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Nasdaq · USD

REPL

Replimune Group, Inc.

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4707
SEC CIK
0001737953
Parsed reports
314

Last 12 months

Inside the activity.

0 purchase rows · 17 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
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MonthPurchasesSales
Nov 202502
Dec 202502
Jan 202600
Feb 202600
Mar 202600
Apr 202601
May 202606
Jun 202601
Jul 202600
Aug 202605
Sep 202600
Oct 202600

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
June 28, 2021 Filed Jun 30, 2021 21:00 UTC
Coffin RobertDirector · President & Chief R&D Officer
SaleCommon Stock 14,663 $40.04 $587,106.52
Disclosure

SEC source: 0001104659-21-087803 · tm2121160-1_4seq1.xml · nonDerivative · entry 1

Coffin Robert · CIK 0001376492 · Director · President & Chief R&D Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,806,320

F1 · kind: The sales reported on this Form 4 were made by the reporting person pursuant to a trading plan adopted on November 16, 2020 that is intended to comply with Rule 10b5-1(c) under the Securities Exchange Act of 1934, as amended.

F2 · price: The price reported reflects a weighted average price. These shares were sold in multiple transactions at prices ranging from $40.00 to $40.15. The reporting person will provide to the Issuer, any security holder of the Issuer or the SEC staff, upon request, information regarding the number of shares sold at each price within the range.

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June 15, 2021 Filed Jun 16, 2021 21:47 UTC
Love ColinChief Operating Officer
SaleCommon Stock 12,200 $34.53 $421,266.00
Disclosure

SEC source: 0001104659-21-082229 · tm2119957-1_4seq1.xml · nonDerivative · entry 2

Love Colin · CIK 0001376493 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 865,809

F1 · kind: The sales reported on this Form 4 were made by the reporting person pursuant to a trading plan adopted on June 12, 2020 that is intended to comply with Rule 10b5-1(c) under the Securities Exchange Act of 1934, as amended.

F3 · price: The price reported reflects a weighted average price. These shares were sold in multiple transactions at prices ranging from $34.29 to $34.75. The reporting person will provide to the Issuer, any security holder of the Issuer or the SEC staff, upon request, information regarding the number of shares sold at each price within the range.

F4 · balance_after: Following the sales reported on this Form 4, the reporting person continues to beneficially own 865,809 shares of the Issuer's common stock. The reporting person also holds options to acquire 503,578 shares of the Issuer's common stock, 290,523 of which are exercisable as of the date hereof.

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June 15, 2021 Filed Jun 16, 2021 21:47 UTC
Love ColinChief Operating Officer
SaleCommon Stock 17,800 $33.80 $601,640.00
Disclosure

SEC source: 0001104659-21-082229 · tm2119957-1_4seq1.xml · nonDerivative · entry 1

Love Colin · CIK 0001376493 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 878,009

F1 · kind: The sales reported on this Form 4 were made by the reporting person pursuant to a trading plan adopted on June 12, 2020 that is intended to comply with Rule 10b5-1(c) under the Securities Exchange Act of 1934, as amended.

F2 · price: The price reported reflects a weighted average price. These shares were sold in multiple transactions at prices ranging from $33.29 to $34.27. The reporting person will provide to the Issuer, any security holder of the Issuer or the SEC staff, upon request, information regarding the number of shares sold at each price within the range.

Read SEC document
May 10, 2021 Filed May 12, 2021 01:01 UTC
Lewis TanyaChief Dev. Oper. Off.
GrantEmployee Stock Option (right to buy) · Derivative 110,000 $0.00 Strike: $33.99 $0.00
Disclosure

SEC source: 0001104659-21-064730 · tm2115949-1_4seq1.xml · derivative · entry 2

Lewis Tanya · CIK 0001451038 · Chief Dev. Oper. Off.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 110,000

Underlying: Common Stock · 110,000 shares

Expires 2031-05-10

F2 · derivative.exercise_date: 25% of the shares underlying this stock option vest on May 10, 2022, and the remainder of the shares underlying this stock option vest in 36 approximately equal monthly installments thereafter.

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May 10, 2021 Filed May 12, 2021 01:01 UTC
Lewis TanyaChief Dev. Oper. Off.
GrantCommon Stock 73,333 $0.00 $0.00
Disclosure

SEC source: 0001104659-21-064730 · tm2115949-1_4seq1.xml · nonDerivative · entry 1

Lewis Tanya · CIK 0001451038 · Chief Dev. Oper. Off.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 73,333

F1 · shares: Represents shares of the Issuer's common stock issuable upon settlement of restricted stock units ("RSUs") granted to the Reporting Person. Each RSU represents a contingent right to receive one share of the Issuer's common stock. 25% of the RSUs will vest on May 15, 2022 and the remainder will vest in three approximately equal annual installments thereafter until May 15, 2025, subject to the Reporting Person's continuous service to the Issuer.

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May 03, 2021 Filed May 6, 2021 01:02 UTC
Patel SushilChief Commercial Officer
GrantEmployee Stock Option (right to buy) · Derivative 125,000 $0.00 Strike: $36.75 $0.00
Disclosure

SEC source: 0001104659-21-061913 · tm2115244-2_4seq1.xml · derivative · entry 2

Patel Sushil · CIK 0001860609 · Chief Commercial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 125,000

Underlying: Common Stock · 125,000 shares

Expires 2031-05-03

F2 · derivative.exercise_date: 25% of the shares underlying this stock option vest on May 3, 2022, and the remainder of the shares underlying this stock option vest in 36 approximately equal monthly installments thereafter.

Read SEC document
May 03, 2021 Filed May 6, 2021 01:02 UTC
Patel SushilChief Commercial Officer
GrantCommon Stock 88,333 $0.00 $0.00
Disclosure

SEC source: 0001104659-21-061913 · tm2115244-2_4seq1.xml · nonDerivative · entry 1

Patel Sushil · CIK 0001860609 · Chief Commercial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 88,333

F1 · shares: Represents shares of the Issuer's common stock issuable upon settlement of restricted stock units ("RSUs") granted to the Reporting Person. Each RSU represents a contingent right to receive one share of the Issuer's common stock. 25% of the RSUs will vest on May 15, 2022 and the remainder will vest in three approximately equal annual installments thereafter until May 15, 2025, subject to the Reporting Person's continuous service to the Issuer.

Read SEC document
April 15, 2021 Filed Apr 19, 2021 18:35 UTC
Love ColinChief Operating Officer
SaleCommon Stock 2,700 $29.98 $80,946.00
Disclosure

SEC source: 0001104659-21-052071 · tm2113387-1_4seq1.xml · nonDerivative · entry 2

Love Colin · CIK 0001376493 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 895,809

F1 · kind: The sales reported on this Form 4 were made by the reporting person pursuant to a trading plan adopted on June 12, 2020 that is intended to comply with Rule 10b5-1(c) under the Securities Exchange Act of 1934, as amended.

F3 · price: The price reported reflects a weighted average price. These shares were sold in multiple transactions at prices ranging from $29.76 to $30.17. The reporting person will provide to the Issuer, any security holder of the Issuer or the SEC staff, upon request, information regarding the number of shares sold at each price within the range.

F4 · balance_after: Following the sales reported on this Form 4, the reporting person continues to beneficially own 895,809 shares of the Issuer's common stock. The reporting person also holds options to acquire 503,578 shares of the Issuer's common stock, 274,077 of which are exercisable as of the date hereof.

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April 15, 2021 Filed Apr 19, 2021 18:35 UTC
Love ColinChief Operating Officer
SaleCommon Stock 27,300 $30.69 $837,837.00
Disclosure

SEC source: 0001104659-21-052071 · tm2113387-1_4seq1.xml · nonDerivative · entry 1

Love Colin · CIK 0001376493 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 898,509

F1 · kind: The sales reported on this Form 4 were made by the reporting person pursuant to a trading plan adopted on June 12, 2020 that is intended to comply with Rule 10b5-1(c) under the Securities Exchange Act of 1934, as amended.

F2 · price: The price reported reflects a weighted average price. These shares were sold in multiple transactions at prices ranging from $30.22 to $31.19. The reporting person will provide to the Issuer, any security holder of the Issuer or the SEC staff, upon request, information regarding the number of shares sold at each price within the range.

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April 01, 2021 Filed Apr 5, 2021 20:19 UTC
Pirzkall AndreaChief Medical Officer
GrantEmployee Stock Option (right to buy) · Derivative 30,750 $0.00 Strike: $31.58 $0.00
Disclosure

SEC source: 0001104659-21-046732 · tm2112099-13_4seq1.xml · derivative · entry 2

Pirzkall Andrea · CIK 0001818578 · Chief Medical Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,750

Underlying: Common Stock · 30,750 shares

Expires 2031-04-01

F3 · derivative.exercise_date: 25% of the shares underlying this stock option vest on April 1, 2022, and the remainder of the shares underlying this stock option vest in 36 approximately equal monthly installments thereafter.

Read SEC document
April 01, 2021 Filed Apr 5, 2021 20:19 UTC
Pirzkall AndreaChief Medical Officer
GrantCommon Stock 20,500 $0.00 $0.00
Disclosure

SEC source: 0001104659-21-046732 · tm2112099-13_4seq1.xml · nonDerivative · entry 1

Pirzkall Andrea · CIK 0001818578 · Chief Medical Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,500

F1 · shares: Represents shares of the Issuer's common stock issuable upon settlement of restricted stock units ("RSUs") granted to the Reporting Person. Each RSU represents a contingent right to receive one share of the Issuer's common stock. 25% of the RSUs will vest on May 15, 2022 and the remainder will vest in three approximately equal annual installments thereafter until May 15, 2025, subject to the Reporting Person's continuous service to the Issuer.

F2 · balance_after: 1,000 shares of the Issuer's common stock are held by the Reporting Person's husband. The Reporting Person may be deemed to be the beneficial owner of such shares.

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April 01, 2021 Filed Apr 6, 2021 00:13 UTC GrantStock Option (right to buy) · Derivative 24,750 $0.00 Strike: $31.58 $0.00
Disclosure

SEC source: 0001104659-21-046722 · tm2112099-4_4seq1.xml · derivative · entry 1

Weinand Dieter · CIK 0001744419 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,750

Underlying: Common Stock · 24,750 shares

Expires 2031-04-01

F1 · derivative.exercise_date: The shares underlying this option vest entirely on April 1, 2022.

Read SEC document
April 01, 2021 Filed Apr 5, 2021 13:35 UTC
Omega Fund IV, L.P.Director · 10% owner
GrantStock Option (Right to Buy) · Derivative 16,500 $0.00 Strike: $31.58 $0.00
Disclosure

SEC source: 0000899243-21-014749 · doc4.xml · derivative · entry 1

Omega Fund IV, L.P. · CIK 0001528382 · Director · 10% owner

Omega Fund IV GP, L.P. · CIK 0001528383 · 10% owner

Omega Fund IV G.P. Manager, Ltd. · CIK 0001624456 · 10% owner

Stampacchia Otello · CIK 0001361712 · Director

Paster Anne-Mari · CIK 0001652863 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,500

Underlying: Common Stock · 16,500 shares

Expires not disclosed

F1 · derivative.exercise_date: The Common Stock Options (the "Options") were granted to Otello Stampacchia in his capacity as a director of the issuer on April 1, 2021 (the "Grant Date"), with the Options vesting on the first anniversary of the Grant Date. The Options expire on the tenth anniversary of the Grant Date. The Options are held directly by Mr. Stampacchia.

F1 · derivative.expiration_date: The Common Stock Options (the "Options") were granted to Otello Stampacchia in his capacity as a director of the issuer on April 1, 2021 (the "Grant Date"), with the Options vesting on the first anniversary of the Grant Date. The Options expire on the tenth anniversary of the Grant Date. The Options are held directly by Mr. Stampacchia.

F1 · balance_after: The Common Stock Options (the "Options") were granted to Otello Stampacchia in his capacity as a director of the issuer on April 1, 2021 (the "Grant Date"), with the Options vesting on the first anniversary of the Grant Date. The Options expire on the tenth anniversary of the Grant Date. The Options are held directly by Mr. Stampacchia.

F1 · ownership.direct: The Common Stock Options (the "Options") were granted to Otello Stampacchia in his capacity as a director of the issuer on April 1, 2021 (the "Grant Date"), with the Options vesting on the first anniversary of the Grant Date. The Options expire on the tenth anniversary of the Grant Date. The Options are held directly by Mr. Stampacchia.

Read SEC document
April 01, 2021 Filed Apr 6, 2021 00:11 UTC GrantStock Option (right to buy) · Derivative 16,500 $0.00 Strike: $31.58 $0.00
Disclosure

SEC source: 0001104659-21-046718 · tm2112099d1_4.xml · derivative · entry 1

Dhingra Kapil · CIK 0001456849 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,500

Underlying: Common Stock · 16,500 shares

Expires 2031-04-01

F1 · derivative.exercise_date: The shares underlying this option vest entirely on April 1, 2022.

Read SEC document
April 01, 2021 Filed Apr 6, 2021 00:14 UTC
Lewis TanyaDirector
GrantStock Option (right to buy) · Derivative 16,500 $0.00 Strike: $31.58 $0.00
Disclosure

SEC source: 0001104659-21-046724 · tm2112099-6_4seq1.xml · derivative · entry 1

Lewis Tanya · CIK 0001451038 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,500

Underlying: Common Stock · 16,500 shares

Expires 2031-04-01

F1 · derivative.exercise_date: The shares underlying this option vest entirely on April 1, 2022.

Read SEC document
April 01, 2021 Filed Apr 6, 2021 00:14 UTC
Pucci PaoloDirector
GrantStock Option (right to buy) · Derivative 16,500 $0.00 Strike: $31.58 $0.00
Disclosure

SEC source: 0001104659-21-046723 · tm2112099-5_4seq1.xml · derivative · entry 1

Pucci Paolo · CIK 0001436861 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,500

Underlying: Common Stock · 16,500 shares

Expires 2031-04-01

F1 · derivative.exercise_date: The shares underlying this option vest entirely on April 1, 2022.

Read SEC document
April 01, 2021 Filed Apr 6, 2021 00:17 UTC
Astley-Sparke PhilipDirector · Chief Executive Officer
GrantEmployee Stock Option (right to buy) · Derivative 128,125 $0.00 Strike: $31.58 $0.00
Disclosure

SEC source: 0001104659-21-046728 · tm2112099-10_4seq1.xml · derivative · entry 2

Astley-Sparke Philip · CIK 0001376491 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 128,125

Underlying: Common Stock · 128,125 shares

Expires 2031-04-01

F2 · derivative.exercise_date: 25% of the shares underlying this stock option vest on April 1, 2022, and the remainder of the shares underlying this stock option vest in 36 approximately equal monthly installments thereafter.

Read SEC document
April 01, 2021 Filed Apr 6, 2021 00:17 UTC
Astley-Sparke PhilipDirector · Chief Executive Officer
GrantCommon Stock 85,415 $0.00 $0.00
Disclosure

SEC source: 0001104659-21-046728 · tm2112099-10_4seq1.xml · nonDerivative · entry 1

Astley-Sparke Philip · CIK 0001376491 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,340,712

F1 · shares: Represents shares of the Issuer's common stock issuable upon settlement of restricted stock units ("RSUs") granted to the Reporting Person. Each RSU represents a contingent right to receive one share of the Issuer's common stock. 25% of the RSUs will vest on May 15, 2022 and the remainder will vest in three approximately equal annual installments thereafter until May 15, 2025, subject to the Reporting Person's continuous service to the Issuer.

Read SEC document
April 01, 2021 Filed Apr 6, 2021 00:11 UTC GrantStock Option (right to buy) · Derivative 16,500 $0.00 Strike: $31.58 $0.00
Disclosure

SEC source: 0001104659-21-046719 · tm2112099-2_4seq1.xml · derivative · entry 1

SLATTERY JOSEPH P · CIK 0001246530 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,500

Underlying: Common Stock · 16,500 shares

Expires 2031-04-01

F1 · derivative.exercise_date: The shares underlying this option vest entirely on April 1, 2022.

Read SEC document
April 01, 2021 Filed Apr 5, 2021 20:15 UTC GrantStock Option (right to buy) · Derivative 16,500 $0.00 Strike: $31.58 $0.00
Disclosure

SEC source: 0001104659-21-046725 · tm2112099-7_4seq1.xml · derivative · entry 1

Levitsky Hyam · CIK 0001375792 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,500

Underlying: Common Stock · 16,500 shares

Expires 2031-04-01

F1 · derivative.exercise_date: The shares underlying this option vest entirely on April 1, 2022.

Read SEC document
April 01, 2021 Filed Apr 5, 2021 20:17 UTC
Love ColinChief Operating Officer
GrantEmployee Stock Option (right to buy) · Derivative 58,925 $0.00 Strike: $31.58 $0.00
Disclosure

SEC source: 0001104659-21-046727 · tm2112099-9_4seq1.xml · derivative · entry 2

Love Colin · CIK 0001376493 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 58,925

Underlying: Common Stock · 58,925 shares

Expires 2031-04-01

F2 · derivative.exercise_date: 25% of the shares underlying this stock option vest on April 1, 2022, and the remainder of the shares underlying this stock option vest in 36 approximately equal monthly installments thereafter.

Read SEC document
April 01, 2021 Filed Apr 5, 2021 20:17 UTC
Love ColinChief Operating Officer
GrantCommon Stock 39,285 $0.00 $0.00
Disclosure

SEC source: 0001104659-21-046727 · tm2112099-9_4seq1.xml · nonDerivative · entry 1

Love Colin · CIK 0001376493 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 925,809

F1 · shares: Represents shares of the Issuer's common stock issuable upon settlement of restricted stock units ("RSUs") granted to the Reporting Person. Each RSU represents a contingent right to receive one share of the Issuer's common stock. 25% of the RSUs will vest on May 15, 2022 and the remainder will vest in three approximately equal annual installments thereafter until May 15, 2025, subject to the Reporting Person's continuous service to the Issuer.

Read SEC document
April 01, 2021 Filed Apr 5, 2021 20:18 UTC
Coffin RobertDirector · President & Chief R&D Officer
GrantEmployee Stock Option (right to buy) · Derivative 115,300 $0.00 Strike: $31.58 $0.00
Disclosure

SEC source: 0001104659-21-046729 · tm2112099-11_4seq1.xml · derivative · entry 2

Coffin Robert · CIK 0001376492 · Director · President & Chief R&D Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 115,300

Underlying: Common Stock · 115,300 shares

Expires 2031-04-01

F2 · derivative.exercise_date: 25% of the shares underlying this stock option vest on April 1, 2022, and the remainder of the shares underlying this stock option vest in 36 approximately equal monthly installments thereafter.

Read SEC document
April 01, 2021 Filed Apr 5, 2021 20:18 UTC
Coffin RobertDirector · President & Chief R&D Officer
GrantCommon Stock 76,865 $0.00 $0.00
Disclosure

SEC source: 0001104659-21-046729 · tm2112099-11_4seq1.xml · nonDerivative · entry 1

Coffin Robert · CIK 0001376492 · Director · President & Chief R&D Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,820,983

F1 · shares: Represents shares of the Issuer's common stock issuable upon settlement of restricted stock units ("RSUs") granted to the Reporting Person. Each RSU represents a contingent right to receive one share of the Issuer's common stock. 25% of the RSUs will vest on May 15, 2022 and the remainder will vest in three approximately equal annual installments thereafter until May 15, 2025, subject to the Reporting Person's continuous service to the Issuer.

Read SEC document
April 01, 2021 Filed Apr 6, 2021 00:16 UTC GrantStock Option (right to buy) · Derivative 16,500 $0.00 Strike: $31.58 $0.00
Disclosure

SEC source: 0001104659-21-046726 · tm2112099-8_4seq1.xml · derivative · entry 1

Rhodes Jason P · CIK 0001577014 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,500

Underlying: Common Stock · 16,500 shares

Expires 2031-04-01

F1 · derivative.exercise_date: This option was granted on April 1, 2021 with respect to 16,500 shares of the Issuer's common stock and vests in full on April 1, 2022.

F2 · ownership.direct: The Reporting Person is a member of Atlas Venture Associates X, LLC and is obligated to transfer the economic benefit, if any, received upon the sale of the shares issuable upon exercise of the option to Atlas Venture Life Science Advisors, LLC. As such, the Reporting Person disclaims beneficial ownership of the securities reported herein for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, except to the extent of his pecuniary interest therein, if any.

Read SEC document
April 01, 2021 Filed Apr 6, 2021 00:19 UTC
Franchi Jean M.Chief Financial Officer
GrantEmployee Stock Option (right to buy) · Derivative 69,050 $0.00 Strike: $31.58 $0.00
Disclosure

SEC source: 0001104659-21-046731 · tm2112099-12_4seq1.xml · derivative · entry 2

Franchi Jean M. · CIK 0001653053 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 69,050

Underlying: Common Stock · 69,050 shares

Expires 2031-04-01

F2 · derivative.exercise_date: 25% of the shares underlying this stock option vest on April 1, 2022, and the remainder of the shares underlying this stock option vest in 36 approximately equal monthly installments thereafter.

Read SEC document
April 01, 2021 Filed Apr 6, 2021 00:19 UTC
Franchi Jean M.Chief Financial Officer
GrantCommon Stock 46,035 $0.00 $0.00
Disclosure

SEC source: 0001104659-21-046731 · tm2112099-12_4seq1.xml · nonDerivative · entry 1

Franchi Jean M. · CIK 0001653053 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 46,035

F1 · shares: Represents shares of the Issuer's common stock issuable upon settlement of restricted stock units ("RSUs") granted to the Reporting Person. Each RSU represents a contingent right to receive one share of the Issuer's common stock. 25% of the RSUs will vest on May 15, 2022 and the remainder will vest in three approximately equal annual installments thereafter until May 15, 2025, subject to the Reporting Person's continuous service to the Issuer.

Read SEC document
April 01, 2021 Filed Apr 6, 2021 00:20 UTC
Esposito PamelaChief Business Officer
GrantEmployee Stock Option (right to buy) · Derivative 51,250 $0.00 Strike: $31.58 $0.00
Disclosure

SEC source: 0001104659-21-046734 · tm2112099-14_4seq1.xml · derivative · entry 2

Esposito Pamela · CIK 0001744425 · Chief Business Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 51,250

Underlying: Common Stock · 51,250 shares

Expires 2031-04-01

F2 · derivative.exercise_date: 25% of the shares underlying this stock option vest on April 1, 2022, and the remainder of the shares underlying this stock option vest in 36 approximately equal monthly installments thereafter.

Read SEC document
April 01, 2021 Filed Apr 6, 2021 00:20 UTC
Esposito PamelaChief Business Officer
GrantCommon Stock 34,165 $0.00 $0.00
Disclosure

SEC source: 0001104659-21-046734 · tm2112099-14_4seq1.xml · nonDerivative · entry 1

Esposito Pamela · CIK 0001744425 · Chief Business Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 210,159

F1 · shares: Represents shares of the Issuer's common stock issuable upon settlement of restricted stock units ("RSUs") granted to the Reporting Person. Each RSU represents a contingent right to receive one share of the Issuer's common stock. 25% of the RSUs will vest on May 15, 2022 and the remainder will vest in three approximately equal annual installments thereafter until May 15, 2025, subject to the Reporting Person's continuous service to the Issuer.

Read SEC document
April 01, 2021 Filed Apr 6, 2021 00:12 UTC GrantStock Option (right to buy) · Derivative 16,500 $0.00 Strike: $31.58 $0.00
Disclosure

SEC source: 0001104659-21-046721 · tm2112099-3_4seq1.xml · derivative · entry 1

Slootweg Hugo Alexander · CIK 0001744922 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,500

Underlying: Common Stock · 16,500 shares

Expires 2031-04-01

F1 · derivative.exercise_date: The shares underlying this option vest entirely on April 1, 2022.

Read SEC document
March 15, 2021 Filed Mar 17, 2021 21:07 UTC
Love ColinChief Operating Officer
SaleCommon Stock 100 $32.67 $3,267.00
Disclosure

SEC source: 0001104659-21-037933 · tm219986-1_4seq1.xml · nonDerivative · entry 3

Love Colin · CIK 0001376493 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 886,524

F1 · kind: The sales reported on this Form 4 were made by the reporting person pursuant to a trading plan adopted on June 12, 2020 that is intended to comply with Rule 10b5-1(c) under the Securities Exchange Act of 1934, as amended.

F4 · balance_after: Following the sales reported on this Form 4, the reporting person continues to beneficially own 886,524 shares of the Issuer's common stock. The reporting person also holds options to acquire 444,653 shares of the Issuer's common stock, 236,023 of which are exercisable as of the date hereof.

Read SEC document
March 15, 2021 Filed Mar 17, 2021 21:07 UTC
Love ColinChief Operating Officer
SaleCommon Stock 18,518 $33.22 $615,167.96
Disclosure

SEC source: 0001104659-21-037933 · tm219986-1_4seq1.xml · nonDerivative · entry 2

Love Colin · CIK 0001376493 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 886,624

F1 · kind: The sales reported on this Form 4 were made by the reporting person pursuant to a trading plan adopted on June 12, 2020 that is intended to comply with Rule 10b5-1(c) under the Securities Exchange Act of 1934, as amended.

F3 · price: The price reported reflects a weighted average price. These shares were sold in multiple transactions at prices ranging from $32.69 to $33.67. The reporting person will provide to the Issuer, any security holder of the Issuer or the SEC staff, upon request, information regarding the number of shares sold at each price within the range.

Read SEC document
March 15, 2021 Filed Mar 17, 2021 21:07 UTC
Love ColinChief Operating Officer
SaleCommon Stock 11,382 $34.06 $387,670.92
Disclosure

SEC source: 0001104659-21-037933 · tm219986-1_4seq1.xml · nonDerivative · entry 1

Love Colin · CIK 0001376493 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 905,142

F1 · kind: The sales reported on this Form 4 were made by the reporting person pursuant to a trading plan adopted on June 12, 2020 that is intended to comply with Rule 10b5-1(c) under the Securities Exchange Act of 1934, as amended.

F2 · price: The price reported reflects a weighted average price. These shares were sold in multiple transactions at prices ranging from $33.68 to $34.67. The reporting person will provide to the Issuer, any security holder of the Issuer or the SEC staff, upon request, information regarding the number of shares sold at each price within the range.

Read SEC document
February 16, 2021 Filed Feb 18, 2021 17:58 UTC
Love ColinChief Operating Officer
SaleCommon Stock 11,380 $35.84 $407,859.20
Disclosure

SEC source: 0001104659-21-025336 · tm217197-1_4seq1.xml · nonDerivative · entry 2

Love Colin · CIK 0001376493 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 916,524

F1 · kind: The sales reported on this Form 4 were made by the reporting person pursuant to a trading plan adopted on June 12, 2020 that is intended to comply with Rule 10b5-1(c) under the Securities Exchange Act of 1934, as amended.

F3 · price: The price reported reflects a weighted average price. These shares were sold in multiple transactions at prices ranging from $35.18 to $36.12. The reporting person will provide to the Issuer, any security holder of the Issuer or the SEC staff, upon request, information regarding the number of shares sold at each price within the range.

F4 · balance_after: Following the sales reported on this Form 4, the reporting person continues to beneficially own 916,524 shares of the Issuer's common stock. The reporting person also holds options to acquire 444,653 shares of the Issuer's common stock, 229,189 of which are exercisable as of the date hereof.

Read SEC document
February 16, 2021 Filed Feb 18, 2021 17:58 UTC
Love ColinChief Operating Officer
SaleCommon Stock 18,620 $36.61 $681,678.20
Disclosure

SEC source: 0001104659-21-025336 · tm217197-1_4seq1.xml · nonDerivative · entry 1

Love Colin · CIK 0001376493 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 927,904

F1 · kind: The sales reported on this Form 4 were made by the reporting person pursuant to a trading plan adopted on June 12, 2020 that is intended to comply with Rule 10b5-1(c) under the Securities Exchange Act of 1934, as amended.

F2 · price: The price reported reflects a weighted average price. These shares were sold in multiple transactions at prices ranging from $36.13 to $37.12. The reporting person will provide to the Issuer, any security holder of the Issuer or the SEC staff, upon request, information regarding the number of shares sold at each price within the range.

Read SEC document
February 08, 2021 Filed Feb 11, 2021 16:50 UTC
Stampacchia OtelloDirector · 10% owner
SaleCommon Stock 5,249 $45.00 $236,205.00
Disclosure

SEC source: 0000899243-21-005869 · doc4.xml · nonDerivative · entry 1

Omega Fund IV, L.P. · CIK 0001528382 · 10% owner

Omega Fund IV GP, L.P. · CIK 0001528383 · 10% owner

Omega Fund IV G.P. Manager, Ltd. · CIK 0001624456 · 10% owner

Stampacchia Otello · CIK 0001361712 · Director · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,141,321

F1 · kind: Shares were sold pursuant to a Rule 10b5-1 trading plan.

F1 · price: Shares were sold pursuant to a Rule 10b5-1 trading plan.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $44.90 to $45.53 inclusive. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

F3 · ownership.direct: The reported securities are held directly by Omega Fund IV, L.P. ("Omega IV"). The reported securities may be deemed to be beneficially owned by each of Omega Fund IV GP, L.P. ("Omega IV GP"), as the general partner of Omega IV, and Omega Fund IV GP Manager, Ltd. ("Omega IV GP Manager"), as the general partner of Omega IV GP. Otello Stampacchia and Anne-Mari Paster are all the shareholders and directors of Omega IV GP Manager and have shared voting and investment power over the shares held by Omega IV. Each of Omega IV GP, Omega Fund IV GP Manager and the Omega Directors disclaims beneficial ownership of the securities reported herein, except to the extent of its or their pecuniary interest therein, if any. Otello Stampacchia is a director of the issuer.

Read SEC document
January 26, 2021 Filed Jan 28, 2021 14:27 UTC
Omega Fund IV, L.P.Director · 10% owner
Stampacchia OtelloDirector · 10% owner
SaleCommon Stock 3,393 $46.04 $156,213.72
Disclosure

SEC source: 0000899243-21-003569 · doc4.xml · nonDerivative · entry 2

Omega Fund IV, L.P. · CIK 0001528382 · Director · 10% owner

Omega Fund IV GP, L.P. · CIK 0001528383 · 10% owner

Omega Fund IV G.P. Manager, Ltd. · CIK 0001624456 · 10% owner

Stampacchia Otello · CIK 0001361712 · Director · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,283,682

F1 · kind: Shares were sold pursuant to a Rule 10b5-1 trading plan.

F1 · price: Shares were sold pursuant to a Rule 10b5-1 trading plan.

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $45.90 to $46.27 inclusive. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

F4 · ownership.direct: The reported securities are held directly by Omega Fund IV, L.P. ("Omega IV"). The reported securities may be deemed to be beneficially owned by each of Omega Fund IV GP, L.P. ("Omega IV GP"), as the general partner of Omega IV, and Omega Fund IV GP Manager, Ltd. ("Omega IV GP Manager"), as the general partner of Omega IV GP. Otello Stampacchia and Anne-Mari Paster are all the shareholders and directors of Omega IV GP Manager and have shared voting and investment power over the shares held by Omega IV. Each of Omega IV GP, Omega Fund IV GP Manager and the Omega Directors disclaims beneficial ownership of the securities reported herein, except to the extent of its or their pecuniary interest therein, if any. Otello Stampacchia is a director of the issuer.

Read SEC document
January 26, 2021 Filed Jan 28, 2021 14:27 UTC
Omega Fund IV, L.P.Director · 10% owner
Stampacchia OtelloDirector · 10% owner
SaleCommon Stock 26,957 $45.34 $1,222,230.38
Disclosure

SEC source: 0000899243-21-003569 · doc4.xml · nonDerivative · entry 1

Omega Fund IV, L.P. · CIK 0001528382 · Director · 10% owner

Omega Fund IV GP, L.P. · CIK 0001528383 · 10% owner

Omega Fund IV G.P. Manager, Ltd. · CIK 0001624456 · 10% owner

Stampacchia Otello · CIK 0001361712 · Director · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,287,075

F1 · kind: Shares were sold pursuant to a Rule 10b5-1 trading plan.

F1 · price: Shares were sold pursuant to a Rule 10b5-1 trading plan.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $44.90 to $45.88 inclusive. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

F4 · ownership.direct: The reported securities are held directly by Omega Fund IV, L.P. ("Omega IV"). The reported securities may be deemed to be beneficially owned by each of Omega Fund IV GP, L.P. ("Omega IV GP"), as the general partner of Omega IV, and Omega Fund IV GP Manager, Ltd. ("Omega IV GP Manager"), as the general partner of Omega IV GP. Otello Stampacchia and Anne-Mari Paster are all the shareholders and directors of Omega IV GP Manager and have shared voting and investment power over the shares held by Omega IV. Each of Omega IV GP, Omega Fund IV GP Manager and the Omega Directors disclaims beneficial ownership of the securities reported herein, except to the extent of its or their pecuniary interest therein, if any. Otello Stampacchia is a director of the issuer.

Read SEC document
January 26, 2021 Filed Jan 28, 2021 22:08 UTC SaleCommon Stock 5,558 $46.14 $256,446.12
Disclosure

SEC source: 0001209191-21-005901 · doc4.xml · nonDerivative · entry 1

Rhodes Jason P · CIK 0001577014 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 946,000

F1 · kind: Shares were sold pursuant to a Rule 10b5-1 trading plan.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $45.95 to $46.42 inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F3 · ownership.nature: The shares are held directly by Atlas Venture Opportunity Fund I, L.P. ("Atlas Venture Opportunity Fund I"). The general partner of Atlas Venture Opportunity Fund I is Atlas Venture Associates Opportunity I, L.P. ("AVAO I LP"). Atlas Venture Associates Opportunity I, LLC ("AVAO I LLC") is the general partner of AVAO I LP. The Reporting Person is a member of AVAO I LLC and disclaims beneficial ownership of such securities held by Atlas Venture Opportunity Fund I, except to the extent of his pecuniary interest therein, if any.

Read SEC document
January 22, 2021 Filed Jan 26, 2021 14:56 UTC
Omega Fund IV, L.P.Director · 10% owner
Stampacchia OtelloDirector · 10% owner
SaleCommon Stock 3,269 $45.03 $147,203.07
Disclosure

SEC source: 0000899243-21-003262 · doc4.xml · nonDerivative · entry 2

Omega Fund IV, L.P. · CIK 0001528382 · Director · 10% owner

Omega Fund IV GP, L.P. · CIK 0001528383 · 10% owner

Omega Fund IV G.P. Manager, Ltd. · CIK 0001624456 · 10% owner

Stampacchia Otello · CIK 0001361712 · Director · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,314,032

F1 · kind: Shares were sold pursuant to a Rule 10b5-1 trading plan.

F1 · price: Shares were sold pursuant to a Rule 10b5-1 trading plan.

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $44.90 to $45.17 inclusive. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

F4 · ownership.direct: The reported securities are held directly by Omega Fund IV, L.P. ("Omega IV"). The reported securities may be deemed to be beneficially owned by each of Omega Fund IV GP, L.P. ("Omega IV GP"), as the general partner of Omega IV, and Omega Fund IV GP Manager, Ltd. ("Omega IV GP Manager"), as the general partner of Omega IV GP. Otello Stampacchia and Anne-Mari Paster are all the shareholders and directors of Omega IV GP Manager and have shared voting and investment power over the shares held by Omega IV. Each of Omega IV GP, Omega Fund IV GP Manager and the Omega Directors disclaims beneficial ownership of the securities reported herein, except to the extent of its or their pecuniary interest therein, if any. Otello Stampacchia is a director of the issuer.

Read SEC document
January 22, 2021 Filed Jan 26, 2021 14:56 UTC
Omega Fund IV, L.P.Director · 10% owner
Stampacchia OtelloDirector · 10% owner
SaleCommon Stock 8,090 $45.05 $364,454.50
Disclosure

SEC source: 0000899243-21-003262 · doc4.xml · nonDerivative · entry 1

Omega Fund IV, L.P. · CIK 0001528382 · Director · 10% owner

Omega Fund IV GP, L.P. · CIK 0001528383 · 10% owner

Omega Fund IV G.P. Manager, Ltd. · CIK 0001624456 · 10% owner

Stampacchia Otello · CIK 0001361712 · Director · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,317,301

F1 · kind: Shares were sold pursuant to a Rule 10b5-1 trading plan.

F1 · price: Shares were sold pursuant to a Rule 10b5-1 trading plan.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $44.90 to $45.46 inclusive. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

F4 · ownership.direct: The reported securities are held directly by Omega Fund IV, L.P. ("Omega IV"). The reported securities may be deemed to be beneficially owned by each of Omega Fund IV GP, L.P. ("Omega IV GP"), as the general partner of Omega IV, and Omega Fund IV GP Manager, Ltd. ("Omega IV GP Manager"), as the general partner of Omega IV GP. Otello Stampacchia and Anne-Mari Paster are all the shareholders and directors of Omega IV GP Manager and have shared voting and investment power over the shares held by Omega IV. Each of Omega IV GP, Omega Fund IV GP Manager and the Omega Directors disclaims beneficial ownership of the securities reported herein, except to the extent of its or their pecuniary interest therein, if any. Otello Stampacchia is a director of the issuer.

Read SEC document
January 22, 2021 Filed Jan 26, 2021 21:00 UTC
Coffin RobertDirector · President & Chief R&D Officer
SaleCommon Stock 29,803 $43.99 $1,311,033.97
Disclosure

SEC source: 0001104659-21-007820 · tm213368d7_4.xml · nonDerivative · entry 2

Coffin Robert · CIK 0001376492 · Director · President & Chief R&D Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,744,118

F1 · kind: The sales reported on this Form 4 were made by the reporting person pursuant to a trading plan adopted on November 16, 2020 that is intended to comply with Rule 10b5-1(c) under the Securities Exchange Act of 1934, as amended.

F3 · price: The price reported reflects a weighted average price. These shares were sold in multiple transactions at prices ranging from $43.41 to $44.37. The reporting person will provide to the Issuer, any security holder of the Issuer or the SEC staff, upon request, information regarding the number of shares sold at each price within the range.

F4 · balance_after: Following the sales reported on this Form 4, the reporting person continues to beneficially own 1,744,118 shares of the Issuer's common stock. The reporting person also holds options to acquire 977,599 shares of the Issuer's common stock, 483,771 of which are exercisable as of the date hereof.

Read SEC document
January 22, 2021 Filed Jan 26, 2021 21:00 UTC
Coffin RobertDirector · President & Chief R&D Officer
SaleCommon Stock 30,197 $44.87 $1,354,939.39
Disclosure

SEC source: 0001104659-21-007820 · tm213368d7_4.xml · nonDerivative · entry 1

Coffin Robert · CIK 0001376492 · Director · President & Chief R&D Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,773,921

F1 · kind: The sales reported on this Form 4 were made by the reporting person pursuant to a trading plan adopted on November 16, 2020 that is intended to comply with Rule 10b5-1(c) under the Securities Exchange Act of 1934, as amended.

F2 · price: The price reported reflects a weighted average price. These shares were sold in multiple transactions at prices ranging from $44.38 to $45.37. The reporting person will provide to the Issuer, any security holder of the Issuer or the SEC staff, upon request, information regarding the number of shares sold at each price within the range.

Read SEC document
January 19, 2021 Filed Jan 20, 2021 02:53 UTC
Astley-Sparke PhilipDirector · Chief Executive Officer
SaleCommon Stock 7,632 $42.40 $323,596.80
Disclosure

SEC source: 0001104659-21-005571 · tm213368-6_4seq1.xml · nonDerivative · entry 8

Astley-Sparke Philip · CIK 0001376491 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,255,297

F1 · kind: The sales reported on this Form 4 were made by the reporting person pursuant to a trading plan adopted on November 6, 2020 that is intended to comply with Rule 10b5-1(c) under the Securities Exchange Act of 1934, as amended.

F8 · price: The price reported reflects a weighted average price. These shares were sold in multiple transactions at prices ranging from $42.04 to $42.85. The reporting person will provide to the Issuer, any security holder of the Issuer or the SEC staff, upon request, information regarding the number of shares sold at each price within the range.

F9 · balance_after: Following the sales reported on this Form 4, the reporting person continues to beneficially own 1,255,297 shares of the Issuer's common stock. The reporting person also holds options to acquire 647,571 shares of the Issuer's common stock, 230,907 of which are exercisable as of the date hereof.

Read SEC document
January 19, 2021 Filed Jan 20, 2021 02:53 UTC
Astley-Sparke PhilipDirector · Chief Executive Officer
SaleCommon Stock 800 $43.15 $34,520.00
Disclosure

SEC source: 0001104659-21-005571 · tm213368-6_4seq1.xml · nonDerivative · entry 7

Astley-Sparke Philip · CIK 0001376491 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,262,929

F1 · kind: The sales reported on this Form 4 were made by the reporting person pursuant to a trading plan adopted on November 6, 2020 that is intended to comply with Rule 10b5-1(c) under the Securities Exchange Act of 1934, as amended.

F7 · price: The price reported reflects a weighted average price. These shares were sold in multiple transactions at prices ranging from $42.88 to $43.86. The reporting person will provide to the Issuer, any security holder of the Issuer or the SEC staff, upon request, information regarding the number of shares sold at each price within the range.

Read SEC document
January 19, 2021 Filed Jan 19, 2021 21:47 UTC
Love ColinChief Operating Officer
SaleCommon Stock 7,157 $42.38 $303,313.66
Disclosure

SEC source: 0001104659-21-005568 · tm213368-4_4seq1.xml · nonDerivative · entry 5

Love Colin · CIK 0001376493 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 946,524

F1 · kind: The sales reported on this Form 4 were made by the reporting person pursuant to a trading plan adopted on June 12, 2020 that is intended to comply with Rule 10b5-1(c) under the Securities Exchange Act of 1934, as amended.

F6 · price: The price reported reflects a weighted average price. These shares were sold in multiple transactions at prices ranging from $42.03 to $42.83. The reporting person will provide to the Issuer, any security holder of the Issuer or the SEC staff, upon request, information regarding the number of shares sold at each price within the range.

F7 · balance_after: Following the sales reported on this Form 4, the reporting person continues to beneficially own 946,524 shares of the Issuer's common stock. The reporting person also holds options to acquire 444,653 shares of the Issuer's common stock, 224,438 of which are exercisable as of the date hereof.

Read SEC document
January 19, 2021 Filed Jan 19, 2021 21:47 UTC
Love ColinChief Operating Officer
SaleCommon Stock 700 $43.25 $30,275.00
Disclosure

SEC source: 0001104659-21-005568 · tm213368-4_4seq1.xml · nonDerivative · entry 4

Love Colin · CIK 0001376493 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 953,681

F1 · kind: The sales reported on this Form 4 were made by the reporting person pursuant to a trading plan adopted on June 12, 2020 that is intended to comply with Rule 10b5-1(c) under the Securities Exchange Act of 1934, as amended.

F5 · price: The price reported reflects a weighted average price. These shares were sold in multiple transactions at prices ranging from $43.00 to $43.86. The reporting person will provide to the Issuer, any security holder of the Issuer or the SEC staff, upon request, information regarding the number of shares sold at each price within the range.

Read SEC document
January 19, 2021 Filed Jan 20, 2021 02:50 UTC
Esposito PamelaChief Business Officer
Exercise / conversionEmployee Stock Option (right to buy) · Derivative 5,727 $0.00 Strike: $1.01 $0.00
Disclosure

SEC source: 0001104659-21-005570 · tm213368-5_4seq1.xml · derivative · entry 10

Esposito Pamela · CIK 0001744425 · Chief Business Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 73,203

Underlying: Common Stock · 5,727 shares

Expires 2025-11-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_date: The reporting person was granted an option to purchase 149,203 shares of the Issuer's common stock on November 1, 2015. All of the shares underlying such stock option have vested and are exercisable as of the date hereof.

Read SEC document
January 19, 2021 Filed Jan 20, 2021 02:50 UTC
Esposito PamelaChief Business Officer
SaleCommon Stock 5,127 $42.38 $217,282.26
Disclosure

SEC source: 0001104659-21-005570 · tm213368-5_4seq1.xml · nonDerivative · entry 7

Esposito Pamela · CIK 0001744425 · Chief Business Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 175,994

F1 · kind: The sales reported on this Form 4 were made by the reporting person pursuant to a trading plan adopted on December 14, 2020 that is intended to comply with Rule 10b5-1(c) under the Securities Exchange Act of 1934, as amended.

F3 · price: The price reported reflects a weighted average price. These shares were sold in multiple transactions at prices ranging from $42.00 to $42.76. The reporting person will provide to the Issuer, any security holder of the Issuer or the SEC staff, upon request, information regarding the number of shares sold at each price within the range.

F4 · balance_after: Following the sales reported on this Form 4, the reporting person continues to beneficially own 175,994 shares of the Issuer's common stock. The reporting person also holds options to acquire an aggregate of 497,852 shares of the Issuer's common stock, 458,852 of which are exercisable as of the date hereof.

Read SEC document
January 19, 2021 Filed Jan 20, 2021 02:50 UTC
Esposito PamelaChief Business Officer
SaleCommon Stock 600 $43.24 $25,944.00
Disclosure

SEC source: 0001104659-21-005570 · tm213368-5_4seq1.xml · nonDerivative · entry 6

Esposito Pamela · CIK 0001744425 · Chief Business Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 181,121

F1 · kind: The sales reported on this Form 4 were made by the reporting person pursuant to a trading plan adopted on December 14, 2020 that is intended to comply with Rule 10b5-1(c) under the Securities Exchange Act of 1934, as amended.

F2 · price: The price reported reflects a weighted average price. These shares were sold in multiple transactions at prices ranging from $42.88 to $43.86. The reporting person will provide to the Issuer, any security holder of the Issuer or the SEC staff, upon request, information regarding the number of shares sold at each price within the range.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.