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RJF

RAYMOND JAMES FINANCIAL INC

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3126
SEC CIK
0000720005
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1,007

Last 12 months

Inside the activity.

0 purchase rows · 8 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202503
Jan 202600
Feb 202601
Mar 202601
Apr 202600
May 202600
Jun 202600
Jul 202602
Aug 202601
Sep 202600
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
November 21, 2016 Filed Nov 23, 2016 18:24 UTC GrantCommon Stock 4,813 $0.00 $0.00
Disclosure

SEC source: 0001225208-16-042178 · doc4.xml · nonDerivative · entry 1

Carson John C Jr. · CIK 0001509485 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 69,780

F1 · shares: Vesting of Performance Restricted Stock Units (PRSUs) granted on 12/13/2013.

Read SEC document
November 19, 2016 Filed Nov 22, 2016 23:13 UTC Exercise / conversionRestricted Stock Units · Derivative 548 $0.00 $0.00
Disclosure

SEC source: 0001225208-16-042127 · doc4.xml · derivative · entry 2

MCGEARY RODERICK C · CIK 0001206884 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 548 shares

Expires 2016-11-19

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a contingent right to receive, upon vesting of the award: (i) one share of common stock, and (ii) accrued cash in lieu of dividends.

F1 · price: Each Restricted Stock Unit (RSU) represents a contingent right to receive, upon vesting of the award: (i) one share of common stock, and (ii) accrued cash in lieu of dividends.

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November 19, 2016 Filed Nov 22, 2016 23:13 UTC Exercise / conversionCommon Stock 548 $0.00 $0.00
Disclosure

SEC source: 0001225208-16-042127 · doc4.xml · nonDerivative · entry 1

MCGEARY RODERICK C · CIK 0001206884 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 548

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each Restricted Stock Unit (RSU) represents a contingent right to receive, upon vesting of the award: (i) one share of common stock, and (ii) accrued cash in lieu of dividends.

Read SEC document
November 17, 2016 Filed Nov 23, 2016 20:57 UTC
Dowdle Jeffrey APresident, Asset Mgmt Group
GiftCommon Stock 353 $0.00 $0.00
Disclosure

SEC source: 0001225208-16-042197 · doc4.xml · nonDerivative · entry 1

Dowdle Jeffrey A · CIK 0001541020 · President, Asset Mgmt Group

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,396

Read SEC document
November 15, 2016 Filed Nov 17, 2016 20:42 UTC
JULIEN JEFFREY PCFO, Executive VP - Fin
Exercise / conversionEmployee Stock Option (right to buy) · Derivative 12,500 $0.00 Strike: $27.10 $0.00
Disclosure

SEC source: 0001225208-16-041934 · doc4.xml · derivative · entry 6

JULIEN JEFFREY P · CIK 0001182753 · CFO, Executive VP - Fin

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,000

Underlying: Common Stock · 12,500 shares

Expires 2017-01-22

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: Of the 25,000 options granted, 15,000 became exerciseable on 11/22/2014, 5,000 on 11/22/2015, and 5,000 will become exerciseable on 11/22/2016.

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November 15, 2016 Filed Nov 17, 2016 20:42 UTC
JULIEN JEFFREY PCFO, Executive VP - Fin
Tax withholdingCommon Stock 7,000 $71.90 $503,300.00
Disclosure

SEC source: 0001225208-16-041934 · doc4.xml · nonDerivative · entry 2

JULIEN JEFFREY P · CIK 0001182753 · CFO, Executive VP - Fin

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 51,907

Read SEC document
November 15, 2016 Filed Nov 17, 2016 20:42 UTC
JULIEN JEFFREY PCFO, Executive VP - Fin
Exercise / conversionCommon Stock 12,500 $27.10 $338,750.00
Disclosure

SEC source: 0001225208-16-041934 · doc4.xml · nonDerivative · entry 1

JULIEN JEFFREY P · CIK 0001182753 · CFO, Executive VP - Fin

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 58,907

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 15, 2016 Filed Nov 23, 2016 20:42 UTC
TROCIN JEFFREY EExecutive Vice President - RJF
GiftCommon Stock 150 $0.00 $0.00
Disclosure

SEC source: 0001225208-16-042194 · doc4.xml · nonDerivative · entry 1

TROCIN JEFFREY E · CIK 0001185788 · Executive Vice President - RJF

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 152,015

F1 · balance_after: Includes 128 shares of common stock acquired on March 2, 2016, 103 shares of common stock acquired on June 2, 2016, and 99 shares of common stock acquired on September 2, 2016, pursuant to the registrant's Employee Stock Purchase Plan.

Read SEC document
November 14, 2016 Filed Nov 15, 2016 20:16 UTC
REILLY PAUL CDirector · Chief Executive Officer
GiftCommon Stock 6,200 $0.00 $0.00
Disclosure

SEC source: 0001225208-16-041771 · doc4.xml · nonDerivative · entry 2

REILLY PAUL C · CIK 0001240439 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 158,967

Read SEC document
November 11, 2016 Filed Nov 15, 2016 20:16 UTC
REILLY PAUL CDirector · Chief Executive Officer
GiftCommon Stock 25,000 $0.00 $0.00
Disclosure

SEC source: 0001225208-16-041771 · doc4.xml · nonDerivative · entry 1

REILLY PAUL C · CIK 0001240439 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 165,167

Read SEC document
November 10, 2016 Filed Nov 14, 2016 12:38 UTC
Elwyn Tashtego SPresident - RJA
GiftCommon Stock 250 $0.00 $0.00
Disclosure

SEC source: 0001225208-16-041533 · doc4.xml · nonDerivative · entry 1

Elwyn Tashtego S · CIK 0001601145 · President - RJA

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,393

Read SEC document
November 02, 2016 Filed Nov 17, 2016 14:25 UTC
ZANK DENNIS WChief Operating Officer
GiftCommon Stock 50 $0.00 $0.00
Disclosure

SEC source: 0001225208-16-041900 · doc4.xml · nonDerivative · entry 1

ZANK DENNIS W · CIK 0001182767 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 147,809

Read SEC document
October 28, 2016 Filed Oct 31, 2016 19:42 UTC
ZANK DENNIS WChief Operating Officer
GiftCommon Stock 10 $0.00 $0.00
Disclosure

SEC source: 0001225208-16-040853 · doc4.xml · nonDerivative · entry 1

ZANK DENNIS W · CIK 0001182767 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 147,859

Read SEC document
September 08, 2016 Filed Sep 12, 2016 11:55 UTC
ZANK DENNIS WChief Operating Officer
GiftCommon Stock 500 $0.00 $0.00
Disclosure

SEC source: 0001225208-16-039212 · doc4.xml · nonDerivative · entry 1

ZANK DENNIS W · CIK 0001182767 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 147,869

Read SEC document
May 25, 2016 Filed May 30, 2017 20:07 UTC Amendment
Santelli Jonathan NEVP, Gen Counsel, Secy
GrantRestricted Stock Units · Derivative 15,000 $0.00 $0.00
Disclosure

SEC source: 0001225208-17-010511 · doc4a.xml · derivative · entry 1

Santelli Jonathan N · CIK 0001672865 · EVP, Gen Counsel, Secy

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,000

Underlying: Common Stock · 15,000 shares

Expires 2021-05-25

F1 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a contingent right to receive, upon vesting of the award: (i) one share of common stock, and (ii) accrued cash in lieu of dividends.

F2 · date: This amendment corrects solely the acquisition date of the RSUs granted to the reporting person.

F3 · derivative.exercise_date: The RSUs vest in five equal annual installments beginning on the first anniversary of the grant date.

Read SEC document
December 22, 2015 Filed Nov 14, 2016 19:28 UTC
Elwyn Tashtego SPresident - RJA
GiftCommon Stock 200 $0.00 $0.00
Disclosure

SEC source: 0001225208-16-041586 · doc5.xml · nonDerivative · entry 1

Elwyn Tashtego S · CIK 0001601145 · President - RJA

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,786

Read SEC document
November 19, 2015 Filed Nov 20, 2018 20:19 UTC Amendment
ACKART JENNIFER CSVP, Controller
GrantRestricted Stock Units · Derivative 4,300 $0.00 $0.00
Disclosure

SEC source: 0001225208-18-015719 · doc4a.xml · derivative · entry 1

ACKART JENNIFER C · CIK 0001181167 · SVP, Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,300

Underlying: Common Stock · 4,300 shares

Expires 2020-11-19

F1 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a contingent right to receive, upon vesting of the award: (i) one share of common stock, and (ii) accrued cash in lieu of dividends.

F2 · derivative.exercise_date: RSUs vest 60% on 11/19/2018, 20% on 11/19/2019, and 20% on 11/19/2020.

Read SEC document
November 18, 2015 Filed Jul 10, 2017 14:26 UTC Amendment
Allison Paul DChair, President & CEO RJ Ltd.
GrantRestricted Stock Units · Derivative 5,000 $0.00 $0.00
Disclosure

SEC source: 0001225208-17-012453 · doc4a.xml · derivative · entry 1

Allison Paul D · CIK 0001453440 · Chair, President & CEO RJ Ltd.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,000

Underlying: Common Stock · 5,000 shares

Expires 2018-09-30

F1 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a contingent right to receive, upon vesting of the award: (i) one share of common stock, and (ii) accrued cash in lieu of dividends.

F2 · derivative.exercise_date: RSUs vest 100% on 9/30/2018.

F2 · derivative.expiration_date: RSUs vest 100% on 9/30/2018.

Read SEC document
March 16, 1994 Filed Nov 13, 2019 21:22 UTC
JAMES THOMAS ADirector · Chairman Emeritus
PurchaseCommon Stock 900 $3.24 $2,911.50
Disclosure

SEC source: 0001225208-19-014468 · doc5.xml · nonDerivative · entry 1

JAMES THOMAS A · CIK 0001182775 · Director · Chairman Emeritus

10b5-1 filing: Not disclosed

Ownership: Indirect · By Harbus Investors, Inc.

Disclosed balance after: 900

F1 · shares: Represents current holdings after adjustments for stock splits and other transactions many years previously for which the reporting person does not currently have complete records.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.