Tapewire

Nasdaq · USD

REPL

Replimune Group, Inc.

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Tapewire entity
4707
SEC CIK
0001737953
Parsed reports
314

Last 12 months

Inside the activity.

0 purchase rows · 17 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202502
Dec 202502
Jan 202600
Feb 202600
Mar 202600
Apr 202601
May 202606
Jun 202601
Jul 202600
Aug 202605
Sep 202600
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
April 01, 2024 Filed Apr 4, 2024 00:04 UTC GrantStock Option (right to buy) · Derivative 32,000 $0.00 Strike: $7.73 $0.00
Disclosure

SEC source: 0001104659-24-043259 · tm2410652-12_4seq1.xml · derivative · entry 1

Peeples-Dyer Veleka · CIK 0001978705 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 32,000

Underlying: Common Stock · 32,000 shares

Expires 2034-04-01

F1 · derivative.exercise_date: The shares underlying this option vest entirely on April 1, 2025.

Read SEC document
April 01, 2024 Filed Apr 4, 2024 00:01 UTC
Sarchi ChristopherChief Commercial Officer
GrantEmployee Stock Option (right to buy) · Derivative 66,675 $0.00 Strike: $7.73 $0.00
Disclosure

SEC source: 0001104659-24-043250 · tm2410652-3_4seq1.xml · derivative · entry 2

Sarchi Christopher · CIK 0001986597 · Chief Commercial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 66,675

Underlying: Common Stock · 66,675 shares

Expires 2034-04-01

F2 · derivative.exercise_date: 25% of the shares underlying this stock option vest on April 1, 2025, and the remainder of the shares underlying this stock option vest in 36 approximately equal monthly installments thereafter.

Read SEC document
April 01, 2024 Filed Apr 4, 2024 00:01 UTC
Sarchi ChristopherChief Commercial Officer
GrantCommon Stock 22,225 $0.00 $0.00
Disclosure

SEC source: 0001104659-24-043250 · tm2410652-3_4seq1.xml · nonDerivative · entry 1

Sarchi Christopher · CIK 0001986597 · Chief Commercial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 94,470

F1 · shares: Represents shares of the Issuer's common stock issuable upon settlement of restricted stock units ("RSUs") granted to the Reporting Person. Each RSU represents a contingent right to receive one share of the Issuer's common stock. 25% of the RSUs will vest on May 15, 2025 and the remainder will vest in three approximately equal annual installments thereafter until May 15, 2028, subject to the Reporting Person's continuous service to the Issuer.

Read SEC document
April 01, 2024 Filed Apr 4, 2024 00:00 UTC GrantStock Option (right to buy) · Derivative 32,000 $0.00 Strike: $7.73 $0.00
Disclosure

SEC source: 0001104659-24-043248 · tm2410652-2_4seq1.xml · derivative · entry 1

Oliger Christy J. · CIK 0001822092 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 32,000

Underlying: Common Stock · 32,000 shares

Expires 2034-04-01

F1 · derivative.exercise_date: The shares underlying this option vest entirely on April 1, 2025.

Read SEC document
April 01, 2024 Filed Apr 4, 2024 00:00 UTC
Schwendenman AndrewChief Accounting Officer
GrantEmployee Stock Option (right to buy) · Derivative 53,325 $0.00 Strike: $7.73 $0.00
Disclosure

SEC source: 0001104659-24-043246 · tm2410652-1_4seq1.xml · derivative · entry 2

Schwendenman Andrew · CIK 0001977879 · Chief Accounting Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 53,325

Underlying: Common Stock · 53,325 shares

Expires 2034-04-01

F2 · derivative.exercise_date: 25% of the shares underlying this stock option vest on April 1, 2025, and the remainder of the shares underlying this stock option vest in 36 approximately equal monthly installments thereafter.

Read SEC document
April 01, 2024 Filed Apr 4, 2024 00:00 UTC
Schwendenman AndrewChief Accounting Officer
GrantCommon Stock 17,775 $0.00 $0.00
Disclosure

SEC source: 0001104659-24-043246 · tm2410652-1_4seq1.xml · nonDerivative · entry 1

Schwendenman Andrew · CIK 0001977879 · Chief Accounting Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 40,536

F1 · shares: Represents shares of the Issuer's common stock issuable upon settlement of restricted stock units ("RSUs") granted to the Reporting Person. Each RSU represents a contingent right to receive one share of the Issuer's common stock. 25% of the RSUs will vest on May 15, 2025 and the remainder will vest in three approximately equal annual installments thereafter until May 15, 2028, subject to the Reporting Person's continuous service to the Issuer.

Read SEC document
November 16, 2023 Filed Nov 18, 2023 01:01 UTC
Xynos KonstantinosChief Medical Officer
SaleCommon Stock 7,313 $10.92 $79,857.96
Disclosure

SEC source: 0001104659-23-119646 · tm2331094-1_4seq1.xml · nonDerivative · entry 1

Xynos Konstantinos · CIK 0001956241 · Chief Medical Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 112,714

F1 · shares: Represents shares of the Issuer's common stock sold to cover tax withholding obligations in connection with the partial vesting of the Reporting Person's Restricted Stock Units ("RSU"). The transaction reported herein was made in accordance with the irrevocable "sell to cover" provision set forth in the award agreement under which the RSU was granted and does not represent a discretionary sale by the Reporting Person.

F2 · price: The price reported reflects a weighted average price. These shares were sold in multiple transactions at prices ranging from $10.92 to $11.09. The Reporting Person will provide to the Issuer, any security holder of the Issuer or the SEC staff, upon request, information regarding the number of shares sold at each price within the range.

Read SEC document
November 16, 2023 Filed Nov 18, 2023 01:00 UTC
Sarchi ChristopherChief Commercial Officer
SaleCommon Stock 5,255 $10.92 $57,384.60
Disclosure

SEC source: 0001104659-23-119645 · tm2331094-2_4seq1.xml · nonDerivative · entry 1

Sarchi Christopher · CIK 0001986597 · Chief Commercial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 72,245

F1 · shares: Represents shares of the Issuer's common stock sold to cover tax withholding obligations in connection with the partial vesting of the Reporting Person's Restricted Stock Units ("RSU"). The transaction reported herein was made in accordance with the irrevocable "sell to cover" provision set forth in the award agreement under which the RSU was granted and does not represent a discretionary sale by the Reporting Person.

F2 · price: The price reported reflects a weighted average price. These shares were sold in multiple transactions at prices ranging from $10.92 to $11.21. The Reporting Person will provide to the Issuer, any security holder of the Issuer or the SEC staff, upon request, information regarding the number of shares sold at each price within the range.

Read SEC document
September 18, 2023 Filed Sep 21, 2023 00:04 UTC
Hill Emily LuisaChief Financial Officer
GrantEmployee Stock Option (right to buy) · Derivative 125,000 $0.00 Strike: $18.00 $0.00
Disclosure

SEC source: 0001104659-23-102485 · tm2326425-2_4seq1.xml · derivative · entry 2

Hill Emily Luisa · CIK 0001778279 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 125,000

Underlying: Common Stock · 125,000 shares

Expires 2033-09-18

F2 · derivative.exercise_date: 25% of the shares underlying this stock option vest on September 18, 2024, and the remainder of the shares underlying this stock option vest in 36 approximately equal monthly installments thereafter.

Read SEC document
September 18, 2023 Filed Sep 21, 2023 00:04 UTC
Hill Emily LuisaChief Financial Officer
GrantCommon Stock 83,330 $0.00 $0.00
Disclosure

SEC source: 0001104659-23-102485 · tm2326425-2_4seq1.xml · nonDerivative · entry 1

Hill Emily Luisa · CIK 0001778279 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 83,330

F1 · shares: Represents shares of the Issuer's common stock issuable upon settlement of restricted stock units ("RSUs") granted to the Reporting Person. Each RSU represents a contingent right to receive one share of the Issuer's common stock. 25% of the RSUs will vest on August 15, 2024 and the remainder will vest in three approximately equal annual installments thereafter until August 15, 2027, subject to the Reporting Person's continuous service to the Issuer.

Read SEC document
September 12, 2023 Filed Sep 14, 2023 01:02 UTC
Esposito PamelaChief Business Officer
Exercise / conversionEmployee Stock Option (right to buy) · Derivative 300 $0.00 Strike: $3.30 $0.00
Disclosure

SEC source: 0001104659-23-100560 · tm2325969-1_4seq1.xml · derivative · entry 6

Esposito Pamela · CIK 0001744425 · Chief Business Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 86,033

Underlying: Common Stock · 300 shares

Expires 2027-07-26

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: The reporting person was granted an option to purchase 134,281 shares of the Issuer's common stock on July 26, 2017. All of the shares underlying such stock option have vested and are exercisable as of the date hereof.

Read SEC document
September 12, 2023 Filed Sep 14, 2023 01:02 UTC
Esposito PamelaChief Business Officer
SaleCommon Stock 300 $20.00 $6,000.00
Disclosure

SEC source: 0001104659-23-100560 · tm2325969-1_4seq1.xml · nonDerivative · entry 4

Esposito Pamela · CIK 0001744425 · Chief Business Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 263,436

F1 · kind: The sales reported on this Form 4 were made by the reporting person pursuant to a trading plan adopted on March 15, 2023, that is intended to comply with Rule 10b5-1(c) under the Securities Exchange Act of 1934, as amended.

F3 · balance_after: Following the sales reported on this Form 4, the reporting person continues to beneficially own 263,436 shares of the Issuer's common stock, including restricted stock units. The reporting person also holds options to acquire an aggregate of 491,569 shares of the Issuer's common stock, 376,774 of which are exercisable as of the date hereof.

Read SEC document
September 12, 2023 Filed Sep 14, 2023 01:02 UTC
Esposito PamelaChief Business Officer
Exercise / conversionCommon Stock 300 $3.30 $990.00
Disclosure

SEC source: 0001104659-23-100560 · tm2325969-1_4seq1.xml · nonDerivative · entry 3

Esposito Pamela · CIK 0001744425 · Chief Business Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 263,736

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 11, 2023 Filed Sep 14, 2023 01:02 UTC
Esposito PamelaChief Business Officer
Exercise / conversionEmployee Stock Option (right to buy) · Derivative 5,358 $0.00 Strike: $3.30 $0.00
Disclosure

SEC source: 0001104659-23-100560 · tm2325969-1_4seq1.xml · derivative · entry 5

Esposito Pamela · CIK 0001744425 · Chief Business Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 86,333

Underlying: Common Stock · 5,358 shares

Expires 2027-07-26

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: The reporting person was granted an option to purchase 134,281 shares of the Issuer's common stock on July 26, 2017. All of the shares underlying such stock option have vested and are exercisable as of the date hereof.

Read SEC document
September 11, 2023 Filed Sep 14, 2023 01:02 UTC
Esposito PamelaChief Business Officer
SaleCommon Stock 5,358 $20.01 $107,213.58
Disclosure

SEC source: 0001104659-23-100560 · tm2325969-1_4seq1.xml · nonDerivative · entry 2

Esposito Pamela · CIK 0001744425 · Chief Business Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 263,436

F1 · kind: The sales reported on this Form 4 were made by the reporting person pursuant to a trading plan adopted on March 15, 2023, that is intended to comply with Rule 10b5-1(c) under the Securities Exchange Act of 1934, as amended.

F2 · price: The price reported reflects a weighted average price. These shares were sold in multiple transactions at prices ranging from $20.00 to $20.05. The Reporting Person will provide to the Issuer, any security holder of the Issuer or the SEC staff, upon request, information regarding the number of shares sold at each price within the range.

Read SEC document
September 11, 2023 Filed Sep 14, 2023 01:02 UTC
Esposito PamelaChief Business Officer
Exercise / conversionCommon Stock 5,358 $3.30 $17,681.40
Disclosure

SEC source: 0001104659-23-100560 · tm2325969-1_4seq1.xml · nonDerivative · entry 1

Esposito Pamela · CIK 0001744425 · Chief Business Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 268,794

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 22, 2023 Filed Aug 25, 2023 00:30 UTC
Esposito PamelaChief Business Officer
Exercise / conversionEmployee Stock Option (right to buy) · Derivative 5,000 $0.00 Strike: $15.50 $0.00
Disclosure

SEC source: 0001104659-23-094997 · tm2324763-1_4seq1.xml · derivative · entry 5

Esposito Pamela · CIK 0001744425 · Chief Business Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 35,750

Underlying: Common Stock · 5,000 shares

Expires 2029-04-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_date: The reporting person was granted an option to purchase 75,750 shares of the Issuer's common stock on April 1, 2019. All of the shares underlying such stock option have vested and are exercisable as of the date hereof.

Read SEC document
August 22, 2023 Filed Aug 25, 2023 00:30 UTC
Esposito PamelaChief Business Officer
Exercise / conversionEmployee Stock Option (right to buy) · Derivative 13,600 $0.00 Strike: $3.30 $0.00
Disclosure

SEC source: 0001104659-23-094997 · tm2324763-1_4seq1.xml · derivative · entry 4

Esposito Pamela · CIK 0001744425 · Chief Business Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 91,691

Underlying: Common Stock · 13,600 shares

Expires 2027-07-26

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: The reporting person was granted an option to purchase 134,281 shares of the Issuer's common stock on July 26, 2017. All of the shares underlying such stock option have vested and are exercisable as of the date hereof.

Read SEC document
August 22, 2023 Filed Aug 25, 2023 00:30 UTC
Esposito PamelaChief Business Officer
SaleCommon Stock 18,600 $20.01 $372,186.00
Disclosure

SEC source: 0001104659-23-094997 · tm2324763-1_4seq1.xml · nonDerivative · entry 3

Esposito Pamela · CIK 0001744425 · Chief Business Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 263,436

F1 · kind: The sales reported on this Form 4 were made by the reporting person pursuant to a trading plan adopted on March 15, 2023, that is intended to comply with Rule 10b5-1(c) under the Securities Exchange Act of 1934, as amended.

F2 · price: The price reported reflects a weighted average price. These shares were sold in multiple transactions at prices ranging from $20.00 to $20.04. The Reporting Person will provide to the Issuer, any security holder of the Issuer or the SEC staff, upon request, information regarding the number of shares sold at each price within the range.

F3 · balance_after: Following the sales reported on this Form 4, the reporting person continues to beneficially own 263,436 shares of the Issuer's common stock, including restricted stock units. The reporting person also holds options to acquire an aggregate of 497,227 shares of the Issuer's common stock, 378,873 of which are exercisable as of the date hereof.

Read SEC document
August 22, 2023 Filed Aug 25, 2023 00:30 UTC
Esposito PamelaChief Business Officer
Exercise / conversionCommon Stock 5,000 $15.50 $77,500.00
Disclosure

SEC source: 0001104659-23-094997 · tm2324763-1_4seq1.xml · nonDerivative · entry 2

Esposito Pamela · CIK 0001744425 · Chief Business Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 282,036

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 22, 2023 Filed Aug 25, 2023 00:30 UTC
Esposito PamelaChief Business Officer
Exercise / conversionCommon Stock 13,600 $3.30 $44,880.00
Disclosure

SEC source: 0001104659-23-094997 · tm2324763-1_4seq1.xml · nonDerivative · entry 1

Esposito Pamela · CIK 0001744425 · Chief Business Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 277,036

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 11, 2023 Filed Aug 16, 2023 00:30 UTC
Esposito PamelaChief Business Officer
Exercise / conversionEmployee Stock Option (right to buy) · Derivative 1,400 $0.00 Strike: $3.30 $0.00
Disclosure

SEC source: 0001104659-23-092111 · tm2323841-1_4seq1.xml · derivative · entry 3

Esposito Pamela · CIK 0001744425 · Chief Business Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 105,291

Underlying: Common Stock · 1,400 shares

Expires 2027-07-26

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: The reporting person was granted an option to purchase 134,281 shares of the Issuer's common stock on July 26, 2017. All of the shares underlying such stock option have vested and are exercisable as of the date hereof.

Read SEC document
August 11, 2023 Filed Aug 16, 2023 00:30 UTC
Esposito PamelaChief Business Officer
SaleCommon Stock 1,400 $20.00 $28,000.00
Disclosure

SEC source: 0001104659-23-092111 · tm2323841-1_4seq1.xml · nonDerivative · entry 2

Esposito Pamela · CIK 0001744425 · Chief Business Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 263,436

F1 · kind: The sales reported on this Form 4 were made by the reporting person pursuant to a trading plan adopted on March 15, 2023, that is intended to comply with Rule 10b5-1(c) under the Securities Exchange Act of 1934, as amended.

F2 · balance_after: Following the sales reported on this Form 4, the reporting person continues to beneficially own 263,436 shares of the Issuer's common stock, including restricted stock units. The reporting person also holds options to acquire an aggregate of 515,827 shares of the Issuer's common stock, 397,473 of which are exercisable as of the date hereof.

Read SEC document
August 11, 2023 Filed Aug 16, 2023 00:30 UTC
Esposito PamelaChief Business Officer
Exercise / conversionCommon Stock 1,400 $3.30 $4,620.00
Disclosure

SEC source: 0001104659-23-092111 · tm2323841-1_4seq1.xml · nonDerivative · entry 1

Esposito Pamela · CIK 0001744425 · Chief Business Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 264,836

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
July 10, 2023 Filed Jul 12, 2023 01:00 UTC
Esposito PamelaChief Business Officer
Exercise / conversionEmployee Stock Option (right to buy) · Derivative 5,000 $0.00 Strike: $15.50 $0.00
Disclosure

SEC source: 0001104659-23-080113 · tm2321083-1_4seq1.xml · derivative · entry 6

Esposito Pamela · CIK 0001744425 · Chief Business Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 40,750

Underlying: Common Stock · 5,000 shares

Expires 2029-04-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · derivative.exercise_date: The reporting person was granted an option to purchase 75,750 shares of the Issuer's common stock on April 1, 2019. All of the shares underlying such stock option have vested and are exercisable as of the date hereof.

Read SEC document
July 10, 2023 Filed Jul 12, 2023 01:00 UTC
Esposito PamelaChief Business Officer
Exercise / conversionEmployee Stock Option (right to buy) · Derivative 15,000 $0.00 Strike: $3.30 $0.00
Disclosure

SEC source: 0001104659-23-080113 · tm2321083-1_4seq1.xml · derivative · entry 5

Esposito Pamela · CIK 0001744425 · Chief Business Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 106,691

Underlying: Common Stock · 15,000 shares

Expires 2027-07-26

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_date: The reporting person was granted an option to purchase 134,281 shares of the Issuer's common stock on July 26, 2017. All of the shares underlying such stock option have vested and are exercisable as of the date hereof.

Read SEC document
July 10, 2023 Filed Jul 12, 2023 01:00 UTC
Esposito PamelaChief Business Officer
SaleCommon Stock 2,077 $21.12 $43,866.24
Disclosure

SEC source: 0001104659-23-080113 · tm2321083-1_4seq1.xml · nonDerivative · entry 4

Esposito Pamela · CIK 0001744425 · Chief Business Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 263,436

F1 · kind: The sales reported on this Form 4 were made by the reporting person pursuant to a trading plan adopted on March 15, 2023, that is intended to comply with Rule 10b5-1(c) under the Securities Exchange Act of 1934, as amended.

F3 · price: The price reported reflects a weighted average price. These shares were sold in multiple transactions at prices ranging from $21.09 to $21.17. The Reporting Person will provide to the Issuer, any security holder of the Issuer or the SEC staff, upon request, information regarding the number of shares sold at each price within the range.

F4 · balance_after: Following the sales reported on this Form 4, the reporting person continues to beneficially own 263,436 shares of the Issuer's common stock. The reporting person also holds options to acquire an aggregate of 517,227 shares of the Issuer's common stock, 395,314 of which are exercisable as of the date hereof.

Read SEC document
July 10, 2023 Filed Jul 12, 2023 01:00 UTC
Esposito PamelaChief Business Officer
SaleCommon Stock 17,923 $21.63 $387,674.49
Disclosure

SEC source: 0001104659-23-080113 · tm2321083-1_4seq1.xml · nonDerivative · entry 3

Esposito Pamela · CIK 0001744425 · Chief Business Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 265,513

F1 · kind: The sales reported on this Form 4 were made by the reporting person pursuant to a trading plan adopted on March 15, 2023, that is intended to comply with Rule 10b5-1(c) under the Securities Exchange Act of 1934, as amended.

F2 · price: The price reported reflects a weighted average price. These shares were sold in multiple transactions at prices ranging from $21.18 to $22.17. The Reporting Person will provide to the Issuer, any security holder of the Issuer or the SEC staff, upon request, information regarding the number of shares sold at each price within the range.

Read SEC document
July 10, 2023 Filed Jul 12, 2023 01:00 UTC
Esposito PamelaChief Business Officer
Exercise / conversionCommon Stock 5,000 $15.50 $77,500.00
Disclosure

SEC source: 0001104659-23-080113 · tm2321083-1_4seq1.xml · nonDerivative · entry 2

Esposito Pamela · CIK 0001744425 · Chief Business Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 283,436

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
July 10, 2023 Filed Jul 12, 2023 01:00 UTC
Esposito PamelaChief Business Officer
Exercise / conversionCommon Stock 15,000 $3.30 $49,500.00
Disclosure

SEC source: 0001104659-23-080113 · tm2321083-1_4seq1.xml · nonDerivative · entry 1

Esposito Pamela · CIK 0001744425 · Chief Business Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 278,436

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 13, 2023 Filed Jun 16, 2023 01:00 UTC
Patel SushilChief Strategy Officer
SaleCommon Stock 553 $23.44 $12,962.32
Disclosure

SEC source: 0001104659-23-071772 · tm2318878-1_4seq1.xml · nonDerivative · entry 2

Patel Sushil · CIK 0001860609 · Chief Strategy Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 148,873

F1 · kind: The sales reported on this Form 4 were made by the reporting person pursuant to a trading plan adopted on March 15, 2023, that is intended to comply with Rule 10b5-1(c) under the Securities Exchange Act of 1934, as amended.

F3 · price: The price reported reflects a weighted average price. These shares were sold in multiple transactions at prices ranging from $23.29 to $23.53. The Reporting Person will provide to the Issuer, any security holder of the Issuer or the SEC staff, upon request, information regarding the number of shares sold at each price within the range.

F4 · balance_after: Following the sales reported on this form 4, the reporting person continues to beneficially own 148,873 shares of the Issuer's common stock. The reporting person also holds options to acquire an aggregate of 263,750 shares of the Issuer's common stock, 88,072 of which are exercisable as of the date hereof.

Read SEC document
June 13, 2023 Filed Jun 16, 2023 01:00 UTC
Patel SushilChief Strategy Officer
SaleCommon Stock 5,145 $24.11 $124,045.95
Disclosure

SEC source: 0001104659-23-071772 · tm2318878-1_4seq1.xml · nonDerivative · entry 1

Patel Sushil · CIK 0001860609 · Chief Strategy Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 149,426

F1 · kind: The sales reported on this Form 4 were made by the reporting person pursuant to a trading plan adopted on March 15, 2023, that is intended to comply with Rule 10b5-1(c) under the Securities Exchange Act of 1934, as amended.

F2 · price: The price reported reflects a weighted average price. These shares were sold in multiple transactions at prices ranging from $23.80 to $24.54. The Reporting Person will provide to the Issuer, any security holder of the Issuer or the SEC staff, upon request, information regarding the number of shares sold at each price within the range.

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June 13, 2023 Filed Jun 16, 2023 01:01 UTC
Lewis TanyaChief Dev. Op. Officer
SaleCommon Stock 817 $23.45 $19,158.65
Disclosure

SEC source: 0001104659-23-071774 · tm2318878-2_4seq1.xml · nonDerivative · entry 2

Lewis Tanya · CIK 0001451038 · Chief Dev. Op. Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 135,293

F1 · kind: The sales reported on this Form 4 were made by the reporting person pursuant to a trading plan adopted on March 15, 2023, that is intended to comply with Rule 10b5-1(c) under the Securities Exchange Act of 1934, as amended.

F3 · price: The price reported reflects a weighted average price. These shares were sold in multiple transactions at prices ranging from $23.34 to $23.55. The Reporting Person will provide to the Issuer, any security holder of the Issuer or the SEC staff, upon request, information regarding the number of shares sold at each price within the range.

F4 · balance_after: Following the sales reported on this form 4, the reporting person continues to beneficially own 135,293 shares of the Issuer's common stock. The reporting person also holds options to acquire an aggregate of 248,750 shares of the Issuer's common stock, 80,259 of which are exercisable as of the date hereof.

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June 13, 2023 Filed Jun 16, 2023 01:01 UTC
Lewis TanyaChief Dev. Op. Officer
SaleCommon Stock 12,043 $24.10 $290,236.30
Disclosure

SEC source: 0001104659-23-071774 · tm2318878-2_4seq1.xml · nonDerivative · entry 1

Lewis Tanya · CIK 0001451038 · Chief Dev. Op. Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 136,110

F1 · kind: The sales reported on this Form 4 were made by the reporting person pursuant to a trading plan adopted on March 15, 2023, that is intended to comply with Rule 10b5-1(c) under the Securities Exchange Act of 1934, as amended.

F2 · price: The price reported reflects a weighted average price. These shares were sold in multiple transactions at prices ranging from $23.59 to $24.57. The Reporting Person will provide to the Issuer, any security holder of the Issuer or the SEC staff, upon request, information regarding the number of shares sold at each price within the range.

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June 01, 2023 Filed Jun 5, 2023 12:13 UTC GrantEmployee Stock Option (right to buy) · Derivative 50,400 $0.00 Strike: $18.48 $0.00
Disclosure

SEC source: 0001104659-23-067858 · tm2317689-2_4seq1.xml · derivative · entry 1

Peeples-Dyer Veleka · CIK 0001978705 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 50,400

Underlying: Common Stock · 50,400 shares

Expires 2033-06-01

F1 · derivative.exercise_date: 25% of the shares underlying this stock option vest on June 1, 2024, and the remainder of the shares underlying this stock option vest in 24 approximately equal monthly installments thereafter.

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May 16, 2023 Filed May 19, 2023 00:31 UTC
Xynos KonstantinosChief Medical Officer
SaleCommon Stock 771 $18.05 $13,916.55
Disclosure

SEC source: 0001104659-23-062373 · tm2316199-4_4seq1.xml · nonDerivative · entry 1

Xynos Konstantinos · CIK 0001956241 · Chief Medical Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 120,027

F1 · shares: Represents shares of the Issuer's common stock sold to cover tax withholding obligations in connection with the partial vesting of the Reporting Person's Restricted Stock Units ("RSU"). The transaction reported herein was made in accordance with the irrevocable "sell to cover" provision set forth in the award agreement under which the RSU was granted and does not represent a discretionary sale by the Reporting Person.

F2 · price: The price reported reflects a weighted average price. These shares were sold in multiple transactions at prices ranging from $18.05 to $18.21. The Reporting Person will provide to the Issuer, any security holder of the Issuer or the SEC staff, upon request, information regarding the number of shares sold at each price within the range.

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May 16, 2023 Filed May 19, 2023 00:36 UTC
Patel SushilChief Strategy Officer
SaleCommon Stock 15,575 $18.05 $281,128.75
Disclosure

SEC source: 0001104659-23-062378 · tm2316199-9_4seq1.xml · nonDerivative · entry 1

Patel Sushil · CIK 0001860609 · Chief Strategy Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 154,571

F1 · shares: Represents shares of the Issuer's common stock sold to cover tax withholding obligations in connection with the partial vesting of the Reporting Person's Restricted Stock Units ("RSU"). The transaction reported herein was made in accordance with the irrevocable "sell to cover" provision set forth in the award agreement under which the RSU was granted and does not represent a discretionary sale by the Reporting Person.

F2 · price: The price reported reflects a weighted average price. These shares were sold in multiple transactions at prices ranging from $18.05 to $18.23. The Reporting Person will provide to the Issuer, any security holder of the Issuer or the SEC staff, upon request, information regarding the number of shares sold at each price within the range.

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May 16, 2023 Filed May 19, 2023 00:34 UTC
Lewis TanyaChief Dev. Op. Officer
SaleCommon Stock 12,207 $18.05 $220,336.35
Disclosure

SEC source: 0001104659-23-062376 · tm2316199-7_4seq1.xml · nonDerivative · entry 1

Lewis Tanya · CIK 0001451038 · Chief Dev. Op. Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 148,153

F1 · shares: Represents shares of the Issuer's common stock sold to cover tax withholding obligations in connection with the partial vesting of the Reporting Person's Restricted Stock Units ("RSU"). The transaction reported herein was made in accordance with the irrevocable "sell to cover" provision set forth in the award agreement under which the RSU was granted and does not represent a discretionary sale by the Reporting Person.

F2 · price: The price reported reflects a weighted average price. These shares were sold in multiple transactions at prices ranging from $18.05 to $18.23. The Reporting Person will provide to the Issuer, any security holder of the Issuer or the SEC staff, upon request, information regarding the number of shares sold at each price within the range.

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May 16, 2023 Filed May 19, 2023 00:30 UTC
Astley-Sparke PhilipDirector · Chief Executive Officer
SaleCommon Stock 17,902 $18.05 $323,131.10
Disclosure

SEC source: 0001104659-23-062370 · tm2316199-2_4seq1.xml · nonDerivative · entry 1

Astley-Sparke Philip · CIK 0001376491 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,525,278

F1 · shares: Represents shares of the Issuer's common stock sold to cover tax withholding obligations in connection with the partial vesting of the Reporting Person's Restricted Stock Units ("RSU"). The transaction reported herein was made in accordance with the irrevocable "sell to cover" provision set forth in the award agreement under which the RSU was granted and does not represent a discretionary sale by the Reporting Person.

F2 · price: The price reported reflects a weighted average price. These shares were sold in multiple transactions at prices ranging from $18.05 to $18.23. The Reporting Person will provide to the Issuer, any security holder of the Issuer or the SEC staff, upon request, information regarding the number of shares sold at each price within the range.

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May 16, 2023 Filed May 18, 2023 20:33 UTC
Love ColinChief Operating Officer
SaleCommon Stock 10,775 $18.05 $194,488.75
Disclosure

SEC source: 0001104659-23-062375 · tm2316199-6_4seq1.xml · nonDerivative · entry 1

Love Colin · CIK 0001376493 · Chief Operating Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 794,960

F1 · shares: Represents shares of the Issuer's common stock sold to cover tax withholding obligations in connection with the partial vesting of the Reporting Person's Restricted Stock Units ("RSU"). The transaction reported herein was made in accordance with the irrevocable "sell to cover" provision set forth in the award agreement under which the RSU was granted and does not represent a discretionary sale by the Reporting Person.

F2 · price: The price reported reflects a weighted average price. These shares were sold in multiple transactions at prices ranging from $18.05 to $18.25. The Reporting Person will provide to the Issuer, any security holder of the Issuer or the SEC staff, upon request, information regarding the number of shares sold at each price within the range.

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May 16, 2023 Filed May 18, 2023 20:35 UTC
Coffin RobertDirector · President & Chief R&D Officer
SaleCommon Stock 7,861 $18.05 $141,891.05
Disclosure

SEC source: 0001104659-23-062377 · tm2316199-8_3seq1.xml · nonDerivative · entry 1

Coffin Robert · CIK 0001376492 · Director · President & Chief R&D Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,833,336

F1 · shares: Represents shares of the Issuer's common stock sold to cover tax withholding obligations in connection with the partial vesting of the Reporting Person's Restricted Stock Units ("RSU"). The transaction reported herein was made in accordance with the irrevocable "sell to cover" provision set forth in the award agreement under which the RSU was granted and does not represent a discretionary sale by the Reporting Person.

F2 · price: The price reported reflects a weighted average price. These shares were sold in multiple transactions at prices ranging from $18.05 to $18.23. The Reporting Person will provide to the Issuer, any security holder of the Issuer or the SEC staff, upon request, information regarding the number of shares sold at each price within the range.

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May 16, 2023 Filed May 19, 2023 00:32 UTC
Franchi Jean M.Chief Financial Officer
SaleCommon Stock 11,351 $18.05 $204,885.55
Disclosure

SEC source: 0001104659-23-062374 · tm2316199-5_4seq1.xml · nonDerivative · entry 1

Franchi Jean M. · CIK 0001653053 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 128,748

F1 · shares: Represents shares of the Issuer's common stock sold to cover tax withholding obligations in connection with the partial vesting of the Reporting Person's Restricted Stock Units ("RSU"). The transaction reported herein was made in accordance with the irrevocable "sell to cover" provision set forth in the award agreement under which the RSU was granted and does not represent a discretionary sale by the Reporting Person.

F2 · price: The price reported reflects a weighted average price. These shares were sold in multiple transactions at prices ranging from $18.05 to $18.23. The Reporting Person will provide to the Issuer, any security holder of the Issuer or the SEC staff, upon request, information regarding the number of shares sold at each price within the range.

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May 16, 2023 Filed May 19, 2023 00:31 UTC
Esposito PamelaChief Business Officer
SaleCommon Stock 5,966 $18.05 $107,686.30
Disclosure

SEC source: 0001104659-23-062372 · tm2316199-3_4seq1.xml · nonDerivative · entry 1

Esposito Pamela · CIK 0001744425 · Chief Business Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 263,436

F1 · shares: Represents shares of the Issuer's common stock sold to cover tax withholding obligations in connection with the partial vesting of the Reporting Person's Restricted Stock Units ("RSU"). The transaction reported herein was made in accordance with the irrevocable "sell to cover" provision set forth in the award agreement under which the RSU was granted and does not represent a discretionary sale by the Reporting Person.

F2 · price: The price reported reflects a weighted average price. These shares were sold in multiple transactions at prices ranging from $18.05 to $18.32. The Reporting Person will provide to the Issuer, any security holder of the Issuer or the SEC staff, upon request, information regarding the number of shares sold at each price within the range.

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April 01, 2023 Filed Apr 5, 2023 00:02 UTC
Xynos KonstantinosChief Medical Officer
GrantEmployee Stock Option (right to buy) · Derivative 75,000 $0.00 Strike: $17.66 $0.00
Disclosure

SEC source: 0001104659-23-041726 · tm2311410-7_4seq1.xml · derivative · entry 2

Xynos Konstantinos · CIK 0001956241 · Chief Medical Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 75,000

Underlying: Common Stock · 75,000 shares

Expires 2033-04-01

F2 · derivative.exercise_date: 25% of the shares underlying this stock option vest on April 1, 2024, and the remainder of the shares underlying this stock option vest in 36 approximately equal monthly installments thereafter.

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April 01, 2023 Filed Apr 5, 2023 00:02 UTC
Xynos KonstantinosChief Medical Officer
GrantCommon Stock 50,000 $0.00 $0.00
Disclosure

SEC source: 0001104659-23-041726 · tm2311410-7_4seq1.xml · nonDerivative · entry 1

Xynos Konstantinos · CIK 0001956241 · Chief Medical Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 120,798

F1 · shares: Represents shares of the Issuer's common stock issuable upon settlement of restricted stock units ("RSUs") granted to the Reporting Person. Each RSU represents a contingent right to receive one share of the Issuer's common stock. 25% of the RSUs will vest on May 15, 2024 and the remainder will vest in three approximately equal annual installments thereafter until May 15, 2027, subject to the Reporting Person's continuous service to the Issuer.

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April 01, 2023 Filed Apr 5, 2023 00:01 UTC
Patel SushilChief Strategy Officer
GrantEmployee Stock Option (right to buy) · Derivative 60,000 $0.00 Strike: $17.66 $0.00
Disclosure

SEC source: 0001104659-23-041719 · tm2311410-3_4seq1.xml · derivative · entry 2

Patel Sushil · CIK 0001860609 · Chief Strategy Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 60,000

Underlying: Common Stock · 60,000 shares

Expires 2033-04-01

F2 · derivative.exercise_date: 25% of the shares underlying this stock option vest on April 1, 2024, and the remainder of the shares underlying this stock option vest in 36 approximately equal monthly installments thereafter.

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April 01, 2023 Filed Apr 5, 2023 00:01 UTC
Patel SushilChief Strategy Officer
GrantCommon Stock 40,000 $0.00 $0.00
Disclosure

SEC source: 0001104659-23-041719 · tm2311410-3_4seq1.xml · nonDerivative · entry 1

Patel Sushil · CIK 0001860609 · Chief Strategy Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 170,146

F1 · shares: Represents shares of the Issuer's common stock issuable upon settlement of restricted stock units ("RSUs") granted to the Reporting Person. Each RSU represents a contingent right to receive one share of the Issuer's common stock. 25% of the RSUs will vest on May 15, 2024 and the remainder will vest in three approximately equal annual installments thereafter until May 15, 2027, subject to the Reporting Person's continuous service to the Issuer.

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April 01, 2023 Filed Apr 5, 2023 00:03 UTC GrantStock Option (right to buy) · Derivative 37,800 $0.00 Strike: $17.66 $0.00
Disclosure

SEC source: 0001104659-23-041730 · tm2311410-10_4seq1.xml · derivative · entry 1

Weinand Dieter · CIK 0001744419 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 37,800

Underlying: Common Stock · 37,800 shares

Expires 2033-04-01

F1 · derivative.exercise_date: The shares underlying this option vest entirely on April 1, 2024.

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April 01, 2023 Filed Apr 5, 2023 00:03 UTC GrantStock Option (right to buy) · Derivative 25,200 $0.00 Strike: $17.66 $0.00
Disclosure

SEC source: 0001104659-23-041733 · tm2311410-13_4seq1.xml · derivative · entry 1

Dhingra Kapil · CIK 0001456849 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 25,200

Underlying: Common Stock · 25,200 shares

Expires 2033-04-01

F1 · derivative.exercise_date: The shares underlying this option vest entirely on April 1, 2024.

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April 01, 2023 Filed Apr 5, 2023 00:01 UTC
Lewis TanyaChief Dev. Op. Officer
GrantEmployee Stock Option (right to buy) · Derivative 60,000 $0.00 Strike: $17.66 $0.00
Disclosure

SEC source: 0001104659-23-041720 · tm2311410-4_4seq1.xml · derivative · entry 2

Lewis Tanya · CIK 0001451038 · Chief Dev. Op. Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 60,000

Underlying: Common Stock · 60,000 shares

Expires 2033-04-01

F2 · derivative.exercise_date: 25% of the shares underlying this stock option vest on April 1, 2024, and the remainder of the shares underlying this stock option vest in 36 approximately equal monthly installments thereafter.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.