RGP

SEC source: 0001786550-21-000002 · edgardoc.xml · nonDerivative · entry 1

Ryu Jennifer Y · CIK 0001786550 · CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 42,369

F1 · shares: Represents shares automatically sold to cover taxes owed as a result of a restricted stock vesting event.

F2 · balance_after: Includes shares purchased through the Resources Connection, Inc. Employee Stock Purchase Plan.

SEC source: 0001842885-21-000005 · edgardoc.xml · nonDerivative · entry 1

Pierozzi Lisa · CIK 0001842885 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,735

F1 · date: Non Employee Director Restricted Stock Award

F2 · shares: Award vests 25% after one year and 25% each year thereafter for the next three years.

SEC source: 0001332688-21-000002 · edgardoc.xml · nonDerivative · entry 1

Cherbak Anthony · CIK 0001332688 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,861

F1 · date: Non Employee Director Restricted Stock Award

F2 · shares: Award vests 25% after one year and 25% each year thereafter for the next three years.

SEC source: 0001462890-21-000002 · edgardoc.xml · derivative · entry 1

Crawford Susan J · CIK 0001462890 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,750

Underlying: Common Stock · 8,058 shares

Expires not disclosed

F1 · derivative.exercise_date: Represents credit of deferred compensation to reporting person's deferred stock account under the Directors Deferred Compensation Plan. Each share of phantom stock is the economic equivalent of one share of common stock. The shares of phantom stock become payable in cash to the reporting person upon separation from service as a director.

F1 · derivative.expiration_date: Represents credit of deferred compensation to reporting person's deferred stock account under the Directors Deferred Compensation Plan. Each share of phantom stock is the economic equivalent of one share of common stock. The shares of phantom stock become payable in cash to the reporting person upon separation from service as a director.

SEC source: 0001203117-21-000002 · edgardoc.xml · derivative · entry 1

KISTINGER ROBERT F · CIK 0001203117 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,750

Underlying: Common Stock · 8,058 shares

Expires not disclosed

F1 · derivative.exercise_date: Represents credit of deferred compensation to reporting person's deferred stock account under the Directors Deferred Compensation Plan. Each share of phantom stock is the economic equivalent of one share of common stock. The shares of phantom stock become payable in cash to the reporting person upon separation from service as a director.

F1 · derivative.expiration_date: Represents credit of deferred compensation to reporting person's deferred stock account under the Directors Deferred Compensation Plan. Each share of phantom stock is the economic equivalent of one share of common stock. The shares of phantom stock become payable in cash to the reporting person upon separation from service as a director.

SEC source: 0001218780-21-000002 · edgardoc.xml · nonDerivative · entry 1

PISANO A ROBERT · CIK 0001218780 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 70,955

F1 · date: Non Employee Director Restricted Stock Award

F2 · shares: Award vests 25% after one year and 25% each year thereafter for the next three years.

SEC source: 0001236364-21-000002 · edgardoc.xml · derivative · entry 1

SYKES JOLENE · CIK 0001236364 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,750

Underlying: Common Stock · 8,058 shares

Expires not disclosed

F1 · derivative.exercise_date: Represents credit of deferred compensation to reporting person's deferred stock account under the Directors Deferred Compensation Plan. Each share of phantom stock is the economic equivalent of one share of common stock. The shares of phantom stock become payable in cash to the reporting person upon separation from service as a director.

F1 · derivative.expiration_date: Represents credit of deferred compensation to reporting person's deferred stock account under the Directors Deferred Compensation Plan. Each share of phantom stock is the economic equivalent of one share of common stock. The shares of phantom stock become payable in cash to the reporting person upon separation from service as a director.

SEC source: 0001746673-21-000002 · edgardoc.xml · derivative · entry 1

von Maltzan Marco · CIK 0001746673 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,131

Underlying: Common Stock · 8,058 shares

Expires not disclosed

F1 · derivative.exercise_date: Represents credit of deferred compensation to reporting person's deferred stock account under the Directors Deferred Compensation Plan. Each share of phantom stock is the economic equivalent of one share of common stock. The shares of phantom stock become payable in cash to the reporting person upon separation from service as a director.

F1 · derivative.expiration_date: Represents credit of deferred compensation to reporting person's deferred stock account under the Directors Deferred Compensation Plan. Each share of phantom stock is the economic equivalent of one share of common stock. The shares of phantom stock become payable in cash to the reporting person upon separation from service as a director.

SEC source: 0001367557-21-000002 · edgardoc.xml · derivative · entry 1

Wargotz Michael H · CIK 0001367557 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,750

Underlying: Common Stock · 8,058 shares

Expires not disclosed

F1 · derivative.exercise_date: Represents credit of deferred compensation to reporting person's deferred stock account under the Directors Deferred Compensation Plan. Each share of phantom stock is the economic equivalent of one share of common stock. The shares of phantom stock become payable in cash to the reporting person upon separation from service as a director.

F1 · derivative.expiration_date: Represents credit of deferred compensation to reporting person's deferred stock account under the Directors Deferred Compensation Plan. Each share of phantom stock is the economic equivalent of one share of common stock. The shares of phantom stock become payable in cash to the reporting person upon separation from service as a director.

SEC source: 0001248380-21-000002 · edgardoc.xml · derivative · entry 1

DIMICK NEIL F · CIK 0001248380 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,750

Underlying: Common Stock · 8,058 shares

Expires not disclosed

F1 · derivative.exercise_date: Represents credit of deferred compensation to reporting person's deferred stock account under the Directors Deferred Compensation Plan. Each share of phantom stock is the economic equivalent of one share of common stock. The shares of phantom stock become payable in cash to the reporting person upon separation from service as a director.

F1 · derivative.expiration_date: Represents credit of deferred compensation to reporting person's deferred stock account under the Directors Deferred Compensation Plan. Each share of phantom stock is the economic equivalent of one share of common stock. The shares of phantom stock become payable in cash to the reporting person upon separation from service as a director.

SEC source: 0001786550-20-000009 · edgardoc.xml · nonDerivative · entry 1

Ryu Jennifer Y · CIK 0001786550 · CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 41,266

F1 · shares: Represents dividend equivalent rights accrued on previously awarded restricted stock units which vest proportionately with the units to which they relate.

SEC source: 0001218774-20-000007 · edgardoc.xml · nonDerivative · entry 1

DUCHENE KATE W · CIK 0001218774 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 213,350

F1 · shares: Represents dividend equivalent rights accrued on previously awarded restricted stock units which vest proportionately with the units to which they relate.

SEC source: 0001772316-20-000004 · edgardoc.xml · nonDerivative · entry 1

Brackney Timothy L · CIK 0001772316 · President and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 91,621

F1 · shares: Represents dividend equivalent rights accrued on previously awarded restricted stock units which vest proportionately with the units to which they relate.

SEC source: 0001772316-20-000002 · edgardoc.xml · nonDerivative · entry 1

Brackney Timothy L · CIK 0001772316 · President and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 90,680

F1 · shares: RSUs vest 25% after one year and 25% each year thereafter for the next three years.

SEC source: 0001218774-20-000006 · edgardoc.xml · nonDerivative · entry 1

DUCHENE KATE W · CIK 0001218774 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 212,079

F1 · shares: RSUs vest 25% after one year and 25% each year thereafter for the next three years.

SEC source: 0001786550-20-000008 · edgardoc.xml · nonDerivative · entry 1

Ryu Jennifer Y · CIK 0001786550 · CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,927

F1 · shares: RSUs vest 25% after one year and 25% each year thereafter for the next three years.

SEC source: 0001786550-20-000006 · edgardoc.xml · nonDerivative · entry 1

Ryu Jennifer Y · CIK 0001786550 · CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,000

F1 · security: Includes shares purchased through the Resources Connection, Inc. Employee Stock Purchase Plan.

SEC source: 0001218774-20-000004 · edgardoc.xml · nonDerivative · entry 1

DUCHENE KATE W · CIK 0001218774 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 94,572

F1 · date: 10,000 shares were purchased in 12 lots, with an average price of $10.042720, a low of $10.03 and a high of $10.20.

F2 · balance_after: Includes shares purchased as part of the Employee Stock Purchase Plan (1,449 on 6/30/2019 and 1,508 on 1/15/2020).

SEC source: 0001786550-20-000004 · edgardoc.xml · derivative · entry 2

Ryu Jennifer Y · CIK 0001786550 · CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,000

Underlying: Common Stock · 15,000 shares

Expires 2030-02-04

F2 · derivative.exercise_date: Options vest 25% after one year and 25% each year thereafter for the next three years.

SEC source: 0001786550-20-000004 · edgardoc.xml · nonDerivative · entry 1

Ryu Jennifer Y · CIK 0001786550 · CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,000

F1 · shares: Award vests 25% after one year and 25% each year thereafter for the next three years.

SEC source: 0001786550-20-000002 · edgardoc.xml · nonDerivative · entry 2

Ryu Jennifer Y · CIK 0001786550 · Interim CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F1 · security: Includes shares purchased through the Resources Connection, Inc. Employee Stock Purchase Plan.

SEC source: 0001786550-20-000002 · edgardoc.xml · nonDerivative · entry 1

Ryu Jennifer Y · CIK 0001786550 · Interim CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 862

F1 · security: Includes shares purchased through the Resources Connection, Inc. Employee Stock Purchase Plan.

SEC source: 0001746673-20-000017 · edgardoc.xml · derivative · entry 1

Wargotz Michael H · CIK 0001367557 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,692

Underlying: Common Stock · 6,124 shares

Expires not disclosed

F1 · derivative.exercise_date: Represents credit of deferred compensation to reporting person's deferred stock account under the Directors Deferred Compensation Plan. Each share of phantom stock is the economic equivalent of one share of common stock. The shares of phantom stock become payable in cash to the reporting person upon separation from service as a director.

F1 · derivative.expiration_date: Represents credit of deferred compensation to reporting person's deferred stock account under the Directors Deferred Compensation Plan. Each share of phantom stock is the economic equivalent of one share of common stock. The shares of phantom stock become payable in cash to the reporting person upon separation from service as a director.

SEC source: 0001746673-20-000018 · edgardoc.xml · derivative · entry 1

DIMICK NEIL F · CIK 0001248380 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,692

Underlying: Common Stock · 6,124 shares

Expires not disclosed

F1 · derivative.exercise_date: Represents credit of deferred compensation to reporting person's deferred stock account under the Directors Deferred Compensation Plan. Each share of phantom stock is the economic equivalent of one share of common stock. The shares of phantom stock become payable in cash to the reporting person upon separation from service as a director.

F1 · derivative.expiration_date: Represents credit of deferred compensation to reporting person's deferred stock account under the Directors Deferred Compensation Plan. Each share of phantom stock is the economic equivalent of one share of common stock. The shares of phantom stock become payable in cash to the reporting person upon separation from service as a director.

SEC source: 0001746673-20-000015 · edgardoc.xml · nonDerivative · entry 1

PISANO A ROBERT · CIK 0001218780 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 62,897

F1 · date: Non Employee Director Restricted Stock Award

F2 · shares: Award vests 25% after one year and 25% each year thereafter for the next three years.

SEC source: 0001746673-20-000016 · edgardoc.xml · nonDerivative · entry 1

Shih Anne · CIK 0001415988 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 54,965

F1 · date: Non Employee Director Restricted Stock Award

F2 · shares: Award vests 25% after one year and 25% each year thereafter for the next three years.

SEC source: 0001746673-20-000014 · edgardoc.xml · derivative · entry 1

KISTINGER ROBERT F · CIK 0001203117 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,692

Underlying: Common Stock · 6,124 shares

Expires not disclosed

F1 · derivative.exercise_date: Represents credit of deferred compensation to reporting person's deferred stock account under the Directors Deferred Compensation Plan. Each share of phantom stock is the economic equivalent of one share of common stock. The shares of phantom stock become payable in cash to the reporting person upon separation from service as a director.

F1 · derivative.expiration_date: Represents credit of deferred compensation to reporting person's deferred stock account under the Directors Deferred Compensation Plan. Each share of phantom stock is the economic equivalent of one share of common stock. The shares of phantom stock become payable in cash to the reporting person upon separation from service as a director.

SEC source: 0001746673-20-000012 · edgardoc.xml · nonDerivative · entry 1

Cherbak Anthony · CIK 0001332688 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,803

F1 · date: Non Employee Director Restricted Stock Award

F2 · shares: Award vests 25% after one year and 25% each year thereafter for the next three years.

SEC source: 0001746673-20-000013 · edgardoc.xml · derivative · entry 1

Crawford Susan J · CIK 0001462890 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,692

Underlying: Common Stock · 6,124 shares

Expires not disclosed

F1 · derivative.exercise_date: Represents credit of deferred compensation to reporting person's deferred stock account under the Directors Deferred Compensation Plan. Each share of phantom stock is the economic equivalent of one share of common stock. The shares of phantom stock become payable in cash to the reporting person upon separation from service as a director.

F1 · derivative.expiration_date: Represents credit of deferred compensation to reporting person's deferred stock account under the Directors Deferred Compensation Plan. Each share of phantom stock is the economic equivalent of one share of common stock. The shares of phantom stock become payable in cash to the reporting person upon separation from service as a director.

SEC source: 0001746673-20-000011 · edgardoc.xml · derivative · entry 1

SYKES JOLENE · CIK 0001236364 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,692

Underlying: Common Stock · 6,124 shares

Expires not disclosed

F1 · derivative.exercise_date: Represents credit of deferred compensation to reporting person's deferred stock account under the Directors Deferred Compensation Plan. Each share of phantom stock is the economic equivalent of one share of common stock. The shares of phantom stock become payable in cash to the reporting person upon separation from service as a director.

F1 · derivative.expiration_date: Represents credit of deferred compensation to reporting person's deferred stock account under the Directors Deferred Compensation Plan. Each share of phantom stock is the economic equivalent of one share of common stock. The shares of phantom stock become payable in cash to the reporting person upon separation from service as a director.

SEC source: 0001746673-20-000010 · edgardoc.xml · derivative · entry 1

von Maltzan Marco · CIK 0001746673 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,073

Underlying: Common Stock · 6,124 shares

Expires not disclosed

F1 · derivative.exercise_date: Represents credit of deferred compensation to reporting person's deferred stock account under the Directors Deferred Compensation Plan. Each share of phantom stock is the economic equivalent of one share of common stock. The shares of phantom stock become payable in cash to the reporting person upon separation from service as a director.

F1 · derivative.expiration_date: Represents credit of deferred compensation to reporting person's deferred stock account under the Directors Deferred Compensation Plan. Each share of phantom stock is the economic equivalent of one share of common stock. The shares of phantom stock become payable in cash to the reporting person upon separation from service as a director.

SEC source: 0001203117-23-000008 · edgardoc.xml · nonDerivative · entry 5

KISTINGER ROBERT F · CIK 0001203117 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · Anne Kistinger Trust

Disclosed balance after: 31,122

F1 · kind: The transactions reported herein reflect the transfer on various dates of shares of the Issuer's common stock to a family trust of which the Reporting Person's wife is trustee. Due to inadvertent administrative oversight, these transfers were not previously reported. The Reporting Person continues to have indirect beneficial ownership of these shares.

F2 · ownership.nature: The full name of the trust is Anne Kistinger Trust U/A DTD.

SEC source: 0001203117-23-000008 · edgardoc.xml · nonDerivative · entry 2

KISTINGER ROBERT F · CIK 0001203117 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,151

F1 · kind: The transactions reported herein reflect the transfer on various dates of shares of the Issuer's common stock to a family trust of which the Reporting Person's wife is trustee. Due to inadvertent administrative oversight, these transfers were not previously reported. The Reporting Person continues to have indirect beneficial ownership of these shares.

SEC source: 0001218774-19-000003 · edgardoc.xml · derivative · entry 1

DUCHENE KATE W · CIK 0001218774 · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 100,000

Underlying: Common Stock · 100,000 shares

Expires 2029-09-17

F1 · derivative.exercise_date: Options vest 25% after one year and 25% each year thereafter for the next three years.

SEC source: 0001218774-19-000002 · edgardoc.xml · derivative · entry 1

Ryu Jennifer Y · CIK 0001786550 · Interim CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,000

Underlying: Common Stock · 15,000 shares

Expires 2029-09-17

F1 · derivative.exercise_date: Options vest 25% after one year and 25% each year thereafter for the next three years.

SEC source: 0001218774-19-000001 · edgardoc.xml · derivative · entry 1

Brackney Timothy L · CIK 0001772316 · President and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 55,000

Underlying: Common Stock · 55,000 shares

Expires 2029-09-17

F1 · derivative.exercise_date: Options vest 25% after one year and 25% each year thereafter for the next three years.

SEC source: 0001203117-23-000008 · edgardoc.xml · nonDerivative · entry 4

KISTINGER ROBERT F · CIK 0001203117 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · Anne Kistinger Trust

Disclosed balance after: 26,702

F1 · kind: The transactions reported herein reflect the transfer on various dates of shares of the Issuer's common stock to a family trust of which the Reporting Person's wife is trustee. Due to inadvertent administrative oversight, these transfers were not previously reported. The Reporting Person continues to have indirect beneficial ownership of these shares.

F2 · ownership.nature: The full name of the trust is Anne Kistinger Trust U/A DTD.

SEC source: 0001203117-23-000008 · edgardoc.xml · nonDerivative · entry 1

KISTINGER ROBERT F · CIK 0001203117 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 8,571

F1 · kind: The transactions reported herein reflect the transfer on various dates of shares of the Issuer's common stock to a family trust of which the Reporting Person's wife is trustee. Due to inadvertent administrative oversight, these transfers were not previously reported. The Reporting Person continues to have indirect beneficial ownership of these shares.

SEC source: 0001462890-19-000013 · edgardoc.xml · nonDerivative · entry 4

Crawford Susan J · CIK 0001462890 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,379

SEC source: 0001462890-19-000013 · edgardoc.xml · nonDerivative · entry 3

Crawford Susan J · CIK 0001462890 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,379

SEC source: 0001462890-19-000013 · edgardoc.xml · nonDerivative · entry 2

Crawford Susan J · CIK 0001462890 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,273

SEC source: 0001462890-19-000013 · edgardoc.xml · nonDerivative · entry 1

Crawford Susan J · CIK 0001462890 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,273

SEC source: 0001218772-19-000006 · edgardoc.xml · derivative · entry 9

DUCHENE KATE W · CIK 0001218774 · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 900 shares

Expires 2019-02-19

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: Options vest 25% a year from date of grant.

SEC source: 0001218772-19-000006 · edgardoc.xml · nonDerivative · entry 6

DUCHENE KATE W · CIK 0001218774 · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 81,354

F2 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $16.55 to $16.65 per share, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

SEC source: 0001218772-19-000006 · edgardoc.xml · nonDerivative · entry 5

DUCHENE KATE W · CIK 0001218774 · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 82,254

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001218772-19-000017 · edgardoc.xml · derivative · entry 8

MURRAY DONALD B · CIK 0001133824 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 45,000 shares

Expires 2019-02-19

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: Options vest 25% a year from date of grant.

SEC source: 0001218772-19-000017 · edgardoc.xml · nonDerivative · entry 4

MURRAY DONALD B · CIK 0001133824 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F2 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $16.46 to $16.84 per share, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

SEC source: 0001218772-19-000017 · edgardoc.xml · nonDerivative · entry 3

MURRAY DONALD B · CIK 0001133824 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 45,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001218772-19-000006 · edgardoc.xml · derivative · entry 8

DUCHENE KATE W · CIK 0001218774 · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 900

Underlying: Common Stock · 22,157 shares

Expires 2019-02-19

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: Options vest 25% a year from date of grant.

SEC source: 0001218772-19-000006 · edgardoc.xml · nonDerivative · entry 4

DUCHENE KATE W · CIK 0001218774 · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 81,354

F2 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $16.55 to $16.65 per share, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.