Tapewire

Nasdaq · USD

REGN

REGENERON PHARMACEUTICALS, INC.

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Tapewire entity
2010
SEC CIK
0000872589
Parsed reports
687

Last 12 months

Inside the activity.

0 purchase rows · 78 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202502
Dec 202500
Jan 202601
Feb 2026035
Mar 2026013
Apr 202609
May 2026012
Jun 202600
Jul 202601
Aug 202602
Sep 202603
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
September 21, 2020 Filed Sep 23, 2020 20:00 UTC SaleCommon Stock 1,101 $553.17 $609,040.17
Disclosure

SEC source: 0001708138-20-000105 · edgardoc.xml · nonDerivative · entry 13

GOLDSTEIN JOSEPH L · CIK 0001225474 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,092

F1 · kind: Disposition/acquisition made pursuant to a plan intended to comply with Rule 10b5-1(c).

F11 · price: Represents volume-weighted average price of sales of 1,101 shares of Company stock on September 21, 2020 at prices ranging from $552.69 to $553.59. Upon request by the Commission staff, the Company, or a security holder of the Company, the reporting person will provide full information regarding the number of shares sold by the reporting person on September 21, 2020 at each separate price.

Read SEC document
September 21, 2020 Filed Sep 23, 2020 20:00 UTC SaleCommon Stock 513 $552.01 $283,181.13
Disclosure

SEC source: 0001708138-20-000105 · edgardoc.xml · nonDerivative · entry 12

GOLDSTEIN JOSEPH L · CIK 0001225474 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,193

F1 · kind: Disposition/acquisition made pursuant to a plan intended to comply with Rule 10b5-1(c).

F10 · price: Represents volume-weighted average price of sales of 513 shares of Company stock on September 21, 2020 at prices ranging from $551.69 to $552.51. Upon request by the Commission staff, the Company, or a security holder of the Company, the reporting person will provide full information regarding the number of shares sold by the reporting person on September 21, 2020 at each separate price.

Read SEC document
September 21, 2020 Filed Sep 23, 2020 20:00 UTC SaleCommon Stock 1,501 $551.09 $827,186.09
Disclosure

SEC source: 0001708138-20-000105 · edgardoc.xml · nonDerivative · entry 11

GOLDSTEIN JOSEPH L · CIK 0001225474 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,706

F1 · kind: Disposition/acquisition made pursuant to a plan intended to comply with Rule 10b5-1(c).

F9 · price: Represents volume-weighted average price of sales of 1,501 shares of Company stock on September 21, 2020 at prices ranging from $550.64 to $551.55. Upon request by the Commission staff, the Company, or a security holder of the Company, the reporting person will provide full information regarding the number of shares sold by the reporting person on September 21, 2020 at each separate price.

Read SEC document
September 21, 2020 Filed Sep 23, 2020 20:00 UTC SaleCommon Stock 1,600 $550.11 $880,176.00
Disclosure

SEC source: 0001708138-20-000105 · edgardoc.xml · nonDerivative · entry 10

GOLDSTEIN JOSEPH L · CIK 0001225474 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,207

F1 · kind: Disposition/acquisition made pursuant to a plan intended to comply with Rule 10b5-1(c).

F8 · price: Represents volume-weighted average price of sales of 1,600 shares of Company stock on September 21, 2020 at prices ranging from $549.62 to $550.52. Upon request by the Commission staff, the Company, or a security holder of the Company, the reporting person will provide full information regarding the number of shares sold by the reporting person on September 21, 2020 at each separate price.

Read SEC document
September 21, 2020 Filed Sep 23, 2020 20:00 UTC SaleCommon Stock 2,600 $549.07 $1,427,582.00
Disclosure

SEC source: 0001708138-20-000105 · edgardoc.xml · nonDerivative · entry 9

GOLDSTEIN JOSEPH L · CIK 0001225474 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,807

F1 · kind: Disposition/acquisition made pursuant to a plan intended to comply with Rule 10b5-1(c).

F7 · price: Represents volume-weighted average price of sales of 2,600 shares of Company stock on September 21, 2020 at prices ranging from $548.62 to $549.60. Upon request by the Commission staff, the Company, or a security holder of the Company, the reporting person will provide full information regarding the number of shares sold by the reporting person on September 21, 2020 at each separate price.

Read SEC document
September 21, 2020 Filed Sep 23, 2020 20:00 UTC SaleCommon Stock 3,654 $548.13 $2,002,867.02
Disclosure

SEC source: 0001708138-20-000105 · edgardoc.xml · nonDerivative · entry 8

GOLDSTEIN JOSEPH L · CIK 0001225474 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,407

F1 · kind: Disposition/acquisition made pursuant to a plan intended to comply with Rule 10b5-1(c).

F6 · price: Represents volume-weighted average price of sales of 3,654 shares of Company stock on September 21, 2020 at prices ranging from $547.61 to $548.59. Upon request by the Commission staff, the Company, or a security holder of the Company, the reporting person will provide full information regarding the number of shares sold by the reporting person on September 21, 2020 at each separate price.

Read SEC document
September 21, 2020 Filed Sep 23, 2020 20:00 UTC SaleCommon Stock 1,356 $547.28 $742,111.68
Disclosure

SEC source: 0001708138-20-000105 · edgardoc.xml · nonDerivative · entry 7

GOLDSTEIN JOSEPH L · CIK 0001225474 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,061

F1 · kind: Disposition/acquisition made pursuant to a plan intended to comply with Rule 10b5-1(c).

F5 · price: Represents volume-weighted average price of sales of 1,356 shares of Company stock on September 21, 2020 at prices ranging from $546.57 to $547.55. Upon request by the Commission staff, the Company, or a security holder of the Company, the reporting person will provide full information regarding the number of shares sold by the reporting person on September 21, 2020 at each separate price.

Read SEC document
September 21, 2020 Filed Sep 23, 2020 20:00 UTC SaleCommon Stock 800 $546.01 $436,808.00
Disclosure

SEC source: 0001708138-20-000105 · edgardoc.xml · nonDerivative · entry 6

GOLDSTEIN JOSEPH L · CIK 0001225474 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,417

F1 · kind: Disposition/acquisition made pursuant to a plan intended to comply with Rule 10b5-1(c).

F4 · price: Represents volume-weighted average price of sales of 800 shares of Company stock on September 21, 2020 at prices ranging from $545.56 to $546.53. Upon request by the Commission staff, the Company, or a security holder of the Company, the reporting person will provide full information regarding the number of shares sold by the reporting person on September 21, 2020 at each separate price.

Read SEC document
September 21, 2020 Filed Sep 23, 2020 20:00 UTC SaleCommon Stock 700 $544.96 $381,472.00
Disclosure

SEC source: 0001708138-20-000105 · edgardoc.xml · nonDerivative · entry 5

GOLDSTEIN JOSEPH L · CIK 0001225474 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,217

F1 · kind: Disposition/acquisition made pursuant to a plan intended to comply with Rule 10b5-1(c).

F3 · price: Represents volume-weighted average price of sales of 700 shares of Company stock on September 21, 2020 at prices ranging from $544.49 to $545.37. Upon request by the Commission staff, the Company, or a security holder of the Company, the reporting person will provide full information regarding the number of shares sold by the reporting person on September 21, 2020 at each separate price.

Read SEC document
September 21, 2020 Filed Sep 23, 2020 20:00 UTC SaleCommon Stock 300 $543.19 $162,957.00
Disclosure

SEC source: 0001708138-20-000105 · edgardoc.xml · nonDerivative · entry 4

GOLDSTEIN JOSEPH L · CIK 0001225474 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,917

F1 · kind: Disposition/acquisition made pursuant to a plan intended to comply with Rule 10b5-1(c).

F2 · price: Represents volume-weighted average price of sales of 300 shares of Company stock on September 21, 2020 at prices ranging from $542.66 to $543.48. Upon request by the Commission staff, the Company, or a security holder of the Company, the reporting person will provide full information regarding the number of shares sold by the reporting person on September 21, 2020 at each separate price.

Read SEC document
September 21, 2020 Filed Sep 23, 2020 20:00 UTC Exercise / conversionCommon Stock 7,830 $376.69 $2,949,482.70
Disclosure

SEC source: 0001708138-20-000105 · edgardoc.xml · nonDerivative · entry 3

GOLDSTEIN JOSEPH L · CIK 0001225474 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,217

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Disposition/acquisition made pursuant to a plan intended to comply with Rule 10b5-1(c).

Read SEC document
September 21, 2020 Filed Sep 23, 2020 20:00 UTC Exercise / conversionCommon Stock 4,960 $380.95 $1,889,512.00
Disclosure

SEC source: 0001708138-20-000105 · edgardoc.xml · nonDerivative · entry 2

GOLDSTEIN JOSEPH L · CIK 0001225474 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,387

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Disposition/acquisition made pursuant to a plan intended to comply with Rule 10b5-1(c).

Read SEC document
September 21, 2020 Filed Sep 23, 2020 20:00 UTC Exercise / conversionCommon Stock 3,784 $371.40 $1,405,377.60
Disclosure

SEC source: 0001708138-20-000105 · edgardoc.xml · nonDerivative · entry 1

GOLDSTEIN JOSEPH L · CIK 0001225474 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,427

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Disposition/acquisition made pursuant to a plan intended to comply with Rule 10b5-1(c).

Read SEC document
September 01, 2020 Filed Sep 3, 2020 20:18 UTC SaleCommon Stock 18 $591.50 $10,647.00
Disclosure

SEC source: 0001237899-20-000040 · edgardoc.xml · nonDerivative · entry 7

RYAN ARTHUR F · CIK 0001187443 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,443

F1 · kind: Disposition/acquisition made pursuant to a plan intended to comply with Rule 10b5-1(c).

Read SEC document
September 01, 2020 Filed Sep 3, 2020 20:18 UTC SaleCommon Stock 2 $600.30 $1,200.60
Disclosure

SEC source: 0001237899-20-000040 · edgardoc.xml · nonDerivative · entry 6

RYAN ARTHUR F · CIK 0001187443 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,461

F1 · kind: Disposition/acquisition made pursuant to a plan intended to comply with Rule 10b5-1(c).

Read SEC document
September 01, 2020 Filed Sep 3, 2020 20:18 UTC SaleCommon Stock 20 $601.13 $12,022.60
Disclosure

SEC source: 0001237899-20-000040 · edgardoc.xml · nonDerivative · entry 5

RYAN ARTHUR F · CIK 0001187443 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,463

F1 · kind: Disposition/acquisition made pursuant to a plan intended to comply with Rule 10b5-1(c).

F3 · price: Represents volume-weighted average price of sales of 20 shares of Company stock on September 1, 2020 at prices ranging from $601.00 to $601.26. Upon request by the Commission staff, the Company, or a security holder of the Company, the reporting person will provide full information regarding the number of shares sold by the reporting person on September 1, 2020 at each separate price.

Read SEC document
September 01, 2020 Filed Sep 3, 2020 20:18 UTC SaleCommon Stock 10 $602.33 $6,023.30
Disclosure

SEC source: 0001237899-20-000040 · edgardoc.xml · nonDerivative · entry 4

RYAN ARTHUR F · CIK 0001187443 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,483

F1 · kind: Disposition/acquisition made pursuant to a plan intended to comply with Rule 10b5-1(c).

Read SEC document
September 01, 2020 Filed Sep 3, 2020 20:18 UTC SaleCommon Stock 10 $605.62 $6,056.20
Disclosure

SEC source: 0001237899-20-000040 · edgardoc.xml · nonDerivative · entry 3

RYAN ARTHUR F · CIK 0001187443 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,493

F1 · kind: Disposition/acquisition made pursuant to a plan intended to comply with Rule 10b5-1(c).

Read SEC document
September 01, 2020 Filed Sep 3, 2020 20:18 UTC SaleCommon Stock 20 $608.69 $12,173.80
Disclosure

SEC source: 0001237899-20-000040 · edgardoc.xml · nonDerivative · entry 2

RYAN ARTHUR F · CIK 0001187443 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,503

F1 · kind: Disposition/acquisition made pursuant to a plan intended to comply with Rule 10b5-1(c).

F2 · price: Represents volume-weighted average price of sales of 20 shares of Company stock on September 1, 2020 at prices ranging from $608.43 to $608.94. Upon request by the Commission staff, the Company, or a security holder of the Company, the reporting person will provide full information regarding the number of shares sold by the reporting person on September 1, 2020 at each separate price.

Read SEC document
September 01, 2020 Filed Sep 3, 2020 20:18 UTC SaleCommon Stock 20 $616.74 $12,334.80
Disclosure

SEC source: 0001237899-20-000040 · edgardoc.xml · nonDerivative · entry 1

RYAN ARTHUR F · CIK 0001187443 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,523

F1 · kind: Disposition/acquisition made pursuant to a plan intended to comply with Rule 10b5-1(c).

Read SEC document
August 31, 2020 Filed Aug 31, 2020 20:36 UTC SaleCommon Stock 1,900 $614.51 $1,167,569.00
Disclosure

SEC source: 0001237899-20-000038 · edgardoc.xml · nonDerivative · entry 5

SING GEORGE L · CIK 0001225471 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 54,415

F5 · price: Represents volume-weighted average price of sales of 1,900 shares of Company stock on August 31, 2020 at prices ranging from $614.01 to $614.93. Upon request by the Commission staff, the Company, or a security holder of the Company, the reporting person will provide full information regarding the number of shares sold by the reporting person on August 31, 2020 at each separate price.

Read SEC document
August 31, 2020 Filed Aug 31, 2020 20:36 UTC SaleCommon Stock 1,100 $613.54 $674,894.00
Disclosure

SEC source: 0001237899-20-000038 · edgardoc.xml · nonDerivative · entry 4

SING GEORGE L · CIK 0001225471 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 56,315

F4 · price: Represents volume-weighted average price of sales of 1,100 shares of Company stock on August 31, 2020 at prices ranging from $613.00 to $613.98. Upon request by the Commission staff, the Company, or a security holder of the Company, the reporting person will provide full information regarding the number of shares sold by the reporting person on August 31, 2020 at each separate price.

Read SEC document
August 31, 2020 Filed Aug 31, 2020 20:36 UTC SaleCommon Stock 2,000 $612.27 $1,224,540.00
Disclosure

SEC source: 0001237899-20-000038 · edgardoc.xml · nonDerivative · entry 3

SING GEORGE L · CIK 0001225471 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 57,415

F3 · price: Represents volume-weighted average price of sales of 2,000 shares of Company stock on August 31, 2020 at prices ranging from $612.05 to $612.73. Upon request by the Commission staff, the Company, or a security holder of the Company, the reporting person will provide full information regarding the number of shares sold by the reporting person on August 31, 2020 at each separate price.

Read SEC document
August 31, 2020 Filed Aug 31, 2020 20:36 UTC SaleCommon Stock 1,400 $611.38 $855,932.00
Disclosure

SEC source: 0001237899-20-000038 · edgardoc.xml · nonDerivative · entry 2

SING GEORGE L · CIK 0001225471 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 59,415

F2 · price: Represents volume-weighted average price of sales of 1,400 shares of Company stock on August 31, 2020 at prices ranging from $611.13 to $611.74. Upon request by the Commission staff, the Company, or a security holder of the Company, the reporting person will provide full information regarding the number of shares sold by the reporting person on August 31, 2020 at each separate price.

Read SEC document
August 31, 2020 Filed Aug 31, 2020 20:36 UTC SaleCommon Stock 3,600 $610.45 $2,197,620.00
Disclosure

SEC source: 0001237899-20-000038 · edgardoc.xml · nonDerivative · entry 1

SING GEORGE L · CIK 0001225471 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 60,815

F1 · price: Represents volume-weighted average price of sales of 3,600 shares of Company stock on August 31, 2020 at prices ranging from $610.05 to $610.99. Upon request by the Commission staff, the Company, or a security holder of the Company, the reporting person will provide full information regarding the number of shares sold by the reporting person on August 31, 2020 at each separate price.

Read SEC document
August 31, 2020 Filed Aug 31, 2020 20:37 UTC
LAROSA JOSEPH JEVP General Counsel and Secret
SaleCommon Stock 4,672 $615.04 $2,873,466.88
Disclosure

SEC source: 0001237899-20-000039 · edgardoc.xml · nonDerivative · entry 5

LAROSA JOSEPH J · CIK 0001238303 · EVP General Counsel and Secret

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,438

F1 · price: Represents volume-weighted average price of sales of 4,672 shares of Company stock on August 31, 2020 at prices ranging from $615.00 to $615.40. Upon request by the Commission staff, the Company, or a security holder of the Company, the reporting person will provide full information regarding the number of shares sold by the reporting person on August 31, 2020 at each separate price.

Read SEC document
August 28, 2020 Filed Aug 31, 2020 20:35 UTC Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative 15,000 $0.00 Strike: $33.42 $0.00
Disclosure

SEC source: 0001237899-20-000037 · edgardoc.xml · derivative · entry 10

POON CHRISTINE A · CIK 0001189014 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 15,000 shares

Expires 2021-01-03

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F7 · derivative.exercise_date: The stock option becomes exercisable in three equal annual installments, commencing one year after the date of grant.

Read SEC document
August 28, 2020 Filed Aug 31, 2020 20:35 UTC Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative 25,000 $0.00 Strike: $25.45 $0.00
Disclosure

SEC source: 0001237899-20-000037 · edgardoc.xml · derivative · entry 9

POON CHRISTINE A · CIK 0001189014 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 25,000 shares

Expires 2020-11-12

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F7 · derivative.exercise_date: The stock option becomes exercisable in three equal annual installments, commencing one year after the date of grant.

Read SEC document
August 28, 2020 Filed Aug 31, 2020 20:35 UTC SaleCommon Stock 693 $603.20 $418,017.60
Disclosure

SEC source: 0001237899-20-000037 · edgardoc.xml · nonDerivative · entry 8

POON CHRISTINE A · CIK 0001189014 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,433

F6 · price: Represents volume-weighted average price of sales of 693 shares of Company stock on August 28, 2020 at prices ranging from $603.00 to $603.91. Upon request by the Commission staff, the Company, or a security holder of the Company, the reporting person will provide full information regarding the number of shares sold by the reporting person on August 28, 2020 at each separate price.

Read SEC document
August 28, 2020 Filed Aug 31, 2020 20:35 UTC SaleCommon Stock 12,899 $602.39 $7,770,228.61
Disclosure

SEC source: 0001237899-20-000037 · edgardoc.xml · nonDerivative · entry 7

POON CHRISTINE A · CIK 0001189014 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,126

F5 · price: Represents volume-weighted average price of sales of 12,899 shares of Company stock on August 28, 2020 at prices ranging from $602.00 to $602.97. Upon request by the Commission staff, the Company, or a security holder of the Company, the reporting person will provide full information regarding the number of shares sold by the reporting person on August 28, 2020 at each separate price.

Read SEC document
August 28, 2020 Filed Aug 31, 2020 20:35 UTC SaleCommon Stock 8,011 $601.53 $4,818,856.83
Disclosure

SEC source: 0001237899-20-000037 · edgardoc.xml · nonDerivative · entry 6

POON CHRISTINE A · CIK 0001189014 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,025

F4 · price: Represents volume-weighted average price of sales of 8,011 shares of Company stock on August 28, 2020 at prices ranging from $601.00 to $601.99. Upon request by the Commission staff, the Company, or a security holder of the Company, the reporting person will provide full information regarding the number of shares sold by the reporting person on August 28, 2020 at each separate price.

Read SEC document
August 28, 2020 Filed Aug 31, 2020 20:35 UTC SaleCommon Stock 12,490 $600.44 $7,499,495.60
Disclosure

SEC source: 0001237899-20-000037 · edgardoc.xml · nonDerivative · entry 5

POON CHRISTINE A · CIK 0001189014 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,036

F3 · price: Represents volume-weighted average price of sales of 12,490 shares of Company stock on August 28, 2020 at prices ranging from $600.00 to $600.96. Upon request by the Commission staff, the Company, or a security holder of the Company, the reporting person will provide full information regarding the number of shares sold by the reporting person on August 28, 2020 at each separate price.

Read SEC document
August 28, 2020 Filed Aug 31, 2020 20:35 UTC SaleCommon Stock 5,730 $599.67 $3,436,109.10
Disclosure

SEC source: 0001237899-20-000037 · edgardoc.xml · nonDerivative · entry 4

POON CHRISTINE A · CIK 0001189014 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,526

F2 · price: Represents volume-weighted average price of sales of 5,730 shares of Company stock on August 28, 2020 at prices ranging from $599.00 to $599.99. Upon request by the Commission staff, the Company, or a security holder of the Company, the reporting person will provide full information regarding the number of shares sold by the reporting person on August 28, 2020 at each separate price.

Read SEC document
August 28, 2020 Filed Aug 31, 2020 20:35 UTC SaleCommon Stock 177 $598.91 $106,007.07
Disclosure

SEC source: 0001237899-20-000037 · edgardoc.xml · nonDerivative · entry 3

POON CHRISTINE A · CIK 0001189014 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 41,256

F1 · price: Represents volume-weighted average price of sales of 177 shares of Company stock on August 28, 2020 at prices ranging from $598.90 to $598.95. Upon request by the Commission staff, the Company, or a security holder of the Company, the reporting person will provide full information regarding the number of shares sold by the reporting person on August 28, 2020 at each separate price.

Read SEC document
August 28, 2020 Filed Aug 31, 2020 20:35 UTC Exercise / conversionCommon Stock 25,000 $25.45 $636,250.00
Disclosure

SEC source: 0001237899-20-000037 · edgardoc.xml · nonDerivative · entry 2

POON CHRISTINE A · CIK 0001189014 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 41,433

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 28, 2020 Filed Aug 31, 2020 20:35 UTC Exercise / conversionCommon Stock 15,000 $33.42 $501,300.00
Disclosure

SEC source: 0001237899-20-000037 · edgardoc.xml · nonDerivative · entry 1

POON CHRISTINE A · CIK 0001189014 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,433

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 27, 2020 Filed Aug 31, 2020 20:37 UTC
LAROSA JOSEPH JEVP General Counsel and Secret
Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative 4,000 $0.00 Strike: $52.03 $0.00
Disclosure

SEC source: 0001237899-20-000039 · edgardoc.xml · derivative · entry 8

LAROSA JOSEPH J · CIK 0001238303 · EVP General Counsel and Secret

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 4,000 shares

Expires 2021-12-16

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: With respect to 6,000 underlying shares (of which 0 remain outstanding), the option became exercisable on December 31, 2014, based upon the satisfaction by the company of certain performance criteria during the period ended December 31, 2014. With respect to 4,000 underlying shares (of which 0 remain outstanding), the stock option award vested in four equal annual installments, commencing one year after the date of grant.

Read SEC document
August 27, 2020 Filed Aug 31, 2020 20:37 UTC
LAROSA JOSEPH JEVP General Counsel and Secret
Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative 6,000 $0.00 Strike: $52.03 $0.00
Disclosure

SEC source: 0001237899-20-000039 · edgardoc.xml · derivative · entry 7

LAROSA JOSEPH J · CIK 0001238303 · EVP General Counsel and Secret

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,000

Underlying: Common Stock · 6,000 shares

Expires 2021-12-16

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: With respect to 6,000 underlying shares (of which 0 remain outstanding), the option became exercisable on December 31, 2014, based upon the satisfaction by the company of certain performance criteria during the period ended December 31, 2014. With respect to 4,000 underlying shares (of which 0 remain outstanding), the stock option award vested in four equal annual installments, commencing one year after the date of grant.

Read SEC document
August 27, 2020 Filed Aug 31, 2020 20:37 UTC
LAROSA JOSEPH JEVP General Counsel and Secret
Tax withholdingCommon Stock 2,131 $614.87 $1,310,287.97
Disclosure

SEC source: 0001237899-20-000039 · edgardoc.xml · nonDerivative · entry 4

LAROSA JOSEPH J · CIK 0001238303 · EVP General Counsel and Secret

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,110

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August 27, 2020 Filed Aug 31, 2020 20:37 UTC
LAROSA JOSEPH JEVP General Counsel and Secret
Exercise / conversionCommon Stock 4,000 $52.03 $208,120.00
Disclosure

SEC source: 0001237899-20-000039 · edgardoc.xml · nonDerivative · entry 3

LAROSA JOSEPH J · CIK 0001238303 · EVP General Counsel and Secret

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,241

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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August 27, 2020 Filed Aug 31, 2020 20:37 UTC
LAROSA JOSEPH JEVP General Counsel and Secret
Tax withholdingCommon Stock 3,197 $614.87 $1,965,739.39
Disclosure

SEC source: 0001237899-20-000039 · edgardoc.xml · nonDerivative · entry 2

LAROSA JOSEPH J · CIK 0001238303 · EVP General Counsel and Secret

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,241

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August 27, 2020 Filed Aug 31, 2020 20:37 UTC
LAROSA JOSEPH JEVP General Counsel and Secret
Exercise / conversionCommon Stock 6,000 $52.03 $312,180.00
Disclosure

SEC source: 0001237899-20-000039 · edgardoc.xml · nonDerivative · entry 1

LAROSA JOSEPH J · CIK 0001238303 · EVP General Counsel and Secret

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,438

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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August 25, 2020 Filed Aug 27, 2020 20:23 UTC Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative 12,750 $0.00 Strike: $273.67 $0.00
Disclosure

SEC source: 0001708138-20-000102 · edgardoc.xml · derivative · entry 20

SING GEORGE L · CIK 0001225471 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 12,750 shares

Expires 2024-01-02

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F15 · derivative.exercise_date: The stock option becomes exercisable in three equal annual installments, commencing one year after the date of grant.

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August 25, 2020 Filed Aug 27, 2020 20:23 UTC SaleCommon Stock 1,000 $612.00 $612,000.00
Disclosure

SEC source: 0001708138-20-000102 · edgardoc.xml · nonDerivative · entry 17

SING GEORGE L · CIK 0001225471 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · by Trust for Son

Disclosed balance after: 3,700

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August 25, 2020 Filed Aug 27, 2020 20:23 UTC SaleCommon Stock 300 $614.15 $184,245.00
Disclosure

SEC source: 0001708138-20-000102 · edgardoc.xml · nonDerivative · entry 16

SING GEORGE L · CIK 0001225471 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 64,415

F14 · price: Represents volume-weighted average price of sales of 300 shares of Company stock on August 25, 2020 at prices ranging from $614.01 to $614.29. Upon request by the Commission staff, the Company, or a security holder of the Company, the reporting person will provide full information regarding the number of shares sold by the reporting person on August 25, 2020 at each separate price.

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August 25, 2020 Filed Aug 27, 2020 20:23 UTC SaleCommon Stock 800 $613.39 $490,712.00
Disclosure

SEC source: 0001708138-20-000102 · edgardoc.xml · nonDerivative · entry 15

SING GEORGE L · CIK 0001225471 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 64,715

F13 · price: Represents volume-weighted average price of sales of 800 shares of Company stock on August 25, 2020 at prices ranging from $613.07 to $613.89. Upon request by the Commission staff, the Company, or a security holder of the Company, the reporting person will provide full information regarding the number of shares sold by the reporting person on August 25, 2020 at each separate price.

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August 25, 2020 Filed Aug 27, 2020 20:23 UTC SaleCommon Stock 1,900 $612.43 $1,163,617.00
Disclosure

SEC source: 0001708138-20-000102 · edgardoc.xml · nonDerivative · entry 14

SING GEORGE L · CIK 0001225471 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 65,515

F12 · price: Represents volume-weighted average price of sales of 1,900 shares of Company stock on August 25, 2020 at prices ranging from $612.09 to $612.94. Upon request by the Commission staff, the Company, or a security holder of the Company, the reporting person will provide full information regarding the number of shares sold by the reporting person on August 25, 2020 at each separate price.

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August 25, 2020 Filed Aug 27, 2020 20:23 UTC SaleCommon Stock 3,840 $611.60 $2,348,544.00
Disclosure

SEC source: 0001708138-20-000102 · edgardoc.xml · nonDerivative · entry 13

SING GEORGE L · CIK 0001225471 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 67,415

F11 · price: Represents volume-weighted average price of sales of 3,840 shares of Company stock on August 25, 2020 at prices ranging from $611.14 to $611.99. Upon request by the Commission staff, the Company, or a security holder of the Company, the reporting person will provide full information regarding the number of shares sold by the reporting person on August 25, 2020 at each separate price.

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August 25, 2020 Filed Aug 27, 2020 20:23 UTC SaleCommon Stock 3,793 $610.42 $2,315,323.06
Disclosure

SEC source: 0001708138-20-000102 · edgardoc.xml · nonDerivative · entry 12

SING GEORGE L · CIK 0001225471 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 71,255

F10 · price: Represents volume-weighted average price of sales of 3,793 shares of Company stock on August 25, 2020 at prices ranging from $610.00 to $610.96. Upon request by the Commission staff, the Company, or a security holder of the Company, the reporting person will provide full information regarding the number of shares sold by the reporting person on August 25, 2020 at each separate price.

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August 25, 2020 Filed Aug 27, 2020 20:23 UTC SaleCommon Stock 760 $609.67 $463,349.20
Disclosure

SEC source: 0001708138-20-000102 · edgardoc.xml · nonDerivative · entry 11

SING GEORGE L · CIK 0001225471 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 75,048

F9 · price: Represents volume-weighted average price of sales of 760 shares of Company stock on August 25, 2020 at prices ranging from $609.15 to $609.85. Upon request by the Commission staff, the Company, or a security holder of the Company, the reporting person will provide full information regarding the number of shares sold by the reporting person on August 25, 2020 at each separate price.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.