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RMD

RESMED INC

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2692
SEC CIK
0000943819
Parsed reports
867

Last 12 months

Inside the activity.

0 purchase rows · 31 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202505
Dec 202504
Jan 202604
Feb 202604
Mar 202603
Apr 202603
May 202601
Jun 202601
Jul 202601
Aug 202602
Sep 202602
Oct 202601

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
November 09, 2017 Filed Nov 13, 2017 22:42 UTC SaleResMed Common Stock 20,492 $82.70 $1,694,688.40
Disclosure

SEC source: 0001140361-17-042207 · doc1.xml · nonDerivative · entry 6

FARRELL PETER C · CIK 0001186102 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 380,885

F2 · price: This transaction was executed in multiple trades at prices ranging from 82.53 to 82.87. The price reported above represents the weighted average sales price.

Read SEC document
November 09, 2017 Filed Nov 13, 2017 22:42 UTC SaleResMed Common Stock 11,815 $82.71 $977,218.65
Disclosure

SEC source: 0001140361-17-042207 · doc1.xml · nonDerivative · entry 5

FARRELL PETER C · CIK 0001186102 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 401,377

F1 · price: This transaction was executed in multiple trades at prices ranging from 82.51 to 82.88. The price reported above represents the weighted average sales price.

Read SEC document
November 09, 2017 Filed Nov 13, 2017 22:42 UTC Exercise / conversionResMed Common Stock 82,460 $27.58 $2,274,246.80
Disclosure

SEC source: 0001140361-17-042207 · doc1.xml · nonDerivative · entry 4

FARRELL PETER C · CIK 0001186102 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 413,192

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 09, 2017 Filed Nov 13, 2017 22:42 UTC Exercise / conversionResMed Common Stock 3,625 $27.58 $99,977.50
Disclosure

SEC source: 0001140361-17-042207 · doc1.xml · nonDerivative · entry 3

FARRELL PETER C · CIK 0001186102 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 330,732

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 09, 2017 Filed Nov 13, 2017 22:42 UTC Exercise / conversionResMed Common Stock 20,492 $58.24 $1,193,454.08
Disclosure

SEC source: 0001140361-17-042207 · doc1.xml · nonDerivative · entry 2

FARRELL PETER C · CIK 0001186102 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 327,107

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 09, 2017 Filed Nov 13, 2017 22:42 UTC Exercise / conversionResMed Common Stock 11,815 $52.02 $614,616.30
Disclosure

SEC source: 0001140361-17-042207 · doc1.xml · nonDerivative · entry 1

FARRELL PETER C · CIK 0001186102 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 306,615

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 06, 2017 Filed Nov 8, 2017 21:28 UTC Exercise / conversionResmed Stock Option Plan · Derivative 20,000 $0.00 Strike: $27.58 $0.00
Disclosure

SEC source: 0001140361-17-041597 · doc1.xml · derivative · entry 4

FARRELL PETER C · CIK 0001186102 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 82,460

Underlying: ResMed Common Stock · 20,000 shares

Expires 2018-11-16

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The transaction was conducted under a Rule 10b5-1 plan.

F4 · derivative.exercise_date: Represents date options first became exercisable. Options vested 1/4 per year.

Read SEC document
November 06, 2017 Filed Nov 8, 2017 21:28 UTC SaleResMed Common Stock 2,000 $83.82 $167,634.00
Disclosure

SEC source: 0001140361-17-041597 · doc1.xml · nonDerivative · entry 3

FARRELL PETER C · CIK 0001186102 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 294,800

F1 · kind: The transaction was conducted under a Rule 10b5-1 plan.

F3 · price: This transaction was executed in multiple trades at prices ranging from $83.76 to $83.93. The price reported above reflects the weighted average sale price.

Read SEC document
November 06, 2017 Filed Nov 8, 2017 21:28 UTC SaleResMed Common Stock 18,000 $83.50 $1,502,946.00
Disclosure

SEC source: 0001140361-17-041597 · doc1.xml · nonDerivative · entry 2

FARRELL PETER C · CIK 0001186102 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 296,800

F1 · kind: The transaction was conducted under a Rule 10b5-1 plan.

F2 · price: This transaction was executed in multiple trades at prices ranging from 82.75 to 83.75. The price reported above represents the weighted average sales price.

Read SEC document
November 06, 2017 Filed Nov 8, 2017 21:28 UTC Exercise / conversionResMed Common Stock 20,000 $27.58 $551,600.00
Disclosure

SEC source: 0001140361-17-041597 · doc1.xml · nonDerivative · entry 1

FARRELL PETER C · CIK 0001186102 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 314,800

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The transaction was conducted under a Rule 10b5-1 plan.

Read SEC document
November 03, 2017 Filed Nov 6, 2017 19:47 UTC
PENDARVIS DAVIDChief Administrative Officer
Exercise / conversionResMed Common Stock Options · Derivative 6,364 $0.00 Strike: $27.58 $0.00
Disclosure

SEC source: 0001140361-17-041119 · doc1.xml · derivative · entry 3

PENDARVIS DAVID · CIK 0001196723 · Chief Administrative Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: ResMed Common Stock · 6,364 shares

Expires 2018-11-16

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The transaction was conducted under a Rule 10b5-1 plan.

F4 · derivative.exercise_date: Represents date options first became exercisable. Options vest 1/4 per year.

Read SEC document
November 03, 2017 Filed Nov 6, 2017 19:47 UTC
PENDARVIS DAVIDChief Administrative Officer
SaleResMed Common Stock 6,364 $82.20 $523,120.80
Disclosure

SEC source: 0001140361-17-041119 · doc1.xml · nonDerivative · entry 2

PENDARVIS DAVID · CIK 0001196723 · Chief Administrative Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 94,384

F1 · kind: The transaction was conducted under a Rule 10b5-1 plan.

F2 · price: This transaction was executed in multiple trades at prices ranging from $82.09 to $82.24. The price reported above reflects the weighted average sale price.

F3 · balance_after: Includes 180.77 shares of ResMed stock purchased on 10/31/2017, through the ResMed Employee Stock Purchase Plan.

Read SEC document
November 03, 2017 Filed Nov 6, 2017 19:47 UTC
PENDARVIS DAVIDChief Administrative Officer
Exercise / conversionResMed Common Stock 6,364 $27.58 $175,519.12
Disclosure

SEC source: 0001140361-17-041119 · doc1.xml · nonDerivative · entry 1

PENDARVIS DAVID · CIK 0001196723 · Chief Administrative Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 100,748

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The transaction was conducted under a Rule 10b5-1 plan.

F3 · balance_after: Includes 180.77 shares of ResMed stock purchased on 10/31/2017, through the ResMed Employee Stock Purchase Plan.

Read SEC document
November 01, 2017 Filed Nov 2, 2017 23:12 UTC
Sandercock BrettChief Financial Officer
SaleResMed Common Stock 1,250 $84.50 $105,625.00
Disclosure

SEC source: 0001140361-17-040829 · doc1.xml · nonDerivative · entry 1

Sandercock Brett · CIK 0001346064 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 71,772

F1 · kind: The transaction was conducted under a Rule 10b5-1 Plan.

Read SEC document
October 31, 2017 Filed Nov 1, 2017 23:50 UTC
Farrell Michael J.Chief Executive Officer
Exercise / conversionResMed Common Stock Options · Derivative 3,300 $0.00 Strike: $33.70 $0.00
Disclosure

SEC source: 0001140361-17-040605 · doc1.xml · derivative · entry 2

Farrell Michael J. · CIK 0001485164 · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: ResMed Common Stock · 3,300 shares

Expires 2017-11-11

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The transaction represents an exercise and hold of expiring options.

F2 · derivative.exercise_date: Represents date options first became exercisable. Options vest 1/4 per year.

Read SEC document
October 31, 2017 Filed Nov 1, 2017 23:50 UTC
Farrell Michael J.Chief Executive Officer
Exercise / conversionResMed Common Stock 3,300 $33.70 $111,210.00
Disclosure

SEC source: 0001140361-17-040605 · doc1.xml · nonDerivative · entry 1

Farrell Michael J. · CIK 0001485164 · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 232,732

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The transaction represents an exercise and hold of expiring options.

F2 · shares: Represents date options first became exercisable. Options vest 1/4 per year.

Read SEC document
October 10, 2017 Filed Oct 12, 2017 20:26 UTC
Sodhi RajwantPresident, SaaS Business
GrantResMed Common Stock 2,949 $0.00 $0.00
Disclosure

SEC source: 0001140361-17-038532 · doc1.xml · nonDerivative · entry 2

Sodhi Rajwant · CIK 0001715325 · President, SaaS Business

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,008

F2 · shares: Represents performance-based restricted stock units granted on November 16, 2016. The shares were earned on October 10, 2017, when the compensation committee certified that the performance metrics were met for this portion of the grant. The earned units remain subject to time-vesting requirements, and are scheduled to vest on the three-year anniversary of the grant, assuming continued service through the vesting date.

Read SEC document
October 10, 2017 Filed Oct 12, 2017 20:26 UTC
Sodhi RajwantPresident, SaaS Business
GrantResMed Common Stock 2,589 $0.00 $0.00
Disclosure

SEC source: 0001140361-17-038532 · doc1.xml · nonDerivative · entry 1

Sodhi Rajwant · CIK 0001715325 · President, SaaS Business

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,059

F1 · shares: Represents performance-based restricted stock units granted on November 19, 2015. The shares were earned on October 10, 2017, when the compensation committee certified that the performance metrics were met for this portion of the grant. The earned units remain subject to time-vesting requirements, and are scheduled to vest on the three-year anniversary of the grant, assuming continued service through the vesting date.

Read SEC document
October 10, 2017 Filed Oct 12, 2017 20:18 UTC
McHale RichardPresident, RC Business
GrantResMed Common Stock 1,966 $0.00 $0.00
Disclosure

SEC source: 0001140361-17-038528 · doc1.xml · nonDerivative · entry 2

McHale Richard · CIK 0001715326 · President, RC Business

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,520

F2 · shares: Represents performance-based restricted stock units granted on November 16, 2016. The shares were earned on October 10, 2017, when the compensation committee certified that the performance metrics were met for this portion of the grant. The earned units remain subject to time-vesting requirements, and are scheduled to vest on the three-year anniversary of the grant, assuming continued service through the vesting date.

Read SEC document
October 10, 2017 Filed Oct 12, 2017 20:18 UTC
McHale RichardPresident, RC Business
GrantResMed Common Stock 1,600 $0.00 $0.00
Disclosure

SEC source: 0001140361-17-038528 · doc1.xml · nonDerivative · entry 1

McHale Richard · CIK 0001715326 · President, RC Business

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,554

F1 · shares: Represents performance-based restricted stock units granted on November 19, 2015. The shares were earned on October 10, 2017, when the compensation committee certified that the performance metrics were met for this portion of the grant. The earned units remain subject to time-vesting requirements, and are scheduled to vest on the three-year anniversary of the grant, assuming continued service through the vesting date.

Read SEC document
October 10, 2017 Filed Oct 12, 2017 19:47 UTC
Sandercock BrettChief Financial Officer
GrantResMed Common Stock 4,301 $0.00 $0.00
Disclosure

SEC source: 0001140361-17-038521 · doc1.xml · nonDerivative · entry 2

Sandercock Brett · CIK 0001346064 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 73,022

F2 · shares: Represents performance-based restricted stock units granted on November 16, 2016. The shares were earned on October 10, 2017, when the compensation committee certified that the performance metrics were met for this portion of the grant. The earned units remain subject to time-vesting requirements, and are scheduled to vest on the three-year anniversary of the grant, assuming continued service through the vesting date.

Read SEC document
October 10, 2017 Filed Oct 12, 2017 19:47 UTC
Sandercock BrettChief Financial Officer
GrantResMed Common Stock 4,030 $0.00 $0.00
Disclosure

SEC source: 0001140361-17-038521 · doc1.xml · nonDerivative · entry 1

Sandercock Brett · CIK 0001346064 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 68,721

F1 · shares: Represents performance-based restricted stock units granted on November 19, 2015. The shares were earned on October 10, 2017, when the compensation committee certified that the performance metrics were met for this portion of the grant. The earned units remain subject to time-vesting requirements, and are scheduled to vest on the three-year anniversary of the grant, assuming continued service through the vesting date.

Read SEC document
October 10, 2017 Filed Oct 12, 2017 19:40 UTC
Douglas Robert AndrewPresident and COO ResMed Inc.
GrantResMed Common Stock 9,831 $0.00 $0.00
Disclosure

SEC source: 0001140361-17-038520 · doc1.xml · nonDerivative · entry 2

Douglas Robert Andrew · CIK 0001352232 · President and COO ResMed Inc.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 65,600

F2 · shares: Represents performance-based restricted stock units granted on November 16, 2016. The shares were earned on October 10, 2017, when the compensation committee certified that the performance metrics were met for this portion of the grant. The earned units remain subject to time-vesting requirements, and are scheduled to vest on the three-year anniversary of the grant, assuming continued service through the vesting date.

Read SEC document
October 10, 2017 Filed Oct 12, 2017 19:40 UTC
Douglas Robert AndrewPresident and COO ResMed Inc.
GrantResMed Common Stock 8,620 $0.00 $0.00
Disclosure

SEC source: 0001140361-17-038520 · doc1.xml · nonDerivative · entry 1

Douglas Robert Andrew · CIK 0001352232 · President and COO ResMed Inc.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 55,769

F1 · shares: Represents performance-based restricted stock units granted on November 19, 2015. The shares were earned on October 10, 2017, when the compensation committee certified that the performance metrics were met for this portion of the grant. The earned units remain subject to time-vesting requirements, and are scheduled to vest on the three-year anniversary of the grant, assuming continued service through the vesting date.

Read SEC document
October 10, 2017 Filed Oct 12, 2017 19:31 UTC
Farrell Michael J.Chief Executive Officer
GrantResMed Common Stock 14,746 $0.00 $0.00
Disclosure

SEC source: 0001140361-17-038519 · doc1.xml · nonDerivative · entry 2

Farrell Michael J. · CIK 0001485164 · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 229,432

F2 · shares: Represents performance-based restricted stock units granted on November 16, 2016. The shares were earned on October 10, 2017, when the compensation committee certified that the performance metrics were met for this portion of the grant. The earned units remain subject to time-vesting requirements, and are scheduled to vest on the three-year anniversary of the grant, assuming continued service through the vesting date.

Read SEC document
October 10, 2017 Filed Oct 12, 2017 19:31 UTC
Farrell Michael J.Chief Executive Officer
GrantResMed Common Stock 12,945 $0.00 $0.00
Disclosure

SEC source: 0001140361-17-038519 · doc1.xml · nonDerivative · entry 1

Farrell Michael J. · CIK 0001485164 · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 214,686

F1 · shares: Represents performance-based restricted stock units granted on November 19, 2015. The shares were earned on October 10, 2017, when the compensation committee certified that the performance metrics were met for this portion of the grant. The earned units remain subject to time-vesting requirements, and are scheduled to vest on the three-year anniversary of the grant, assuming continued service through the vesting date.

Read SEC document
October 10, 2017 Filed Oct 12, 2017 19:19 UTC
PENDARVIS DAVIDChief Administrative Officer
GrantResMed Common Stock 3,932 $0.00 $0.00
Disclosure

SEC source: 0001140361-17-038518 · doc1.xml · nonDerivative · entry 2

PENDARVIS DAVID · CIK 0001196723 · Chief Administrative Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 94,203

F2 · kind: Represents performance-based restricted stock units granted on November 16, 2016. The shares were earned on October 10, 2017, when the compensation committee certified that the performance metrics were met for this portion of the grant. The earned units remain subject to time-vesting requirements, and are scheduled to vest on the three-year anniversary of the grant, assuming continued service through the vesting date.

Read SEC document
October 10, 2017 Filed Oct 12, 2017 19:19 UTC
PENDARVIS DAVIDChief Administrative Officer
GrantResMed Common Stock 3,463 $0.00 $0.00
Disclosure

SEC source: 0001140361-17-038518 · doc1.xml · nonDerivative · entry 1

PENDARVIS DAVID · CIK 0001196723 · Chief Administrative Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 90,271

F1 · kind: Represents performance-based restricted stock units granted on November 19, 2015. The shares were earned on October 10, 2017, when the compensation committee certified that the performance metrics were met for this portion of the grant. The earned units remain subject to time-vesting requirements, and are scheduled to vest on the three-year anniversary of the grant, assuming continued service through the vesting date.

Read SEC document
October 10, 2017 Filed Oct 12, 2017 19:17 UTC
Hollingshead JamesPresident, Americas
GrantResMed Common Stock 3,932 $0.00 $0.00
Disclosure

SEC source: 0001140361-17-038516 · doc1.xml · nonDerivative · entry 2

Hollingshead James · CIK 0001570610 · President, Americas

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 65,471

F2 · shares: Represents performance-based restricted stock units granted on November 16, 2016. The shares were earned on October 10, 2017, when the compensation committee certified that the performance metrics were met for this portion of the grant. The earned units remain subject to time-vesting requirements, and are scheduled to vest on the three-year anniversary of the grant, assuming continued service through the vesting date.

Read SEC document
October 10, 2017 Filed Oct 12, 2017 19:17 UTC
Hollingshead JamesPresident, Americas
GrantResMed Common Stock 3,602 $0.00 $0.00
Disclosure

SEC source: 0001140361-17-038516 · doc1.xml · nonDerivative · entry 1

Hollingshead James · CIK 0001570610 · President, Americas

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 61,539

F1 · shares: Represents performance-based restricted stock units granted on November 19, 2015. The shares were earned on October 10, 2017, when the compensation committee certified that the performance metrics were met for this portion of the grant. The earned units remain subject to time-vesting requirements, and are scheduled to vest on the three-year anniversary of the grant, assuming continued service through the vesting date.

Read SEC document
October 04, 2017 Filed Oct 6, 2017 16:54 UTC Exercise / conversionResmed Stock Option Plan · Derivative 20,000 $0.00 Strike: $27.58 $0.00
Disclosure

SEC source: 0001140361-17-037762 · doc1.xml · derivative · entry 3

FARRELL PETER C · CIK 0001186102 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 102,460

Underlying: ResMed Common Stock · 20,000 shares

Expires 2018-11-16

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The transaction was conducted under a Rule 10b5-1 plan.

F3 · derivative.exercise_date: Represents date options first became exercisable. Options vested 1/4 per year.

Read SEC document
October 04, 2017 Filed Oct 6, 2017 16:54 UTC SaleResMed Common Stock 20,000 $77.01 $1,540,200.00
Disclosure

SEC source: 0001140361-17-037762 · doc1.xml · nonDerivative · entry 2

FARRELL PETER C · CIK 0001186102 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 294,800

F1 · kind: The transaction was conducted under a Rule 10b5-1 plan.

F2 · price: This transaction was executed in multiple trades at prices ranging from 76.38 to 77.34. The price reported above represents the weighted average sales price.

Read SEC document
October 04, 2017 Filed Oct 6, 2017 16:54 UTC Exercise / conversionResMed Common Stock 20,000 $27.58 $551,600.00
Disclosure

SEC source: 0001140361-17-037762 · doc1.xml · nonDerivative · entry 1

FARRELL PETER C · CIK 0001186102 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 314,800

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The transaction was conducted under a Rule 10b5-1 plan.

Read SEC document
October 03, 2017 Filed Oct 5, 2017 16:49 UTC
PENDARVIS DAVIDChief Administrative Officer
Exercise / conversionResMed Common Stock Options · Derivative 6,364 $0.00 Strike: $27.58 $0.00
Disclosure

SEC source: 0001140361-17-037704 · doc1.xml · derivative · entry 3

PENDARVIS DAVID · CIK 0001196723 · Chief Administrative Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,364

Underlying: ResMed Common Stock · 6,364 shares

Expires 2018-11-16

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The transaction was conducted under a Rule 10b5-1 plan.

F3 · derivative.exercise_date: Represents date options first became exercisable. Options vest 1/4 per year.

Read SEC document
October 03, 2017 Filed Oct 5, 2017 16:49 UTC
PENDARVIS DAVIDChief Administrative Officer
SaleResMed Common Stock 6,364 $76.94 $489,646.16
Disclosure

SEC source: 0001140361-17-037704 · doc1.xml · nonDerivative · entry 2

PENDARVIS DAVID · CIK 0001196723 · Chief Administrative Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 86,808

F1 · kind: The transaction was conducted under a Rule 10b5-1 plan.

F2 · price: This transaction was executed in multiple trades at prices ranging from $76.88 to $77.32. The price reported above reflects the weighted average sale price.

Read SEC document
October 03, 2017 Filed Oct 5, 2017 16:49 UTC
PENDARVIS DAVIDChief Administrative Officer
Exercise / conversionResMed Common Stock 6,364 $27.58 $175,519.12
Disclosure

SEC source: 0001140361-17-037704 · doc1.xml · nonDerivative · entry 1

PENDARVIS DAVID · CIK 0001196723 · Chief Administrative Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 93,172

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The transaction was conducted under a Rule 10b5-1 plan.

Read SEC document
October 02, 2017 Filed Oct 3, 2017 21:54 UTC
Sandercock BrettChief Financial Officer
SaleResMed Common Stock 1,250 $77.05 $96,312.50
Disclosure

SEC source: 0001140361-17-037427 · doc1.xml · nonDerivative · entry 1

Sandercock Brett · CIK 0001346064 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 64,691

F1 · kind: The transaction was conducted under a Rule 10b5-1 Plan.

Read SEC document
September 29, 2017 Filed Oct 3, 2017 16:42 UTC Exercise / conversionResMed Common Stock Options · Derivative 25,934 $0.00 Strike: $38.98 $0.00
Disclosure

SEC source: 0001140361-17-037277 · doc1.xml · derivative · entry 5

ROBERTS CHRISTOPHER G · CIK 0001186112 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: ResMed Common Stock · 25,934 shares

Expires 2019-11-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Transaction to exercise options and hold shares acquired through purchase.

F2 · derivative.exercise_date: Options vest in full on (i) the first November 11 following the grant date, or (ii) the first annual shareholder's meeting following grant date.

Read SEC document
September 29, 2017 Filed Oct 3, 2017 16:42 UTC Exercise / conversionResMed Common Stock 25,934 $38.98 $1,010,907.32
Disclosure

SEC source: 0001140361-17-037277 · doc1.xml · nonDerivative · entry 1

ROBERTS CHRISTOPHER G · CIK 0001186112 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 224,337

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Transaction to exercise options and hold shares acquired through purchase.

Read SEC document
September 05, 2017 Filed Sep 6, 2017 21:55 UTC Exercise / conversionResmed Stock Option Plan · Derivative 20,000 $0.00 Strike: $27.58 $0.00
Disclosure

SEC source: 0001140361-17-034452 · doc1.xml · derivative · entry 4

FARRELL PETER C · CIK 0001186102 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 122,460

Underlying: ResMed Common Stock · 20,000 shares

Expires 2018-11-16

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The transaction was conducted under a Rule 10b5-1 plan.

F4 · derivative.exercise_date: Represents date options first became exercisable. Options vested 1/4 per year.

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September 05, 2017 Filed Sep 6, 2017 21:55 UTC SaleResMed Common Stock 1,122 $77.41 $86,854.02
Disclosure

SEC source: 0001140361-17-034452 · doc1.xml · nonDerivative · entry 3

FARRELL PETER C · CIK 0001186102 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 294,800

F1 · kind: The transaction was conducted under a Rule 10b5-1 plan.

F3 · price: This transaction was executed in multiple trades at prices ranging from 77.38 to 77.45. The price reported above represents the weighted average sales price.

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September 05, 2017 Filed Sep 6, 2017 21:55 UTC SaleResMed Common Stock 18,878 $76.70 $1,447,942.60
Disclosure

SEC source: 0001140361-17-034452 · doc1.xml · nonDerivative · entry 2

FARRELL PETER C · CIK 0001186102 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 295,922

F1 · kind: The transaction was conducted under a Rule 10b5-1 plan.

F2 · price: This transaction was executed in multiple trades at prices ranging from 76.38 to 77.37. The price reported above represents the weighted average sales price.

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September 05, 2017 Filed Sep 6, 2017 21:55 UTC Exercise / conversionResMed Common Stock 20,000 $27.58 $551,600.00
Disclosure

SEC source: 0001140361-17-034452 · doc1.xml · nonDerivative · entry 1

FARRELL PETER C · CIK 0001186102 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 314,800

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The transaction was conducted under a Rule 10b5-1 plan.

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September 05, 2017 Filed Sep 6, 2017 20:13 UTC
PENDARVIS DAVIDChief Administrative Officer
Exercise / conversionResMed Common Stock Options · Derivative 6,364 $0.00 Strike: $27.58 $0.00
Disclosure

SEC source: 0001140361-17-034431 · doc1.xml · derivative · entry 3

PENDARVIS DAVID · CIK 0001196723 · Chief Administrative Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,728

Underlying: ResMed Common Stock · 6,364 shares

Expires 2018-11-16

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The transaction was conducted under a Rule 10b5-1 plan.

F3 · derivative.exercise_date: Represents date options first became exercisable. Options vest 1/4 per year.

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September 05, 2017 Filed Sep 6, 2017 20:13 UTC
PENDARVIS DAVIDChief Administrative Officer
SaleResMed Common Stock 6,364 $77.21 $491,364.44
Disclosure

SEC source: 0001140361-17-034431 · doc1.xml · nonDerivative · entry 2

PENDARVIS DAVID · CIK 0001196723 · Chief Administrative Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 86,808

F1 · kind: The transaction was conducted under a Rule 10b5-1 plan.

F2 · price: This transaction was executed in multiple trades at prices ranging from $77.08 to $77.40. The price reported above reflects the weighted average sale price.

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September 05, 2017 Filed Sep 6, 2017 20:13 UTC
PENDARVIS DAVIDChief Administrative Officer
Exercise / conversionResMed Common Stock 6,364 $27.58 $175,519.12
Disclosure

SEC source: 0001140361-17-034431 · doc1.xml · nonDerivative · entry 1

PENDARVIS DAVID · CIK 0001196723 · Chief Administrative Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 93,172

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The transaction was conducted under a Rule 10b5-1 plan.

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September 01, 2017 Filed Sep 5, 2017 15:45 UTC
Sandercock BrettChief Financial Officer
SaleResMed Common Stock 1,250 $77.56 $96,950.00
Disclosure

SEC source: 0001140361-17-034230 · doc1.xml · nonDerivative · entry 1

Sandercock Brett · CIK 0001346064 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 65,941

F1 · kind: The transaction was conducted under a Rule10b5-1 Plan.

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August 22, 2017 Filed Aug 23, 2017 20:21 UTC GiftResMed Common Stock 6,757 $74.17 $501,166.69
Disclosure

SEC source: 0001140361-17-033105 · doc1.xml · nonDerivative · entry 1

FARRELL PETER C · CIK 0001186102 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 294,800

F1 · kind: Represents a gift to the Scripps Research Institute, a 501(c)(3) non-profit corporation. Dr. Farrell has no beneficial interest, control or dispositive power over the gifted shares.

F1 · shares: Represents a gift to the Scripps Research Institute, a 501(c)(3) non-profit corporation. Dr. Farrell has no beneficial interest, control or dispositive power over the gifted shares.

F2 · price: This transaction was executed in multiple trades at prices ranging from 73.49 to 74.85. The price reported above represents the weighted average sales price.

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August 17, 2017 Filed Aug 21, 2017 15:23 UTC
Sandercock BrettChief Financial Officer
GrantResMed Common Stock 7,933 $0.00 $0.00
Disclosure

SEC source: 0001140361-17-032790 · doc1.xml · nonDerivative · entry 1

Sandercock Brett · CIK 0001346064 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 67,191

F1 · shares: Represents performance-based restricted stock units granted on November 16, 2016. The shares were earned on August 17, 2017, when the compensation committee certified that the performance metrics were met. Stock units vest 1/3 each year on the anniversary of the grant.

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August 17, 2017 Filed Aug 21, 2017 15:21 UTC
PENDARVIS DAVIDChief Administrative Officer
GrantResMed Common Stock 1,443 $0.00 $0.00
Disclosure

SEC source: 0001140361-17-032789 · doc1.xml · nonDerivative · entry 2

PENDARVIS DAVID · CIK 0001196723 · Chief Administrative Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 86,808

F2 · shares: Represents performance-based restricted stock units granted on June 1, 2017. The shares were earned on August 17, 2017, when the compensation committee certified that the performance metrics were met. Stock units vest 1/3 each year on the anniversary of the grant.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.