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Nasdaq · USD

RMNI

Rimini Street, Inc.

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Tapewire entity
5475
SEC CIK
0001635282
Parsed reports
699

Last 12 months

Inside the activity.

0 purchase rows · 52 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202501
Dec 202504
Jan 202601
Feb 202600
Mar 2026018
Apr 2026013
May 2026011
Jun 202600
Jul 202600
Aug 202600
Sep 202604
Oct 202600

Latest available

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
October 08, 2026 Filed Oct 9, 2026 20:08 UTC
Guasch AlexanderEVP & Chief Delivery Officer
GrantRestricted Stock Units · Derivative 25,000 $0.00 $0.00
Disclosure

SEC source: 0002154232-26-000004 · wk-form4_1791576510.xml · derivative · entry 3

Guasch Alexander · CIK 0002154232 · EVP & Chief Delivery Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 25,000

Underlying: Common Stock · 25,000 shares

Expires not disclosed

F2 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive one share of the Issuer's Common Stock upon vesting.

F3 · derivative.exercise_date: The Restricted Stock Unit award will vest in three (3) equal annual installments on October 8, 2027, October 8, 2028 and October 8, 2029, generally subject to the Reporting Person continuing to be a Service Provider (as such term is defined in the Issuer's 2013 Equity Incentive Plan) through the applicable vesting date.

F3 · derivative.expiration_date: The Restricted Stock Unit award will vest in three (3) equal annual installments on October 8, 2027, October 8, 2028 and October 8, 2029, generally subject to the Reporting Person continuing to be a Service Provider (as such term is defined in the Issuer's 2013 Equity Incentive Plan) through the applicable vesting date.

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October 08, 2026 Filed Oct 9, 2026 20:08 UTC
Guasch AlexanderEVP & Chief Delivery Officer
GrantEmployee Stock Options (Right to Buy) · Derivative 25,000 $0.00 Strike: $4.10 $0.00
Disclosure

SEC source: 0002154232-26-000004 · wk-form4_1791576510.xml · derivative · entry 2

Guasch Alexander · CIK 0002154232 · EVP & Chief Delivery Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 25,000

Underlying: Common Stock · 25,000 shares

Expires 2036-10-08

F1 · derivative.exercise_date: The Stock Option award will vest in three (3) equal annual installments on October 8, 2027, October 8, 2028 and October 8, 2029, generally subject to the Reporting Person continuing to be a Service Provider (as such term is defined in the Issuer's 2013 Equity Incentive Plan) through the applicable vesting date.

Read SEC document
October 01, 2026 Filed Oct 3, 2026 00:53 UTC
Hershkowitz StevenEVP & Chief Revenue Officer
GrantRestricted Stock Units · Derivative 32,258 $0.00 $0.00
Disclosure

SEC source: 0002020161-26-000013 · wk-form4_1790974379.xml · derivative · entry 10

Hershkowitz Steven · CIK 0002020161 · EVP & Chief Revenue Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 32,258

Underlying: Common Stock · 32,258 shares

Expires not disclosed

F5 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive one share of the Issuer's Common Stock upon vesting.

F10 · derivative.exercise_date: On October 1, 2026, the Reporting Person was awarded 32,258 Restricted Stock Units, which shall vest in full in accordance with the following vesting schedule: one-third of the Restricted Stock Units shall vest on October 1, 2027, one-third of the Restricted Stock Units shall vest on March 2, 2028, and one-third of the Restricted Stock Units shall vest on March 2, 2029, subject to the Reporting Person continuing to be a Service Provider through each such vesting date.

F10 · derivative.expiration_date: On October 1, 2026, the Reporting Person was awarded 32,258 Restricted Stock Units, which shall vest in full in accordance with the following vesting schedule: one-third of the Restricted Stock Units shall vest on October 1, 2027, one-third of the Restricted Stock Units shall vest on March 2, 2028, and one-third of the Restricted Stock Units shall vest on March 2, 2029, subject to the Reporting Person continuing to be a Service Provider through each such vesting date.

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October 01, 2026 Filed Oct 3, 2026 00:53 UTC
Hershkowitz StevenEVP & Chief Revenue Officer
GrantRestricted Stock Units · Derivative 11,264 $0.00 $0.00
Disclosure

SEC source: 0002020161-26-000013 · wk-form4_1790974379.xml · derivative · entry 9

Hershkowitz Steven · CIK 0002020161 · EVP & Chief Revenue Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 11,264

Underlying: Common Stock · 11,264 shares

Expires not disclosed

F5 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive one share of the Issuer's Common Stock upon vesting.

F9 · derivative.exercise_date: On October 1, 2026, the Reporting Person was awarded 11,264 Restricted Stock Units which shall vest in full in accordance with the following vesting schedule: 50% of the Restricted Stock Units shall vest on October 1, 2027, and 50% of the Restricted Stock Units shall vest on March 4, 2028, subject to the Reporting Person continuing to be a Service Provider through each such vesting date.

F9 · derivative.expiration_date: On October 1, 2026, the Reporting Person was awarded 11,264 Restricted Stock Units which shall vest in full in accordance with the following vesting schedule: 50% of the Restricted Stock Units shall vest on October 1, 2027, and 50% of the Restricted Stock Units shall vest on March 4, 2028, subject to the Reporting Person continuing to be a Service Provider through each such vesting date.

Read SEC document
October 01, 2026 Filed Oct 3, 2026 00:53 UTC
Hershkowitz StevenEVP & Chief Revenue Officer
GrantRestricted Stock Units · Derivative 22,989 $0.00 $0.00
Disclosure

SEC source: 0002020161-26-000013 · wk-form4_1790974379.xml · derivative · entry 8

Hershkowitz Steven · CIK 0002020161 · EVP & Chief Revenue Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 22,989

Underlying: Common Stock · 22,989 shares

Expires not disclosed

F5 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive one share of the Issuer's Common Stock upon vesting.

F8 · derivative.exercise_date: On October 1, 2026, the Reporting Person was awarded 22,989 Restricted Stock Units which shall vest in full in accordance with the following vesting schedule: 50% of the Restricted Stock Units shall vest on October 1, 2027, and 50% of the Restricted Stock Units shall vest on March 4, 2028, subject to the Reporting Person continuing to be a Service Provider through each such vesting date.

F8 · derivative.expiration_date: On October 1, 2026, the Reporting Person was awarded 22,989 Restricted Stock Units which shall vest in full in accordance with the following vesting schedule: 50% of the Restricted Stock Units shall vest on October 1, 2027, and 50% of the Restricted Stock Units shall vest on March 4, 2028, subject to the Reporting Person continuing to be a Service Provider through each such vesting date.

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October 01, 2026 Filed Oct 3, 2026 00:53 UTC
Hershkowitz StevenEVP & Chief Revenue Officer
GrantRestricted Stock Units · Derivative 66,667 $0.00 $0.00
Disclosure

SEC source: 0002020161-26-000013 · wk-form4_1790974379.xml · derivative · entry 7

Hershkowitz Steven · CIK 0002020161 · EVP & Chief Revenue Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 66,667

Underlying: Common Stock · 66,667 shares

Expires not disclosed

F5 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive one share of the Issuer's Common Stock upon vesting.

F7 · derivative.exercise_date: On October 1, 2026, the Reporting Person was awarded 66,667 Restricted Stock Units which shall vest in full in accordance with the following vesting schedule: 50% of the Restricted Stock Units shall vest on October 1, 2027, and 50% of the Restricted Stock Units shall vest on December 17, 2027, subject to the Reporting Person continuing to be a Service Provider through each such vesting date.

F7 · derivative.expiration_date: On October 1, 2026, the Reporting Person was awarded 66,667 Restricted Stock Units which shall vest in full in accordance with the following vesting schedule: 50% of the Restricted Stock Units shall vest on October 1, 2027, and 50% of the Restricted Stock Units shall vest on December 17, 2027, subject to the Reporting Person continuing to be a Service Provider through each such vesting date.

Read SEC document
October 01, 2026 Filed Oct 3, 2026 00:53 UTC
Hershkowitz StevenEVP & Chief Revenue Officer
GrantRestricted Stock Units · Derivative 100,002 $0.00 $0.00
Disclosure

SEC source: 0002020161-26-000013 · wk-form4_1790974379.xml · derivative · entry 6

Hershkowitz Steven · CIK 0002020161 · EVP & Chief Revenue Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 100,002

Underlying: Common Stock · 100,002 shares

Expires not disclosed

F5 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive one share of the Issuer's Common Stock upon vesting.

F6 · derivative.exercise_date: On October 1, 2026, the Reporting Person was awarded 100,002 Restricted Stock Units, 100% of which shall vest in full on October 1, 2027, subject to the Reporting Person continuing to be a Service Provider through the vesting date.

F6 · derivative.expiration_date: On October 1, 2026, the Reporting Person was awarded 100,002 Restricted Stock Units, 100% of which shall vest in full on October 1, 2027, subject to the Reporting Person continuing to be a Service Provider through the vesting date.

Read SEC document
October 01, 2026 Filed Oct 3, 2026 00:53 UTC
Hershkowitz StevenEVP & Chief Revenue Officer
GrantEmployee Stock Options (Right to Buy) · Derivative 100,000 $0.00 Strike: $4.29 $0.00
Disclosure

SEC source: 0002020161-26-000013 · wk-form4_1790974379.xml · derivative · entry 5

Hershkowitz Steven · CIK 0002020161 · EVP & Chief Revenue Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 100,000

Underlying: Common Stock · 100,000 shares

Expires 2037-10-01

F4 · derivative.exercise_date: On October 1, 2026, the Reporting Person was awarded 100,000 Employee Stock Options, which shall vest in full in accordance with the following vesting schedule: one-third of the Shares subject to the Option shall vest on October 1, 2027, one-third of the shares subject to the Option shall vest on March 2, 2028 and one-third of the Shares subject to the Option shall vest on March 2, 2029, subject to the Reporting Person continuing to be a Service Provider through each such vesting date.

Read SEC document
October 01, 2026 Filed Oct 3, 2026 00:53 UTC
Hershkowitz StevenEVP & Chief Revenue Officer
GrantEmployee Stock Options (Right to Buy) · Derivative 25,116 $0.00 Strike: $4.29 $0.00
Disclosure

SEC source: 0002020161-26-000013 · wk-form4_1790974379.xml · derivative · entry 4

Hershkowitz Steven · CIK 0002020161 · EVP & Chief Revenue Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 25,116

Underlying: Common Stock · 25,116 shares

Expires 2037-10-01

F3 · derivative.exercise_date: On October 1, 2026, the Reporting Person was awarded 25,116 Employee Stock Options, which shall vest in full in accordance with the following vesting schedule: one-third of the shares subject to the Option shall vest on October 1, 2027, one-third of the shares subject to the Option shall vest on March 2, 2028, and one- third of the shares subject to the Option shall vest on March 2, 2029, subject to the Reporting Person continuing to be a Service Provider through each such vesting date.

Read SEC document
October 01, 2026 Filed Oct 3, 2026 00:53 UTC
Hershkowitz StevenEVP & Chief Revenue Officer
GrantEmployee Stock Options (Right to Buy) · Derivative 18,301 $0.00 Strike: $4.29 $0.00
Disclosure

SEC source: 0002020161-26-000013 · wk-form4_1790974379.xml · derivative · entry 3

Hershkowitz Steven · CIK 0002020161 · EVP & Chief Revenue Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 18,301

Underlying: Common Stock · 18,301 shares

Expires 2037-10-01

F2 · derivative.exercise_date: On October 1, 2026, the Reporting Person was awarded 18,301 Employee Stock Options, which shall vest in full in accordance with the following vesting schedule: 50% of the shares subject to the Option shall vest on October 1, 2027, and 50% of the shares subject to the Option shall vest on March 4, 2028, subject to the Reporting Person continuing to be a Service Provider through each such vesting date.

Read SEC document
October 01, 2026 Filed Oct 3, 2026 00:53 UTC
Hershkowitz StevenEVP & Chief Revenue Officer
GrantEmployee Stock Options (Right to Buy) · Derivative 66,667 $0.00 Strike: $4.29 $0.00
Disclosure

SEC source: 0002020161-26-000013 · wk-form4_1790974379.xml · derivative · entry 2

Hershkowitz Steven · CIK 0002020161 · EVP & Chief Revenue Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 66,667

Underlying: Common Stock · 66,667 shares

Expires 2037-10-01

F1 · derivative.exercise_date: On October 1, 2026, the Reporting Person was awarded 66,667 Employee Stock Options, which shall vest in full in accordance with the following vesting schedule: 50% of the shares subject to the Option shall vest on October 1, 2027, and 50% of the shares subject to the Option shall vest on December 17, 2027, subject to the Reporting Person continuing to be a Service Provider (as defined in the Company's 2013 Equity Incentive Plan) through each such vesting date.

Read SEC document
September 21, 2026 Filed Sep 23, 2026 21:52 UTC
Rowe David W.EVP & Chief Marketing Officer
SaleCommon Stock 4,884 $4.36 $21,294.24
Disclosure

SEC source: 0001717500-26-000019 · wk-form4_1790200331.xml · nonDerivative · entry 2

Rowe David W. · CIK 0001717500 · EVP & Chief Marketing Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 506,568

F1 · kind: Reported transaction is an automatically-triggered "sell-to-cover" transaction related to the payment of withholding tax obligations pursuant to the Issuer's policy for tax withholdings associated with Restricted Stock Unit vesting events. The Reporting Person did not initiate the sale.

F1 · acquired: Reported transaction is an automatically-triggered "sell-to-cover" transaction related to the payment of withholding tax obligations pursuant to the Issuer's policy for tax withholdings associated with Restricted Stock Unit vesting events. The Reporting Person did not initiate the sale.

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September 20, 2026 Filed Sep 23, 2026 21:52 UTC
Rowe David W.EVP & Chief Marketing Officer
Exercise / conversionRestricted Stock Units · Derivative 13,333 $0.00 $0.00
Disclosure

SEC source: 0001717500-26-000019 · wk-form4_1790200331.xml · derivative · entry 3

Rowe David W. · CIK 0001717500 · EVP & Chief Marketing Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 13,334

Underlying: Common Stock · 13,333 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive one share of the Issuer's Common Stock upon vesting.

F3 · derivative.exercise_date: On September 20, 2024, the Reporting Person was granted 40,000 Restricted Stock Units, one-third of which vested on September 20, 2025 and one-third of which vested on September 20, 2026 (with a deemed execution date of Monday, September 21, 2026). The remaining one-third will vest on September 20, 2027, generally subject to the Reporting Person continuing to be a Service Provider (as such term is defined in the Issuer's 2013 Equity Incentive Plan) through the vesting date.

F3 · derivative.expiration_date: On September 20, 2024, the Reporting Person was granted 40,000 Restricted Stock Units, one-third of which vested on September 20, 2025 and one-third of which vested on September 20, 2026 (with a deemed execution date of Monday, September 21, 2026). The remaining one-third will vest on September 20, 2027, generally subject to the Reporting Person continuing to be a Service Provider (as such term is defined in the Issuer's 2013 Equity Incentive Plan) through the vesting date.

Read SEC document
September 20, 2026 Filed Sep 23, 2026 21:52 UTC
Rowe David W.EVP & Chief Marketing Officer
Exercise / conversionCommon Stock 13,333 $0.00 $0.00
Disclosure

SEC source: 0001717500-26-000019 · wk-form4_1790200331.xml · nonDerivative · entry 1

Rowe David W. · CIK 0001717500 · EVP & Chief Marketing Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 511,452

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 04, 2026 Filed Sep 4, 2026 20:59 UTC
Ravin Seth A.Director · President, CEO & Chairman · 10% owner
SaleCommon Stock 89,639 $5.02 $449,960.89
Disclosure

SEC source: 0001717716-26-000017 · wk-form4_1788555547.xml · nonDerivative · entry 3

Ravin Seth A. · CIK 0001717716 · Director · President, CEO & Chairman · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · Through the SAR Trust

Disclosed balance after: 10,168,602

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $5.005 to $5.065, inclusive. The Reporting Person undertakes to provide to Rimini Street, Inc., any security holder of Rimini Street, Inc., or the staff of the United States Securities and Exchange Commission, upon written request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote of this Form 4.

Read SEC document
September 03, 2026 Filed Sep 4, 2026 20:59 UTC
Ravin Seth A.Director · President, CEO & Chairman · 10% owner
SaleCommon Stock 41,366 $5.16 $213,527.16
Disclosure

SEC source: 0001717716-26-000017 · wk-form4_1788555547.xml · nonDerivative · entry 2

Ravin Seth A. · CIK 0001717716 · Director · President, CEO & Chairman · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · Through the SAR Trust

Disclosed balance after: 10,258,241

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $5.10 to $5.245, inclusive. The Reporting Person undertakes to provide to Rimini Street, Inc., any security holder of Rimini Street, Inc., or the staff of the United States Securities and Exchange Commission, upon written request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote of this Form 4.

Read SEC document
September 02, 2026 Filed Sep 4, 2026 20:59 UTC
Ravin Seth A.Director · President, CEO & Chairman · 10% owner
SaleCommon Stock 191,702 $5.18 $992,115.36
Disclosure

SEC source: 0001717716-26-000017 · wk-form4_1788555547.xml · nonDerivative · entry 1

Ravin Seth A. · CIK 0001717716 · Director · President, CEO & Chairman · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · Through the SAR Trust

Disclosed balance after: 10,299,607

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $5.15 to $5.23, inclusive. The Reporting Person undertakes to provide to Rimini Street, Inc., any security holder of Rimini Street, Inc., or the staff of the United States Securities and Exchange Commission, upon written request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote of this Form 4.

Read SEC document
August 17, 2026 Filed Aug 17, 2026 20:54 UTC
Costello Keith ConanEVP & Chief Operating Officer
GrantRestricted Stock Units · Derivative 150,000 $0.00 $0.00
Disclosure

SEC source: 0002149694-26-000006 · wk-form4_1787000039.xml · derivative · entry 3

Costello Keith Conan · CIK 0002149694 · EVP & Chief Operating Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 150,000

Underlying: Common Stock · 150,000 shares

Expires not disclosed

F2 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive one share of the Issuer's Common Stock upon vesting.

F3 · derivative.exercise_date: The Restricted Stock Units are subject to time-based vesting conditions and will vest in three (3) equal annual installments on August 17, 2027, August 17, 2028 and August 17, 2029, generally subject to the Reporting Person continuing to be a Service Provider (as such term is defined in the Issuer's 2013 Equity Incentive Plan) through the applicable vesting date.

F3 · derivative.expiration_date: The Restricted Stock Units are subject to time-based vesting conditions and will vest in three (3) equal annual installments on August 17, 2027, August 17, 2028 and August 17, 2029, generally subject to the Reporting Person continuing to be a Service Provider (as such term is defined in the Issuer's 2013 Equity Incentive Plan) through the applicable vesting date.

Read SEC document
August 17, 2026 Filed Aug 17, 2026 20:54 UTC
Costello Keith ConanEVP & Chief Operating Officer
GrantEmployee Stock Options (Right to Buy) · Derivative 150,000 $0.00 Strike: $4.96 $0.00
Disclosure

SEC source: 0002149694-26-000006 · wk-form4_1787000039.xml · derivative · entry 2

Costello Keith Conan · CIK 0002149694 · EVP & Chief Operating Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 150,000

Underlying: Common Stock · 150,000 shares

Expires 2036-08-17

F1 · derivative.exercise_date: The Stock Options are subject to time-based vesting conditions and will vest in three (3) equal annual installments on August 17, 2027, August 17, 2028 and August 17, 2029, generally subject to the Reporting Person continuing to be a Service Provider (as such term is defined in the Issuer's 2013 Equity Incentive Plan) through the applicable vesting date.

Read SEC document
August 07, 2026 Filed Aug 10, 2026 21:22 UTC
Lyskawa NancyEVP & Chief Client Officer
GrantEmployee Stock Options (Right to Buy) · Derivative 25,000 $0.00 Strike: $5.05 $0.00
Disclosure

SEC source: 0001717861-26-000017 · wk-form4_1786396975.xml · derivative · entry 2

Lyskawa Nancy · CIK 0001717861 · EVP & Chief Client Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 25,000

Underlying: Common Stock · 25,000 shares

Expires 2036-08-07

F1 · derivative.exercise_date: The stock option award will vest in three (3) equal annual installments on August 7, 2027, August 7, 2028 and August 7, 2029, generally subject to the Reporting Person continuing to be a Service Provider (as such term is defined in the Issuer's 2013 Equity Incentive Plan) through the applicable vesting date.

Read SEC document
June 03, 2026 Filed Jun 4, 2026 20:41 UTC
Snyder Jay GDirector
GrantRestricted Stock Units · Derivative 44,117 $0.00 $0.00
Disclosure

SEC source: 0001812784-26-000002 · wk-form4_1780605713.xml · derivative · entry 3

Snyder Jay G · CIK 0001812784 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 44,117

Underlying: Common Stock · 44,117 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive one share of the Issuer's Common Stock upon vesting.

F3 · derivative.exercise_date: 100% of the Restricted Stock Units awarded will vest on the earlier to occur of (i) June 3, 2027 or (ii) the day before the date of the Issuer's 2027 Annual Meeting of Stockholders, contingent upon the Reporting Person's continued service as a member of the Issuer's Board of Directors through such date.

F3 · derivative.expiration_date: 100% of the Restricted Stock Units awarded will vest on the earlier to occur of (i) June 3, 2027 or (ii) the day before the date of the Issuer's 2027 Annual Meeting of Stockholders, contingent upon the Reporting Person's continued service as a member of the Issuer's Board of Directors through such date.

Read SEC document
June 03, 2026 Filed Jun 4, 2026 20:48 UTC
Murray Robin P.Director · 10% owner
GrantRestricted Stock Units · Derivative 44,117 $0.00 $0.00
Disclosure

SEC source: 0001628280-26-040858 · wk-form4_1780606086.xml · derivative · entry 12

Murray Robin P. · CIK 0001717449 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 44,117

Underlying: Common Stock · 44,117 shares

Expires not disclosed

F11 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive one share of the Issuer's Common Stock upon vesting.

F13 · derivative.exercise_date: 100% of the Restricted Stock Units awarded will vest on the earlier to occur of (i) June 3, 2027 or (ii) the day before the date of the Issuer's 2027 Annual Meeting of Stockholders, contingent upon the Reporting Person's continued service as a member of the Issuer's Board of Directors through such date.

F13 · derivative.expiration_date: 100% of the Restricted Stock Units awarded will vest on the earlier to occur of (i) June 3, 2027 or (ii) the day before the date of the Issuer's 2027 Annual Meeting of Stockholders, contingent upon the Reporting Person's continued service as a member of the Issuer's Board of Directors through such date.

Read SEC document
June 03, 2026 Filed Jun 4, 2026 20:32 UTC GrantRestricted Stock Units · Derivative 44,117 $0.00 $0.00
Disclosure

SEC source: 0001279303-26-000002 · wk-form4_1780605152.xml · derivative · entry 4

CAPELLI STEVEN M · CIK 0001279303 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 44,117

Underlying: Common Stock · 44,117 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive one share of the Issuer's Common Stock upon vesting.

F3 · derivative.exercise_date: 100% of the Restricted Stock Units awarded will vest on the earlier to occur of (i) June 3, 2027 or (ii) the day before the date of the Issuer's 2027 Annual Meeting of Stockholders, contingent upon the Reporting Person's continued service as a member of the Issuer's Board of Directors through such date.

F3 · derivative.expiration_date: 100% of the Restricted Stock Units awarded will vest on the earlier to occur of (i) June 3, 2027 or (ii) the day before the date of the Issuer's 2027 Annual Meeting of Stockholders, contingent upon the Reporting Person's continued service as a member of the Issuer's Board of Directors through such date.

Read SEC document
June 03, 2026 Filed Jun 4, 2026 20:39 UTC GrantRestricted Stock Units · Derivative 44,117 $0.00 $0.00
Disclosure

SEC source: 0001225954-26-000002 · wk-form4_1780605550.xml · derivative · entry 3

ACOSTA JACK L · CIK 0001225954 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 44,117

Underlying: Common Stock · 44,117 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive one share of the Issuer's Common Stock upon vesting.

F3 · derivative.exercise_date: 100% of the Restricted Stock Units awarded will vest on the earlier to occur of (i) June 3, 2027 or (ii) the day before the date of the Issuer's 2027 Annual Meeting of Stockholders, contingent upon the Reporting Person's continued service as a member of the Issuer's Board of Directors through such date.

F3 · derivative.expiration_date: 100% of the Restricted Stock Units awarded will vest on the earlier to occur of (i) June 3, 2027 or (ii) the day before the date of the Issuer's 2027 Annual Meeting of Stockholders, contingent upon the Reporting Person's continued service as a member of the Issuer's Board of Directors through such date.

Read SEC document
June 02, 2026 Filed Jun 4, 2026 20:41 UTC
Snyder Jay GDirector
Exercise / conversionRestricted Stock Units · Derivative 55,727 $0.00 $0.00
Disclosure

SEC source: 0001812784-26-000002 · wk-form4_1780605713.xml · derivative · entry 2

Snyder Jay G · CIK 0001812784 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 55,727 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive one share of the Issuer's Common Stock upon vesting.

F2 · derivative.exercise_date: On June 4, 2025, the Reporting Person was awarded 55,727 Restricted Stock Units, 100% of which vested on June 2, 2026, or the day before the date of the Issuer's 2026 Annual Meeting of Stockholders.

F2 · derivative.expiration_date: On June 4, 2025, the Reporting Person was awarded 55,727 Restricted Stock Units, 100% of which vested on June 2, 2026, or the day before the date of the Issuer's 2026 Annual Meeting of Stockholders.

Read SEC document
June 02, 2026 Filed Jun 4, 2026 20:41 UTC
Snyder Jay GDirector
Exercise / conversionCommon Stock 55,727 $0.00 $0.00
Disclosure

SEC source: 0001812784-26-000002 · wk-form4_1780605713.xml · nonDerivative · entry 1

Snyder Jay G · CIK 0001812784 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 281,745

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 02, 2026 Filed Jun 4, 2026 20:48 UTC
Murray Robin P.Director · 10% owner
Exercise / conversionRestricted Stock Units · Derivative 55,727 $0.00 $0.00
Disclosure

SEC source: 0001628280-26-040858 · wk-form4_1780606086.xml · derivative · entry 11

Murray Robin P. · CIK 0001717449 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 55,727 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F11 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive one share of the Issuer's Common Stock upon vesting.

F12 · derivative.exercise_date: On June 4, 2025, the Reporting Person was awarded 55,727 Restricted Stock Units, 100% of which vested on June 2, 2026, or the day before the date of the Issuer's 2026 Annual Meeting of Stockholders.

F12 · derivative.expiration_date: On June 4, 2025, the Reporting Person was awarded 55,727 Restricted Stock Units, 100% of which vested on June 2, 2026, or the day before the date of the Issuer's 2026 Annual Meeting of Stockholders.

Read SEC document
June 02, 2026 Filed Jun 4, 2026 20:48 UTC
Murray Robin P.Director · 10% owner
Exercise / conversionCommon Stock 55,727 $0.00 $0.00
Disclosure

SEC source: 0001628280-26-040858 · wk-form4_1780606086.xml · nonDerivative · entry 10

Murray Robin P. · CIK 0001717449 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 328,721

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F10 · ownership.direct: The shares of common stock were issued to the Reporting Person, Robin Murray, a director of the Issuer who is a partner of Adams Street Partners, LLC. Adams Street Partners, LLC is the managing member of the general partner of AS 2007, AS 2008, and AS 2009, the managing member of the general partner of the general partner of each of AS 2013, AS 2014, AS 2015, AS 2016 and AS VGVI (collectively, the "Funds") and the manager of ASRA. By agreement with the Funds, Mr. Murray is deemed to hold the shares of common stock for the benefit of the Funds. The shares of common stock may be deemed to be indirectly beneficially owned by Adams Street Partners, LLC. Messrs. Bluestein, Bremmer, Brett, Cliff, Dudley, Jeevarathnam, Kessel, Morrison, Murray, Taylor, Wallwork, Wang and Waslin, each of whom is a partner of Adams Street Partners, LLC (or a subsidiary thereof), disclaim beneficial ownership of the shares of common stock except to the extent of their pecuniary interest therein.

Read SEC document
June 02, 2026 Filed Jun 4, 2026 20:32 UTC Exercise / conversionRestricted Stock Units · Derivative 55,727 $0.00 $0.00
Disclosure

SEC source: 0001279303-26-000002 · wk-form4_1780605152.xml · derivative · entry 3

CAPELLI STEVEN M · CIK 0001279303 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 55,727 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive one share of the Issuer's Common Stock upon vesting.

F2 · derivative.exercise_date: On June 4, 2025, the Reporting Person was awarded 55,727 Restricted Stock Units, 100% of which vested on June 2, 2026, or the day before the date of the Issuer's 2026 Annual Meeting of Stockholders.

F2 · derivative.expiration_date: On June 4, 2025, the Reporting Person was awarded 55,727 Restricted Stock Units, 100% of which vested on June 2, 2026, or the day before the date of the Issuer's 2026 Annual Meeting of Stockholders.

Read SEC document
June 02, 2026 Filed Jun 4, 2026 20:32 UTC Exercise / conversionCommon Stock 55,727 $0.00 $0.00
Disclosure

SEC source: 0001279303-26-000002 · wk-form4_1780605152.xml · nonDerivative · entry 1

CAPELLI STEVEN M · CIK 0001279303 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 328,721

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 02, 2026 Filed Jun 4, 2026 20:39 UTC Exercise / conversionRestricted Stock Units · Derivative 55,727 $0.00 $0.00
Disclosure

SEC source: 0001225954-26-000002 · wk-form4_1780605550.xml · derivative · entry 2

ACOSTA JACK L · CIK 0001225954 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 55,727 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive one share of the Issuer's Common Stock upon vesting.

F2 · derivative.exercise_date: On June 4, 2025, the Reporting Person was awarded 55,727 Restricted Stock Units, 100% of which vested on June 2, 2026, or the day before the date of the Issuer's 2026 Annual Meeting of Stockholders.

F2 · derivative.expiration_date: On June 4, 2025, the Reporting Person was awarded 55,727 Restricted Stock Units, 100% of which vested on June 2, 2026, or the day before the date of the Issuer's 2026 Annual Meeting of Stockholders.

Read SEC document
June 02, 2026 Filed Jun 4, 2026 20:39 UTC Exercise / conversionCommon Stock 55,727 $0.00 $0.00
Disclosure

SEC source: 0001225954-26-000002 · wk-form4_1780605550.xml · nonDerivative · entry 1

ACOSTA JACK L · CIK 0001225954 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 329,721

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 06, 2026 Filed May 8, 2026 22:48 UTC
Lyskawa NancyEVP & Chief Client Officer
Exercise / conversionPerformance Units · Derivative 4,534 $0.00 $0.00
Disclosure

SEC source: 0001717861-26-000015 · wk-form4_1778280516.xml · derivative · entry 6

Lyskawa Nancy · CIK 0001717861 · EVP & Chief Client Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,534

Underlying: Common Stock · 4,534 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · derivative.exercise_price: Each Performance Unit represents a contingent right to receive one share of the Issuer's Common Stock upon vesting.

F7 · derivative.exercise_date: One-third of the "Earned Performance Units" vested on May 6, 2025, and one-third of the "Earned Performance Units" vested on May 6, 2026. The remaining one-third will vest on May 6, 2027, generally subject to the Reporting Person continuing to be a Service Provider (as such term is defined in the Issuer's 2013 Equity Incentive Plan) through the vesting date.

F7 · derivative.expiration_date: One-third of the "Earned Performance Units" vested on May 6, 2025, and one-third of the "Earned Performance Units" vested on May 6, 2026. The remaining one-third will vest on May 6, 2027, generally subject to the Reporting Person continuing to be a Service Provider (as such term is defined in the Issuer's 2013 Equity Incentive Plan) through the vesting date.

Read SEC document
May 06, 2026 Filed May 8, 2026 22:48 UTC
Lyskawa NancyEVP & Chief Client Officer
Exercise / conversionRestricted Stock Units · Derivative 16,194 $0.00 $0.00
Disclosure

SEC source: 0001717861-26-000015 · wk-form4_1778280516.xml · derivative · entry 5

Lyskawa Nancy · CIK 0001717861 · EVP & Chief Client Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 16,195

Underlying: Common Stock · 16,194 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive one share of the Issuer's Common Stock upon vesting.

F5 · derivative.exercise_date: On May 6, 2024, the Reporting Person was granted 48,582 Restricted Stock Units, one-third of which vested on May 6, 2025 and one-third of which vested on May 6, 2026. The remaining one-third will vest on May 6, 2027, generally subject to the Reporting Person continuing to be a Service Provider (as such term is defined in the Issuer's 2013 Equity Incentive Plan) through the vesting date.

F5 · derivative.expiration_date: On May 6, 2024, the Reporting Person was granted 48,582 Restricted Stock Units, one-third of which vested on May 6, 2025 and one-third of which vested on May 6, 2026. The remaining one-third will vest on May 6, 2027, generally subject to the Reporting Person continuing to be a Service Provider (as such term is defined in the Issuer's 2013 Equity Incentive Plan) through the vesting date.

Read SEC document
May 06, 2026 Filed May 8, 2026 22:48 UTC
Lyskawa NancyEVP & Chief Client Officer
SaleCommon Stock 1,315 $3.94 $5,175.31
Disclosure

SEC source: 0001717861-26-000015 · wk-form4_1778280516.xml · nonDerivative · entry 4

Lyskawa Nancy · CIK 0001717861 · EVP & Chief Client Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 233,509

F3 · kind: Reported transaction is an automatically-triggered "sell-to-cover" transaction related to the payment of withholding tax obligations pursuant to the Issuer's policy for tax withholdings associated with Performance Unit vesting events. The Reporting Person did not initiate the sale.

F3 · shares: Reported transaction is an automatically-triggered "sell-to-cover" transaction related to the payment of withholding tax obligations pursuant to the Issuer's policy for tax withholdings associated with Performance Unit vesting events. The Reporting Person did not initiate the sale.

F3 · acquired: Reported transaction is an automatically-triggered "sell-to-cover" transaction related to the payment of withholding tax obligations pursuant to the Issuer's policy for tax withholdings associated with Performance Unit vesting events. The Reporting Person did not initiate the sale.

Read SEC document
May 06, 2026 Filed May 8, 2026 22:48 UTC
Lyskawa NancyEVP & Chief Client Officer
SaleCommon Stock 4,680 $3.94 $18,418.61
Disclosure

SEC source: 0001717861-26-000015 · wk-form4_1778280516.xml · nonDerivative · entry 3

Lyskawa Nancy · CIK 0001717861 · EVP & Chief Client Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 234,824

F2 · kind: Reported transaction is an automatically-triggered "sell-to-cover" transaction related to the payment of withholding tax obligations pursuant to the Issuer's policy for tax withholdings associated with Restricted Stock Unit vesting events. The Reporting Person did not initiate the sale.

F2 · shares: Reported transaction is an automatically-triggered "sell-to-cover" transaction related to the payment of withholding tax obligations pursuant to the Issuer's policy for tax withholdings associated with Restricted Stock Unit vesting events. The Reporting Person did not initiate the sale.

F2 · acquired: Reported transaction is an automatically-triggered "sell-to-cover" transaction related to the payment of withholding tax obligations pursuant to the Issuer's policy for tax withholdings associated with Restricted Stock Unit vesting events. The Reporting Person did not initiate the sale.

Read SEC document
May 06, 2026 Filed May 8, 2026 22:48 UTC
Lyskawa NancyEVP & Chief Client Officer
Exercise / conversionCommon Stock 4,534 $0.00 $0.00
Disclosure

SEC source: 0001717861-26-000015 · wk-form4_1778280516.xml · nonDerivative · entry 2

Lyskawa Nancy · CIK 0001717861 · EVP & Chief Client Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 239,504

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Represents one-third of the total 13,602 "Earned Performance Units" (as previously reported by the Reporting Person on a Form 4 dated March 3, 2025) under the terms of the Issuer's 2013 Long-Term Incentive Plan based upon the Issuer's achievement against a target "Adjusted EBITDA" goal for fiscal year 2024 and the Issuer's achievement against a target "Total Revenue" performance goal for fiscal year 2024, effective as of February 27, 2025 (the date the Issuer filed its Annual Report on Form 10-K for the year ended December 31, 2024).

Read SEC document
May 06, 2026 Filed May 8, 2026 22:48 UTC
Lyskawa NancyEVP & Chief Client Officer
Exercise / conversionCommon Stock 16,194 $0.00 $0.00
Disclosure

SEC source: 0001717861-26-000015 · wk-form4_1778280516.xml · nonDerivative · entry 1

Lyskawa Nancy · CIK 0001717861 · EVP & Chief Client Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 234,970

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 06, 2026 Filed May 8, 2026 22:56 UTC
Rowe David W.EVP & Chief Marketing Officer
Exercise / conversionPerformance Units · Derivative 4,534 $0.00 $0.00
Disclosure

SEC source: 0001717500-26-000017 · wk-form4_1778280997.xml · derivative · entry 6

Rowe David W. · CIK 0001717500 · EVP & Chief Marketing Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,534

Underlying: Common Stock · 4,534 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · derivative.exercise_price: Each Performance Unit represents a contingent right to receive one share of the Issuer's Common Stock upon vesting.

F7 · derivative.exercise_date: One-third of the "Earned Performance Units" vested on May 6, 2025, and one-third of the "Earned Performance Units" vested on May 6, 2026. The remaining one-third will vest on May 6, 2027, generally subject to the Reporting Person continuing to be a Service Provider (as such term is defined in the Issuer's 2013 Equity Incentive Plan) through the vesting date.

F7 · derivative.expiration_date: One-third of the "Earned Performance Units" vested on May 6, 2025, and one-third of the "Earned Performance Units" vested on May 6, 2026. The remaining one-third will vest on May 6, 2027, generally subject to the Reporting Person continuing to be a Service Provider (as such term is defined in the Issuer's 2013 Equity Incentive Plan) through the vesting date.

Read SEC document
May 06, 2026 Filed May 8, 2026 22:56 UTC
Rowe David W.EVP & Chief Marketing Officer
Exercise / conversionRestricted Stock Units · Derivative 16,194 $0.00 $0.00
Disclosure

SEC source: 0001717500-26-000017 · wk-form4_1778280997.xml · derivative · entry 5

Rowe David W. · CIK 0001717500 · EVP & Chief Marketing Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 16,195

Underlying: Common Stock · 16,194 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive one share of the Issuer's Common Stock upon vesting.

F5 · derivative.exercise_date: On May 6, 2024, the Reporting Person was granted 48,582 Restricted Stock Units, one-third of which vested on May 6, 2025 and one-third of which vested on May 6, 2026. The remaining one-third will vest on May 6, 2027, generally subject to the Reporting Person continuing to be a Service Provider (as such term is defined in the Issuer's 2013 Equity Incentive Plan) through the vesting date.

F5 · derivative.expiration_date: On May 6, 2024, the Reporting Person was granted 48,582 Restricted Stock Units, one-third of which vested on May 6, 2025 and one-third of which vested on May 6, 2026. The remaining one-third will vest on May 6, 2027, generally subject to the Reporting Person continuing to be a Service Provider (as such term is defined in the Issuer's 2013 Equity Incentive Plan) through the vesting date.

Read SEC document
May 06, 2026 Filed May 8, 2026 22:56 UTC
Rowe David W.EVP & Chief Marketing Officer
SaleCommon Stock 1,640 $3.94 $6,454.38
Disclosure

SEC source: 0001717500-26-000017 · wk-form4_1778280997.xml · nonDerivative · entry 4

Rowe David W. · CIK 0001717500 · EVP & Chief Marketing Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 498,119

F3 · kind: Reported transaction is an automatically-triggered "sell-to-cover" transaction related to the payment of withholding tax obligations pursuant to the Issuer's policy for tax withholdings associated with Performance Unit vesting events. The Reporting Person did not initiate the sale.

F3 · shares: Reported transaction is an automatically-triggered "sell-to-cover" transaction related to the payment of withholding tax obligations pursuant to the Issuer's policy for tax withholdings associated with Performance Unit vesting events. The Reporting Person did not initiate the sale.

F3 · acquired: Reported transaction is an automatically-triggered "sell-to-cover" transaction related to the payment of withholding tax obligations pursuant to the Issuer's policy for tax withholdings associated with Performance Unit vesting events. The Reporting Person did not initiate the sale.

Read SEC document
May 06, 2026 Filed May 8, 2026 22:56 UTC
Rowe David W.EVP & Chief Marketing Officer
SaleCommon Stock 5,845 $3.94 $23,003.58
Disclosure

SEC source: 0001717500-26-000017 · wk-form4_1778280997.xml · nonDerivative · entry 3

Rowe David W. · CIK 0001717500 · EVP & Chief Marketing Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 499,759

F2 · kind: Reported transaction is an automatically-triggered "sell-to-cover" transaction related to the payment of withholding tax obligations pursuant to the Issuer's policy for tax withholdings associated with Restricted Stock Unit vesting events. The Reporting Person did not initiate the sale.

F2 · shares: Reported transaction is an automatically-triggered "sell-to-cover" transaction related to the payment of withholding tax obligations pursuant to the Issuer's policy for tax withholdings associated with Restricted Stock Unit vesting events. The Reporting Person did not initiate the sale.

F2 · acquired: Reported transaction is an automatically-triggered "sell-to-cover" transaction related to the payment of withholding tax obligations pursuant to the Issuer's policy for tax withholdings associated with Restricted Stock Unit vesting events. The Reporting Person did not initiate the sale.

Read SEC document
May 06, 2026 Filed May 8, 2026 22:56 UTC
Rowe David W.EVP & Chief Marketing Officer
Exercise / conversionCommon Stock 4,534 $0.00 $0.00
Disclosure

SEC source: 0001717500-26-000017 · wk-form4_1778280997.xml · nonDerivative · entry 2

Rowe David W. · CIK 0001717500 · EVP & Chief Marketing Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 505,604

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Represents one-third of the total 13,602 "Earned Performance Units" (as previously reported by the Reporting Person on a Form 4 dated March 3, 2025) under the terms of the Issuer's 2013 Long-Term Incentive Plan based upon the Issuer's achievement against a target "Adjusted EBITDA" goal for fiscal year 2024 and the Issuer's achievement against a target "Total Revenue" performance goal for fiscal year 2024, effective as of February 27, 2025 (the date the Issuer filed its Annual Report on Form 10-K for the year ended December 31, 2024).

Read SEC document
May 06, 2026 Filed May 8, 2026 22:56 UTC
Rowe David W.EVP & Chief Marketing Officer
Exercise / conversionCommon Stock 16,194 $0.00 $0.00
Disclosure

SEC source: 0001717500-26-000017 · wk-form4_1778280997.xml · nonDerivative · entry 1

Rowe David W. · CIK 0001717500 · EVP & Chief Marketing Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 501,070

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 06, 2026 Filed May 8, 2026 23:09 UTC
Ravin Seth A.Director · President, CEO & Chairman · 10% owner
Exercise / conversionPerformance Units · Derivative 45,344 $0.00 $0.00
Disclosure

SEC source: 0001717716-26-000015 · wk-form4_1778281767.xml · derivative · entry 7

Ravin Seth A. · CIK 0001717716 · Director · President, CEO & Chairman · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 45,344

Underlying: Common Stock · 45,344 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · derivative.exercise_price: Each Performance Unit represents a contingent right to receive one share of the Issuer's Common Stock upon vesting.

F7 · derivative.exercise_date: One-third of the "Earned Performance Units" vested on May 6, 2025, and one-third of the "Earned Performance Units" vested on May 6, 2026. The remaining one-third will vest on May 6, 2027, generally subject to the Reporting Person continuing to be a Service Provider (as such term is defined in the Issuer's 2013 Equity Incentive Plan) through the vesting date.

F7 · derivative.expiration_date: One-third of the "Earned Performance Units" vested on May 6, 2025, and one-third of the "Earned Performance Units" vested on May 6, 2026. The remaining one-third will vest on May 6, 2027, generally subject to the Reporting Person continuing to be a Service Provider (as such term is defined in the Issuer's 2013 Equity Incentive Plan) through the vesting date.

Read SEC document
May 06, 2026 Filed May 8, 2026 23:09 UTC
Ravin Seth A.Director · President, CEO & Chairman · 10% owner
Exercise / conversionRestricted Stock Units · Derivative 97,165 $0.00 $0.00
Disclosure

SEC source: 0001717716-26-000015 · wk-form4_1778281767.xml · derivative · entry 6

Ravin Seth A. · CIK 0001717716 · Director · President, CEO & Chairman · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 97,168

Underlying: Common Stock · 97,165 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive one share of the Issuer's Common Stock upon vesting.

F5 · derivative.exercise_date: On May 6, 2024, the Reporting Person was granted 291,497 Restricted Stock Units, one-third of which vested on May 6, 2025 and one-third of which vested on May 6, 2026. The remaining one-third will vest on May 6, 2027, generally subject to the Reporting Person continuing to be a Service Provider (as such term is defined in the Issuer's 2013 Equity Incentive Plan) through the vesting date.

F5 · derivative.expiration_date: On May 6, 2024, the Reporting Person was granted 291,497 Restricted Stock Units, one-third of which vested on May 6, 2025 and one-third of which vested on May 6, 2026. The remaining one-third will vest on May 6, 2027, generally subject to the Reporting Person continuing to be a Service Provider (as such term is defined in the Issuer's 2013 Equity Incentive Plan) through the vesting date.

Read SEC document
May 06, 2026 Filed May 8, 2026 23:09 UTC
Ravin Seth A.Director · President, CEO & Chairman · 10% owner
SaleCommon Stock 18,169 $3.94 $71,505.92
Disclosure

SEC source: 0001717716-26-000015 · wk-form4_1778281767.xml · nonDerivative · entry 4

Ravin Seth A. · CIK 0001717716 · Director · President, CEO & Chairman · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 882,900

F3 · kind: Reported transaction is an automatically-triggered "sell-to-cover" transaction related to the payment of withholding tax obligations pursuant to the Issuer's policy for tax withholdings associated with Performance Unit vesting events. The Reporting Person did not initiate the sale.

F3 · shares: Reported transaction is an automatically-triggered "sell-to-cover" transaction related to the payment of withholding tax obligations pursuant to the Issuer's policy for tax withholdings associated with Performance Unit vesting events. The Reporting Person did not initiate the sale.

F3 · acquired: Reported transaction is an automatically-triggered "sell-to-cover" transaction related to the payment of withholding tax obligations pursuant to the Issuer's policy for tax withholdings associated with Performance Unit vesting events. The Reporting Person did not initiate the sale.

Read SEC document
May 06, 2026 Filed May 8, 2026 23:09 UTC
Ravin Seth A.Director · President, CEO & Chairman · 10% owner
SaleCommon Stock 38,928 $3.94 $153,205.04
Disclosure

SEC source: 0001717716-26-000015 · wk-form4_1778281767.xml · nonDerivative · entry 3

Ravin Seth A. · CIK 0001717716 · Director · President, CEO & Chairman · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 901,069

F2 · kind: Reported transaction is an automatically-triggered "sell-to-cover" transaction related to the payment of withholding tax obligations pursuant to the Issuer's policy for tax withholdings associated with Restricted Stock Unit vesting events. The Reporting Person did not initiate the sale.

F2 · shares: Reported transaction is an automatically-triggered "sell-to-cover" transaction related to the payment of withholding tax obligations pursuant to the Issuer's policy for tax withholdings associated with Restricted Stock Unit vesting events. The Reporting Person did not initiate the sale.

F2 · acquired: Reported transaction is an automatically-triggered "sell-to-cover" transaction related to the payment of withholding tax obligations pursuant to the Issuer's policy for tax withholdings associated with Restricted Stock Unit vesting events. The Reporting Person did not initiate the sale.

Read SEC document
May 06, 2026 Filed May 8, 2026 23:09 UTC
Ravin Seth A.Director · President, CEO & Chairman · 10% owner
Exercise / conversionCommon Stock 45,344 $0.00 $0.00
Disclosure

SEC source: 0001717716-26-000015 · wk-form4_1778281767.xml · nonDerivative · entry 2

Ravin Seth A. · CIK 0001717716 · Director · President, CEO & Chairman · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 939,997

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Represents one-third of the total 136,032 "Earned Performance Units" (as previously reported by the Reporting Person on a Form 4 dated March 3, 2025) under the terms of the Issuer's 2013 Long-Term Incentive Plan based upon the Issuer's achievement against a target "Adjusted EBITDA" goal for fiscal year 2024 and the Issuer's achievement against a target "Total Revenue" performance goal for fiscal year 2024, effective as of February 27, 2025 (the date the Issuer filed its Annual Report on Form 10-K for the year ended December 31, 2024).

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May 06, 2026 Filed May 8, 2026 23:09 UTC
Ravin Seth A.Director · President, CEO & Chairman · 10% owner
Exercise / conversionCommon Stock 97,165 $0.00 $0.00
Disclosure

SEC source: 0001717716-26-000015 · wk-form4_1778281767.xml · nonDerivative · entry 1

Ravin Seth A. · CIK 0001717716 · Director · President, CEO & Chairman · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 894,653

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.