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Nasdaq · USD

RLAY

Relay Therapeutics, Inc.

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Tapewire entity
4044
SEC CIK
0001812364
Parsed reports
317

Last 12 months

Inside the activity.

0 purchase rows · 37 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202501
Dec 202500
Jan 202607
Feb 202600
Mar 202601
Apr 202605
May 202601
Jun 202606
Jul 202606
Aug 202604
Sep 202603
Oct 202603

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
March 27, 2025 Filed Mar 31, 2025 20:13 UTC
Catinazzo ThomasChief Financial Officer
SaleCommon Stock 4,566 $2.84 $12,967.44
Disclosure

SEC source: 0000950170-25-047725 · ownership.xml · nonDerivative · entry 2

Catinazzo Thomas · CIK 0001818261 · Chief Financial Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 374,567

F3 · kind: The reported transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 15, 2024.

F2 · balance_after: Includes 254,354 shares underlying RSUs.

Read SEC document
March 27, 2025 Filed Mar 31, 2025 20:13 UTC
Catinazzo ThomasChief Financial Officer
SaleCommon Stock 298 $2.84 $846.32
Disclosure

SEC source: 0000950170-25-047725 · ownership.xml · nonDerivative · entry 1

Catinazzo Thomas · CIK 0001818261 · Chief Financial Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 379,133

F1 · shares: Sale of shares to cover the reporting person's income tax withholding obligations upon the vesting of 992 shares of restricted stock units ("RSUs") on March 26, 2025. The reporting person had no discretion with respect to such sale, which was transacted in accordance with the Issuer's policies regarding the vesting of RSUs.

F2 · balance_after: Includes 254,354 shares underlying RSUs.

Read SEC document
March 27, 2025 Filed Mar 31, 2025 20:19 UTC
Bergstrom Donald APresident, R&D
SaleCommon Stock 986 $2.84 $2,800.24
Disclosure

SEC source: 0000950170-25-047762 · ownership.xml · nonDerivative · entry 1

Bergstrom Donald A · CIK 0001709772 · President, R&D

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 615,052

F1 · shares: Sale of shares to cover the reporting person's income tax withholding obligations upon the vesting of 2,188 shares of restricted stock units ("RSUs") on March 26, 2025. The reporting person had no discretion with respect to such sale, which was transacted in accordance with the Issuer's policies regarding the vesting of RSUs.

F2 · balance_after: Includes 374,731 shares underlying RSUs.

Read SEC document
March 27, 2025 Filed Mar 31, 2025 20:12 UTC
Adams BrianChief Legal Officer
SaleCommon Stock 298 $2.84 $846.32
Disclosure

SEC source: 0000950170-25-047717 · ownership.xml · nonDerivative · entry 1

Adams Brian · CIK 0001636994 · Chief Legal Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 405,972

F1 · shares: Sale of shares to cover the reporting person's income tax withholding obligations upon the vesting of 992 shares of restricted stock units ("RSUs") on March 26, 2025. The reporting person had no discretion with respect to such sale, which was transacted in accordance with the Issuer's policies regarding the vesting of RSUs.

F2 · balance_after: Includes 240,407 shares underlying RSUs.

Read SEC document
February 13, 2025 Filed Feb 14, 2025 01:56 UTC
Patel SanjivDirector · President and CEO
SaleCommon Stock 75,324 $3.70 $278,698.80
Disclosure

SEC source: 0000950170-25-020272 · ownership.xml · nonDerivative · entry 3

Patel Sanjiv · CIK 0001816210 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 883,089

F5 · shares: Sale of shares to cover the reporting person's income tax withholding obligations upon the vesting of 166,232 shares of RSUs on February 12, 2025. The reporting person had no discretion with respect to such sale, which was transacted in accordance with the Issuer's policies regarding the vesting of RSUs.

F6 · balance_after: Includes 547,413 shares underlying RSUs.

Read SEC document
February 11, 2025 Filed Feb 14, 2025 01:56 UTC
Patel SanjivDirector · President and CEO
GrantCommon Stock 332,465 $0.00 $0.00
Disclosure

SEC source: 0000950170-25-020272 · ownership.xml · nonDerivative · entry 2

Patel Sanjiv · CIK 0001816210 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 958,413

F3 · shares: Represents RSUs granted to the reporting person pursuant to the Issuer's 2020 Stock Option and Incentive Plan. Each RSU represents a contingent right to receive one share of the Issuer's common stock upon vesting.

F4 · balance_after: Includes 713,645 shares underlying RSUs.

Read SEC document
February 11, 2025 Filed Feb 14, 2025 01:56 UTC
Patel SanjivDirector · President and CEO
SaleCommon Stock 140,182 $3.85 $539,700.70
Disclosure

SEC source: 0000950170-25-020272 · ownership.xml · nonDerivative · entry 1

Patel Sanjiv · CIK 0001816210 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 625,948

F1 · shares: Sale of shares to cover the reporting person's income tax withholding obligations upon the vesting of 381,180 shares of restricted stock units ("RSUs") on February 10, 2025. The reporting person had no discretion with respect to such sale, which was transacted in accordance with the Issuer's policies regarding the vesting of RSUs.

F2 · balance_after: Includes 381,180 shares underlying RSUs.

Read SEC document
January 30, 2025 Filed Jan 31, 2025 02:16 UTC
Rahmer PeterSee remarks
SaleCommon Stock 17,250 $4.42 $76,245.00
Disclosure

SEC source: 0000950170-25-011335 · ownership.xml · nonDerivative · entry 4

Rahmer Peter · CIK 0001959229 · See remarks

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 402,431

F7 · shares: Sale of shares to cover the reporting person's income tax withholding obligations upon the vesting of 69,570 shares of RSUs on January 29, 2025. The reporting person had no discretion with respect to such sale, which was transacted in accordance with the Issuer's policies regarding the vesting of RSUs.

F8 · balance_after: Includes 253,604 shares underlying RSUs.

Read SEC document
January 30, 2025 Filed Jan 31, 2025 02:10 UTC
Catinazzo ThomasChief Financial Officer
SaleCommon Stock 20,791 $4.42 $91,896.22
Disclosure

SEC source: 0000950170-25-011327 · ownership.xml · nonDerivative · entry 5

Catinazzo Thomas · CIK 0001818261 · Chief Financial Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 379,431

F6 · shares: Sale of shares to cover the reporting person's income tax withholding obligations upon the vesting of 69,570 shares of RSUs on January 29, 2025. The reporting person had no discretion with respect to such sale, which was transacted in accordance with the Issuer's policies regarding the vesting of RSUs.

F7 · balance_after: Includes 255,346 shares underlying RSUs.

Read SEC document
January 30, 2025 Filed Jan 31, 2025 02:06 UTC
Bergstrom Donald APresident, R&D
SaleCommon Stock 30,823 $4.42 $136,237.66
Disclosure

SEC source: 0000950170-25-011319 · ownership.xml · nonDerivative · entry 4

Bergstrom Donald A · CIK 0001709772 · President, R&D

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 616,038

F7 · shares: Sale of shares to cover the reporting person's income tax withholding obligations upon the vesting of 88,200 shares of RSUs on January 29, 2025. The reporting person had no discretion with respect to such sale, which was transacted in accordance with the Issuer's policies regarding the vesting of RSUs.

F8 · balance_after: Includes 376,919 shares underlying RSUs.

Read SEC document
January 30, 2025 Filed Jan 31, 2025 02:02 UTC
Adams BrianChief Legal Officer
SaleCommon Stock 20,791 $4.42 $91,896.22
Disclosure

SEC source: 0000950170-25-011311 · ownership.xml · nonDerivative · entry 3

Adams Brian · CIK 0001636994 · Chief Legal Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 406,270

F5 · shares: Sale of shares to cover the reporting person's income tax withholding obligations upon the vesting of 69,570 shares of RSUs on January 29, 2025. The reporting person had no discretion with respect to such sale, which was transacted in accordance with the Issuer's policies regarding the vesting of RSUs.

F6 · balance_after: Includes 241,399 shares underlying RSUs.

Read SEC document
January 29, 2025 Filed Jan 31, 2025 02:16 UTC
Rahmer PeterSee remarks
SaleCommon Stock 26,541 $4.55 $120,761.55
Disclosure

SEC source: 0000950170-25-011335 · ownership.xml · nonDerivative · entry 3

Rahmer Peter · CIK 0001959229 · See remarks

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 419,681

F5 · shares: Sale of shares to cover the reporting person's income tax withholding obligations upon the vesting of 100,000 shares of RSUs on January 28, 2025. The reporting person had no discretion with respect to such sale, which was transacted in accordance with the Issuer's policies regarding the vesting of RSUs.

F6 · balance_after: Includes 323,174 shares underlying RSUs.

Read SEC document
January 29, 2025 Filed Jan 31, 2025 02:10 UTC
Catinazzo ThomasChief Financial Officer
SaleCommon Stock 2,109 $4.55 $9,595.95
Disclosure

SEC source: 0000950170-25-011327 · ownership.xml · nonDerivative · entry 4

Catinazzo Thomas · CIK 0001818261 · Chief Financial Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 400,222

F3 · kind: The reported transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 15, 2024.

F5 · balance_after: Includes 324,916 shares underlying RSUs.

Read SEC document
January 29, 2025 Filed Jan 31, 2025 02:06 UTC
Bergstrom Donald APresident, R&D
SaleCommon Stock 46,407 $4.55 $211,151.85
Disclosure

SEC source: 0000950170-25-011319 · ownership.xml · nonDerivative · entry 3

Bergstrom Donald A · CIK 0001709772 · President, R&D

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 646,861

F5 · shares: Sale of shares to cover the reporting person's income tax withholding obligations upon the vesting of 150,000 shares of RSUs on January 28, 2025. The reporting person had no discretion with respect to such sale, which was transacted in accordance with the Issuer's policies regarding the vesting of RSUs.

F6 · balance_after: Includes 465,119 shares underlying RSUs.

Read SEC document
January 28, 2025 Filed Jan 31, 2025 02:16 UTC
Rahmer PeterSee remarks
GrantCommon Stock 139,141 $0.00 $0.00
Disclosure

SEC source: 0000950170-25-011335 · ownership.xml · nonDerivative · entry 2

Rahmer Peter · CIK 0001959229 · See remarks

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 446,222

F3 · shares: Represents RSUs granted to the reporting person pursuant to the Issuer's 2020 Stock Option and Incentive Plan. Each RSU represents a contingent right to receive one share of the Issuer's common stock upon vesting.

F4 · balance_after: Includes 423,174 shares underlying RSUs.

Read SEC document
January 28, 2025 Filed Jan 31, 2025 02:16 UTC
Rahmer PeterSee remarks
SaleCommon Stock 1,673 $4.63 $7,745.99
Disclosure

SEC source: 0000950170-25-011335 · ownership.xml · nonDerivative · entry 1

Rahmer Peter · CIK 0001959229 · See remarks

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 307,081

F1 · shares: Sale of shares to cover the reporting person's income tax withholding obligations upon the vesting of 5,505 shares of restricted stock units ("RSUs") on January 27, 2025. The reporting person had no discretion with respect to such sale, which was transacted in accordance with the Issuer's policies regarding the vesting of RSUs.

F2 · balance_after: Includes 284,033 shares underlying RSUs.

Read SEC document
January 28, 2025 Filed Jan 31, 2025 02:10 UTC
Catinazzo ThomasChief Financial Officer
GrantCommon Stock 139,141 $0.00 $0.00
Disclosure

SEC source: 0000950170-25-011327 · ownership.xml · nonDerivative · entry 3

Catinazzo Thomas · CIK 0001818261 · Chief Financial Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 402,331

F4 · shares: Represents RSUs granted to the reporting person pursuant to the Issuer's 2020 Stock Option and Incentive Plan. Each RSU represents a contingent right to receive one share of the Issuer's common stock upon vesting.

F5 · balance_after: Includes 324,916 shares underlying RSUs.

Read SEC document
January 28, 2025 Filed Jan 31, 2025 02:10 UTC
Catinazzo ThomasChief Financial Officer
SaleCommon Stock 2,283 $4.63 $10,570.29
Disclosure

SEC source: 0000950170-25-011327 · ownership.xml · nonDerivative · entry 2

Catinazzo Thomas · CIK 0001818261 · Chief Financial Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 263,190

F3 · kind: The reported transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 15, 2024.

F2 · balance_after: Includes 185,775 shares underlying RSUs.

Read SEC document
January 28, 2025 Filed Jan 31, 2025 02:10 UTC
Catinazzo ThomasChief Financial Officer
SaleCommon Stock 33,753 $4.63 $156,276.39
Disclosure

SEC source: 0000950170-25-011327 · ownership.xml · nonDerivative · entry 1

Catinazzo Thomas · CIK 0001818261 · Chief Financial Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 265,473

F1 · shares: Sale of shares to cover the reporting person's income tax withholding obligations upon the vesting of 105,723 shares of restricted stock units ("RSUs") on January 27, 2025. The reporting person had no discretion with respect to such sale, which was transacted in accordance with the Issuer's policies regarding the vesting of RSUs.

F2 · balance_after: Includes 185,775 shares underlying RSUs.

Read SEC document
January 28, 2025 Filed Jan 31, 2025 02:06 UTC
Bergstrom Donald APresident, R&D
GrantCommon Stock 176,400 $0.00 $0.00
Disclosure

SEC source: 0000950170-25-011319 · ownership.xml · nonDerivative · entry 2

Bergstrom Donald A · CIK 0001709772 · President, R&D

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 693,268

F3 · shares: Represents RSUs granted to the reporting person pursuant to the Issuer's 2020 Stock Option and Incentive Plan. Each RSU represents a contingent right to receive one share of the Issuer's common stock upon vesting.

F4 · balance_after: Includes 615,119 shares underlying RSUs.

Read SEC document
January 28, 2025 Filed Jan 31, 2025 02:06 UTC
Bergstrom Donald APresident, R&D
SaleCommon Stock 3,220 $4.63 $14,908.60
Disclosure

SEC source: 0000950170-25-011319 · ownership.xml · nonDerivative · entry 1

Bergstrom Donald A · CIK 0001709772 · President, R&D

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 516,868

F1 · shares: Sale of shares to cover the reporting person's income tax withholding obligations upon the vesting of 9,071 shares of restricted stock units ("RSUs") on January 27, 2025. The reporting person had no discretion with respect to such sale, which was transacted in accordance with the Issuer's policies regarding the vesting of RSUs.

F2 · balance_after: Includes 438,719 shares underlying RSUs.

Read SEC document
January 28, 2025 Filed Jan 31, 2025 02:02 UTC
Adams BrianChief Legal Officer
GrantCommon Stock 139,141 $0.00 $0.00
Disclosure

SEC source: 0000950170-25-011311 · ownership.xml · nonDerivative · entry 2

Adams Brian · CIK 0001636994 · Chief Legal Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 427,061

F3 · shares: Represents RSUs granted to the reporting person pursuant to the Issuer's 2020 Stock Option and Incentive Plan. Each RSU represents a contingent right to receive one share of the Issuer's common stock upon vesting.

F4 · balance_after: Includes 310,969 shares underlying RSUs.

Read SEC document
January 28, 2025 Filed Jan 31, 2025 02:02 UTC
Adams BrianChief Legal Officer
SaleCommon Stock 33,688 $4.63 $155,975.44
Disclosure

SEC source: 0000950170-25-011311 · ownership.xml · nonDerivative · entry 1

Adams Brian · CIK 0001636994 · Chief Legal Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 287,920

F1 · shares: Sale of shares to cover the reporting person's income tax withholding obligations upon the vesting of 105,505 shares of restricted stock units ("RSUs") on January 27, 2025. The reporting person had no discretion with respect to such sale, which was transacted in accordance with the Issuer's policies regarding the vesting of RSUs.

F2 · balance_after: Includes 171,828 shares underlying RSUs.

Read SEC document
January 23, 2025 Filed Jan 24, 2025 00:01 UTC
Patel SanjivDirector · President and CEO
SaleCommon Stock 125,000 $4.78 $597,500.00
Disclosure

SEC source: 0000950170-25-008451 · ownership.xml · nonDerivative · entry 3

Patel Sanjiv · CIK 0001816210 · Director · President and CEO

10b5-1 filing: Plan reported

Ownership: Indirect · By The Patel Family Irrevocable Trust of 2019

Disclosed balance after: 199,548

F1 · shares: These shares were sold by the Patel Family Irrevocable Trust of 2019 (the "Trust") pursuant to a Rule 10b5-1 trading plan adopted by the Trust on August 7, 2024.

F5 · price: This transaction was executed in multiple trades at prices ranging from $4.62 to $4.89. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer or a security holder of the Issuer, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.

F3 · ownership.nature: These shares are held in the Trust for the benefit of the reporting person's family members. An independent trustee is trustee of the Trust. The reporting person disclaims beneficial ownership of these securities, and the filing of this report is not an admission that the reporting person is the beneficial owner of these securities for purposes of Section 16 or for any other purpose.

Read SEC document
January 22, 2025 Filed Jan 24, 2025 00:01 UTC
Patel SanjivDirector · President and CEO
SaleCommon Stock 125,000 $4.80 $600,000.00
Disclosure

SEC source: 0000950170-25-008451 · ownership.xml · nonDerivative · entry 2

Patel Sanjiv · CIK 0001816210 · Director · President and CEO

10b5-1 filing: Plan reported

Ownership: Indirect · By The Patel Family Irrevocable Trust of 2019

Disclosed balance after: 324,548

F1 · shares: These shares were sold by the Patel Family Irrevocable Trust of 2019 (the "Trust") pursuant to a Rule 10b5-1 trading plan adopted by the Trust on August 7, 2024.

F4 · price: This transaction was executed in multiple trades at prices ranging from $4.65 to $4.97. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer or a security holder of the Issuer, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.

F3 · ownership.nature: These shares are held in the Trust for the benefit of the reporting person's family members. An independent trustee is trustee of the Trust. The reporting person disclaims beneficial ownership of these securities, and the filing of this report is not an admission that the reporting person is the beneficial owner of these securities for purposes of Section 16 or for any other purpose.

Read SEC document
January 21, 2025 Filed Jan 24, 2025 00:01 UTC
Patel SanjivDirector · President and CEO
SaleCommon Stock 125,000 $4.52 $565,000.00
Disclosure

SEC source: 0000950170-25-008451 · ownership.xml · nonDerivative · entry 1

Patel Sanjiv · CIK 0001816210 · Director · President and CEO

10b5-1 filing: Plan reported

Ownership: Indirect · By The Patel Family Irrevocable Trust of 2019

Disclosed balance after: 449,548

F1 · shares: These shares were sold by the Patel Family Irrevocable Trust of 2019 (the "Trust") pursuant to a Rule 10b5-1 trading plan adopted by the Trust on August 7, 2024.

F2 · price: This transaction was executed in multiple trades at prices ranging from $4.35 to $4.62. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer or a security holder of the Issuer, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.

F3 · ownership.nature: These shares are held in the Trust for the benefit of the reporting person's family members. An independent trustee is trustee of the Trust. The reporting person disclaims beneficial ownership of these securities, and the filing of this report is not an admission that the reporting person is the beneficial owner of these securities for purposes of Section 16 or for any other purpose.

Read SEC document
January 10, 2025 Filed Jan 15, 2025 02:00 UTC
Patel SanjivDirector · President and CEO
GrantStock Option (Right to Buy) · Derivative 1,105,000 $0.00 Strike: $4.45 $0.00
Disclosure

SEC source: 0000950170-25-005566 · ownership.xml · derivative · entry 1

Patel Sanjiv · CIK 0001816210 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,105,000

Underlying: Common Stock · 1,105,000 shares

Expires 2035-01-09

F1 · derivative.exercise_date: The shares underlying this stock option shall vest in sixteen (16) equal quarterly installments after January 10, 2025, subject to the reporting person's continued service with the Issuer through each vesting date.

Read SEC document
January 10, 2025 Filed Jan 15, 2025 02:00 UTC
Rahmer PeterSee remarks
GrantStock Option (Right to Buy) · Derivative 275,000 $0.00 Strike: $4.45 $0.00
Disclosure

SEC source: 0000950170-25-005568 · ownership.xml · derivative · entry 1

Rahmer Peter · CIK 0001959229 · See remarks

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 275,000

Underlying: Common Stock · 275,000 shares

Expires 2035-01-09

F1 · derivative.exercise_date: The shares underlying this stock option shall vest in sixteen (16) equal quarterly installments after January 10, 2025, subject to the reporting person's continued service with the Issuer through each vesting date.

Read SEC document
January 10, 2025 Filed Jan 15, 2025 02:00 UTC
Catinazzo ThomasChief Financial Officer
GrantStock Option (Right to Buy) · Derivative 275,000 $0.00 Strike: $4.45 $0.00
Disclosure

SEC source: 0000950170-25-005564 · ownership.xml · derivative · entry 1

Catinazzo Thomas · CIK 0001818261 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 275,000

Underlying: Common Stock · 275,000 shares

Expires 2035-01-09

F1 · derivative.exercise_date: The shares underlying this stock option shall vest in sixteen (16) equal quarterly installments after January 10, 2025, subject to the reporting person's continued service with the Issuer through each vesting date.

Read SEC document
January 10, 2025 Filed Jan 15, 2025 02:00 UTC
Adams BrianChief Legal Officer
GrantStock Option (Right to Buy) · Derivative 275,000 $0.00 Strike: $4.45 $0.00
Disclosure

SEC source: 0000950170-25-005567 · ownership.xml · derivative · entry 1

Adams Brian · CIK 0001636994 · Chief Legal Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 275,000

Underlying: Common Stock · 275,000 shares

Expires 2035-01-09

F1 · derivative.exercise_date: The shares underlying this stock option shall vest in sixteen (16) equal quarterly installments after January 10, 2025, subject to the reporting person's continued service with the Issuer through each vesting date.

Read SEC document
January 10, 2025 Filed Jan 15, 2025 02:00 UTC
Bergstrom Donald APresident, R&D
GrantStock Option (Right to Buy) · Derivative 400,000 $0.00 Strike: $4.45 $0.00
Disclosure

SEC source: 0000950170-25-005565 · ownership.xml · derivative · entry 1

Bergstrom Donald A · CIK 0001709772 · President, R&D

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 400,000

Underlying: Common Stock · 400,000 shares

Expires 2035-01-09

F1 · derivative.exercise_date: The shares underlying this stock option shall vest in sixteen (16) equal quarterly installments after January 10, 2025, subject to the reporting person's continued service with the Issuer through each vesting date.

Read SEC document
January 06, 2025 Filed Jan 7, 2025 01:35 UTC
Rahmer PeterSee remarks
SaleCommon Stock 16,576 $4.45 $73,763.20
Disclosure

SEC source: 0000950170-25-002500 · ownership.xml · nonDerivative · entry 3

Rahmer Peter · CIK 0001959229 · See remarks

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 308,754

F3 · kind: The reported transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 22, 2024.

F5 · price: This transaction was executed in multiple trades at prices ranging from $4.40 to $4.48. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer or a security holder of the Issuer, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.

F2 · balance_after: Includes 289,538 shares underlying RSUs.

Read SEC document
January 03, 2025 Filed Jan 7, 2025 01:35 UTC
Rahmer PeterSee remarks
SaleCommon Stock 32,177 $4.30 $138,361.10
Disclosure

SEC source: 0000950170-25-002500 · ownership.xml · nonDerivative · entry 2

Rahmer Peter · CIK 0001959229 · See remarks

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 325,330

F3 · kind: The reported transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 22, 2024.

F4 · price: This transaction was executed in multiple trades at prices ranging from $4.26 to $4.37. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer or a security holder of the Issuer, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.

F2 · balance_after: Includes 289,538 shares underlying RSUs.

Read SEC document
January 02, 2025 Filed Jan 7, 2025 01:35 UTC
Rahmer PeterSee remarks
SaleCommon Stock 32,156 $4.15 $133,447.40
Disclosure

SEC source: 0000950170-25-002500 · ownership.xml · nonDerivative · entry 1

Rahmer Peter · CIK 0001959229 · See remarks

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 357,507

F1 · shares: Sale of shares to cover the reporting person's income tax withholding obligations upon the vesting of 80,909 shares of restricted stock units ("RSUs") on December 31, 2024. The reporting person had no discretion with respect to such sale, which was transacted in accordance with the Issuer's policies regarding the vesting of RSUs.

F2 · balance_after: Includes 289,538 shares underlying RSUs.

Read SEC document
December 27, 2024 Filed Dec 31, 2024 21:05 UTC
Rahmer PeterSee remarks
SaleCommon Stock 400 $4.38 $1,752.00
Disclosure

SEC source: 0000950170-24-141596 · ownership.xml · nonDerivative · entry 1

Rahmer Peter · CIK 0001959229 · See remarks

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 389,663

F1 · shares: Sale of shares to cover the reporting person's income tax withholding obligations upon the vesting of 992 shares of restricted stock units ("RSUs") on December 26, 2024. The reporting person had no discretion with respect to such sale, which was transacted in accordance with the Issuer's policies regarding the vesting of RSUs.

F2 · balance_after: Includes 370,447 shares underlying RSUs.

Read SEC document
December 27, 2024 Filed Dec 31, 2024 21:05 UTC
Catinazzo ThomasChief Financial Officer
SaleCommon Stock 4,566 $4.42 $20,181.72
Disclosure

SEC source: 0000950170-24-141597 · ownership.xml · nonDerivative · entry 2

Catinazzo Thomas · CIK 0001818261 · Chief Financial Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 299,226

F3 · kind: The reported transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 15, 2024.

F4 · price: This transaction was executed in multiple trades at prices ranging from $4.37 to $4.47. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer or a security holder of the Issuer, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.

F2 · balance_after: Includes 291,498 shares underlying RSUs.

Read SEC document
December 27, 2024 Filed Dec 31, 2024 21:05 UTC
Catinazzo ThomasChief Financial Officer
SaleCommon Stock 299 $4.38 $1,309.62
Disclosure

SEC source: 0000950170-24-141597 · ownership.xml · nonDerivative · entry 1

Catinazzo Thomas · CIK 0001818261 · Chief Financial Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 303,792

F1 · shares: Sale of shares to cover the reporting person's income tax withholding obligations upon the vesting of 992 shares of restricted stock units ("RSUs") on December 26, 2024. The reporting person had no discretion with respect to such sale, which was transacted in accordance with the Issuer's policies regarding the vesting of RSUs.

F2 · balance_after: Includes 291,498 shares underlying RSUs.

Read SEC document
December 27, 2024 Filed Dec 31, 2024 21:05 UTC
Adams BrianChief Legal Officer
SaleCommon Stock 299 $4.38 $1,309.62
Disclosure

SEC source: 0000950170-24-141599 · ownership.xml · nonDerivative · entry 1

Adams Brian · CIK 0001636994 · Chief Legal Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 321,608

F1 · shares: Sale of shares to cover the reporting person's income tax withholding obligations upon the vesting of 992 shares of restricted stock units ("RSUs") on December 26, 2024. The reporting person had no discretion with respect to such sale, which was transacted in accordance with the Issuer's policies regarding the vesting of RSUs.

F2 · balance_after: Includes 277,333 shares underlying RSUs.

Read SEC document
December 27, 2024 Filed Dec 31, 2024 21:05 UTC
Bergstrom Donald APresident, R&D
SaleCommon Stock 657 $4.38 $2,877.66
Disclosure

SEC source: 0000950170-24-141598 · ownership.xml · nonDerivative · entry 1

Bergstrom Donald A · CIK 0001709772 · President, R&D

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 520,088

F1 · shares: Sale of shares to cover the reporting person's income tax withholding obligations upon the vesting of 2,187 shares of restricted stock units ("RSUs") on December 26, 2024. The reporting person had no discretion with respect to such sale, which was transacted in accordance with the Issuer's policies regarding the vesting of RSUs.

F2 · balance_after: Includes 447,790 shares underlying RSUs.

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December 16, 2024 Filed Dec 18, 2024 21:51 UTC
Patel SanjivDirector · President and CEO
SaleCommon Stock 100,000 $5.00 $500,000.00
Disclosure

SEC source: 0000950170-24-137960 · ownership.xml · nonDerivative · entry 1

Patel Sanjiv · CIK 0001816210 · Director · President and CEO

10b5-1 filing: Plan reported

Ownership: Indirect · By The Patel Family Irrevocable Trust of 2019

Disclosed balance after: 574,548

F1 · shares: These shares were sold by the Patel Family Irrevocable Trust of 2019 (the "Trust") pursuant to a Rule 10b5-1 trading plan adopted by the Trust on August 7, 2024.

F2 · ownership.nature: These shares are held in the Trust for the benefit of the reporting person's family members. An independent trustee is trustee of the Trust. The reporting person disclaims beneficial ownership of these securities, and the filing of this report is not an admission that the reporting person is the beneficial owner of these securities for purposes of Section 16 or for any other purpose.

Read SEC document
October 29, 2024 Filed Oct 30, 2024 20:09 UTC
Catinazzo ThomasChief Financial Officer
SaleCommon Stock 2,300 $5.95 $13,685.00
Disclosure

SEC source: 0000950170-24-118982 · ownership.xml · nonDerivative · entry 3

Catinazzo Thomas · CIK 0001818261 · Chief Financial Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 304,091

F3 · kind: The reported transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 15, 2024.

F2 · balance_after: Includes 292,490 shares underlying RSUs.

Read SEC document
October 28, 2024 Filed Oct 30, 2024 20:09 UTC
Rahmer PeterSee remarks
SaleCommon Stock 1,621 $6.06 $9,823.26
Disclosure

SEC source: 0000950170-24-118985 · ownership.xml · nonDerivative · entry 1

Rahmer Peter · CIK 0001959229 · See remarks

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 390,063

F1 · shares: Sale of shares to cover the reporting person's income tax withholding obligations upon the vesting of 5,506 shares of restricted stock units ("RSUs") on October 27, 2024. The reporting person had no discretion with respect to such sale, which was transacted in accordance with the Issuer's policies regarding the vesting of RSUs.

F2 · balance_after: Includes 371,439 shares underlying RSUs.

Read SEC document
October 28, 2024 Filed Oct 30, 2024 20:09 UTC
Catinazzo ThomasChief Financial Officer
SaleCommon Stock 5,105 $6.06 $30,936.30
Disclosure

SEC source: 0000950170-24-118982 · ownership.xml · nonDerivative · entry 2

Catinazzo Thomas · CIK 0001818261 · Chief Financial Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 306,391

F3 · kind: The reported transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 15, 2024.

F2 · balance_after: Includes 292,490 shares underlying RSUs.

Read SEC document
October 28, 2024 Filed Oct 30, 2024 20:09 UTC
Catinazzo ThomasChief Financial Officer
SaleCommon Stock 1,697 $6.06 $10,283.82
Disclosure

SEC source: 0000950170-24-118982 · ownership.xml · nonDerivative · entry 1

Catinazzo Thomas · CIK 0001818261 · Chief Financial Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 311,496

F1 · shares: Sale of shares to cover the reporting person's income tax withholding obligations upon the vesting of 5,724 shares of restricted stock units ("RSUs") on October 27, 2024. The reporting person had no discretion with respect to such sale, which was transacted in accordance with the Issuer's policies regarding the vesting of RSUs.

F2 · balance_after: Includes 292,490 shares underlying RSUs.

Read SEC document
October 28, 2024 Filed Oct 30, 2024 20:08 UTC
Bergstrom Donald APresident, R&D
SaleCommon Stock 2,688 $6.06 $16,289.28
Disclosure

SEC source: 0000950170-24-118981 · ownership.xml · nonDerivative · entry 1

Bergstrom Donald A · CIK 0001709772 · President, R&D

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 520,745

F1 · shares: Sale of shares to cover the reporting person's income tax withholding obligations upon the vesting of 9,072 shares of restricted stock units ("RSUs") on October 27, 2024. The reporting person had no discretion with respect to such sale, which was transacted in accordance with the Issuer's policies regarding the vesting of RSUs.

F2 · balance_after: Includes 449,977 shares underlying RSUs.

Read SEC document
October 28, 2024 Filed Oct 30, 2024 20:07 UTC
Adams BrianChief Legal Officer
SaleCommon Stock 1,632 $6.06 $9,889.92
Disclosure

SEC source: 0000950170-24-118974 · ownership.xml · nonDerivative · entry 1

Adams Brian · CIK 0001636994 · Chief Legal Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 321,907

F1 · shares: Sale of shares to cover the reporting person's income tax withholding obligations upon the vesting of 5,506 shares of restricted stock units ("RSUs") on October 27, 2024. The reporting person had no discretion with respect to such sale, which was transacted in accordance with the Issuer's policies regarding the vesting of RSUs.

F2 · balance_after: Includes 278,325 shares underlying RSUs.

Read SEC document
September 27, 2024 Filed Oct 1, 2024 20:07 UTC
Rahmer PeterSee remarks
SaleCommon Stock 245 $7.51 $1,839.95
Disclosure

SEC source: 0000950170-24-110811 · ownership.xml · nonDerivative · entry 1

Rahmer Peter · CIK 0001959229 · See remarks

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 391,684

F1 · shares: Sale of shares to cover the reporting person's income tax withholding obligations upon the vesting of 992 shares of restricted stock units ("RSUs") on September 26, 2024. The reporting person had no discretion with respect to such sale, which was transacted in accordance with the Issuer's policies regarding the vesting of RSUs.

F2 · balance_after: Includes 376,945 shares underlying RSUs.

Read SEC document
September 27, 2024 Filed Oct 1, 2024 20:07 UTC
Catinazzo ThomasChief Financial Officer
SaleCommon Stock 6,162 $7.46 $45,968.52
Disclosure

SEC source: 0000950170-24-110810 · ownership.xml · nonDerivative · entry 2

Catinazzo Thomas · CIK 0001818261 · Chief Financial Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 313,193

F3 · kind: The reported transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 15, 2024.

F4 · price: This transaction was executed in multiple trades at prices ranging from $7.37 to $7.53. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer or a security holder of the Issuer, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.

F2 · balance_after: Includes 298,214 shares underlying RSUs.

Read SEC document
September 27, 2024 Filed Oct 1, 2024 20:07 UTC
Catinazzo ThomasChief Financial Officer
SaleCommon Stock 295 $7.51 $2,215.45
Disclosure

SEC source: 0000950170-24-110810 · ownership.xml · nonDerivative · entry 1

Catinazzo Thomas · CIK 0001818261 · Chief Financial Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 319,355

F1 · shares: Sale of shares to cover the reporting person's income tax withholding obligations upon the vesting of 992 shares of restricted stock units ("RSUs") on September 26, 2024. The reporting person had no discretion with respect to such sale, which was transacted in accordance with the Issuer's policies regarding the vesting of RSUs.

F2 · balance_after: Includes 298,214 shares underlying RSUs.

Read SEC document
September 27, 2024 Filed Oct 1, 2024 20:07 UTC
Bergstrom Donald APresident, R&D
SaleCommon Stock 648 $7.51 $4,866.48
Disclosure

SEC source: 0000950170-24-110808 · ownership.xml · nonDerivative · entry 1

Bergstrom Donald A · CIK 0001709772 · President, R&D

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 523,433

F1 · shares: Sale of shares to cover the reporting person's income tax withholding obligations upon the vesting of 2,188 shares of restricted stock units ("RSUs") on September 26, 2024. The reporting person had no discretion with respect to such sale, which was transacted in accordance with the Issuer's policies regarding the vesting of RSUs.

F2 · balance_after: Includes 459,049 shares underlying RSUs.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.