Tapewire

Nasdaq · USD

RGP

RESOURCES CONNECTION, INC.

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Tapewire entity
6553
SEC CIK
0001084765
Parsed reports
333

Last 12 months

Inside the activity.

4 purchase rows · 0 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202540
Dec 202500
Jan 202600
Feb 202600
Mar 202600
Apr 202600
May 202600
Jun 202600
Jul 202600
Aug 202600
Sep 202600
Oct 202600

Latest available

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
October 01, 2026 Filed Oct 5, 2026 20:34 UTC GrantPhantom Stock · Derivative 1,591 $0.00 $0.00
Disclosure

SEC source: 0001746673-26-000007 · edgardoc.xml · derivative · entry 1

von Maltzan Marco · CIK 0001746673 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 88,909

Underlying: Common Stock · 1,591 shares

Expires not disclosed

F1 · derivative.exercise_price: Represents dividend equivalent phantom shares accrued on previously awarded phantom shares in accordance with the terms of the Directors Deferred Compensation Plan. Each share of phantom stock is the economic equivalent of one share of common stock. These shares of phantom stock will become payable in cash to the reporting person upon separation from service as a director in accordance with the reporting person's election under the Directors Deferred Compensation Plan.

F1 · derivative.exercise_date: Represents dividend equivalent phantom shares accrued on previously awarded phantom shares in accordance with the terms of the Directors Deferred Compensation Plan. Each share of phantom stock is the economic equivalent of one share of common stock. These shares of phantom stock will become payable in cash to the reporting person upon separation from service as a director in accordance with the reporting person's election under the Directors Deferred Compensation Plan.

F1 · derivative.expiration_date: Represents dividend equivalent phantom shares accrued on previously awarded phantom shares in accordance with the terms of the Directors Deferred Compensation Plan. Each share of phantom stock is the economic equivalent of one share of common stock. These shares of phantom stock will become payable in cash to the reporting person upon separation from service as a director in accordance with the reporting person's election under the Directors Deferred Compensation Plan.

Read SEC document
October 01, 2026 Filed Oct 5, 2026 20:33 UTC GrantPhantom Stock · Derivative 1,687 $0.00 $0.00
Disclosure

SEC source: 0001203117-26-000006 · edgardoc.xml · derivative · entry 1

KISTINGER ROBERT F · CIK 0001203117 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 94,273

Underlying: Common Stock · 1,687 shares

Expires not disclosed

F1 · derivative.exercise_price: Represents dividend equivalent phantom shares accrued on previously awarded phantom shares in accordance with the terms of the Directors Deferred Compensation Plan. Each share of phantom stock is the economic equivalent of one share of common stock. These shares of phantom stock will become payable in cash to the reporting person upon separation from service as a director in accordance with the reporting person's election under the Directors Deferred Compensation Plan.

F1 · derivative.exercise_date: Represents dividend equivalent phantom shares accrued on previously awarded phantom shares in accordance with the terms of the Directors Deferred Compensation Plan. Each share of phantom stock is the economic equivalent of one share of common stock. These shares of phantom stock will become payable in cash to the reporting person upon separation from service as a director in accordance with the reporting person's election under the Directors Deferred Compensation Plan.

F1 · derivative.expiration_date: Represents dividend equivalent phantom shares accrued on previously awarded phantom shares in accordance with the terms of the Directors Deferred Compensation Plan. Each share of phantom stock is the economic equivalent of one share of common stock. These shares of phantom stock will become payable in cash to the reporting person upon separation from service as a director in accordance with the reporting person's election under the Directors Deferred Compensation Plan.

Read SEC document
October 01, 2026 Filed Oct 5, 2026 20:32 UTC GrantCommon Stock 2,504.5456 $0.00 $0.00
Disclosure

SEC source: 0001786550-26-000006 · edgardoc.xml · nonDerivative · entry 1

Ryu Jennifer Y · CIK 0001786550 · CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 214,021.0877

F1 · shares: Represents dividend equivalent rights accrued on previously awarded restricted stock units which vest proportionately with the units to which they relate.

Read SEC document
October 01, 2026 Filed Oct 5, 2026 20:31 UTC GrantCommon Stock 3,560.4752 $0.00 $0.00
Disclosure

SEC source: 0002119130-26-000009 · edgardoc.xml · nonDerivative · entry 1

Rottmann Scott Glenn · CIK 0002119130 · President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 212,371.7904

F1 · shares: Represents dividend equivalent rights accrued on previously awarded restricted stock units which vest proportionately with the units to which they relate.

Read SEC document
October 01, 2026 Filed Oct 5, 2026 20:30 UTC GrantCommon Stock 3,616.3629 $0.00 $0.00
Disclosure

SEC source: 0002119033-26-000009 · edgardoc.xml · nonDerivative · entry 1

Lane Michael Wayne · CIK 0002119033 · President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 206,980.3391

F1 · shares: Represents dividend equivalent rights accrued on previously awarded restricted stock units which vest proportionately with the units to which they relate.

F2 · balance_after: Includes 1,922 shares purchased through the Resources Connection, Inc. Employee Stock Purchase Plan.

Read SEC document
October 01, 2026 Filed Oct 5, 2026 20:30 UTC GrantCommon Stock 1,479.7675 $0.00 $0.00
Disclosure

SEC source: 0002121825-26-000009 · edgardoc.xml · nonDerivative · entry 1

Iyer Venkataraman Ramaswamy · CIK 0002121825 · President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 86,109.0315

F1 · shares: Represents dividend equivalent rights accrued on previously awarded restricted stock units which vest proportionately with the units to which they relate.

Read SEC document
October 01, 2026 Filed Oct 5, 2026 20:29 UTC
Carlile Roger DDirector · President and CEO
GrantCommon Stock 13,167.0443 $0.00 $0.00
Disclosure

SEC source: 0001452667-26-000011 · edgardoc.xml · nonDerivative · entry 1

Carlile Roger D · CIK 0001452667 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 746,009.4085

F1 · shares: Represents dividend equivalent rights accrued on previously awarded restricted stock units which vest proportionately with the units to which they relate.

Read SEC document
August 10, 2026 Filed Aug 14, 2026 20:23 UTC Tax withholdingCommon Stock 4,738.7089 $4.20 $19,902.58
Disclosure

SEC source: 0002119130-26-000007 · edgardoc.xml · nonDerivative · entry 1

Rottmann Scott Glenn · CIK 0002119130 · President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 208,811.3152

F1 · shares: Represents shares withheld by the Issuer in accordance with the terms of the award to satisfy tax withholding obligations in connection with the payout of vested restricted stock units previously granted to the reporting person (such restricted stock units previously reported in Table I of Form 3). Also represents an adjustment of .7089 shares to adjust for fractional shares that were disregarded upon vesting of the restricted stock unit award.

F2 · balance_after: Includes 3,000 shares purchased through the Resources Connection, Inc. Employee Stock Purchase Plan.

Read SEC document
June 19, 2026 Filed Jun 23, 2026 20:30 UTC
Carlile Roger DDirector · President and CEO
GrantCommon Stock 11,727.8582 $0.00 $0.00
Disclosure

SEC source: 0001452667-26-000009 · edgardoc.xml · nonDerivative · entry 1

Carlile Roger D · CIK 0001452667 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 732,842.3642

F1 · shares: Represents dividend equivalent rights accrued on previously awarded restricted stock units which vest proportionately with the units to which they relate.

Read SEC document
June 19, 2026 Filed Jun 23, 2026 20:28 UTC GrantCommon Stock 1,318.019 $0.00 $0.00
Disclosure

SEC source: 0002121825-26-000007 · edgardoc.xml · nonDerivative · entry 1

Iyer Venkataraman Ramaswamy · CIK 0002121825 · President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 84,629.264

F1 · shares: Represents dividend equivalent rights accrued on previously awarded restricted stock units which vest proportionately with the units to which they relate.

Read SEC document
June 19, 2026 Filed Jun 23, 2026 20:27 UTC GrantPhantom Stock · Derivative 1,502 $0.00 $0.00
Disclosure

SEC source: 0001203117-26-000004 · edgardoc.xml · derivative · entry 1

KISTINGER ROBERT F · CIK 0001203117 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 92,586

Underlying: Common Stock · 1,502 shares

Expires not disclosed

F1 · derivative.exercise_price: Represents dividend equivalent phantom shares accrued on previously awarded phantom shares in accordance with the terms of the Directors Deferred Compensation Plan. Each share of phantom stock is the economic equivalent of one share of common stock. These shares of phantom stock will become payable in cash to the reporting person upon separation from service as a director in accordance with the reporting person's election under the Directors Deferred Compensation Plan.

F1 · derivative.exercise_date: Represents dividend equivalent phantom shares accrued on previously awarded phantom shares in accordance with the terms of the Directors Deferred Compensation Plan. Each share of phantom stock is the economic equivalent of one share of common stock. These shares of phantom stock will become payable in cash to the reporting person upon separation from service as a director in accordance with the reporting person's election under the Directors Deferred Compensation Plan.

F1 · derivative.expiration_date: Represents dividend equivalent phantom shares accrued on previously awarded phantom shares in accordance with the terms of the Directors Deferred Compensation Plan. Each share of phantom stock is the economic equivalent of one share of common stock. These shares of phantom stock will become payable in cash to the reporting person upon separation from service as a director in accordance with the reporting person's election under the Directors Deferred Compensation Plan.

Read SEC document
June 19, 2026 Filed Jun 23, 2026 20:26 UTC GrantCommon Stock 3,221.0876 $0.00 $0.00
Disclosure

SEC source: 0002119033-26-000007 · edgardoc.xml · nonDerivative · entry 1

Lane Michael Wayne · CIK 0002119033 · President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 201,441.9762

F1 · shares: Represents dividend equivalent rights accrued on previously awarded restricted stock units which vest proportionately with the units to which they relate.

Read SEC document
June 19, 2026 Filed Jun 23, 2026 20:25 UTC GrantCommon Stock 3,427.5604 $0.00 $0.00
Disclosure

SEC source: 0002119130-26-000004 · edgardoc.xml · nonDerivative · entry 1

Rottmann Scott Glenn · CIK 0002119130 · President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 210,550.0241

F1 · shares: Represents dividend equivalent rights accrued on previously awarded restricted stock units which vest proportionately with the units to which they relate.

Read SEC document
June 19, 2026 Filed Jun 23, 2026 20:24 UTC GrantCommon Stock 2,230.7944 $0.00 $0.00
Disclosure

SEC source: 0001786550-26-000004 · edgardoc.xml · nonDerivative · entry 1

Ryu Jennifer Y · CIK 0001786550 · CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 211,516.5421

F1 · shares: Represents dividend equivalent rights accrued on previously awarded restricted stock units which vest proportionately with the units to which they relate.

Read SEC document
June 19, 2026 Filed Jun 23, 2026 20:23 UTC GrantPhantom Stock · Derivative 1,416 $0.00 $0.00
Disclosure

SEC source: 0001746673-26-000005 · edgardoc.xml · derivative · entry 1

von Maltzan Marco · CIK 0001746673 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 87,318

Underlying: Common Stock · 1,416 shares

Expires not disclosed

F1 · derivative.exercise_price: Represents dividend equivalent phantom shares accrued on previously awarded phantom shares in accordance with the terms of the Directors Deferred Compensation Plan. Each share of phantom stock is the economic equivalent of one share of common stock. These shares of phantom stock will become payable in cash to the reporting person upon separation from service as a director in accordance with the reporting person's election under the Directors Deferred Compensation Plan.

F1 · derivative.exercise_date: Represents dividend equivalent phantom shares accrued on previously awarded phantom shares in accordance with the terms of the Directors Deferred Compensation Plan. Each share of phantom stock is the economic equivalent of one share of common stock. These shares of phantom stock will become payable in cash to the reporting person upon separation from service as a director in accordance with the reporting person's election under the Directors Deferred Compensation Plan.

F1 · derivative.expiration_date: Represents dividend equivalent phantom shares accrued on previously awarded phantom shares in accordance with the terms of the Directors Deferred Compensation Plan. Each share of phantom stock is the economic equivalent of one share of common stock. These shares of phantom stock will become payable in cash to the reporting person upon separation from service as a director in accordance with the reporting person's election under the Directors Deferred Compensation Plan.

Read SEC document
June 10, 2026 Filed Jun 12, 2026 20:28 UTC Tax withholdingCommon Stock 1,481.0387 $4.71 $6,975.69
Disclosure

SEC source: 0002119033-26-000005 · edgardoc.xml · nonDerivative · entry 1

Lane Michael Wayne · CIK 0002119033 · President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 198,220.8886

F1 · shares: Represents shares withheld by the Issuer in accordance with the terms of the award to satisfy tax withholding obligations in connection with the payout of vested restricted stock units previously granted to the reporting person (such restricted stock units previously reported in Table I of Form 4). Also represents an adjustment of .0387 shares to adjust for fractional shares that were disregarded upon vesting of the restricted stock unit award.

Read SEC document
June 01, 2026 Filed Jun 3, 2026 20:38 UTC GiftCommon Stock 112,371 $0.00 $0.00
Disclosure

SEC source: 0001218780-26-000006 · edgardoc.xml · nonDerivative · entry 2

PISANO A ROBERT · CIK 0001218780 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · Pisano Living Trust

Disclosed balance after: 122,907

F1 · shares: Shares directly held by A. Robert Pisano transferred to Pisano Living Trust

Read SEC document
June 01, 2026 Filed Jun 3, 2026 20:38 UTC GiftCommon Stock 112,371 $0.00 $0.00
Disclosure

SEC source: 0001218780-26-000006 · edgardoc.xml · nonDerivative · entry 1

PISANO A ROBERT · CIK 0001218780 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 7,932

F1 · shares: Shares directly held by A. Robert Pisano transferred to Pisano Living Trust

Read SEC document
March 20, 2026 Filed Mar 24, 2026 10:02 UTC GrantCommon Stock 1,471.035 $0.00 $0.00
Disclosure

SEC source: 0001140361-26-010835 · form4.xml · nonDerivative · entry 1

Iyer Venkataraman Ramaswamy · CIK 0002121825 · President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 83,311.245

F1 · shares: Represents dividend equivalent rights accrued on previously awarded restricted stock units which vest proportionately with the units to which they relate.

Read SEC document
March 20, 2026 Filed Mar 24, 2026 10:02 UTC GrantCommon Stock 3,688.4273 $0.00 $0.00
Disclosure

SEC source: 0001140361-26-010834 · form4.xml · nonDerivative · entry 1

Lane Michael Wayne · CIK 0002119033 · President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 199,701.9273

F1 · shares: Represents dividend equivalent rights accrued on previously awarded restricted stock units which vest proportionately with the units to which they relate.

Read SEC document
March 20, 2026 Filed Mar 24, 2026 10:02 UTC GrantPhantom Stock · Derivative 1,582 $0.00 $0.00
Disclosure

SEC source: 0001140361-26-010833 · form4.xml · derivative · entry 1

von Maltzan Marco · CIK 0001746673 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 85,902

Underlying: Common Stock · 1,582 shares

Expires not disclosed

F1 · derivative.exercise_price: Represents dividend equivalent phantom shares accrued on previously awarded phantom shares in accordance with the terms of the Directors Deferred Compensation Plan. Each share of phantom stock is the economic equivalent of one share of common stock. These shares of phantom stock will become payable in cash to the reporting person upon separation from service as a director in accordance with the reporting person's election under the Directors Deferred Compensation Plan.

F1 · derivative.exercise_date: Represents dividend equivalent phantom shares accrued on previously awarded phantom shares in accordance with the terms of the Directors Deferred Compensation Plan. Each share of phantom stock is the economic equivalent of one share of common stock. These shares of phantom stock will become payable in cash to the reporting person upon separation from service as a director in accordance with the reporting person's election under the Directors Deferred Compensation Plan.

F1 · derivative.expiration_date: Represents dividend equivalent phantom shares accrued on previously awarded phantom shares in accordance with the terms of the Directors Deferred Compensation Plan. Each share of phantom stock is the economic equivalent of one share of common stock. These shares of phantom stock will become payable in cash to the reporting person upon separation from service as a director in accordance with the reporting person's election under the Directors Deferred Compensation Plan.

Read SEC document
March 20, 2026 Filed Mar 24, 2026 10:02 UTC
Carlile Roger DDirector · President and CEO
GrantCommon Stock 13,089.3978 $0.00 $0.00
Disclosure

SEC source: 0001140361-26-010832 · form4.xml · nonDerivative · entry 2

Carlile Roger D · CIK 0001452667 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 721,114.506

F1 · shares: Represents dividend equivalent rights accrued on previously awarded restricted stock units which vest proportionately with the units to which they relate.

Read SEC document
March 20, 2026 Filed Mar 24, 2026 10:02 UTC GrantPhantom Stock · Derivative 1,677 $0.00 $0.00
Disclosure

SEC source: 0001140361-26-010831 · form4.xml · derivative · entry 1

KISTINGER ROBERT F · CIK 0001203117 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 91,084

Underlying: Common Stock · 1,677 shares

Expires not disclosed

F1 · derivative.exercise_price: Represents dividend equivalent phantom shares accrued on previously awarded phantom shares in accordance with the terms of the Directors Deferred Compensation Plan. Each share of phantom stock is the economic equivalent of one share of common stock. These shares of phantom stock will become payable in cash to the reporting person upon separation from service as a director in accordance with the reporting person's election under the Directors Deferred Compensation Plan.

F1 · derivative.exercise_date: Represents dividend equivalent phantom shares accrued on previously awarded phantom shares in accordance with the terms of the Directors Deferred Compensation Plan. Each share of phantom stock is the economic equivalent of one share of common stock. These shares of phantom stock will become payable in cash to the reporting person upon separation from service as a director in accordance with the reporting person's election under the Directors Deferred Compensation Plan.

F1 · derivative.expiration_date: Represents dividend equivalent phantom shares accrued on previously awarded phantom shares in accordance with the terms of the Directors Deferred Compensation Plan. Each share of phantom stock is the economic equivalent of one share of common stock. These shares of phantom stock will become payable in cash to the reporting person upon separation from service as a director in accordance with the reporting person's election under the Directors Deferred Compensation Plan.

Read SEC document
March 20, 2026 Filed Mar 24, 2026 10:02 UTC GrantCommon Stock 3,825.4837 $0.00 $0.00
Disclosure

SEC source: 0001140361-26-010830 · form4.xml · nonDerivative · entry 1

Rottmann Scott Glenn · CIK 0002119130 · President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 207,122.4637

F1 · shares: Represents dividend equivalent rights accrued on previously awarded restricted stock units which vest proportionately with the units to which they relate.

Read SEC document
March 20, 2026 Filed Mar 24, 2026 10:02 UTC GrantCommon Stock 2,489.7822 $0.00 $0.00
Disclosure

SEC source: 0001140361-26-010829 · form4.xml · nonDerivative · entry 1

Ryu Jennifer Y · CIK 0001786550 · CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 209,285.7477

F1 · shares: Represents dividend equivalent rights accrued on previously awarded restricted stock units which vest proportionately with the units to which they relate.

Read SEC document
March 17, 2026 Filed Mar 20, 2026 20:06 UTC GiftCommon Stock 38,421 $0.00 $0.00
Disclosure

SEC source: 0001842885-26-000004 · edgardoc.xml · nonDerivative · entry 2

Pierozzi Lisa · CIK 0001842885 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · Apsley Belgrave TR

Disclosed balance after: 57,083

F1 · shares: Shares directly held by Lisa M. Pierozzi transferred to Apsley Belgrave Trust

Read SEC document
March 17, 2026 Filed Mar 20, 2026 20:06 UTC GiftCommon Stock 38,421 $0.00 $0.00
Disclosure

SEC source: 0001842885-26-000004 · edgardoc.xml · nonDerivative · entry 1

Pierozzi Lisa · CIK 0001842885 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

F1 · shares: Shares directly held by Lisa M. Pierozzi transferred to Apsley Belgrave Trust

Read SEC document
February 02, 2026 Filed Feb 3, 2026 21:19 UTC
Carlile Roger DDirector · President and CEO
GiftCommon Stock 4,137 $0.00 $0.00
Disclosure

SEC source: 0001452667-26-000004 · edgardoc.xml · nonDerivative · entry 2

Carlile Roger D · CIK 0001452667 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Indirect · Carlile Trust

Disclosed balance after: 54,137

F1 · shares: Shares directly held by Roger Carlile transferred to the Roger Carlile Living Trust and the Rita Carlile Living Trust, as tenants in common.

Read SEC document
February 02, 2026 Filed Feb 3, 2026 21:19 UTC
Carlile Roger DDirector · President and CEO
GiftCommon Stock 4,137 $0.00 $0.00
Disclosure

SEC source: 0001452667-26-000004 · edgardoc.xml · nonDerivative · entry 1

Carlile Roger D · CIK 0001452667 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 708,025.1082

F1 · shares: Shares directly held by Roger Carlile transferred to the Roger Carlile Living Trust and the Rita Carlile Living Trust, as tenants in common.

Read SEC document
January 21, 2026 Filed Jan 23, 2026 00:54 UTC GrantCommon Stock 75,000 $0.00 $0.00
Disclosure

SEC source: 0001786550-26-000002 · edgardoc.xml · nonDerivative · entry 1

Ryu Jennifer Y · CIK 0001786550 · CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 206,795.9655

F1 · shares: RSUs vest one-third on each of the first, second and third anniversaries of the grant date.

Read SEC document
January 21, 2026 Filed Jan 23, 2026 00:52 UTC GrantCommon Stock 75,000 $0.00 $0.00
Disclosure

SEC source: 0002018784-26-000002 · edgardoc.xml · nonDerivative · entry 1

Patel Bhadreskumar · CIK 0002018784 · COO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 197,351.6182

F1 · shares: RSUs vest one-third on each of the first, second and third anniversaries of the grant date.

Read SEC document
January 21, 2026 Filed Jan 23, 2026 00:47 UTC
Carlile Roger DDirector · President and CEO
GrantCommon Stock 87,500 $0.00 $0.00
Disclosure

SEC source: 0001452667-26-000002 · edgardoc.xml · nonDerivative · entry 1

Carlile Roger D · CIK 0001452667 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 712,162.1082

F1 · shares: RSUs vest one-third on each of the first, second and third anniversaries of the grant date.

Read SEC document
January 02, 2026 Filed Jan 5, 2026 21:27 UTC GrantPhantom Stock · Derivative 19,801 $0.00 $0.00
Disclosure

SEC source: 0001746673-26-000002 · edgardoc.xml · derivative · entry 1

von Maltzan Marco · CIK 0001746673 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 84,320

Underlying: Common Stock · 19,801 shares

Expires not disclosed

F1 · derivative.exercise_price: Award vests 25% after one year and 25% each year thereafter for the next three years. Represents credit of deferred compensation to reporting person's deferred stock account under the Directors Deferred Compensation Plan. Each share of phantom stock is the economic equivalent of one share of common stock. The shares of phantom stock to the extent then-vested become payable in cash to the reporting person upon separation from service as a director in accordance with the reporting person's election under the Directors Deferred Compensation Plan.

F1 · derivative.exercise_date: Award vests 25% after one year and 25% each year thereafter for the next three years. Represents credit of deferred compensation to reporting person's deferred stock account under the Directors Deferred Compensation Plan. Each share of phantom stock is the economic equivalent of one share of common stock. The shares of phantom stock to the extent then-vested become payable in cash to the reporting person upon separation from service as a director in accordance with the reporting person's election under the Directors Deferred Compensation Plan.

F1 · derivative.expiration_date: Award vests 25% after one year and 25% each year thereafter for the next three years. Represents credit of deferred compensation to reporting person's deferred stock account under the Directors Deferred Compensation Plan. Each share of phantom stock is the economic equivalent of one share of common stock. The shares of phantom stock to the extent then-vested become payable in cash to the reporting person upon separation from service as a director in accordance with the reporting person's election under the Directors Deferred Compensation Plan.

Read SEC document
January 02, 2026 Filed Jan 5, 2026 21:27 UTC GrantCommon Stock 19,801 $0.00 $0.00
Disclosure

SEC source: 0001218780-26-000002 · edgardoc.xml · nonDerivative · entry 1

PISANO A ROBERT · CIK 0001218780 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 120,303

F1 · date: Non Employee Director Restricted Stock Award

F2 · shares: Award vests 25% after the one year anniversary of the grant date and 25% each year thereafter for the next three years on the anniversary of the grant date.

Read SEC document
January 02, 2026 Filed Jan 5, 2026 21:26 UTC GrantCommon Stock 19,801 $0.00 $0.00
Disclosure

SEC source: 0001842885-26-000002 · edgardoc.xml · nonDerivative · entry 1

Pierozzi Lisa · CIK 0001842885 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 38,421

F1 · date: Non Employee Director Restricted Stock Award

F2 · shares: Award vests 25% after the one year anniversary of the grant date and 25% each year thereafter for the next three years on the anniversary of the grant date.

Read SEC document
January 02, 2026 Filed Jan 5, 2026 21:25 UTC GrantPhantom Stock · Derivative 19,801 $0.00 $0.00
Disclosure

SEC source: 0001203117-26-000002 · edgardoc.xml · derivative · entry 1

KISTINGER ROBERT F · CIK 0001203117 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 89,407

Underlying: Common Stock · 19,801 shares

Expires not disclosed

F1 · derivative.exercise_price: Award vests 25% after one year and 25% each year thereafter for the next three years. Represents credit of deferred compensation to reporting person's deferred stock account under the Directors Deferred Compensation Plan. Each share of phantom stock is the economic equivalent of one share of common stock. The shares of phantom stock to the extent then-vested become payable in cash to the reporting person upon separation from service as a director in accordance with the reporting person's election under the Directors Deferred Compensation Plan.

F1 · derivative.exercise_date: Award vests 25% after one year and 25% each year thereafter for the next three years. Represents credit of deferred compensation to reporting person's deferred stock account under the Directors Deferred Compensation Plan. Each share of phantom stock is the economic equivalent of one share of common stock. The shares of phantom stock to the extent then-vested become payable in cash to the reporting person upon separation from service as a director in accordance with the reporting person's election under the Directors Deferred Compensation Plan.

F1 · derivative.expiration_date: Award vests 25% after one year and 25% each year thereafter for the next three years. Represents credit of deferred compensation to reporting person's deferred stock account under the Directors Deferred Compensation Plan. Each share of phantom stock is the economic equivalent of one share of common stock. The shares of phantom stock to the extent then-vested become payable in cash to the reporting person upon separation from service as a director in accordance with the reporting person's election under the Directors Deferred Compensation Plan.

Read SEC document
January 02, 2026 Filed Jan 5, 2026 21:25 UTC GrantCommon Stock 19,801 $0.00 $0.00
Disclosure

SEC source: 0002074783-26-000002 · edgardoc.xml · nonDerivative · entry 1

Gyde Filip J.L. · CIK 0002074783 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 29,234

F1 · date: Non Employee Director Restricted Stock Award

F2 · shares: Award vests 25% after the one year anniversary of the grant date and 25% each year thereafter for the next three years on the anniversary of the grant date.

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January 02, 2026 Filed Jan 5, 2026 21:24 UTC GrantCommon Stock 19,801 $0.00 $0.00
Disclosure

SEC source: 0001187383-26-000002 · edgardoc.xml · nonDerivative · entry 1

FOX JEFFREY H · CIK 0001187383 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 29,234

F1 · date: Non Employee Director Restricted Stock Award

F2 · shares: Award vests 25% after the one year anniversary of the grant date and 25% each year thereafter for the next three years on the anniversary of the grant date.

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January 02, 2026 Filed Jan 5, 2026 21:23 UTC GrantCommon Stock 19,801 $0.00 $0.00
Disclosure

SEC source: 0001275937-26-000002 · edgardoc.xml · nonDerivative · entry 1

COLLYNS SUSAN · CIK 0001275937 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 40,757

F1 · date: Non Employee Director Restricted Stock Award

F2 · shares: Award vests 25% after the one year anniversary of the grant date and 25% each year thereafter for the next three years on the anniversary of the grant date.

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December 12, 2025 Filed Dec 16, 2025 21:42 UTC GrantPhantom Stock · Derivative 856 $0.00 $0.00
Disclosure

SEC source: 0001746673-25-000006 · edgardoc.xml · derivative · entry 1

von Maltzan Marco · CIK 0001746673 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 64,519

Underlying: Common Stock · 856 shares

Expires not disclosed

F1 · derivative.exercise_price: Represents dividend equivalent phantom shares accrued on previously awarded phantom shares in accordance with the terms of the Directors Deferred Compensation Plan. Each share of phantom stock is the economic equivalent of one share of common stock. These shares of phantom stock will become payable in cash to the reporting person upon separation from service as a director in accordance with the reporting person's election under the Directors Deferred Compensation Plan.

F1 · derivative.exercise_date: Represents dividend equivalent phantom shares accrued on previously awarded phantom shares in accordance with the terms of the Directors Deferred Compensation Plan. Each share of phantom stock is the economic equivalent of one share of common stock. These shares of phantom stock will become payable in cash to the reporting person upon separation from service as a director in accordance with the reporting person's election under the Directors Deferred Compensation Plan.

F1 · derivative.expiration_date: Represents dividend equivalent phantom shares accrued on previously awarded phantom shares in accordance with the terms of the Directors Deferred Compensation Plan. Each share of phantom stock is the economic equivalent of one share of common stock. These shares of phantom stock will become payable in cash to the reporting person upon separation from service as a director in accordance with the reporting person's election under the Directors Deferred Compensation Plan.

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December 12, 2025 Filed Dec 16, 2025 21:40 UTC GrantCommon Stock 911.9228 $0.00 $0.00
Disclosure

SEC source: 0002018784-25-000010 · edgardoc.xml · nonDerivative · entry 1

Patel Bhadreskumar · CIK 0002018784 · COO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 122,351.6182

F1 · shares: Represents dividend equivalent rights accrued on previously awarded restricted stock units which vest proportionately with the units to which they relate.

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December 12, 2025 Filed Dec 16, 2025 21:41 UTC GrantCommon Stock 764.1853 $0.00 $0.00
Disclosure

SEC source: 0001786550-25-000011 · edgardoc.xml · nonDerivative · entry 1

Ryu Jennifer Y · CIK 0001786550 · CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 131,795.9655

F1 · shares: Represents dividend equivalent rights accrued on previously awarded restricted stock units which vest proportionately with the units to which they relate.

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December 12, 2025 Filed Dec 16, 2025 21:40 UTC GrantPhantom Stock · Derivative 924 $0.00 $0.00
Disclosure

SEC source: 0001203117-25-000006 · edgardoc.xml · derivative · entry 1

KISTINGER ROBERT F · CIK 0001203117 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 69,606

Underlying: Common Stock · 924 shares

Expires not disclosed

F1 · derivative.exercise_price: Represents dividend equivalent phantom shares accrued on previously awarded phantom shares in accordance with the terms of the Directors Deferred Compensation Plan. Each share of phantom stock is the economic equivalent of one share of common stock. These shares of phantom stock will become payable in cash to the reporting person upon separation from service as a director in accordance with the reporting person's election under the Directors Deferred Compensation Plan.

F1 · derivative.exercise_date: Represents dividend equivalent phantom shares accrued on previously awarded phantom shares in accordance with the terms of the Directors Deferred Compensation Plan. Each share of phantom stock is the economic equivalent of one share of common stock. These shares of phantom stock will become payable in cash to the reporting person upon separation from service as a director in accordance with the reporting person's election under the Directors Deferred Compensation Plan.

F1 · derivative.expiration_date: Represents dividend equivalent phantom shares accrued on previously awarded phantom shares in accordance with the terms of the Directors Deferred Compensation Plan. Each share of phantom stock is the economic equivalent of one share of common stock. These shares of phantom stock will become payable in cash to the reporting person upon separation from service as a director in accordance with the reporting person's election under the Directors Deferred Compensation Plan.

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December 12, 2025 Filed Dec 16, 2025 21:39 UTC
Carlile Roger DDirector · President and CEO
GrantCommon Stock 8,108.1082 $0.00 $0.00
Disclosure

SEC source: 0001452667-25-000006 · edgardoc.xml · nonDerivative · entry 1

Carlile Roger D · CIK 0001452667 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 624,662.1082

F1 · shares: Represents dividend equivalent rights accrued on previously awarded restricted stock units which vest proportionately with the units to which they relate.

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November 12, 2025 Filed Nov 13, 2025 21:28 UTC PurchaseCOMMON STOCK 10,000 $4.53 $45,300.00
Disclosure

SEC source: 0001579867-25-000003 · primary_doc.xml · nonDerivative · entry 2

CG Core Value Fund, L.P. · CIK 0001579867 · Director

Circumference Group Holdings LLC · CIK 0002078593 · Director

Circumference Group LLC · CIK 0001742372 · Director

CG Core Value GP LLC · CIK 0002081353 · Director

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,389,243

F3 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $4.50 to $4.57, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within such range.

F2 · ownership.direct: Represents shares of the Issuer's common stock held directly by CG Core Value Fund, L.P. (the "Fund"). In addition to the Fund, this Form 4 is being filed jointly by Circumference Core Value GP LLC ("GP LLC"), the general partner of the Fund, Circumference Group LLC ("Group LLC"), which provides investment advisory services to the Fund, and Circumference Group Holdings LLC ("Holdings LLC"), the managing member of Group LLC and the sole owner of the GP, each of which may, as a result of these relationships, be deemed to have a pecuniary interest in securities reported on this Form 3. Each of the Reporting Persons disclaims beneficial ownership of the securities reported hereon, except to the extent of its pecuniary interest therein.

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November 12, 2025 Filed Nov 13, 2025 21:06 UTC Tax withholdingCommon Stock 4,005.1797 $4.53 $18,143.46
Disclosure

SEC source: 0001786550-25-000009 · edgardoc.xml · nonDerivative · entry 2

Ryu Jennifer Y · CIK 0001786550 · CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 131,031.7802

F2 · shares: Represents shares withheld by the Issuer in accordance with the terms of the award to satisfy tax withholding obligations in connection with the payout of vested restricted stock units previously granted to the reporting person (such restricted stock units previously reported in Table I of Form 4). Also represents an adjustment of .1797 shares to adjust for fractional shares that were disregarded upon vesting of the restricted stock unit award.

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November 12, 2025 Filed Nov 13, 2025 21:05 UTC Tax withholdingCommon Stock 3,369.1797 $4.53 $15,262.38
Disclosure

SEC source: 0002018784-25-000008 · edgardoc.xml · nonDerivative · entry 2

Patel Bhadreskumar · CIK 0002018784 · COO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 121,439.6954

F2 · shares: Represents shares withheld by the Issuer in accordance with the terms of the award to satisfy tax withholding obligations in connection with the payout of vested restricted stock units previously granted to the reporting person (such restricted stock units previously reported in Table I of Form 4). Also represents an adjustment of .1797 shares to adjust for fractional shares that were disregarded upon vesting of the restricted stock unit award.

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November 12, 2025 Filed Nov 13, 2025 21:04 UTC PurchaseCommon Stock 10,000 $4.53 $45,300.00
Disclosure

SEC source: 0001187383-25-000004 · edgardoc.xml · nonDerivative · entry 2

FOX JEFFREY H · CIK 0001187383 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · CG Core Value Fund

Disclosed balance after: 1,389,243

F3 · price: The reported price in Column 4 is a weighted average purchase price per share. These shares were purchased in multiple transactions at prices ranging from $4.50 to $4.57 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.

F2 · ownership.nature: The Reporting Person is the owner of Circumference Group Holdings LLC ("Holdings"). Holdings is the managing member of Circumference Group LLC ("Group LLC") and the sole owner of Circumference Core Value GP LLC ("GP LLC"). GP LLC is the general partner of CG Core Value Fund LP (the "Fund"), and Group LLC provides investment advisory services to the Fund. The securities reported in this line of Table I are owned by the Fund and are listed herein to report the Reporting Person's pecuniary interest in such securities owned by the Fund. The Reporting Person disclaims beneficial ownership of the securities reported hereon, except to the extent of his pecuniary interest therein.

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November 11, 2025 Filed Nov 13, 2025 21:28 UTC PurchaseCOMMON STOCK 90,000 $4.52 $406,800.00
Disclosure

SEC source: 0001579867-25-000003 · primary_doc.xml · nonDerivative · entry 1

CG Core Value Fund, L.P. · CIK 0001579867 · Director

Circumference Group Holdings LLC · CIK 0002078593 · Director

Circumference Group LLC · CIK 0001742372 · Director

CG Core Value GP LLC · CIK 0002081353 · Director

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,379,243

F1 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $4.42 to $4.58, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within such range.

F2 · ownership.direct: Represents shares of the Issuer's common stock held directly by CG Core Value Fund, L.P. (the "Fund"). In addition to the Fund, this Form 4 is being filed jointly by Circumference Core Value GP LLC ("GP LLC"), the general partner of the Fund, Circumference Group LLC ("Group LLC"), which provides investment advisory services to the Fund, and Circumference Group Holdings LLC ("Holdings LLC"), the managing member of Group LLC and the sole owner of the GP, each of which may, as a result of these relationships, be deemed to have a pecuniary interest in securities reported on this Form 3. Each of the Reporting Persons disclaims beneficial ownership of the securities reported hereon, except to the extent of its pecuniary interest therein.

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November 11, 2025 Filed Nov 13, 2025 21:06 UTC Tax withholdingCommon Stock 1,157.6351 $4.54 $5,255.66
Disclosure

SEC source: 0001786550-25-000009 · edgardoc.xml · nonDerivative · entry 1

Ryu Jennifer Y · CIK 0001786550 · CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 135,036.9599

F1 · shares: Represents shares withheld by the Issuer in accordance with the terms of the award to satisfy tax withholding obligations in connection with the payout of vested restricted stock units previously granted to the reporting person (such restricted stock units previously reported in Table I of Form 4). Also represents an adjustment of .6351 shares to adjust for fractional shares that were disregarded upon vesting of the restricted stock unit award.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.