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Nasdaq · USD

RIME

Algorhythm Holdings, Inc.

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Tapewire entity
8356
SEC CIK
0000923601
Parsed reports
183

Last 12 months

Inside the activity.

4 purchase rows · 0 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202600
Feb 202600
Mar 202600
Apr 202600
May 202600
Jun 202600
Jul 202600
Aug 202600
Sep 202640
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
September 23, 2021 Filed Jun 23, 2022 22:00 UTC
KLING JOSEPHDirector
GrantOptions for Common Stock · Derivative 667 $0.00 Strike: $0.29 $0.00
Disclosure

SEC source: 0001493152-22-017625 · ownership.xml · derivative · entry 2

KLING JOSEPH · CIK 0001251908 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 667 shares

Expires 2031-09-22

F1 · security: All stock and option grants were awarded to Reporting Person as part of the Issuer's annual director compensation plan.

Read SEC document
September 23, 2021 Filed Jun 23, 2022 22:00 UTC GrantOptions for Common Stock · Derivative 667 $0.00 Strike: $0.29 $0.00
Disclosure

SEC source: 0001493152-22-017623 · ownership.xml · derivative · entry 5

JUDKOWITZ HARVEY · CIK 0001126580 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 667

Underlying: Common Stock · 667 shares

Expires 2031-09-22

F1 · security: All stock and option grants were awarded to Reporting Person as part of the Issuer's annual director compensation plan.

Read SEC document
August 20, 2021 Filed Jun 23, 2022 22:00 UTC
KLING JOSEPHDirector
GrantCommon Stock 288 $0.00 $0.00
Disclosure

SEC source: 0001493152-22-017625 · ownership.xml · nonDerivative · entry 1

KLING JOSEPH · CIK 0001251908 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,100

F1 · security: All stock and option grants were awarded to Reporting Person as part of the Issuer's annual director compensation plan.

F1 · price: All stock and option grants were awarded to Reporting Person as part of the Issuer's annual director compensation plan.

Read SEC document
August 20, 2021 Filed Jun 23, 2022 22:00 UTC GrantCommon Stock 288 $0.00 $0.00
Disclosure

SEC source: 0001493152-22-017623 · ownership.xml · nonDerivative · entry 1

JUDKOWITZ HARVEY · CIK 0001126580 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,288

F1 · security: All stock and option grants were awarded to Reporting Person as part of the Issuer's annual director compensation plan.

F1 · price: All stock and option grants were awarded to Reporting Person as part of the Issuer's annual director compensation plan.

Read SEC document
August 10, 2021 Filed Aug 12, 2021 16:17 UTC
Boyko Eric10% owner
GrantWarrants to purchase Common Shares ("Warrants") · Derivative 6,666,667 $0.30 Strike: $0.35 $2,000,000.10
Disclosure

SEC source: 0001104659-21-103982 · tm2124719-2_4seq1.xml · derivative · entry 2

Stingray Group Inc. · CIK 0001877714 · 10% owner

Boyko Eric · CIK 0001877716 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,666,667

Underlying: Common Shares · 6,666,667 shares

Expires not disclosed

F1 · price: On August 10, 2021, Stingray Group Inc., a Canadian corporation ("Stingray"), purchased from the Issuer 6,666,667 Common Shares and 6,666,667 Warrants, at a purchase price of $0.30 per Common Share and Warrant.

F4 · derivative.exercise_date: Each Warrant entitles the holder on exercise to buy one Common Share at a purchase price of $0.35 per share, subject to certain adjustments. The Warrants are currently exercisable and expire on or prior to 5:00 p.m. (New York City time) on the day that is five years from the date that the Securities and Exchange Commission declares effective the registration statement registering the Common Shares underlying the Warrants, except that the ability of the holder to exercise the Warrants is subject to a beneficial ownership limitation initially set at 4.99% of the number of Common Shares outstanding immediately after giving effect to the issuance of Common Shares issuable upon exercise of the Warrants.

F5 · derivative.exercise_date: This beneficial ownership limitation may be increased or decreased at the election of the holder, provided that the beneficial ownership limitation in no event exceeds 9.99% of the number of Common Shares outstanding immediately after giving effect to the issuance of Common Shares upon exercise of the Warrants and any increase shall not be effective until the 61st day after notice of adjustment is provided to the Issuer.

F4 · derivative.expiration_date: Each Warrant entitles the holder on exercise to buy one Common Share at a purchase price of $0.35 per share, subject to certain adjustments. The Warrants are currently exercisable and expire on or prior to 5:00 p.m. (New York City time) on the day that is five years from the date that the Securities and Exchange Commission declares effective the registration statement registering the Common Shares underlying the Warrants, except that the ability of the holder to exercise the Warrants is subject to a beneficial ownership limitation initially set at 4.99% of the number of Common Shares outstanding immediately after giving effect to the issuance of Common Shares issuable upon exercise of the Warrants.

F5 · derivative.expiration_date: This beneficial ownership limitation may be increased or decreased at the election of the holder, provided that the beneficial ownership limitation in no event exceeds 9.99% of the number of Common Shares outstanding immediately after giving effect to the issuance of Common Shares upon exercise of the Warrants and any increase shall not be effective until the 61st day after notice of adjustment is provided to the Issuer.

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August 10, 2021 Filed Aug 12, 2021 16:17 UTC
Boyko Eric10% owner
GrantCommon Stock, $0.01 par value per share ("Common Shares") 6,666,667 $0.30 $2,000,000.10
Disclosure

SEC source: 0001104659-21-103982 · tm2124719-2_4seq1.xml · nonDerivative · entry 1

Stingray Group Inc. · CIK 0001877714 · 10% owner

Boyko Eric · CIK 0001877716 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,666,667

F1 · price: On August 10, 2021, Stingray Group Inc., a Canadian corporation ("Stingray"), purchased from the Issuer 6,666,667 Common Shares and 6,666,667 Warrants, at a purchase price of $0.30 per Common Share and Warrant.

F1 · ownership.direct: On August 10, 2021, Stingray Group Inc., a Canadian corporation ("Stingray"), purchased from the Issuer 6,666,667 Common Shares and 6,666,667 Warrants, at a purchase price of $0.30 per Common Share and Warrant.

F2 · ownership.direct: In addition to Stingray, this Form 4 is being jointly filed by Eric Boyko, a Canadian citizen ("Boyko"). As of April 30, 2021, Boyko, indirectly, controlled approximately 57.2% of the combined voting power of Stingray's outstanding shares.

F3 · ownership.direct: After giving effect to the transactions reported on this Form 4, Stingray directly beneficially owns 6,666,667 Common Shares and 6,666,667 Warrants. Boyko indirectly beneficially owns 6,666,667 Common Shares (excluding the Warrants).

F4 · ownership.direct: Each Warrant entitles the holder on exercise to buy one Common Share at a purchase price of $0.35 per share, subject to certain adjustments. The Warrants are currently exercisable and expire on or prior to 5:00 p.m. (New York City time) on the day that is five years from the date that the Securities and Exchange Commission declares effective the registration statement registering the Common Shares underlying the Warrants, except that the ability of the holder to exercise the Warrants is subject to a beneficial ownership limitation initially set at 4.99% of the number of Common Shares outstanding immediately after giving effect to the issuance of Common Shares issuable upon exercise of the Warrants.

F5 · ownership.direct: This beneficial ownership limitation may be increased or decreased at the election of the holder, provided that the beneficial ownership limitation in no event exceeds 9.99% of the number of Common Shares outstanding immediately after giving effect to the issuance of Common Shares upon exercise of the Warrants and any increase shall not be effective until the 61st day after notice of adjustment is provided to the Issuer.

F6 · ownership.direct: Each reporting person states that neither the filing of this statement nor anything herein shall be deemed an admission that such person is, for the purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or otherwise, the beneficial owner of any securities covered by this statement. Boyko disclaims beneficial ownership of the securities covered by this statement, except to the extent of the pecuniary interest of such person in such securities.

Read SEC document
November 06, 2020 Filed Jun 14, 2021 17:11 UTC
HON PETERDirector
OtherCommon stock 8,621 $0.29 $2,500.09
Disclosure

SEC source: 0001493152-21-014261 · ownership.xml · nonDerivative · entry 1

HON PETER · CIK 0001387319 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 63,563

F1 · security: All stock grants were awarded as part of the Company's annual director compensation plan.

Read SEC document
November 06, 2020 Filed Jun 14, 2021 17:09 UTC
LAU YAT TUNGDirector
OtherCommon stock 8,621 $0.29 $2,500.09
Disclosure

SEC source: 0001493152-21-014259 · ownership.xml · nonDerivative · entry 1

LAU YAT TUNG · CIK 0001387318 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 53,146

F1 · security: All stock grants were awarded as part of the Company's annual director compensation plan.

Read SEC document
November 06, 2020 Filed Jun 14, 2021 17:07 UTC OtherCommon stock 8,621 $0.29 $2,500.09
Disclosure

SEC source: 0001493152-21-014257 · ownership.xml · nonDerivative · entry 1

LAU SAK HONG AKA PHILIP LAU · CIK 0001162293 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,289

F1 · security: All stock grants were awarded as part of the Company's annual director compensation plan.

Read SEC document
November 06, 2020 Filed Jun 14, 2021 17:03 UTC
KLING JOSEPHDirector
OtherCommon stock 8,621 $0.29 $2,500.09
Disclosure

SEC source: 0001493152-21-014255 · ownership.xml · nonDerivative · entry 1

KLING JOSEPH · CIK 0001251908 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,289

F1 · security: All stock grants were awarded as part of the Company's annual director compensation plan.

Read SEC document
November 06, 2020 Filed Jun 14, 2021 17:01 UTC OtherCommon stock 8,621 $0.29 $2,500.09
Disclosure

SEC source: 0001493152-21-014253 · ownership.xml · nonDerivative · entry 1

JUDKOWITZ HARVEY · CIK 0001126580 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 358,958

F1 · security: All stock grants were awarded as part of the Company's annual director compensation plan.

Read SEC document
November 04, 2020 Filed Jun 14, 2021 17:11 UTC
HON PETERDirector
OtherOptions for Common Stock · Derivative 20,000 $0.00 Strike: $0.29 $0.00
Disclosure

SEC source: 0001493152-21-014261 · ownership.xml · derivative · entry 2

HON PETER · CIK 0001387319 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 100,000

Underlying: Common Stock · 20,000 shares

Expires 2030-11-03

F1 · security: All stock grants were awarded as part of the Company's annual director compensation plan.

Read SEC document
November 04, 2020 Filed Jun 14, 2021 17:09 UTC
LAU YAT TUNGDirector
OtherOptions for Common Stock · Derivative 20,000 $0.00 Strike: $0.29 $0.00
Disclosure

SEC source: 0001493152-21-014259 · ownership.xml · derivative · entry 2

LAU YAT TUNG · CIK 0001387318 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 80,000

Underlying: Common Stock · 20,000 shares

Expires 2030-11-03

F1 · security: All stock grants were awarded as part of the Company's annual director compensation plan.

Read SEC document
November 04, 2020 Filed Jun 14, 2021 17:07 UTC OtherOptions for Common Stock · Derivative 20,000 $0.00 Strike: $0.29 $0.00
Disclosure

SEC source: 0001493152-21-014257 · ownership.xml · derivative · entry 2

LAU SAK HONG AKA PHILIP LAU · CIK 0001162293 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 80,000

Underlying: Common Stock · 20,000 shares

Expires 2021-11-03

F1 · security: All stock grants were awarded as part of the Company's annual director compensation plan.

Read SEC document
November 04, 2020 Filed Jun 14, 2021 17:03 UTC
KLING JOSEPHDirector
OtherOptions for Common Stock · Derivative 20,000 $0.00 Strike: $0.29 $0.00
Disclosure

SEC source: 0001493152-21-014255 · ownership.xml · derivative · entry 2

KLING JOSEPH · CIK 0001251908 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 80,000

Underlying: Common Stock · 20,000 shares

Expires 2030-11-03

F1 · security: All stock grants were awarded as part of the Company's annual director compensation plan.

Read SEC document
November 04, 2020 Filed Jun 14, 2021 17:01 UTC OtherOptions for Common Stock · Derivative 20,000 $0.00 Strike: $0.29 $0.00
Disclosure

SEC source: 0001493152-21-014253 · ownership.xml · derivative · entry 2

JUDKOWITZ HARVEY · CIK 0001126580 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 180,000

Underlying: Common Stock · 20,000 shares

Expires 2030-11-03

F1 · security: All stock grants were awarded as part of the Company's annual director compensation plan.

Read SEC document
October 31, 2020 Filed Jan 1, 2021 02:23 UTC Exercise / conversionNon qualified stock option · Derivative 120,000 $0.00 Strike: $0.06 $0.00
Disclosure

SEC source: 0001493152-20-024718 · ownership.xml · derivative · entry 2

MARQUIS LIONEL · CIK 0001467256 · CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 165,000

Underlying: Common stock, par value $.01 · 120,000 shares

Expires 2020-10-31

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
October 31, 2020 Filed Jan 1, 2021 02:23 UTC Exercise / conversionCommon Stock, par value $0.01 120,000 $0.06 $7,200.00
Disclosure

SEC source: 0001493152-20-024718 · ownership.xml · nonDerivative · entry 1

MARQUIS LIONEL · CIK 0001467256 · CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 280,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
October 31, 2020 Filed Jan 1, 2021 02:22 UTC Exercise / conversionNon qualified stock option · Derivative 120,000 $0.00 Strike: $0.06 $0.00
Disclosure

SEC source: 0001493152-20-024717 · ownership.xml · derivative · entry 2

ATKINSON GARY KEVIN · CIK 0001450661 · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 300,000

Underlying: Common stock, par value $.01 · 120,000 shares

Expires 2020-10-31

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
October 31, 2020 Filed Jan 1, 2021 02:22 UTC Exercise / conversionCommon Stock, par value $0.01 120,000 $0.06 $7,200.00
Disclosure

SEC source: 0001493152-20-024717 · ownership.xml · nonDerivative · entry 1

ATKINSON GARY KEVIN · CIK 0001450661 · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 459,481

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
October 31, 2020 Filed Jan 1, 2021 02:21 UTC Exercise / conversionNon qualified stock option · Derivative 200,000 $0.00 Strike: $0.06 $0.00
Disclosure

SEC source: 0001493152-20-024716 · ownership.xml · derivative · entry 2

MELO BERNARDO · CIK 0001467255 · VP Sales

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 575,000

Underlying: Common stock, par value $.01 · 200,000 shares

Expires 2020-10-31

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
October 31, 2020 Filed Jan 1, 2021 02:21 UTC Exercise / conversionCommon Stock, par value $0.01 200,000 $0.06 $12,000.00
Disclosure

SEC source: 0001493152-20-024716 · ownership.xml · nonDerivative · entry 1

MELO BERNARDO · CIK 0001467255 · VP Sales

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 902,916

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 01, 2020 Filed Sep 2, 2020 15:15 UTC PurchaseCommon Stock 25,000 $0.29 $7,250.00
Disclosure

SEC source: 0001493152-20-017118 · ownership.xml · nonDerivative · entry 1

MELO BERNARDO · CIK 0001467255 · VP Sales

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 897,916

Read SEC document
June 12, 2019 Filed Jul 21, 2020 20:40 UTC
LAU YAT TUNGDirector
OtherCommon stock 6,578 $0.38 $2,499.64
Disclosure

SEC source: 0001493152-20-013704 · ownership.xml · nonDerivative · entry 1

LAU YAT TUNG · CIK 0001387318 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,668

F1 · security: All stock grants were awarded as part of the Company's annual director compensation plan.

Read SEC document
June 12, 2019 Filed Jul 21, 2020 20:39 UTC
KLING JOSEPHDirector
OtherCommon stock 6,578 $0.38 $2,499.64
Disclosure

SEC source: 0001493152-20-013703 · ownership.xml · nonDerivative · entry 1

KLING JOSEPH · CIK 0001251908 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,668

F1 · security: All stock grants were awarded as part of the Company's annual director compensation plan.

Read SEC document
June 12, 2019 Filed Jul 21, 2020 20:38 UTC OtherCommon stock 6,578 $0.38 $2,499.64
Disclosure

SEC source: 0001493152-20-013702 · ownership.xml · nonDerivative · entry 1

LAU SAK HONG AKA PHILIP LAU · CIK 0001162293 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,668

F1 · security: All stock grants were awarded as part of the Company's annual director compensation plan.

Read SEC document
June 12, 2019 Filed Jul 21, 2020 20:37 UTC OtherCommon stock 6,578 $0.38 $2,499.64
Disclosure

SEC source: 0001493152-20-013700 · ownership.xml · nonDerivative · entry 1

JUDKOWITZ HARVEY · CIK 0001126580 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 350,337

F1 · security: All stock grants were awarded as part of the Company's annual director compensation plan.

Read SEC document
June 12, 2019 Filed Jul 21, 2020 20:34 UTC
HON PETERDirector
OtherCommon stock 6,578 $0.38 $2,499.64
Disclosure

SEC source: 0001493152-20-013695 · ownership.xml · nonDerivative · entry 1

HON PETER · CIK 0001387319 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 54,942

F1 · security: All stock grants were awarded as part of the Company's annual director compensation plan.

Read SEC document
April 01, 2019 Filed Jun 24, 2019 19:22 UTC
LAU YAT TUNGDirector
OtherOptions for Common Stock · Derivative 20,000 $0.00 Strike: $0.38 $0.00
Disclosure

SEC source: 0001493152-19-009616 · ownership.xml · derivative · entry 2

LAU YAT TUNG · CIK 0001387318 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 80,000

Underlying: Common Stock · 20,000 shares

Expires 2029-03-31

F2 · security: All options were granted as part of the Company's annual director compensation plan.

Read SEC document
April 01, 2019 Filed Jun 24, 2019 19:28 UTC
KLING JOSEPHDirector
OtherOptions for Common Stock · Derivative 20,000 $0.00 Strike: $0.38 $0.00
Disclosure

SEC source: 0001493152-19-009622 · ownership.xml · derivative · entry 2

KLING JOSEPH · CIK 0001251908 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 60,000

Underlying: Common Stock · 20,000 shares

Expires 2029-03-31

F2 · security: All options were granted as part of the Company's annual director compensation plan.

Read SEC document
April 01, 2019 Filed Jun 24, 2019 19:31 UTC OtherOptions for Common Stock · Derivative 20,000 $0.00 Strike: $0.38 $0.00
Disclosure

SEC source: 0001493152-19-009624 · ownership.xml · derivative · entry 2

LAU SAK HONG AKA PHILIP LAU · CIK 0001162293 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 60,000

Underlying: Common Stock · 20,000 shares

Expires 2029-03-31

F2 · security: All options were granted as part of the Company's annual director compensation plan.

Read SEC document
April 01, 2019 Filed Jun 24, 2019 19:26 UTC OtherOptions for Common Stock · Derivative 20,000 $0.00 Strike: $0.38 $0.00
Disclosure

SEC source: 0001493152-19-009620 · ownership.xml · derivative · entry 3

JUDKOWITZ HARVEY · CIK 0001126580 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 200,000

Underlying: Common Stock · 20,000 shares

Expires 2029-03-31

F3 · security: All options grants were awarded as part of the Company's annual director compensation plan.

Read SEC document
April 01, 2019 Filed Jun 24, 2019 19:24 UTC
HON PETERDirector
OtherOptions for Common Stock · Derivative 20,000 $0.00 Strike: $0.38 $0.00
Disclosure

SEC source: 0001493152-19-009618 · ownership.xml · derivative · entry 2

HON PETER · CIK 0001387319 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 100,000

Underlying: Common Stock · 20,000 shares

Expires 2029-03-31

F2 · security: All options were granted as part of the Company's annual director compensation plan.

Read SEC document
March 04, 2019 Filed Mar 4, 2019 20:50 UTC PurchaseCommon Stock 5,000 $0.33 $1,650.00
Disclosure

SEC source: 0001493152-19-002812 · ownership.xml · nonDerivative · entry 2

MELO BERNARDO · CIK 0001467255 · VP Sales

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 877,916

Read SEC document
March 04, 2019 Filed Mar 4, 2019 20:50 UTC PurchaseCommon Stock 9,000 $0.32 $2,880.00
Disclosure

SEC source: 0001493152-19-002812 · ownership.xml · nonDerivative · entry 1

MELO BERNARDO · CIK 0001467255 · VP Sales

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 872,916

Read SEC document
January 31, 2019 Filed Jun 24, 2019 19:26 UTC OtherCommon stock 60,000 $0.07 $4,200.00
Disclosure

SEC source: 0001493152-19-009620 · ownership.xml · nonDerivative · entry 2

JUDKOWITZ HARVEY · CIK 0001126580 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 343,759

F2 · security: All stock grants were awarded pursuant to an exercised stock option agreement.

Read SEC document
July 30, 2018 Filed Jun 24, 2019 19:28 UTC
KLING JOSEPHDirector
OtherCommon stock 4,545 $0.55 $2,499.75
Disclosure

SEC source: 0001493152-19-009622 · ownership.xml · nonDerivative · entry 1

KLING JOSEPH · CIK 0001251908 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,090

F1 · security: All stock grants were awarded as part of the Company's annual director compensation plan.

Read SEC document
July 30, 2018 Filed Jun 24, 2019 19:31 UTC OtherCommon stock 4,545 $0.55 $2,499.75
Disclosure

SEC source: 0001493152-19-009624 · ownership.xml · nonDerivative · entry 1

LAU SAK HONG AKA PHILIP LAU · CIK 0001162293 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,090

F1 · security: All stock grants were awarded as part of the Company's annual director compensation plan.

Read SEC document
July 30, 2018 Filed Jun 24, 2019 19:26 UTC OtherCommon stock 4,545 $0.55 $2,499.75
Disclosure

SEC source: 0001493152-19-009620 · ownership.xml · nonDerivative · entry 1

JUDKOWITZ HARVEY · CIK 0001126580 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 283,759

F1 · security: All stock grants were awarded as part of the Company's annual director compensation plan.

Read SEC document
July 30, 2018 Filed Jun 24, 2019 19:24 UTC
HON PETERDirector
OtherCommon stock 4,545 $0.55 $2,499.75
Disclosure

SEC source: 0001493152-19-009618 · ownership.xml · nonDerivative · entry 1

HON PETER · CIK 0001387319 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 48,364

F1 · security: All stock grants were awarded as part of the Company's annual director compensation plan.

Read SEC document
July 25, 2018 Filed Jul 31, 2018 18:31 UTC PurchaseCommon Stock 3,000 $0.43 $1,290.00
Disclosure

SEC source: 0001493152-18-010713 · ownership.xml · nonDerivative · entry 1

MELO BERNARDO · CIK 0001467255 · VP Sales

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 863,916

Read SEC document
April 01, 2018 Filed Jun 11, 2018 21:41 UTC
LAU YAT TUNGDirector
OtherOptions for Common Stock · Derivative 20,000 $0.00 Strike: $0.55 $0.00
Disclosure

SEC source: 0001493152-18-008472 · form5.xml · derivative · entry 2

LAU YAT TUNG · CIK 0001387318 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 60,000

Underlying: Common Stock · 20,000 shares

Expires 2028-03-31

F2 · security: All options were granted as part of the Company's annual director compensation plan.

Read SEC document
April 01, 2018 Filed Jun 11, 2018 21:39 UTC OtherOptions for Common Stock · Derivative 20,000 $0.00 Strike: $0.55 $0.00
Disclosure

SEC source: 0001493152-18-008471 · form5.xml · derivative · entry 2

LAU SAK HONG AKA PHILIP LAU · CIK 0001162293 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,000

Underlying: Common Stock · 20,000 shares

Expires 2028-03-31

F2 · security: All options were granted as part of the Company's annual director compensation plan.

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April 01, 2018 Filed Jun 11, 2018 21:36 UTC OtherOptions for Common Stock · Derivative 20,000 $0.00 Strike: $0.55 $0.00
Disclosure

SEC source: 0001493152-18-008470 · form5.xml · derivative · entry 2

JUDKOWITZ HARVEY · CIK 0001126580 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 200,000

Underlying: Common Stock · 20,000 shares

Expires 2028-03-31

F2 · security: All options were granted as part of the Company's annual director compensation plan.

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April 01, 2018 Filed Jun 11, 2018 21:25 UTC
HON PETERDirector
OtherOptions for Common Stock · Derivative 20,000 $0.00 Strike: $0.55 $0.00
Disclosure

SEC source: 0001493152-18-008468 · form5.xml · derivative · entry 2

HON PETER · CIK 0001387319 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 80,000

Underlying: Common Stock · 20,000 shares

Expires 2028-03-31

F2 · security: All options were granted as part of the Company's annual director compensation plan.

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April 01, 2018 Filed Jun 18, 2018 13:53 UTC
KLING JOSEPHDirector
OtherOptions for Common Stock · Derivative 20,000 $0.00 Strike: $0.55 $0.00
Disclosure

SEC source: 0001493152-18-008810 · form5.xml · derivative · entry 3

KLING JOSEPH · CIK 0001251908 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,000

Underlying: Common Stock · 20,000 shares

Expires 2028-03-31

F3 · security: All options were granted as part of the Company's annual director compensation plan.

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August 01, 2017 Filed Jun 11, 2018 21:41 UTC
LAU YAT TUNGDirector
OtherCommon Stock 4,545 $0.55 $2,499.75
Disclosure

SEC source: 0001493152-18-008472 · form5.xml · nonDerivative · entry 1

LAU YAT TUNG · CIK 0001387318 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,402

F1 · security: All stock grants were awarded as part of the Company's annual director compensation plan.

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August 01, 2017 Filed Jun 11, 2018 21:39 UTC OtherCommon stock 4,545 $0.55 $2,499.75
Disclosure

SEC source: 0001493152-18-008471 · form5.xml · nonDerivative · entry 1

LAU SAK HONG AKA PHILIP LAU · CIK 0001162293 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,545

F1 · security: All stock grants were awarded as part of the Company's annual director compensation plan.

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August 01, 2017 Filed Jun 11, 2018 21:36 UTC OtherCommon stock 4,545 $0.55 $2,499.75
Disclosure

SEC source: 0001493152-18-008470 · form5.xml · nonDerivative · entry 1

JUDKOWITZ HARVEY · CIK 0001126580 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 279,214

F1 · security: All stock grants were awarded as part of the Company's annual director compensation plan.

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August 01, 2017 Filed Jun 11, 2018 21:25 UTC
HON PETERDirector
OtherCommon stock 4,545 $0.55 $2,499.75
Disclosure

SEC source: 0001493152-18-008468 · form5.xml · nonDerivative · entry 1

HON PETER · CIK 0001387319 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 43,819

F1 · security: All stock grants were awarded as part of the Company's annual director compensation plan.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.