REVB

SEC source: 0001209191-22-007837 · doc4.xml · nonDerivative · entry 1

TIDMARSH GEORGE F · CIK 0001287235 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · Trust

Disclosed balance after: 1,481,235

F1 · ownership.nature: Shares are held by George Tidmarsh, Trustee George Francis Tidmarsh 2021 Irrevocable Trust with respect to which George Tidmarsh is a trustee.

SEC source: 0001209191-22-008025 · doc4a.xml · nonDerivative · entry 3

TIDMARSH GEORGE F · CIK 0001287235 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 416,156

F3 · shares: The original Form 4, filed on February 8, 2022, is being amended by this Form 4 amendment to include shares purchased directly that were inadvertently omitted in the original filing.

SEC source: 0001209191-22-008025 · doc4a.xml · nonDerivative · entry 1

TIDMARSH GEORGE F · CIK 0001287235 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 1,481,235

F1 · ownership.nature: Shares are held by George Tidmarsh, Trustee George Francis Tidmarsh 2021 Irrevocable Trust with respect to which George Tidmarsh is a trustee.

SEC source: 0001376474-22-000016 · lf_4.xml · nonDerivative · entry 1

Feis Lawrence · CIK 0001535069 · 10% owner

Feis Equities LLC · CIK 0001891626 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote 2.

Disclosed balance after: 0

F1 · kind: In connection with Petra Acquisition, Inc.'s business combination, all shares were redeemed for cash at $10.20 per share, which is equal to the pro rata share of the aggregate amount in the Company's trust account.

F2 · ownership.nature: The Common Stock is directly owed by Feis Equities LLC. Lawrence Feis, as the Managing Member of Feis Equities LLC will also be deemed to beneficially own the shares.

SEC source: 0001884552-23-000001 · primary_doc.xml · nonDerivative · entry 1

AXA IM Prime Impact Master Fund I SCA SICAV-RAIF · CIK 0001884552 · Former 10% Owner

AXA IM Prime Impact GP S.a.r.l · CIK 0001965500 · Former 10% owner

AXA Investment Managers Paris · CIK 0001577619 · Former 10% owner

AXA INVESTMENT MANAGERS UK Ltd · CIK 0001536140 · Former 10% owner

AXA Investment Managers S.A. · CIK 0001826635 · Former 10% owner

AXA S.A. · CIK 0000898427 · Former 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,958,984

F1 · date: On January 10, 2022, Petra Acquisition, Inc. consummated a business combination with the old Revelation Biosciences, Inc., and the reporting persons became the holders of publicly traded shares of the Common Stock of the new Revelation Biosciences, Inc., pursuant to a registration statement

F1 · kind: On January 10, 2022, Petra Acquisition, Inc. consummated a business combination with the old Revelation Biosciences, Inc., and the reporting persons became the holders of publicly traded shares of the Common Stock of the new Revelation Biosciences, Inc., pursuant to a registration statement

F1 · shares: On January 10, 2022, Petra Acquisition, Inc. consummated a business combination with the old Revelation Biosciences, Inc., and the reporting persons became the holders of publicly traded shares of the Common Stock of the new Revelation Biosciences, Inc., pursuant to a registration statement

F1 · price: On January 10, 2022, Petra Acquisition, Inc. consummated a business combination with the old Revelation Biosciences, Inc., and the reporting persons became the holders of publicly traded shares of the Common Stock of the new Revelation Biosciences, Inc., pursuant to a registration statement

F1 · balance_after: On January 10, 2022, Petra Acquisition, Inc. consummated a business combination with the old Revelation Biosciences, Inc., and the reporting persons became the holders of publicly traded shares of the Common Stock of the new Revelation Biosciences, Inc., pursuant to a registration statement

F2 · ownership.direct: The following parties may be deemed to have the power to vote and direct the disposition of the shares of Common Stock owned by AXA IM Prime Impact Master Fund ISCA SICAV-RAIF (the "Fund"):(a) the Fund owns the shares of Common Stock reported herein, (b) the general partner of the Fund, AXA IM Prime Impact GP S.a.r.l, has appointed AXA Investment Managers Paris S.A. ("AIFM") as the alternative investment fund manager of the Fund to undertake all functions required of an external alternative investment fund manager, (c) the Fund with the consent of AIFM and duly represented by its general partner, AXA IM Prime Impact GP S.a.r.l, has also entered into a delegated portfolio management agreement with AIFM and AXA Investment Managers UK Ltd. ("AXA IM UK") in order to appoint AXA IM UK to act as the portfolio manager of the Fund, (d) AXA Investment Managers S.A. is the sole shareholder of AIFM and AXA IM UK, and (e) AXA S.A. is the controlling shareholder of AXA IM SA.

F3 · ownership.direct: The reporting persons do not believe that they constitute a "group" within the meaning of Rule 13d-5 under the Securities Exchange Act of 1934, as amended, and they do not believe that they are otherwise required to attribute to each other the beneficial ownership of the securities reported herein held by them or by any persons or entities for whom or for which AIFM or AXA IM UK provides investment management services. Each of the reporting persons also disclaims beneficial ownership of these securities except to the extent of that person's pecuniary interest therein.

F4 · ownership.direct: On July 28, 2022, the issuer closed a public offering, and, as a result of the dilutive effect of the public offering, the reporting persons ceased to beneficially own more than 10% of the issuer's Common Stock outstanding as of the close of business on July 28, 2022.

SEC source: 0001076809-21-000221 · paic20210923.xml · nonDerivative · entry 3

GLAZER CAPITAL, LLC · CIK 0001076809 · 10% owner

GLAZER PAUL J · CIK 0001133985 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote 1.

Disclosed balance after: 381,106

F1 · ownership.nature: The securities reported herein are held by certain funds and accounts to which Glazer Capital, LLC, a Delaware limited liability company, serves as investment manager. Mr. Paul J. Glazer serves as the Managing Member of Glazer Capital, LLC. Each of Glazer Capital, LLC and Mr. Paul J. Glazer disclaims beneficial ownership of the securities reported herein except to the extent of such Reporting Person's pecuniary interest therein.

SEC source: 0001076809-21-000221 · paic20210923.xml · nonDerivative · entry 2

GLAZER CAPITAL, LLC · CIK 0001076809 · 10% owner

GLAZER PAUL J · CIK 0001133985 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote 1.

Disclosed balance after: 992,647

F1 · ownership.nature: The securities reported herein are held by certain funds and accounts to which Glazer Capital, LLC, a Delaware limited liability company, serves as investment manager. Mr. Paul J. Glazer serves as the Managing Member of Glazer Capital, LLC. Each of Glazer Capital, LLC and Mr. Paul J. Glazer disclaims beneficial ownership of the securities reported herein except to the extent of such Reporting Person's pecuniary interest therein.

SEC source: 0001076809-21-000221 · paic20210923.xml · nonDerivative · entry 1

GLAZER CAPITAL, LLC · CIK 0001076809 · 10% owner

GLAZER PAUL J · CIK 0001133985 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote 1.

Disclosed balance after: 992,652

F1 · ownership.nature: The securities reported herein are held by certain funds and accounts to which Glazer Capital, LLC, a Delaware limited liability company, serves as investment manager. Mr. Paul J. Glazer serves as the Managing Member of Glazer Capital, LLC. Each of Glazer Capital, LLC and Mr. Paul J. Glazer disclaims beneficial ownership of the securities reported herein except to the extent of such Reporting Person's pecuniary interest therein.

SEC source: 0001213900-20-045618 · ownership.xml · nonDerivative · entry 1

TYPALDOS ANDREAS · CIK 0001098013 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 1,769,538

F2 · kind: On December 30, 2020, the Sponsor forfeited at no cost 192,962 shares of common stock of the Issuer in connection with the expiration of the underwriters over-allotment option in connection with the Issuer's initial public offering.

F2 · price: On December 30, 2020, the Sponsor forfeited at no cost 192,962 shares of common stock of the Issuer in connection with the expiration of the underwriters over-allotment option in connection with the Issuer's initial public offering.

F1 · ownership.nature: The reporting person is a member of Petra Investment Holdings, LLC ("Sponsor"). He disclaims any pecuniary interest in the securities except to the extent of his ownership interest in Petra Investment Holdings, LLC.

SEC source: 0001213900-20-045622 · ownership.xml · nonDerivative · entry 1

Fitzpatrick Sean H · CIK 0001822077 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 1,769,538

F2 · kind: On December 30, 2020, the Sponsor forfeited at no cost 192,962 shares of common stock of the Issuer in connection with the expiration of the underwriters over-allotment option in connection with the Issuer's initial public offering.

F2 · price: On December 30, 2020, the Sponsor forfeited at no cost 192,962 shares of common stock of the Issuer in connection with the expiration of the underwriters over-allotment option in connection with the Issuer's initial public offering.

F1 · ownership.nature: The reporting person is a member of Petra Investment Holdings, LLC ("Sponsor"). He disclaims any pecuniary interest in the securities except to the extent of his ownership interest in Petra Investment Holdings, LLC.

SEC source: 0001076809-20-000236 · primary_doc.xml · nonDerivative · entry 1

GLAZER CAPITAL, LLC · CIK 0001076809 · 10% owner

GLAZER PAUL J · CIK 0001133985 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote 1.

Disclosed balance after: 1,035,652

F1 · ownership.nature: The securities reported herein are held by certain funds and accounts to which Glazer Capital, LLC, a Delaware limited liability company, serves as investment manager. Mr. Paul J. Glazer serves as the Managing Member of Glazer Capital, LLC. Each of Glazer Capital, LLC and Mr. Paul J. Glazer disclaims beneficial ownership of the securities reported herein except to the extent of such Reporting Person's pecuniary interest therein.

SEC source: 0001213900-20-032284 · ownership.xml · derivative · entry 1

Fitzpatrick Sean H · CIK 0001822077 · Director · Chief Financial Officer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 3,233,446

Underlying: Common Stock · 83,446 shares

Expires not disclosed

F2 · security: Includes securities underlying private warrants of the Issuer. The purchase of these warrants was made on a private placement basis and was consummated pursuant to the Sponsor's Subscription Agreement for Private Warrants, dated October 7, 2020, simultaneously with the underwriters partial exercise of their over-allotment option on October 16, 2020 in connection with the Issuer's initial public offering.

F3 · derivative.exercise_price: Each whole warrant entitles the holder to purchase one share of common stock at a price of $11.50 per share, subject to adjustment in the event of certain capital-raising transactions.

F4 · derivative.exercise_date: Each warrant will become exercisable on the later of 30 days after the completion of the Issuer's initial business combination or October 7, 2021.

F5 · derivative.expiration_date: Each warrant will expire five years after the completion of the Issuer's initial business combination.

F1 · ownership.nature: The reporting person is a member of Petra Investment Holdings, LLC ("Sponsor"). He disclaims any pecuniary interest in the securities except to the extent of his ownership interest in Petra Investment Holdings, LLC.

SEC source: 0001213900-20-032604 · ownership.xml · derivative · entry 1

TYPALDOS ANDREAS · CIK 0001098013 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 3,233,446

Underlying: Common Stock · 83,446 shares

Expires not disclosed

F2 · security: Includes securities underlying private warrants of the Issuer. The purchase of these warrants was made on a private placement basis and was consummated pursuant to the Sponsor's Subscription Agreement for Private Warrants, dated October 7, 2020, simultaneously with the underwriters partial exercise of their over-allotment option on October 16, 2020 in connection with the Issuer's initial public offering.

F3 · derivative.exercise_price: Each whole warrant entitles the holder to purchase one share of common stock at a price of $11.50 per share, subject to adjustment in the event of certain capital-raising transactions.

F4 · derivative.exercise_date: Each warrant will become exercisable on the later of 30 days after the completion of the Issuer's initial business combination or October 7, 2021.

F5 · derivative.expiration_date: Each warrant will expire five years after the completion of the Issuer's initial business combination.

F1 · ownership.nature: The reporting person is a member of Petra Investment Holdings, LLC ("Sponsor"). He disclaims any pecuniary interest in the securities except to the extent of his ownership interest in Petra Investment Holdings, LLC.

SEC source: 0001076809-20-000191 · primary_doc.xml · nonDerivative · entry 2

GLAZER CAPITAL, LLC · CIK 0001076809 · 10% owner

GLAZER PAUL J · CIK 0001133985 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote 1.

Disclosed balance after: 1,040,652

F1 · ownership.nature: The securities reported herein are held by certain funds and accounts to which Glazer Capital, LLC, a Delaware limited liability company, serves as investment manager. Mr. Paul J. Glazer serves as the Managing Member of Glazer Capital, LLC. Each of Glazer Capital, LLC and Mr. Paul J. Glazer disclaims beneficial ownership of the securities reported herein except to the extent of such Reporting Person's pecuniary interest therein.

SEC source: 0001076809-20-000191 · primary_doc.xml · nonDerivative · entry 1

GLAZER CAPITAL, LLC · CIK 0001076809 · 10% owner

GLAZER PAUL J · CIK 0001133985 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote 1.

Disclosed balance after: 1,040,672

F1 · ownership.nature: The securities reported herein are held by certain funds and accounts to which Glazer Capital, LLC, a Delaware limited liability company, serves as investment manager. Mr. Paul J. Glazer serves as the Managing Member of Glazer Capital, LLC. Each of Glazer Capital, LLC and Mr. Paul J. Glazer disclaims beneficial ownership of the securities reported herein except to the extent of such Reporting Person's pecuniary interest therein.