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Nasdaq · USD

RGTI

Rigetti Computing, Inc.

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Tapewire entity
3912
SEC CIK
0001838359
Parsed reports
188

Last 12 months

Inside the activity.

0 purchase rows · 21 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202502
Dec 202501
Jan 202601
Feb 202600
Mar 202602
Apr 202600
May 202606
Jun 202604
Jul 202600
Aug 202603
Sep 202602
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
February 20, 2024 Filed Feb 21, 2024 16:47 UTC Exercise / conversionCommon Stock 10,000 $0.27 $2,720.00
Disclosure

SEC source: 0001415889-24-004644 · form4-02212024_090236.xml · nonDerivative · entry 1

Fitzgerald Alissa · CIK 0001910686 · Director

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 150,810

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: This transaction was made pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on September 13, 2023.

Read SEC document
February 12, 2024 Filed Feb 13, 2024 16:30 UTC Exercise / conversionStock Option (right to buy) · Derivative 10,000 $0.00 Strike: $0.27 $0.00
Disclosure

SEC source: 0001415889-24-003538 · form4-02132024_040201.xml · derivative · entry 3

Fitzgerald Alissa · CIK 0001910686 · Director

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 74,747

Underlying: Common Stock · 10,000 shares

Expires 2030-05-21

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: This transaction was made pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on September 13, 2023.

F2 · derivative.exercise_date: 17% of this option vested and became exercisable on February 18, 2020, with the remainder vesting in 48 equal monthly installments thereafter, subject to the Reporting Person's continuous service with the Issuer on each such date.

Read SEC document
February 12, 2024 Filed Feb 13, 2024 16:30 UTC SaleCommon Stock 10,000 $1.50 $15,000.00
Disclosure

SEC source: 0001415889-24-003538 · form4-02132024_040201.xml · nonDerivative · entry 2

Fitzgerald Alissa · CIK 0001910686 · Director

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 140,810

F1 · kind: This transaction was made pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on September 13, 2023.

Read SEC document
February 12, 2024 Filed Feb 13, 2024 16:30 UTC Exercise / conversionCommon Stock 10,000 $0.27 $2,720.00
Disclosure

SEC source: 0001415889-24-003538 · form4-02132024_040201.xml · nonDerivative · entry 1

Fitzgerald Alissa · CIK 0001910686 · Director

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 150,810

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: This transaction was made pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on September 13, 2023.

Read SEC document
February 01, 2024 Filed Feb 2, 2024 16:32 UTC Exercise / conversionStock Option (right to buy) · Derivative 20,000 $0.00 Strike: $0.27 $0.00
Disclosure

SEC source: 0001415889-24-002300 · form4-02022024_090237.xml · derivative · entry 3

Fitzgerald Alissa · CIK 0001910686 · Director

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 84,747

Underlying: Common Stock · 20,000 shares

Expires 2030-05-21

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: This transaction was made pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on September 13, 2023

F2 · derivative.exercise_date: 17% of this option vested and became exercisable on February 18, 2020, with the remainder vesting in 48 equal monthly installments thereafter, subject to the Reporting Person's continuous service with the Issuer on each such date.

Read SEC document
February 01, 2024 Filed Feb 2, 2024 16:32 UTC SaleCommon Stock 20,000 $1.28 $25,600.00
Disclosure

SEC source: 0001415889-24-002300 · form4-02022024_090237.xml · nonDerivative · entry 2

Fitzgerald Alissa · CIK 0001910686 · Director

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 140,810

F1 · kind: This transaction was made pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on September 13, 2023

Read SEC document
February 01, 2024 Filed Feb 2, 2024 16:32 UTC Exercise / conversionCommon Stock 20,000 $0.27 $5,440.00
Disclosure

SEC source: 0001415889-24-002300 · form4-02022024_090237.xml · nonDerivative · entry 1

Fitzgerald Alissa · CIK 0001910686 · Director

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 160,810

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: This transaction was made pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on September 13, 2023

Read SEC document
January 30, 2024 Filed Jan 31, 2024 16:12 UTC Exercise / conversionStock Option (right to buy) · Derivative 20,000 $0.00 Strike: $0.27 $0.00
Disclosure

SEC source: 0001415889-24-002060 · form4-01312024_090146.xml · derivative · entry 3

Fitzgerald Alissa · CIK 0001910686 · Director

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 104,747

Underlying: Common Stock · 20,000 shares

Expires 2030-05-21

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: This transaction was made pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on September 13, 2023

F3 · derivative.exercise_date: 17% of this option vested and became exercisable on February 18, 2020, with the remainder vesting in 48 equal monthly installments thereafter, subject to the Reporting Person's continuous service with the Issuer on each such date.

Read SEC document
January 30, 2024 Filed Jan 31, 2024 16:12 UTC SaleCommon Stock 20,000 $1.28 $25,600.00
Disclosure

SEC source: 0001415889-24-002060 · form4-01312024_090146.xml · nonDerivative · entry 2

Fitzgerald Alissa · CIK 0001910686 · Director

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 140,810

F1 · kind: This transaction was made pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on September 13, 2023

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $1.28 to $1.29 inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
January 30, 2024 Filed Jan 31, 2024 16:12 UTC Exercise / conversionCommon Stock 20,000 $0.27 $5,440.00
Disclosure

SEC source: 0001415889-24-002060 · form4-01312024_090146.xml · nonDerivative · entry 1

Fitzgerald Alissa · CIK 0001910686 · Director

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 160,810

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: This transaction was made pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on September 13, 2023

Read SEC document
November 22, 2023 Filed Nov 27, 2023 21:16 UTC
Kulkarni Subodh KDirector · President and CEO
GrantEmployee Stock Option (right to buy) · Derivative 1,000,000 $0.00 Strike: $1.05 $0.00
Disclosure

SEC source: 0001209191-23-056652 · doc4.xml · derivative · entry 1

Kulkarni Subodh K · CIK 0001388191 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,000,000

Underlying: Common Stock · 1,000,000 shares

Expires 2033-11-21

F1 · derivative.exercise_date: One-thirty-sixth (1/36th) of these stock options vest and become exercisable on the 22nd day of each calendar month commencing in December 2023, subject to the Reporting Person's continuous service with the Issuer through each such vesting date.

Read SEC document
November 17, 2023 Filed Nov 17, 2023 17:01 UTC
Danis RichardGeneral Counsel & Corp. Sec.
SaleCommon Stock 37,765 $1.08 $40,714.45
Disclosure

SEC source: 0001209191-23-055783 · doc4.xml · nonDerivative · entry 1

Danis Richard · CIK 0001613291 · General Counsel & Corp. Sec.

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,098,467

F1 · kind: The sales reported in this Form 4 represent nondiscretionary sales of shares required to be sold by the Reporting Person pursuant to sell to cover transactions to satisfy tax withholding obligations in connection with the settlement of restricted stock units.

Read SEC document
November 17, 2023 Filed Nov 17, 2023 22:02 UTC
Rivas DavidChief Technology Officer
SaleCommon Stock 7,494 $1.08 $8,080.78
Disclosure

SEC source: 0001209191-23-055785 · doc4.xml · nonDerivative · entry 1

Rivas David · CIK 0001910690 · Chief Technology Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 889,713

F1 · kind: The sales reported in this Form 4 represent nondiscretionary sales of shares required to be sold by the Reporting Person pursuant to sell to cover transactions to satisfy tax withholding obligations in connection with the settlement of restricted stock units.

Read SEC document
November 15, 2023 Filed Nov 16, 2023 21:06 UTC GrantStock Option (right to buy) · Derivative 720,000 $0.00 Strike: $1.17 $0.00
Disclosure

SEC source: 0001209191-23-055502 · doc4.xml · derivative · entry 1

Iannotti Thomas J · CIK 0001339297 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 720,000

Underlying: Common Stock · 720,000 shares

Expires 2033-11-14

F1 · derivative.exercise_date: This option vests in equal annual installments over a three-year period commencing on November 15, 2024, subject to the Reporting Person's continuous service with the Issuer through each vesting date.

Read SEC document
September 01, 2023 Filed Sep 1, 2023 16:39 UTC Exercise / conversionStock Option (right to buy) · Derivative 8,000 $0.00 Strike: $0.27 $0.00
Disclosure

SEC source: 0001209191-23-047969 · doc4.xml · derivative · entry 3

Fitzgerald Alissa · CIK 0001910686 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 124,747

Underlying: Common Stock · 8,000 shares

Expires 2030-05-21

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: This transaction was made pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on June 15, 2022.

F2 · derivative.exercise_date: 17% of this option vested and became exercisable on February 18, 2020, with the remainder vesting in 48 equal monthly installments thereafter, subject to the Reporting Person's continuous service with the Issuer on each such date.

Read SEC document
September 01, 2023 Filed Sep 1, 2023 16:39 UTC SaleCommon Stock 8,000 $1.80 $14,400.00
Disclosure

SEC source: 0001209191-23-047969 · doc4.xml · nonDerivative · entry 2

Fitzgerald Alissa · CIK 0001910686 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 140,810

F1 · kind: This transaction was made pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on June 15, 2022.

Read SEC document
September 01, 2023 Filed Sep 1, 2023 16:39 UTC Exercise / conversionCommon Stock 8,000 $0.27 $2,176.00
Disclosure

SEC source: 0001209191-23-047969 · doc4.xml · nonDerivative · entry 1

Fitzgerald Alissa · CIK 0001910686 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 148,810

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: This transaction was made pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on June 15, 2022.

Read SEC document
August 17, 2023 Filed Aug 17, 2023 16:08 UTC
Danis RichardGeneral Counsel & Corp. Sec.
SaleCommon Stock 40,084 $1.91 $76,560.44
Disclosure

SEC source: 0001209191-23-046239 · doc4.xml · nonDerivative · entry 1

Danis Richard · CIK 0001613291 · General Counsel & Corp. Sec.

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,136,232

F1 · kind: The sales reported in this Form 4 represent nondiscretionary sales of shares required to be sold by the Reporting Person pursuant to sell to cover transactions to satisfy tax withholding obligations in connection with the settlement of restricted stock units.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $1.84 to $1.99 inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
August 17, 2023 Filed Aug 17, 2023 20:07 UTC
Rivas DavidChief Technology Officer
SaleCommon Stock 7,896 $1.91 $15,081.36
Disclosure

SEC source: 0001209191-23-046234 · doc4.xml · nonDerivative · entry 1

Rivas David · CIK 0001910690 · Chief Technology Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 897,207

F1 · kind: The sales reported in this Form 4 represent nondiscretionary sales of shares required to be sold by the Reporting Person pursuant to sell to cover transactions to satisfy tax withholding obligations in connection with the settlement of restricted stock units.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $1.84 to $1.99 inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
August 15, 2023 Filed Aug 16, 2023 20:28 UTC SaleCommon Stock 185,000 $2.44 $451,400.00
Disclosure

SEC source: 0001209191-23-046023 · doc4.xml · nonDerivative · entry 1

McCarthy Cathy L · CIK 0001170433 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 291,377

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $2.35 to $2.55 inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
August 15, 2023 Filed Aug 17, 2023 16:08 UTC
Danis RichardGeneral Counsel & Corp. Sec.
GrantEmployee Stock Option (right to buy) · Derivative 334,100 $0.00 Strike: $2.24 $0.00
Disclosure

SEC source: 0001209191-23-046239 · doc4.xml · derivative · entry 2

Danis Richard · CIK 0001613291 · General Counsel & Corp. Sec.

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 334,100

Underlying: Common Stock · 334,100 shares

Expires 2033-08-14

F3 · derivative.exercise_date: One-forty-eighth (1/48th) of these stock options (rounded down, except for the final scheduled vesting installment) vest and become exercisable on the 20th day of each calendar month commencing in June 2023, subject to the Reporting Person's continuous service with the Issuer through each such vesting date.

Read SEC document
August 01, 2023 Filed Aug 1, 2023 16:42 UTC Exercise / conversionStock Option (right to buy) · Derivative 8,000 $0.00 Strike: $0.27 $0.00
Disclosure

SEC source: 0001209191-23-044005 · doc4.xml · derivative · entry 3

Fitzgerald Alissa · CIK 0001910686 · Director

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 132,747

Underlying: Common Stock · 8,000 shares

Expires 2030-05-21

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: This transaction was made pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on June 15, 2022.

F2 · derivative.exercise_date: 17% of this option vested and became exercisable on February 18, 2020, with the remainder vesting in 48 equal monthly installments thereafter, subject to the Reporting Person's continuous service with the Issuer on each such date.

Read SEC document
August 01, 2023 Filed Aug 1, 2023 16:42 UTC SaleCommon Stock 8,000 $2.86 $22,880.00
Disclosure

SEC source: 0001209191-23-044005 · doc4.xml · nonDerivative · entry 2

Fitzgerald Alissa · CIK 0001910686 · Director

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 140,810

F1 · kind: This transaction was made pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on June 15, 2022.

Read SEC document
August 01, 2023 Filed Aug 1, 2023 16:42 UTC Exercise / conversionCommon Stock 8,000 $0.27 $2,176.00
Disclosure

SEC source: 0001209191-23-044005 · doc4.xml · nonDerivative · entry 1

Fitzgerald Alissa · CIK 0001910686 · Director

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 148,810

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: This transaction was made pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on June 15, 2022.

Read SEC document
July 03, 2023 Filed Jul 3, 2023 16:39 UTC Exercise / conversionStock Option (right to buy) · Derivative 8,000 $0.00 Strike: $0.27 $0.00
Disclosure

SEC source: 0001209191-23-040613 · doc4.xml · derivative · entry 3

Fitzgerald Alissa · CIK 0001910686 · Director

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 140,747

Underlying: Common Stock · 8,000 shares

Expires 2030-05-21

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: This transaction was made pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on June 15, 2022.

F2 · derivative.exercise_date: 17% of this option vested and became exercisable on February 18, 2020, with the remainder vesting in 48 equal monthly installments thereafter, subject to the Reporting Person's continuous service with the Issuer on each such date.

Read SEC document
July 03, 2023 Filed Jul 3, 2023 16:39 UTC SaleCommon Stock 8,000 $1.28 $10,240.00
Disclosure

SEC source: 0001209191-23-040613 · doc4.xml · nonDerivative · entry 2

Fitzgerald Alissa · CIK 0001910686 · Director

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 140,810

F1 · kind: This transaction was made pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on June 15, 2022.

Read SEC document
July 03, 2023 Filed Jul 3, 2023 16:39 UTC Exercise / conversionCommon Stock 8,000 $0.27 $2,176.00
Disclosure

SEC source: 0001209191-23-040613 · doc4.xml · nonDerivative · entry 1

Fitzgerald Alissa · CIK 0001910686 · Director

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 148,810

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: This transaction was made pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on June 15, 2022.

Read SEC document
June 15, 2023 Filed Jun 20, 2023 16:19 UTC GrantCommon Stock 113,821 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-038372 · doc4.xml · nonDerivative · entry 1

Fitzgerald Alissa · CIK 0001910686 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 140,810

F1 · shares: Represents an annual grant of RSUs for service as a director of the Issuer. The shares underlying the RSUs will vest in full on the earlier of (i) the date of the Issuer's 2024 annual meeting of the stockholders (or the date immediately prior to such annual meeting if the Reporting Person's service as a director ends at such annual meeting) or (ii) on June 15, 2024, each subject to the Reporting Person's continuous service with the Issuer as of the applicable vesting date.

Read SEC document
June 15, 2023 Filed Jun 20, 2023 20:16 UTC GrantCommon Stock 113,821 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-038362 · doc4.xml · nonDerivative · entry 1

McCarthy Cathy L · CIK 0001170433 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 476,377

F1 · shares: Represents an annual grant of RSUs for service as a director of the Issuer. The shares underlying the RSUs will vest in full on the earlier of (i) the date of the Issuer's 2024 annual meeting of the stockholders (or the date immediately prior to such annual meeting if the Reporting Person's service as a director ends at such annual meeting) or (ii) on June 15, 2024, each subject to the Reporting Person's continuous service with the Issuer as of the applicable vesting date.

Read SEC document
June 15, 2023 Filed Jun 20, 2023 20:20 UTC GrantCommon Stock 113,821 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-038378 · doc4.xml · nonDerivative · entry 1

Johnson Ray O · CIK 0001684685 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 204,044

F1 · shares: Represents an annual grant of RSUs for service as a director of the Issuer. The shares underlying the RSUs will vest in full on the earlier of (i) the date of the Issuer's 2024 annual meeting of the stockholders (or the date immediately prior to such annual meeting if the Reporting Person's service as a director ends at such annual meeting) or (ii) on June 15, 2024, each subject to the Reporting Person's continuous service with the Issuer as of the applicable vesting date.

Read SEC document
June 15, 2023 Filed Jun 20, 2023 17:25 UTC GrantCommon Stock 113,821 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-038523 · doc4.xml · nonDerivative · entry 1

COWAN DAVID J/CA · CIK 0001204817 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 181,257

F1 · shares: Represents an annual grant of RSUs for service as a director of the Issuer. The shares underlying the RSUs will vest in full on the earlier of (i) the date of the Issuer's 2024 annual meeting of the stockholders (or the date immediately prior to such annual meeting if the Reporting Person's service as a director ends at such annual meeting) or (ii) on June 15, 2024, each subject to the Reporting Person's continuous service with the Issuer as of the applicable vesting date.

F2 · shares: The Reporting Person has agreed to assign to Deer Management Co, LLC the right to any shares issuable pursuant to this grant or any proceeds from the sale thereof.

Read SEC document
June 15, 2023 Filed Jun 20, 2023 20:18 UTC GrantCommon Stock 113,821 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-038366 · doc4.xml · nonDerivative · entry 1

Sandford Helene Gail · CIK 0001913235 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 181,257

F1 · shares: Represents an annual grant of RSUs for service as a director of the Issuer. The shares underlying the RSUs will vest in full on the earlier of (i) the date of the Issuer's 2024 annual meeting of the stockholders (or the date immediately prior to such annual meeting if the Reporting Person's service as a director ends at such annual meeting) or (ii) on June 15, 2024, each subject to the Reporting Person's continuous service with the Issuer as of the applicable vesting date.

Read SEC document
June 12, 2023 Filed Jun 13, 2023 16:22 UTC SaleCommon Stock 40,447 $1.41 $57,030.27
Disclosure

SEC source: 0001209191-23-036676 · doc4.xml · nonDerivative · entry 1

Fitzgerald Alissa · CIK 0001910686 · Director

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 26,989

F1 · kind: This transaction was made pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on June 15, 2022.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $1.36 to $1.45 inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
June 08, 2023 Filed Jun 12, 2023 16:09 UTC Exercise / conversionStock Option (right to buy) · Derivative 8,000 $0.00 Strike: $0.27 $0.00
Disclosure

SEC source: 0001209191-23-036253 · doc4.xml · derivative · entry 3

Fitzgerald Alissa · CIK 0001910686 · Director

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 148,747

Underlying: Common Stock · 8,000 shares

Expires 2030-05-21

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: This transaction was made pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on June 15, 2022.

F2 · derivative.exercise_date: 17% of this option vested and became exercisable on February 18, 2020, with the remainder vesting in 48 equal monthly installments thereafter, subject to the Reporting Person's continuous service with the Issuer on each such date.

Read SEC document
June 08, 2023 Filed Jun 12, 2023 16:09 UTC SaleCommon Stock 8,000 $1.28 $10,240.00
Disclosure

SEC source: 0001209191-23-036253 · doc4.xml · nonDerivative · entry 2

Fitzgerald Alissa · CIK 0001910686 · Director

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 67,436

F1 · kind: This transaction was made pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on June 15, 2022.

Read SEC document
June 08, 2023 Filed Jun 12, 2023 16:09 UTC Exercise / conversionCommon Stock 8,000 $0.27 $2,176.00
Disclosure

SEC source: 0001209191-23-036253 · doc4.xml · nonDerivative · entry 1

Fitzgerald Alissa · CIK 0001910686 · Director

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 75,436

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: This transaction was made pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on June 15, 2022.

Read SEC document
May 17, 2023 Filed May 18, 2023 16:59 UTC
Danis RichardGeneral Counsel & Corp. Sec.
SaleCommon Stock 22,919 $0.51 $11,688.69
Disclosure

SEC source: 0001209191-23-030675 · doc4.xml · nonDerivative · entry 1

Danis Richard · CIK 0001613291 · General Counsel & Corp. Sec.

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,176,316

F1 · kind: The sales reported in this Form 4 represent nondiscretionary sales of shares required to be sold by the Reporting Person pursuant to sell to cover transactions to satisfy tax withholding obligations in connection with the settlement of restricted stock units.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $0.501 to $0.512 inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

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May 17, 2023 Filed May 18, 2023 21:01 UTC
Rivas DavidChief Technology Officer
SaleCommon Stock 4,233 $0.51 $2,158.83
Disclosure

SEC source: 0001209191-23-030686 · doc4.xml · nonDerivative · entry 1

Rivas David · CIK 0001910690 · Chief Technology Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 905,103

F1 · kind: The sales reported in this Form 4 represent nondiscretionary sales of shares required to be sold by the Reporting Person pursuant to sell to cover transactions to satisfy tax withholding obligations in connection with the settlement of restricted stock units.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $0.5001 to $0.5120 inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

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March 30, 2023 Filed Apr 1, 2023 00:11 UTC
Bertelsen Jeffrey A.Chief Financial Officer
GrantEmployee Stock Option (right to buy) · Derivative 500,000 $0.00 Strike: $0.60 $0.00
Disclosure

SEC source: 0001209191-23-021950 · doc4.xml · derivative · entry 1

Bertelsen Jeffrey A. · CIK 0001184340 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 500,000

Underlying: Common Stock · 500,000 shares

Expires 2033-03-29

F1 · derivative.exercise_date: One fourth (1/4th) of the shares subject to the option shall vest on February 15, 2024 and the remaining shares subject to the option shall vest in thirty-six (36) equal monthly installments thereafter, subject to the Reporting Person's continuous service with the Issuer on each such vesting date.

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March 30, 2023 Filed Mar 31, 2023 20:13 UTC
Danis RichardGeneral Counsel & Corp. Sec.
GrantCommon Stock 454,545 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-021952 · doc4.xml · nonDerivative · entry 2

Danis Richard · CIK 0001613291 · General Counsel & Corp. Sec.

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,199,235

F3 · shares: Represents an RSU award. One-twelfth (1/12th) of the total number of RSUs (rounded down, except for the final scheduled vesting installment) will vest on the 20th day of each month commencing on February 20, 2023. All vesting is subject to the Reporting Person's continuous service with the Issuer on each such date.

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March 30, 2023 Filed Mar 31, 2023 20:13 UTC
Danis RichardGeneral Counsel & Corp. Sec.
SaleCommon Stock 50,871 $0.56 $28,487.76
Disclosure

SEC source: 0001209191-23-021952 · doc4.xml · nonDerivative · entry 1

Danis Richard · CIK 0001613291 · General Counsel & Corp. Sec.

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 744,690

F1 · kind: The sales reported in this Form 4 represent nondiscretionary sales of shares required to be sold by the Reporting Person pursuant to sell to cover transactions to satisfy tax withholding obligations in connection with the settlement of restricted stock units ("RSUs").

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $0.55 to $0.5749 inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

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March 30, 2023 Filed Apr 1, 2023 00:17 UTC
Rivas DavidChief Technology Officer
GrantCommon Stock 600,000 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-021954 · doc4.xml · nonDerivative · entry 2

Rivas David · CIK 0001910690 · Chief Technology Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 909,336

F3 · shares: Represents a performance-based restricted stock unit ("PSU") award. The PSUs vest in 48 equal monthly installments commencing on February 20, 2023, subject to the Reporting Person's continuous service through each such vesting date (the "time-based vesting requirement"). In addition, the PSUs are subject to a performance-based vesting requirement (the "performance-based vesting requirement") that uses the Issuer's stock price as vesting hurdles over a five-year period. There are two vesting hurdles at $2 and $4 per share, with each hurdle price applying to 50% of the shares granted. A hurdle is met when the Issuer's closing trading stock price equals or exceeds the hurdle amount for any twenty (20) trading days during any consecutive thirty (30) trading day period. Any portion of the PSUs that has not satisfied the performance-based vesting requirement on or prior to the end of the five-year period will be forfeited without consideration.

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March 30, 2023 Filed Apr 1, 2023 00:17 UTC
Rivas DavidChief Technology Officer
SaleCommon Stock 19,646 $0.56 $11,001.76
Disclosure

SEC source: 0001209191-23-021954 · doc4.xml · nonDerivative · entry 1

Rivas David · CIK 0001910690 · Chief Technology Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 309,336

F1 · kind: The sales reported in this Form 4 represent nondiscretionary sales of shares required to be sold by the Reporting Person pursuant to sell to cover transactions to satisfy tax withholding obligations in connection with the settlement of restricted stock units.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $0.55 to $0.5749 inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

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February 08, 2023 Filed Feb 8, 2023 16:10 UTC Exercise / conversionStock Option (right to buy) · Derivative 4,131 $0.00 Strike: $0.27 $0.00
Disclosure

SEC source: 0001209191-23-007774 · doc4.xml · derivative · entry 6

Fitzgerald Alissa · CIK 0001910686 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 156,747

Underlying: Common Stock · 4,131 shares

Expires 2030-05-21

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The transactions were pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F2 · derivative.exercise_date: 17% of this option vested and became exercisable on February 18, 2020, with the remainder vesting in 48 equal monthly installments thereafter, subject to the Reporting Person's continuous service with the Issuer on each such date.

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February 08, 2023 Filed Feb 8, 2023 16:10 UTC SaleCommon Stock 4,131 $1.28 $5,287.68
Disclosure

SEC source: 0001209191-23-007774 · doc4.xml · nonDerivative · entry 4

Fitzgerald Alissa · CIK 0001910686 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 67,436

F1 · kind: The transactions were pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

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February 08, 2023 Filed Feb 8, 2023 16:10 UTC Exercise / conversionCommon Stock 4,131 $0.27 $1,123.63
Disclosure

SEC source: 0001209191-23-007774 · doc4.xml · nonDerivative · entry 3

Fitzgerald Alissa · CIK 0001910686 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 71,567

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The transactions were pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

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February 06, 2023 Filed Feb 8, 2023 16:10 UTC Exercise / conversionStock Option (right to buy) · Derivative 3,869 $0.00 Strike: $0.27 $0.00
Disclosure

SEC source: 0001209191-23-007774 · doc4.xml · derivative · entry 5

Fitzgerald Alissa · CIK 0001910686 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 160,878

Underlying: Common Stock · 3,869 shares

Expires 2030-05-21

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The transactions were pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F2 · derivative.exercise_date: 17% of this option vested and became exercisable on February 18, 2020, with the remainder vesting in 48 equal monthly installments thereafter, subject to the Reporting Person's continuous service with the Issuer on each such date.

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February 06, 2023 Filed Feb 8, 2023 16:10 UTC SaleCommon Stock 3,869 $1.28 $4,952.32
Disclosure

SEC source: 0001209191-23-007774 · doc4.xml · nonDerivative · entry 2

Fitzgerald Alissa · CIK 0001910686 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 67,436

F1 · kind: The transactions were pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

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February 06, 2023 Filed Feb 8, 2023 16:10 UTC Exercise / conversionCommon Stock 3,869 $0.27 $1,052.37
Disclosure

SEC source: 0001209191-23-007774 · doc4.xml · nonDerivative · entry 1

Fitzgerald Alissa · CIK 0001910686 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 71,305

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The transactions were pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

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December 20, 2022 Filed Dec 22, 2022 16:07 UTC
Danis RichardGeneral Counsel & Corp. Sec.
Exercise / conversionEmployee Stock Option (right to buy) · Derivative 47,219 $0.00 Strike: $0.27 $0.00
Disclosure

SEC source: 0001209191-22-062427 · doc4.xml · derivative · entry 6

Danis Richard · CIK 0001613291 · General Counsel & Corp. Sec.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,610

Underlying: Common Stock · 47,219 shares

Expires 2029-09-19

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: 20% of this option vested and became exercisable on July 23, 2020, with the remainder vesting in 48 equal monthly installments thereafter, subject to the Reporting Person's continuous service with the Issuer on each such date.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.