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Nasdaq · USD

RLAY

Relay Therapeutics, Inc.

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Tapewire entity
4044
SEC CIK
0001812364
Parsed reports
317

Last 12 months

Inside the activity.

0 purchase rows · 37 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202501
Dec 202500
Jan 202607
Feb 202600
Mar 202601
Apr 202605
May 202601
Jun 202606
Jul 202606
Aug 202604
Sep 202603
Oct 202603

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
February 08, 2023 Filed Feb 9, 2023 22:09 UTC
Patel SanjivDirector · President and CEO
Exercise / conversionCommon Stock 14,000 $5.04 $70,560.00
Disclosure

SEC source: 0001209191-23-008072 · doc4.xml · nonDerivative · entry 3

Patel Sanjiv · CIK 0001816210 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The reported transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on July 22, 2022.

Read SEC document
February 07, 2023 Filed Feb 9, 2023 22:09 UTC
Patel SanjivDirector · President and CEO
Exercise / conversionStock Option (Right to Buy) · Derivative 14,000 $0.00 Strike: $5.04 $0.00
Disclosure

SEC source: 0001209191-23-008072 · doc4.xml · derivative · entry 9

Patel Sanjiv · CIK 0001816210 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 596,779

Underlying: Common Stock · 14,000 shares

Expires 2029-04-22

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The reported transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on July 22, 2022.

F6 · derivative.exercise_date: The shares underlying this option shall vest in sixteen (16) equal quarterly installments after April 23, 2019, subject to the reporting person's continued employment through each applicable vesting date.

Read SEC document
February 07, 2023 Filed Feb 9, 2023 22:09 UTC
Patel SanjivDirector · President and CEO
SaleCommon Stock 14,000 $21.45 $300,300.00
Disclosure

SEC source: 0001209191-23-008072 · doc4.xml · nonDerivative · entry 2

Patel Sanjiv · CIK 0001816210 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F1 · kind: The reported transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on July 22, 2022.

F2 · price: This transaction was executed in multiple trades at prices ranging from $21.25 to $21.65. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer or a security holder of the Issuer, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.

Read SEC document
February 07, 2023 Filed Feb 9, 2023 22:09 UTC
Patel SanjivDirector · President and CEO
Exercise / conversionCommon Stock 14,000 $5.04 $70,560.00
Disclosure

SEC source: 0001209191-23-008072 · doc4.xml · nonDerivative · entry 1

Patel Sanjiv · CIK 0001816210 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The reported transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on July 22, 2022.

Read SEC document
January 30, 2023 Filed Jan 31, 2023 21:29 UTC
Rahmer PeterSee remarks
SaleCommon Stock 740 $21.56 $15,954.40
Disclosure

SEC source: 0001209191-23-005706 · doc4.xml · nonDerivative · entry 1

Rahmer Peter · CIK 0001959229 · See remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 158,540

F1 · shares: Sale of shares to cover the reporting person's income tax withholding obligations upon the vesting of 2,454 shares of restricted stock units ("RSUs") on January 27, 2023. The reporting person had no discretion with respect to such sale, which was transacted in accordance with the Issuer's policies regarding the vesting of RSUs.

F2 · balance_after: Includes 136,010 shares underlying RSUs.

Read SEC document
January 30, 2023 Filed Jan 31, 2023 21:23 UTC
Catinazzo ThomasChief Financial Officer
SaleCommon Stock 864 $21.56 $18,627.84
Disclosure

SEC source: 0001209191-23-005700 · doc4.xml · nonDerivative · entry 1

Catinazzo Thomas · CIK 0001818261 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 150,482

F1 · shares: Sale of shares to cover the reporting person's income tax withholding obligations upon the vesting of 2,454 shares of restricted stock units ("RSUs") on January 27, 2023. The reporting person had no discretion with respect to such sale, which was transacted in accordance with the Issuer's policies regarding the vesting of RSUs.

F2 · balance_after: Includes 139,495 shares underlying RSUs.

Read SEC document
January 30, 2023 Filed Jan 31, 2023 21:20 UTC
Bergstrom Donald APresident, R&D
SaleCommon Stock 1,429 $21.56 $30,809.24
Disclosure

SEC source: 0001209191-23-005696 · doc4.xml · nonDerivative · entry 1

Bergstrom Donald A · CIK 0001709772 · President, R&D

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 244,847

F1 · shares: Sale of shares to cover the reporting person's income tax withholding obligations upon the vesting of 4,059 shares of restricted stock units ("RSUs") on January 27, 2023. The reporting person had no discretion with respect to such sale, which was transacted in accordance with the Issuer's policies regarding the vesting of RSUs.

F2 · balance_after: Includes 228,790 shares underlying RSUs.

Read SEC document
January 30, 2023 Filed Jan 31, 2023 21:15 UTC
Adams BrianChief Legal Officer
SaleCommon Stock 864 $21.56 $18,627.84
Disclosure

SEC source: 0001209191-23-005687 · doc4.xml · nonDerivative · entry 1

Adams Brian · CIK 0001636994 · Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 136,092

F1 · shares: Sale of shares to cover the reporting person's income tax withholding obligations upon the vesting of 2,454 shares of restricted stock units ("RSUs") on January 27, 2023. The reporting person had no discretion with respect to such sale, which was transacted in accordance with the Issuer's policies regarding the vesting of RSUs.

F2 · balance_after: Includes 123,805 shares underlying RSUs.

Read SEC document
January 19, 2023 Filed Jan 20, 2023 01:33 UTC
Patel SanjivDirector · President and CEO
Exercise / conversionStock Option (Right to Buy) · Derivative 28,000 $0.00 Strike: $5.04 $0.00
Disclosure

SEC source: 0001209191-23-004127 · doc4.xml · derivative · entry 11

Patel Sanjiv · CIK 0001816210 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 610,779

Underlying: Common Stock · 28,000 shares

Expires 2029-04-22

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The reported transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on July 22, 2022.

F5 · derivative.exercise_date: The shares underlying this option shall vest in sixteen (16) equal quarterly installments after April 23, 2019, subject to the reporting person's continued employment through each applicable vesting date.

Read SEC document
January 19, 2023 Filed Jan 20, 2023 01:33 UTC
Patel SanjivDirector · President and CEO
SaleCommon Stock 28,000 $20.02 $560,560.00
Disclosure

SEC source: 0001209191-23-004127 · doc4.xml · nonDerivative · entry 6

Patel Sanjiv · CIK 0001816210 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 254,554

F1 · kind: The reported transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on July 22, 2022.

F3 · price: This transaction was executed in multiple trades at prices ranging from $20 to $20.41. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer or a security holder of the Issuer, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.

Read SEC document
January 19, 2023 Filed Jan 20, 2023 01:33 UTC
Patel SanjivDirector · President and CEO
Exercise / conversionCommon Stock 28,000 $5.04 $141,120.00
Disclosure

SEC source: 0001209191-23-004127 · doc4.xml · nonDerivative · entry 5

Patel Sanjiv · CIK 0001816210 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 282,554

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The reported transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on July 22, 2022.

Read SEC document
January 18, 2023 Filed Jan 20, 2023 01:33 UTC
Patel SanjivDirector · President and CEO
Exercise / conversionStock Option (Right to Buy) · Derivative 28,000 $0.00 Strike: $5.04 $0.00
Disclosure

SEC source: 0001209191-23-004127 · doc4.xml · derivative · entry 10

Patel Sanjiv · CIK 0001816210 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 638,779

Underlying: Common Stock · 28,000 shares

Expires 2029-04-22

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The reported transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on July 22, 2022.

F5 · derivative.exercise_date: The shares underlying this option shall vest in sixteen (16) equal quarterly installments after April 23, 2019, subject to the reporting person's continued employment through each applicable vesting date.

Read SEC document
January 18, 2023 Filed Jan 20, 2023 01:33 UTC
Patel SanjivDirector · President and CEO
SaleCommon Stock 28,000 $20.87 $584,360.00
Disclosure

SEC source: 0001209191-23-004127 · doc4.xml · nonDerivative · entry 4

Patel Sanjiv · CIK 0001816210 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 254,554

F1 · kind: The reported transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on July 22, 2022.

F2 · price: This transaction was executed in multiple trades at prices ranging from $20.35 to $21.19. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer or a security holder of the Issuer, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.

Read SEC document
January 18, 2023 Filed Jan 20, 2023 01:33 UTC
Patel SanjivDirector · President and CEO
Exercise / conversionCommon Stock 28,000 $5.04 $141,120.00
Disclosure

SEC source: 0001209191-23-004127 · doc4.xml · nonDerivative · entry 3

Patel Sanjiv · CIK 0001816210 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 282,554

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The reported transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on July 22, 2022.

Read SEC document
January 17, 2023 Filed Jan 20, 2023 01:33 UTC
Patel SanjivDirector · President and CEO
GrantStock Option (Right to Buy) · Derivative 701,680 $0.00 Strike: $20.45 $0.00
Disclosure

SEC source: 0001209191-23-004127 · doc4.xml · derivative · entry 13

Patel Sanjiv · CIK 0001816210 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 701,680

Underlying: Common Stock · 701,680 shares

Expires 2033-01-16

F7 · derivative.exercise_date: Such option was granted pursuant to the terms of the Issuer's 2020 Stock Option and Incentive Plan and becomes exercisable, if at all, in twelve equal quarterly installments if the last quoted trading price per share of the Issuer's common stock on the Nasdaq Global Market during any fifteen consecutive calendar day period is at least $35.00; provided that the reporting person maintains a service relationship with the Issuer.

Read SEC document
January 17, 2023 Filed Jan 20, 2023 01:33 UTC
Patel SanjivDirector · President and CEO
GrantStock Option (Right to Buy) · Derivative 701,680 $0.00 Strike: $20.45 $0.00
Disclosure

SEC source: 0001209191-23-004127 · doc4.xml · derivative · entry 12

Patel Sanjiv · CIK 0001816210 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 701,680

Underlying: Common Stock · 701,680 shares

Expires 2033-01-16

F6 · derivative.exercise_date: The shares underlying this stock option shall vest in sixteen (16) equal quarterly installments commencing on January 17, 2023, subject to the reporting person's continued service with the Issuer through each vesting date.

Read SEC document
January 17, 2023 Filed Jan 20, 2023 01:33 UTC
Patel SanjivDirector · President and CEO
Exercise / conversionStock Option (Right to Buy) · Derivative 28,000 $0.00 Strike: $5.04 $0.00
Disclosure

SEC source: 0001209191-23-004127 · doc4.xml · derivative · entry 9

Patel Sanjiv · CIK 0001816210 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 666,779

Underlying: Common Stock · 28,000 shares

Expires 2029-04-22

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The reported transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on July 22, 2022.

F5 · derivative.exercise_date: The shares underlying this option shall vest in sixteen (16) equal quarterly installments after April 23, 2019, subject to the reporting person's continued employment through each applicable vesting date.

Read SEC document
January 17, 2023 Filed Jan 20, 2023 01:33 UTC
Patel SanjivDirector · President and CEO
SaleCommon Stock 28,000 $20.23 $566,440.00
Disclosure

SEC source: 0001209191-23-004127 · doc4.xml · nonDerivative · entry 2

Patel Sanjiv · CIK 0001816210 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 254,554

F1 · kind: The reported transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on July 22, 2022.

Read SEC document
January 17, 2023 Filed Jan 20, 2023 01:33 UTC
Patel SanjivDirector · President and CEO
Exercise / conversionCommon Stock 28,000 $5.04 $141,120.00
Disclosure

SEC source: 0001209191-23-004127 · doc4.xml · nonDerivative · entry 1

Patel Sanjiv · CIK 0001816210 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 282,554

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The reported transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on July 22, 2022.

Read SEC document
January 17, 2023 Filed Jan 20, 2023 01:36 UTC
Rahmer PeterSee remarks
GrantStock Option (Right to Buy) · Derivative 97,630 $0.00 Strike: $20.45 $0.00
Disclosure

SEC source: 0001209191-23-004135 · doc4.xml · derivative · entry 3

Rahmer Peter · CIK 0001959229 · See remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 97,630

Underlying: Common Stock · 97,630 shares

Expires 2033-01-16

F4 · derivative.exercise_date: Such option was granted pursuant to the terms of the Issuer's 2020 Stock Option and Incentive Plan and becomes exercisable, if at all, in twelve equal quarterly installments if the last quoted trading price per share of the Issuer's common stock on the Nasdaq Global Market during any fifteen consecutive calendar day period is at least $35.00; provided that the reporting person maintains a service relationship with the Issuer.

Read SEC document
January 17, 2023 Filed Jan 20, 2023 01:36 UTC
Rahmer PeterSee remarks
GrantStock Option (Right to Buy) · Derivative 97,630 $0.00 Strike: $20.45 $0.00
Disclosure

SEC source: 0001209191-23-004135 · doc4.xml · derivative · entry 2

Rahmer Peter · CIK 0001959229 · See remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 97,630

Underlying: Common Stock · 97,630 shares

Expires 2033-01-16

F3 · derivative.exercise_date: The shares underlying this stock option shall vest in sixteen (16) equal quarterly installments commencing on January 17, 2023, subject to the reporting person's continued service with the Issuer through each vesting date.

Read SEC document
January 17, 2023 Filed Jan 20, 2023 01:36 UTC
Rahmer PeterSee remarks
GrantCommon Stock 97,630 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-004135 · doc4.xml · nonDerivative · entry 1

Rahmer Peter · CIK 0001959229 · See remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 159,280

F1 · shares: Represents restricted stock units ("RSUs") granted to the reporting person pursuant to the Issuer's 2020 Stock Option and Incentive Plan. Each RSU represents a contingent right to receive one share of the Issuer's common stock upon vesting.

F2 · balance_after: Includes 138,464 shares underlying RSUs.

Read SEC document
January 17, 2023 Filed Jan 20, 2023 01:31 UTC
Catinazzo ThomasChief Financial Officer
GrantStock Option (Right to Buy) · Derivative 97,630 $0.00 Strike: $20.45 $0.00
Disclosure

SEC source: 0001209191-23-004125 · doc4.xml · derivative · entry 3

Catinazzo Thomas · CIK 0001818261 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 97,630

Underlying: Common Stock · 97,630 shares

Expires 2033-01-16

F4 · derivative.exercise_date: Such option was granted pursuant to the terms of the Issuer's 2020 Stock Option and Incentive Plan and becomes exercisable, if at all, in twelve equal quarterly installments if the last quoted trading price per share of the Issuer's common stock on the Nasdaq Global Market during any fifteen consecutive calendar day period is at least $35.00; provided that the reporting person maintains a service relationship with the Issuer.

Read SEC document
January 17, 2023 Filed Jan 20, 2023 01:31 UTC
Catinazzo ThomasChief Financial Officer
GrantStock Option (Right to Buy) · Derivative 104,600 $0.00 Strike: $20.45 $0.00
Disclosure

SEC source: 0001209191-23-004125 · doc4.xml · derivative · entry 2

Catinazzo Thomas · CIK 0001818261 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 104,600

Underlying: Common Stock · 104,600 shares

Expires 2033-01-16

F3 · derivative.exercise_date: The shares underlying this stock option shall vest in sixteen (16) equal quarterly installments commencing on January 17, 2023, subject to the reporting person's continued service with the Issuer through each vesting date.

Read SEC document
January 17, 2023 Filed Jan 20, 2023 01:31 UTC
Catinazzo ThomasChief Financial Officer
GrantCommon Stock 101,115 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-004125 · doc4.xml · nonDerivative · entry 1

Catinazzo Thomas · CIK 0001818261 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 151,346

F1 · shares: Represents restricted stock units ("RSUs") granted to the reporting person pursuant to the Issuer's 2020 Stock Option and Incentive Plan. Each RSU represents a contingent right to receive one share of the Issuer's common stock upon vesting.

F2 · balance_after: Includes 141,949 shares underlying RSUs.

Read SEC document
January 17, 2023 Filed Jan 20, 2023 01:29 UTC
Adams BrianChief Legal Officer
GrantStock Option (Right to Buy) · Derivative 73,220 $0.00 Strike: $20.45 $0.00
Disclosure

SEC source: 0001209191-23-004123 · doc4.xml · derivative · entry 3

Adams Brian · CIK 0001636994 · Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 73,220

Underlying: Common Stock · 73,220 shares

Expires 2033-01-16

F4 · derivative.exercise_date: Such option was granted pursuant to the terms of the Issuer's 2020 Stock Option and Incentive Plan and becomes exercisable, if at all, in twelve equal quarterly installments if the last quoted trading price per share of the Issuer's common stock on the Nasdaq Global Market during any fifteen consecutive calendar day period is at least $35.00; provided that the reporting person maintains a service relationship with the Issuer.

Read SEC document
January 17, 2023 Filed Jan 20, 2023 01:29 UTC
Adams BrianChief Legal Officer
GrantStock Option (Right to Buy) · Derivative 97,630 $0.00 Strike: $20.45 $0.00
Disclosure

SEC source: 0001209191-23-004123 · doc4.xml · derivative · entry 2

Adams Brian · CIK 0001636994 · Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 97,630

Underlying: Common Stock · 97,630 shares

Expires 2033-01-16

F3 · derivative.exercise_date: The shares underlying this stock option shall vest in sixteen (16) equal quarterly installments commencing on January 17, 2023, subject to the reporting person's continued service with the Issuer through each vesting date.

Read SEC document
January 17, 2023 Filed Jan 20, 2023 01:29 UTC
Adams BrianChief Legal Officer
GrantCommon Stock 85,425 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-004123 · doc4.xml · nonDerivative · entry 1

Adams Brian · CIK 0001636994 · Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 136,956

F1 · shares: Represents restricted stock units ("RSUs") granted to the reporting person pursuant to the Issuer's 2020 Stock Option and Incentive Plan. Each RSU represents a contingent right to receive one share of the Issuer's common stock upon vesting.

F2 · balance_after: Includes 126,259 shares underlying RSUs.

Read SEC document
January 17, 2023 Filed Jan 20, 2023 01:28 UTC
Bergstrom Donald APresident, R&D
GrantStock Option (Right to Buy) · Derivative 160,390 $0.00 Strike: $20.45 $0.00
Disclosure

SEC source: 0001209191-23-004122 · doc4.xml · derivative · entry 3

Bergstrom Donald A · CIK 0001709772 · President, R&D

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 160,390

Underlying: Common Stock · 160,390 shares

Expires 2033-01-16

F4 · derivative.exercise_date: Such option was granted pursuant to the terms of the Issuer's 2020 Stock Option and Incentive Plan and becomes exercisable, if at all, in twelve equal quarterly installments if the last quoted trading price per share of the Issuer's common stock on the Nasdaq Global Market during any fifteen consecutive calendar day period is at least $35.00; provided that the reporting person maintains a service relationship with the Issuer.

Read SEC document
January 17, 2023 Filed Jan 20, 2023 01:28 UTC
Bergstrom Donald APresident, R&D
GrantStock Option (Right to Buy) · Derivative 160,390 $0.00 Strike: $20.45 $0.00
Disclosure

SEC source: 0001209191-23-004122 · doc4.xml · derivative · entry 2

Bergstrom Donald A · CIK 0001709772 · President, R&D

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 160,390

Underlying: Common Stock · 160,390 shares

Expires 2033-01-16

F3 · derivative.exercise_date: The shares underlying this stock option shall vest in sixteen (16) equal quarterly installments commencing on January 17, 2023, subject to the reporting person's continued service with the Issuer through each vesting date.

Read SEC document
January 17, 2023 Filed Jan 20, 2023 01:28 UTC
Bergstrom Donald APresident, R&D
GrantCommon Stock 160,390 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-004122 · doc4.xml · nonDerivative · entry 1

Bergstrom Donald A · CIK 0001709772 · President, R&D

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 246,276

F1 · shares: Represents restricted stock units ("RSUs") granted to the reporting person pursuant to the Issuer's 2020 Stock Option and Incentive Plan. Each RSU represents a contingent right to receive one share of the Issuer's common stock upon vesting.

F2 · balance_after: Includes 232,849 shares underlying RSUs

Read SEC document
January 12, 2023 Filed Jan 13, 2023 21:05 UTC
Adams BrianChief Legal Officer
SaleCommon Stock 9,994 $20.00 $199,880.00
Disclosure

SEC source: 0001209191-23-003272 · doc4.xml · nonDerivative · entry 1

Adams Brian · CIK 0001636994 · Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 51,531

F1 · kind: The reported transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 04, 2022.

F2 · balance_after: Includes 40,834 shares underlying RSUs.

Read SEC document
December 27, 2022 Filed Dec 28, 2022 21:13 UTC
Catinazzo ThomasChief Financial Officer
SaleCommon Stock 445 $14.49 $6,448.05
Disclosure

SEC source: 0001209191-22-062827 · doc4.xml · nonDerivative · entry 1

Catinazzo Thomas · CIK 0001818261 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,231

F1 · shares: Sale of shares to cover the reporting person's income tax withholding obligations upon the vesting of 992 shares of restricted stock units ("RSUs") on December 26, 2022. The reporting person had no discretion with respect to such sale, which was transacted in accordance with the Issuer's policies regarding the vesting of RSUs.

F2 · balance_after: Includes 40,834 shares underlying RSUs.

Read SEC document
December 27, 2022 Filed Dec 28, 2022 21:09 UTC
Bergstrom Donald APresident, R&D
SaleCommon Stock 980 $14.49 $14,200.20
Disclosure

SEC source: 0001209191-22-062818 · doc4.xml · nonDerivative · entry 1

Bergstrom Donald A · CIK 0001709772 · President, R&D

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 85,886

F1 · shares: Sale of shares to cover the reporting person's income tax withholding obligations upon the vesting of 2,188 shares of restricted stock units ("RSUs") on December 26, 2022. The reporting person had no discretion with respect to such sale, which was transacted in accordance with the Issuer's policies regarding the vesting of RSUs.

F2 · balance_after: Includes 72,459 shares underlying RSUs.

Read SEC document
December 27, 2022 Filed Dec 28, 2022 21:07 UTC
Adams BrianChief Legal Officer
SaleCommon Stock 295 $14.49 $4,274.55
Disclosure

SEC source: 0001209191-22-062815 · doc4.xml · nonDerivative · entry 1

Adams Brian · CIK 0001636994 · Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 61,525

F1 · shares: Sale of shares to cover the reporting person's income tax withholding obligations upon the vesting of 992 shares of restricted stock units ("RSUs") on December 26, 2022. The reporting person had no discretion with respect to such sale, which was transacted in accordance with the Issuer's policies regarding the vesting of RSUs.

F2 · balance_after: Includes 40,834 shares underlying RSUs.

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November 10, 2022 Filed Nov 10, 2022 22:13 UTC
Patel SanjivDirector · President and CEO
Exercise / conversionStock Option (Right to Buy) · Derivative 9,825 $0.00 Strike: $5.04 $0.00
Disclosure

SEC source: 0001209191-22-056427 · doc4.xml · derivative · entry 11

Patel Sanjiv · CIK 0001816210 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 694,779

Underlying: Common Stock · 9,825 shares

Expires 2029-04-22

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The reported transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on July 22, 2022.

F5 · derivative.exercise_date: The shares underlying this option shall vest in sixteen (16) equal quarterly installments after April 23, 2019, subject to the reporting person's continued employment through each applicable vesting date.

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November 10, 2022 Filed Nov 10, 2022 22:13 UTC
Patel SanjivDirector · President and CEO
Exercise / conversionStock Option (Right to Buy) · Derivative 18,175 $0.00 Strike: $4.12 $0.00
Disclosure

SEC source: 0001209191-22-056427 · doc4.xml · derivative · entry 10

Patel Sanjiv · CIK 0001816210 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 18,175 shares

Expires 2028-03-22

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The reported transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on July 22, 2022.

F4 · derivative.exercise_date: The shares underlying this option shall vest in sixteen (16) equal quarterly installments after March 23, 2018, subject to the reporting person's continued employment through each applicable vesting date.

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November 10, 2022 Filed Nov 10, 2022 22:13 UTC
Patel SanjivDirector · President and CEO
SaleCommon Stock 9,825 $20.00 $196,500.00
Disclosure

SEC source: 0001209191-22-056427 · doc4.xml · nonDerivative · entry 6

Patel Sanjiv · CIK 0001816210 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 254,554

F1 · kind: The reported transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on July 22, 2022.

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November 10, 2022 Filed Nov 10, 2022 22:13 UTC
Patel SanjivDirector · President and CEO
Exercise / conversionCommon Stock 9,825 $5.04 $49,518.00
Disclosure

SEC source: 0001209191-22-056427 · doc4.xml · nonDerivative · entry 5

Patel Sanjiv · CIK 0001816210 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 264,379

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The reported transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on July 22, 2022.

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November 10, 2022 Filed Nov 10, 2022 22:13 UTC
Patel SanjivDirector · President and CEO
SaleCommon Stock 18,175 $20.00 $363,500.00
Disclosure

SEC source: 0001209191-22-056427 · doc4.xml · nonDerivative · entry 4

Patel Sanjiv · CIK 0001816210 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 254,554

F1 · kind: The reported transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on July 22, 2022.

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November 10, 2022 Filed Nov 10, 2022 22:13 UTC
Patel SanjivDirector · President and CEO
Exercise / conversionCommon Stock 18,175 $4.12 $74,881.00
Disclosure

SEC source: 0001209191-22-056427 · doc4.xml · nonDerivative · entry 3

Patel Sanjiv · CIK 0001816210 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 272,729

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The reported transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on July 22, 2022.

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November 08, 2022 Filed Nov 10, 2022 22:13 UTC
Patel SanjivDirector · President and CEO
Exercise / conversionStock Option (Right to Buy) · Derivative 14,000 $0.00 Strike: $4.12 $0.00
Disclosure

SEC source: 0001209191-22-056427 · doc4.xml · derivative · entry 9

Patel Sanjiv · CIK 0001816210 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,175

Underlying: Common Stock · 14,000 shares

Expires 2028-03-22

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The reported transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on July 22, 2022.

F4 · derivative.exercise_date: The shares underlying this option shall vest in sixteen (16) equal quarterly installments after March 23, 2018, subject to the reporting person's continued employment through each applicable vesting date.

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November 08, 2022 Filed Nov 10, 2022 22:13 UTC
Patel SanjivDirector · President and CEO
SaleCommon Stock 14,000 $20.18 $282,520.00
Disclosure

SEC source: 0001209191-22-056427 · doc4.xml · nonDerivative · entry 2

Patel Sanjiv · CIK 0001816210 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 254,554

F1 · kind: The reported transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on July 22, 2022.

F2 · price: This transaction was executed in multiple trades at prices ranging from $20.00 to $20.43. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer or a security holder of the Issuer, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.

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November 08, 2022 Filed Nov 10, 2022 22:13 UTC
Patel SanjivDirector · President and CEO
Exercise / conversionCommon Stock 14,000 $4.12 $57,680.00
Disclosure

SEC source: 0001209191-22-056427 · doc4.xml · nonDerivative · entry 1

Patel Sanjiv · CIK 0001816210 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 268,554

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The reported transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on July 22, 2022.

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November 01, 2022 Filed Nov 1, 2022 21:58 UTC
Bergstrom Donald APresident, R&D
Exercise / conversionStock Option (Right to Buy) · Derivative 8,000 $0.00 Strike: $4.12 $0.00
Disclosure

SEC source: 0001209191-22-055116 · doc4.xml · derivative · entry 4

Bergstrom Donald A · CIK 0001709772 · President, R&D

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 93,456

Underlying: Common Stock · 8,000 shares

Expires 2028-04-09

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · kind: The reported transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on January 7, 2022.

F5 · derivative.exercise_date: Twenty-five percent (25%) of the shares underlying this option vested on April 2, 2019 and the remainder shall vest in equal quarterly installments over the remaining thirty-six (36) months, subject to the reporting person's continued employment through each vesting date.

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November 01, 2022 Filed Nov 1, 2022 21:58 UTC
Bergstrom Donald APresident, R&D
SaleCommon Stock 8,000 $22.75 $182,000.00
Disclosure

SEC source: 0001209191-22-055116 · doc4.xml · nonDerivative · entry 3

Bergstrom Donald A · CIK 0001709772 · President, R&D

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 86,866

F3 · kind: The reported transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on January 7, 2022.

F4 · price: This transaction was executed in multiple trades at prices ranging from $22.48 to $23.00. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer or a security holder of the Issuer, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.

F2 · balance_after: Includes 74,647 shares underlying RSUs.

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November 01, 2022 Filed Nov 1, 2022 21:58 UTC
Bergstrom Donald APresident, R&D
Exercise / conversionCommon Stock 8,000 $4.12 $32,960.00
Disclosure

SEC source: 0001209191-22-055116 · doc4.xml · nonDerivative · entry 2

Bergstrom Donald A · CIK 0001709772 · President, R&D

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 94,866

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · kind: The reported transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on January 7, 2022.

F2 · balance_after: Includes 74,647 shares underlying RSUs.

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October 28, 2022 Filed Nov 1, 2022 22:01 UTC
Catinazzo ThomasChief Financial Officer
SaleCommon Stock 1,099 $21.54 $23,672.46
Disclosure

SEC source: 0001209191-22-055119 · doc4.xml · nonDerivative · entry 1

Catinazzo Thomas · CIK 0001818261 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,676

F1 · shares: Sale of shares to cover the reporting person's income tax withholding obligations upon the vesting of 2,455 shares of restricted stock units ("RSUs") on October 27, 2022. The reporting person had no discretion with respect to such sale, which was transacted in accordance with the Issuer's policies regarding the vesting of RSUs.

F2 · balance_after: Includes 41,826 shares underlying RSUs.

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October 28, 2022 Filed Nov 1, 2022 22:03 UTC
Porter AndyChief Administrative Officer
SaleCommon Stock 448 $21.54 $9,649.92
Disclosure

SEC source: 0001209191-22-055121 · doc4.xml · nonDerivative · entry 1

Porter Andy · CIK 0001899340 · Chief Administrative Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 45,164

F1 · shares: Sale of shares to cover the reporting person's income tax withholding obligations upon the vesting of 1,510 shares of restricted stock units ("RSUs") on October 27, 2022. The reporting person had no discretion with respect to such sale, which was transacted in accordance with the Issuer's policies regarding the vesting of RSUs.

F2 · balance_after: Includes 28,389 shares underlying RSUs.

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October 28, 2022 Filed Nov 1, 2022 21:58 UTC
Bergstrom Donald APresident, R&D
SaleCommon Stock 1,817 $21.54 $39,138.18
Disclosure

SEC source: 0001209191-22-055116 · doc4.xml · nonDerivative · entry 1

Bergstrom Donald A · CIK 0001709772 · President, R&D

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 86,866

F1 · shares: Sale of shares to cover the reporting person's income tax withholding obligations upon the vesting of 4,060 shares of restricted stock units ("RSUs") on October 27, 2022. The reporting person had no discretion with respect to such sale, which was transacted in accordance with the Issuer's policies regarding the vesting of RSUs.

F2 · balance_after: Includes 74,647 shares underlying RSUs.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.