Last 12 months
Inside the activity.
0 purchase rows · 0 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 0 |
| Dec 2025 | 0 | 0 |
| Jan 2026 | 0 | 0 |
| Feb 2026 | 0 | 0 |
| Mar 2026 | 0 | 0 |
| Apr 2026 | 0 | 0 |
| May 2026 | 0 | 0 |
| Jun 2026 | 0 | 0 |
| Jul 2026 | 0 | 0 |
| Aug 2026 | 0 | 0 |
| Sep 2026 | 0 | 0 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| August 10, 2018 Filed Aug 15, 2018 00:29 UTC |
LOCKHART DANA JDirector
|
Disposition to issuerStock Appreciation Rights · Derivative | 25,000 | $0.00 Strike: $6.40 | $0.00 |
DisclosureSEC source: 0000899243-18-022403 · doc4.xml · derivative · entry 4 LOCKHART DANA J · CIK 0001747982 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 25,000 shares Expires 2025-07-20 F2 · kind: The stock appreciation rights under this award were cancelled in exchange for shares of restricted common stock issued under the 2018 Equity Incentive Plan in a grant dated August 10, 2018. F2 · derivative.exercise_date: The stock appreciation rights under this award were cancelled in exchange for shares of restricted common stock issued under the 2018 Equity Incentive Plan in a grant dated August 10, 2018. Read SEC document |
| August 10, 2018 Filed Aug 15, 2018 00:29 UTC |
LOCKHART DANA JDirector
|
Disposition to issuerRestricted Stock Units · Derivative | 14,648 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000899243-18-022403 · doc4.xml · derivative · entry 3 LOCKHART DANA J · CIK 0001747982 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 14,648 shares Expires not disclosed F1 · kind: The restricted stock units under this grant were cancelled in exchange for shares of restricted common stock issued under the 2018 Equity Incentive Plan in a grant dated August 10, 2018. F1 · derivative.exercise_date: The restricted stock units under this grant were cancelled in exchange for shares of restricted common stock issued under the 2018 Equity Incentive Plan in a grant dated August 10, 2018. F1 · derivative.expiration_date: The restricted stock units under this grant were cancelled in exchange for shares of restricted common stock issued under the 2018 Equity Incentive Plan in a grant dated August 10, 2018. Read SEC document |
| August 10, 2018 Filed Aug 15, 2018 00:29 UTC |
LOCKHART DANA JDirector
|
GrantCommon Stock | 28,891 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-18-022403 · doc4.xml · nonDerivative · entry 2 LOCKHART DANA J · CIK 0001747982 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,379 F2 · shares: The stock appreciation rights under this award were cancelled in exchange for shares of restricted common stock issued under the 2018 Equity Incentive Plan in a grant dated August 10, 2018. F3 · shares: The vested stock appreciation rights under this award were cancelled in exchange for shares of restricted common stock issued under the 2018 Equity Incentive Plan in a grant dated August 10, 2018. Stock appreciation rights for 8,335 that were unvested were cancelled in exchange for unvested restricted stock under the 2018 Equity Incentive Plan in a grant dated August 10, 2018. Read SEC document |
| August 10, 2018 Filed Aug 15, 2018 00:25 UTC |
FERVERDA MICHAEL LDirector · Chief Operating Officer
|
GrantRestricted Stock Award · Derivative | 22,203 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000899243-18-022397 · doc4.xml · derivative · entry 8 FERVERDA MICHAEL L · CIK 0001179544 · Director · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,203 Underlying: Common Stock · 22,203 shares Expires not disclosed F6 · derivative.expiration_date: A restricted stock award was granted under the 2018 Equity Incentive Plan in a grant dated August 10, 2018, and vests as follows: 1,751 shares on January 16, 2019; 7,732 shares on January 21, 2019; 2,500 shares on July 21, 2019; 1,750 shares on January 16, 2020; 4,221 shares on January 21, 2020; 2,499 shares on June 21, 2020; and 1,750 shares on January 16, 2021. Read SEC document |
| August 10, 2018 Filed Aug 15, 2018 00:25 UTC |
FERVERDA MICHAEL LDirector · Chief Operating Officer
|
Disposition to issuerRestricted Stock Award · Derivative | 5,000 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000899243-18-022397 · doc4.xml · derivative · entry 7 FERVERDA MICHAEL L · CIK 0001179544 · Director · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 5,000 shares Expires not disclosed F5 · kind: The restricted stock under this grant was cancelled in exchange for shares of restricted common stock issued under the 2018 Equity Incentive Plan, in a grant dated August 10, 2018. F5 · derivative.exercise_date: The restricted stock under this grant was cancelled in exchange for shares of restricted common stock issued under the 2018 Equity Incentive Plan, in a grant dated August 10, 2018. F5 · derivative.expiration_date: The restricted stock under this grant was cancelled in exchange for shares of restricted common stock issued under the 2018 Equity Incentive Plan, in a grant dated August 10, 2018. Read SEC document |
| August 10, 2018 Filed Aug 15, 2018 00:25 UTC |
FERVERDA MICHAEL LDirector · Chief Operating Officer
|
Disposition to issuerStock Appreciation Rights · Derivative | 20,001 | $0.00 Strike: $5.50 | $0.00 |
DisclosureSEC source: 0000899243-18-022397 · doc4.xml · derivative · entry 6 FERVERDA MICHAEL L · CIK 0001179544 · Director · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 20,001 shares Expires 2027-01-16 F4 · kind: The vested stock appreciation rights under this award were cancelled in exchange for shares of restricted common stock issued under the 2018 Equity Incentive Plan in a grant dated August 10, 2018. Stock appreciation rights for 13,333 that were unvested were cancelled in exchange for unvested restricted stock under the 2018 Equity Incentive Plan in a grant dated August 10, 2018. F4 · derivative.exercise_date: The vested stock appreciation rights under this award were cancelled in exchange for shares of restricted common stock issued under the 2018 Equity Incentive Plan in a grant dated August 10, 2018. Stock appreciation rights for 13,333 that were unvested were cancelled in exchange for unvested restricted stock under the 2018 Equity Incentive Plan in a grant dated August 10, 2018. Read SEC document |
| August 10, 2018 Filed Aug 15, 2018 00:25 UTC |
FERVERDA MICHAEL LDirector · Chief Operating Officer
|
Disposition to issuerStock Appreciation Rights · Derivative | 20,003 | $0.00 Strike: $7.10 | $0.00 |
DisclosureSEC source: 0000899243-18-022397 · doc4.xml · derivative · entry 5 FERVERDA MICHAEL L · CIK 0001179544 · Director · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 20,003 shares Expires 2026-01-18 F3 · kind: The vested stock appreciation rights under this award were cancelled in exchange for shares of restricted common stock issued under the 2018 Equity Incentive Plan in a grant dated August 10, 2018. Stock appreciation rights for 6,668 that were unvested were cancelled in exchange for unvested restricted stock under the 2018 Equity Incentive Plan in a grant dated August 10, 2018. F3 · derivative.exercise_date: The vested stock appreciation rights under this award were cancelled in exchange for shares of restricted common stock issued under the 2018 Equity Incentive Plan in a grant dated August 10, 2018. Stock appreciation rights for 6,668 that were unvested were cancelled in exchange for unvested restricted stock under the 2018 Equity Incentive Plan in a grant dated August 10, 2018. Read SEC document |
| August 10, 2018 Filed Aug 15, 2018 00:25 UTC |
FERVERDA MICHAEL LDirector · Chief Operating Officer
|
Disposition to issuerStock Appreciation Rights · Derivative | 10,000 | $0.00 Strike: $6.80 | $0.00 |
DisclosureSEC source: 0000899243-18-022397 · doc4.xml · derivative · entry 4 FERVERDA MICHAEL L · CIK 0001179544 · Director · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 10,000 shares Expires 2025-07-20 F2 · kind: The stock appreciation rights under this award were cancelled in exchange for shares of restricted common stock issued under the 2018 Equity Incentive Plan in a grant dated August 10, 2018. F2 · derivative.exercise_date: The stock appreciation rights under this award were cancelled in exchange for shares of restricted common stock issued under the 2018 Equity Incentive Plan in a grant dated August 10, 2018. Read SEC document |
| August 10, 2018 Filed Aug 15, 2018 00:25 UTC |
FERVERDA MICHAEL LDirector · Chief Operating Officer
|
Disposition to issuerRestricted Stock Units · Derivative | 4,999 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000899243-18-022397 · doc4.xml · derivative · entry 3 FERVERDA MICHAEL L · CIK 0001179544 · Director · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 4,999 shares Expires not disclosed F1 · kind: The restricted stock units under this grant were cancelled in exchange for shares of restricted common stock issued under the 2018 Equity Incentive Plan in a grant dated August 10, 2018. F1 · derivative.exercise_date: The restricted stock units under this grant were cancelled in exchange for shares of restricted common stock issued under the 2018 Equity Incentive Plan in a grant dated August 10, 2018. F1 · derivative.expiration_date: The restricted stock units under this grant were cancelled in exchange for shares of restricted common stock issued under the 2018 Equity Incentive Plan in a grant dated August 10, 2018. Read SEC document |
| August 10, 2018 Filed Aug 15, 2018 00:25 UTC |
FERVERDA MICHAEL LDirector · Chief Operating Officer
|
GrantCommon Stock | 11,964 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-18-022397 · doc4.xml · nonDerivative · entry 2 FERVERDA MICHAEL L · CIK 0001179544 · Director · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,997 F2 · shares: The stock appreciation rights under this award were cancelled in exchange for shares of restricted common stock issued under the 2018 Equity Incentive Plan in a grant dated August 10, 2018. F3 · shares: The vested stock appreciation rights under this award were cancelled in exchange for shares of restricted common stock issued under the 2018 Equity Incentive Plan in a grant dated August 10, 2018. Stock appreciation rights for 6,668 that were unvested were cancelled in exchange for unvested restricted stock under the 2018 Equity Incentive Plan in a grant dated August 10, 2018. Read SEC document |
| August 10, 2018 Filed Aug 15, 2018 00:26 UTC |
PICCO GIACOMODirector
|
GrantRestricted Stock Award · Derivative | 14,647 | Not disclosed Strike: $0.00 | Not disclosed |
DisclosureSEC source: 0000899243-18-022399 · doc4.xml · derivative · entry 2 PICCO GIACOMO · CIK 0001747983 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,647 Underlying: Common Stock · 14,647 shares Expires not disclosed F1 · shares: The restricted stock under this grant was cancelled in exchange for shares of restricted common stock issued under the 2018 Equity Incentive Plan, in a grant dated August 10, 2018. F2 · shares: A restricted stock award was granted under the 2018 Equity Incentive Plan in a grant dated August 10, 2018, and vests as follows: 4,883 shares on January 16, 2019; 4,882 shares on January 16, 2020; and 4,882 shares on January 16, 2021. F2 · price: A restricted stock award was granted under the 2018 Equity Incentive Plan in a grant dated August 10, 2018, and vests as follows: 4,883 shares on January 16, 2019; 4,882 shares on January 16, 2020; and 4,882 shares on January 16, 2021. F2 · derivative.expiration_date: A restricted stock award was granted under the 2018 Equity Incentive Plan in a grant dated August 10, 2018, and vests as follows: 4,883 shares on January 16, 2019; 4,882 shares on January 16, 2020; and 4,882 shares on January 16, 2021. Read SEC document |
| August 10, 2018 Filed Aug 15, 2018 00:26 UTC |
PICCO GIACOMODirector
|
Disposition to issuerRestricted Stock Units · Derivative | 14,648 | Not disclosed Strike: $0.00 | Not disclosed |
DisclosureSEC source: 0000899243-18-022399 · doc4.xml · derivative · entry 1 PICCO GIACOMO · CIK 0001747983 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 14,648 shares Expires not disclosed F1 · kind: The restricted stock under this grant was cancelled in exchange for shares of restricted common stock issued under the 2018 Equity Incentive Plan, in a grant dated August 10, 2018. F1 · price: The restricted stock under this grant was cancelled in exchange for shares of restricted common stock issued under the 2018 Equity Incentive Plan, in a grant dated August 10, 2018. F1 · derivative.exercise_date: The restricted stock under this grant was cancelled in exchange for shares of restricted common stock issued under the 2018 Equity Incentive Plan, in a grant dated August 10, 2018. F1 · derivative.expiration_date: The restricted stock under this grant was cancelled in exchange for shares of restricted common stock issued under the 2018 Equity Incentive Plan, in a grant dated August 10, 2018. Read SEC document |
| August 10, 2018 Filed Aug 15, 2018 00:23 UTC |
ORNSTEIN JONATHAN GDirector · Chairman and CEO
|
GrantRestricted Stock Award · Derivative | 407,654 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000899243-18-022394 · doc4.xml · derivative · entry 10 ORNSTEIN JONATHAN G · CIK 0001054973 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 407,654 Underlying: Common Stock · 407,654 shares Expires not disclosed F8 · derivative.expiration_date: A restricted stock award was granted under the 2018 Equity Incentive Plan in a grant dated August 10, 2018, and vests as follows: 43,889 shares on January 21, 2019; 155,106 shares on June 1, 2019; 37,500 shares on July 21, 2019; 97,133 shares on June 1, 2020; 37,500 shares on July 21, 2020; and 36,526 shares on June 1, 2021. Read SEC document |
| August 10, 2018 Filed Aug 15, 2018 00:23 UTC |
ORNSTEIN JONATHAN GDirector · Chairman and CEO
|
Disposition to issuerRestricted Stock Award · Derivative | 75,405 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000899243-18-022394 · doc4.xml · derivative · entry 9 ORNSTEIN JONATHAN G · CIK 0001054973 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 75,405 shares Expires not disclosed F7 · kind: The restricted stock units under this grant was cancelled in exchange for shares of restricted common stock issued under the 2018 Equity Incentive Plan in a grant dated August 10, 2018. F7 · derivative.exercise_date: The restricted stock units under this grant was cancelled in exchange for shares of restricted common stock issued under the 2018 Equity Incentive Plan in a grant dated August 10, 2018. F7 · derivative.expiration_date: The restricted stock units under this grant was cancelled in exchange for shares of restricted common stock issued under the 2018 Equity Incentive Plan in a grant dated August 10, 2018. Read SEC document |
| August 10, 2018 Filed Aug 15, 2018 00:23 UTC |
ORNSTEIN JONATHAN GDirector · Chairman and CEO
|
Disposition to issuerRestricted Stock Award · Derivative | 57,973 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000899243-18-022394 · doc4.xml · derivative · entry 8 ORNSTEIN JONATHAN G · CIK 0001054973 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 57,973 shares Expires not disclosed F6 · kind: The restricted stock under this grant was cancelled in exchange for shares of restricted common stock issued under the 2018 Equity Incentive Plan, in a grant dated August 10, 2018. F6 · derivative.exercise_date: The restricted stock under this grant was cancelled in exchange for shares of restricted common stock issued under the 2018 Equity Incentive Plan, in a grant dated August 10, 2018. F6 · derivative.expiration_date: The restricted stock under this grant was cancelled in exchange for shares of restricted common stock issued under the 2018 Equity Incentive Plan, in a grant dated August 10, 2018. Read SEC document |
| August 10, 2018 Filed Aug 15, 2018 00:23 UTC |
ORNSTEIN JONATHAN GDirector · Chairman and CEO
|
Disposition to issuerRestricted Stock Award · Derivative | 75,000 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000899243-18-022394 · doc4.xml · derivative · entry 7 ORNSTEIN JONATHAN G · CIK 0001054973 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 75,000 shares Expires not disclosed F5 · kind: The restricted stock under this grant was cancelled in exchange for shares of restricted common stock issued under the 2018 Equity Incentive Plan, in a grant dated August 10, 2018. F5 · derivative.exercise_date: The restricted stock under this grant was cancelled in exchange for shares of restricted common stock issued under the 2018 Equity Incentive Plan, in a grant dated August 10, 2018. F5 · derivative.expiration_date: The restricted stock under this grant was cancelled in exchange for shares of restricted common stock issued under the 2018 Equity Incentive Plan, in a grant dated August 10, 2018. Read SEC document |
| August 10, 2018 Filed Aug 15, 2018 00:23 UTC |
ORNSTEIN JONATHAN GDirector · Chairman and CEO
|
Disposition to issuerStock Appreciation Rights · Derivative | 250,000 | $0.00 Strike: $7.10 | $0.00 |
DisclosureSEC source: 0000899243-18-022394 · doc4.xml · derivative · entry 6 ORNSTEIN JONATHAN G · CIK 0001054973 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 250,000 shares Expires 2026-01-18 F4 · kind: The vested stock appreciation rights under this award were cancelled in exchange for shares of restricted common stock issued under the 2018 Equity Incentive Plan in a grant dated August 10, 2018. Stock appreciation rights for 83,335 that were unvested were cancelled in exchange for unvested restricted stock under the 2018 Equity Incentive Plan in a grant dated August 10, 2018. F4 · derivative.exercise_date: The vested stock appreciation rights under this award were cancelled in exchange for shares of restricted common stock issued under the 2018 Equity Incentive Plan in a grant dated August 10, 2018. Stock appreciation rights for 83,335 that were unvested were cancelled in exchange for unvested restricted stock under the 2018 Equity Incentive Plan in a grant dated August 10, 2018. Read SEC document |
| August 10, 2018 Filed Aug 15, 2018 00:23 UTC |
ORNSTEIN JONATHAN GDirector · Chairman and CEO
|
Disposition to issuerStock Appreciation Rights · Derivative | 250,000 | $0.00 Strike: $6.80 | $0.00 |
DisclosureSEC source: 0000899243-18-022394 · doc4.xml · derivative · entry 5 ORNSTEIN JONATHAN G · CIK 0001054973 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 250,000 shares Expires 2025-07-20 F3 · kind: The stock appreciation rights under this award were cancelled in exchange for shares of restricted common stock issued under the 2018 Equity Incentive Plan in a grant dated August 10, 2018. F3 · derivative.exercise_date: The stock appreciation rights under this award were cancelled in exchange for shares of restricted common stock issued under the 2018 Equity Incentive Plan in a grant dated August 10, 2018. Read SEC document |
| August 10, 2018 Filed Aug 15, 2018 00:23 UTC |
ORNSTEIN JONATHAN GDirector · Chairman and CEO
|
Disposition to issuerStock Appreciation Rights · Derivative | 250,000 | $0.00 Strike: $1.60 | $0.00 |
DisclosureSEC source: 0000899243-18-022394 · doc4.xml · derivative · entry 4 ORNSTEIN JONATHAN G · CIK 0001054973 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 250,000 shares Expires 2024-01-20 F2 · kind: The stock appreciation rights under this award were cancelled in exchange for shares of restricted common stock issued under the 2018 Equity Incentive Plan in a grant dated August 10, 2018. F2 · derivative.exercise_date: The stock appreciation rights under this award were cancelled in exchange for shares of restricted common stock issued under the 2018 Equity Incentive Plan in a grant dated August 10, 2018. Read SEC document |
| August 10, 2018 Filed Aug 15, 2018 00:23 UTC |
ORNSTEIN JONATHAN GDirector · Chairman and CEO
|
Disposition to issuerRestricted Stock Units · Derivative | 45,808 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000899243-18-022394 · doc4.xml · derivative · entry 3 ORNSTEIN JONATHAN G · CIK 0001054973 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 45,808 shares Expires not disclosed F1 · kind: The restricted stock units under this grant were cancelled in exchange for shares of restricted common stock issued under the 2018 Equity Incentive Plan in a grant dated August 10, 2018. F1 · derivative.exercise_date: The restricted stock units under this grant were cancelled in exchange for shares of restricted common stock issued under the 2018 Equity Incentive Plan in a grant dated August 10, 2018. F1 · derivative.expiration_date: The restricted stock units under this grant were cancelled in exchange for shares of restricted common stock issued under the 2018 Equity Incentive Plan in a grant dated August 10, 2018. Read SEC document |
| August 10, 2018 Filed Aug 15, 2018 00:23 UTC |
ORNSTEIN JONATHAN GDirector · Chairman and CEO
|
GrantCommon Stock | 255,457 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-18-022394 · doc4.xml · nonDerivative · entry 2 ORNSTEIN JONATHAN G · CIK 0001054973 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 804,007 F2 · shares: The stock appreciation rights under this award were cancelled in exchange for shares of restricted common stock issued under the 2018 Equity Incentive Plan in a grant dated August 10, 2018. F3 · shares: The stock appreciation rights under this award were cancelled in exchange for shares of restricted common stock issued under the 2018 Equity Incentive Plan in a grant dated August 10, 2018. Read SEC document |
| August 10, 2018 Filed Sep 13, 2018 19:14 UTC |
GILLMAN BRIAN SEVP/GC/Secretary
|
Exercise / conversionRestricted Common Stock · Derivative | 25,000 | $0.00 Strike: $6.80 | $0.00 |
DisclosureSEC source: 0000899243-18-024402 · doc4.xml · derivative · entry 4 GILLMAN BRIAN S · CIK 0001091909 · EVP/GC/Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 25,000 shares Expires 2028-08-10 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 10, 2018 Filed Jan 18, 2019 22:24 UTC |
SKIADOS SPYRIDONDirector
|
GrantRestricted Stock Award · Derivative | 33,575 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000899243-19-001508 · doc4.xml · derivative · entry 8 SKIADOS SPYRIDON · CIK 0001748007 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 33,575 Underlying: Common Stock · 33,575 shares Expires not disclosed F6 · kind: A restricted stock award was granted under the 2018 Equity Incentive Plan in a grant dated August 10, 2018, and vests as follows: 4,883 shares on January 16, 2019; 10,170 shares on January 21, 2019; 1,488 shares on January 23, 2019; 4,882 shares on January 16, 2020; 5,780 shares on January 21, 2020; 1,490 shares on January 23, 2020; and 4,882 shares on January 16, 2021. F6 · derivative.expiration_date: A restricted stock award was granted under the 2018 Equity Incentive Plan in a grant dated August 10, 2018, and vests as follows: 4,883 shares on January 16, 2019; 10,170 shares on January 21, 2019; 1,488 shares on January 23, 2019; 4,882 shares on January 16, 2020; 5,780 shares on January 21, 2020; 1,490 shares on January 23, 2020; and 4,882 shares on January 16, 2021. Read SEC document |
| August 10, 2018 Filed Jan 18, 2019 22:24 UTC |
SKIADOS SPYRIDONDirector
|
Disposition to issuerRestricted Stock Award · Derivative | 2,978 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000899243-19-001508 · doc4.xml · derivative · entry 7 SKIADOS SPYRIDON · CIK 0001748007 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 2,978 shares Expires not disclosed F5 · kind: The restricted stock under this grant were cancelled in exchange for shares of restricted common stock issued under the 2018 Equity Incentive Plan, in a grant dated August 10, 2018. F5 · derivative.exercise_date: The restricted stock under this grant were cancelled in exchange for shares of restricted common stock issued under the 2018 Equity Incentive Plan, in a grant dated August 10, 2018. F5 · derivative.expiration_date: The restricted stock under this grant were cancelled in exchange for shares of restricted common stock issued under the 2018 Equity Incentive Plan, in a grant dated August 10, 2018. Read SEC document |
| August 10, 2018 Filed Jan 18, 2019 22:24 UTC |
SKIADOS SPYRIDONDirector
|
Disposition to issuerStock Appreciation Rights · Derivative | 27,381 | $0.00 Strike: $5.50 | $0.00 |
DisclosureSEC source: 0000899243-19-001508 · doc4.xml · derivative · entry 6 SKIADOS SPYRIDON · CIK 0001748007 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 27,381 shares Expires 2027-01-16 F4 · kind: The vested stock appreciation rights under this award were cancelled in exchange for shares of restricted common stock issued under the 2018 Equity Incentive Plan in a grant dated August 10, 2018. Stock appreciation rights for 18,253 that were unvested were cancelled in exchange for unvested restricted stock under the 2018 Equity Incentive Plan in a grant dated August 10, 2018. F4 · derivative.exercise_date: The vested stock appreciation rights under this award were cancelled in exchange for shares of restricted common stock issued under the 2018 Equity Incentive Plan in a grant dated August 10, 2018. Stock appreciation rights for 18,253 that were unvested were cancelled in exchange for unvested restricted stock under the 2018 Equity Incentive Plan in a grant dated August 10, 2018. Read SEC document |
| August 10, 2018 Filed Jan 18, 2019 22:24 UTC |
SKIADOS SPYRIDONDirector
|
Disposition to issuerStock Appreciation Rights · Derivative | 25,000 | $0.00 Strike: $7.10 | $0.00 |
DisclosureSEC source: 0000899243-19-001508 · doc4.xml · derivative · entry 5 SKIADOS SPYRIDON · CIK 0001748007 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 25,000 shares Expires 2026-01-18 F3 · kind: The vested stock appreciation rights under this award were cancelled in exchange for shares of restricted common stock issued under the 2018 Equity Incentive Plan in a grant dated August 10, 2018. Stock appreciation rights for 8,335 that were unvested were cancelled in exchange for unvested restricted stock under the 2018 Equity Incentive Plan in a grant dated August 10, 2018. F3 · derivative.exercise_date: The vested stock appreciation rights under this award were cancelled in exchange for shares of restricted common stock issued under the 2018 Equity Incentive Plan in a grant dated August 10, 2018. Stock appreciation rights for 8,335 that were unvested were cancelled in exchange for unvested restricted stock under the 2018 Equity Incentive Plan in a grant dated August 10, 2018. Read SEC document |
| August 10, 2018 Filed Jan 18, 2019 22:24 UTC |
SKIADOS SPYRIDONDirector
|
Disposition to issuerStock Appreciation Rights · Derivative | 25,000 | $0.00 Strike: $6.40 | $0.00 |
DisclosureSEC source: 0000899243-19-001508 · doc4.xml · derivative · entry 4 SKIADOS SPYRIDON · CIK 0001748007 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 25,000 shares Expires 2025-07-20 F2 · kind: The stock appreciation rights under this award were cancelled in exchange for shares of restricted common stock issued under the 2018 Equity Incentive Plan in a grant dated August 10, 2018. F2 · derivative.exercise_date: The stock appreciation rights under this award were cancelled in exchange for shares of restricted common stock issued under the 2018 Equity Incentive Plan in a grant dated August 10, 2018. Read SEC document |
| August 10, 2018 Filed Jan 18, 2019 22:24 UTC |
SKIADOS SPYRIDONDirector
|
Disposition to issuerRestricted Stock Units · Derivative | 14,648 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000899243-19-001508 · doc4.xml · derivative · entry 3 SKIADOS SPYRIDON · CIK 0001748007 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 14,648 shares Expires not disclosed F1 · kind: The restricted stock units under this grant were cancelled in exchange for shares of restricted common stock issued under the 2018 Equity Incentive Plan in a grant dated August 10, 2018. F1 · derivative.exercise_date: The restricted stock units under this grant were cancelled in exchange for shares of restricted common stock issued under the 2018 Equity Incentive Plan in a grant dated August 10, 2018. F1 · derivative.expiration_date: The restricted stock units under this grant were cancelled in exchange for shares of restricted common stock issued under the 2018 Equity Incentive Plan in a grant dated August 10, 2018. Read SEC document |
| August 10, 2018 Filed Jan 18, 2019 22:24 UTC |
SKIADOS SPYRIDONDirector
|
GrantCommon Stock | 28,891 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-19-001508 · doc4.xml · nonDerivative · entry 2 SKIADOS SPYRIDON · CIK 0001748007 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,379 F2 · shares: The stock appreciation rights under this award were cancelled in exchange for shares of restricted common stock issued under the 2018 Equity Incentive Plan in a grant dated August 10, 2018. F3 · shares: The vested stock appreciation rights under this award were cancelled in exchange for shares of restricted common stock issued under the 2018 Equity Incentive Plan in a grant dated August 10, 2018. Stock appreciation rights for 8,335 that were unvested were cancelled in exchange for unvested restricted stock under the 2018 Equity Incentive Plan in a grant dated August 10, 2018. Read SEC document |
| August 10, 2018 Filed Jan 24, 2019 01:08 UTC Amendment |
GILLMAN BRIAN SEVP/GC/Secretary
|
Exercise / conversionRestricted Common Stock · Derivative | 25,000 | $0.00 Strike: $6.80 | $0.00 |
DisclosureSEC source: 0000899243-19-001793 · doc4a.xml · derivative · entry 4 GILLMAN BRIAN S · CIK 0001091909 · EVP/GC/Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 25,000 shares Expires 2028-08-10 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 13, 2009 Filed Feb 18, 2009 00:04 UTC |
GOLDMAN SACHS GROUP INC10% owner
GOLDMAN SACHS & CO. LLC10% owner
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SaleCommon Stock, No Par Value | 1,508,200 | $0.04 | $60,780.46 |
DisclosureSEC source: 0000769993-09-000451 · mesa420090212gsg_ex.xml · nonDerivative · entry 4 GOLDMAN SACHS GROUP INC · CIK 0000886982 · 10% owner GOLDMAN SACHS & CO · CIK 0000769993 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 10,109,356 F5 · shares: Reflects the sale of 1,508,200 shares of Common Stock by Goldman Sachs at a weighted average sale price of $0.0403 per share, at prices ranging from $0.0400 to $0.0499 per share. F6 · shares: The Reporting Persons will provide, upon request by the staff of the Securities and Exchange Commission (the "Commission"), the Company, or a security holder of the Company, full information regarding the number of shares purchased or sold at each separate price. F5 · price: Reflects the sale of 1,508,200 shares of Common Stock by Goldman Sachs at a weighted average sale price of $0.0403 per share, at prices ranging from $0.0400 to $0.0499 per share. F6 · price: The Reporting Persons will provide, upon request by the staff of the Securities and Exchange Commission (the "Commission"), the Company, or a security holder of the Company, full information regarding the number of shares purchased or sold at each separate price. F1 · ownership.nature: This statement is being filed by The Goldman Sachs Group, Inc. ("GS Group") and Goldman, Sachs & Co. ("Goldman Sachs", and together with GS Group, the "Reporting Persons"). The securities reported herein as indirectly purchased or sold were beneficially owned directly by Goldman Sachs. Without admitting any legal obligation, Goldman Sachs will remit appropriate profits, if any, to Mesa Air Group, Inc. (the "Company"). Goldman Sachs is a wholly-owned subsidiary of GS Group. F7 · ownership.nature: Goldman Sachs beneficially owns directly and GS Group may be deemed to beneficially own indirectly 10,109,356 shares of Common Stock. Each of Goldman Sachs and GS Group disclaims beneficial ownership of the securities reported herein except to the extent of its pecuniary interest therein. F8 · ownership.nature: As of February 13, 2009, the Reporting Persons ceased to beneficially own more than 10% of the shares of Common Stock outstanding per the information reported in the Company's Current Report on Form 8-K filed with the Commission on February 12, 2009, and are therefore no longer subject to Section 16 of the Securities Exchange Act of 1934, as amended. Read SEC document |
| February 13, 2009 Filed Feb 18, 2009 00:04 UTC |
GOLDMAN SACHS GROUP INC10% owner
GOLDMAN SACHS & CO. LLC10% owner
|
PurchaseCommon Stock, No Par Value | 7,000 | $0.04 | $290.50 |
DisclosureSEC source: 0000769993-09-000451 · mesa420090212gsg_ex.xml · nonDerivative · entry 3 GOLDMAN SACHS GROUP INC · CIK 0000886982 · 10% owner GOLDMAN SACHS & CO · CIK 0000769993 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 11,617,556 F4 · shares: Reflects the purchase of 7,000 shares of Common Stock by Goldman Sachs at a weighted average purchase price of $0.0415 per share, at prices ranging from $0.0401 to $0.0499 per share. F6 · shares: The Reporting Persons will provide, upon request by the staff of the Securities and Exchange Commission (the "Commission"), the Company, or a security holder of the Company, full information regarding the number of shares purchased or sold at each separate price. F4 · price: Reflects the purchase of 7,000 shares of Common Stock by Goldman Sachs at a weighted average purchase price of $0.0415 per share, at prices ranging from $0.0401 to $0.0499 per share. F6 · price: The Reporting Persons will provide, upon request by the staff of the Securities and Exchange Commission (the "Commission"), the Company, or a security holder of the Company, full information regarding the number of shares purchased or sold at each separate price. F1 · ownership.nature: This statement is being filed by The Goldman Sachs Group, Inc. ("GS Group") and Goldman, Sachs & Co. ("Goldman Sachs", and together with GS Group, the "Reporting Persons"). The securities reported herein as indirectly purchased or sold were beneficially owned directly by Goldman Sachs. Without admitting any legal obligation, Goldman Sachs will remit appropriate profits, if any, to Mesa Air Group, Inc. (the "Company"). Goldman Sachs is a wholly-owned subsidiary of GS Group. Read SEC document |
| February 12, 2009 Filed Feb 18, 2009 00:04 UTC |
GOLDMAN SACHS GROUP INC10% owner
GOLDMAN SACHS & CO. LLC10% owner
|
SaleCommon Stock, No Par Value | 3,141,000 | $0.05 | $144,800.10 |
DisclosureSEC source: 0000769993-09-000451 · mesa420090212gsg_ex.xml · nonDerivative · entry 2 GOLDMAN SACHS GROUP INC · CIK 0000886982 · 10% owner GOLDMAN SACHS & CO · CIK 0000769993 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 11,610,556 F3 · shares: Reflects the sale of 3,141,000 shares of Common Stock by Goldman Sachs at a weighted average sale price of $0.0461 per share, at prices ranging from $0.0400 to $0.0605 per share. F6 · shares: The Reporting Persons will provide, upon request by the staff of the Securities and Exchange Commission (the "Commission"), the Company, or a security holder of the Company, full information regarding the number of shares purchased or sold at each separate price. F3 · price: Reflects the sale of 3,141,000 shares of Common Stock by Goldman Sachs at a weighted average sale price of $0.0461 per share, at prices ranging from $0.0400 to $0.0605 per share. F6 · price: The Reporting Persons will provide, upon request by the staff of the Securities and Exchange Commission (the "Commission"), the Company, or a security holder of the Company, full information regarding the number of shares purchased or sold at each separate price. F1 · ownership.nature: This statement is being filed by The Goldman Sachs Group, Inc. ("GS Group") and Goldman, Sachs & Co. ("Goldman Sachs", and together with GS Group, the "Reporting Persons"). The securities reported herein as indirectly purchased or sold were beneficially owned directly by Goldman Sachs. Without admitting any legal obligation, Goldman Sachs will remit appropriate profits, if any, to Mesa Air Group, Inc. (the "Company"). Goldman Sachs is a wholly-owned subsidiary of GS Group. Read SEC document |
| February 12, 2009 Filed Feb 18, 2009 00:04 UTC |
GOLDMAN SACHS GROUP INC10% owner
GOLDMAN SACHS & CO. LLC10% owner
|
PurchaseCommon Stock, No Par Value | 528,900 | $0.05 | $25,704.54 |
DisclosureSEC source: 0000769993-09-000451 · mesa420090212gsg_ex.xml · nonDerivative · entry 1 GOLDMAN SACHS GROUP INC · CIK 0000886982 · 10% owner GOLDMAN SACHS & CO · CIK 0000769993 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 14,751,556 F2 · shares: Reflects the purchase of 528,900 shares of the Comany's common stock, no par value per share (the "Common Stock") by Goldman Sachs at a weighted average purchase price of $0.0486 per share, at prices ranging from $0.0400 to $0.0605 per share. F6 · shares: The Reporting Persons will provide, upon request by the staff of the Securities and Exchange Commission (the "Commission"), the Company, or a security holder of the Company, full information regarding the number of shares purchased or sold at each separate price. F2 · price: Reflects the purchase of 528,900 shares of the Comany's common stock, no par value per share (the "Common Stock") by Goldman Sachs at a weighted average purchase price of $0.0486 per share, at prices ranging from $0.0400 to $0.0605 per share. F6 · price: The Reporting Persons will provide, upon request by the staff of the Securities and Exchange Commission (the "Commission"), the Company, or a security holder of the Company, full information regarding the number of shares purchased or sold at each separate price. F1 · ownership.nature: This statement is being filed by The Goldman Sachs Group, Inc. ("GS Group") and Goldman, Sachs & Co. ("Goldman Sachs", and together with GS Group, the "Reporting Persons"). The securities reported herein as indirectly purchased or sold were beneficially owned directly by Goldman Sachs. Without admitting any legal obligation, Goldman Sachs will remit appropriate profits, if any, to Mesa Air Group, Inc. (the "Company"). Goldman Sachs is a wholly-owned subsidiary of GS Group. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.