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Nasdaq · USD

RLAY

Relay Therapeutics, Inc.

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Tapewire entity
4044
SEC CIK
0001812364
Parsed reports
317

Last 12 months

Inside the activity.

0 purchase rows · 37 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202501
Dec 202500
Jan 202607
Feb 202600
Mar 202601
Apr 202605
May 202601
Jun 202606
Jul 202606
Aug 202604
Sep 202603
Oct 202603

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
October 28, 2022 Filed Nov 1, 2022 21:56 UTC
Adams BrianChief Legal Officer
SaleCommon Stock 728 $21.54 $15,681.12
Disclosure

SEC source: 0001209191-22-055112 · doc4.xml · nonDerivative · entry 1

Adams Brian · CIK 0001636994 · Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 61,820

F1 · shares: Sale of shares to cover the reporting person's income tax withholding obligations upon the vesting of 2,455 shares of restricted stock units ("RSUs") on October 27, 2022. The reporting person had no discretion with respect to such sale, which was transacted in accordance with the Issuer's policies regarding the vesting of RSUs.

F2 · balance_after: Includes 41,826 shares underlying RSUs.

Read SEC document
October 28, 2022 Filed Jan 31, 2023 21:27 UTC
Patel SanjivDirector · President and CEO
GiftCommon Stock 254,554 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-005702 · doc5.xml · nonDerivative · entry 2

Patel Sanjiv · CIK 0001816210 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · By The SSP Irrevocable Trust of 2020

Disclosed balance after: 687,355

F1 · ownership.nature: These shares are held in an irrevocable trust for the benefit of the reporting person's family members. An independent trustee is trustee of this trust. The reporting person disclaims beneficial ownership of these securities, and the filing of this report is not an admission that the reporting person is the beneficial owner of these securities for purposes of Section 16 or for any other purpose.

Read SEC document
October 28, 2022 Filed Jan 31, 2023 21:27 UTC
Patel SanjivDirector · President and CEO
GiftCommon Stock 254,554 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-005702 · doc5.xml · nonDerivative · entry 1

Patel Sanjiv · CIK 0001816210 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Read SEC document
October 13, 2022 Filed Oct 13, 2022 22:09 UTC
Patel SanjivDirector · President and CEO
Exercise / conversionStock Option (Right to Buy) · Derivative 14,000 $0.00 Strike: $4.12 $0.00
Disclosure

SEC source: 0001209191-22-053597 · doc4.xml · derivative · entry 11

Patel Sanjiv · CIK 0001816210 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,175

Underlying: Common Stock · 14,000 shares

Expires 2028-03-22

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The reported transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on July 22, 2022.

F6 · derivative.exercise_date: The shares underlying this option shall vest in sixteen (16) equal quarterly installments after March 23, 2018, subject to the reporting person's continued employment through each applicable vesting date.

Read SEC document
October 13, 2022 Filed Oct 13, 2022 22:09 UTC
Patel SanjivDirector · President and CEO
SaleCommon Stock 14,000 $20.58 $288,120.00
Disclosure

SEC source: 0001209191-22-053597 · doc4.xml · nonDerivative · entry 6

Patel Sanjiv · CIK 0001816210 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 254,554

F1 · kind: The reported transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on July 22, 2022.

F4 · price: This transaction was executed in multiple trades at prices ranging from $20.28 to $20.81. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer or a security holder of the Issuer, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.

Read SEC document
October 13, 2022 Filed Oct 13, 2022 22:09 UTC
Patel SanjivDirector · President and CEO
Exercise / conversionCommon Stock 14,000 $4.12 $57,680.00
Disclosure

SEC source: 0001209191-22-053597 · doc4.xml · nonDerivative · entry 5

Patel Sanjiv · CIK 0001816210 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 268,554

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The reported transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on July 22, 2022.

Read SEC document
October 12, 2022 Filed Oct 13, 2022 22:09 UTC
Patel SanjivDirector · President and CEO
Exercise / conversionStock Option (Right to Buy) · Derivative 14,000 $0.00 Strike: $4.12 $0.00
Disclosure

SEC source: 0001209191-22-053597 · doc4.xml · derivative · entry 10

Patel Sanjiv · CIK 0001816210 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 46,175

Underlying: Common Stock · 14,000 shares

Expires 2028-03-22

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The reported transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on July 22, 2022.

F6 · derivative.exercise_date: The shares underlying this option shall vest in sixteen (16) equal quarterly installments after March 23, 2018, subject to the reporting person's continued employment through each applicable vesting date.

Read SEC document
October 12, 2022 Filed Oct 13, 2022 22:09 UTC
Patel SanjivDirector · President and CEO
SaleCommon Stock 14,000 $21.18 $296,520.00
Disclosure

SEC source: 0001209191-22-053597 · doc4.xml · nonDerivative · entry 4

Patel Sanjiv · CIK 0001816210 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 254,554

F1 · kind: The reported transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on July 22, 2022.

F3 · price: This transaction was executed in multiple trades at prices ranging from $20.78 to $21.97. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer or a security holder of the Issuer, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.

Read SEC document
October 12, 2022 Filed Oct 13, 2022 22:09 UTC
Patel SanjivDirector · President and CEO
Exercise / conversionCommon Stock 14,000 $4.12 $57,680.00
Disclosure

SEC source: 0001209191-22-053597 · doc4.xml · nonDerivative · entry 3

Patel Sanjiv · CIK 0001816210 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 268,554

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The reported transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on July 22, 2022.

Read SEC document
October 11, 2022 Filed Oct 13, 2022 22:09 UTC
Patel SanjivDirector · President and CEO
Exercise / conversionStock Option (Right to Buy) · Derivative 14,000 $0.00 Strike: $4.12 $0.00
Disclosure

SEC source: 0001209191-22-053597 · doc4.xml · derivative · entry 9

Patel Sanjiv · CIK 0001816210 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 60,175

Underlying: Common Stock · 14,000 shares

Expires 2028-03-22

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The reported transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on July 22, 2022.

F6 · derivative.exercise_date: The shares underlying this option shall vest in sixteen (16) equal quarterly installments after March 23, 2018, subject to the reporting person's continued employment through each applicable vesting date.

Read SEC document
October 11, 2022 Filed Oct 13, 2022 22:09 UTC
Patel SanjivDirector · President and CEO
SaleCommon Stock 14,000 $21.36 $299,040.00
Disclosure

SEC source: 0001209191-22-053597 · doc4.xml · nonDerivative · entry 2

Patel Sanjiv · CIK 0001816210 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 254,554

F1 · kind: The reported transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on July 22, 2022.

F2 · price: This transaction was executed in multiple trades at prices ranging from $20.76 to $21.94. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer or a security holder of the Issuer, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.

Read SEC document
October 11, 2022 Filed Oct 13, 2022 22:09 UTC
Patel SanjivDirector · President and CEO
Exercise / conversionCommon Stock 14,000 $4.12 $57,680.00
Disclosure

SEC source: 0001209191-22-053597 · doc4.xml · nonDerivative · entry 1

Patel Sanjiv · CIK 0001816210 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 268,554

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The reported transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on July 22, 2022.

Read SEC document
October 03, 2022 Filed Oct 4, 2022 20:22 UTC
Bergstrom Donald APresident, R&D
Exercise / conversionStock Option (Right to Buy) · Derivative 8,000 $0.00 Strike: $4.12 $0.00
Disclosure

SEC source: 0001209191-22-052221 · doc4.xml · derivative · entry 3

Bergstrom Donald A · CIK 0001709772 · President, R&D

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 101,456

Underlying: Common Stock · 8,000 shares

Expires 2028-04-09

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: Twenty-five percent (25%) of the shares underlying this option vested on April 2, 2019 and the remainder shall vest in equal quarterly installments over the remaining thirty-six (36) months, subject to the reporting person's continued employment through each vesting date.

Read SEC document
October 03, 2022 Filed Oct 4, 2022 20:22 UTC
Bergstrom Donald APresident, R&D
SaleCommon Stock 8,000 $22.43 $179,440.00
Disclosure

SEC source: 0001209191-22-052221 · doc4.xml · nonDerivative · entry 2

Bergstrom Donald A · CIK 0001709772 · President, R&D

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 88,683

F1 · kind: The reported transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on January 7, 2022.

F3 · price: This transaction was executed in multiple trades at prices ranging from $22.09 to $22.98. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer or a security holder of the Issuer, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.

F2 · balance_after: Includes 78,707 shares underlying restricted stock units.

Read SEC document
October 03, 2022 Filed Oct 4, 2022 20:22 UTC
Bergstrom Donald APresident, R&D
Exercise / conversionCommon Stock 8,000 $4.12 $32,960.00
Disclosure

SEC source: 0001209191-22-052221 · doc4.xml · nonDerivative · entry 1

Bergstrom Donald A · CIK 0001709772 · President, R&D

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 96,683

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The reported transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on January 7, 2022.

F2 · balance_after: Includes 78,707 shares underlying restricted stock units.

Read SEC document
September 27, 2022 Filed Sep 29, 2022 21:10 UTC
Catinazzo ThomasChief Financial Officer
SaleCommon Stock 443 $22.73 $10,069.39
Disclosure

SEC source: 0001209191-22-051544 · doc4.xml · nonDerivative · entry 1

Catinazzo Thomas · CIK 0001818261 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 51,775

F1 · shares: Sale of shares to cover the reporting person's income tax withholding obligations upon the vesting of 992 shares of restricted stock units ("RSUs") on September 26, 2022. The reporting person had no discretion with respect to such sale, which was transacted in accordance with the Issuer's policies regarding the vesting of RSUs.

F2 · balance_after: Includes 44,281 shares underlying RSUs.

Read SEC document
September 27, 2022 Filed Sep 29, 2022 21:14 UTC
Porter AndyChief Administrative Officer
SaleCommon Stock 259 $22.73 $5,887.07
Disclosure

SEC source: 0001209191-22-051549 · doc4.xml · nonDerivative · entry 1

Porter Andy · CIK 0001899340 · Chief Administrative Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 45,612

F1 · shares: Sale of shares to cover the reporting person's income tax withholding obligations upon the vesting of 875 shares of restricted stock units ("RSUs") on September 26, 2022. The reporting person had no discretion with respect to such sale, which was transacted in accordance with the Issuer's policies regarding the vesting of RSUs.

F2 · balance_after: Includes 29,899 shares underlying RSUs.

Read SEC document
September 27, 2022 Filed Sep 29, 2022 21:04 UTC
Adams BrianChief Legal Officer
SaleCommon Stock 294 $22.73 $6,682.62
Disclosure

SEC source: 0001209191-22-051539 · doc4.xml · nonDerivative · entry 1

Adams Brian · CIK 0001636994 · Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 62,548

F1 · shares: Sale of shares to cover the reporting person's income tax withholding obligations upon the vesting of 992 shares of restricted stock units ("RSUs") on September 26, 2022. The reporting person had no discretion with respect to such sale, which was transacted in accordance with the Issuer's policies regarding the vesting of RSUs.

F2 · balance_after: Includes 44,281 shares underlying RSUs.

Read SEC document
September 27, 2022 Filed Sep 29, 2022 21:07 UTC
Bergstrom Donald APresident, R&D
SaleCommon Stock 976 $22.73 $22,184.48
Disclosure

SEC source: 0001209191-22-051542 · doc4.xml · nonDerivative · entry 1

Bergstrom Donald A · CIK 0001709772 · President, R&D

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 88,683

F1 · shares: Sale of shares to cover the reporting person's income tax withholding obligations upon the vesting of 2,187 shares of restricted stock units ("RSUs") on September 26, 2022. The reporting person had no discretion with respect to such sale, which was transacted in accordance with the Issuer's policies regarding the vesting of RSUs.

F2 · balance_after: Includes 78,707 shares underlying RSUs.

Read SEC document
September 15, 2022 Filed Sep 16, 2022 01:02 UTC
Patel SanjivDirector · President and CEO
Exercise / conversionStock Option (Right to Buy) · Derivative 14,000 $0.00 Strike: $4.12 $0.00
Disclosure

SEC source: 0001209191-22-050182 · doc4.xml · derivative · entry 11

Patel Sanjiv · CIK 0001816210 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 74,175

Underlying: Common Stock · 14,000 shares

Expires 2028-03-22

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The reported transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on July 22, 2022.

F6 · derivative.exercise_date: The shares underlying this option shall vest in sixteen (16) equal quarterly installments after March 23, 2018, subject to the reporting person's continued employment through each applicable vesting date.

Read SEC document
September 15, 2022 Filed Sep 16, 2022 01:02 UTC
Patel SanjivDirector · President and CEO
SaleCommon Stock 14,000 $23.80 $333,200.00
Disclosure

SEC source: 0001209191-22-050182 · doc4.xml · nonDerivative · entry 6

Patel Sanjiv · CIK 0001816210 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 254,554

F1 · kind: The reported transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on July 22, 2022.

F4 · price: This transaction was executed in multiple trades at prices ranging from $23.36 to $24.27. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer or a security holder of the Issuer, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.

Read SEC document
September 15, 2022 Filed Sep 16, 2022 01:02 UTC
Patel SanjivDirector · President and CEO
Exercise / conversionCommon Stock 14,000 $4.12 $57,680.00
Disclosure

SEC source: 0001209191-22-050182 · doc4.xml · nonDerivative · entry 5

Patel Sanjiv · CIK 0001816210 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 268,554

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The reported transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on July 22, 2022.

Read SEC document
September 14, 2022 Filed Sep 16, 2022 01:02 UTC
Patel SanjivDirector · President and CEO
Exercise / conversionStock Option (Right to Buy) · Derivative 14,000 $0.00 Strike: $4.12 $0.00
Disclosure

SEC source: 0001209191-22-050182 · doc4.xml · derivative · entry 10

Patel Sanjiv · CIK 0001816210 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 88,175

Underlying: Common Stock · 14,000 shares

Expires 2028-03-22

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The reported transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on July 22, 2022.

F6 · derivative.exercise_date: The shares underlying this option shall vest in sixteen (16) equal quarterly installments after March 23, 2018, subject to the reporting person's continued employment through each applicable vesting date.

Read SEC document
September 14, 2022 Filed Sep 16, 2022 01:02 UTC
Patel SanjivDirector · President and CEO
SaleCommon Stock 14,000 $23.47 $328,580.00
Disclosure

SEC source: 0001209191-22-050182 · doc4.xml · nonDerivative · entry 4

Patel Sanjiv · CIK 0001816210 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 254,554

F1 · kind: The reported transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on July 22, 2022.

F3 · price: This transaction was executed in multiple trades at prices ranging from $22.89 to $24.29. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer or a security holder of the Issuer, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.

Read SEC document
September 14, 2022 Filed Sep 16, 2022 01:02 UTC
Patel SanjivDirector · President and CEO
Exercise / conversionCommon Stock 14,000 $4.12 $57,680.00
Disclosure

SEC source: 0001209191-22-050182 · doc4.xml · nonDerivative · entry 3

Patel Sanjiv · CIK 0001816210 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 268,554

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The reported transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on July 22, 2022.

Read SEC document
September 13, 2022 Filed Sep 16, 2022 01:02 UTC
Patel SanjivDirector · President and CEO
Exercise / conversionStock Option (Right to Buy) · Derivative 14,000 $0.00 Strike: $4.12 $0.00
Disclosure

SEC source: 0001209191-22-050182 · doc4.xml · derivative · entry 9

Patel Sanjiv · CIK 0001816210 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 102,175

Underlying: Common Stock · 14,000 shares

Expires 2028-03-22

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The reported transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on July 22, 2022.

F6 · derivative.exercise_date: The shares underlying this option shall vest in sixteen (16) equal quarterly installments after March 23, 2018, subject to the reporting person's continued employment through each applicable vesting date.

Read SEC document
September 13, 2022 Filed Sep 16, 2022 01:02 UTC
Patel SanjivDirector · President and CEO
SaleCommon Stock 14,000 $25.45 $356,300.00
Disclosure

SEC source: 0001209191-22-050182 · doc4.xml · nonDerivative · entry 2

Patel Sanjiv · CIK 0001816210 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 254,554

F1 · kind: The reported transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on July 22, 2022.

F2 · price: This transaction was executed in multiple trades at prices ranging from $24.99 to $26.00. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer or a security holder of the Issuer, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.

Read SEC document
September 13, 2022 Filed Sep 16, 2022 01:02 UTC
Patel SanjivDirector · President and CEO
Exercise / conversionCommon Stock 14,000 $4.12 $57,680.00
Disclosure

SEC source: 0001209191-22-050182 · doc4.xml · nonDerivative · entry 1

Patel Sanjiv · CIK 0001816210 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 268,554

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The reported transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on July 22, 2022.

Read SEC document
September 08, 2022 Filed Sep 9, 2022 00:26 UTC
Catinazzo ThomasChief Financial Officer
Exercise / conversionStock Option (Right to Buy) · Derivative 26,257 $0.00 Strike: $4.12 $0.00
Disclosure

SEC source: 0001209191-22-049244 · doc4.xml · derivative · entry 3

Catinazzo Thomas · CIK 0001818261 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 26,257 shares

Expires 2028-04-09

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The reported transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 11, 2021.

F3 · derivative.exercise_date: Twenty-five percent (25%) of the shares underlying this option vested on April 9, 2019 and the remainder shall vest in equal quarterly installments over the remaining thirty-six (36) months, subject to the reporting person's continued employment through each vesting date.

Read SEC document
September 08, 2022 Filed Sep 9, 2022 00:26 UTC
Catinazzo ThomasChief Financial Officer
SaleCommon Stock 26,257 $30.00 $787,710.00
Disclosure

SEC source: 0001209191-22-049244 · doc4.xml · nonDerivative · entry 2

Catinazzo Thomas · CIK 0001818261 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 52,218

F1 · kind: The reported transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 11, 2021.

F2 · balance_after: Includes 45,273 shares underlying restricted stock units.

Read SEC document
September 08, 2022 Filed Sep 9, 2022 00:26 UTC
Catinazzo ThomasChief Financial Officer
Exercise / conversionCommon Stock 26,257 $4.12 $108,178.84
Disclosure

SEC source: 0001209191-22-049244 · doc4.xml · nonDerivative · entry 1

Catinazzo Thomas · CIK 0001818261 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 78,475

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The reported transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 11, 2021.

F2 · balance_after: Includes 45,273 shares underlying restricted stock units.

Read SEC document
September 08, 2022 Filed Sep 9, 2022 00:31 UTC
Murcko MarkDirector
SaleCommon Stock 25,000 $29.95 $748,750.00
Disclosure

SEC source: 0001209191-22-049246 · doc4.xml · nonDerivative · entry 1

Murcko Mark · CIK 0001816130 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 996,952

F1 · kind: The reported transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 12, 2022.

Read SEC document
September 08, 2022 Filed Sep 9, 2022 00:22 UTC
Bergstrom Donald APresident, R&D
Exercise / conversionStock Option (Right to Buy) · Derivative 25,000 $0.00 Strike: $4.12 $0.00
Disclosure

SEC source: 0001209191-22-049242 · doc4.xml · derivative · entry 3

Bergstrom Donald A · CIK 0001709772 · President, R&D

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 109,456

Underlying: Common Stock · 25,000 shares

Expires 2028-04-09

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: Twenty-five percent (25%) of the shares underlying this option vested on April 2, 2019 and the remainder shall vest in equal quarterly installments over the remaining thirty-six (36) months, subject to the reporting person's continued employment through each vesting date.

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September 08, 2022 Filed Sep 9, 2022 00:22 UTC
Bergstrom Donald APresident, R&D
SaleCommon Stock 25,000 $30.00 $750,000.00
Disclosure

SEC source: 0001209191-22-049242 · doc4.xml · nonDerivative · entry 2

Bergstrom Donald A · CIK 0001709772 · President, R&D

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 89,659

F1 · kind: The reported transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on January 7, 2022.

F2 · balance_after: Includes 80,894 shares underlying restricted stock units.

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September 08, 2022 Filed Sep 9, 2022 00:22 UTC
Bergstrom Donald APresident, R&D
Exercise / conversionCommon Stock 25,000 $4.12 $103,000.00
Disclosure

SEC source: 0001209191-22-049242 · doc4.xml · nonDerivative · entry 1

Bergstrom Donald A · CIK 0001709772 · President, R&D

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 114,659

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The reported transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on January 7, 2022.

F2 · balance_after: Includes 80,894 shares underlying restricted stock units.

Read SEC document
September 02, 2022 Filed Sep 2, 2022 21:47 UTC
Bergstrom Donald APresident, R&D
Exercise / conversionStock Option (Right to Buy) · Derivative 4,900 $0.00 Strike: $4.12 $0.00
Disclosure

SEC source: 0001209191-22-048561 · doc4.xml · derivative · entry 3

Bergstrom Donald A · CIK 0001709772 · President, R&D

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 134,456

Underlying: Common Stock · 4,900 shares

Expires 2028-04-09

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: Twenty-five percent (25%) of the shares underlying this option vested on April 2, 2019 and the remainder shall vest in equal quarterly installments over the remaining thirty-six (36) months, subject to the reporting person's continued employment through each vesting date.

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September 02, 2022 Filed Sep 2, 2022 21:47 UTC
Bergstrom Donald APresident, R&D
SaleCommon Stock 4,900 $25.46 $124,754.00
Disclosure

SEC source: 0001209191-22-048561 · doc4.xml · nonDerivative · entry 2

Bergstrom Donald A · CIK 0001709772 · President, R&D

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 89,659

F1 · kind: The reported transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on January 7, 2022.

F2 · balance_after: Includes 80,894 shares underlying restricted stock units.

Read SEC document
September 02, 2022 Filed Sep 2, 2022 21:47 UTC
Bergstrom Donald APresident, R&D
Exercise / conversionCommon Stock 4,900 $4.12 $20,188.00
Disclosure

SEC source: 0001209191-22-048561 · doc4.xml · nonDerivative · entry 1

Bergstrom Donald A · CIK 0001709772 · President, R&D

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 94,559

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The reported transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on January 7, 2022.

F2 · balance_after: Includes 80,894 shares underlying restricted stock units.

Read SEC document
September 01, 2022 Filed Sep 2, 2022 00:26 UTC
Bergstrom Donald APresident, R&D
Exercise / conversionStock Option (Right to Buy) · Derivative 8,100 $0.00 Strike: $4.12 $0.00
Disclosure

SEC source: 0001209191-22-048391 · doc4.xml · derivative · entry 3

Bergstrom Donald A · CIK 0001709772 · President, R&D

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 139,356

Underlying: Common Stock · 8,100 shares

Expires 2028-04-09

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: Twenty-five percent (25%) of the shares underlying this option vested on April 2, 2019 and the remainder shall vest in equal quarterly installments over the remaining thirty-six (36) months, subject to the reporting person's continued employment through each vesting date.

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September 01, 2022 Filed Sep 2, 2022 00:26 UTC
Bergstrom Donald APresident, R&D
SaleCommon Stock 8,100 $23.07 $186,867.00
Disclosure

SEC source: 0001209191-22-048391 · doc4.xml · nonDerivative · entry 2

Bergstrom Donald A · CIK 0001709772 · President, R&D

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 89,659

F1 · kind: The reported transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on January 7, 2022.

F3 · price: This transaction was executed in multiple trades at prices ranging from $22.63 to $25.00. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer or a security holder of the Issuer, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.

F2 · balance_after: Includes 80,894 shares underlying restricted stock units.

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September 01, 2022 Filed Sep 2, 2022 00:26 UTC
Bergstrom Donald APresident, R&D
Exercise / conversionCommon Stock 8,100 $4.12 $33,372.00
Disclosure

SEC source: 0001209191-22-048391 · doc4.xml · nonDerivative · entry 1

Bergstrom Donald A · CIK 0001709772 · President, R&D

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 97,759

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The reported transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on January 7, 2022.

F2 · balance_after: Includes 80,894 shares underlying restricted stock units.

Read SEC document
August 24, 2022 Filed Aug 25, 2022 21:23 UTC
Bergstrom Donald APresident, R&D
Exercise / conversionStock Option (Right to Buy) · Derivative 15,000 $0.00 Strike: $4.12 $0.00
Disclosure

SEC source: 0001209191-22-047560 · doc4.xml · derivative · entry 3

Bergstrom Donald A · CIK 0001709772 · President, R&D

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 147,456

Underlying: Common Stock · 15,000 shares

Expires 2028-04-09

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: Twenty-five percent (25%) of the shares underlying this option vested on April 2, 2019 and the remainder shall vest in equal quarterly installments over the remaining thirty-six (36) months, subject to the reporting person's continued employment through each vesting date.

Read SEC document
August 24, 2022 Filed Aug 25, 2022 21:23 UTC
Bergstrom Donald APresident, R&D
SaleCommon Stock 15,000 $25.00 $375,000.00
Disclosure

SEC source: 0001209191-22-047560 · doc4.xml · nonDerivative · entry 2

Bergstrom Donald A · CIK 0001709772 · President, R&D

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 89,659

F1 · kind: The reported transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on January 7, 2022.

F2 · balance_after: Includes 80,894 shares underlying restricted stock units.

Read SEC document
August 24, 2022 Filed Aug 25, 2022 21:23 UTC
Bergstrom Donald APresident, R&D
Exercise / conversionCommon Stock 15,000 $4.12 $61,800.00
Disclosure

SEC source: 0001209191-22-047560 · doc4.xml · nonDerivative · entry 1

Bergstrom Donald A · CIK 0001709772 · President, R&D

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 104,659

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The reported transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on January 7, 2022.

F2 · balance_after: Includes 80,894 shares underlying restricted stock units.

Read SEC document
August 05, 2022 Filed Aug 8, 2022 21:38 UTC
Bergstrom Donald APresident, R&D
Exercise / conversionStock Option (Right to Buy) · Derivative 8,000 $0.00 Strike: $4.12 $0.00
Disclosure

SEC source: 0001209191-22-044859 · doc4.xml · derivative · entry 3

Bergstrom Donald A · CIK 0001709772 · President, R&D

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 162,456

Underlying: Common Stock · 8,000 shares

Expires 2028-04-09

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: Twenty-five percent (25%) of the shares underlying this option vested on April 2, 2019 and the remainder shall vest in equal quarterly installments over the remaining thirty-six (36) months, subject to the reporting person's continued employment through each vesting date.

Read SEC document
August 05, 2022 Filed Aug 8, 2022 21:38 UTC
Bergstrom Donald APresident, R&D
SaleCommon Stock 8,000 $20.00 $160,000.00
Disclosure

SEC source: 0001209191-22-044859 · doc4.xml · nonDerivative · entry 2

Bergstrom Donald A · CIK 0001709772 · President, R&D

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 89,659

F1 · kind: The reported transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on January 7, 2022.

F2 · balance_after: Includes 80,894 shares underlying restricted stock units.

Read SEC document
August 05, 2022 Filed Aug 8, 2022 21:38 UTC
Bergstrom Donald APresident, R&D
Exercise / conversionCommon Stock 8,000 $4.12 $32,960.00
Disclosure

SEC source: 0001209191-22-044859 · doc4.xml · nonDerivative · entry 1

Bergstrom Donald A · CIK 0001709772 · President, R&D

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 97,659

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The reported transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on January 7, 2022.

F2 · balance_after: Includes 80,894 shares underlying restricted stock units.

Read SEC document
July 28, 2022 Filed Jul 29, 2022 20:53 UTC
Catinazzo ThomasChief Financial Officer
SaleCommon Stock 734 $21.26 $15,604.84
Disclosure

SEC source: 0001209191-22-043541 · doc4.xml · nonDerivative · entry 1

Catinazzo Thomas · CIK 0001818261 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 52,218

F1 · shares: Sale of shares to cover the reporting person's income tax withholding obligations upon the vesting of 2,454 shares of restricted stock units ("RSUs") on July 27, 2022. The reporting person had no discretion with respect to such sale, which was transacted in accordance with the Issuer's policies regarding the vesting of RSUs.

F2 · balance_after: Includes 45,273 shares underlying RSUs.

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July 28, 2022 Filed Jul 29, 2022 20:57 UTC
Porter AndyChief Administrative Officer
SaleCommon Stock 452 $21.27 $9,614.04
Disclosure

SEC source: 0001209191-22-043543 · doc4.xml · nonDerivative · entry 1

Porter Andy · CIK 0001899340 · Chief Administrative Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 45,871

F1 · shares: Sale of shares to cover the reporting person's income tax withholding obligations upon the vesting of 1,511 shares of restricted stock units ("RSUs") on July 27, 2022. The reporting person had no discretion with respect to such sale, which was transacted in accordance with the Issuer's policies regarding the vesting of RSUs.

F2 · balance_after: Includes 30,774 shares underlying RSUs.

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July 28, 2022 Filed Jul 29, 2022 20:45 UTC
Bergstrom Donald APresident, R&D
SaleCommon Stock 1,835 $21.27 $39,030.45
Disclosure

SEC source: 0001209191-22-043536 · doc4.xml · nonDerivative · entry 1

Bergstrom Donald A · CIK 0001709772 · President, R&D

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 89,659

F1 · shares: Sale of shares to cover the reporting person's income tax withholding obligations upon the vesting of 4,059 shares of restricted stock units ("RSUs") on July 27, 2022. The reporting person had no discretion with respect to such sale, which was transacted in accordance with the Issuer's policies regarding the vesting of RSUs.

F2 · balance_after: Includes 80,894 shares underlying RSUs.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.