Last 12 months
Inside the activity.
0 purchase rows · 78 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 2 |
| Dec 2025 | 0 | 0 |
| Jan 2026 | 0 | 1 |
| Feb 2026 | 0 | 35 |
| Mar 2026 | 0 | 13 |
| Apr 2026 | 0 | 9 |
| May 2026 | 0 | 12 |
| Jun 2026 | 0 | 0 |
| Jul 2026 | 0 | 1 |
| Aug 2026 | 0 | 2 |
| Sep 2026 | 0 | 3 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| December 12, 2018 Filed Dec 14, 2018 21:12 UTC |
LAROSA JOSEPH JSVP General Counsel and Secret
|
GrantNon-Qualified Stock Option (right to buy) · Derivative | 20,000 | $0.00 Strike: $381.40 | $0.00 |
DisclosureSEC source: 0001237899-18-000020 · edgardoc.xml · derivative · entry 1 LAROSA JOSEPH J · CIK 0001238303 · SVP General Counsel and Secret 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,000 Underlying: Common Stock · 20,000 shares Expires 2028-12-12 F1 · derivative.exercise_date: The stock option award vests in four equal annual installments, commencing one year after the date of grant. Read SEC document |
| December 12, 2018 Filed Dec 14, 2018 21:08 UTC |
Landry Robert ESVP Finance & CFO
|
GrantNon-Qualified Stock Option (right to buy) · Derivative | 20,000 | $0.00 Strike: $381.40 | $0.00 |
DisclosureSEC source: 0001237899-18-000019 · edgardoc.xml · derivative · entry 3 Landry Robert E · CIK 0001585160 · SVP Finance & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,000 Underlying: Common Stock · 20,000 shares Expires 2028-12-12 F2 · derivative.exercise_date: The stock option award vests in four equal annual installments, commencing one year after the date of grant. Read SEC document |
| December 12, 2018 Filed Dec 14, 2018 21:08 UTC |
Landry Robert ESVP Finance & CFO
|
GrantCommon Stock | 12,500 | $0.00 | $0.00 |
DisclosureSEC source: 0001237899-18-000019 · edgardoc.xml · nonDerivative · entry 1 Landry Robert E · CIK 0001585160 · SVP Finance & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,348 F1 · kind: Award of Restricted Stock under the Amended and Restated 2014 Long-Term Incentive Plan that vests in its entirety on December 12, 2023. Read SEC document |
| December 12, 2018 Filed Dec 14, 2018 21:05 UTC |
STAHL NEILEVP Research and Development
|
GrantNon-Qualified Stock Option (right to buy) · Derivative | 20,000 | $0.00 Strike: $381.40 | $0.00 |
DisclosureSEC source: 0001708138-18-000029 · edgardoc.xml · derivative · entry 1 STAHL NEIL · CIK 0001226689 · EVP Research and Development 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,000 Underlying: Common Stock · 20,000 shares Expires 2028-12-12 F1 · derivative.exercise_date: The stock option award vests in four equal annual installments, commencing one year after the date of grant. Read SEC document |
| December 12, 2018 Filed Dec 14, 2018 21:06 UTC |
McCourt MarionSVP Commercial
|
GrantNon-Qualified Stock Option (right to buy) · Derivative | 10,000 | $0.00 Strike: $381.40 | $0.00 |
DisclosureSEC source: 0001708138-18-000030 · edgardoc.xml · derivative · entry 2 McCourt Marion · CIK 0001663758 · SVP Commercial 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,000 Underlying: Common Stock · 10,000 shares Expires 2028-12-12 F2 · derivative.exercise_date: The stock option award vests in four equal annual installments, commencing one year after the date of grant. Read SEC document |
| December 12, 2018 Filed Dec 14, 2018 21:06 UTC |
McCourt MarionSVP Commercial
|
GrantCommon Stock | 10,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001708138-18-000030 · edgardoc.xml · nonDerivative · entry 1 McCourt Marion · CIK 0001663758 · SVP Commercial 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,500 F1 · kind: Award of Restricted Stock under the Amended and Restated 2014 Long-Term Incentive Plan that vests in its entirety on December 12, 2023. Read SEC document |
| December 12, 2018 Filed Dec 14, 2018 21:03 UTC |
Van Plew Daniel PEVP & General Mgr Industrial O
|
GrantNon-Qualified Stock Option (right to buy) · Derivative | 46,250 | $0.00 Strike: $381.40 | $0.00 |
DisclosureSEC source: 0001708138-18-000028 · edgardoc.xml · derivative · entry 1 Van Plew Daniel P · CIK 0001411984 · EVP & General Mgr Industrial O 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 46,250 Underlying: Common Stock · 46,250 shares Expires 2028-12-12 F1 · derivative.exercise_date: The stock option award vests in four equal annual installments, commencing one year after the date of grant. Read SEC document |
| November 16, 2018 Filed Dec 14, 2018 21:49 UTC |
VAGELOS P ROYDirector · Chairman of the Board
|
GiftCommon Stock | 16,161 | $0.00 | $0.00 |
DisclosureSEC source: 0001237899-18-000023 · edgardoc.xml · nonDerivative · entry 4 VAGELOS P ROY · CIK 0001013064 · Director · Chairman of the Board 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 314,877 Read SEC document |
| November 16, 2018 Filed Dec 14, 2018 21:21 UTC |
YANCOPOULOS GEORGEDirector · President and CSO
|
GiftCommon Stock | 1,176 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-18-073103 · a4.xml · nonDerivative · entry 24 YANCOPOULOS GEORGE · CIK 0001226690 · Director · President and CSO 10b5-1 filing: Not disclosed Ownership: Indirect · By Trust Disclosed balance after: 483,601 Read SEC document |
| November 15, 2018 Filed Dec 14, 2018 21:49 UTC |
VAGELOS P ROYDirector · Chairman of the Board
|
GiftCommon Stock | 19,202 | $0.00 | $0.00 |
DisclosureSEC source: 0001237899-18-000023 · edgardoc.xml · nonDerivative · entry 3 VAGELOS P ROY · CIK 0001013064 · Director · Chairman of the Board 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 331,038 Read SEC document |
| November 13, 2018 Filed Dec 14, 2018 21:49 UTC |
VAGELOS P ROYDirector · Chairman of the Board
|
GiftCommon Stock | 37,209 | $0.00 | $0.00 |
DisclosureSEC source: 0001237899-18-000023 · edgardoc.xml · nonDerivative · entry 2 VAGELOS P ROY · CIK 0001013064 · Director · Chairman of the Board 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 350,240 Read SEC document |
| November 01, 2018 Filed Dec 14, 2018 21:21 UTC |
YANCOPOULOS GEORGEDirector · President and CSO
|
GiftCommon Stock | 24,643 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-18-073103 · a4.xml · nonDerivative · entry 9 YANCOPOULOS GEORGE · CIK 0001226690 · Director · President and CSO 10b5-1 filing: Not disclosed Ownership: Indirect · By 2016 GRAT Disclosed balance after: 0 Read SEC document |
| October 25, 2018 Filed Dec 14, 2018 21:18 UTC |
Fenimore Christopher R.VP Controller
|
GiftCommon Stock | 2,950 | $0.00 | $0.00 |
DisclosureSEC source: 0001237899-18-000021 · edgardoc.xml · nonDerivative · entry 5 Fenimore Christopher R. · CIK 0001697422 · VP Controller 10b5-1 filing: Not disclosed Ownership: Indirect · by 2018 GRAT Disclosed balance after: 2,950 Read SEC document |
| October 25, 2018 Filed Dec 14, 2018 21:18 UTC |
Fenimore Christopher R.VP Controller
|
GiftCommon Stock | 2,950 | $0.00 | $0.00 |
DisclosureSEC source: 0001237899-18-000021 · edgardoc.xml · nonDerivative · entry 4 Fenimore Christopher R. · CIK 0001697422 · VP Controller 10b5-1 filing: Not disclosed Ownership: Indirect · By Trust Disclosed balance after: 1,397 F2 · ownership.nature: These shares are held in a trust for the benefit of the reporting person's spouse. The reporting person and the reporting person's spouse are trustees of the trust. Read SEC document |
| October 04, 2018 Filed Dec 14, 2018 21:49 UTC |
VAGELOS P ROYDirector · Chairman of the Board
|
GiftCommon Stock | 521 | $0.00 | $0.00 |
DisclosureSEC source: 0001237899-18-000023 · edgardoc.xml · nonDerivative · entry 6 VAGELOS P ROY · CIK 0001013064 · Director · Chairman of the Board 10b5-1 filing: Not disclosed Ownership: Indirect · by CLAT Disclosed balance after: 147,413 Read SEC document |
| September 28, 2018 Filed Oct 1, 2018 20:06 UTC |
GOLDSTEIN JOSEPH LDirector
|
Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative | 709 | $0.00 Strike: $273.67 | $0.00 |
DisclosureSEC source: 0001708138-18-000024 · edgardoc.xml · derivative · entry 6 GOLDSTEIN JOSEPH L · CIK 0001225474 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,791 Underlying: Common Stock · 709 shares Expires 2024-01-02 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Disposition/acquisition made pursuant to a plan intended to comply with Rule 10b5-1(c). F2 · derivative.exercise_date: The stock option becomes exercisable in three equal annual installments, commencing one year after the date of grant. Read SEC document |
| September 28, 2018 Filed Oct 1, 2018 20:06 UTC |
GOLDSTEIN JOSEPH LDirector
|
SaleCommon Stock | 709 | $410.00 | $290,690.00 |
DisclosureSEC source: 0001708138-18-000024 · edgardoc.xml · nonDerivative · entry 4 GOLDSTEIN JOSEPH L · CIK 0001225474 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,000 F1 · kind: Disposition/acquisition made pursuant to a plan intended to comply with Rule 10b5-1(c). Read SEC document |
| September 28, 2018 Filed Oct 1, 2018 20:06 UTC |
GOLDSTEIN JOSEPH LDirector
|
Exercise / conversionCommon Stock | 709 | $273.67 | $194,032.03 |
DisclosureSEC source: 0001708138-18-000024 · edgardoc.xml · nonDerivative · entry 3 GOLDSTEIN JOSEPH L · CIK 0001225474 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,709 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Disposition/acquisition made pursuant to a plan intended to comply with Rule 10b5-1(c). Read SEC document |
| September 27, 2018 Filed Sep 28, 2018 20:35 UTC |
BROWN MICHAEL SDirector
|
Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative | 2,000 | $0.00 Strike: $273.67 | $0.00 |
DisclosureSEC source: 0001237899-18-000016 · edgardoc.xml · derivative · entry 10 BROWN MICHAEL S · CIK 0001174475 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,750 Underlying: Common Stock · 2,000 shares Expires 2024-01-02 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Disposition/acquisition made pursuant to a plan intended to comply with Rule 10b5-1(c). F8 · derivative.exercise_date: The stock option becomes exercisable in three equal annual installments, commencing one year after the date of grant. Read SEC document |
| September 27, 2018 Filed Sep 28, 2018 20:35 UTC |
BROWN MICHAEL SDirector
|
SaleCommon Stock | 260 | $395.42 | $102,809.20 |
DisclosureSEC source: 0001237899-18-000016 · edgardoc.xml · nonDerivative · entry 7 BROWN MICHAEL S · CIK 0001174475 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F1 · kind: Disposition/acquisition made pursuant to a plan intended to comply with Rule 10b5-1(c). F6 · price: Represents volume-weighted average price of sales of 260 shares of Company stock on September 27, 2018 at prices ranging from $395.18 to $395.97. Upon request by the Commission staff, the Company, or a security holder of the Company, the reporting person will provide full information regarding the number of shares sold by the reporting person on September 27, 2018 at each separate price. Read SEC document |
| September 27, 2018 Filed Sep 28, 2018 20:35 UTC |
BROWN MICHAEL SDirector
|
SaleCommon Stock | 40 | $394.43 | $15,777.20 |
DisclosureSEC source: 0001237899-18-000016 · edgardoc.xml · nonDerivative · entry 6 BROWN MICHAEL S · CIK 0001174475 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 260 F1 · kind: Disposition/acquisition made pursuant to a plan intended to comply with Rule 10b5-1(c). Read SEC document |
| September 27, 2018 Filed Sep 28, 2018 20:35 UTC |
BROWN MICHAEL SDirector
|
SaleCommon Stock | 300 | $393.49 | $118,047.00 |
DisclosureSEC source: 0001237899-18-000016 · edgardoc.xml · nonDerivative · entry 5 BROWN MICHAEL S · CIK 0001174475 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 300 F1 · kind: Disposition/acquisition made pursuant to a plan intended to comply with Rule 10b5-1(c). F5 · price: Represents volume-weighted average price of sales of 300 shares of Company stock on September 27, 2018 at prices ranging from $393.41 to $393.55. Upon request by the Commission staff, the Company, or a security holder of the Company, the reporting person will provide full information regarding the number of shares sold by the reporting person on September 27, 2018 at each separate price. Read SEC document |
| September 27, 2018 Filed Sep 28, 2018 20:35 UTC |
BROWN MICHAEL SDirector
|
SaleCommon Stock | 410 | $392.37 | $160,871.70 |
DisclosureSEC source: 0001237899-18-000016 · edgardoc.xml · nonDerivative · entry 4 BROWN MICHAEL S · CIK 0001174475 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 600 F1 · kind: Disposition/acquisition made pursuant to a plan intended to comply with Rule 10b5-1(c). F4 · price: Represents volume-weighted average price of sales of 410 shares of Company stock on September 27, 2018 at prices ranging from $392.00 to $392.41. Upon request by the Commission staff, the Company, or a security holder of the Company, the reporting person will provide full information regarding the number of shares sold by the reporting person on September 27, 2018 at each separate price. Read SEC document |
| September 27, 2018 Filed Sep 28, 2018 20:35 UTC |
BROWN MICHAEL SDirector
|
SaleCommon Stock | 601 | $391.38 | $235,219.38 |
DisclosureSEC source: 0001237899-18-000016 · edgardoc.xml · nonDerivative · entry 3 BROWN MICHAEL S · CIK 0001174475 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,010 F1 · kind: Disposition/acquisition made pursuant to a plan intended to comply with Rule 10b5-1(c). F3 · price: Represents volume-weighted average price of sales of 601 shares of Company stock on September 27, 2018 at prices ranging from $391.00 to $391.38. Upon request by the Commission staff, the Company, or a security holder of the Company, the reporting person will provide full information regarding the number of shares sold by the reporting person on September 27, 2018 at each separate price. Read SEC document |
| September 27, 2018 Filed Sep 28, 2018 20:35 UTC |
BROWN MICHAEL SDirector
|
SaleCommon Stock | 389 | $390.23 | $151,799.47 |
DisclosureSEC source: 0001237899-18-000016 · edgardoc.xml · nonDerivative · entry 2 BROWN MICHAEL S · CIK 0001174475 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,611 F1 · kind: Disposition/acquisition made pursuant to a plan intended to comply with Rule 10b5-1(c). F2 · price: Represents volume-weighted average price of sales of 389 shares of Company stock on September 27, 2018 at prices ranging from $390.00 to $390.54. Upon request by the Commission staff, the Company, or a security holder of the Company, the reporting person will provide full information regarding the number of shares sold by the reporting person on September 27, 2018 at each separate price. Read SEC document |
| September 27, 2018 Filed Sep 28, 2018 20:35 UTC |
BROWN MICHAEL SDirector
|
Exercise / conversionCommon Stock | 2,000 | $273.67 | $547,340.00 |
DisclosureSEC source: 0001237899-18-000016 · edgardoc.xml · nonDerivative · entry 1 BROWN MICHAEL S · CIK 0001174475 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,000 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Disposition/acquisition made pursuant to a plan intended to comply with Rule 10b5-1(c). Read SEC document |
| September 27, 2018 Filed Oct 1, 2018 20:06 UTC |
GOLDSTEIN JOSEPH LDirector
|
Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative | 2,000 | $0.00 Strike: $273.67 | $0.00 |
DisclosureSEC source: 0001708138-18-000024 · edgardoc.xml · derivative · entry 5 GOLDSTEIN JOSEPH L · CIK 0001225474 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,500 Underlying: Common Stock · 2,000 shares Expires 2024-01-02 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Disposition/acquisition made pursuant to a plan intended to comply with Rule 10b5-1(c). F2 · derivative.exercise_date: The stock option becomes exercisable in three equal annual installments, commencing one year after the date of grant. Read SEC document |
| September 27, 2018 Filed Oct 1, 2018 20:06 UTC |
GOLDSTEIN JOSEPH LDirector
|
SaleCommon Stock | 2,000 | $400.00 | $800,000.00 |
DisclosureSEC source: 0001708138-18-000024 · edgardoc.xml · nonDerivative · entry 2 GOLDSTEIN JOSEPH L · CIK 0001225474 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,000 F1 · kind: Disposition/acquisition made pursuant to a plan intended to comply with Rule 10b5-1(c). Read SEC document |
| September 27, 2018 Filed Oct 1, 2018 20:06 UTC |
GOLDSTEIN JOSEPH LDirector
|
Exercise / conversionCommon Stock | 2,000 | $273.67 | $547,340.00 |
DisclosureSEC source: 0001708138-18-000024 · edgardoc.xml · nonDerivative · entry 1 GOLDSTEIN JOSEPH L · CIK 0001225474 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,000 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Disposition/acquisition made pursuant to a plan intended to comply with Rule 10b5-1(c). Read SEC document |
| September 24, 2018 Filed Sep 25, 2018 20:05 UTC |
GOLDSTEIN JOSEPH LDirector
|
Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative | 1,000 | $0.00 Strike: $273.67 | $0.00 |
DisclosureSEC source: 0001708138-18-000022 · edgardoc.xml · derivative · entry 6 GOLDSTEIN JOSEPH L · CIK 0001225474 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,500 Underlying: Common Stock · 1,000 shares Expires 2024-01-02 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Disposition/acquisition made pursuant to a plan intended to comply with Rule 10b5-1(c). F2 · derivative.exercise_date: The stock option becomes exercisable in three equal annual installments, commencing one year after the date of grant. Read SEC document |
| September 24, 2018 Filed Sep 25, 2018 20:05 UTC |
GOLDSTEIN JOSEPH LDirector
|
Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative | 1,000 | $0.00 Strike: $273.67 | $0.00 |
DisclosureSEC source: 0001708138-18-000022 · edgardoc.xml · derivative · entry 5 GOLDSTEIN JOSEPH L · CIK 0001225474 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,500 Underlying: Common Stock · 1,000 shares Expires 2024-01-02 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Disposition/acquisition made pursuant to a plan intended to comply with Rule 10b5-1(c). F2 · derivative.exercise_date: The stock option becomes exercisable in three equal annual installments, commencing one year after the date of grant. Read SEC document |
| September 24, 2018 Filed Sep 25, 2018 20:05 UTC |
GOLDSTEIN JOSEPH LDirector
|
SaleCommon Stock | 1,000 | $387.29 | $387,290.00 |
DisclosureSEC source: 0001708138-18-000022 · edgardoc.xml · nonDerivative · entry 4 GOLDSTEIN JOSEPH L · CIK 0001225474 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,000 F1 · kind: Disposition/acquisition made pursuant to a plan intended to comply with Rule 10b5-1(c). Read SEC document |
| September 24, 2018 Filed Sep 25, 2018 20:05 UTC |
GOLDSTEIN JOSEPH LDirector
|
Exercise / conversionCommon Stock | 1,000 | $273.67 | $273,670.00 |
DisclosureSEC source: 0001708138-18-000022 · edgardoc.xml · nonDerivative · entry 3 GOLDSTEIN JOSEPH L · CIK 0001225474 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,000 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Disposition/acquisition made pursuant to a plan intended to comply with Rule 10b5-1(c). Read SEC document |
| September 24, 2018 Filed Sep 25, 2018 20:05 UTC |
GOLDSTEIN JOSEPH LDirector
|
SaleCommon Stock | 1,000 | $390.00 | $390,000.00 |
DisclosureSEC source: 0001708138-18-000022 · edgardoc.xml · nonDerivative · entry 2 GOLDSTEIN JOSEPH L · CIK 0001225474 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,000 F1 · kind: Disposition/acquisition made pursuant to a plan intended to comply with Rule 10b5-1(c). Read SEC document |
| September 24, 2018 Filed Sep 25, 2018 20:05 UTC |
GOLDSTEIN JOSEPH LDirector
|
Exercise / conversionCommon Stock | 1,000 | $273.67 | $273,670.00 |
DisclosureSEC source: 0001708138-18-000022 · edgardoc.xml · nonDerivative · entry 1 GOLDSTEIN JOSEPH L · CIK 0001225474 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,000 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Disposition/acquisition made pursuant to a plan intended to comply with Rule 10b5-1(c). Read SEC document |
| September 10, 2018 Filed Sep 11, 2018 20:04 UTC |
Landry Robert ESVP Finance & CFO
|
Tax withholdingCommon Stock | 2,251 | $395.29 | $889,797.79 |
DisclosureSEC source: 0001708138-18-000021 · edgardoc.xml · nonDerivative · entry 1 Landry Robert E · CIK 0001585160 · SVP Finance & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,848 Read SEC document |
| September 06, 2018 Filed Sep 10, 2018 21:01 UTC |
Sanofi10% owner
|
SaleCommon Stock | 104,552 | $406.68 | $42,519,249.18 |
DisclosureSEC source: 0001140361-18-038175 · form4.xml · nonDerivative · entry 1 Sanofi · CIK 0001121404 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See note Disclosed balance after: 23,654,384 F1 · kind: Private sale to the Issuer pursuant to the letter agreement entered into with the Issuer on January 7, 2018 and filed on January 9, 2018 by the Reporting Person as Exhibit 99.4 to Amendment No. 13 to Reporting Person's statement on Schedule 13D. F2 · ownership.nature: Indirectly owned through (a) sanofi-aventis Amerique du Nord, a direct, wholly-owned subsidiary of Sanofi ("SAAN"), and (b) Aventisub LLC ("Aventis"), formerly known as Aventis Pharmaceuticals Inc., an indirect, wholly-owned subsidiary of SAAN. After giving effect to the dispositions reported on this Form 4, the number of shares beneficially owned directly by SAAN and Aventis was 20,854,832 shares and 2,799,552 shares, respectively. Pursuant to the Amended and Restated Investor Agreement, dated as of January 11, 2014, by and among Sanofi, SAAN, sanofi-aventis US LLC, Aventis (collectively, the "Sanofi Parties") and the Issuer, the Sanofi Parties have agreed to vote their respective shares of the Issuer, subject to specified exceptions, in accordance with the recommendation of the Issuer's Board of Directors. Read SEC document |
| August 30, 2018 Filed Aug 31, 2018 20:02 UTC |
Fenimore Christopher R.VP Controller
|
Exercise / conversionIncentive Stock Option (right to buy) · Derivative | 50 | $0.00 Strike: $21.25 | $0.00 |
DisclosureSEC source: 0001708138-18-000019 · edgardoc.xml · derivative · entry 5 Fenimore Christopher R. · CIK 0001697422 · VP Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,175 Underlying: Common Stock · 50 shares Expires 2019-12-18 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: The stock option award (combined incentive stock option and non-qualified stock option) vests in four equal annual installments, commencing one year after the date of grant. Read SEC document |
| August 30, 2018 Filed Aug 31, 2018 20:02 UTC |
Fenimore Christopher R.VP Controller
|
Exercise / conversionCommon Stock | 50 | $21.25 | $1,062.50 |
DisclosureSEC source: 0001708138-18-000019 · edgardoc.xml · nonDerivative · entry 1 Fenimore Christopher R. · CIK 0001697422 · VP Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 200 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 30, 2018 Filed Dec 14, 2018 21:18 UTC |
Fenimore Christopher R.VP Controller
|
GiftCommon Stock | 50 | $0.00 | $0.00 |
DisclosureSEC source: 0001237899-18-000021 · edgardoc.xml · nonDerivative · entry 3 Fenimore Christopher R. · CIK 0001697422 · VP Controller 10b5-1 filing: Not disclosed Ownership: Indirect · By Trust Disclosed balance after: 4,347 F2 · ownership.nature: These shares are held in a trust for the benefit of the reporting person's spouse. The reporting person and the reporting person's spouse are trustees of the trust. Read SEC document |
| August 30, 2018 Filed Dec 14, 2018 21:18 UTC |
Fenimore Christopher R.VP Controller
|
GiftCommon Stock | 50 | $0.00 | $0.00 |
DisclosureSEC source: 0001237899-18-000021 · edgardoc.xml · nonDerivative · entry 1 Fenimore Christopher R. · CIK 0001697422 · VP Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,421 Read SEC document |
| August 29, 2018 Filed Dec 14, 2018 21:49 UTC |
VAGELOS P ROYDirector · Chairman of the Board
|
GiftCommon Stock | 12,500 | $0.00 | $0.00 |
DisclosureSEC source: 0001237899-18-000023 · edgardoc.xml · nonDerivative · entry 1 VAGELOS P ROY · CIK 0001013064 · Director · Chairman of the Board 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 387,449 Read SEC document |
| August 22, 2018 Filed Aug 23, 2018 20:01 UTC |
BROWN MICHAEL SDirector
|
Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative | 1,500 | $0.00 Strike: $177.82 | $0.00 |
DisclosureSEC source: 0001708138-18-000017 · edgardoc.xml · derivative · entry 5 BROWN MICHAEL S · CIK 0001174475 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 1,500 shares Expires 2023-01-02 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: The stock option becomes exercisable in three equal annual installments, commencing one year after the date of grant. Read SEC document |
| August 22, 2018 Filed Aug 23, 2018 20:01 UTC |
BROWN MICHAEL SDirector
|
SaleCommon Stock | 1,500 | $380.49 | $570,735.00 |
DisclosureSEC source: 0001708138-18-000017 · edgardoc.xml · nonDerivative · entry 2 BROWN MICHAEL S · CIK 0001174475 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Read SEC document |
| August 22, 2018 Filed Aug 23, 2018 20:01 UTC |
BROWN MICHAEL SDirector
|
Exercise / conversionCommon Stock | 1,500 | $177.82 | $266,730.00 |
DisclosureSEC source: 0001708138-18-000017 · edgardoc.xml · nonDerivative · entry 1 BROWN MICHAEL S · CIK 0001174475 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,500 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 22, 2018 Filed Dec 14, 2018 21:21 UTC |
YANCOPOULOS GEORGEDirector · President and CSO
|
GiftCommon Stock | 3,211 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-18-073103 · a4.xml · nonDerivative · entry 23 YANCOPOULOS GEORGE · CIK 0001226690 · Director · President and CSO 10b5-1 filing: Not disclosed Ownership: Indirect · By Trust Disclosed balance after: 484,777 Read SEC document |
| August 21, 2018 Filed Dec 14, 2018 21:21 UTC |
YANCOPOULOS GEORGEDirector · President and CSO
|
GiftCommon Stock | 847 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-18-073103 · a4.xml · nonDerivative · entry 22 YANCOPOULOS GEORGE · CIK 0001226690 · Director · President and CSO 10b5-1 filing: Not disclosed Ownership: Indirect · By Trust Disclosed balance after: 487,988 Read SEC document |
| August 21, 2018 Filed Dec 14, 2018 21:21 UTC |
YANCOPOULOS GEORGEDirector · President and CSO
|
GiftCommon Stock | 847 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-18-073103 · a4.xml · nonDerivative · entry 6 YANCOPOULOS GEORGE · CIK 0001226690 · Director · President and CSO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Read SEC document |
| August 21, 2018 Filed Jan 4, 2019 21:07 UTC |
RYAN ARTHUR FDirector
|
GiftCommon Stock | 2,500 | $0.00 | $0.00 |
DisclosureSEC source: 0001237899-19-000001 · edgardoc.xml · nonDerivative · entry 2 RYAN ARTHUR F · CIK 0001187443 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 28,500 Read SEC document |
| August 20, 2018 Filed Aug 21, 2018 20:55 UTC |
VAGELOS P ROYDirector · Chairman of the Board
|
Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative | 210 | $0.00 Strike: $21.25 | $0.00 |
DisclosureSEC source: 0001237899-18-000014 · edgardoc.xml · derivative · entry 7 VAGELOS P ROY · CIK 0001013064 · Director · Chairman of the Board 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 307,585 Underlying: Common Stock · 210 shares Expires 2019-12-18 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: The stock option award vests in four equal annual installments, commencing one year after the date of grant. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.