RGA

SEC source: 0000898174-24-000101 · wk-form4_1715711174.xml · nonDerivative · entry 2

Hayden John W. · CIK 0001612523 · EVP, Controller

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 17,389

F1 · shares: Represents 1,035 shares sold to pay the exercise price the purchase of common stock, and 466 shares withheld to satisfy Company tax withholding obligations, resulting in a net settlement of 899 shares.

SEC source: 0000898174-24-000101 · wk-form4_1715711174.xml · nonDerivative · entry 1

Hayden John W. · CIK 0001612523 · EVP, Controller

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 17,855

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Represents 1,035 shares sold to pay the exercise price the purchase of common stock, and 466 shares withheld to satisfy Company tax withholding obligations, resulting in a net settlement of 899 shares.

SEC source: 0000898174-24-000099 · wk-form4_1715350419.xml · derivative · entry 3

PORTER JONATHAN · CIK 0001684118 · EVP, Global Chief Risk Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 2,914 shares

Expires 2026-03-04

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: Stock appreciation rights and restricted share units settle in Common Stock, vest in 33 and 1/3% increments over three years, starting on December 31 of the year of the grant.

SEC source: 0000898174-24-000099 · wk-form4_1715350419.xml · nonDerivative · entry 2

PORTER JONATHAN · CIK 0001684118 · EVP, Global Chief Risk Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 7,624

F1 · shares: Represents (i) 1,341 shares sold to pay the exercise price the purchase of Common Stock, and (ii) 956 shares withheld to satisfy Company tax withholding obligations, resulting in a net settlement of 617 shares.

SEC source: 0000898174-24-000099 · wk-form4_1715350419.xml · nonDerivative · entry 1

PORTER JONATHAN · CIK 0001684118 · EVP, Global Chief Risk Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 8,580

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Represents (i) 1,341 shares sold to pay the exercise price the purchase of Common Stock, and (ii) 956 shares withheld to satisfy Company tax withholding obligations, resulting in a net settlement of 617 shares.

SEC source: 0000898174-24-000080 · wk-form4_1712168896.xml · derivative · entry 3

Kleeman Raymond · CIK 0001923056 · EVP, Chief HR Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,318 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each RSU represents a contingent right to receive one (1) share of the Issuer's Common Stock upon settlement.

F1 · price: Special grant of restricted share units, granted on April 4, 2022, fully vested on March 31, 2024.

F1 · derivative.expiration_date: Special grant of restricted share units, granted on April 4, 2022, fully vested on March 31, 2024.

SEC source: 0000898174-24-000080 · wk-form4_1712168896.xml · nonDerivative · entry 2

Kleeman Raymond · CIK 0001923056 · EVP, Chief HR Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,554

F2 · shares: Shares of Common Stock delivered to issuer as payment for taxes withheld. The reported share price $192.88 was the closing price on March 31, 2024, which was the price that was used for tax withholding purposes.

SEC source: 0000898174-24-000080 · wk-form4_1712168896.xml · nonDerivative · entry 1

Kleeman Raymond · CIK 0001923056 · EVP, Chief HR Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,136

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Special grant of restricted share units, granted on April 4, 2022, fully vested on March 31, 2024.

F1 · price: Special grant of restricted share units, granted on April 4, 2022, fully vested on March 31, 2024.

SEC source: 0000898174-24-000078 · wk-form4_1711986598.xml · nonDerivative · entry 1

HUTTON WILLIAM L · CIK 0001511455 · EVP, General Counsel & Secy.

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 12,357

F1 · shares: Reflects a gift of shares to a donor-advised charitable trust.

SEC source: 0000898174-24-000076 · wk-form4_1710878216.xml · derivative · entry 2

Wainwright Simon · CIK 0002004828 · EVP, Head of EMEA

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 388

Underlying: Common Stock · 388 shares

Expires not disclosed

F1 · derivative.expiration_date: Stock appreciation rights and restricted share units settle in Common Stock, vest in 33 and 1/3% increments over three years, and fully vest on December 31, 2026.

SEC source: 0000898174-24-000076 · wk-form4_1710878216.xml · derivative · entry 1

Wainwright Simon · CIK 0002004828 · EVP, Head of EMEA

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,058

Underlying: Common Stock · 1,058 shares

Expires 2034-03-15

F1 · derivative.exercise_date: Stock appreciation rights and restricted share units settle in Common Stock, vest in 33 and 1/3% increments over three years, and fully vest on December 31, 2026.

SEC source: 0000898174-24-000075 · wk-form4_1710878140.xml · derivative · entry 2

PORTER JONATHAN · CIK 0001684118 · EVP, Global Chief Risk Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,213

Underlying: Common Stock · 1,213 shares

Expires not disclosed

F1 · derivative.expiration_date: Stock appreciation rights and restricted share units settle in Common Stock, vest in 33 and 1/3% increments over three years, and fully vest on December 31, 2026.

SEC source: 0000898174-24-000075 · wk-form4_1710878140.xml · derivative · entry 1

PORTER JONATHAN · CIK 0001684118 · EVP, Global Chief Risk Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,307

Underlying: Common Stock · 3,307 shares

Expires 2034-03-15

F1 · derivative.exercise_date: Stock appreciation rights and restricted share units settle in Common Stock, vest in 33 and 1/3% increments over three years, and fully vest on December 31, 2026.

SEC source: 0000898174-24-000073 · wk-form4_1710877998.xml · derivative · entry 2

LARSON TODD C · CIK 0001184441 · SEVP, Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,270

Underlying: Common Stock · 2,270 shares

Expires not disclosed

F1 · derivative.expiration_date: Stock appreciation rights and restricted share units settle in Common Stock, vest in 33 and 1/3% increments over three years, and fully vest on December 31, 2026.

SEC source: 0000898174-24-000073 · wk-form4_1710877998.xml · derivative · entry 1

LARSON TODD C · CIK 0001184441 · SEVP, Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 6,188

Underlying: Common Stock · 6,188 shares

Expires 2034-03-15

F1 · derivative.exercise_date: Stock appreciation rights and restricted share units settle in Common Stock, vest in 33 and 1/3% increments over three years, and fully vest on December 31, 2026.

SEC source: 0000898174-24-000074 · wk-form4_1710878063.xml · derivative · entry 2

Ozeki Arthur · CIK 0002005023 · EVP, Head of Asia Pacific

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 459

Underlying: Common Stock · 459 shares

Expires not disclosed

F1 · derivative.expiration_date: Stock appreciation rights and restricted share units settle in Common Stock, vest in 33 and 1/3% increments over three years, and fully vest on December 31, 2026.

SEC source: 0000898174-24-000074 · wk-form4_1710878063.xml · derivative · entry 1

Ozeki Arthur · CIK 0002005023 · EVP, Head of Asia Pacific

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,253

Underlying: Common Stock · 1,253 shares

Expires 2034-03-15

F1 · derivative.exercise_date: Stock appreciation rights and restricted share units settle in Common Stock, vest in 33 and 1/3% increments over three years, and fully vest on December 31, 2026.

SEC source: 0000898174-24-000072 · wk-form4_1710877934.xml · derivative · entry 2

Kleeman Raymond · CIK 0001923056 · EVP, Chief HR Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 931

Underlying: Common Stock · 931 shares

Expires not disclosed

F1 · derivative.expiration_date: Stock appreciation rights and restricted share units settle in Common Stock, vest in 33 and 1/3% increments over three years, and fully vest on December 31, 2026.

SEC source: 0000898174-24-000072 · wk-form4_1710877934.xml · derivative · entry 1

Kleeman Raymond · CIK 0001923056 · EVP, Chief HR Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,539

Underlying: Common Stock · 2,539 shares

Expires 2034-03-15

F1 · derivative.exercise_date: Stock appreciation rights and restricted share units settle in Common Stock, vest in 33 and 1/3% increments over three years, and fully vest on December 31, 2026.

SEC source: 0000898174-24-000071 · wk-form4_1710877812.xml · derivative · entry 2

HUTTON WILLIAM L · CIK 0001511455 · EVP, General Counsel & Secy.

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 511

Underlying: Common Stock · 511 shares

Expires not disclosed

F1 · derivative.expiration_date: Stock appreciation rights and restricted share units settle in Common Stock, vest in 33 and 1/3% increments over three years, and fully vest on December 31, 2026.

SEC source: 0000898174-24-000071 · wk-form4_1710877812.xml · derivative · entry 1

HUTTON WILLIAM L · CIK 0001511455 · EVP, General Counsel & Secy.

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,394

Underlying: Common Stock · 1,394 shares

Expires 2034-03-15

F1 · derivative.exercise_date: Stock appreciation rights and restricted share units settle in Common Stock, vest in 33 and 1/3% increments over three years, and fully vest on December 31, 2026.

SEC source: 0000898174-24-000070 · wk-form4_1710877729.xml · derivative · entry 2

HERRMANN RONALD · CIK 0001838826 · EVP

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,822

Underlying: Common Stock · 1,822 shares

Expires not disclosed

F1 · derivative.expiration_date: Stock appreciation rights and restricted share units settle in Common Stock, vest in 33 and 1/3% increments over three years, and fully vest on December 31, 2026.

SEC source: 0000898174-24-000070 · wk-form4_1710877729.xml · derivative · entry 1

HERRMANN RONALD · CIK 0001838826 · EVP

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,967

Underlying: Common Stock · 4,967 shares

Expires 2034-03-15

F1 · derivative.exercise_date: Stock appreciation rights and restricted share units settle in Common Stock, vest in 33 and 1/3% increments over three years, and fully vest on December 31, 2026.

SEC source: 0000898174-24-000069 · wk-form4_1710877633.xml · derivative · entry 2

Hayden John W. · CIK 0001612523 · EVP, Controller

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 373

Underlying: Common Stock · 373 shares

Expires not disclosed

F1 · derivative.expiration_date: Stock appreciation rights and restricted share units settle in Common Stock, vest in 33 and 1/3% increments over three years, and fully vest on December 31, 2026.

SEC source: 0000898174-24-000069 · wk-form4_1710877633.xml · derivative · entry 1

Hayden John W. · CIK 0001612523 · EVP, Controller

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,017

Underlying: Common Stock · 1,017 shares

Expires 2034-03-15

F1 · derivative.exercise_date: Stock appreciation rights and restricted share units settle in Common Stock, vest in 33 and 1/3% increments over three years, and fully vest on December 31, 2026.

SEC source: 0000898174-24-000068 · wk-form4_1710877552.xml · derivative · entry 1

CHENG TONY KIN SHUN · CIK 0001783774 · Director · President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 22,719

Underlying: Common Stock · 22,719 shares

Expires 2034-03-15

F1 · derivative.exercise_date: Stock appreciation rights settle in Common Stock, vest in 33 and 1/3% increments over three years, and fully vest on December 31, 2026.

SEC source: 0000898174-24-000067 · wk-form4_1710877403.xml · derivative · entry 2

BROOKS MARK J · CIK 0001669691 · EVP, CIO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 926

Underlying: Common Stock · 926 shares

Expires not disclosed

F1 · derivative.expiration_date: Stock appreciation rights and restricted share units settle in Common Stock, vest in 33 and 1/3% increments over three years, and fully vest on December 31, 2026.

SEC source: 0000898174-24-000067 · wk-form4_1710877403.xml · derivative · entry 1

BROOKS MARK J · CIK 0001669691 · EVP, CIO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,525

Underlying: Common Stock · 2,525 shares

Expires 2034-03-15

F1 · derivative.exercise_date: Stock appreciation rights and restricted share units settle in Common Stock, vest in 33 and 1/3% increments over three years, and fully vest on December 31, 2026.

SEC source: 0000898174-24-000066 · wk-form4_1710877333.xml · derivative · entry 2

BARBI LESLIE · CIK 0001800177 · EVP, Chief Investment Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,579

Underlying: Common Stock · 1,579 shares

Expires not disclosed

F1 · derivative.expiration_date: Stock appreciation rights and restricted share units settle in Common Stock, vest in 33 and 1/3% increments over three years, and fully vest on December 31, 2026.

SEC source: 0000898174-24-000066 · wk-form4_1710877333.xml · derivative · entry 1

BARBI LESLIE · CIK 0001800177 · EVP, Chief Investment Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,305

Underlying: Common Stock · 4,305 shares

Expires 2034-03-15

F1 · derivative.exercise_date: Stock appreciation rights and restricted share units settle in Common Stock, vest in 33 and 1/3% increments over three years, and fully vest on December 31, 2026.

SEC source: 0000898174-24-000054 · wk-form4_1710190872.xml · nonDerivative · entry 1

LARSON TODD C · CIK 0001184441 · SEVP, Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 48,437

SEC source: 0000898174-24-000052 · wk-form4_1709931072.xml · derivative · entry 4

HUTTON WILLIAM L · CIK 0001511455 · EVP, General Counsel & Secy.

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 4,758 shares

Expires 2026-03-04

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: SARs grants vest in 25% increments over four years, starting on December 31 of the year of grant.

SEC source: 0000898174-24-000052 · wk-form4_1709931072.xml · nonDerivative · entry 3

HUTTON WILLIAM L · CIK 0001511455 · EVP, General Counsel & Secy.

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 13,363

SEC source: 0000898174-24-000052 · wk-form4_1709931072.xml · nonDerivative · entry 2

HUTTON WILLIAM L · CIK 0001511455 · EVP, General Counsel & Secy.

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 15,271

F1 · shares: Represents (i) 2,434 shares sold to pay the exercise price the purchase of common stock, and (ii) 678 shares withheld to satisfy Company tax withholding obligations, resulting in a net settlement of 1,646 shares.

SEC source: 0000898174-24-000052 · wk-form4_1709931072.xml · nonDerivative · entry 1

HUTTON WILLIAM L · CIK 0001511455 · EVP, General Counsel & Secy.

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 15,949

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0000898174-24-000051 · wk-form4_1709930904.xml · derivative · entry 6

LARSON TODD C · CIK 0001184441 · SEVP, Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 9,669 shares

Expires 2026-03-04

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: SARs grants vest in 25% increments over four years, starting on December 31 of the year of grant.

SEC source: 0000898174-24-000051 · wk-form4_1709930904.xml · derivative · entry 5

LARSON TODD C · CIK 0001184441 · SEVP, Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 3,926 shares

Expires 2025-03-06

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: SARs grants vest in 25% increments over four years, starting on December 31 of the year of grant.

SEC source: 0000898174-24-000051 · wk-form4_1709930904.xml · nonDerivative · entry 4

LARSON TODD C · CIK 0001184441 · SEVP, Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 52,187

F2 · shares: Represents (i) 4,945 shares sold to pay the exercise price the purchase of common stock, and (ii) 2,086 shares withheld to satisfy Company tax withholding obligations, resulting in a net settlement of 2,638 shares.

SEC source: 0000898174-24-000051 · wk-form4_1709930904.xml · nonDerivative · entry 3

LARSON TODD C · CIK 0001184441 · SEVP, Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 54,273

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0000898174-24-000051 · wk-form4_1709930904.xml · nonDerivative · entry 2

LARSON TODD C · CIK 0001184441 · SEVP, Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 49,549

F1 · shares: Represents (i) 1,934 shares sold to pay the exercise price the purchase of common stock, and (ii) 880 shares withheld to satisfy Company tax withholding obligations, resulting in a net settlement of 1,112 shares.

SEC source: 0000898174-24-000051 · wk-form4_1709930904.xml · nonDerivative · entry 1

LARSON TODD C · CIK 0001184441 · SEVP, Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 50,429

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0000898174-24-000045 · wk-form4_1708455533.xml · nonDerivative · entry 1

HUTTON WILLIAM L · CIK 0001511455 · EVP, General Counsel & Secy.

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 13,625

SEC source: 0000898174-24-000043 · wk-form4_1707510342.xml · derivative · entry 3

PORTER JONATHAN · CIK 0001684118 · EVP, Global Chief Risk Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,902 shares

Expires 2025-03-06

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: SARs grants vest in 25% increments over four years, starting on December 31 of the year of grant.

SEC source: 0000898174-24-000043 · wk-form4_1707510342.xml · nonDerivative · entry 2

PORTER JONATHAN · CIK 0001684118 · EVP, Global Chief Risk Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 7,007

F1 · shares: Represents (i) 1,014 shares sold to pay the exercise price the purchase of Common Stock, and (ii) 517 shares withheld to satisfy Company tax withholding obligations, resulting in a net settlement of 371 shares.

SEC source: 0000898174-24-000043 · wk-form4_1707510342.xml · nonDerivative · entry 1

PORTER JONATHAN · CIK 0001684118 · EVP, Global Chief Risk Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 7,524

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Represents (i) 1,014 shares sold to pay the exercise price the purchase of Common Stock, and (ii) 517 shares withheld to satisfy Company tax withholding obligations, resulting in a net settlement of 371 shares.

SEC source: 0000898174-24-000041 · wk-form4_1707510049.xml · derivative · entry 3

Wainwright Simon · CIK 0002004828 · EVP, Head of EMEA

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 2,233 shares

Expires 2024-03-07

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: SARs grants vest in 25% increments over four years, starting on December 31 of the year of grant.

SEC source: 0000898174-24-000041 · wk-form4_1707510049.xml · nonDerivative · entry 2

Wainwright Simon · CIK 0002004828 · EVP, Head of EMEA

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 8,804

F1 · shares: Represents (i) 1,037 shares sold to pay the exercise price the purchase of Common Stock, and (ii) 563 shares withheld to satisfy Company tax withholding obligations, resulting in a net settlement of 633 shares.

SEC source: 0000898174-24-000041 · wk-form4_1707510049.xml · nonDerivative · entry 1

Wainwright Simon · CIK 0002004828 · EVP, Head of EMEA

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 9,367

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Represents (i) 1,037 shares sold to pay the exercise price the purchase of Common Stock, and (ii) 563 shares withheld to satisfy Company tax withholding obligations, resulting in a net settlement of 633 shares.

SEC source: 0000898174-24-000035 · wk-form4_1705956039.xml · derivative · entry 5

BARBI LESLIE · CIK 0001800177 · EVP, Chief Investment Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,560 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: Each RSU represents a contingent right to receive one (1) share of the Issuer's Common Stock upon settlement.

F1 · price: Restricted share units granted on March 11, 2021, fully vested on December 31, 2023.

F1 · derivative.expiration_date: Restricted share units granted on March 11, 2021, fully vested on December 31, 2023.

SEC source: 0000898174-24-000035 · wk-form4_1705956039.xml · nonDerivative · entry 4

BARBI LESLIE · CIK 0001800177 · EVP, Chief Investment Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,395

F2 · shares: Shares of Common Stock delivered to Issuer as payment for taxes withheld. The reported share price $168.31 was the closing price on January 18, 2024, which was the price that was used for tax withholding purposes.