Tapewire

Nasdaq · USD

RGNX

REGENXBIO Inc.

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Tapewire entity
2211
SEC CIK
0001590877
Parsed reports
367

Last 12 months

Inside the activity.

2 purchase rows · 5 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202600
Feb 202600
Mar 202601
Apr 202600
May 202601
Jun 202601
Jul 202602
Aug 202620
Sep 202600
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
November 19, 2018 Filed Nov 21, 2018 16:21 UTC
Yoo StephenChief Medical Officer
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 20,414 $0.00 Strike: $0.85 $0.00
Disclosure

SEC source: 0001562180-18-004642 · primarydocument.xml · derivative · entry 8

Yoo Stephen · CIK 0001652825 · Chief Medical Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 61,244

Underlying: Common Stock · 20,414 shares

Expires 2024-11-03

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan.

F8 · derivative.exercise_date: The previously granted option, representing a right to purchase a total of 247,900 shares, became exercisable as follows: 165,200 of the shares subject to the option are initial shares ("Initial Shares") and 82,700 of the shares subject to the option are contingent shares ("Contingent Shares"). 23,600 of the Initial Shares vested on October 13, 2014, 35,400 of the Initial Shares vested on October 13, 2015 and an additional 2,950 of the Initial Shares vested upon each month of continuous service to the Company thereafter. 15% of the Contingent Shares were deemed vested as of October 13, 2014 on January 13, 2015 due to a subsequent event. The remainder of the Contingent Shares vested over four years of service following October 13, 2014, with 25% of the remaining 85% of Contingent Shares having vested on October 13, 2015 and the remaining Contingent Shares having vested in 36 equal monthly installments thereafter.

Read SEC document
November 19, 2018 Filed Nov 21, 2018 16:21 UTC
Yoo StephenChief Medical Officer
SaleCommon Stock 1,100 $63.21 $69,531.00
Disclosure

SEC source: 0001562180-18-004642 · primarydocument.xml · nonDerivative · entry 7

Yoo Stephen · CIK 0001652825 · Chief Medical Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan.

F7 · price: This transaction was executed in multiple trades at prices ranging from $62.80 to $63.50. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
November 19, 2018 Filed Nov 21, 2018 16:21 UTC
Yoo StephenChief Medical Officer
SaleCommon Stock 800 $61.55 $49,240.00
Disclosure

SEC source: 0001562180-18-004642 · primarydocument.xml · nonDerivative · entry 6

Yoo Stephen · CIK 0001652825 · Chief Medical Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,100

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan.

F6 · price: This transaction was executed in multiple trades at prices ranging from $61.02 to $61.845. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
November 19, 2018 Filed Nov 21, 2018 16:21 UTC
Yoo StephenChief Medical Officer
SaleCommon Stock 4,361 $60.25 $262,750.25
Disclosure

SEC source: 0001562180-18-004642 · primarydocument.xml · nonDerivative · entry 5

Yoo Stephen · CIK 0001652825 · Chief Medical Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,900

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan.

F5 · price: This transaction was executed in multiple trades at prices ranging from $59.93 to $60.71. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
November 19, 2018 Filed Nov 21, 2018 16:21 UTC
Yoo StephenChief Medical Officer
SaleCommon Stock 9,092 $59.61 $541,974.12
Disclosure

SEC source: 0001562180-18-004642 · primarydocument.xml · nonDerivative · entry 4

Yoo Stephen · CIK 0001652825 · Chief Medical Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,261

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan.

F4 · price: This transaction was executed in multiple trades at prices ranging from $58.91 to $59.90. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
November 19, 2018 Filed Nov 21, 2018 16:21 UTC
Yoo StephenChief Medical Officer
SaleCommon Stock 2,300 $58.37 $134,251.00
Disclosure

SEC source: 0001562180-18-004642 · primarydocument.xml · nonDerivative · entry 3

Yoo Stephen · CIK 0001652825 · Chief Medical Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,353

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan.

F3 · price: This transaction was executed in multiple trades at prices ranging from $57.90 to $58.87. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
November 19, 2018 Filed Nov 21, 2018 16:21 UTC
Yoo StephenChief Medical Officer
SaleCommon Stock 2,761 $57.08 $157,597.88
Disclosure

SEC source: 0001562180-18-004642 · primarydocument.xml · nonDerivative · entry 2

Yoo Stephen · CIK 0001652825 · Chief Medical Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,653

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan.

F2 · price: This transaction was executed in multiple trades at prices ranging from $56.79 to $57.68. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
November 19, 2018 Filed Nov 21, 2018 16:21 UTC
Yoo StephenChief Medical Officer
Exercise / conversionCommon Stock 20,414 $0.85 $17,351.90
Disclosure

SEC source: 0001562180-18-004642 · primarydocument.xml · nonDerivative · entry 1

Yoo Stephen · CIK 0001652825 · Chief Medical Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,414

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan.

Read SEC document
November 19, 2018 Filed Nov 21, 2018 21:26 UTC Exercise / conversionStock Option (Right to Buy) · Derivative 3,262 $0.00 Strike: $12.74 $0.00
Disclosure

SEC source: 0001562180-18-004643 · primarydocument.xml · derivative · entry 13

BESHAR LUKE M · CIK 0001192128 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,238

Underlying: Common Stock · 3,262 shares

Expires 2026-06-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan.

F8 · derivative.exercise_date: The previously granted option, representing a right to purchase a total of 12,500 shares, became exercisable as follows: the option vested in 12 equal monthly installments following June 1, 2016.

Read SEC document
November 19, 2018 Filed Nov 21, 2018 21:26 UTC Exercise / conversionStock Option (Right to Buy) · Derivative 6,250 $0.00 Strike: $18.85 $0.00
Disclosure

SEC source: 0001562180-18-004643 · primarydocument.xml · derivative · entry 12

BESHAR LUKE M · CIK 0001192128 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,250

Underlying: Common Stock · 6,250 shares

Expires 2027-05-24

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan.

F7 · derivative.exercise_date: The previously granted option, representing a right to purchase a total of 12,500 shares, became exercisable as follows: the option vested in 12 equal monthly installments following May 24, 2017.

Read SEC document
November 19, 2018 Filed Nov 21, 2018 21:26 UTC Exercise / conversionStock Option (Right to Buy) · Derivative 2,604 $0.00 Strike: $49.45 $0.00
Disclosure

SEC source: 0001562180-18-004643 · primarydocument.xml · derivative · entry 11

BESHAR LUKE M · CIK 0001192128 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,896

Underlying: Common Stock · 2,604 shares

Expires 2028-05-25

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan.

F6 · derivative.exercise_date: The previously granted option, representing a right to purchase a total of 12,500 shares, became exercisable as follows: the option vests in 12 equal monthly installments following May 25, 2018.

Read SEC document
November 19, 2018 Filed Nov 21, 2018 21:26 UTC SaleCommon Stock 600 $63.53 $38,118.00
Disclosure

SEC source: 0001562180-18-004643 · primarydocument.xml · nonDerivative · entry 6

BESHAR LUKE M · CIK 0001192128 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan.

F4 · price: This transaction was executed in multiple trades at prices ranging from $63.34 to $64.00. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
November 19, 2018 Filed Nov 21, 2018 21:26 UTC SaleCommon Stock 600 $62.81 $37,686.00
Disclosure

SEC source: 0001562180-18-004643 · primarydocument.xml · nonDerivative · entry 5

BESHAR LUKE M · CIK 0001192128 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 600

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan.

F3 · price: This transaction was executed in multiple trades at prices ranging from $62.06 to $63.00. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
November 19, 2018 Filed Nov 21, 2018 21:26 UTC SaleCommon Stock 10,916 $60.26 $657,798.16
Disclosure

SEC source: 0001562180-18-004643 · primarydocument.xml · nonDerivative · entry 4

BESHAR LUKE M · CIK 0001192128 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,200

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan.

F2 · price: This transaction was executed in multiple trades at prices ranging from $60.00 to $60.685. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
November 19, 2018 Filed Nov 21, 2018 21:26 UTC Exercise / conversionCommon Stock 3,262 $12.74 $41,557.88
Disclosure

SEC source: 0001562180-18-004643 · primarydocument.xml · nonDerivative · entry 3

BESHAR LUKE M · CIK 0001192128 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,116

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan.

Read SEC document
November 19, 2018 Filed Nov 21, 2018 21:26 UTC Exercise / conversionCommon Stock 6,250 $18.85 $117,812.50
Disclosure

SEC source: 0001562180-18-004643 · primarydocument.xml · nonDerivative · entry 2

BESHAR LUKE M · CIK 0001192128 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,854

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan.

Read SEC document
November 19, 2018 Filed Nov 21, 2018 21:26 UTC Exercise / conversionCommon Stock 2,604 $49.45 $128,767.80
Disclosure

SEC source: 0001562180-18-004643 · primarydocument.xml · nonDerivative · entry 1

BESHAR LUKE M · CIK 0001192128 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,604

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan.

Read SEC document
November 16, 2018 Filed Nov 20, 2018 21:19 UTC
Simpson CurranSVP, Technical Operations
Exercise / conversionStock Option (Right to Buy) · Derivative 32,882 $0.00 Strike: $22.00 $0.00
Disclosure

SEC source: 0001562180-18-004631 · primarydocument.xml · derivative · entry 6

Simpson Curran · CIK 0001346164 · SVP, Technical Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 76,101

Underlying: Common Stock · 32,882 shares

Expires 2025-08-30

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan.

F6 · derivative.exercise_date: The previously granted option, representing a right to purchase a total of 230,500 shares, became exercisable as follows: 25% of the shares subject to this option vested on August 31, 2016, and the balance vests in equal monthly installments over the 36 months thereafter while the optionee provides continuous service to the Issuer.

Read SEC document
November 16, 2018 Filed Nov 20, 2018 21:19 UTC
Simpson CurranSVP, Technical Operations
SaleCommon Stock 15,494 $64.71 $1,002,616.74
Disclosure

SEC source: 0001562180-18-004631 · primarydocument.xml · nonDerivative · entry 5

Simpson Curran · CIK 0001346164 · SVP, Technical Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,500

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan.

F5 · price: This transaction was executed in multiple trades at prices ranging from $64.30 to $65.16. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
November 16, 2018 Filed Nov 20, 2018 21:19 UTC
Simpson CurranSVP, Technical Operations
SaleCommon Stock 6,505 $63.64 $413,978.20
Disclosure

SEC source: 0001562180-18-004631 · primarydocument.xml · nonDerivative · entry 4

Simpson Curran · CIK 0001346164 · SVP, Technical Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 54,994

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan.

F4 · price: This transaction was executed in multiple trades at prices ranging from $63.27 to $64.255. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
November 16, 2018 Filed Nov 20, 2018 21:19 UTC
Simpson CurranSVP, Technical Operations
SaleCommon Stock 6,883 $62.79 $432,183.57
Disclosure

SEC source: 0001562180-18-004631 · primarydocument.xml · nonDerivative · entry 3

Simpson Curran · CIK 0001346164 · SVP, Technical Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 61,499

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan.

F3 · price: This transaction was executed in multiple trades at prices ranging from $62.25 to $63.20. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
November 16, 2018 Filed Nov 20, 2018 21:19 UTC
Simpson CurranSVP, Technical Operations
SaleCommon Stock 4,000 $61.91 $247,640.00
Disclosure

SEC source: 0001562180-18-004631 · primarydocument.xml · nonDerivative · entry 2

Simpson Curran · CIK 0001346164 · SVP, Technical Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 68,382

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan.

F2 · price: This transaction was executed in multiple trades at prices ranging from $61.21 to $62.18. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
November 16, 2018 Filed Nov 20, 2018 21:19 UTC
Simpson CurranSVP, Technical Operations
Exercise / conversionCommon Stock 32,882 $22.00 $723,404.00
Disclosure

SEC source: 0001562180-18-004631 · primarydocument.xml · nonDerivative · entry 1

Simpson Curran · CIK 0001346164 · SVP, Technical Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 72,382

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan.

Read SEC document
November 15, 2018 Filed Nov 19, 2018 16:16 UTC
Vasista VittalChief Financial Officer
SaleCommon Stock 100 $64.10 $6,410.00
Disclosure

SEC source: 0001562180-18-004611 · primarydocument.xml · nonDerivative · entry 6

Vasista Vittal · CIK 0001652827 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 129,783

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan.

Read SEC document
November 15, 2018 Filed Nov 19, 2018 16:16 UTC
Vasista VittalChief Financial Officer
SaleCommon Stock 700 $63.05 $44,135.00
Disclosure

SEC source: 0001562180-18-004611 · primarydocument.xml · nonDerivative · entry 5

Vasista Vittal · CIK 0001652827 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 129,883

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan.

F6 · price: This transaction was executed in multiple trades at prices ranging from $62.81 to $63.32. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
November 15, 2018 Filed Nov 19, 2018 16:16 UTC
Vasista VittalChief Financial Officer
SaleCommon Stock 2,042 $62.23 $127,073.66
Disclosure

SEC source: 0001562180-18-004611 · primarydocument.xml · nonDerivative · entry 4

Vasista Vittal · CIK 0001652827 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 130,583

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan.

F5 · price: This transaction was executed in multiple trades at prices ranging from $61.81 to $62.74. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
November 15, 2018 Filed Nov 19, 2018 16:16 UTC
Vasista VittalChief Financial Officer
SaleCommon Stock 588 $60.40 $35,515.20
Disclosure

SEC source: 0001562180-18-004611 · primarydocument.xml · nonDerivative · entry 3

Vasista Vittal · CIK 0001652827 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 132,625

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan.

F4 · price: This transaction was executed in multiple trades at prices ranging from $59.98 to $60.69. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
November 15, 2018 Filed Nov 19, 2018 16:16 UTC
Vasista VittalChief Financial Officer
SaleCommon Stock 1,900 $59.06 $112,214.00
Disclosure

SEC source: 0001562180-18-004611 · primarydocument.xml · nonDerivative · entry 2

Vasista Vittal · CIK 0001652827 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 133,213

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan.

F3 · price: This transaction was executed in multiple trades at prices ranging from $58.81 to $59.77. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
November 15, 2018 Filed Nov 19, 2018 16:16 UTC
Vasista VittalChief Financial Officer
SaleCommon Stock 2,170 $58.46 $126,858.20
Disclosure

SEC source: 0001562180-18-004611 · primarydocument.xml · nonDerivative · entry 1

Vasista Vittal · CIK 0001652827 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 135,113

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan.

F2 · price: This transaction was executed in multiple trades at prices ranging from $57.68 to $58.66. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
November 12, 2018 Filed Nov 14, 2018 21:20 UTC
Mills Kenneth T.Director · President and CEO
SaleCommon Stock 200 $64.30 $12,860.00
Disclosure

SEC source: 0001562180-18-004532 · primarydocument.xml · nonDerivative · entry 3

Mills Kenneth T. · CIK 0001652824 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 286,000

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan.

Read SEC document
November 12, 2018 Filed Nov 14, 2018 21:20 UTC
Mills Kenneth T.Director · President and CEO
SaleCommon Stock 6,214 $63.65 $395,521.10
Disclosure

SEC source: 0001562180-18-004532 · primarydocument.xml · nonDerivative · entry 2

Mills Kenneth T. · CIK 0001652824 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 286,200

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan.

F3 · price: This transaction was executed in multiple trades at prices ranging from $63.30 to $64.25. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
November 12, 2018 Filed Nov 14, 2018 21:20 UTC
Mills Kenneth T.Director · President and CEO
SaleCommon Stock 13,586 $62.85 $853,880.10
Disclosure

SEC source: 0001562180-18-004532 · primarydocument.xml · nonDerivative · entry 1

Mills Kenneth T. · CIK 0001652824 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 292,414

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan.

F2 · price: This transaction was executed in multiple trades at prices ranging from $62.29 to $63.28. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
November 07, 2018 Filed Nov 9, 2018 21:20 UTC
Christmas Patrick J.SVP, General Counsel
SaleCommon Stock 15,000 $72.06 $1,080,900.00
Disclosure

SEC source: 0001562180-18-004476 · primarydocument.xml · nonDerivative · entry 1

Christmas Patrick J. · CIK 0001521123 · SVP, General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,669

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan.

F2 · price: This transaction was executed in multiple trades at prices ranging from $72.00 to $72.29. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
November 05, 2018 Filed Nov 7, 2018 23:00 UTC
Mills Kenneth T.Director · President and CEO
SaleCommon Stock 4,709 $69.92 $329,253.28
Disclosure

SEC source: 0001562180-18-004451 · primarydocument.xml · nonDerivative · entry 5

Mills Kenneth T. · CIK 0001652824 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 306,000

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan.

F6 · price: This transaction was executed in multiple trades at prices ranging from $69.80 to $70.23. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
November 05, 2018 Filed Nov 7, 2018 23:00 UTC
Mills Kenneth T.Director · President and CEO
SaleCommon Stock 3,340 $69.47 $232,029.80
Disclosure

SEC source: 0001562180-18-004451 · primarydocument.xml · nonDerivative · entry 4

Mills Kenneth T. · CIK 0001652824 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 310,709

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan.

F5 · price: This transaction was executed in multiple trades at prices ranging from $68.80 to $69.79. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

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November 05, 2018 Filed Nov 7, 2018 23:00 UTC
Mills Kenneth T.Director · President and CEO
SaleCommon Stock 3,635 $68.27 $248,161.45
Disclosure

SEC source: 0001562180-18-004451 · primarydocument.xml · nonDerivative · entry 3

Mills Kenneth T. · CIK 0001652824 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 314,049

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan.

F4 · price: This transaction was executed in multiple trades at prices ranging from $67.74 to $68.63. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

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November 05, 2018 Filed Nov 7, 2018 23:00 UTC
Mills Kenneth T.Director · President and CEO
SaleCommon Stock 4,816 $67.16 $323,442.56
Disclosure

SEC source: 0001562180-18-004451 · primarydocument.xml · nonDerivative · entry 2

Mills Kenneth T. · CIK 0001652824 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 317,684

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan.

F3 · price: This transaction was executed in multiple trades at prices ranging from $66.73 to $67.69. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

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November 05, 2018 Filed Nov 7, 2018 23:00 UTC
Mills Kenneth T.Director · President and CEO
SaleCommon Stock 3,500 $66.29 $232,015.00
Disclosure

SEC source: 0001562180-18-004451 · primarydocument.xml · nonDerivative · entry 1

Mills Kenneth T. · CIK 0001652824 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 322,500

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan.

F2 · price: This transaction was executed in multiple trades at prices ranging from $65.73 to $66.72. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

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November 05, 2018 Filed Nov 7, 2018 18:02 UTC
Yoo StephenChief Medical Officer
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 20,414 $0.00 Strike: $0.85 $0.00
Disclosure

SEC source: 0001562180-18-004452 · primarydocument.xml · derivative · entry 7

Yoo Stephen · CIK 0001652825 · Chief Medical Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 81,658

Underlying: Common Stock · 20,414 shares

Expires 2024-11-03

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan.

F7 · derivative.exercise_date: The previously granted option, representing a right to purchase a total of 247,900 shares, became exercisable as follows: 165,200 of the shares subject to the option are initial shares ("Initial Shares") and 82,700 of the shares subject to the option are contingent shares ("Contingent Shares"). 23,600 of the Initial Shares vested on October 13, 2014, 35,400 of the Initial Shares vested on October 13, 2015 and an additional 2,950 of the Initial Shares vested upon each month of continuous service to the Company thereafter. 15% of the Contingent Shares were deemed vested as of October 13, 2014 on January 13, 2015 due to a subsequent event. The remainder of the Contingent Shares vested over four years of service following October 13, 2014, with 25% of the remaining 85% of Contingent Shares having vested on October 13, 2015 and the remaining Contingent Shares having vested in 36 equal monthly installments thereafter.

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November 05, 2018 Filed Nov 7, 2018 18:02 UTC
Yoo StephenChief Medical Officer
SaleCommon Stock 4,627 $69.97 $323,751.19
Disclosure

SEC source: 0001562180-18-004452 · primarydocument.xml · nonDerivative · entry 6

Yoo Stephen · CIK 0001652825 · Chief Medical Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan.

F6 · price: This transaction was executed in multiple trades at prices ranging from $69.83 to $70.37. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
November 05, 2018 Filed Nov 7, 2018 18:02 UTC
Yoo StephenChief Medical Officer
SaleCommon Stock 3,854 $69.54 $268,007.16
Disclosure

SEC source: 0001562180-18-004452 · primarydocument.xml · nonDerivative · entry 5

Yoo Stephen · CIK 0001652825 · Chief Medical Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,627

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan.

F5 · price: This transaction was executed in multiple trades at prices ranging from $68.83 to $69.82. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
November 05, 2018 Filed Nov 7, 2018 18:02 UTC
Yoo StephenChief Medical Officer
SaleCommon Stock 3,700 $68.22 $252,414.00
Disclosure

SEC source: 0001562180-18-004452 · primarydocument.xml · nonDerivative · entry 4

Yoo Stephen · CIK 0001652825 · Chief Medical Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,481

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan.

F4 · price: This transaction was executed in multiple trades at prices ranging from $67.74 to $68.63. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
November 05, 2018 Filed Nov 7, 2018 18:02 UTC
Yoo StephenChief Medical Officer
SaleCommon Stock 4,820 $67.14 $323,614.80
Disclosure

SEC source: 0001562180-18-004452 · primarydocument.xml · nonDerivative · entry 3

Yoo Stephen · CIK 0001652825 · Chief Medical Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,181

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan.

F3 · price: This transaction was executed in multiple trades at prices ranging from $66.73 to $67.66. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
November 05, 2018 Filed Nov 7, 2018 18:02 UTC
Yoo StephenChief Medical Officer
SaleCommon Stock 3,413 $66.26 $226,145.38
Disclosure

SEC source: 0001562180-18-004452 · primarydocument.xml · nonDerivative · entry 2

Yoo Stephen · CIK 0001652825 · Chief Medical Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,001

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan.

F2 · price: This transaction was executed in multiple trades at prices ranging from $65.68 to $66.66. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
November 05, 2018 Filed Nov 7, 2018 18:02 UTC
Yoo StephenChief Medical Officer
Exercise / conversionCommon Stock 20,414 $0.85 $17,351.90
Disclosure

SEC source: 0001562180-18-004452 · primarydocument.xml · nonDerivative · entry 1

Yoo Stephen · CIK 0001652825 · Chief Medical Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,414

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan.

Read SEC document
November 02, 2018 Filed Nov 5, 2018 16:20 UTC
Vasista VittalChief Financial Officer
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 20,833 $0.00 Strike: $19.50 $0.00
Disclosure

SEC source: 0001562180-18-004417 · primarydocument.xml · derivative · entry 10

Vasista Vittal · CIK 0001652827 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,167

Underlying: Common Stock · 20,833 shares

Expires 2027-01-03

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan.

F6 · derivative.exercise_date: The previously granted option, representing a right to purchase a total of 50,000 shares, became exercisable as follows: 25% of the shares subject to this option vested on January 4, 2018, and the balance vests in equal monthly installments over the 36 months thereafter while the optionee provides continuous service to the Issuer.

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November 02, 2018 Filed Nov 5, 2018 16:20 UTC
Vasista VittalChief Financial Officer
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 32,908 $0.00 Strike: $13.09 $0.00
Disclosure

SEC source: 0001562180-18-004417 · primarydocument.xml · derivative · entry 9

Vasista Vittal · CIK 0001652827 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,374

Underlying: Common Stock · 32,908 shares

Expires 2026-01-27

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan.

F5 · derivative.exercise_date: The previously granted option, representing a right to purchase a total of 75,000 shares, became exercisable as follows: 25% of the shares subject to this option vested on January 28, 2017, and the balance vests in equal monthly installments over the 36 months thereafter while the optionee provides continuous service to the Issuer.

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November 02, 2018 Filed Nov 5, 2018 16:20 UTC
Vasista VittalChief Financial Officer
SaleCommon Stock 53,741 $70.26 $3,775,842.66
Disclosure

SEC source: 0001562180-18-004417 · primarydocument.xml · nonDerivative · entry 6

Vasista Vittal · CIK 0001652827 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 137,283

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan.

F3 · price: This transaction was executed in multiple trades at prices ranging from $70.00 to $70.74. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
November 02, 2018 Filed Nov 5, 2018 16:20 UTC
Vasista VittalChief Financial Officer
Exercise / conversionCommon Stock 20,833 $19.50 $406,243.50
Disclosure

SEC source: 0001562180-18-004417 · primarydocument.xml · nonDerivative · entry 5

Vasista Vittal · CIK 0001652827 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 191,024

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan.

Read SEC document
November 02, 2018 Filed Nov 5, 2018 16:20 UTC
Vasista VittalChief Financial Officer
Exercise / conversionCommon Stock 32,908 $13.09 $430,765.72
Disclosure

SEC source: 0001562180-18-004417 · primarydocument.xml · nonDerivative · entry 4

Vasista Vittal · CIK 0001652827 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 170,191

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.