Tapewire

Nasdaq · USD

RGNX

REGENXBIO Inc.

Export transactions ↓
Tapewire entity
2211
SEC CIK
0001590877
Parsed reports
367

Last 12 months

Inside the activity.

2 purchase rows · 5 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202600
Feb 202600
Mar 202601
Apr 202600
May 202601
Jun 202601
Jul 202602
Aug 202620
Sep 202600
Oct 202600

Latest available

Insider transactions

JSON API
Reset

Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
September 17, 2018 Filed Sep 19, 2018 20:24 UTC
Mills Kenneth T.Director · President and CEO
SaleCommon Stock 1,450 $76.72 $111,244.00
Disclosure

SEC source: 0001562180-18-003983 · primarydocument.xml · nonDerivative · entry 6

Mills Kenneth T. · CIK 0001652824 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 335,310

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan.

F6 · price: This transaction was executed in multiple trades at prices ranging from $76.40 to $77.30. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
September 17, 2018 Filed Sep 19, 2018 20:24 UTC
Mills Kenneth T.Director · President and CEO
SaleCommon Stock 622 $75.29 $46,830.38
Disclosure

SEC source: 0001562180-18-003983 · primarydocument.xml · nonDerivative · entry 5

Mills Kenneth T. · CIK 0001652824 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 336,760

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan.

F5 · price: This transaction was executed in multiple trades at prices ranging from $75.00 to $75.60. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
September 17, 2018 Filed Sep 19, 2018 20:24 UTC
Mills Kenneth T.Director · President and CEO
SaleCommon Stock 1,399 $73.80 $103,246.20
Disclosure

SEC source: 0001562180-18-003983 · primarydocument.xml · nonDerivative · entry 4

Mills Kenneth T. · CIK 0001652824 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 337,382

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan.

F4 · price: This transaction was executed in multiple trades at prices ranging from $73.55 to $74.35. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
September 17, 2018 Filed Sep 19, 2018 20:24 UTC
Mills Kenneth T.Director · President and CEO
SaleCommon Stock 624 $73.04 $45,576.96
Disclosure

SEC source: 0001562180-18-003983 · primarydocument.xml · nonDerivative · entry 3

Mills Kenneth T. · CIK 0001652824 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 338,781

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan.

F3 · price: This transaction was executed in multiple trades at prices ranging from $72.55 to $73.45. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
September 17, 2018 Filed Sep 19, 2018 20:24 UTC
Mills Kenneth T.Director · President and CEO
SaleCommon Stock 100 $71.10 $7,110.00
Disclosure

SEC source: 0001562180-18-003983 · primarydocument.xml · nonDerivative · entry 2

Mills Kenneth T. · CIK 0001652824 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 339,405

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan.

Read SEC document
September 17, 2018 Filed Sep 19, 2018 20:24 UTC
Mills Kenneth T.Director · President and CEO
SaleCommon Stock 1,515 $70.46 $106,746.90
Disclosure

SEC source: 0001562180-18-003983 · primarydocument.xml · nonDerivative · entry 1

Mills Kenneth T. · CIK 0001652824 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 339,505

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan.

F2 · price: This transaction was executed in multiple trades at prices ranging from $70.05 to $70.90. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
September 17, 2018 Filed Sep 19, 2018 16:26 UTC
Vasista VittalChief Financial Officer
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 30,000 $0.00 Strike: $0.85 $0.00
Disclosure

SEC source: 0001562180-18-003984 · primarydocument.xml · derivative · entry 12

Vasista Vittal · CIK 0001652827 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 204,900

Underlying: Common Stock · 30,000 shares

Expires 2024-09-23

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F11 · derivative.exercise_date: The previously granted option, representing a right to purchase a total of 424,900 shares, became exercisable as follows: 284,683 of the shares subject to the option are initial shares ("Initial Shares") and 140,217 of the shares subject to the option are contingent shares ("Contingent Shares"). 72,235 of the Initial Shares vested on September 17, 2014, 53,112 of the Initial Shares vested on September 17, 2015 and an additional 4,426 of the Initial Shares vested upon each month of continuous service to the Company thereafter. 25% of the Contingent Shares were deemed vested as of September 17, 2014 on January 13, 2015 due to a subsequent event. The remainder of the Contingent Shares vested over four years of service following September 17, 2014, with 25% of the remaining 75% of Contingent Shares having vested on September 17, 2015 and the remaining Contingent Shares having vested in 36 equal monthly installments thereafter.

F12 · derivative.exercise_date: (Continued from footnote 11) Notwithstanding the foregoing, 59,533 shares subject to this option that would have otherwise vested monthly between January 2018 and September 2018 were deemed vested as of December 31, 2015 on January 28, 2016 due to subsequent events.

Read SEC document
September 17, 2018 Filed Sep 19, 2018 16:26 UTC
Vasista VittalChief Financial Officer
Exercise / conversionCommon Stock 30,000 $0.85 $25,500.00
Disclosure

SEC source: 0001562180-18-003984 · primarydocument.xml · nonDerivative · entry 11

Vasista Vittal · CIK 0001652827 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 144,783

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 17, 2018 Filed Sep 19, 2018 16:26 UTC
Vasista VittalChief Financial Officer
SaleCommon Stock 100 $80.80 $8,080.00
Disclosure

SEC source: 0001562180-18-003984 · primarydocument.xml · nonDerivative · entry 10

Vasista Vittal · CIK 0001652827 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 114,783

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan.

Read SEC document
September 17, 2018 Filed Sep 19, 2018 16:26 UTC
Vasista VittalChief Financial Officer
SaleCommon Stock 500 $79.63 $39,815.00
Disclosure

SEC source: 0001562180-18-003984 · primarydocument.xml · nonDerivative · entry 9

Vasista Vittal · CIK 0001652827 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 114,883

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan.

F10 · price: This transaction was executed in multiple trades at prices ranging from $79.40 to $80.00. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
September 17, 2018 Filed Sep 19, 2018 16:26 UTC
Vasista VittalChief Financial Officer
SaleCommon Stock 450 $78.64 $35,388.00
Disclosure

SEC source: 0001562180-18-003984 · primarydocument.xml · nonDerivative · entry 8

Vasista Vittal · CIK 0001652827 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 115,383

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan.

F9 · price: This transaction was executed in multiple trades at prices ranging from $78.40 to $78.95. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
September 17, 2018 Filed Sep 19, 2018 16:26 UTC
Vasista VittalChief Financial Officer
SaleCommon Stock 600 $77.87 $46,722.00
Disclosure

SEC source: 0001562180-18-003984 · primarydocument.xml · nonDerivative · entry 7

Vasista Vittal · CIK 0001652827 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 115,833

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan.

F8 · price: This transaction was executed in multiple trades at prices ranging from $77.40 to $78.15. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
September 17, 2018 Filed Sep 19, 2018 16:26 UTC
Vasista VittalChief Financial Officer
SaleCommon Stock 1,479 $76.79 $113,572.41
Disclosure

SEC source: 0001562180-18-003984 · primarydocument.xml · nonDerivative · entry 6

Vasista Vittal · CIK 0001652827 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 116,433

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan.

F7 · price: This transaction was executed in multiple trades at prices ranging from $76.35 to $77.25. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
September 17, 2018 Filed Sep 19, 2018 16:26 UTC
Vasista VittalChief Financial Officer
SaleCommon Stock 700 $75.59 $52,913.00
Disclosure

SEC source: 0001562180-18-003984 · primarydocument.xml · nonDerivative · entry 5

Vasista Vittal · CIK 0001652827 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 117,912

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan.

F6 · price: This transaction was executed in multiple trades at prices ranging from $75.00 to $75.90. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
September 17, 2018 Filed Sep 19, 2018 16:26 UTC
Vasista VittalChief Financial Officer
SaleCommon Stock 710 $74.02 $52,554.20
Disclosure

SEC source: 0001562180-18-003984 · primarydocument.xml · nonDerivative · entry 4

Vasista Vittal · CIK 0001652827 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 118,612

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan.

F5 · price: This transaction was executed in multiple trades at prices ranging from $73.85 to $74.35. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
September 17, 2018 Filed Sep 19, 2018 16:26 UTC
Vasista VittalChief Financial Officer
SaleCommon Stock 1,200 $73.40 $88,080.00
Disclosure

SEC source: 0001562180-18-003984 · primarydocument.xml · nonDerivative · entry 3

Vasista Vittal · CIK 0001652827 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 119,322

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan.

F4 · price: This transaction was executed in multiple trades at prices ranging from $72.80 to $73.75. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
September 17, 2018 Filed Sep 19, 2018 16:26 UTC
Vasista VittalChief Financial Officer
SaleCommon Stock 200 $72.03 $14,406.00
Disclosure

SEC source: 0001562180-18-003984 · primarydocument.xml · nonDerivative · entry 2

Vasista Vittal · CIK 0001652827 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 120,522

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan.

F3 · price: This transaction was executed in multiple trades at prices ranging from $71.55 to $72.50. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
September 17, 2018 Filed Sep 19, 2018 16:26 UTC
Vasista VittalChief Financial Officer
SaleCommon Stock 1,561 $70.43 $109,941.23
Disclosure

SEC source: 0001562180-18-003984 · primarydocument.xml · nonDerivative · entry 1

Vasista Vittal · CIK 0001652827 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 120,722

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan.

F2 · price: This transaction was executed in multiple trades at prices ranging from $70.05 to $70.85. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
August 27, 2018 Filed Aug 29, 2018 20:20 UTC
Mills Kenneth T.Director · President and CEO
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 145,000 $0.00 Strike: $0.85 $0.00
Disclosure

SEC source: 0001562180-18-003796 · primarydocument.xml · derivative · entry 4

Mills Kenneth T. · CIK 0001652824 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 234,670

Underlying: Common Stock · 145,000 shares

Expires 2024-09-23

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: The previously granted option, representing a right to purchase a total of 708,200 shares, became exercisable as follows: 474,490 of the shares subject to the option are initial shares ("Initial Shares") and 233,710 of the shares subject to the option are contingent shares ("Contingent Shares"). 120,394 of the Initial Shares vested on September 17, 2014, 88,524 of the Initial Shares vested on September 17, 2015 and an additional 7,377 of the Initial Shares vest upon each month of continuous service to the Company thereafter. 25% of the Contingent Shares were deemed vested as of September 17, 2014 on January 13, 2015 due to a subsequent event. The remainder of the Contingent Shares vest over four years of service following September 17, 2014, with 25% of the remaining 75% of Contingent Shares having vested on September 17, 2015 and the remaining Contingent Shares vesting in 36 equal monthly installments thereafter.

Read SEC document
August 27, 2018 Filed Aug 29, 2018 20:20 UTC
Mills Kenneth T.Director · President and CEO
SaleCommon Stock 1,753 $67.02 $117,486.06
Disclosure

SEC source: 0001562180-18-003796 · primarydocument.xml · nonDerivative · entry 3

Mills Kenneth T. · CIK 0001652824 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 341,020

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan.

F3 · price: This transaction was executed in multiple trades at prices ranging from $66.80 to $67.50. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
August 27, 2018 Filed Aug 29, 2018 20:20 UTC
Mills Kenneth T.Director · President and CEO
SaleCommon Stock 5,757 $66.29 $381,631.53
Disclosure

SEC source: 0001562180-18-003796 · primarydocument.xml · nonDerivative · entry 2

Mills Kenneth T. · CIK 0001652824 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 342,773

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan.

F2 · price: This transaction was executed in multiple trades at prices ranging from $65.80 to $66.75. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
August 27, 2018 Filed Aug 29, 2018 20:20 UTC
Mills Kenneth T.Director · President and CEO
Exercise / conversionCommon Stock 145,000 $0.85 $123,250.00
Disclosure

SEC source: 0001562180-18-003796 · primarydocument.xml · nonDerivative · entry 1

Mills Kenneth T. · CIK 0001652824 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 348,530

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 20, 2018 Filed Aug 22, 2018 20:15 UTC
Christmas Patrick J.SVP, General Counsel
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 5,000 $0.00 Strike: $12.10 $0.00
Disclosure

SEC source: 0001562180-18-003744 · primarydocument.xml · derivative · entry 4

Christmas Patrick J. · CIK 0001521123 · SVP, General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 63,472

Underlying: Common Stock · 5,000 shares

Expires 2026-08-17

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan.

F4 · derivative.exercise_date: The previously granted option, representing a right to purchase a total of 125,000 shares, became exercisable as follows: 25% of the shares subject to this option vested on August 18, 2017, and the balance vests in equal monthly installments over the 36 months thereafter while the optionee provides continuous service to the Issuer.

Read SEC document
August 20, 2018 Filed Aug 22, 2018 20:15 UTC
Christmas Patrick J.SVP, General Counsel
SaleCommon Stock 1,600 $66.41 $106,256.00
Disclosure

SEC source: 0001562180-18-003744 · primarydocument.xml · nonDerivative · entry 3

Christmas Patrick J. · CIK 0001521123 · SVP, General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,669

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan.

F3 · price: This transaction was executed in multiple trades at prices ranging from $66.20 to $66.85. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
August 20, 2018 Filed Aug 22, 2018 20:15 UTC
Christmas Patrick J.SVP, General Counsel
SaleCommon Stock 3,400 $65.75 $223,550.00
Disclosure

SEC source: 0001562180-18-003744 · primarydocument.xml · nonDerivative · entry 2

Christmas Patrick J. · CIK 0001521123 · SVP, General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,269

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan.

F2 · price: This transaction was executed in multiple trades at prices ranging from $65.15 to $66.10. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
August 20, 2018 Filed Aug 22, 2018 20:15 UTC
Christmas Patrick J.SVP, General Counsel
Exercise / conversionCommon Stock 5,000 $12.10 $60,500.00
Disclosure

SEC source: 0001562180-18-003744 · primarydocument.xml · nonDerivative · entry 1

Christmas Patrick J. · CIK 0001521123 · SVP, General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,669

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan.

Read SEC document
August 15, 2018 Filed Aug 17, 2018 16:17 UTC
Vasista VittalChief Financial Officer
SaleCommon Stock 1,301 $65.99 $85,852.99
Disclosure

SEC source: 0001562180-18-003680 · primarydocument.xml · nonDerivative · entry 2

Vasista Vittal · CIK 0001652827 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 122,283

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan.

F3 · price: This transaction was executed in multiple trades at prices ranging from $65.80 to $66.65. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
August 15, 2018 Filed Aug 17, 2018 16:17 UTC
Vasista VittalChief Financial Officer
SaleCommon Stock 6,199 $65.31 $404,856.69
Disclosure

SEC source: 0001562180-18-003680 · primarydocument.xml · nonDerivative · entry 1

Vasista Vittal · CIK 0001652827 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 123,584

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan.

F2 · price: This transaction was executed in multiple trades at prices ranging from $64.80 to $65.75. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
July 16, 2018 Filed Jul 18, 2018 16:16 UTC
Vasista VittalChief Financial Officer
SaleCommon Stock 1,500 $77.88 $116,820.00
Disclosure

SEC source: 0001562180-18-003328 · primarydocument.xml · nonDerivative · entry 4

Vasista Vittal · CIK 0001652827 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 129,783

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan.

F5 · price: This transaction was executed in multiple trades at prices ranging from $77.35 to $78.15. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
July 16, 2018 Filed Jul 18, 2018 16:16 UTC
Vasista VittalChief Financial Officer
SaleCommon Stock 862 $76.60 $66,029.20
Disclosure

SEC source: 0001562180-18-003328 · primarydocument.xml · nonDerivative · entry 3

Vasista Vittal · CIK 0001652827 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 131,283

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan.

F4 · price: This transaction was executed in multiple trades at prices ranging from $76.30 to $77.20. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
July 16, 2018 Filed Jul 18, 2018 16:16 UTC
Vasista VittalChief Financial Officer
SaleCommon Stock 2,510 $75.18 $188,701.80
Disclosure

SEC source: 0001562180-18-003328 · primarydocument.xml · nonDerivative · entry 2

Vasista Vittal · CIK 0001652827 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 132,145

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan.

F3 · price: This transaction was executed in multiple trades at prices ranging from $74.70 to $75.60. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
July 16, 2018 Filed Jul 18, 2018 16:16 UTC
Vasista VittalChief Financial Officer
SaleCommon Stock 2,628 $74.19 $194,971.32
Disclosure

SEC source: 0001562180-18-003328 · primarydocument.xml · nonDerivative · entry 1

Vasista Vittal · CIK 0001652827 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 134,655

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan.

F2 · price: This transaction was executed in multiple trades at prices ranging from $73.65 to $74.60. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
June 20, 2018 Filed Jun 22, 2018 20:15 UTC
Mills Kenneth T.Director · President and CEO
SaleCommon Stock 750 $67.66 $50,745.00
Disclosure

SEC source: 0001562180-18-003084 · primarydocument.xml · nonDerivative · entry 5

Mills Kenneth T. · CIK 0001652824 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 203,530

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan.

F4 · price: This transaction was executed in multiple trades at prices ranging from $67.20 to $68.10. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
June 20, 2018 Filed Jun 22, 2018 20:15 UTC
Mills Kenneth T.Director · President and CEO
SaleCommon Stock 2,650 $66.59 $176,463.50
Disclosure

SEC source: 0001562180-18-003084 · primarydocument.xml · nonDerivative · entry 4

Mills Kenneth T. · CIK 0001652824 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 204,280

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan.

F3 · price: This transaction was executed in multiple trades at prices ranging from $66.20 to $67.10. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
June 20, 2018 Filed Jun 22, 2018 20:15 UTC
Mills Kenneth T.Director · President and CEO
SaleCommon Stock 1,300 $65.48 $85,124.00
Disclosure

SEC source: 0001562180-18-003084 · primarydocument.xml · nonDerivative · entry 3

Mills Kenneth T. · CIK 0001652824 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 206,930

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan.

F2 · price: This transaction was executed in multiple trades at prices ranging from $65.05 to $66.00. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
June 20, 2018 Filed Jun 22, 2018 20:15 UTC
Mills Kenneth T.Director · President and CEO
SaleCommon Stock 100 $63.45 $6,345.00
Disclosure

SEC source: 0001562180-18-003084 · primarydocument.xml · nonDerivative · entry 2

Mills Kenneth T. · CIK 0001652824 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 208,230

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan.

Read SEC document
June 20, 2018 Filed Jun 22, 2018 20:15 UTC
Mills Kenneth T.Director · President and CEO
SaleCommon Stock 200 $61.70 $12,340.00
Disclosure

SEC source: 0001562180-18-003084 · primarydocument.xml · nonDerivative · entry 1

Mills Kenneth T. · CIK 0001652824 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 208,330

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan.

Read SEC document
June 19, 2018 Filed Jun 20, 2018 20:12 UTC
Christmas Patrick J.SVP, General Counsel
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 1,528 $0.00 Strike: $12.10 $0.00
Disclosure

SEC source: 0001562180-18-003069 · primarydocument.xml · derivative · entry 6

Christmas Patrick J. · CIK 0001521123 · SVP, General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 68,472

Underlying: Common Stock · 1,528 shares

Expires 2026-08-17

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: The previously granted option, representing a right to purchase a total of 125,000 shares, became exercisable as follows: 25% of the shares subject to this option vested on August 18, 2017, and the balance vests in equal monthly installments over the 36 months thereafter while the optionee provides continuous service to the Issuer.

Read SEC document
June 19, 2018 Filed Jun 20, 2018 20:12 UTC
Christmas Patrick J.SVP, General Counsel
Exercise / conversionCommon Stock 1,528 $12.10 $18,488.80
Disclosure

SEC source: 0001562180-18-003069 · primarydocument.xml · nonDerivative · entry 4

Christmas Patrick J. · CIK 0001521123 · SVP, General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,669

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 18, 2018 Filed Jun 20, 2018 20:12 UTC
Christmas Patrick J.SVP, General Counsel
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 5,000 $0.00 Strike: $12.10 $0.00
Disclosure

SEC source: 0001562180-18-003069 · primarydocument.xml · derivative · entry 5

Christmas Patrick J. · CIK 0001521123 · SVP, General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 70,000

Underlying: Common Stock · 5,000 shares

Expires 2026-08-17

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan.

F4 · derivative.exercise_date: The previously granted option, representing a right to purchase a total of 125,000 shares, became exercisable as follows: 25% of the shares subject to this option vested on August 18, 2017, and the balance vests in equal monthly installments over the 36 months thereafter while the optionee provides continuous service to the Issuer.

Read SEC document
June 18, 2018 Filed Jun 20, 2018 20:12 UTC
Christmas Patrick J.SVP, General Counsel
SaleCommon Stock 4,600 $56.91 $261,786.00
Disclosure

SEC source: 0001562180-18-003069 · primarydocument.xml · nonDerivative · entry 3

Christmas Patrick J. · CIK 0001521123 · SVP, General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,141

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan.

F3 · price: This transaction was executed in multiple trades at prices ranging from $56.35 to $57.30. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
June 18, 2018 Filed Jun 20, 2018 20:12 UTC
Christmas Patrick J.SVP, General Counsel
SaleCommon Stock 400 $55.25 $22,100.00
Disclosure

SEC source: 0001562180-18-003069 · primarydocument.xml · nonDerivative · entry 2

Christmas Patrick J. · CIK 0001521123 · SVP, General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,741

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan.

F2 · price: This transaction was executed in multiple trades at prices ranging from $55.15 to $55.35. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
June 18, 2018 Filed Jun 20, 2018 20:12 UTC
Christmas Patrick J.SVP, General Counsel
Exercise / conversionCommon Stock 5,000 $12.10 $60,500.00
Disclosure

SEC source: 0001562180-18-003069 · primarydocument.xml · nonDerivative · entry 1

Christmas Patrick J. · CIK 0001521123 · SVP, General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,141

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan.

Read SEC document
June 15, 2018 Filed Jun 19, 2018 16:17 UTC
Vasista VittalChief Financial Officer
SaleCommon Stock 4,343 $56.90 $247,116.70
Disclosure

SEC source: 0001562180-18-003059 · primarydocument.xml · nonDerivative · entry 2

Vasista Vittal · CIK 0001652827 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 137,283

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan.

F3 · price: This transaction was executed in multiple trades at prices ranging from $56.70 to $57.40. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
June 15, 2018 Filed Jun 19, 2018 16:17 UTC
Vasista VittalChief Financial Officer
SaleCommon Stock 3,157 $56.20 $177,423.40
Disclosure

SEC source: 0001562180-18-003059 · primarydocument.xml · nonDerivative · entry 1

Vasista Vittal · CIK 0001652827 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 141,626

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan.

F2 · price: This transaction was executed in multiple trades at prices ranging from $55.70 to $56.675. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
June 05, 2018 Filed Jun 5, 2018 17:40 UTC Exercise / conversionStock Option (Right to Buy) · Derivative 14,900 $0.00 Strike: $0.85 $0.00
Disclosure

SEC source: 0001562180-18-002884 · primarydocument.xml · derivative · entry 6

HAYDEN DONALD J JR · CIK 0001202285 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 189,100

Underlying: Common Stock · 14,900 shares

Expires 2024-09-23

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan.

F3 · derivative.exercise_date: The previously granted option, representing a right to purchase a total of 354,100 shares, became exercisable as follows: 237,269 of the shares subject to the option are initial shares ("Initial Shares") and 116,831 of the shares subject to the option are contingent shares ("Contingent Shares"). 60,197 of the Initial Shares vested on September 17, 2014, 44,268 of the Initial Shares vested on September 17, 2015 and an additional 3,689 of the Initial Shares shall vest upon each month of continuous service to the Company thereafter. 25% of the Contingent Shares were deemed vested as of September 17, 2014 on January 13, 2015 due to a subsequent event. The remainder of the Contingent Shares vest over four years of service following September 17, 2014, with 25% of the remaining 75% of Contingent Shares having vested on September 17, 2015 and the remaining Contingent Shares vesting in 36 equal monthly installments thereafter.

Read SEC document
June 05, 2018 Filed Jun 5, 2018 17:40 UTC SaleCommon Stock 14,900 $55.01 $819,649.00
Disclosure

SEC source: 0001562180-18-002884 · primarydocument.xml · nonDerivative · entry 4

HAYDEN DONALD J JR · CIK 0001202285 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan.

F2 · price: This transaction was executed in multiple trades at prices ranging from $55.00 to $55.05. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
June 05, 2018 Filed Jun 5, 2018 17:40 UTC Exercise / conversionCommon Stock 14,900 $0.85 $12,665.00
Disclosure

SEC source: 0001562180-18-002884 · primarydocument.xml · nonDerivative · entry 3

HAYDEN DONALD J JR · CIK 0001202285 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,900

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan.

Read SEC document
June 01, 2018 Filed Jun 5, 2018 17:40 UTC Exercise / conversionStock Option (Right to Buy) · Derivative 100 $0.00 Strike: $0.85 $0.00
Disclosure

SEC source: 0001562180-18-002884 · primarydocument.xml · derivative · entry 5

HAYDEN DONALD J JR · CIK 0001202285 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 204,000

Underlying: Common Stock · 100 shares

Expires 2024-09-23

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan.

F3 · derivative.exercise_date: The previously granted option, representing a right to purchase a total of 354,100 shares, became exercisable as follows: 237,269 of the shares subject to the option are initial shares ("Initial Shares") and 116,831 of the shares subject to the option are contingent shares ("Contingent Shares"). 60,197 of the Initial Shares vested on September 17, 2014, 44,268 of the Initial Shares vested on September 17, 2015 and an additional 3,689 of the Initial Shares shall vest upon each month of continuous service to the Company thereafter. 25% of the Contingent Shares were deemed vested as of September 17, 2014 on January 13, 2015 due to a subsequent event. The remainder of the Contingent Shares vest over four years of service following September 17, 2014, with 25% of the remaining 75% of Contingent Shares having vested on September 17, 2015 and the remaining Contingent Shares vesting in 36 equal monthly installments thereafter.

Read SEC document
June 01, 2018 Filed Jun 5, 2018 17:40 UTC SaleCommon Stock 100 $55.00 $5,500.00
Disclosure

SEC source: 0001562180-18-002884 · primarydocument.xml · nonDerivative · entry 2

HAYDEN DONALD J JR · CIK 0001202285 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.