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Nasdaq · USD

RGLD

ROYAL GOLD INC

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Tapewire entity
3241
SEC CIK
0000085535
Parsed reports
369

Last 12 months

Inside the activity.

0 purchase rows · 27 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202503
Jan 202600
Feb 202601
Mar 202609
Apr 202600
May 202601
Jun 202601
Jul 202600
Aug 202601
Sep 202605
Oct 202606

Latest available

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
August 21, 2018 Filed Aug 23, 2018 17:36 UTC
Heissenbuttel William HolmesCFO and Vice President
GrantStock Option (Right to buy ISOs) · Derivative 1,286 $77.73 Strike: $77.73 $99,960.78
Disclosure

SEC source: 0001562180-18-003758 · primarydocument.xml · derivative · entry 12

Heissenbuttel William Holmes · CIK 0001390606 · CFO and Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,286

Underlying: Common Stock · 1,286 shares

Expires 2028-08-21

F3 · derivative.exercise_date: One-third vests annually over three years beginning on August 21, 2019.

Read SEC document
August 21, 2018 Filed Aug 23, 2018 17:36 UTC
Heissenbuttel William HolmesCFO and Vice President
GrantStock Appreciation Right (SARs) · Derivative 9,434 $77.73 Strike: $77.73 $733,304.82
Disclosure

SEC source: 0001562180-18-003758 · primarydocument.xml · derivative · entry 11

Heissenbuttel William Holmes · CIK 0001390606 · CFO and Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,434

Underlying: Common Stock · 9,434 shares

Expires 2028-08-21

F3 · derivative.exercise_date: One-third vests annually over three years beginning on August 21, 2019.

Read SEC document
August 21, 2018 Filed Aug 23, 2018 17:36 UTC
Heissenbuttel William HolmesCFO and Vice President
Exercise / conversionPerformance Shares · Derivative 25 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001562180-18-003758 · primarydocument.xml · derivative · entry 10

Heissenbuttel William Holmes · CIK 0001390606 · CFO and Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,497

Underlying: Common Stock · 25 shares

Expires 2021-08-16

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: A performance award represents a contingent right to receive shares of common stock upon achievement of certain performance goals.

Read SEC document
August 21, 2018 Filed Aug 23, 2018 17:36 UTC
Heissenbuttel William HolmesCFO and Vice President
Exercise / conversionPerformance Shares · Derivative 240 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001562180-18-003758 · primarydocument.xml · derivative · entry 9

Heissenbuttel William Holmes · CIK 0001390606 · CFO and Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 42

Underlying: Common Stock · 240 shares

Expires 2020-08-20

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: A performance award represents a contingent right to receive shares of common stock upon achievement of certain performance goals.

Read SEC document
August 21, 2018 Filed Aug 23, 2018 17:36 UTC
Heissenbuttel William HolmesCFO and Vice President
Exercise / conversionPerformance Shares · Derivative 2,221 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001562180-18-003758 · primarydocument.xml · derivative · entry 8

Heissenbuttel William Holmes · CIK 0001390606 · CFO and Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 2,221 shares

Expires 2018-08-20

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: A performance award represents a contingent right to receive shares of common stock upon achievement of certain performance goals.

Read SEC document
August 21, 2018 Filed Aug 23, 2018 17:36 UTC
Heissenbuttel William HolmesCFO and Vice President
GrantCommon Stock 3,220 $0.00 $0.00
Disclosure

SEC source: 0001562180-18-003758 · primarydocument.xml · nonDerivative · entry 7

Heissenbuttel William Holmes · CIK 0001390606 · CFO and Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 73,429

F2 · shares: Grant of Restricted Stock with a two year hold and then vesting as to one-third in years three, four and five.

Read SEC document
August 21, 2018 Filed Aug 23, 2018 17:36 UTC
Heissenbuttel William HolmesCFO and Vice President
Tax withholdingCommon Stock 11 $0.00 $0.00
Disclosure

SEC source: 0001562180-18-003758 · primarydocument.xml · nonDerivative · entry 6

Heissenbuttel William Holmes · CIK 0001390606 · CFO and Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 70,209

Read SEC document
August 21, 2018 Filed Aug 23, 2018 17:36 UTC
Heissenbuttel William HolmesCFO and Vice President
Exercise / conversionCommon Stock 25 $0.00 $0.00
Disclosure

SEC source: 0001562180-18-003758 · primarydocument.xml · nonDerivative · entry 5

Heissenbuttel William Holmes · CIK 0001390606 · CFO and Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 70,220

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: A performance award represents a contingent right to receive shares of common stock upon achievement of certain performance goals.

Read SEC document
August 21, 2018 Filed Aug 23, 2018 17:36 UTC
Heissenbuttel William HolmesCFO and Vice President
Tax withholdingCommon Stock 106 $0.00 $0.00
Disclosure

SEC source: 0001562180-18-003758 · primarydocument.xml · nonDerivative · entry 4

Heissenbuttel William Holmes · CIK 0001390606 · CFO and Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 70,195

Read SEC document
August 21, 2018 Filed Aug 23, 2018 17:36 UTC
Heissenbuttel William HolmesCFO and Vice President
Exercise / conversionCommon Stock 240 $0.00 $0.00
Disclosure

SEC source: 0001562180-18-003758 · primarydocument.xml · nonDerivative · entry 3

Heissenbuttel William Holmes · CIK 0001390606 · CFO and Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 70,301

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: A performance award represents a contingent right to receive shares of common stock upon achievement of certain performance goals.

Read SEC document
August 21, 2018 Filed Aug 23, 2018 17:36 UTC
Heissenbuttel William HolmesCFO and Vice President
Tax withholdingCommon Stock 977 $0.00 $0.00
Disclosure

SEC source: 0001562180-18-003758 · primarydocument.xml · nonDerivative · entry 2

Heissenbuttel William Holmes · CIK 0001390606 · CFO and Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 70,061

Read SEC document
August 21, 2018 Filed Aug 23, 2018 17:36 UTC
Heissenbuttel William HolmesCFO and Vice President
Exercise / conversionCommon Stock 2,221 $0.00 $0.00
Disclosure

SEC source: 0001562180-18-003758 · primarydocument.xml · nonDerivative · entry 1

Heissenbuttel William Holmes · CIK 0001390606 · CFO and Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 71,038

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: A performance award represents a contingent right to receive shares of common stock upon achievement of certain performance goals.

Read SEC document
August 21, 2018 Filed Aug 23, 2018 17:36 UTC
Anderson Karli S.VP Investor Relations
GrantStock Option (Right to buy ISOs) · Derivative 1,286 $77.73 Strike: $77.73 $99,960.78
Disclosure

SEC source: 0001562180-18-003759 · primarydocument.xml · derivative · entry 12

Anderson Karli S. · CIK 0001577417 · VP Investor Relations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,286

Underlying: Common Stock · 1,286 shares

Expires 2028-08-21

F3 · derivative.exercise_date: One-third vests annually over three years beginning on August 21, 2019.

Read SEC document
August 21, 2018 Filed Aug 23, 2018 17:36 UTC
Anderson Karli S.VP Investor Relations
GrantStock Appreciation Right (SARs) · Derivative 6,144 $77.73 Strike: $77.73 $477,573.12
Disclosure

SEC source: 0001562180-18-003759 · primarydocument.xml · derivative · entry 11

Anderson Karli S. · CIK 0001577417 · VP Investor Relations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,144

Underlying: Common Stock · 6,144 shares

Expires 2028-08-21

F3 · derivative.exercise_date: One-third vests annually over three years beginning on August 21, 2019.

Read SEC document
August 21, 2018 Filed Aug 23, 2018 17:36 UTC
Anderson Karli S.VP Investor Relations
Exercise / conversionPerformance Shares · Derivative 18 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001562180-18-003759 · primarydocument.xml · derivative · entry 10

Anderson Karli S. · CIK 0001577417 · VP Investor Relations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,049

Underlying: Common Stock · 18 shares

Expires 2021-08-16

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: A performance award represents a contingent right to receive shares of common stock upon achievement of certain performance goals.

Read SEC document
August 21, 2018 Filed Aug 23, 2018 17:36 UTC
Anderson Karli S.VP Investor Relations
Exercise / conversionPerformance Shares · Derivative 165 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001562180-18-003759 · primarydocument.xml · derivative · entry 9

Anderson Karli S. · CIK 0001577417 · VP Investor Relations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30

Underlying: Common Stock · 165 shares

Expires 2020-08-20

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: A performance award represents a contingent right to receive shares of common stock upon achievement of certain performance goals.

Read SEC document
August 21, 2018 Filed Aug 23, 2018 17:36 UTC
Anderson Karli S.VP Investor Relations
Exercise / conversionPerformance Shares · Derivative 1,530 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001562180-18-003759 · primarydocument.xml · derivative · entry 8

Anderson Karli S. · CIK 0001577417 · VP Investor Relations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,530 shares

Expires 2018-08-20

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: A performance award represents a contingent right to receive shares of common stock upon achievement of certain performance goals.

Read SEC document
August 21, 2018 Filed Aug 23, 2018 17:36 UTC
Anderson Karli S.VP Investor Relations
GrantCommon Stock 2,230 $0.00 $0.00
Disclosure

SEC source: 0001562180-18-003759 · primarydocument.xml · nonDerivative · entry 7

Anderson Karli S. · CIK 0001577417 · VP Investor Relations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,406

F2 · shares: Grant of Restricted Stock with a two year hold and then vesting as to one-third in years three, four and five.

Read SEC document
August 21, 2018 Filed Aug 23, 2018 17:36 UTC
Anderson Karli S.VP Investor Relations
Tax withholdingCommon Stock 8 $0.00 $0.00
Disclosure

SEC source: 0001562180-18-003759 · primarydocument.xml · nonDerivative · entry 6

Anderson Karli S. · CIK 0001577417 · VP Investor Relations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,176

Read SEC document
August 21, 2018 Filed Aug 23, 2018 17:36 UTC
Anderson Karli S.VP Investor Relations
Exercise / conversionCommon Stock 18 $0.00 $0.00
Disclosure

SEC source: 0001562180-18-003759 · primarydocument.xml · nonDerivative · entry 5

Anderson Karli S. · CIK 0001577417 · VP Investor Relations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,184

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: A performance award represents a contingent right to receive shares of common stock upon achievement of certain performance goals.

Read SEC document
August 21, 2018 Filed Aug 23, 2018 17:36 UTC
Anderson Karli S.VP Investor Relations
Tax withholdingCommon Stock 73 $0.00 $0.00
Disclosure

SEC source: 0001562180-18-003759 · primarydocument.xml · nonDerivative · entry 4

Anderson Karli S. · CIK 0001577417 · VP Investor Relations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,166

Read SEC document
August 21, 2018 Filed Aug 23, 2018 17:36 UTC
Anderson Karli S.VP Investor Relations
Exercise / conversionCommon Stock 165 $0.00 $0.00
Disclosure

SEC source: 0001562180-18-003759 · primarydocument.xml · nonDerivative · entry 3

Anderson Karli S. · CIK 0001577417 · VP Investor Relations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,239

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: A performance award represents a contingent right to receive shares of common stock upon achievement of certain performance goals.

Read SEC document
August 21, 2018 Filed Aug 23, 2018 17:36 UTC
Anderson Karli S.VP Investor Relations
Tax withholdingCommon Stock 673 $0.00 $0.00
Disclosure

SEC source: 0001562180-18-003759 · primarydocument.xml · nonDerivative · entry 2

Anderson Karli S. · CIK 0001577417 · VP Investor Relations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,074

Read SEC document
August 21, 2018 Filed Aug 23, 2018 17:36 UTC
Anderson Karli S.VP Investor Relations
Exercise / conversionCommon Stock 1,530 $0.00 $0.00
Disclosure

SEC source: 0001562180-18-003759 · primarydocument.xml · nonDerivative · entry 1

Anderson Karli S. · CIK 0001577417 · VP Investor Relations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,747

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: A performance award represents a contingent right to receive shares of common stock upon achievement of certain performance goals.

Read SEC document
August 21, 2018 Filed Aug 23, 2018 17:34 UTC
Isto MarkVP Operations
GrantStock Option (Right to buy ISOs) · Derivative 1,286 $77.73 Strike: $77.73 $99,960.78
Disclosure

SEC source: 0001562180-18-003757 · primarydocument.xml · derivative · entry 12

Isto Mark · CIK 0001678642 · VP Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,286

Underlying: Common Stock · 1,286 shares

Expires 2028-08-21

F3 · derivative.exercise_date: One-third vests annually over three years beginning on August 21, 2019.

Read SEC document
August 21, 2018 Filed Aug 23, 2018 17:34 UTC
Isto MarkVP Operations
GrantStock Appreciation Right (SARs) · Derivative 7,974 $77.73 Strike: $77.73 $619,819.02
Disclosure

SEC source: 0001562180-18-003757 · primarydocument.xml · derivative · entry 11

Isto Mark · CIK 0001678642 · VP Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,974

Underlying: Common Stock · 7,974 shares

Expires 2028-08-21

F3 · derivative.exercise_date: One-third vests annually over three years beginning on August 21, 2019.

Read SEC document
August 21, 2018 Filed Aug 23, 2018 17:34 UTC
Isto MarkVP Operations
Exercise / conversionPerformance Shares · Derivative 22 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001562180-18-003757 · primarydocument.xml · derivative · entry 10

Isto Mark · CIK 0001678642 · VP Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,310

Underlying: Common Stock · 22 shares

Expires 2021-08-16

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: A performance award represents a contingent right to receive shares of common stock upon achievement of certain performance goals.

Read SEC document
August 21, 2018 Filed Aug 23, 2018 17:34 UTC
Isto MarkVP Operations
Exercise / conversionPerformance Shares · Derivative 222 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001562180-18-003757 · primarydocument.xml · derivative · entry 9

Isto Mark · CIK 0001678642 · VP Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38

Underlying: Common Stock · 222 shares

Expires 2020-08-20

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: A performance award represents a contingent right to receive shares of common stock upon achievement of certain performance goals.

Read SEC document
August 21, 2018 Filed Aug 23, 2018 17:34 UTC
Isto MarkVP Operations
Exercise / conversionPerformance Shares · Derivative 2,051 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001562180-18-003757 · primarydocument.xml · derivative · entry 8

Isto Mark · CIK 0001678642 · VP Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 2,051 shares

Expires 2018-08-20

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: A performance award represents a contingent right to receive shares of common stock upon achievement of certain performance goals.

Read SEC document
August 21, 2018 Filed Aug 23, 2018 17:34 UTC
Isto MarkVP Operations
GrantCommon Stock 2,780 $0.00 $0.00
Disclosure

SEC source: 0001562180-18-003757 · primarydocument.xml · nonDerivative · entry 7

Isto Mark · CIK 0001678642 · VP Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,771

F2 · shares: Grant of Restricted Stock Units with a two year hold and then vesting as to one-third in years three, four and five.

Read SEC document
August 21, 2018 Filed Aug 23, 2018 17:34 UTC
Isto MarkVP Operations
Tax withholdingCommon Stock 12 $0.00 $0.00
Disclosure

SEC source: 0001562180-18-003757 · primarydocument.xml · nonDerivative · entry 6

Isto Mark · CIK 0001678642 · VP Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,991

Read SEC document
August 21, 2018 Filed Aug 23, 2018 17:34 UTC
Isto MarkVP Operations
Exercise / conversionCommon Stock 22 $0.00 $0.00
Disclosure

SEC source: 0001562180-18-003757 · primarydocument.xml · nonDerivative · entry 5

Isto Mark · CIK 0001678642 · VP Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,003

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: A performance award represents a contingent right to receive shares of common stock upon achievement of certain performance goals.

Read SEC document
August 21, 2018 Filed Aug 23, 2018 17:34 UTC
Isto MarkVP Operations
Tax withholdingCommon Stock 119 $0.00 $0.00
Disclosure

SEC source: 0001562180-18-003757 · primarydocument.xml · nonDerivative · entry 4

Isto Mark · CIK 0001678642 · VP Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,981

Read SEC document
August 21, 2018 Filed Aug 23, 2018 17:34 UTC
Isto MarkVP Operations
Exercise / conversionCommon Stock 222 $0.00 $0.00
Disclosure

SEC source: 0001562180-18-003757 · primarydocument.xml · nonDerivative · entry 3

Isto Mark · CIK 0001678642 · VP Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,100

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: A performance award represents a contingent right to receive shares of common stock upon achievement of certain performance goals.

Read SEC document
August 21, 2018 Filed Aug 23, 2018 17:34 UTC
Isto MarkVP Operations
Tax withholdingCommon Stock 1,098 $0.00 $0.00
Disclosure

SEC source: 0001562180-18-003757 · primarydocument.xml · nonDerivative · entry 2

Isto Mark · CIK 0001678642 · VP Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,878

Read SEC document
August 21, 2018 Filed Aug 23, 2018 17:34 UTC
Isto MarkVP Operations
Exercise / conversionCommon Stock 2,051 $0.00 $0.00
Disclosure

SEC source: 0001562180-18-003757 · primarydocument.xml · nonDerivative · entry 1

Isto Mark · CIK 0001678642 · VP Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,976

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: A performance award represents a contingent right to receive shares of common stock upon achievement of certain performance goals.

Read SEC document
August 21, 2018 Filed Aug 23, 2018 17:34 UTC
Kirchhoff Bruce ChristopherVP, GC and Secretary
GrantStock Option (Right to buy ISOs) · Derivative 1,286 $77.73 Strike: $77.73 $99,960.78
Disclosure

SEC source: 0001562180-18-003756 · primarydocument.xml · derivative · entry 12

Kirchhoff Bruce Christopher · CIK 0001390593 · VP, GC and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,286

Underlying: Common Stock · 1,286 shares

Expires 2028-08-21

F3 · derivative.exercise_date: One-third vests annually over three years beginning on August 21, 2019.

Read SEC document
August 21, 2018 Filed Aug 23, 2018 17:34 UTC
Kirchhoff Bruce ChristopherVP, GC and Secretary
GrantStock Appreciation Right (SARs) · Derivative 6,384 $77.73 Strike: $77.73 $496,228.32
Disclosure

SEC source: 0001562180-18-003756 · primarydocument.xml · derivative · entry 11

Kirchhoff Bruce Christopher · CIK 0001390593 · VP, GC and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,384

Underlying: Common Stock · 6,384 shares

Expires 2028-08-21

F3 · derivative.exercise_date: One-third vests annually over three years beginning on August 21, 2019.

Read SEC document
August 21, 2018 Filed Aug 23, 2018 17:34 UTC
Kirchhoff Bruce ChristopherVP, GC and Secretary
Exercise / conversionPerformance Shares · Derivative 21 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001562180-18-003756 · primarydocument.xml · derivative · entry 10

Kirchhoff Bruce Christopher · CIK 0001390593 · VP, GC and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,227

Underlying: Common Stock · 21 shares

Expires 2021-08-16

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: A performance award represents a contingent right to receive shares of common stock upon achievement of certain performance goals.

Read SEC document
August 21, 2018 Filed Aug 23, 2018 17:34 UTC
Kirchhoff Bruce ChristopherVP, GC and Secretary
Exercise / conversionPerformance Shares · Derivative 200 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001562180-18-003756 · primarydocument.xml · derivative · entry 9

Kirchhoff Bruce Christopher · CIK 0001390593 · VP, GC and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5

Underlying: Common Stock · 200 shares

Expires 2020-08-20

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: A performance award represents a contingent right to receive shares of common stock upon achievement of certain performance goals.

Read SEC document
August 21, 2018 Filed Aug 23, 2018 17:34 UTC
Kirchhoff Bruce ChristopherVP, GC and Secretary
Exercise / conversionPerformance Shares · Derivative 1,848 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001562180-18-003756 · primarydocument.xml · derivative · entry 8

Kirchhoff Bruce Christopher · CIK 0001390593 · VP, GC and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,848 shares

Expires 2018-08-20

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: A performance award represents a contingent right to receive shares of common stock upon achievement of certain performance goals.

Read SEC document
August 21, 2018 Filed Aug 23, 2018 17:34 UTC
Kirchhoff Bruce ChristopherVP, GC and Secretary
GrantCommon Stock 2,300 $0.00 $0.00
Disclosure

SEC source: 0001562180-18-003756 · primarydocument.xml · nonDerivative · entry 7

Kirchhoff Bruce Christopher · CIK 0001390593 · VP, GC and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 46,580

F2 · shares: Grant of Restricted Stock with a two year hold and then vesting as to one-third in years three, four and five.

Read SEC document
August 21, 2018 Filed Aug 23, 2018 17:34 UTC
Kirchhoff Bruce ChristopherVP, GC and Secretary
Tax withholdingCommon Stock 10 $0.00 $0.00
Disclosure

SEC source: 0001562180-18-003756 · primarydocument.xml · nonDerivative · entry 6

Kirchhoff Bruce Christopher · CIK 0001390593 · VP, GC and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 44,280

Read SEC document
August 21, 2018 Filed Aug 23, 2018 17:34 UTC
Kirchhoff Bruce ChristopherVP, GC and Secretary
Exercise / conversionCommon Stock 21 $0.00 $0.00
Disclosure

SEC source: 0001562180-18-003756 · primarydocument.xml · nonDerivative · entry 5

Kirchhoff Bruce Christopher · CIK 0001390593 · VP, GC and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 44,290

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: A performance award represents a contingent right to receive shares of common stock upon achievement of certain performance goals.

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August 21, 2018 Filed Aug 23, 2018 17:34 UTC
Kirchhoff Bruce ChristopherVP, GC and Secretary
Tax withholdingCommon Stock 88 $0.00 $0.00
Disclosure

SEC source: 0001562180-18-003756 · primarydocument.xml · nonDerivative · entry 4

Kirchhoff Bruce Christopher · CIK 0001390593 · VP, GC and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 44,269

Read SEC document
August 21, 2018 Filed Aug 23, 2018 17:34 UTC
Kirchhoff Bruce ChristopherVP, GC and Secretary
Exercise / conversionCommon Stock 200 $0.00 $0.00
Disclosure

SEC source: 0001562180-18-003756 · primarydocument.xml · nonDerivative · entry 3

Kirchhoff Bruce Christopher · CIK 0001390593 · VP, GC and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 44,357

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: A performance award represents a contingent right to receive shares of common stock upon achievement of certain performance goals.

Read SEC document
August 21, 2018 Filed Aug 23, 2018 17:34 UTC
Kirchhoff Bruce ChristopherVP, GC and Secretary
Tax withholdingCommon Stock 813 $0.00 $0.00
Disclosure

SEC source: 0001562180-18-003756 · primarydocument.xml · nonDerivative · entry 2

Kirchhoff Bruce Christopher · CIK 0001390593 · VP, GC and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 44,157

Read SEC document
August 21, 2018 Filed Aug 23, 2018 17:34 UTC
Kirchhoff Bruce ChristopherVP, GC and Secretary
Exercise / conversionCommon Stock 1,848 $0.00 $0.00
Disclosure

SEC source: 0001562180-18-003756 · primarydocument.xml · nonDerivative · entry 1

Kirchhoff Bruce Christopher · CIK 0001390593 · VP, GC and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 44,970

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: A performance award represents a contingent right to receive shares of common stock upon achievement of certain performance goals.

Read SEC document
August 21, 2018 Filed Aug 23, 2018 17:34 UTC
Jensen Tony ADirector · CEO and President
GrantStock Option (Right to buy ISOs) · Derivative 1,286 $77.73 Strike: $77.73 $99,960.78
Disclosure

SEC source: 0001562180-18-003755 · primarydocument.xml · derivative · entry 12

JENSEN TONY A · CIK 0001256110 · Director · CEO and President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,286

Underlying: Common Stock · 1,286 shares

Expires 2028-08-21

F3 · derivative.exercise_date: One-third vests annually over three years beginning on August 21, 2019.

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August 21, 2018 Filed Aug 23, 2018 17:34 UTC
Jensen Tony ADirector · CEO and President
GrantStock Appreciation Right (SARs) · Derivative 26,724 $77.73 Strike: $77.73 $2,077,256.52
Disclosure

SEC source: 0001562180-18-003755 · primarydocument.xml · derivative · entry 11

JENSEN TONY A · CIK 0001256110 · Director · CEO and President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,724

Underlying: Common Stock · 26,724 shares

Expires 2028-08-21

F3 · derivative.exercise_date: One-third vests annually over three years beginning on August 21, 2019.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.