Last 12 months
Inside the activity.
0 purchase rows · 216 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 17 |
| Dec 2025 | 0 | 40 |
| Jan 2026 | 0 | 28 |
| Feb 2026 | 0 | 0 |
| Mar 2026 | 0 | 31 |
| Apr 2026 | 0 | 0 |
| May 2026 | 0 | 49 |
| Jun 2026 | 0 | 2 |
| Jul 2026 | 0 | 24 |
| Aug 2026 | 0 | 20 |
| Sep 2026 | 0 | 2 |
| Oct 2026 | 0 | 3 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| August 27, 2025 Filed Aug 29, 2025 21:55 UTC |
Armagno NinaDirector
|
GrantCommon Stock | 3,960 | $0.00 | $0.00 |
DisclosureSEC source: 0002001011-25-000067 · edgardoc.xml · nonDerivative · entry 1 Armagno Nina · CIK 0001991365 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 136,254 F1 · shares: Represents restricted stock units ("RSUs") granted to the Reporting Person under the Rocket Lab Corporation Amended and Restated Non-Employee Director Compensation Policy, and the Rocket Lab Corporation 2021 Stock Option and Incentive Plan. Such RSUs will vest in full on the earlier of (i) the date of the Issuer's next Annual Meeting of Stockholders and (ii) the one-year anniversary of the date of grant, subject to the Reporting Person's continuous service as a member of the Board of Directors through such date. Read SEC document |
| July 23, 2025 Filed Jul 25, 2025 20:15 UTC |
Khosla Ventures V, L.P.10% owner
Khosla Ventures Associates V, LLC10% owner
VK Services, LLC10% owner
KHOSLA VINOD10% owner
|
OtherCommon Stock | 3,000,000 | $0.00 | $0.00 |
DisclosureSEC source: 0000950170-25-098787 · ownership.xml · nonDerivative · entry 1 Khosla Ventures V, L.P. · CIK 0001611146 · 10% owner Khosla Ventures Associates V, LLC · CIK 0001611145 · 10% owner VK Services, LLC · CIK 0001501927 · 10% owner KHOSLA VINOD · CIK 0001032453 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See footnote Disclosed balance after: 16,323,617 F1 · kind: On July 23, 2025, 3,000,000 shares of Common Stock held by Khosla Ventures V, L.P. ("KV V") were distributed to the limited partners and general partners of KV V in a pro rata distribution for no consideration. Of such distributed shares, 1,121,549 shares of Common Stock were received by Khosla Ventures Associates V, LLC ("KVA V"). F2 · ownership.nature: Consists of securities held of record by KV V, of which KVA V is the general partner. Vinod Khosla is the managing member of VK Services, LLC ("VK Services"), which is the sole manager of KVA V. Each of KVA V, VK Services and Vinod Khosla may be deemed to possess voting and investment control over such securities held by KV V, and each of KVA V, VK Services, and Vinod Khosla may be deemed to have indirect beneficial ownership of such securities held by KV V. Each Reporting Person disclaims beneficial ownership of such shares except to the extent of his or its pecuniary interests therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes. F3 · ownership.nature: Of the shares distributed by KV V to KVA V, all of such shares were subsequently distributed by KVA V to the underlying members of KVA V. Of such distributed shares, 736,020 shares of Common Stock were received by VK Services. As a result of such distributions, VK Services is now the record owner of 30,882,861 shares of Common Stock, and KVA V is the record owner of no shares of Common Stock. Read SEC document |
| July 02, 2025 Filed Jul 8, 2025 00:33 UTC |
Khosla Ventures V, L.P.10% owner
Khosla Ventures Associates V, LLC10% owner
VK Services, LLC10% owner
KHOSLA VINOD10% owner
|
OtherCommon Stock | 2,000,000 | $0.00 | $0.00 |
DisclosureSEC source: 0000950170-25-094409 · ownership.xml · nonDerivative · entry 1 Khosla Ventures V, L.P. · CIK 0001611146 · 10% owner Khosla Ventures Associates V, LLC · CIK 0001611145 · 10% owner VK Services, LLC · CIK 0001501927 · 10% owner KHOSLA VINOD · CIK 0001032453 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See footnote Disclosed balance after: 19,323,617 F1 · kind: On July 2, 2025, 2,000,000 shares of Common Stock held by Khosla Ventures V, L.P. ("KV V") were distributed to the limited partners and general partners of KV V in a pro rata distribution for no consideration. Of such distributed shares, 747,699 shares of Common Stock were received by Khosla Ventures Associates V, LLC ("KVA V"). F2 · ownership.nature: Consists of securities held of record by KV V, of which KVA V is the general partner. Vinod Khosla is the managing member of VK Services, LLC ("VK Services"), which is the sole manager of KVA V. Each of KVA V, VK Services and Vinod Khosla may be deemed to possess voting and investment control over such securities held by KV V, and each of KVA V, VK Services, and Vinod Khosla may be deemed to have indirect beneficial ownership of such securities held by KV V. Each Reporting Person disclaims beneficial ownership of such shares except to the extent of his or its pecuniary interests therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes. F3 · ownership.nature: Of the shares distributed by KV V to KVA V, all of such shares were subsequently distributed by KVA V to the underlying members of KVA V. Of such distributed shares, 487,789 shares of Common Stock were received by VK Services. As a result of such distributions, VK Services is now the record owner of 30,146,841 shares of Common Stock, and KVA V is the record owner of no shares of Common Stock. Read SEC document |
| June 24, 2025 Filed Jun 25, 2025 20:05 UTC |
Saintil MerlineDirector
|
SaleCommon Stock | 2,300 | $33.78 | $77,705.04 |
DisclosureSEC source: 0000950170-25-089947 · ownership.xml · nonDerivative · entry 2 Saintil Merline · CIK 0001699497 · Director 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 419,569 F1 · shares: Represents the sale of shares which occurred automatically pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on March 20, 2025. F3 · price: The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $33.5100 to $34.1300, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| June 24, 2025 Filed Jun 25, 2025 20:05 UTC |
Saintil MerlineDirector
|
SaleCommon Stock | 4,053 | $33.15 | $134,346.01 |
DisclosureSEC source: 0000950170-25-089947 · ownership.xml · nonDerivative · entry 1 Saintil Merline · CIK 0001699497 · Director 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 421,869 F1 · shares: Represents the sale of shares which occurred automatically pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on March 20, 2025. F2 · price: The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $32.5100 to $33.5000, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| June 20, 2025 Filed Jun 23, 2025 20:01 UTC |
Saintil MerlineDirector
|
SaleCommon Stock | 4,653 | $29.65 | $137,961.45 |
DisclosureSEC source: 0000950170-25-088961 · ownership.xml · nonDerivative · entry 2 Saintil Merline · CIK 0001699497 · Director 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 425,922 F1 · shares: Represents the sale of shares which occurred automatically pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on March 20, 2025. F3 · price: The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $29.0800 to $30.0400, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| June 20, 2025 Filed Jun 23, 2025 20:01 UTC |
Saintil MerlineDirector
|
SaleCommon Stock | 1,700 | $28.75 | $48,882.99 |
DisclosureSEC source: 0000950170-25-088961 · ownership.xml · nonDerivative · entry 1 Saintil Merline · CIK 0001699497 · Director 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 430,575 F1 · shares: Represents the sale of shares which occurred automatically pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on March 20, 2025. F2 · price: The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $28.0300 to $29.0100, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| June 17, 2025 Filed Jun 17, 2025 19:59 UTC |
Beck PeterDirector · President, CEO and Chairman · 10% owner
Beck Kerryn10% owner
Butler Warren10% owner
Equatorial Trust10% owner
Peek Street Equatorial Trustee Ltd10% owner
|
ConversionSeries A Convertible Participating Preferred Stock · Derivative | 5,000,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000950170-25-087606 · ownership.xml · derivative · entry 3 Beck Peter · CIK 0001881842 · Director · President, CEO and Chairman · 10% owner Beck Kerryn · CIK 0001880895 · 10% owner Butler Warren · CIK 0001880893 · 10% owner Equatorial Trust · CIK 0001881791 · 10% owner Peek Street Equatorial Trustee Ltd · CIK 0001881857 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · By Trust Disclosed balance after: 45,951,250 Underlying: Common Stock · 5,000,000 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each share of Series A Convertible Participating Preferred Stock, $0.0001 par value per share ("Series A Preferred Stock"), is convertible into one share of common stock, par value $0.0001 per share ("Common Stock") of the Issuer at any time at the option of the holder, subject to certain adjustments such as in connection with stock dividends, distributions, stock splits and stock combinations. F2 · derivative.exercise_price: Each share of Series A Preferred Stock held by the Equatorial Trust (the "Trust"), a family trust settled by Peter Beck and Kerryn Beck, will automatically convert into one share of Common Stock, upon the earliest to occur of (a) the any sale, assignment, transfer, conveyance, hypothecation or other transfer or disposition of such share of Series A Preferred Stock, except for certain permitted transfers described in the Issuer's amended and restated certificate of incorporation, as amended; (b) the first date on which the Peter Beck shall no longer serve as the Chief Executive Officer or such other executive officer position of the Issuer as approved by its Board of Directors; (c) the death or permanent disability of Peter Beck; or (d) the first date on which the outstanding shares of Series A Preferred Stock no longer represent at least 5% of the beneficial ownership of the Issuer's outstanding Common Stock. F1 · price: Each share of Series A Convertible Participating Preferred Stock, $0.0001 par value per share ("Series A Preferred Stock"), is convertible into one share of common stock, par value $0.0001 per share ("Common Stock") of the Issuer at any time at the option of the holder, subject to certain adjustments such as in connection with stock dividends, distributions, stock splits and stock combinations. F2 · price: Each share of Series A Preferred Stock held by the Equatorial Trust (the "Trust"), a family trust settled by Peter Beck and Kerryn Beck, will automatically convert into one share of Common Stock, upon the earliest to occur of (a) the any sale, assignment, transfer, conveyance, hypothecation or other transfer or disposition of such share of Series A Preferred Stock, except for certain permitted transfers described in the Issuer's amended and restated certificate of incorporation, as amended; (b) the first date on which the Peter Beck shall no longer serve as the Chief Executive Officer or such other executive officer position of the Issuer as approved by its Board of Directors; (c) the death or permanent disability of Peter Beck; or (d) the first date on which the outstanding shares of Series A Preferred Stock no longer represent at least 5% of the beneficial ownership of the Issuer's outstanding Common Stock. F3 · price: On June 17, 2025, the Trust optionally converted 5,000,000 shares of Series A Preferred Stock into 5,000,000 shares of Common Stock pursuant to the terms of the Series A Preferred Stock Certificate of Designation. The Trust converted the shares for purposes of satisfying delivery of shares of Common Stock to the broker for sales to be made in future months under a Rule 10b5-1 Plan adopted by the Trust on June 13, 2025. The first date that shares are permitted to be sold under the Rule 10b5-1 Plan is September 15, 2025 and the Plan will expire under its terms on December 17, 2025. F1 · derivative.exercise_date: Each share of Series A Convertible Participating Preferred Stock, $0.0001 par value per share ("Series A Preferred Stock"), is convertible into one share of common stock, par value $0.0001 per share ("Common Stock") of the Issuer at any time at the option of the holder, subject to certain adjustments such as in connection with stock dividends, distributions, stock splits and stock combinations. F2 · derivative.exercise_date: Each share of Series A Preferred Stock held by the Equatorial Trust (the "Trust"), a family trust settled by Peter Beck and Kerryn Beck, will automatically convert into one share of Common Stock, upon the earliest to occur of (a) the any sale, assignment, transfer, conveyance, hypothecation or other transfer or disposition of such share of Series A Preferred Stock, except for certain permitted transfers described in the Issuer's amended and restated certificate of incorporation, as amended; (b) the first date on which the Peter Beck shall no longer serve as the Chief Executive Officer or such other executive officer position of the Issuer as approved by its Board of Directors; (c) the death or permanent disability of Peter Beck; or (d) the first date on which the outstanding shares of Series A Preferred Stock no longer represent at least 5% of the beneficial ownership of the Issuer's outstanding Common Stock. F1 · derivative.expiration_date: Each share of Series A Convertible Participating Preferred Stock, $0.0001 par value per share ("Series A Preferred Stock"), is convertible into one share of common stock, par value $0.0001 per share ("Common Stock") of the Issuer at any time at the option of the holder, subject to certain adjustments such as in connection with stock dividends, distributions, stock splits and stock combinations. F2 · derivative.expiration_date: Each share of Series A Preferred Stock held by the Equatorial Trust (the "Trust"), a family trust settled by Peter Beck and Kerryn Beck, will automatically convert into one share of Common Stock, upon the earliest to occur of (a) the any sale, assignment, transfer, conveyance, hypothecation or other transfer or disposition of such share of Series A Preferred Stock, except for certain permitted transfers described in the Issuer's amended and restated certificate of incorporation, as amended; (b) the first date on which the Peter Beck shall no longer serve as the Chief Executive Officer or such other executive officer position of the Issuer as approved by its Board of Directors; (c) the death or permanent disability of Peter Beck; or (d) the first date on which the outstanding shares of Series A Preferred Stock no longer represent at least 5% of the beneficial ownership of the Issuer's outstanding Common Stock. F4 · ownership.nature: These shares are held directly by the Trust. Peek Street Equatorial Trustee Limited (the "Trustee") is the trustee of the Trust and each of Peter Beck, Kerryn Beck and Warren Butler serve as a director of the Trustee with shared voting and investment control of the shares and, as a result, the Trustee and each such individual is deemed to be an indirect beneficial owner of these securities. Each reporting person disclaims beneficial ownership of these securities, except to the extent, if any, of his, her or its pecuniary interest therein, and the filing of this Form 4 is not an admission that any reporting person is the beneficial owner of these securities for purposes of Section 16 or for any other purpose. Read SEC document |
| June 17, 2025 Filed Jun 17, 2025 19:59 UTC |
Beck PeterDirector · President, CEO and Chairman · 10% owner
Beck Kerryn10% owner
Butler Warren10% owner
Equatorial Trust10% owner
Peek Street Equatorial Trustee Ltd10% owner
|
ConversionCommon Stock | 5,000,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000950170-25-087606 · ownership.xml · nonDerivative · entry 1 Beck Peter · CIK 0001881842 · Director · President, CEO and Chairman · 10% owner Beck Kerryn · CIK 0001880895 · 10% owner Butler Warren · CIK 0001880893 · 10% owner Equatorial Trust · CIK 0001881791 · 10% owner Peek Street Equatorial Trustee Ltd · CIK 0001881857 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · By Trust Disclosed balance after: 5,000,000 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each share of Series A Convertible Participating Preferred Stock, $0.0001 par value per share ("Series A Preferred Stock"), is convertible into one share of common stock, par value $0.0001 per share ("Common Stock") of the Issuer at any time at the option of the holder, subject to certain adjustments such as in connection with stock dividends, distributions, stock splits and stock combinations. F2 · price: Each share of Series A Preferred Stock held by the Equatorial Trust (the "Trust"), a family trust settled by Peter Beck and Kerryn Beck, will automatically convert into one share of Common Stock, upon the earliest to occur of (a) the any sale, assignment, transfer, conveyance, hypothecation or other transfer or disposition of such share of Series A Preferred Stock, except for certain permitted transfers described in the Issuer's amended and restated certificate of incorporation, as amended; (b) the first date on which the Peter Beck shall no longer serve as the Chief Executive Officer or such other executive officer position of the Issuer as approved by its Board of Directors; (c) the death or permanent disability of Peter Beck; or (d) the first date on which the outstanding shares of Series A Preferred Stock no longer represent at least 5% of the beneficial ownership of the Issuer's outstanding Common Stock. F3 · price: On June 17, 2025, the Trust optionally converted 5,000,000 shares of Series A Preferred Stock into 5,000,000 shares of Common Stock pursuant to the terms of the Series A Preferred Stock Certificate of Designation. The Trust converted the shares for purposes of satisfying delivery of shares of Common Stock to the broker for sales to be made in future months under a Rule 10b5-1 Plan adopted by the Trust on June 13, 2025. The first date that shares are permitted to be sold under the Rule 10b5-1 Plan is September 15, 2025 and the Plan will expire under its terms on December 17, 2025. F4 · ownership.nature: These shares are held directly by the Trust. Peek Street Equatorial Trustee Limited (the "Trustee") is the trustee of the Trust and each of Peter Beck, Kerryn Beck and Warren Butler serve as a director of the Trustee with shared voting and investment control of the shares and, as a result, the Trustee and each such individual is deemed to be an indirect beneficial owner of these securities. Each reporting person disclaims beneficial ownership of these securities, except to the extent, if any, of his, her or its pecuniary interest therein, and the filing of this Form 4 is not an admission that any reporting person is the beneficial owner of these securities for purposes of Section 16 or for any other purpose. Read SEC document |
| June 13, 2025 Filed Jun 18, 2025 17:39 UTC |
Ocko MatthewDirector
|
SaleCommon Stock | 582,932 | $26.01 | $15,160,137.64 |
DisclosureSEC source: 0000950170-25-087771 · ownership.xml · nonDerivative · entry 4 Ocko Matthew · CIK 0001836089 · Director 10b5-1 filing: No plan indicated Ownership: Indirect · See footnote Disclosed balance after: 2,663,139 F4 · price: The price reported in column 4 is a weighted average price of the aggregate number of shares sold. These shares were sold in multiple transactions with 819,184 shares sold at prices ranging from $25.4500 to $26.4400 and 816 shares sold at prices ranging from $26.4600 to $26.5000, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. F3 · ownership.nature: Represents securities held of record by DCVC Opportunity Fund II, L.P. ("DCVC Opportunity Fund II"). DCVC Opportunity Fund II GP, LLC ("DCVC Opportunity Fund II GP") is the general partner of DCVC Opportunity Fund II and has sole voting and dispositive power with regard to the securities held by DCVC Opportunity Fund II. The Reporting Person is a managing member of DCVC Opportunity Fund II GP and shares voting and dispositive power with respect to the securities held by DCVC Opportunity Fund II. The Reporting Person disclaims the existence of a "group" and disclaims beneficial ownership of such securities and this report shall not be deemed an admission that the Reporting Person is the beneficial owner of such securities, except to the extent of his indirect pecuniary interest therein, if any. Read SEC document |
| June 13, 2025 Filed Jun 18, 2025 17:39 UTC |
Ocko MatthewDirector
|
SaleCommon Stock | 237,068 | $26.01 | $6,165,356.36 |
DisclosureSEC source: 0000950170-25-087771 · ownership.xml · nonDerivative · entry 3 Ocko Matthew · CIK 0001836089 · Director 10b5-1 filing: No plan indicated Ownership: Indirect · See footnote Disclosed balance after: 1,083,053 F4 · price: The price reported in column 4 is a weighted average price of the aggregate number of shares sold. These shares were sold in multiple transactions with 819,184 shares sold at prices ranging from $25.4500 to $26.4400 and 816 shares sold at prices ranging from $26.4600 to $26.5000, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. F2 · ownership.nature: Represents securities held of record by Data Collective IV, L.P. ("DCVC IV"). Data Collective IV GP, LLC ("DCVC IV GP") is the general partner of DCVC IV and has sole voting and dispositive power with regard to the securities held by DCVC IV. The Reporting Person is a managing member of DCVC IV GP and shares voting and dispositive power with respect to the securities held by DCVC IV. The Reporting Person disclaims the existence of a "group" and disclaims beneficial ownership of such securities and this report shall not be deemed an admission that the Reporting Person is the beneficial owner of such securities, except to the extent of his indirect pecuniary interest therein, if any. Read SEC document |
| June 12, 2025 Filed Jun 18, 2025 17:39 UTC |
Ocko MatthewDirector
|
SaleCommon Stock | 142,178 | $26.44 | $3,759,712.38 |
DisclosureSEC source: 0000950170-25-087771 · ownership.xml · nonDerivative · entry 2 Ocko Matthew · CIK 0001836089 · Director 10b5-1 filing: No plan indicated Ownership: Indirect · See footnote Disclosed balance after: 3,246,071 F1 · price: The price reported in column 4 is a weighted average price of the aggregate number of shares sold. These shares were sold in multiple transactions at prices ranging from $26.3750 to $26.6300, inclusive. The Reporting Person undertakes to provide to Rocket Lab Corporation (the "Issuer"), any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. F3 · ownership.nature: Represents securities held of record by DCVC Opportunity Fund II, L.P. ("DCVC Opportunity Fund II"). DCVC Opportunity Fund II GP, LLC ("DCVC Opportunity Fund II GP") is the general partner of DCVC Opportunity Fund II and has sole voting and dispositive power with regard to the securities held by DCVC Opportunity Fund II. The Reporting Person is a managing member of DCVC Opportunity Fund II GP and shares voting and dispositive power with respect to the securities held by DCVC Opportunity Fund II. The Reporting Person disclaims the existence of a "group" and disclaims beneficial ownership of such securities and this report shall not be deemed an admission that the Reporting Person is the beneficial owner of such securities, except to the extent of his indirect pecuniary interest therein, if any. Read SEC document |
| June 12, 2025 Filed Jun 18, 2025 17:39 UTC |
Ocko MatthewDirector
|
SaleCommon Stock | 57,822 | $26.44 | $1,529,027.62 |
DisclosureSEC source: 0000950170-25-087771 · ownership.xml · nonDerivative · entry 1 Ocko Matthew · CIK 0001836089 · Director 10b5-1 filing: No plan indicated Ownership: Indirect · See footnote Disclosed balance after: 1,320,121 F1 · price: The price reported in column 4 is a weighted average price of the aggregate number of shares sold. These shares were sold in multiple transactions at prices ranging from $26.3750 to $26.6300, inclusive. The Reporting Person undertakes to provide to Rocket Lab Corporation (the "Issuer"), any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. F2 · ownership.nature: Represents securities held of record by Data Collective IV, L.P. ("DCVC IV"). Data Collective IV GP, LLC ("DCVC IV GP") is the general partner of DCVC IV and has sole voting and dispositive power with regard to the securities held by DCVC IV. The Reporting Person is a managing member of DCVC IV GP and shares voting and dispositive power with respect to the securities held by DCVC IV. The Reporting Person disclaims the existence of a "group" and disclaims beneficial ownership of such securities and this report shall not be deemed an admission that the Reporting Person is the beneficial owner of such securities, except to the extent of his indirect pecuniary interest therein, if any. Read SEC document |
| June 09, 2025 Filed Jun 10, 2025 23:37 UTC |
Klein FrankChief Operations Officer
|
SaleCommon Stock | 2,546 | $30.00 | $76,380.00 |
DisclosureSEC source: 0000950170-25-084576 · ownership.xml · nonDerivative · entry 1 Klein Frank · CIK 0002037530 · Chief Operations Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 1,365,826 F1 · shares: Represents the sale of shares which occurred automatically pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on December 13, 2024. Read SEC document |
| June 09, 2025 Filed Jun 10, 2025 23:37 UTC |
Kampani ArjunSee Remarks
|
SaleCommon Stock | 5,194 | $30.00 | $155,820.00 |
DisclosureSEC source: 0000950170-25-084575 · ownership.xml · nonDerivative · entry 1 Kampani Arjun · CIK 0001671507 · See Remarks 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 530,230 F1 · shares: Represents the sale of shares which occurred automatically pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on December 12, 2024. Read SEC document |
| June 02, 2025 Filed Jun 4, 2025 00:30 UTC |
Klein FrankChief Operations Officer
|
SaleCommon Stock | 1,818 | $26.51 | $48,192.82 |
DisclosureSEC source: 0000950170-25-081285 · ownership.xml · nonDerivative · entry 2 Klein Frank · CIK 0002037530 · Chief Operations Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 1,368,372 F3 · shares: Represents the sale of shares which occurred automatically pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on December 13, 2024. F4 · price: The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $26.0200 to $26.6900, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| June 02, 2025 Filed Jun 4, 2025 00:19 UTC |
Kampani ArjunSee Remarks
|
SaleCommon Stock | 5,194 | $26.52 | $137,731.90 |
DisclosureSEC source: 0000950170-25-081272 · ownership.xml · nonDerivative · entry 2 Kampani Arjun · CIK 0001671507 · See Remarks 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 535,424 F3 · shares: Represents the sale of shares which occurred automatically pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on December 12, 2024. F4 · price: The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $26.0100 to $26.7200, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| May 30, 2025 Filed Jun 4, 2025 00:30 UTC |
Klein FrankChief Operations Officer
|
SaleCommon Stock | 44,885 | $26.66 | $1,196,584.73 |
DisclosureSEC source: 0000950170-25-081285 · ownership.xml · nonDerivative · entry 1 Klein Frank · CIK 0002037530 · Chief Operations Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 1,370,190 F1 · shares: Represents the sale of shares required to be sold by the Reporting Person pursuant to a "sell-to-cover" transaction in order to satisfy applicable tax withholding obligations in connection with the vesting and settlement of restricted stock units previously granted to the Reporting Person. Such sales were automatic and not in the discretion of the Reporting Person. F2 · price: The price reported in column 4 is a weighted average price of the aggregate number of shares. These shares were sold in multiple transactions in bulk at prices ranging from $26.0500 to $27.0300 and $27.0500 to $27.1400, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| May 30, 2025 Filed Jun 4, 2025 00:19 UTC |
Kampani ArjunSee Remarks
|
SaleCommon Stock | 28,988 | $26.66 | $772,788.19 |
DisclosureSEC source: 0000950170-25-081272 · ownership.xml · nonDerivative · entry 1 Kampani Arjun · CIK 0001671507 · See Remarks 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 540,618 F1 · shares: Represents the sale of shares required to be sold by the Reporting Person pursuant to a "sell-to-cover" transaction in order to satisfy applicable tax withholding obligations in connection with the vesting and settlement of restricted stock units previously granted to the Reporting Person. Such sales were automatic and not in the discretion of the Reporting Person. F2 · price: The price reported in column 4 is a weighted average price of the aggregate number of shares. These shares were sold in multiple transactions in bulk at prices ranging from $26.0500 to $27.0300 and $27.0500 to $27.1400, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| May 30, 2025 Filed Jun 4, 2025 00:09 UTC |
Spice Adam C.Chief Financial Officer
|
SaleCommon Stock | 63,444 | $26.66 | $1,691,347.25 |
DisclosureSEC source: 0000950170-25-081268 · ownership.xml · nonDerivative · entry 1 Spice Adam C. · CIK 0001509421 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,133,235 F1 · shares: Represents the sale of shares required to be sold by the Reporting Person pursuant to a "sell-to-cover" transaction in order to satisfy applicable tax withholding obligations in connection with the vesting and settlement of restricted stock units previously granted to the Reporting Person. Such sales were automatic and not in the discretion of the Reporting Person. F2 · price: The price reported in column 4 is a weighted average price of the aggregate number of shares. These shares were sold in multiple transactions in bulk at prices ranging from $26.0500 to $27.0300 and $27.0500 to $27.1400, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| May 28, 2025 Filed May 30, 2025 22:01 UTC |
Klein FrankChief Operations Officer
|
SaleCommon Stock | 2,569 | $29.97 | $76,999.10 |
DisclosureSEC source: 0000950170-25-079896 · ownership.xml · nonDerivative · entry 1 Klein Frank · CIK 0002037530 · Chief Operations Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 1,415,075 F1 · shares: Represents the sale of shares which occurred automatically pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on December 13, 2024. F2 · price: The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $29.9700 to $30.0500, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| May 28, 2025 Filed May 30, 2025 22:06 UTC |
Kampani ArjunSee Remarks
|
SaleCommon Stock | 5,277 | $29.97 | $158,151.69 |
DisclosureSEC source: 0000950170-25-079900 · ownership.xml · nonDerivative · entry 1 Kampani Arjun · CIK 0001671507 · See Remarks 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 569,606 F1 · shares: Represents the sale of shares which occurred automatically pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on December 12, 2024. Read SEC document |
| March 17, 2025 Filed Mar 19, 2025 00:41 UTC |
Klein FrankChief Operations Officer
|
SaleCommon Stock | 1,835 | $19.93 | $36,571.55 |
DisclosureSEC source: 0000950170-25-041670 · ownership.xml · nonDerivative · entry 2 Klein Frank · CIK 0002037530 · Chief Operations Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 1,417,644 F3 · shares: Represents the sale of shares which occurred automatically pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on December 13, 2024. Read SEC document |
| March 17, 2025 Filed Mar 19, 2025 00:35 UTC |
Kampani ArjunSee Remarks
|
SaleCommon Stock | 5,277 | $19.35 | $102,124.20 |
DisclosureSEC source: 0000950170-25-041662 · ownership.xml · nonDerivative · entry 2 Kampani Arjun · CIK 0001671507 · See Remarks 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 574,883 F3 · shares: Represents the sale of shares which occurred automatically pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on December 12, 2024. F4 · price: The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $19.0000 to $19.7700, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| March 14, 2025 Filed Mar 19, 2025 00:41 UTC |
Klein FrankChief Operations Officer
|
SaleCommon Stock | 44,553 | $18.18 | $810,035.91 |
DisclosureSEC source: 0000950170-25-041670 · ownership.xml · nonDerivative · entry 1 Klein Frank · CIK 0002037530 · Chief Operations Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 1,419,479 F1 · shares: Represents the sale of shares required to be sold by the Reporting Person pursuant to a "sell-to-cover" transaction in order to satisfy applicable tax withholding obligations in connection with the vesting and settlement of restricted stock units previously granted to the Reporting Person. Such sales were automatic and not in the discretion of the Reporting Person. F2 · price: The price reported in column 4 is a weighted average price of the aggregate number of shares. These shares were sold in multiple transactions in bulk at prices ranging from $17.8100 to $18.4300, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| March 14, 2025 Filed Mar 19, 2025 00:35 UTC |
Kampani ArjunSee Remarks
|
SaleCommon Stock | 28,836 | $18.18 | $524,278.85 |
DisclosureSEC source: 0000950170-25-041662 · ownership.xml · nonDerivative · entry 1 Kampani Arjun · CIK 0001671507 · See Remarks 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 580,160 F1 · shares: Represents the sale of shares required to be sold by the Reporting Person pursuant to a "sell-to-cover" transaction in order to satisfy applicable tax withholding obligations in connection with the vesting and settlement of restricted stock units previously granted to the Reporting Person. Such sales were automatic and not in the discretion of the Reporting Person. F2 · price: The price reported in column 4 is a weighted average price of the aggregate number of shares. These shares were sold in multiple transactions in bulk at prices ranging from $17.8100 to $18.4300, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| March 14, 2025 Filed Mar 19, 2025 00:35 UTC |
Spice Adam C.Chief Financial Officer
|
SaleCommon Stock | 62,843 | $18.18 | $1,142,573.72 |
DisclosureSEC source: 0000950170-25-041663 · ownership.xml · nonDerivative · entry 1 Spice Adam C. · CIK 0001509421 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,196,679 F1 · shares: Represents the sale of shares required to be sold by the Reporting Person pursuant to a "sell-to-cover" transaction in order to satisfy applicable tax withholding obligations in connection with the vesting and settlement of restricted stock units previously granted to the Reporting Person. Such sales were automatic and not in the discretion of the Reporting Person. F2 · price: The price reported in column 4 is a weighted average price of the aggregate number of shares. These shares were sold in multiple transactions in bulk at prices ranging from $17.8100 to $18.4300, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| February 04, 2025 Filed Feb 5, 2025 21:15 UTC |
Khosla Ventures V, L.P.10% owner
Khosla Ventures Associates V, LLC10% owner
VK Services, LLC10% owner
KHOSLA VINOD10% owner
|
OtherCommon Stock | 1,000,000 | $0.00 | $0.00 |
DisclosureSEC source: 0000950170-25-014481 · ownership.xml · nonDerivative · entry 2 Khosla Ventures V, L.P. · CIK 0001611146 · 10% owner Khosla Ventures Associates V, LLC · CIK 0001611145 · 10% owner VK Services, LLC · CIK 0001501927 · 10% owner KHOSLA VINOD · CIK 0001032453 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See footnote Disclosed balance after: 21,323,617 F3 · kind: On February 4, 2025, 1,000,000 shares of Common Stock held by KV V were distributed to the limited partners and general partners of KV V in a pro rata distribution for no consideration. Of such distributed shares, 373,850 shares of Common Stock were received by KVA V. F2 · ownership.nature: Consists of securities held of record by KV V, of which KVA V is the general partner. Vinod Khosla is the managing member of VK Services, LLC ("VK Services"), which is the sole manager of KVA V. Each of KVA V, VK Services and Vinod Khosla may be deemed to possess voting and investment control over such securities held by KV V, and each of KVA V, VK Services, and Vinod Khosla may be deemed to have indirect beneficial ownership of such securities held by KV V. Each Reporting Person disclaims beneficial ownership of such shares except to the extent of his or its pecuniary interests therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes. F4 · ownership.nature: Of the shares distributed by KV V to KVA V, all of such shares were subsequently distributed by KVA V to the underlying members of KVA V. Of such distributed shares, 490,794 shares of Common Stock were received by VK Services. As a result of such distributions, VK Services is now the record owner of 29,659,052 shares of Common Stock, and KVA V is the record owner of no shares of Common Stock. Read SEC document |
| February 03, 2025 Filed Feb 5, 2025 21:15 UTC |
Khosla Ventures V, L.P.10% owner
Khosla Ventures Associates V, LLC10% owner
VK Services, LLC10% owner
KHOSLA VINOD10% owner
|
OtherCommon Stock | 1,000,000 | $0.00 | $0.00 |
DisclosureSEC source: 0000950170-25-014481 · ownership.xml · nonDerivative · entry 1 Khosla Ventures V, L.P. · CIK 0001611146 · 10% owner Khosla Ventures Associates V, LLC · CIK 0001611145 · 10% owner VK Services, LLC · CIK 0001501927 · 10% owner KHOSLA VINOD · CIK 0001032453 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See footnote Disclosed balance after: 22,323,617 F1 · kind: On February 3, 2025, 1,000,000 shares of Common Stock held by Khosla Ventures V, L.P. ("KV V") were distributed to the limited partners and general partners of KV V in a pro rata distribution for no consideration. Of such distributed shares, 373,850 shares of Common Stock were received by Khosla Ventures Associates V, LLC ("KVA V"). F2 · ownership.nature: Consists of securities held of record by KV V, of which KVA V is the general partner. Vinod Khosla is the managing member of VK Services, LLC ("VK Services"), which is the sole manager of KVA V. Each of KVA V, VK Services and Vinod Khosla may be deemed to possess voting and investment control over such securities held by KV V, and each of KVA V, VK Services, and Vinod Khosla may be deemed to have indirect beneficial ownership of such securities held by KV V. Each Reporting Person disclaims beneficial ownership of such shares except to the extent of his or its pecuniary interests therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes. F4 · ownership.nature: Of the shares distributed by KV V to KVA V, all of such shares were subsequently distributed by KVA V to the underlying members of KVA V. Of such distributed shares, 490,794 shares of Common Stock were received by VK Services. As a result of such distributions, VK Services is now the record owner of 29,659,052 shares of Common Stock, and KVA V is the record owner of no shares of Common Stock. Read SEC document |
| January 31, 2025 Filed Feb 1, 2025 00:54 UTC |
Khosla Ventures V, L.P.10% owner
Khosla Ventures Associates V, LLC10% owner
VK Services, LLC10% owner
KHOSLA VINOD10% owner
|
OtherCommon Stock | 1,000,000 | $0.00 | $0.00 |
DisclosureSEC source: 0000950170-25-011955 · ownership.xml · nonDerivative · entry 3 Khosla Ventures V, L.P. · CIK 0001611146 · 10% owner Khosla Ventures Associates V, LLC · CIK 0001611145 · 10% owner VK Services, LLC · CIK 0001501927 · 10% owner KHOSLA VINOD · CIK 0001032453 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See footnote Disclosed balance after: 23,323,617 F4 · kind: On January 31, 2025, 1,000,000 shares of Common Stock held by KV V were distributed to the limited partners and general partners of KV V in a pro rata distribution for no consideration. Of such distributed shares, 373,850 shares of Common Stock were received by KVA V. F2 · ownership.nature: Consists of securities held of record by KV V, of which KVA V is the general partner. Vinod Khosla is the managing member of VK Services, LLC ("VK Services"), which is the sole manager of KVA V. Each of KVA V, VK Services and Vinod Khosla may be deemed to possess voting and investment control over such securities held by KV V, and each of KVA V, VK Services, and Vinod Khosla may be deemed to have indirect beneficial ownership of such securities held by KV V. Each Reporting Person disclaims beneficial ownership of such shares except to the extent of his or its pecuniary interests therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes. F5 · ownership.nature: Of the shares distributed by KV V to KVA V, all of such shares were subsequently distributed by KVA V to the underlying members of KVA V. Of such distributed shares, 736,191 shares of Common Stock were received by VK Services. As a result of such distributions, VK Services is now the record owner of 29,168,258 shares of Common Stock, and KVA V is the record owner of no shares of Common Stock. Read SEC document |
| January 30, 2025 Filed Feb 1, 2025 00:54 UTC |
Khosla Ventures V, L.P.10% owner
Khosla Ventures Associates V, LLC10% owner
VK Services, LLC10% owner
KHOSLA VINOD10% owner
|
OtherCommon Stock | 1,000,000 | $0.00 | $0.00 |
DisclosureSEC source: 0000950170-25-011955 · ownership.xml · nonDerivative · entry 2 Khosla Ventures V, L.P. · CIK 0001611146 · 10% owner Khosla Ventures Associates V, LLC · CIK 0001611145 · 10% owner VK Services, LLC · CIK 0001501927 · 10% owner KHOSLA VINOD · CIK 0001032453 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See footnote Disclosed balance after: 24,323,617 F3 · kind: On January 30, 2025, 1,000,000 shares of Common Stock held by KV V were distributed to the limited partners and general partners of KV V in a pro rata distribution for no consideration. Of such distributed shares, 373,850 shares of Common Stock were received by KVA V. F2 · ownership.nature: Consists of securities held of record by KV V, of which KVA V is the general partner. Vinod Khosla is the managing member of VK Services, LLC ("VK Services"), which is the sole manager of KVA V. Each of KVA V, VK Services and Vinod Khosla may be deemed to possess voting and investment control over such securities held by KV V, and each of KVA V, VK Services, and Vinod Khosla may be deemed to have indirect beneficial ownership of such securities held by KV V. Each Reporting Person disclaims beneficial ownership of such shares except to the extent of his or its pecuniary interests therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes. F5 · ownership.nature: Of the shares distributed by KV V to KVA V, all of such shares were subsequently distributed by KVA V to the underlying members of KVA V. Of such distributed shares, 736,191 shares of Common Stock were received by VK Services. As a result of such distributions, VK Services is now the record owner of 29,168,258 shares of Common Stock, and KVA V is the record owner of no shares of Common Stock. Read SEC document |
| January 29, 2025 Filed Feb 1, 2025 00:54 UTC |
Khosla Ventures V, L.P.10% owner
Khosla Ventures Associates V, LLC10% owner
VK Services, LLC10% owner
KHOSLA VINOD10% owner
|
OtherCommon Stock | 1,000,000 | $0.00 | $0.00 |
DisclosureSEC source: 0000950170-25-011955 · ownership.xml · nonDerivative · entry 1 Khosla Ventures V, L.P. · CIK 0001611146 · 10% owner Khosla Ventures Associates V, LLC · CIK 0001611145 · 10% owner VK Services, LLC · CIK 0001501927 · 10% owner KHOSLA VINOD · CIK 0001032453 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See footnote Disclosed balance after: 25,323,617 F1 · kind: On January 29, 2025, 1,000,000 shares of Common Stock held by Khosla Ventures V, L.P. ("KV V") were distributed to the limited partners and general partners of KV V in a pro rata distribution for no consideration. Of such distributed shares, 373,850 shares of Common Stock were received by Khosla Ventures Associates V, LLC ("KVA V"). F2 · ownership.nature: Consists of securities held of record by KV V, of which KVA V is the general partner. Vinod Khosla is the managing member of VK Services, LLC ("VK Services"), which is the sole manager of KVA V. Each of KVA V, VK Services and Vinod Khosla may be deemed to possess voting and investment control over such securities held by KV V, and each of KVA V, VK Services, and Vinod Khosla may be deemed to have indirect beneficial ownership of such securities held by KV V. Each Reporting Person disclaims beneficial ownership of such shares except to the extent of his or its pecuniary interests therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes. F5 · ownership.nature: Of the shares distributed by KV V to KVA V, all of such shares were subsequently distributed by KVA V to the underlying members of KVA V. Of such distributed shares, 736,191 shares of Common Stock were received by VK Services. As a result of such distributions, VK Services is now the record owner of 29,168,258 shares of Common Stock, and KVA V is the record owner of no shares of Common Stock. Read SEC document |
| January 13, 2025 Filed Jan 14, 2025 21:24 UTC |
Khosla Ventures V, L.P.10% owner
Khosla Ventures Associates V, LLC10% owner
VK Services, LLC10% owner
KHOSLA VINOD10% owner
|
OtherCommon Stock | 5,000,000 | $0.00 | $0.00 |
DisclosureSEC source: 0000950170-25-005363 · ownership.xml · nonDerivative · entry 2 Khosla Ventures V, L.P. · CIK 0001611146 · 10% owner Khosla Ventures Associates V, LLC · CIK 0001611145 · 10% owner VK Services, LLC · CIK 0001501927 · 10% owner KHOSLA VINOD · CIK 0001032453 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See footnote Disclosed balance after: 26,323,617 F3 · kind: On January 13, 2025, 5,000,000 shares of Common Stock held by KV V were distributed to the limited partners and general partners of KV V in a pro rata distribution for no consideration. Of such distributed shares, 1,869,249 shares of Common Stock were received by KVA V. F2 · ownership.nature: Consists of securities held of record by KV V, of which KVA V is the general partner. Vinod Khosla is the managing member of VK Services, LLC ("VK Services"), which is the sole manager of KVA V. Each of KVA V, VK Services and Vinod Khosla may be deemed to possess voting and investment control over such securities held by KV V, and each of KVA V, VK Services, and Vinod Khosla may be deemed to have indirect beneficial ownership of such securities held by KV V. Each Reporting Person disclaims beneficial ownership of such shares except to the extent of his or its pecuniary interests therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes. F4 · ownership.nature: Of the shares distributed by KV V to KVA V, all of such shares were subsequently distributed by KVA V to the underlying members of KVA V. Of such distributed shares, 1,594,579 shares of Common Stock were received by VK Services. As a result of such distributions, VK Services is now the record owner of 28,432,067 shares of Common Stock, and KVA V is the record owner of no shares of Common Stock. Read SEC document |
| January 10, 2025 Filed Jan 14, 2025 21:24 UTC |
Khosla Ventures V, L.P.10% owner
Khosla Ventures Associates V, LLC10% owner
VK Services, LLC10% owner
KHOSLA VINOD10% owner
|
OtherCommon Stock | 1,500,000 | $0.00 | $0.00 |
DisclosureSEC source: 0000950170-25-005363 · ownership.xml · nonDerivative · entry 1 Khosla Ventures V, L.P. · CIK 0001611146 · 10% owner Khosla Ventures Associates V, LLC · CIK 0001611145 · 10% owner VK Services, LLC · CIK 0001501927 · 10% owner KHOSLA VINOD · CIK 0001032453 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See footnote Disclosed balance after: 31,323,617 F1 · kind: On January 10, 2025, 1,500,000 shares of Common Stock held by Khosla Ventures V, L.P. ("KV V") were distributed to the limited partners and general partners of KV V in a pro rata distribution for no consideration. Of such distributed shares, 560,778 shares of Common Stock were received by Khosla Ventures Associates V, LLC ("KVA V"). F2 · ownership.nature: Consists of securities held of record by KV V, of which KVA V is the general partner. Vinod Khosla is the managing member of VK Services, LLC ("VK Services"), which is the sole manager of KVA V. Each of KVA V, VK Services and Vinod Khosla may be deemed to possess voting and investment control over such securities held by KV V, and each of KVA V, VK Services, and Vinod Khosla may be deemed to have indirect beneficial ownership of such securities held by KV V. Each Reporting Person disclaims beneficial ownership of such shares except to the extent of his or its pecuniary interests therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes. F4 · ownership.nature: Of the shares distributed by KV V to KVA V, all of such shares were subsequently distributed by KVA V to the underlying members of KVA V. Of such distributed shares, 1,594,579 shares of Common Stock were received by VK Services. As a result of such distributions, VK Services is now the record owner of 28,432,067 shares of Common Stock, and KVA V is the record owner of no shares of Common Stock. Read SEC document |
| January 07, 2025 Filed Jan 10, 2025 17:58 UTC |
Beck PeterDirector · President, CEO and Chairman · 10% owner
Beck Kerryn10% owner
Butler Warren10% owner
Equatorial Trust10% owner
Peek Street Equatorial Trustee Ltd10% owner
|
GrantSeries A Convertible Participating Preferred Stock · Derivative | 50,951,250 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000950170-25-004338 · ownership.xml · derivative · entry 3 Beck Peter · CIK 0001881842 · Director · President, CEO and Chairman · 10% owner Beck Kerryn · CIK 0001880895 · 10% owner Butler Warren · CIK 0001880893 · 10% owner Equatorial Trust · CIK 0001881791 · 10% owner Peek Street Equatorial Trustee Ltd · CIK 0001881857 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · By Trust Disclosed balance after: 50,951,250 Underlying: Common Stock · 50,951,250 shares Expires not disclosed F3 · derivative.exercise_price: Each share of Series A Preferred Stock is convertible into one share of Common Stock at any time at the option of the holder, subject to certain adjustments such as in connection with stock dividends, distributions, stock splits and stock combinations. F4 · derivative.exercise_price: Each share of Series A Preferred Stock held by the Trust will automatically convert into one share of Common Stock, upon the earliest to occur of (a) any sale, assignment, transfer, conveyance, hypothecation or other transfer or disposition of such share of Series A Preferred Stock, except for certain permitted transfers described in the Issuer's amended and restated certificate of incorporation, as amended; (b) the first date on which Peter Beck shall no longer serve as the Chief Executive Officer or such other executive officer position of the Issuer as approved by its Board of Directors; (c) the death or permanent disability of Peter Beck; or (d) the first date on which the outstanding shares of Series A Preferred Stock no longer represent at least 5% of the beneficial ownership of the Issuer's outstanding Common Stock. F1 · price: On January 7, 2025, the Equatorial Trust (the "Trust"), a family trust settled by Peter Beck and Kerryn Beck, disposed of 50,951,250 shares of common stock, par value $0.0001 per share ("Common Stock") to the Issuer in exchange for 50,951,250 shares of Series A Convertible Participating Preferred Stock, $0.0001 par value per share ("Series A Preferred Stock"), pursuant to the terms of the Exchange Agreement, dated December 3, 2024, between the Issuer and the Trust, approved by the Issuer's Board of Directors. F3 · derivative.exercise_date: Each share of Series A Preferred Stock is convertible into one share of Common Stock at any time at the option of the holder, subject to certain adjustments such as in connection with stock dividends, distributions, stock splits and stock combinations. F4 · derivative.exercise_date: Each share of Series A Preferred Stock held by the Trust will automatically convert into one share of Common Stock, upon the earliest to occur of (a) any sale, assignment, transfer, conveyance, hypothecation or other transfer or disposition of such share of Series A Preferred Stock, except for certain permitted transfers described in the Issuer's amended and restated certificate of incorporation, as amended; (b) the first date on which Peter Beck shall no longer serve as the Chief Executive Officer or such other executive officer position of the Issuer as approved by its Board of Directors; (c) the death or permanent disability of Peter Beck; or (d) the first date on which the outstanding shares of Series A Preferred Stock no longer represent at least 5% of the beneficial ownership of the Issuer's outstanding Common Stock. F3 · derivative.expiration_date: Each share of Series A Preferred Stock is convertible into one share of Common Stock at any time at the option of the holder, subject to certain adjustments such as in connection with stock dividends, distributions, stock splits and stock combinations. F4 · derivative.expiration_date: Each share of Series A Preferred Stock held by the Trust will automatically convert into one share of Common Stock, upon the earliest to occur of (a) any sale, assignment, transfer, conveyance, hypothecation or other transfer or disposition of such share of Series A Preferred Stock, except for certain permitted transfers described in the Issuer's amended and restated certificate of incorporation, as amended; (b) the first date on which Peter Beck shall no longer serve as the Chief Executive Officer or such other executive officer position of the Issuer as approved by its Board of Directors; (c) the death or permanent disability of Peter Beck; or (d) the first date on which the outstanding shares of Series A Preferred Stock no longer represent at least 5% of the beneficial ownership of the Issuer's outstanding Common Stock. F2 · ownership.nature: These shares are held directly by the Trust, a family trust settled by Peter Beck and Kerryn Beck. Peek Street Equatorial Trustee Limited (the "Trustee") is the trustee of the Trust and each of Peter Beck, Kerryn Beck and Warren Butler serve as a director of the Trustee with shared voting and investment control of the shares and, as a result, the Trustee and each such individual is deemed to be an indirect beneficial owner of these securities. Each reporting person disclaims beneficial ownership of these securities, except to the extent, if any, of his, her or its pecuniary interest therein, and the filing of this Form 4 is not an admission that any reporting person is the beneficial owner of these securities for purposes of Section 16 or for any other purpose. Read SEC document |
| January 07, 2025 Filed Jan 10, 2025 17:58 UTC |
Beck PeterDirector · President, CEO and Chairman · 10% owner
Beck Kerryn10% owner
Butler Warren10% owner
Equatorial Trust10% owner
Peek Street Equatorial Trustee Ltd10% owner
|
Disposition to issuerCommon Stock | 50,951,250 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000950170-25-004338 · ownership.xml · nonDerivative · entry 1 Beck Peter · CIK 0001881842 · Director · President, CEO and Chairman · 10% owner Beck Kerryn · CIK 0001880895 · 10% owner Butler Warren · CIK 0001880893 · 10% owner Equatorial Trust · CIK 0001881791 · 10% owner Peek Street Equatorial Trustee Ltd · CIK 0001881857 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · By Trust Disclosed balance after: 0 F1 · price: On January 7, 2025, the Equatorial Trust (the "Trust"), a family trust settled by Peter Beck and Kerryn Beck, disposed of 50,951,250 shares of common stock, par value $0.0001 per share ("Common Stock") to the Issuer in exchange for 50,951,250 shares of Series A Convertible Participating Preferred Stock, $0.0001 par value per share ("Series A Preferred Stock"), pursuant to the terms of the Exchange Agreement, dated December 3, 2024, between the Issuer and the Trust, approved by the Issuer's Board of Directors. F2 · ownership.nature: These shares are held directly by the Trust, a family trust settled by Peter Beck and Kerryn Beck. Peek Street Equatorial Trustee Limited (the "Trustee") is the trustee of the Trust and each of Peter Beck, Kerryn Beck and Warren Butler serve as a director of the Trustee with shared voting and investment control of the shares and, as a result, the Trustee and each such individual is deemed to be an indirect beneficial owner of these securities. Each reporting person disclaims beneficial ownership of these securities, except to the extent, if any, of his, her or its pecuniary interest therein, and the filing of this Form 4 is not an admission that any reporting person is the beneficial owner of these securities for purposes of Section 16 or for any other purpose. Read SEC document |
| December 11, 2024 Filed Dec 12, 2024 21:50 UTC |
Frank Edward H.Director
|
GiftCommon Stock | 20,000 | $0.00 | $0.00 |
DisclosureSEC source: 0000950170-24-135859 · ownership.xml · nonDerivative · entry 1 Frank Edward H. · CIK 0001589827 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 146,044 F1 · kind: Represents a bona fide gift of shares to a charitable donor advised fund. Read SEC document |
| December 11, 2024 Filed Feb 7, 2025 02:50 UTC |
Armagno NinaDirector
|
SaleCommon Stock | 10,000 | $23.63 | $236,345.00 |
DisclosureSEC source: 0000950170-25-015763 · ownership.xml · nonDerivative · entry 1 Armagno Nina · CIK 0001991365 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 132,294 F1 · price: The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $23.6300 to $23.6550, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| December 03, 2024 Filed Dec 5, 2024 02:50 UTC |
Slusky Alexander RDirector
|
SaleCommon Stock | 50,000 | $23.00 | $1,150,080.00 |
DisclosureSEC source: 0000950170-24-133516 · ownership.xml · nonDerivative · entry 2 Slusky Alexander R · CIK 0001357262 · Director 10b5-1 filing: No plan indicated Ownership: Indirect · By Abalone Cove LLLP Disclosed balance after: 534,675 F3 · price: The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $23.0000 to $23.0300, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. F2 · ownership.nature: These shares are held by Abalone Cove LLLP, a limited liability limited partnership, of which the Reporting Person is the sole general partner and of which the Reporting Person and his spouse are the sole limited partners. Read SEC document |
| December 03, 2024 Filed Dec 5, 2024 21:13 UTC |
Beck PeterDirector · President, CEO and Chairman · 10% owner
Beck Kerryn10% owner
Butler Warren10% owner
Equatorial Trust10% owner
Peek Street Equatorial Trustee Ltd10% owner
|
GrantCommon Stock | 157,875 | $0.00 | $0.00 |
DisclosureSEC source: 0000950170-24-133823 · ownership.xml · nonDerivative · entry 2 Beck Peter · CIK 0001881842 · Director · President, CEO and Chairman · 10% owner Beck Kerryn · CIK 0001880895 · 10% owner Butler Warren · CIK 0001880893 · 10% owner Equatorial Trust · CIK 0001881791 · 10% owner Peek Street Equatorial Trustee Ltd · CIK 0001881857 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 789,373 F2 · shares: Represents RSUs granted to Peter Beck under the 2021 Plan. Such RSUs will vest in full on March 1, 2025, subject to Peter Beck's continuous service relationship through such vesting date. The RSUs were granted on December 3, 2024. Read SEC document |
| December 03, 2024 Filed Dec 5, 2024 21:13 UTC |
Beck PeterDirector · President, CEO and Chairman · 10% owner
Beck Kerryn10% owner
Butler Warren10% owner
Equatorial Trust10% owner
Peek Street Equatorial Trustee Ltd10% owner
|
GrantCommon Stock | 631,498 | $0.00 | $0.00 |
DisclosureSEC source: 0000950170-24-133823 · ownership.xml · nonDerivative · entry 1 Beck Peter · CIK 0001881842 · Director · President, CEO and Chairman · 10% owner Beck Kerryn · CIK 0001880895 · 10% owner Butler Warren · CIK 0001880893 · 10% owner Equatorial Trust · CIK 0001881791 · 10% owner Peek Street Equatorial Trustee Ltd · CIK 0001881857 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 631,498 F1 · shares: Represents restricted stock units ("RSUs") granted to Peter Beck under the Rocket Lab USA, Inc. 2021 Stock Option and Incentive Plan (the "2021 Plan"). Such RSUs will vest as follows: 5/16 of the RSUs will vest on March 1, 2025 and 1/16 of the RSUs will vest on each May 22, August 22, November 22 and March 1 thereafter, in each case subject to Peter Beck's continuous service relationship through each applicable vesting date. The RSUs were granted on December 3, 2024. Read SEC document |
| December 02, 2024 Filed Dec 5, 2024 02:50 UTC |
Slusky Alexander RDirector
|
SaleCommon Stock | 50,000 | $24.28 | $1,214,230.00 |
DisclosureSEC source: 0000950170-24-133516 · ownership.xml · nonDerivative · entry 1 Slusky Alexander R · CIK 0001357262 · Director 10b5-1 filing: No plan indicated Ownership: Indirect · By Abalone Cove LLLP Disclosed balance after: 584,675 F1 · price: The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $24.2500 to $25.3500, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. F2 · ownership.nature: These shares are held by Abalone Cove LLLP, a limited liability limited partnership, of which the Reporting Person is the sole general partner and of which the Reporting Person and his spouse are the sole limited partners. Read SEC document |
| November 29, 2024 Filed Dec 4, 2024 00:03 UTC |
Khosla Ventures V, L.P.10% owner
Khosla Ventures Associates V, LLC10% owner
VK Services, LLC10% owner
KHOSLA VINOD10% owner
|
OtherCommon Stock | 5,000,000 | $0.00 | $0.00 |
DisclosureSEC source: 0000950170-24-132993 · ownership.xml · nonDerivative · entry 1 Khosla Ventures V, L.P. · CIK 0001611146 · 10% owner Khosla Ventures Associates V, LLC · CIK 0001611145 · 10% owner VK Services, LLC · CIK 0001501927 · 10% owner KHOSLA VINOD · CIK 0001032453 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See footnote Disclosed balance after: 32,823,617 F1 · kind: On November 29, 2024, 5,000,000 shares of Common Stock held by Khosla Ventures V, L.P. ("KV V") were distributed to the limited partners and general partners of KV V in a pro rata distribution for no consideration. Of such distributed shares, 1,869,250 shares of Common Stock were received by Khosla Ventures Associates V, LLC ("KVA V"). F2 · ownership.nature: Consists of securities held of record by KV V, of which KVA V is the general partner. Vinod Khosla is the managing member of VK Services, LLC ("VK Services"), which is the sole manager of KVA V. Each of KVA V, VK Services and Vinod Khosla may be deemed to possess voting and investment control over such securities held by KV V, and each of KVA V, VK Services, and Vinod Khosla may be deemed to have indirect beneficial ownership of such securities held by KV V. Each Reporting Person disclaims beneficial ownership of such shares except to the extent of his or its pecuniary interests therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes. F3 · ownership.nature: Of the shares distributed by KV V to KVA V, all of such shares were subsequently distributed by KVA V to the underlying members of KVA V. Of such distributed shares, 1,223,487 shares of Common Stock were received by VK Services. As a result of such distributions, VK Services is now the record owner of 26,837,088 shares of Common Stock, and KVA V is the record owner of no shares of Common Stock. Read SEC document |
| November 26, 2024 Filed Nov 27, 2024 22:28 UTC |
Saintil MerlineDirector
|
SaleCommon Stock | 50,000 | $25.55 | $1,277,475.00 |
DisclosureSEC source: 0000950170-24-131622 · ownership.xml · nonDerivative · entry 1 Saintil Merline · CIK 0001699497 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 432,275 F1 · price: The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $25.3550 to $26.0500, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| November 25, 2024 Filed Nov 27, 2024 21:49 UTC |
Klein FrankChief Operations Officer
|
SaleCommon Stock | 35,968 | $24.15 | $868,468.94 |
DisclosureSEC source: 0000950170-24-131573 · ownership.xml · nonDerivative · entry 1 Klein Frank · CIK 0002037530 · Chief Operations Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,464,032 F1 · shares: Represents the sale of shares required to be sold by the Reporting Person pursuant to a "sell-to-cover" transaction in order to satisfy applicable tax withholding obligations in connection with the vesting and settlement of restricted stock units previously granted to the Reporting Person. Such sales were automatic and not in the discretion of the Reporting Person. F2 · price: The price reported in column 4 is a weighted average price of the aggregate number of shares. These shares were sold in multiple transactions in bulk at prices ranging from $23.2000 to $24.1900, $24.2100 to $25.2000 and $25.2100 to $25.5600, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| November 25, 2024 Filed Nov 27, 2024 21:46 UTC |
Kampani ArjunGeneral Counsel
|
SaleCommon Stock | 28,562 | $24.15 | $689,646.63 |
DisclosureSEC source: 0000950170-24-131564 · ownership.xml · nonDerivative · entry 1 Kampani Arjun · CIK 0001671507 · General Counsel 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 608,996 F1 · shares: Represents the sale of shares required to be sold by the Reporting Person pursuant to a "sell-to-cover" transaction in order to satisfy applicable tax withholding obligations in connection with the vesting and settlement of restricted stock units previously granted to the Reporting Person. Such sales were automatic and not in the discretion of the Reporting Person. F2 · price: The price reported in column 4 is a weighted average price of the aggregate number of shares. These shares were sold in multiple transactions in bulk at prices ranging from $23.2000 to $24.1900, $24.2100 to $25.2000 and $25.2100 to $25.5600, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| November 25, 2024 Filed Nov 27, 2024 21:50 UTC |
Spice Adam C.Chief Financial Officer
|
SaleCommon Stock | 62,511 | $24.15 | $1,509,365.60 |
DisclosureSEC source: 0000950170-24-131578 · ownership.xml · nonDerivative · entry 1 Spice Adam C. · CIK 0001509421 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,259,522 F1 · shares: Represents the sale of shares required to be sold by the Reporting Person pursuant to a "sell-to-cover" transaction in order to satisfy applicable tax withholding obligations in connection with the vesting and settlement of restricted stock units previously granted to the Reporting Person. Such sales were automatic and not in the discretion of the Reporting Person. F2 · price: The price reported in column 4 is a weighted average price of the aggregate number of shares. These shares were sold in multiple transactions in bulk at prices ranging from $23.2000 to $24.1900, $24.2100 to $25.2000 and $25.2100 to $25.5600, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. F3 · balance_after: Includes 868 shares acquired under the Rocket Lab USA, Inc. 2021 Employee Stock Purchase Plan on November 21, 2024 in transactions that were exempt under both Rule 16b-3(d) and Rule 16b-3(c). Read SEC document |
| November 19, 2024 Filed Nov 21, 2024 21:58 UTC |
Olson Jon ADirector
|
SaleCommon Stock | 50,000 | $20.69 | $1,034,315.00 |
DisclosureSEC source: 0000950170-24-129771 · ownership.xml · nonDerivative · entry 1 Olson Jon A · CIK 0001331263 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 432,275 F1 · price: The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $20.6700 to $20.7050, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| November 15, 2024 Filed Nov 19, 2024 00:29 UTC |
Ocko MatthewDirector
|
SaleCommon Stock | 2,393,001 | $18.21 | $43,586,838.11 |
DisclosureSEC source: 0000950170-24-128168 · ownership.xml · nonDerivative · entry 4 Ocko Matthew · CIK 0001836089 · Director 10b5-1 filing: No plan indicated Ownership: Indirect · See footnote Disclosed balance after: 3,388,249 F4 · price: The price reported in column 4 is a weighted average price of the aggregate number of shares sold. These shares were sold in multiple transactions with 1,067,717 shares sold at prices ranging from $16.8800 to $17.8750, 1,893,911 shares sold at prices ranging from $17.8800 to $18.8750 and 404,565 shares sold at prices ranging from $19.0000 to $19.4750, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. F3 · ownership.nature: Represents securities held of record by DCVC Opportunity Fund II, L.P. ("DCVC Opportunity Fund II"). DCVC Opportunity Fund II GP, LLC ("DCVC Opportunity Fund II GP") is the general partner of DCVC Opportunity Fund II and has sole voting and dispositive power with regard to the securities held by DCVC Opportunity Fund II. The Reporting Person is a managing member of DCVC Opportunity Fund II GP and shares voting and dispositive power with respect to the securities held by DCVC Opportunity Fund II. The Reporting Person disclaims the existence of a "group" and disclaims beneficial ownership of such securities and this report shall not be deemed an admission that the Reporting Person is the beneficial owner of such securities, except to the extent of his indirect pecuniary interest therein, if any. Read SEC document |
| November 15, 2024 Filed Nov 19, 2024 00:29 UTC |
Ocko MatthewDirector
|
SaleCommon Stock | 973,192 | $18.21 | $17,726,011.05 |
DisclosureSEC source: 0000950170-24-128168 · ownership.xml · nonDerivative · entry 3 Ocko Matthew · CIK 0001836089 · Director 10b5-1 filing: No plan indicated Ownership: Indirect · See footnote Disclosed balance after: 1,377,943 F4 · price: The price reported in column 4 is a weighted average price of the aggregate number of shares sold. These shares were sold in multiple transactions with 1,067,717 shares sold at prices ranging from $16.8800 to $17.8750, 1,893,911 shares sold at prices ranging from $17.8800 to $18.8750 and 404,565 shares sold at prices ranging from $19.0000 to $19.4750, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. F2 · ownership.nature: Represents securities held of record by Data Collective IV, L.P. ("DCVC IV"). Data Collective IV GP, LLC ("DCVC IV GP") is the general partner of DCVC IV and has sole voting and dispositive power with regard to the securities held by DCVC IV. The Reporting Person is a managing member of DCVC IV GP and shares voting and dispositive power with respect to the securities held by DCVC IV. The Reporting Person disclaims the existence of a "group" and disclaims beneficial ownership of such securities and this report shall not be deemed an admission that the Reporting Person is the beneficial owner of such securities, except to the extent of his indirect pecuniary interest therein, if any. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.