 2024. The remaining two-thirds vest ratably on April 3, 2025 and April 3, 2026, generally subject to the Reporting Person continuing to be a Service Provider (as such term is defined in the Issuer's 2013 Equity Incentive Plan) through the applicable vesting date.

Read SEC document
April 03, 2024 Filed Apr 6, 2024 00:32 UTC
Lyskawa NancyEVP & Chief Client Officer
Exercise / conversionRestricted Stock Units · Derivative 5,088 $0.00 $0.00
Disclosure

SEC source: 0001635282-24-000067 · wk-form4_1712363522.xml · derivative · entry 5

Lyskawa Nancy · CIK 0001717861 · EVP & Chief Client Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 10,179

Underlying: Common Stock · 5,088 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive one share of the Issuer's Common Stock upon vesting.

F3 · derivative.exercise_date: On April 3, 2023 the Reporting Person was granted 15,267 Restricted Stock Units, one-third of which vested on April 3, 2024. The remaining two-thirds vest ratably on April 3, 2025 and April 3, 2026, generally subject to the Reporting Person continuing to be a Service Provider (as such term is defined in the Issuer's 2013 Equity Incentive Plan) through the applicable vesting date.

F3 · derivative.expiration_date: On April 3, 2023 the Reporting Person was granted 15,267 Restricted Stock Units, one-third of which vested on April 3, 2024. The remaining two-thirds vest ratably on April 3, 2025 and April 3, 2026, generally subject to the Reporting Person continuing to be a Service Provider (as such term is defined in the Issuer's 2013 Equity Incentive Plan) through the applicable vesting date.

Read SEC document
April 03, 2024 Filed Apr 6, 2024 00:32 UTC
Lyskawa NancyEVP & Chief Client Officer
Exercise / conversionRestricted Stock Units · Derivative 6,666 $0.00 $0.00
Disclosure

SEC source: 0001635282-24-000067 · wk-form4_1712363522.xml · derivative · entry 4

Lyskawa Nancy · CIK 0001717861 · EVP & Chief Client Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 13,334

Underlying: Common Stock · 6,666 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive one share of the Issuer's Common Stock upon vesting.

F2 · derivative.exercise_date: On April 3, 2023 the Reporting Person was granted 20,000 Restricted Stock Units, one-third of which vested on April 3, 2024. The remaining two-thirds vest ratably on April 3, 2025 and April 3, 2026, generally subject to the Reporting Person continuing to be a Service Provider (as such term is defined in the Issuer's 2013 Equity Incentive Plan) through the applicable vesting date.

F2 · derivative.expiration_date: On April 3, 2023 the Reporting Person was granted 20,000 Restricted Stock Units, one-third of which vested on April 3, 2024. The remaining two-thirds vest ratably on April 3, 2025 and April 3, 2026, generally subject to the Reporting Person continuing to be a Service Provider (as such term is defined in the Issuer's 2013 Equity Incentive Plan) through the applicable vesting date.

Read SEC document
April 03, 2024 Filed Apr 6, 2024 00:32 UTC
Lyskawa NancyEVP & Chief Client Officer
Exercise / conversionCommon Stock 15,367 $0.00 $0.00
Disclosure

SEC source: 0001635282-24-000067 · wk-form4_1712363522.xml · nonDerivative · entry 3

Lyskawa Nancy · CIK 0001717861 · EVP & Chief Client Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 132,303

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
April 03, 2024 Filed Apr 6, 2024 00:32 UTC
Lyskawa NancyEVP & Chief Client Officer
Exercise / conversionCommon Stock 5,088 $0.00 $0.00
Disclosure

SEC source: 0001635282-24-000067 · wk-form4_1712363522.xml · nonDerivative · entry 2

Lyskawa Nancy · CIK 0001717861 · EVP & Chief Client Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 116,936

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
April 03, 2024 Filed Apr 6, 2024 00:32 UTC
Lyskawa NancyEVP & Chief Client Officer
Exercise / conversionCommon Stock 6,666 $0.00 $0.00
Disclosure

SEC source: 0001635282-24-000067 · wk-form4_1712363522.xml · nonDerivative · entry 1

Lyskawa Nancy · CIK 0001717861 · EVP & Chief Client Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 111,848

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
April 03, 2024 Filed Apr 6, 2024 00:33 UTC
Rowe David W.EVP, Glob.Transform.&CPO
Exercise / conversionPerformance Units · Derivative 15,367 $0.00 $0.00
Disclosure

SEC source: 0001635282-24-000069 · wk-form4_1712363577.xml · derivative · entry 8

Rowe David W. · CIK 0001717500 · EVP, Glob.Transform.&CPO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 30,739

Underlying: Common Stock · 15,367 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · derivative.exercise_price: Each Performance Unit represents a contingent right to receive one share of the Issuer's Common Stock upon vesting.

F7 · shares: Represents "Earned Performance Units" (as previously reported by the Reporting Person on a Form 4 dated February 28, 2024) under the terms of the Issuer's 2023 Long-Term Incentive Plan based upon the Issuer's achievement against a target adjusted EBITDA goal for fiscal year 2023 and the Issuer's achievement of a target total revenue goal for fiscal year 2023, effective as of February 28, 2024 (the date the Issuer filed its Annual Report on Form 10-K for the year ended December 31, 2023).

F8 · derivative.exercise_date: One-third of the "Earned Performance Units" vested on April 3, 2024. The remaining two-thirds vest ratably on April 3, 2025 and April 3, 2026, generally subject to the Reporting Person continuing to be a Service Provider (as such term is defined in the Issuer's 2013 Equity Incentive Plan) through the applicable vesting date.

F8 · derivative.expiration_date: One-third of the "Earned Performance Units" vested on April 3, 2024. The remaining two-thirds vest ratably on April 3, 2025 and April 3, 2026, generally subject to the Reporting Person continuing to be a Service Provider (as such term is defined in the Issuer's 2013 Equity Incentive Plan) through the applicable vesting date.

Read SEC document
April 03, 2024 Filed Apr 6, 2024 00:33 UTC
Rowe David W.EVP, Glob.Transform.&CPO
Exercise / conversionRestricted Stock Units · Derivative 5,088 $0.00 $0.00
Disclosure

SEC source: 0001635282-24-000069 · wk-form4_1712363577.xml · derivative · entry 7

Rowe David W. · CIK 0001717500 · EVP, Glob.Transform.&CPO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 10,179

Underlying: Common Stock · 5,088 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive one share of the Issuer's Common Stock upon vesting.

F5 · derivative.exercise_date: On April 3, 2023 the Reporting Person was granted 15,267 Restricted Stock Units, one-third of which vested on April 3, 2024. The remaining two-thirds vest ratably on April 3, 2025 and April 3, 2026, generally subject to the Reporting Person continuing to be a Service Provider (as such term is defined in the Issuer's 2013 Equity Incentive Plan) through the applicable vesting date.

F5 · derivative.expiration_date: On April 3, 2023 the Reporting Person was granted 15,267 Restricted Stock Units, one-third of which vested on April 3, 2024. The remaining two-thirds vest ratably on April 3, 2025 and April 3, 2026, generally subject to the Reporting Person continuing to be a Service Provider (as such term is defined in the Issuer's 2013 Equity Incentive Plan) through the applicable vesting date.

Read SEC document
April 03, 2024 Filed Apr 6, 2024 00:33 UTC
Rowe David W.EVP, Glob.Transform.&CPO
Exercise / conversionRestricted Stock Units · Derivative 6,666 $0.00 $0.00
Disclosure

SEC source: 0001635282-24-000069 · wk-form4_1712363577.xml · derivative · entry 6

Rowe David W. · CIK 0001717500 · EVP, Glob.Transform.&CPO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 13,334

Underlying: Common Stock · 6,666 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive one share of the Issuer's Common Stock upon vesting.

F4 · derivative.exercise_date: On April 3, 2023 the Reporting Person was granted 20,000 Restricted Stock Units, one-third of which vested on April 3, 2024. The remaining two-thirds vest ratably on April 3, 2025 and April 3, 2026, generally subject to the Reporting Person continuing to be a Service Provider (as such term is defined in the Issuer's 2013 Equity Incentive Plan) through the applicable vesting date.

F4 · derivative.expiration_date: On April 3, 2023 the Reporting Person was granted 20,000 Restricted Stock Units, one-third of which vested on April 3, 2024. The remaining two-thirds vest ratably on April 3, 2025 and April 3, 2026, generally subject to the Reporting Person continuing to be a Service Provider (as such term is defined in the Issuer's 2013 Equity Incentive Plan) through the applicable vesting date.

Read SEC document
April 03, 2024 Filed Apr 6, 2024 00:33 UTC
Rowe David W.EVP, Glob.Transform.&CPO
Exercise / conversionCommon Stock 15,367 $0.00 $0.00
Disclosure

SEC source: 0001635282-24-000069 · wk-form4_1712363577.xml · nonDerivative · entry 3

Rowe David W. · CIK 0001717500 · EVP, Glob.Transform.&CPO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 396,829

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
April 03, 2024 Filed Apr 6, 2024 00:33 UTC
Rowe David W.EVP, Glob.Transform.&CPO
Exercise / conversionCommon Stock 5,088 $0.00 $0.00
Disclosure

SEC source: 0001635282-24-000069 · wk-form4_1712363577.xml · nonDerivative · entry 2

Rowe David W. · CIK 0001717500 · EVP, Glob.Transform.&CPO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 381,462

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
April 03, 2024 Filed Apr 6, 2024 00:33 UTC
Rowe David W.EVP, Glob.Transform.&CPO
Exercise / conversionCommon Stock 6,666 $0.00 $0.00
Disclosure

SEC source: 0001635282-24-000069 · wk-form4_1712363577.xml · nonDerivative · entry 1

Rowe David W. · CIK 0001717500 · EVP, Glob.Transform.&CPO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 376,374

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
April 03, 2024 Filed Apr 6, 2024 00:32 UTC
Ravin Seth A.Director · President, CEO & Chairman · 10% owner
Exercise / conversionPerformance Units · Derivative 192,109 $0.00 $0.00
Disclosure

SEC source: 0001635282-24-000068 · wk-form4_1712363552.xml · derivative · entry 5

Ravin Seth A. · CIK 0001717716 · Director · President, CEO & Chairman · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 384,226

Underlying: Common Stock · 192,109 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each Performance Unit represents a contingent right to receive one share of the Issuer's Common Stock upon vesting.

F4 · shares: Represents "Earned Performance Units" (as previously reported by the Reporting Person on a Form 4 dated February 28, 2024) under the terms of the Issuer's 2023 Long-Term Incentive Plan based upon the Issuer's achievement against a target adjusted EBITDA goal for fiscal year 2023 and the Issuer's achievement of a target total revenue goal for fiscal year 2023, effective as of February 28, 2024 (the date the Issuer filed its Annual Report on Form 10-K for the year ended December 31, 2023).

F5 · derivative.exercise_date: One-third of the "Earned Performance Units" vested on April 3, 2024. The remaining two-thirds vest ratably on April 3, 2025 and April 3, 2026, generally subject to the Reporting Person continuing to be a Service Provider (as such term is defined in the Issuer's 2013 Equity Incentive Plan) through the applicable vesting date.

F5 · derivative.expiration_date: One-third of the "Earned Performance Units" vested on April 3, 2024. The remaining two-thirds vest ratably on April 3, 2025 and April 3, 2026, generally subject to the Reporting Person continuing to be a Service Provider (as such term is defined in the Issuer's 2013 Equity Incentive Plan) through the applicable vesting date.

Read SEC document
April 03, 2024 Filed Apr 6, 2024 00:32 UTC
Ravin Seth A.Director · President, CEO & Chairman · 10% owner
Exercise / conversionRestricted Stock Units · Derivative 76,334 $0.00 $0.00
Disclosure

SEC source: 0001635282-24-000068 · wk-form4_1712363552.xml · derivative · entry 4

Ravin Seth A. · CIK 0001717716 · Director · President, CEO & Chairman · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 152,673

Underlying: Common Stock · 76,334 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive one share of the Issuer's Common Stock upon vesting.

F2 · derivative.exercise_date: On April 3, 2023 the Reporting Person was granted 229,007 Restricted Stock Units, one-third of which vested on April 3, 2024. The remaining two-thirds vest ratably on April 3, 2025 and April 3, 2026, generally subject to the Reporting Person continuing to be a Service Provider (as such term is defined in the Issuer's 2013 Equity Incentive Plan) through the applicable vesting date.

F2 · derivative.expiration_date: On April 3, 2023 the Reporting Person was granted 229,007 Restricted Stock Units, one-third of which vested on April 3, 2024. The remaining two-thirds vest ratably on April 3, 2025 and April 3, 2026, generally subject to the Reporting Person continuing to be a Service Provider (as such term is defined in the Issuer's 2013 Equity Incentive Plan) through the applicable vesting date.

Read SEC document
April 03, 2024 Filed Apr 6, 2024 00:32 UTC
Ravin Seth A.Director · President, CEO & Chairman · 10% owner
Exercise / conversionCommon Stock 192,109 $0.00 $0.00
Disclosure

SEC source: 0001635282-24-000068 · wk-form4_1712363552.xml · nonDerivative · entry 2

Ravin Seth A. · CIK 0001717716 · Director · President, CEO & Chairman · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 508,026

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
April 03, 2024 Filed Apr 6, 2024 00:32 UTC
Ravin Seth A.Director · President, CEO & Chairman · 10% owner
Exercise / conversionCommon Stock 76,334 $0.00 $0.00
Disclosure

SEC source: 0001635282-24-000068 · wk-form4_1712363552.xml · nonDerivative · entry 1

Ravin Seth A. · CIK 0001717716 · Director · President, CEO & Chairman · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 315,917

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
April 03, 2024 Filed Apr 6, 2024 00:31 UTC
Maddock KevinEVP,ChiefRecurringRev.Officer
Exercise / conversionPerformance Units · Derivative 15,367 $0.00 $0.00
Disclosure

SEC source: 0001635282-24-000066 · wk-form4_1712363492.xml · derivative · entry 4

Maddock Kevin · CIK 0001717514 · EVP,ChiefRecurringRev.Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 30,739

Underlying: Common Stock · 15,367 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each Performance Unit represents a contingent right to receive one share of the Issuer's Common Stock upon vesting.

F4 · shares: Represents "Earned Performance Units" (as previously reported by the Reporting Person on a Form 4 dated February 28, 2024) under the terms of the Issuer's 2023 Long-Term Incentive Plan based upon the Issuer's achievement against a target adjusted EBITDA goal for fiscal year 2023 and the Issuer's achievement of a target total revenue goal for fiscal year 2023, effective as of February 28, 2024 (the date the Issuer filed its Annual Report on Form 10-K for the year ended December 31, 2023).

F5 · derivative.exercise_date: One-third of the "Earned Performance Units" vested on April 3, 2024. The remaining two-thirds vest ratably on April 3, 2025 and April 3, 2026, generally subject to the Reporting Person continuing to be a Service Provider (as such term is defined in the Issuer's 2013 Equity Incentive Plan) through the applicable vesting date.

F5 · derivative.expiration_date: One-third of the "Earned Performance Units" vested on April 3, 2024. The remaining two-thirds vest ratably on April 3, 2025 and April 3, 2026, generally subject to the Reporting Person continuing to be a Service Provider (as such term is defined in the Issuer's 2013 Equity Incentive Plan) through the applicable vesting date.

Read SEC document
April 03, 2024 Filed Apr 6, 2024 00:31 UTC
Maddock KevinEVP,ChiefRecurringRev.Officer
Exercise / conversionRestricted Stock Units · Derivative 5,088 $0.00 $0.00
Disclosure

SEC source: 0001635282-24-000066 · wk-form4_1712363492.xml · derivative · entry 3

Maddock Kevin · CIK 0001717514 · EVP,ChiefRecurringRev.Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 10,179

Underlying: Common Stock · 5,088 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive one share of the Issuer's Common Stock upon vesting.

F2 · derivative.exercise_date: On April 3, 2023 the Reporting Person was granted 15,267 Restricted Stock Units, one-third of which vested on April 3, 2024. The remaining two-thirds vest ratably on April 3, 2025 and April 3, 2026, generally subject to the Reporting Person continuing to be a Service Provider (as such term is defined in the Issuer's 2013 Equity Incentive Plan) through the applicable vesting date.

F2 · derivative.expiration_date: On April 3, 2023 the Reporting Person was granted 15,267 Restricted Stock Units, one-third of which vested on April 3, 2024. The remaining two-thirds vest ratably on April 3, 2025 and April 3, 2026, generally subject to the Reporting Person continuing to be a Service Provider (as such term is defined in the Issuer's 2013 Equity Incentive Plan) through the applicable vesting date.

Read SEC document
April 03, 2024 Filed Apr 6, 2024 00:31 UTC
Maddock KevinEVP,ChiefRecurringRev.Officer
Exercise / conversionCommon Stock 15,367 $0.00 $0.00
Disclosure

SEC source: 0001635282-24-000066 · wk-form4_1712363492.xml · nonDerivative · entry 2

Maddock Kevin · CIK 0001717514 · EVP,ChiefRecurringRev.Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 115,441

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
April 03, 2024 Filed Apr 6, 2024 00:31 UTC
Maddock KevinEVP,ChiefRecurringRev.Officer
Exercise / conversionCommon Stock 5,088 $0.00 $0.00
Disclosure

SEC source: 0001635282-24-000066 · wk-form4_1712363492.xml · nonDerivative · entry 1

Maddock Kevin · CIK 0001717514 · EVP,ChiefRecurringRev.Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 100,074

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
April 03, 2024 Filed Apr 6, 2024 00:31 UTC
Perica Michael L.EVP & Chief Financial Officer
Exercise / conversionPerformance Units · Derivative 51,228 $0.00 $0.00
Disclosure

SEC source: 0001635282-24-000065 · wk-form4_1712363465.xml · derivative · entry 4

Perica Michael L. · CIK 0001824290 · EVP & Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 102,461

Underlying: Common Stock · 51,228 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each Performance Unit represents a contingent right to receive one share of the Issuer's Common Stock upon vesting.

F4 · shares: Represents "Earned Performance Units" (as previously reported by the Reporting Person on a Form 4 dated February 28, 2024) under the terms of the Issuer's 2023 Long-Term Incentive Plan based upon the Issuer's achievement against a target adjusted EBITDA goal for fiscal year 2023 and the Issuer's achievement of a target total revenue goal for fiscal year 2023, effective as of February 28, 2024 (the date the Issuer filed its Annual Report on Form 10-K for the year ended December 31, 2023).

F5 · derivative.exercise_date: One-third of the "Earned Performance Units" vested on April 3, 2024. The remaining two-thirds vest ratably on April 3, 2025 and April 3, 2026, generally subject to the Reporting Person continuing to be a Service Provider (as such term is defined in the Issuer's 2013 Equity Incentive Plan) through the applicable vesting date.

F5 · derivative.expiration_date: One-third of the "Earned Performance Units" vested on April 3, 2024. The remaining two-thirds vest ratably on April 3, 2025 and April 3, 2026, generally subject to the Reporting Person continuing to be a Service Provider (as such term is defined in the Issuer's 2013 Equity Incentive Plan) through the applicable vesting date.

Read SEC document
April 03, 2024 Filed Apr 6, 2024 00:31 UTC
Perica Michael L.EVP & Chief Financial Officer
Exercise / conversionRestricted Stock Units · Derivative 16,963 $0.00 $0.00
Disclosure

SEC source: 0001635282-24-000065 · wk-form4_1712363465.xml · derivative · entry 3

Perica Michael L. · CIK 0001824290 · EVP & Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 33,927

Underlying: Common Stock · 16,963 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive one share of the Issuer's Common Stock upon vesting.

F2 · derivative.exercise_date: On April 3, 2023 the Reporting Person was granted 50,890 Restricted Stock Units, one-third of which vested on April 3, 2024. The remaining two-thirds vest ratably on April 3, 2025 and April 3, 2026, generally subject to the Reporting Person continuing to be a Service Provider (as such term is defined in the Issuer's 2013 Equity Incentive Plan) through the applicable vesting date.

F2 · derivative.expiration_date: On April 3, 2023 the Reporting Person was granted 50,890 Restricted Stock Units, one-third of which vested on April 3, 2024. The remaining two-thirds vest ratably on April 3, 2025 and April 3, 2026, generally subject to the Reporting Person continuing to be a Service Provider (as such term is defined in the Issuer's 2013 Equity Incentive Plan) through the applicable vesting date.

Read SEC document
April 03, 2024 Filed Apr 6, 2024 00:31 UTC
Perica Michael L.EVP & Chief Financial Officer
Exercise / conversionCommon Stock 51,228 $0.00 $0.00
Disclosure

SEC source: 0001635282-24-000065 · wk-form4_1712363465.xml · nonDerivative · entry 2

Perica Michael L. · CIK 0001824290 · EVP & Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 172,105

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
April 03, 2024 Filed Apr 6, 2024 00:31 UTC
Perica Michael L.EVP & Chief Financial Officer
Exercise / conversionCommon Stock 16,963 $0.00 $0.00
Disclosure

SEC source: 0001635282-24-000065 · wk-form4_1712363465.xml · nonDerivative · entry 1

Perica Michael L. · CIK 0001824290 · EVP & Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 120,877

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 07, 2024 Filed Apr 6, 2024 00:33 UTC
Rowe David W.EVP, Glob.Transform.&CPO
GrantRestricted Stock Units · Derivative 1,000 $0.00 $0.00
Disclosure

SEC source: 0001635282-24-000069 · wk-form4_1712363577.xml · derivative · entry 5

Rowe David W. · CIK 0001717500 · EVP, Glob.Transform.&CPO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,000

Underlying: Common Stock · 1,000 shares

Expires not disclosed

F2 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive one share of the Issuer's Common Stock upon vesting.

F3 · derivative.exercise_date: The Restricted Stock Units will vest in three (3) equal annual installments on March 7, 2025, March 7, 2026 and March 7, 2027, generally subject to the Reporting Person continuing to be a Service Provider (as such term is defined in the Issuer's 2013 Equity Incentive Plan) through the applicable vesting date.

F3 · derivative.expiration_date: The Restricted Stock Units will vest in three (3) equal annual installments on March 7, 2025, March 7, 2026 and March 7, 2027, generally subject to the Reporting Person continuing to be a Service Provider (as such term is defined in the Issuer's 2013 Equity Incentive Plan) through the applicable vesting date.

Read SEC document
March 07, 2024 Filed Apr 6, 2024 00:33 UTC
Rowe David W.EVP, Glob.Transform.&CPO
GrantEmployee Stock Options (Right to Buy) · Derivative 1,000 $0.00 Strike: $3.04 $0.00
Disclosure

SEC source: 0001635282-24-000069 · wk-form4_1712363577.xml · derivative · entry 4

Rowe David W. · CIK 0001717500 · EVP, Glob.Transform.&CPO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,000

Underlying: Common Stock · 1,000 shares

Expires 2024-03-07

F1 · derivative.exercise_date: The stock option award will vest in three (3) equal annual installments on March 7, 2025, March 7, 2026 and March 7, 2027, generally subject to the Reporting Person continuing to be a Service Provider (as such term is defined in the Issuer's 2013 Equity Incentive Plan) through the applicable vesting date.

Read SEC document
March 05, 2024 Filed Mar 5, 2024 23:28 UTC
Lyskawa NancyEVP & Chief Client Officer
SaleCommon Stock 2,356 $2.85 $6,704.47
Disclosure

SEC source: 0001635282-24-000050 · wk-form4_1709681272.xml · nonDerivative · entry 2

Lyskawa Nancy · CIK 0001717861 · EVP & Chief Client Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 105,182

F1 · kind: Reported transaction is an automatically-triggered "sell-to-cover" transaction related to the payment of withholding tax obligations pursuant to the Issuer's policy for tax withholdings associated with Restricted Stock Unit vesting events.

F1 · shares: Reported transaction is an automatically-triggered "sell-to-cover" transaction related to the payment of withholding tax obligations pursuant to the Issuer's policy for tax withholdings associated with Restricted Stock Unit vesting events.

Read SEC document
March 05, 2024 Filed Mar 5, 2024 23:37 UTC
Rowe David W.EVP, Glob.Transform.&CPO
SaleCommon Stock 2,803 $2.85 $7,976.50
Disclosure

SEC source: 0001635282-24-000053 · wk-form4_1709681804.xml · nonDerivative · entry 2

Rowe David W. · CIK 0001717500 · EVP, Glob.Transform.&CPO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 369,708

F1 · kind: Reported transaction is an automatically-triggered "sell-to-cover" transaction related to the payment of withholding tax obligations pursuant to the Issuer's policy for tax withholdings associated with Restricted Stock Unit vesting events.

F1 · shares: Reported transaction is an automatically-triggered "sell-to-cover" transaction related to the payment of withholding tax obligations pursuant to the Issuer's policy for tax withholdings associated with Restricted Stock Unit vesting events.

Read SEC document
March 05, 2024 Filed Mar 5, 2024 23:39 UTC
Ravin Seth A.Director · President, CEO & Chairman · 10% owner
SaleCommon Stock 2,205 $2.85 $6,274.77
Disclosure

SEC source: 0001635282-24-000054 · wk-form4_1709681970.xml · nonDerivative · entry 2

Ravin Seth A. · CIK 0001717716 · Director · President, CEO & Chairman · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 239,583

F1 · kind: Reported transaction is an automatically-triggered "sell-to-cover" transaction related to the payment of withholding tax obligations pursuant to the Issuer's policy for tax withholdings associated with Restricted Stock Unit vesting events.

F1 · shares: Reported transaction is an automatically-triggered "sell-to-cover" transaction related to the payment of withholding tax obligations pursuant to the Issuer's policy for tax withholdings associated with Restricted Stock Unit vesting events.

Read SEC document
March 05, 2024 Filed Mar 5, 2024 23:34 UTC
Perica Michael L.EVP & Chief Financial Officer
SaleCommon Stock 3,129 $2.85 $8,904.20
Disclosure

SEC source: 0001635282-24-000052 · wk-form4_1709681670.xml · nonDerivative · entry 2

Perica Michael L. · CIK 0001824290 · EVP & Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 103,914

F1 · kind: Reported transaction is an automatically-triggered "sell-to-cover" transaction related to the payment of withholding tax obligations pursuant to the Issuer's policy for tax withholdings associated with Restricted Stock Unit vesting events.

F1 · shares: Reported transaction is an automatically-triggered "sell-to-cover" transaction related to the payment of withholding tax obligations pursuant to the Issuer's policy for tax withholdings associated with Restricted Stock Unit vesting events.

Read SEC document
March 05, 2024 Filed Mar 5, 2024 23:32 UTC
Maddock KevinEVP,ChiefRecurringRev.Officer
SaleCommon Stock 2,803 $2.85 $7,976.50
Disclosure

SEC source: 0001635282-24-000051 · wk-form4_1709681513.xml · nonDerivative · entry 2

Maddock Kevin · CIK 0001717514 · EVP,ChiefRecurringRev.Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 94,986

F1 · kind: Reported transaction is an automatically-triggered "sell-to-cover" transaction related to the payment of withholding tax obligations pursuant to the Issuer's policy for tax withholdings associated with Restricted Stock Unit vesting events.

F1 · shares: Reported transaction is an automatically-triggered "sell-to-cover" transaction related to the payment of withholding tax obligations pursuant to the Issuer's policy for tax withholdings associated with Restricted Stock Unit vesting events.

Read SEC document
March 03, 2024 Filed Mar 5, 2024 23:28 UTC
Lyskawa NancyEVP & Chief Client Officer
Exercise / conversionRestricted Stock Unit · Derivative 6,666 $0.00 $0.00
Disclosure

SEC source: 0001635282-24-000050 · wk-form4_1709681272.xml · derivative · entry 3

Lyskawa Nancy · CIK 0001717861 · EVP & Chief Client Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 13,334

Underlying: Common Stock · 6,666 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive one share of the Issuer's Common Stock upon vesting.

F3 · derivative.exercise_date: On March 3, 2023 the Reporting Person was granted 20,000 Restricted Stock Units, one-third of which vested on March 3, 2024. The remaining two-thirds vest ratably on March 3, 2025 and March 3, 2026, subject to the Reporting Person's continued service as an employee of the Issuer through the applicable vesting date.

F3 · derivative.expiration_date: On March 3, 2023 the Reporting Person was granted 20,000 Restricted Stock Units, one-third of which vested on March 3, 2024. The remaining two-thirds vest ratably on March 3, 2025 and March 3, 2026, subject to the Reporting Person's continued service as an employee of the Issuer through the applicable vesting date.

Read SEC document
March 03, 2024 Filed Mar 5, 2024 23:28 UTC
Lyskawa NancyEVP & Chief Client Officer
Exercise / conversionCommon Stock 6,666 $0.00 $0.00
Disclosure

SEC source: 0001635282-24-000050 · wk-form4_1709681272.xml · nonDerivative · entry 1

Lyskawa Nancy · CIK 0001717861 · EVP & Chief Client Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 107,538

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 03, 2024 Filed Mar 5, 2024 23:37 UTC
Rowe David W.EVP, Glob.Transform.&CPO
Exercise / conversionRestricted Stock Units · Derivative 6,666 $0.00 $0.00
Disclosure

SEC source: 0001635282-24-000053 · wk-form4_1709681804.xml · derivative · entry 3

Rowe David W. · CIK 0001717500 · EVP, Glob.Transform.&CPO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 13,334

Underlying: Common Stock · 6,666 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive one share of the Issuer's Common Stock upon vesting.

F3 · derivative.exercise_date: On March 3, 2023 the Reporting Person was granted 20,000 Restricted Stock Units, one-third of which vested on March 3, 2024. The remaining two-thirds vest ratably on March 3, 2025 and March 3, 2026, subject to the Reporting Person's continued service as an employee of the Issuer through the applicable vesting date.

F3 · derivative.expiration_date: On March 3, 2023 the Reporting Person was granted 20,000 Restricted Stock Units, one-third of which vested on March 3, 2024. The remaining two-thirds vest ratably on March 3, 2025 and March 3, 2026, subject to the Reporting Person's continued service as an employee of the Issuer through the applicable vesting date.

Read SEC document
March 03, 2024 Filed Mar 5, 2024 23:37 UTC
Rowe David W.EVP, Glob.Transform.&CPO
Exercise / conversionCommon Stock 6,666 $0.00 $0.00
Disclosure

SEC source: 0001635282-24-000053 · wk-form4_1709681804.xml · nonDerivative · entry 1

Rowe David W. · CIK 0001717500 · EVP, Glob.Transform.&CPO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 372,511

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 03, 2024 Filed Mar 5, 2024 23:39 UTC
Ravin Seth A.Director · President, CEO & Chairman · 10% owner
Exercise / conversionRestricted Stock Units · Derivative 6,666 $0.00 $0.00
Disclosure

SEC source: 0001635282-24-000054 · wk-form4_1709681970.xml · derivative · entry 4

Ravin Seth A. · CIK 0001717716 · Director · President, CEO & Chairman · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 13,334

Underlying: Common Stock · 6,666 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive one share of the Issuer's Common Stock upon vesting.

F3 · derivative.exercise_date: On March 3, 2023 the Reporting Person was granted 20,000 Restricted Stock Units, one-third of which vested on March 3, 2024. The remaining two-thirds vest ratably on March 3, 2025 and March 3, 2026, subject to the Reporting Person's continued service as an employee of the Issuer through the applicable vesting date.

F3 · derivative.expiration_date: On March 3, 2023 the Reporting Person was granted 20,000 Restricted Stock Units, one-third of which vested on March 3, 2024. The remaining two-thirds vest ratably on March 3, 2025 and March 3, 2026, subject to the Reporting Person's continued service as an employee of the Issuer through the applicable vesting date.

Read SEC document
March 03, 2024 Filed Mar 5, 2024 23:39 UTC
Ravin Seth A.Director · President, CEO & Chairman · 10% owner
Exercise / conversionCommon Stock 6,666 $0.00 $0.00
Disclosure

SEC source: 0001635282-24-000054 · wk-form4_1709681970.xml · nonDerivative · entry 1

Ravin Seth A. · CIK 0001717716 · Director · President, CEO & Chairman · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 241,788

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 03, 2024 Filed Mar 5, 2024 23:34 UTC
Perica Michael L.EVP & Chief Financial Officer
Exercise / conversionRestricted Stock Units · Derivative 6,666 $0.00 $0.00
Disclosure

SEC source: 0001635282-24-000052 · wk-form4_1709681670.xml · derivative · entry 3

Perica Michael L. · CIK 0001824290 · EVP & Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 13,334

Underlying: Common Stock · 6,666 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive one share of the Issuer's Common Stock upon vesting.

F3 · derivative.exercise_date: On March 3, 2023 the Reporting Person was granted 20,000 Restricted Stock Units, one-third of which vested on March 3, 2024. The remaining two-thirds vest ratably on March 3, 2025 and March 3, 2026, subject to the Reporting Person's continued service as an employee of the Issuer through the applicable vesting date.

F3 · derivative.expiration_date: On March 3, 2023 the Reporting Person was granted 20,000 Restricted Stock Units, one-third of which vested on March 3, 2024. The remaining two-thirds vest ratably on March 3, 2025 and March 3, 2026, subject to the Reporting Person's continued service as an employee of the Issuer through the applicable vesting date.

Read SEC document
March 03, 2024 Filed Mar 5, 2024 23:34 UTC
Perica Michael L.EVP & Chief Financial Officer
Exercise / conversionCommon Stock 6,666 $0.00 $0.00
Disclosure

SEC source: 0001635282-24-000052 · wk-form4_1709681670.xml · nonDerivative · entry 1

Perica Michael L. · CIK 0001824290 · EVP & Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 107,043

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 03, 2024 Filed Mar 5, 2024 23:32 UTC
Maddock KevinEVP,ChiefRecurringRev.Officer
Exercise / conversionRestricted Stock Unit · Derivative 6,666 $0.00 $0.00
Disclosure

SEC source: 0001635282-24-000051 · wk-form4_1709681513.xml · derivative · entry 3

Maddock Kevin · CIK 0001717514 · EVP,ChiefRecurringRev.Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 13,334

Underlying: Common Stock · 6,666 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive one share of the Issuer's Common Stock upon vesting.

F3 · derivative.exercise_date: On March 3, 2023 the Reporting Person was granted 20,000 Restricted Stock Units, one-third of which vested on March 3, 2024. The remaining two-thirds vest ratably on March 3, 2025 and March 3, 2026, subject to the Reporting Person's continued service as an employee of the Issuer through the applicable vesting date.

F3 · derivative.expiration_date: On March 3, 2023 the Reporting Person was granted 20,000 Restricted Stock Units, one-third of which vested on March 3, 2024. The remaining two-thirds vest ratably on March 3, 2025 and March 3, 2026, subject to the Reporting Person's continued service as an employee of the Issuer through the applicable vesting date.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.