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NYSE · USD

REI

RING ENERGY, INC.

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Tapewire entity
5658
SEC CIK
0001384195
Parsed reports
323

Last 12 months

Inside the activity.

2 purchase rows · 0 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202600
Feb 202600
Mar 202600
Apr 202600
May 202600
Jun 202620
Jul 202600
Aug 202600
Sep 202600
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
June 17, 2021 Filed Jun 21, 2021 21:47 UTC GrantRestricted Stock 53,763 $2.79 $149,998.77
Disclosure

SEC source: 0001104659-21-083699 · tm2120289-3_4seq1.xml · nonDerivative · entry 3

Petrelli Anthony Benedict · CIK 0001354750 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 183,763

F3 · acquired: These restricted stock units vest over a period of three (3) years, such vesting period to begin on June 17, 2021.

Read SEC document
June 17, 2021 Filed Jun 21, 2021 21:43 UTC GrantRestricted Stock 53,763 $2.79 $149,998.77
Disclosure

SEC source: 0001104659-21-083692 · tm2120289-8_4seq1.xml · nonDerivative · entry 1

HARRIS RICHARD E · CIK 0001244730 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 183,763

F1 · acquired: These restricted stock units vest over a period of three (3) years, such vesting period to begin on June 17, 2021.

Read SEC document
June 17, 2021 Filed Jun 21, 2021 21:46 UTC
CRUM JOHN ADirector
GrantRestricted Stock 53,763 $2.79 $149,998.77
Disclosure

SEC source: 0001104659-21-083697 · tm2120289-2_4seq1.xml · nonDerivative · entry 1

CRUM JOHN A · CIK 0001240204 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 183,763

F1 · acquired: These restricted stock units vest over a period of three (3) years, such vesting period to begin on June 17, 2021.

Read SEC document
June 17, 2021 Filed Jun 21, 2021 21:45 UTC GrantRestricted Stock 53,763 $2.79 $149,998.77
Disclosure

SEC source: 0001104659-21-083695 · tm2120289-9_4seq1.xml · nonDerivative · entry 1

MITCHELL THOMAS L · CIK 0001250243 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 183,763

F1 · acquired: These restricted stock units vest over a period of three (3) years, such vesting period to begin on June 17, 2021.

Read SEC document
June 17, 2021 Filed Jun 21, 2021 21:49 UTC GrantRestricted Stock 53,763 $2.79 $149,998.77
Disclosure

SEC source: 0001104659-21-083702 · tm2120289-4_4seq1.xml · nonDerivative · entry 3

Woodrum Clayton Eugene · CIK 0001359110 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 183,763

F3 · acquired: These restricted stock units vest over a period of three (3) years, such vesting period to begin on June 17, 2021.

Read SEC document
June 17, 2021 Filed Jun 22, 2021 01:54 UTC
McKinney Paul D.CEO and Chairman of the Board
GrantRestricted Stock 286,738 $2.79 $799,999.02
Disclosure

SEC source: 0001104659-21-083709 · tm2120289-6_4seq1.xml · nonDerivative · entry 1

McKinney Paul D. · CIK 0001622419 · CEO and Chairman of the Board

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 622,438

F1 · acquired: These restricted stock units vest over a period of three (3) years, such vesting period to begin on June 17, 2021.

F2 · balance_after: 300,000 shares were omitted due to a clerical error in the Reporting Person's previously filed Form 4. That error has been corrected in this Form 4.

Read SEC document
June 17, 2021 Filed Jun 22, 2021 01:51 UTC
Baghdati Marinos ChristosExecutive VP Operations
GrantRestricted Stock 71,685 $2.79 $200,001.15
Disclosure

SEC source: 0001104659-21-083705 · tm2120289-5_4seq1.xml · nonDerivative · entry 1

Baghdati Marinos Christos · CIK 0001837145 · Executive VP Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 271,685

F1 · acquired: These restricted stock units vest over a period of three (3) years, such vesting period to begin on June 17, 2021.

Read SEC document
June 17, 2021 Filed Jun 22, 2021 01:48 UTC
Brooks Stephen DonaldEVP-Land, Legal, HR, Marketing
GrantRestricted Stock 71,685 $2.79 $200,001.15
Disclosure

SEC source: 0001104659-21-083700 · tm2120289-11_4seq1.xml · nonDerivative · entry 1

Brooks Stephen Donald · CIK 0001835016 · EVP-Land, Legal, HR, Marketing

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 271,685

F1 · acquired: These restricted stock units vest over a period of three (3) years, such vesting period to begin on June 17, 2021.

Read SEC document
June 17, 2021 Filed Jun 22, 2021 01:47 UTC
Thomas TravisChief Financial Officer
GrantRestricted Stock 71,685 $2.79 $200,001.15
Disclosure

SEC source: 0001104659-21-083698 · tm2120289-10_4seq1.xml · nonDerivative · entry 1

Thomas Travis · CIK 0001857253 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 221,685

F1 · acquired: These restricted stock units vest over a period of three (3) years, such vesting period to begin on June 17, 2021

Read SEC document
June 17, 2021 Filed Jun 22, 2021 01:44 UTC
Dyes AlexanderEVP Engineering, Corp Strategy
GrantRestricted Stock 71,685 $2.79 $200,001.15
Disclosure

SEC source: 0001104659-21-083693 · tm2120289-1_4seq1.xml · nonDerivative · entry 1

Dyes Alexander · CIK 0001837536 · EVP Engineering, Corp Strategy

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 271,685

F1 · acquired: These restricted stock units vest over a period of three (3) years, such vesting period to begin on June 17, 2021.

Read SEC document
June 17, 2021 Filed Jun 22, 2021 01:42 UTC GrantRestricted Stock 53,763 $2.79 $149,998.77
Disclosure

SEC source: 0001104659-21-083689 · tm2120289-7_4seq1.xml · nonDerivative · entry 5

Roesener Regina · CIK 0001789267 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 183,763

F3 · acquired: These restricted stock units vest over a period of three (3) years, such vesting period to begin on June 17, 2021.

Read SEC document
June 17, 2021 Filed Jul 6, 2021 18:52 UTC Amendment GrantRestricted Stock 53,763 $2.79 $149,998.77
Disclosure

SEC source: 0001104659-21-089519 · tm2121536-2_4aseq1.xml · nonDerivative · entry 3

Petrelli Anthony Benedict · CIK 0001354750 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 183,763

F3 · acquired: The Form 4 filed on 6/21/2021 erroneously disclosed the vesting period. These restricted stock units vest on the earliest to occur of (i) the day before the next annual stockholder meeting, or (ii) the first anniversary of the date of the award.

Read SEC document
June 17, 2021 Filed Jul 6, 2021 18:56 UTC Amendment GrantRestricted Stock 53,763 $2.79 $149,998.77
Disclosure

SEC source: 0001104659-21-089522 · tm2121536-6_4aseq1.xml · nonDerivative · entry 1

HARRIS RICHARD E · CIK 0001244730 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 183,763

F1 · acquired: The Form 4 filed on 6/21/2021 erroneously disclosed the vesting period. These restricted stock units vest on the earliest to occur of (i) the day before the next annual stockholder meeting, or (ii) the first anniversary of the date of the award.

Read SEC document
June 17, 2021 Filed Jul 6, 2021 18:51 UTC Amendment
CRUM JOHN ADirector
GrantRestricted Stock 53,763 $2.79 $149,998.77
Disclosure

SEC source: 0001104659-21-089518 · tm2121536-1_4aseq1.xml · nonDerivative · entry 1

CRUM JOHN A · CIK 0001240204 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 183,763

F1 · acquired: The Form 4 filed on 6/21/2021 erroneously disclosed the vesting period. These restricted stock units vest on the earliest to occur of (i) the day before the next annual stockholder meeting, or (ii) the first anniversary of the date of the award.

Read SEC document
June 17, 2021 Filed Jul 6, 2021 18:58 UTC Amendment GrantRestricted Stock 53,763 $2.79 $149,998.77
Disclosure

SEC source: 0001104659-21-089523 · tm2121536-7_4aseq1.xml · nonDerivative · entry 1

MITCHELL THOMAS L · CIK 0001250243 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 183,763

F1 · acquired: The Form 4 filed on 6/21/2021 erroneously disclosed the vesting period. These restricted stock units vest on the earliest to occur of (i) the day before the next annual stockholder meeting, or (ii) the first anniversary of the date of the award.

Read SEC document
June 17, 2021 Filed Jul 6, 2021 18:53 UTC Amendment GrantRestricted Stock 53,763 $2.79 $149,998.77
Disclosure

SEC source: 0001104659-21-089520 · tm2121536-3_4aseq1.xml · nonDerivative · entry 3

Woodrum Clayton Eugene · CIK 0001359110 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 183,763

F3 · acquired: The Form 4 filed on 6/21/2021 erroneously disclosed the vesting period. These restricted stock units vest on the earliest to occur of (i) the day before the next annual stockholder meeting, or (ii) the first anniversary of the date of the award.

Read SEC document
June 17, 2021 Filed Jul 6, 2021 22:54 UTC Amendment GrantRestricted Stock 53,763 $2.79 $149,998.77
Disclosure

SEC source: 0001104659-21-089521 · tm2121536-5_4aseq1.xml · nonDerivative · entry 5

Roesener Regina · CIK 0001789267 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 183,763

F3 · acquired: The Form 4 filed on 6/21/2021 erroneously disclosed the vesting period. These restricted stock units vest on the earliest to occur of (i) the day before the next annual stockholder meeting, or (ii) the first anniversary of the date of the award.

Read SEC document
January 06, 2021 Filed Jan 8, 2021 11:41 UTC PurchaseCommon Stock, par value $0.001 383,800 $0.74 $285,547.20
Disclosure

SEC source: 0001214659-21-000300 · marketforms-50905.xml · nonDerivative · entry 1

Kruse William R · CIK 0001690137 · 10% owner

Kruse Deborah L · CIK 0001838804 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,565,682

F1 · shares: The reporting persons executed trade orders through a broker dealer which resulted in multiple same-day, same-way open market purchases with prices ranging from $0.708 to $0.750 per share. The reporting persons have recorded these purchases on an aggregate basis using the weighted average price for the transactions. The reporting persons undertake to provide, upon request by the Securities and Exchange Commission staff, the Company or a security holder of the Company, full information regarding the number shares purchased at each separate price.

F1 · price: The reporting persons executed trade orders through a broker dealer which resulted in multiple same-day, same-way open market purchases with prices ranging from $0.708 to $0.750 per share. The reporting persons have recorded these purchases on an aggregate basis using the weighted average price for the transactions. The reporting persons undertake to provide, upon request by the Securities and Exchange Commission staff, the Company or a security holder of the Company, full information regarding the number shares purchased at each separate price.

Read SEC document
January 05, 2021 Filed Jan 7, 2021 12:12 UTC PurchaseCommon Stock, par value $0.001 131,200 $0.71 $93,020.80
Disclosure

SEC source: 0001214659-21-000254 · marketforms-50900.xml · nonDerivative · entry 1

Kruse William R · CIK 0001690137 · 10% owner

Kruse Deborah L · CIK 0001838804 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,181,882

F1 · price: The reporting persons executed trade orders through a broker dealer which resulted in multiple same-day, same-way open market purchases with prices ranging from $0.679 to $0.730 per share. The reporting persons have recorded these purchases on an aggregate basis using the weighted average price for the transactions. The reporting persons undertake to provide, upon request by the Securities and Exchange Commission staff, the Company or a security holder of the Company, full information regarding the number shares purchased at each separate price.

Read SEC document
December 31, 2020 Filed Jan 6, 2021 13:12 UTC PurchaseCommon Stock, par value $0.001 8,959 $0.66 $5,891.44
Disclosure

SEC source: 0001640334-21-000035 · form4.xml · nonDerivative · entry 19

Kruse William R · CIK 0001690137 · 10% owner

Kruse Deborah L · CIK 0001838804 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,050,682

Read SEC document
December 31, 2020 Filed Jan 6, 2021 13:12 UTC PurchaseCommon Stock, par value $0.001 2,489 $0.66 $1,631.54
Disclosure

SEC source: 0001640334-21-000035 · form4.xml · nonDerivative · entry 18

Kruse William R · CIK 0001690137 · 10% owner

Kruse Deborah L · CIK 0001838804 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,041,723

Read SEC document
December 31, 2020 Filed Jan 6, 2021 13:12 UTC PurchaseCommon Stock, par value $0.001 1,500 $0.66 $982.50
Disclosure

SEC source: 0001640334-21-000035 · form4.xml · nonDerivative · entry 17

Kruse William R · CIK 0001690137 · 10% owner

Kruse Deborah L · CIK 0001838804 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,039,234

Read SEC document
December 31, 2020 Filed Jan 6, 2021 13:12 UTC PurchaseCommon Stock, par value $0.001 6,950 $0.65 $4,520.28
Disclosure

SEC source: 0001640334-21-000035 · form4.xml · nonDerivative · entry 16

Kruse William R · CIK 0001690137 · 10% owner

Kruse Deborah L · CIK 0001838804 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,037,734

Read SEC document
December 31, 2020 Filed Jan 6, 2021 13:12 UTC PurchaseCommon Stock, par value $0.001 50,000 $0.66 $32,985.00
Disclosure

SEC source: 0001640334-21-000035 · form4.xml · nonDerivative · entry 15

Kruse William R · CIK 0001690137 · 10% owner

Kruse Deborah L · CIK 0001838804 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,030,784

Read SEC document
December 31, 2020 Filed Jan 6, 2021 13:12 UTC PurchaseCommon Stock, par value $0.001 50,000 $0.66 $32,885.00
Disclosure

SEC source: 0001640334-21-000035 · form4.xml · nonDerivative · entry 14

Kruse William R · CIK 0001690137 · 10% owner

Kruse Deborah L · CIK 0001838804 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,980,784

Read SEC document
December 31, 2020 Filed Jan 6, 2021 13:12 UTC PurchaseCommon Stock, par value $0.001 50,000 $0.67 $33,250.00
Disclosure

SEC source: 0001640334-21-000035 · form4.xml · nonDerivative · entry 13

Kruse William R · CIK 0001690137 · 10% owner

Kruse Deborah L · CIK 0001838804 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,930,784

Read SEC document
December 31, 2020 Filed Jan 6, 2021 13:12 UTC PurchaseCommon Stock, par value $0.001 50,000 $0.66 $32,795.00
Disclosure

SEC source: 0001640334-21-000035 · form4.xml · nonDerivative · entry 12

Kruse William R · CIK 0001690137 · 10% owner

Kruse Deborah L · CIK 0001838804 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,880,784

Read SEC document
December 31, 2020 Filed Jan 6, 2021 13:12 UTC PurchaseCommon Stock, par value $0.001 50,000 $0.66 $33,090.00
Disclosure

SEC source: 0001640334-21-000035 · form4.xml · nonDerivative · entry 11

Kruse William R · CIK 0001690137 · 10% owner

Kruse Deborah L · CIK 0001838804 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,830,784

Read SEC document
December 31, 2020 Filed Jan 6, 2021 13:12 UTC PurchaseCommon Stock, par value $0.001 50,000 $0.67 $33,255.00
Disclosure

SEC source: 0001640334-21-000035 · form4.xml · nonDerivative · entry 10

Kruse William R · CIK 0001690137 · 10% owner

Kruse Deborah L · CIK 0001838804 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,780,784

Read SEC document
December 31, 2020 Filed Jan 6, 2021 13:12 UTC PurchaseCommon Stock, par value $0.001 50,000 $0.67 $33,260.00
Disclosure

SEC source: 0001640334-21-000035 · form4.xml · nonDerivative · entry 9

Kruse William R · CIK 0001690137 · 10% owner

Kruse Deborah L · CIK 0001838804 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,730,784

Read SEC document
December 31, 2020 Filed Jan 6, 2021 13:12 UTC PurchaseCommon Stock, par value $0.001 25,000 $0.67 $16,690.00
Disclosure

SEC source: 0001640334-21-000035 · form4.xml · nonDerivative · entry 8

Kruse William R · CIK 0001690137 · 10% owner

Kruse Deborah L · CIK 0001838804 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,680,784

Read SEC document
December 31, 2020 Filed Jan 6, 2021 13:12 UTC PurchaseCommon Stock, par value $0.001 50,000 $0.67 $33,495.00
Disclosure

SEC source: 0001640334-21-000035 · form4.xml · nonDerivative · entry 7

Kruse William R · CIK 0001690137 · 10% owner

Kruse Deborah L · CIK 0001838804 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,655,784

Read SEC document
December 31, 2020 Filed Jan 6, 2021 13:12 UTC PurchaseCommon Stock, par value $0.001 35,000 $0.68 $23,793.00
Disclosure

SEC source: 0001640334-21-000035 · form4.xml · nonDerivative · entry 6

Kruse William R · CIK 0001690137 · 10% owner

Kruse Deborah L · CIK 0001838804 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,605,784

Read SEC document
December 31, 2020 Filed Jan 6, 2021 13:12 UTC PurchaseCommon Stock, par value $0.001 22,700 $0.66 $14,975.19
Disclosure

SEC source: 0001640334-21-000035 · form4.xml · nonDerivative · entry 5

Kruse William R · CIK 0001690137 · 10% owner

Kruse Deborah L · CIK 0001838804 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,570,784

Read SEC document
December 31, 2020 Filed Jan 6, 2021 13:12 UTC PurchaseCommon Stock, par value $0.001 37,300 $0.68 $25,267.02
Disclosure

SEC source: 0001640334-21-000035 · form4.xml · nonDerivative · entry 4

Kruse William R · CIK 0001690137 · 10% owner

Kruse Deborah L · CIK 0001838804 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,548,084

Read SEC document
December 31, 2020 Filed Jan 6, 2021 13:12 UTC PurchaseCommon Stock, par value $0.001 35,000 $0.68 $23,653.00
Disclosure

SEC source: 0001640334-21-000035 · form4.xml · nonDerivative · entry 3

Kruse William R · CIK 0001690137 · 10% owner

Kruse Deborah L · CIK 0001838804 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,510,784

Read SEC document
December 31, 2020 Filed Jan 6, 2021 13:12 UTC PurchaseCommon Stock, par value $0.001 30,000 $0.67 $20,100.00
Disclosure

SEC source: 0001640334-21-000035 · form4.xml · nonDerivative · entry 2

Kruse William R · CIK 0001690137 · 10% owner

Kruse Deborah L · CIK 0001838804 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,475,784

Read SEC document
December 31, 2020 Filed Jan 6, 2021 13:12 UTC PurchaseCommon Stock, par value $0.001 15,000 $0.66 $9,888.00
Disclosure

SEC source: 0001640334-21-000035 · form4.xml · nonDerivative · entry 1

Kruse William R · CIK 0001690137 · 10% owner

Kruse Deborah L · CIK 0001838804 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,445,784

Read SEC document
December 15, 2020 Filed Dec 30, 2020 11:41 UTC GrantRestricted stock 130,000 $0.74 $96,200.00
Disclosure

SEC source: 0001078782-20-001022 · primary_doc.xml · nonDerivative · entry 4

Petrelli Anthony Benedict · CIK 0001354750 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 130,000

F4 · ownership.direct: Restricted stock vests over a period of three years.

Read SEC document
December 15, 2020 Filed Dec 30, 2020 11:41 UTC OtherRestricted stock 118,080 $0.00 $0.00
Disclosure

SEC source: 0001078782-20-001022 · primary_doc.xml · nonDerivative · entry 3

Petrelli Anthony Benedict · CIK 0001354750 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F3 · kind: Vesting of restricted stock.

F4 · ownership.direct: Restricted stock vests over a period of three years.

Read SEC document
December 15, 2020 Filed Dec 30, 2020 11:41 UTC OtherCommon Stock 118,080 $0.00 $0.00
Disclosure

SEC source: 0001078782-20-001022 · primary_doc.xml · nonDerivative · entry 2

Petrelli Anthony Benedict · CIK 0001354750 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · IRA

Disclosed balance after: 256,200

F3 · kind: Vesting of restricted stock.

F2 · ownership.nature: Shares held in the IRA of Anthony B. Petrelli.

Read SEC document
December 15, 2020 Filed Dec 30, 2020 11:48 UTC GrantRestricted stock 130,000 $0.74 $96,200.00
Disclosure

SEC source: 0001078782-20-001023 · primary_doc.xml · nonDerivative · entry 4

Woodrum Clayton Eugene · CIK 0001359110 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 130,000

F4 · ownership.direct: Restricted stock grants vest 20% per year for five years.

Read SEC document
December 15, 2020 Filed Dec 30, 2020 11:48 UTC OtherRestricted stock 118,080 $0.00 $0.00
Disclosure

SEC source: 0001078782-20-001023 · primary_doc.xml · nonDerivative · entry 3

Woodrum Clayton Eugene · CIK 0001359110 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F3 · kind: Vesting of restricted stock.

F4 · ownership.direct: Restricted stock grants vest 20% per year for five years.

Read SEC document
December 15, 2020 Filed Dec 30, 2020 11:48 UTC OtherCommon Stock 118,080 $0.00 $0.00
Disclosure

SEC source: 0001078782-20-001023 · primary_doc.xml · nonDerivative · entry 2

Woodrum Clayton Eugene · CIK 0001359110 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Trust

Disclosed balance after: 147,400

F3 · kind: Vesting of restricted stock.

F2 · ownership.nature: Shares held in the name of Patricia E. Woodrum & Clayton E. Woodrum TTEE's FBO Clayton Woodrum Trust.

Read SEC document
December 15, 2020 Filed Dec 30, 2020 16:31 UTC GrantRestricted stock 130,000 $0.74 $96,200.00
Disclosure

SEC source: 0001078782-20-001021 · primary_doc.xml · nonDerivative · entry 6

Roesener Regina · CIK 0001789267 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 130,000

F4 · ownership.direct: Restricted stock grants vest 20% per year for five years.

Read SEC document
December 15, 2020 Filed Dec 30, 2020 16:31 UTC OtherRestricted stock 65,600 $0.00 $0.00
Disclosure

SEC source: 0001078782-20-001021 · primary_doc.xml · nonDerivative · entry 5

Roesener Regina · CIK 0001789267 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F1 · kind: Vesting of restricted stock.

F4 · ownership.direct: Restricted stock grants vest 20% per year for five years.

Read SEC document
December 15, 2020 Filed Dec 30, 2020 16:31 UTC OtherCommon Stock 65,600 $0.00 $0.00
Disclosure

SEC source: 0001078782-20-001021 · primary_doc.xml · nonDerivative · entry 1

Roesener Regina · CIK 0001789267 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 73,600

F1 · kind: Vesting of restricted stock.

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December 15, 2020 Filed Jan 6, 2021 14:01 UTC GrantCommon Stock 130,000 $0.00 $0.00
Disclosure

SEC source: 0001250243-21-000004 · primary_doc.xml · nonDerivative · entry 1

MITCHELL THOMAS L · CIK 0001250243 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 130,000

F1 · kind: These restricted stock units vest over a period of three (3) years, with such vesting period beginning on December 15, 2020.

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December 15, 2020 Filed Jan 13, 2021 11:49 UTC
CRUM JOHN ADirector
GrantCommon Stock 130,000 $0.00 $0.00
Disclosure

SEC source: 0001104659-21-003747 · tm211902d2_4.xml · nonDerivative · entry 1

CRUM JOHN A · CIK 0001240204 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 130,000

F1 · kind: These restricted stock units vest over a period of three (3) years, such vesting period to begin on December 15, 2020.

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December 15, 2020 Filed Mar 8, 2021 18:16 UTC GrantCommon Stock 130,000 $0.00 $0.00
Disclosure

SEC source: 0001104659-21-033397 · tm219049d2_form4.xml · nonDerivative · entry 1

HARRIS RICHARD E · CIK 0001244730 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 130,000

F1 · kind: These restricted stock units vest over a period of three (3) years, such vesting period to begin on December 15, 2020.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.