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Nasdaq · USD

RIVN

Rivian Automotive, Inc. / DE

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Tapewire entity
3226
SEC CIK
0001874178
Parsed reports
288

Last 12 months

Inside the activity.

2 purchase rows · 27 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202502
Dec 202505
Jan 202603
Feb 202602
Mar 202603
Apr 202612
May 202614
Jun 202601
Jul 202601
Aug 202602
Sep 202601
Oct 202601

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
February 19, 2025 Filed Feb 19, 2025 23:04 UTC
McDonough ClaireChief Financial Officer
SaleClass A Common Stock 3,915 $14.27 $55,848.26
Disclosure

SEC source: 0001628280-25-006480 · wk-form4_1740006250.xml · nonDerivative · entry 3

McDonough Claire · CIK 0001890925 · Chief Financial Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 335,076

F3 · kind: The sale reported in this transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on August 16, 2024, as described in the Issuer's Quarterly Report on Form 10-Q for the three months ended September 30, 2024, filed with the Securities and Exchange Commission on November 7, 2024.

F5 · shares: The price reported is a weighted average sale price. The shares were sold in multiple transactions at prices ranging from $14.08 to $14.35, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

Read SEC document
February 19, 2025 Filed Feb 19, 2025 23:04 UTC
McDonough ClaireChief Financial Officer
SaleClass A Common Stock 2,941 $14.25 $41,910.72
Disclosure

SEC source: 0001628280-25-006480 · wk-form4_1740006250.xml · nonDerivative · entry 2

McDonough Claire · CIK 0001890925 · Chief Financial Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 338,991

F3 · kind: The sale reported in this transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on August 16, 2024, as described in the Issuer's Quarterly Report on Form 10-Q for the three months ended September 30, 2024, filed with the Securities and Exchange Commission on November 7, 2024.

F4 · shares: The price reported is a weighted average sale price. The shares were sold in multiple transactions at prices ranging from $14.08 to $14.33, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

Read SEC document
February 15, 2025 Filed Feb 19, 2025 23:05 UTC
Scaringe Robert JDirector · Chief Executive Officer
Tax withholdingClass A Common Stock 23,211 $14.03 $325,650.33
Disclosure

SEC source: 0001628280-25-006481 · wk-form4_1740006312.xml · nonDerivative · entry 1

Scaringe Robert J · CIK 0001891517 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 840,150

F1 · shares: 23,211 shares of Class A Common Stock were withheld by the Company for the purposes of satisfying tax withholding obligations in connection with the vesting of 45,707 Restricted Stock Units on February 15, 2025.

F2 · price: The closing price of the Company's Class A Common Stock on February 14, 2025.

Read SEC document
February 15, 2025 Filed Feb 19, 2025 23:04 UTC
McDonough ClaireChief Financial Officer
Tax withholdingClass A Common Stock 9,968 $14.03 $139,851.04
Disclosure

SEC source: 0001628280-25-006480 · wk-form4_1740006250.xml · nonDerivative · entry 1

McDonough Claire · CIK 0001890925 · Chief Financial Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 341,932

F1 · shares: 9,968 shares of Class A Common Stock were withheld by the Company for the purposes of satisfying tax withholding obligations in connection with the vesting of 26,761 Restricted Stock Units on February 15, 2025.

F2 · price: The closing price of the Company's Class A Common Stock on February 14, 2025.

Read SEC document
January 21, 2025 Filed Jan 23, 2025 21:57 UTC
Scaringe Robert JDirector · Chief Executive Officer
Exercise / conversionStock Option · Derivative 35,713 $0.00 Strike: $2.63 $0.00
Disclosure

SEC source: 0001628280-25-002395 · wk-form4_1737669428.xml · derivative · entry 5

Scaringe Robert J · CIK 0001891517 · Director · Chief Executive Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 7,713,834

Underlying: Class A Common Stock · 35,713 shares

Expires 2029-03-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: The stock option was fully vested as of February 14, 2023.

Read SEC document
January 21, 2025 Filed Jan 23, 2025 21:57 UTC
Scaringe Robert JDirector · Chief Executive Officer
SaleClass A Common Stock 35,713 $13.76 $491,414.45
Disclosure

SEC source: 0001628280-25-002395 · wk-form4_1737669428.xml · nonDerivative · entry 2

Scaringe Robert J · CIK 0001891517 · Director · Chief Executive Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 863,361

F1 · kind: The sale reported in this transaction was effected automatically pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on March 8, 2024, as described in the Issuer's Quarterly Report on Form 10-Q for the three months ended March 31, 2024, filed with the Securities and Exchange Commission (the "SEC") on May 7, 2024.

F2 · price: The price reported is a weighted average sale price. The shares were sold in multiple transactions at prices ranging from $13.37 to $14.02, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

Read SEC document
January 21, 2025 Filed Jan 23, 2025 21:57 UTC
Scaringe Robert JDirector · Chief Executive Officer
Exercise / conversionClass A Common Stock 35,713 $2.63 $93,860.91
Disclosure

SEC source: 0001628280-25-002395 · wk-form4_1737669428.xml · nonDerivative · entry 1

Scaringe Robert J · CIK 0001891517 · Director · Chief Executive Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 899,074

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 21, 2025 Filed Jan 31, 2025 17:29 UTC GrantClass A Common Stock 1,523 $0.00 $0.00
Disclosure

SEC source: 0001628280-25-003347 · wk-form4_1738362570.xml · nonDerivative · entry 1

MARCARIO ROSE M · CIK 0001253620 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 108,782

F1 · shares: Represents an award of 1,523 restricted stock units, which vested on January 21, 2025. The Reporting Person has elected to defer the issuance of the shares of the Issuer's Class A Common Stock underlying the restricted stock units until the Reporting Person's termination of service as a director of the Issuer. The restricted stock units will settle in shares of the Issuer's Class A Common Stock upon such termination of service.

Read SEC document
January 21, 2025 Filed Jan 31, 2025 22:29 UTC GrantClass A Common Stock 923 $0.00 $0.00
Disclosure

SEC source: 0001628280-25-003348 · wk-form4_1738362580.xml · nonDerivative · entry 1

Krawiec Peter · CIK 0001891037 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 63,567

F1 · shares: Represents an award of 923 restricted stock units, which vested on January 21, 2025. The restricted stock units settled in shares of the Issuer's Class A Common Stock upon vesting.

Read SEC document
January 21, 2025 Filed Jan 31, 2025 22:29 UTC GrantClass A Common Stock 1,430 $0.00 $0.00
Disclosure

SEC source: 0001628280-25-003346 · wk-form4_1738362561.xml · nonDerivative · entry 1

Schwartz Sanford Harold · CIK 0001891751 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 170,860

F1 · shares: Represents an award of 1,430 restricted stock units, which vested on January 21, 2025. The Reporting Person has elected to defer the issuance of the shares of the Issuer's Class A Common Stock underlying the restricted stock units until the Reporting Person's termination of service as a director of the Issuer. The restricted stock units will settle in shares of the Issuer's Class A Common Stock upon such termination of service.

Read SEC document
January 06, 2025 Filed Jan 8, 2025 22:37 UTC
Scaringe Robert JDirector · Chief Executive Officer
Exercise / conversionStock Option · Derivative 71,429 $0.00 Strike: $2.63 $0.00
Disclosure

SEC source: 0001628280-25-000973 · wk-form4_1736375823.xml · derivative · entry 5

Scaringe Robert J · CIK 0001891517 · Director · Chief Executive Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 7,749,547

Underlying: Class A Common Stock · 71,429 shares

Expires 2029-03-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: The stock option was fully vested as of February 14, 2023.

Read SEC document
January 06, 2025 Filed Jan 8, 2025 22:37 UTC
Scaringe Robert JDirector · Chief Executive Officer
SaleClass A Common Stock 71,429 $16.17 $1,155,092.64
Disclosure

SEC source: 0001628280-25-000973 · wk-form4_1736375823.xml · nonDerivative · entry 2

Scaringe Robert J · CIK 0001891517 · Director · Chief Executive Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 863,361

F1 · kind: The sale reported in this transaction was effected automatically pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on March 8, 2024, as described in the Issuer's Quarterly Report on Form 10-Q for the three months ended March 31, 2024, filed with the Securities and Exchange Commission (the "SEC") on May 7, 2024.

F2 · price: The price reported is a weighted average sale price. The shares were sold in multiple transactions at prices ranging from $15.94 to $16.60, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

Read SEC document
January 06, 2025 Filed Jan 8, 2025 22:37 UTC
Scaringe Robert JDirector · Chief Executive Officer
Exercise / conversionClass A Common Stock 71,429 $2.63 $187,729.70
Disclosure

SEC source: 0001628280-25-000973 · wk-form4_1736375823.xml · nonDerivative · entry 1

Scaringe Robert J · CIK 0001891517 · Director · Chief Executive Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 934,790

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 23, 2024 Filed Dec 26, 2024 22:20 UTC
Scaringe Robert JDirector · Chief Executive Officer
Exercise / conversionStock Option · Derivative 71,429 $0.00 Strike: $2.63 $0.00
Disclosure

SEC source: 0001628280-24-052447 · wk-form4_1735251608.xml · derivative · entry 5

Scaringe Robert J · CIK 0001891517 · Director · Chief Executive Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 7,820,976

Underlying: Class A Common Stock · 71,429 shares

Expires 2029-03-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: The stock option was fully vested as of February 14, 2023.

Read SEC document
December 23, 2024 Filed Dec 26, 2024 22:20 UTC
Scaringe Robert JDirector · Chief Executive Officer
SaleClass A Common Stock 71,429 $13.88 $991,291.66
Disclosure

SEC source: 0001628280-24-052447 · wk-form4_1735251608.xml · nonDerivative · entry 2

Scaringe Robert J · CIK 0001891517 · Director · Chief Executive Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 863,361

F1 · kind: The sale reported in this transaction was effected automatically pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on March 8, 2024, as described in the Issuer's Quarterly Report on Form 10-Q for the three months ended March 31, 2024, filed with the Securities and Exchange Commission (the "SEC") on May 7, 2024.

F2 · price: The price reported is a weighted average sale price. The shares were sold in multiple transactions at prices ranging from $13.725 to $14.075, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote

Read SEC document
December 23, 2024 Filed Dec 26, 2024 22:20 UTC
Scaringe Robert JDirector · Chief Executive Officer
Exercise / conversionClass A Common Stock 71,429 $2.63 $187,729.70
Disclosure

SEC source: 0001628280-24-052447 · wk-form4_1735251608.xml · nonDerivative · entry 1

Scaringe Robert J · CIK 0001891517 · Director · Chief Executive Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 934,790

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 16, 2024 Filed Dec 18, 2024 22:02 UTC
McDonough ClaireChief Financial Officer
SaleClass A Common Stock 18,501 $15.00 $277,515.00
Disclosure

SEC source: 0001628280-24-051899 · wk-form4_1734559372.xml · nonDerivative · entry 1

McDonough Claire · CIK 0001890925 · Chief Financial Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 351,900

F1 · kind: The sale reported in this transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on August 16, 2024, as described in the Issuer's Quarterly Report on Form 10-Q for the three months ended September 30, 2024, filed with the Securities and Exchange Commission on November 7, 2024.

Read SEC document
December 12, 2024 Filed Dec 16, 2024 22:00 UTC
Scaringe Robert JDirector · Chief Executive Officer
Exercise / conversionStock Option · Derivative 71,429 $0.00 Strike: $2.63 $0.00
Disclosure

SEC source: 0001628280-24-051497 · wk-form4_1734386416.xml · derivative · entry 3

Scaringe Robert J · CIK 0001891517 · Director · Chief Executive Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 7,892,405

Underlying: Class A Common Stock · 71,429 shares

Expires 2029-03-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: The stock option was fully vested as of February 14, 2023.

Read SEC document
December 12, 2024 Filed Dec 16, 2024 22:00 UTC
Scaringe Robert JDirector · Chief Executive Officer
SaleClass A Common Stock 71,429 $13.65 $975,198.71
Disclosure

SEC source: 0001628280-24-051497 · wk-form4_1734386416.xml · nonDerivative · entry 2

Scaringe Robert J · CIK 0001891517 · Director · Chief Executive Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 863,361

F1 · kind: The sale reported in this transaction was effected automatically pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on March 8, 2024, as described in the Issuer's Quarterly Report on Form 10-Q for the three months ended March 31, 2024, filed with the Securities and Exchange Commission (the "SEC") on May 7, 2024

F2 · price: The price reported is a weighted average sale price. The shares were sold in multiple transactions at prices ranging from $13.504 to $13.79, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

Read SEC document
December 12, 2024 Filed Dec 16, 2024 22:00 UTC
Scaringe Robert JDirector · Chief Executive Officer
Exercise / conversionClass A Common Stock 71,429 $2.63 $187,729.70
Disclosure

SEC source: 0001628280-24-051497 · wk-form4_1734386416.xml · nonDerivative · entry 1

Scaringe Robert J · CIK 0001891517 · Director · Chief Executive Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 934,790

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 26, 2024 Filed Nov 29, 2024 22:18 UTC
McDonough ClaireChief Financial Officer
SaleClass A Common Stock 8,097 $12.20 $98,783.40
Disclosure

SEC source: 0001628280-24-049469 · wk-form4_1732918725.xml · nonDerivative · entry 1

McDonough Claire · CIK 0001890925 · Chief Financial Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 370,401

F1 · kind: The sale reported in this transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on August 16, 2024, as described in the Issuer's Quarterly Report on Form 10-Q for the three months ended September 30, 2024, filed with the Securities and Exchange Commission on November 7, 2024.

Read SEC document
November 25, 2024 Filed Nov 27, 2024 22:20 UTC
Scaringe Robert JDirector · Chief Executive Officer
Exercise / conversionStock Option · Derivative 83,334 $0.00 Strike: $2.63 $0.00
Disclosure

SEC source: 0001628280-24-049417 · wk-form4_1732745995.xml · derivative · entry 5

Scaringe Robert J · CIK 0001891517 · Director · Chief Executive Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 7,963,834

Underlying: Class A Common Stock · 83,334 shares

Expires 2029-03-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: The stock option was fully vested as of February 14, 2023.

Read SEC document
November 25, 2024 Filed Nov 27, 2024 22:20 UTC
Scaringe Robert JDirector · Chief Executive Officer
SaleClass A Common Stock 83,334 $11.25 $937,507.50
Disclosure

SEC source: 0001628280-24-049417 · wk-form4_1732745995.xml · nonDerivative · entry 2

Scaringe Robert J · CIK 0001891517 · Director · Chief Executive Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 863,361

F1 · kind: The sale reported in this transaction was effected automatically pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on March 8, 2024, as described in the Issuer's Quarterly Report on Form 10-Q for the three months ended March 31, 2024, filed with the Securities and Exchange Commission (the "SEC") on May 7, 2024.

Read SEC document
November 25, 2024 Filed Nov 27, 2024 22:20 UTC
Scaringe Robert JDirector · Chief Executive Officer
Exercise / conversionClass A Common Stock 83,334 $2.63 $219,018.42
Disclosure

SEC source: 0001628280-24-049417 · wk-form4_1732745995.xml · nonDerivative · entry 1

Scaringe Robert J · CIK 0001891517 · Director · Chief Executive Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 946,695

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 18, 2024 Filed Nov 19, 2024 22:33 UTC
McDonough ClaireChief Financial Officer
SaleClass A Common Stock 3,210 $10.03 $32,196.30
Disclosure

SEC source: 0001628280-24-048544 · wk-form4_1732055627.xml · nonDerivative · entry 2

McDonough Claire · CIK 0001890925 · Chief Financial Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 378,498

F3 · kind: The sale reported in this transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on August 16, 2024.

Read SEC document
November 15, 2024 Filed Nov 19, 2024 22:34 UTC
Scaringe Robert JDirector · Chief Executive Officer
Tax withholdingClass A Common Stock 23,165 $10.31 $238,831.15
Disclosure

SEC source: 0001628280-24-048545 · wk-form4_1732055638.xml · nonDerivative · entry 1

Scaringe Robert J · CIK 0001891517 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 863,361

F1 · shares: 23,165 shares of Class A Common Stock were withheld by the Company for the purposes of satisfying tax withholding obligations in connection with the vesting of 45,707 Restricted Stock Units on November 15, 2024.

F2 · price: The closing price of the Company's Class A Common Stock on November 14, 2024.

Read SEC document
November 15, 2024 Filed Nov 19, 2024 22:33 UTC
McDonough ClaireChief Financial Officer
Tax withholdingClass A Common Stock 10,954 $10.31 $112,935.74
Disclosure

SEC source: 0001628280-24-048544 · wk-form4_1732055627.xml · nonDerivative · entry 1

McDonough Claire · CIK 0001890925 · Chief Financial Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 381,708

F1 · shares: 10,954 shares of Class A Common Stock were withheld by the Company for the purposes of satisfying tax withholding obligations in connection with the vesting of 26,761 Restricted Stock Units on November 15, 2024.

F2 · price: The closing price of the Company's Class A Common Stock on November 14, 2024.

Read SEC document
October 21, 2024 Filed Oct 23, 2024 16:41 UTC GrantClass A Common Stock 1,626 $0.00 $0.00
Disclosure

SEC source: 0001628280-24-043457 · wk-form4_1729716106.xml · nonDerivative · entry 1

MARCARIO ROSE M · CIK 0001253620 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 107,259

F1 · shares: Represents an award of 1,626 restricted stock units, which vested on October 21, 2024. The Reporting Person has elected to defer the issuance of the shares of the Issuer's Class A Common Stock underlying the restricted stock units until the Reporting Person's termination of service as a director of the Issuer. The restricted stock units will settle in shares of the Issuer's Class A Common Stock upon such termination of service.

Read SEC document
October 21, 2024 Filed Oct 23, 2024 20:41 UTC GrantClass A Common Stock 1,527 $0.00 $0.00
Disclosure

SEC source: 0001628280-24-043456 · wk-form4_1729716096.xml · nonDerivative · entry 1

Schwartz Sanford Harold · CIK 0001891751 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 169,430

F1 · shares: Represents an award of 1,527 restricted stock units, which vested on October 21, 2024. The Reporting Person has elected to defer the issuance of the shares of the Issuer's Class A Common Stock underlying the restricted stock units until the Reporting Person's termination of service as a director of the Issuer. The restricted stock units will settle in shares of the Issuer's Class A Common Stock upon such termination of service.

Read SEC document
October 21, 2024 Filed Oct 23, 2024 20:41 UTC GrantClass A Common Stock 985 $0.00 $0.00
Disclosure

SEC source: 0001628280-24-043455 · wk-form4_1729716086.xml · nonDerivative · entry 1

Krawiec Peter · CIK 0001891037 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 62,644

F1 · shares: Represents an award of 985 restricted stock units, which vested on October 21, 2024. The restricted stock units settled in shares of the Issuer's Class A Common Stock upon vesting.

Read SEC document
September 23, 2024 Filed Sep 25, 2024 21:10 UTC
Scaringe Robert JDirector · Chief Executive Officer
Exercise / conversionStock Option · Derivative 83,333 $0.00 Strike: $2.63 $0.00
Disclosure

SEC source: 0001628280-24-041309 · wk-form4_1727298631.xml · derivative · entry 5

Scaringe Robert J · CIK 0001891517 · Director · Chief Executive Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 8,047,168

Underlying: Class A Common Stock · 83,333 shares

Expires 2029-03-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: The stock option was fully vested as of February 14, 2023.

Read SEC document
September 23, 2024 Filed Sep 25, 2024 21:10 UTC
Scaringe Robert JDirector · Chief Executive Officer
SaleClass A Common Stock 83,333 $11.64 $969,587.79
Disclosure

SEC source: 0001628280-24-041309 · wk-form4_1727298631.xml · nonDerivative · entry 2

Scaringe Robert J · CIK 0001891517 · Director · Chief Executive Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 886,526

F1 · kind: The sale reported in this transaction was effected automatically pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on March 8, 2024, as described in the Issuer's Quarterly Report on Form 10-Q for the three months ended March 31, 2024, filed with the Securities and Exchange Commission (the "SEC") on May 7, 2024.

F2 · price: The price reported is a weighted average sale price. The shares were sold in multiple transactions at prices ranging from $11.42 to $11.85, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

Read SEC document
September 23, 2024 Filed Sep 25, 2024 21:10 UTC
Scaringe Robert JDirector · Chief Executive Officer
Exercise / conversionClass A Common Stock 83,333 $2.63 $219,015.79
Disclosure

SEC source: 0001628280-24-041309 · wk-form4_1727298631.xml · nonDerivative · entry 1

Scaringe Robert J · CIK 0001891517 · Director · Chief Executive Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 969,859

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 12, 2024 Filed Sep 16, 2024 21:21 UTC
Scaringe Robert JDirector · Chief Executive Officer
Exercise / conversionStock Option · Derivative 83,333 $0.00 Strike: $2.63 $0.00
Disclosure

SEC source: 0001628280-24-040542 · wk-form4_1726521656.xml · derivative · entry 5

Scaringe Robert J · CIK 0001891517 · Director · Chief Executive Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 8,130,501

Underlying: Class A Common Stock · 83,333 shares

Expires 2029-03-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: The stock option was fully vested as of February 14, 2023.

Read SEC document
September 12, 2024 Filed Sep 16, 2024 21:21 UTC
Scaringe Robert JDirector · Chief Executive Officer
SaleClass A Common Stock 83,333 $13.68 $1,140,012.11
Disclosure

SEC source: 0001628280-24-040542 · wk-form4_1726521656.xml · nonDerivative · entry 2

Scaringe Robert J · CIK 0001891517 · Director · Chief Executive Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 886,526

F1 · kind: The sale reported in this transaction was effected automatically pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on March 8, 2024, as described in the Issuer's Quarterly Report on Form 10-Q for the three months ended March 31, 2024, filed with the Securities and Exchange Commission (the "SEC") on May 7, 2024.

F2 · price: The price reported is a weighted average sale price. The shares were sold in multiple transactions at prices ranging from $13.52 to $13.81, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

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September 12, 2024 Filed Sep 16, 2024 21:21 UTC
Scaringe Robert JDirector · Chief Executive Officer
Exercise / conversionClass A Common Stock 83,333 $2.63 $219,015.79
Disclosure

SEC source: 0001628280-24-040542 · wk-form4_1726521656.xml · nonDerivative · entry 1

Scaringe Robert J · CIK 0001891517 · Director · Chief Executive Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 969,859

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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August 16, 2024 Filed Aug 19, 2024 21:06 UTC
McDonough ClaireChief Financial Officer
SaleClass A Common Stock 3,210 $13.57 $43,559.70
Disclosure

SEC source: 0001628280-24-037768 · wk-form4_1724101583.xml · nonDerivative · entry 2

McDonough Claire · CIK 0001890925 · Chief Financial Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 392,662

F3 · kind: The sale reported in this transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on June 14, 2023.

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August 15, 2024 Filed Aug 19, 2024 21:06 UTC
Scaringe Robert JDirector · Chief Executive Officer
Tax withholdingClass A Common Stock 23,165 $13.25 $306,936.25
Disclosure

SEC source: 0001628280-24-037770 · wk-form4_1724101594.xml · nonDerivative · entry 1

Scaringe Robert J · CIK 0001891517 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 886,526

F1 · shares: 23,165 shares of Class A Common Stock were withheld by the Company for the purposes of satisfying tax withholding obligations in connection with the vesting of 45,707 Restricted Stock Units on August 15, 2024.

F2 · price: The closing price of the Company's Class A Common Stock on August 14, 2024.

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August 15, 2024 Filed Aug 19, 2024 21:06 UTC
McDonough ClaireChief Financial Officer
Tax withholdingClass A Common Stock 9,550 $13.25 $126,537.50
Disclosure

SEC source: 0001628280-24-037768 · wk-form4_1724101583.xml · nonDerivative · entry 1

McDonough Claire · CIK 0001890925 · Chief Financial Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 395,872

F1 · shares: 9,550 shares of Class A Common Stock were withheld by the Company for the purposes of satisfying tax withholding obligations in connection with the vesting of 26,761 Restricted Stock Units on August 15, 2024.

F2 · price: The closing price of the Company's Class A Common Stock on August 14, 2024.

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July 27, 2024 Filed Jul 30, 2024 21:39 UTC
Baker JeffChief Accounting Officer
Disposition to issuerClass A Common Stock 104,849 $0.00 $0.00
Disclosure

SEC source: 0001628280-24-033566 · wk-form4_1722375542.xml · nonDerivative · entry 1

Baker Jeff · CIK 0001699866 · Chief Accounting Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 7,243

F1 · shares: As a result of Reporting Person's resignation as Chief Accounting Officer of the Issuer effective July 27, 2024 (the "Effective Date"), as previously disclosed by the Issuer in its Current Report on Form 8-K filed with the Securities and Exchange Commission on July 5, 2024, as of the Effective Date the Reporting Person forfeited 104,849 unvested Restricted Stock Units ("RSUs") previously granted. As of the Effective Date the Reporting Person is no longer subject to Section 16.

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July 22, 2024 Filed Jul 24, 2024 17:06 UTC GrantClass A Common Stock 1,707 $0.00 $0.00
Disclosure

SEC source: 0001628280-24-032855 · wk-form4_1721855200.xml · nonDerivative · entry 1

MARCARIO ROSE M · CIK 0001253620 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 105,633

F1 · shares: Represents an award of 1,707 restricted stock units, which vested on July 22, 2024. The Reporting Person has elected to defer the issuance of the shares of the Issuer's Class A Common Stock underlying the restricted stock units until the Reporting Person's termination of service as a director of the Issuer. The restricted stock units will settle in shares of the Issuer's Class A Common Stock upon such termination of service.

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July 22, 2024 Filed Jul 24, 2024 21:06 UTC GrantClass A Common Stock 1,064 $0.00 $0.00
Disclosure

SEC source: 0001628280-24-032854 · wk-form4_1721855189.xml · nonDerivative · entry 1

Krawiec Peter · CIK 0001891037 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 61,659

F1 · shares: Represents an award of 1,064 restricted stock units, which vested on July 22, 2024. The restricted stock units settled in shares of the Issuer's Class A Common Stock upon vesting.

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July 22, 2024 Filed Jul 24, 2024 21:06 UTC GrantClass A Common Stock 1,650 $0.00 $0.00
Disclosure

SEC source: 0001628280-24-032853 · wk-form4_1721855179.xml · nonDerivative · entry 1

Schwartz Sanford Harold · CIK 0001891751 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 167,903

F1 · shares: Represents an award of 1,650 restricted stock units, which vested on July 22, 2024. The Reporting Person has elected to defer the issuance of the shares of the Issuer's Class A Common Stock underlying the restricted stock units until the Reporting Person's termination of service as a director of the Issuer. The restricted stock units will settle in shares of the Issuer's Class A Common Stock upon such termination of service.

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July 22, 2024 Filed Jul 24, 2024 21:06 UTC
Scaringe Robert JDirector · Chief Executive Officer
Exercise / conversionStock Option · Derivative 35,716 $0.00 Strike: $2.63 $0.00
Disclosure

SEC source: 0001628280-24-032852 · wk-form4_1721855168.xml · derivative · entry 8

Scaringe Robert J · CIK 0001891517 · Director · Chief Executive Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 8,213,834

Underlying: Class A Common Stock · 35,716 shares

Expires 2029-03-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: The stock option was fully vested as of February 14, 2023.

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July 22, 2024 Filed Jul 24, 2024 21:06 UTC
Scaringe Robert JDirector · Chief Executive Officer
Exercise / conversionStock Option · Derivative 35,713 $0.00 Strike: $2.63 $0.00
Disclosure

SEC source: 0001628280-24-032852 · wk-form4_1721855168.xml · derivative · entry 7

Scaringe Robert J · CIK 0001891517 · Director · Chief Executive Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 8,249,550

Underlying: Class A Common Stock · 35,713 shares

Expires 2029-03-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: The stock option was fully vested as of February 14, 2023.

Read SEC document
July 22, 2024 Filed Jul 24, 2024 21:06 UTC
Scaringe Robert JDirector · Chief Executive Officer
SaleClass A Common Stock 35,716 $17.02 $607,900.61
Disclosure

SEC source: 0001628280-24-032852 · wk-form4_1721855168.xml · nonDerivative · entry 4

Scaringe Robert J · CIK 0001891517 · Director · Chief Executive Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 909,691

F1 · kind: The sale reported in this transaction was effected automatically pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on March 8, 2024, as described in the Issuer's Quarterly Report on Form 10-Q for the three months ended March 31, 2024, filed with the Securities and Exchange Commission (the "SEC") on May 7, 2024.

F3 · price: The price reported is a weighted average sale price. The shares were sold in multiple transactions at prices ranging from $16.85 to $17.18, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

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July 22, 2024 Filed Jul 24, 2024 21:06 UTC
Scaringe Robert JDirector · Chief Executive Officer
Exercise / conversionClass A Common Stock 35,716 $2.63 $93,868.79
Disclosure

SEC source: 0001628280-24-032852 · wk-form4_1721855168.xml · nonDerivative · entry 3

Scaringe Robert J · CIK 0001891517 · Director · Chief Executive Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 945,407

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
July 22, 2024 Filed Jul 24, 2024 21:06 UTC
Scaringe Robert JDirector · Chief Executive Officer
SaleClass A Common Stock 35,713 $17.02 $607,849.55
Disclosure

SEC source: 0001628280-24-032852 · wk-form4_1721855168.xml · nonDerivative · entry 2

Scaringe Robert J · CIK 0001891517 · Director · Chief Executive Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 909,691

F1 · kind: The sale reported in this transaction was effected automatically pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on March 8, 2024, as described in the Issuer's Quarterly Report on Form 10-Q for the three months ended March 31, 2024, filed with the Securities and Exchange Commission (the "SEC") on May 7, 2024.

F2 · price: The price reported is a weighted average sale price. The shares were sold in multiple transactions at prices ranging from $16.85 to $17.15, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

Read SEC document
July 22, 2024 Filed Jul 24, 2024 21:06 UTC
Scaringe Robert JDirector · Chief Executive Officer
Exercise / conversionClass A Common Stock 35,713 $2.63 $93,860.91
Disclosure

SEC source: 0001628280-24-032852 · wk-form4_1721855168.xml · nonDerivative · entry 1

Scaringe Robert J · CIK 0001891517 · Director · Chief Executive Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 945,404

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
July 12, 2024 Filed Jul 16, 2024 20:59 UTC
Scaringe Robert JDirector · Chief Executive Officer
Exercise / conversionStock Option · Derivative 200,000 $0.00 Strike: $2.63 $0.00
Disclosure

SEC source: 0001628280-24-031974 · wk-form4_1721163592.xml · derivative · entry 5

Scaringe Robert J · CIK 0001891517 · Director · Chief Executive Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 8,285,263

Underlying: Class A Common Stock · 200,000 shares

Expires 2029-03-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: The stock option was fully vested as of February 14, 2023.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.