RDN

SEC source: 0000890926-18-000037 · edgar.xml · derivative · entry 5

Hoffman Edward J · CIK 0001439483 · Sr. EVP, General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,727

Underlying: Common Stock · 3,313 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of common stock.

F1 · shares: Represents shares of common stock acquired upon the vesting of one-third of time-vested RSUs granted on May 10, 2017.

F7 · price: Not Applicable.

F4 · derivative.exercise_date: Vesting of time-based RSUs occurs pro rata on each of the first, second and third anniversaries of the date of grant. The time-vested RSUs have no voting or dividend rights.

F7 · derivative.expiration_date: Not Applicable.

F1 · derivative.underlying_shares: Represents shares of common stock acquired upon the vesting of one-third of time-vested RSUs granted on May 10, 2017.

F4 · balance_after: Vesting of time-based RSUs occurs pro rata on each of the first, second and third anniversaries of the date of grant. The time-vested RSUs have no voting or dividend rights.

SEC source: 0000890926-18-000037 · edgar.xml · nonDerivative · entry 2

Hoffman Edward J · CIK 0001439483 · Sr. EVP, General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 47,804

F2 · shares: Pursuant to the terms of the Company's equity incentive plan, represents shares withheld by the Company to satisfy the tax liability incurred upon the vesting of one-third of the time-vested RSUs granted May 10, 2017.

SEC source: 0000890926-18-000037 · edgar.xml · nonDerivative · entry 1

Hoffman Edward J · CIK 0001439483 · Sr. EVP, General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 49,248

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Represents shares of common stock acquired upon the vesting of one-third of time-vested RSUs granted on May 10, 2017.

F3 · price: Each RSU represents a contingent right to receive one share of common stock.

SEC source: 0000890926-19-000034 · edgar.xml · nonDerivative · entry 4

Brummer Derek · CIK 0001578586 · Sr. EVP and Chief Risk Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 82,227

F4 · shares: Pursuant to the terms of the Company's equity incentive plan, represents shares withheld by the Company to satisfy the tax liability incurred upon the vesting of one-third of the time-vested RSUs granted May 10, 2017.

SEC source: 0000890926-19-000034 · edgar.xml · nonDerivative · entry 3

Brummer Derek · CIK 0001578586 · Sr. EVP and Chief Risk Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 83,977

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · shares: Represents shares of common stock acquired upon the vesting of one-third of time-vested RSUs granted on May 10, 2017.

F5 · price: Each RSU represents a contingent right to receive one share of common stock.

SEC source: 0000890926-19-000032 · edgar.xml · nonDerivative · entry 4

McMahon Brien · CIK 0001723148 · Sr.EVP/Chief Franchise Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,888

F4 · shares: Pursuant to the terms of the Company's equity incentive plan, represents shares withheld by the Company to satisfy the tax liability incurred upon the vesting of one-third of the time-vested RSUs granted May 10, 2017.

SEC source: 0000890926-19-000032 · edgar.xml · nonDerivative · entry 3

McMahon Brien · CIK 0001723148 · Sr.EVP/Chief Franchise Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,931

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · shares: Represents shares of common stock acquired upon the vesting of one-third of time-vested RSUs granted on May 10, 2017.

F5 · price: Each RSU represents a contingent right to receive one share of common stock.

SEC source: 0000890926-19-000040 · edgar.xml · derivative · entry 5

Brummer Derek · CIK 0001578586 · Sr. EVP and Chief Risk Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 68,765

Underlying: Common Stock · 2,990 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of common stock.

F1 · shares: Pursuant to the terms of the Company's equity incentive plan, represents shares withheld by the Company to satisfy the tax liability incurred upon the vesting of 71,755 Performance based RSUs granted May 11, 2016.

F8 · price: Not Applicable.

F5 · derivative.exercise_date: Vesting of the performance-based RSUs occurs on the third anniversary of the grant date (between 0 and 65,040 shares), subject to the Company's cumulative growth in "LTI Book Value" per share (as defined in the grant document). The RSUs are generally subject to a one-year holding period after vesting.

F7 · derivative.exercise_date: Vesting occured on the third anniversary of the grant date based on satisfaction of perforrmance metrics, subject to the certification of these results on May 14, 2019.

F8 · derivative.expiration_date: Not Applicable.

F1 · derivative.underlying_shares: Pursuant to the terms of the Company's equity incentive plan, represents shares withheld by the Company to satisfy the tax liability incurred upon the vesting of 71,755 Performance based RSUs granted May 11, 2016.

F2 · balance_after: Represents the total RSUs vested (net of shares withheld for taxes pursuant to the Company's equity plan) based on performance of the May 11, 2016 RSU award. These vested RSUs are subject to a one-year holding period after vesting and will be converted into shares on May 11, 2020. These RSUs do not have dividend or voting rights until converted into shares.

SEC source: 0000890926-19-000040 · edgar.xml · nonDerivative · entry 2

Brummer Derek · CIK 0001578586 · Sr. EVP and Chief Risk Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 82,227

F1 · shares: Pursuant to the terms of the Company's equity incentive plan, represents shares withheld by the Company to satisfy the tax liability incurred upon the vesting of 71,755 Performance based RSUs granted May 11, 2016.

SEC source: 0000890926-19-000040 · edgar.xml · nonDerivative · entry 1

Brummer Derek · CIK 0001578586 · Sr. EVP and Chief Risk Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 85,217

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · price: Each RSU represents a contingent right to receive one share of common stock.

SEC source: 0000890926-20-000041 · edgar.xml · nonDerivative · entry 2

Brummer Derek · CIK 0001578586 · President, Mortgage

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 126,959

F1 · shares: Pursuant to the terms of the Company's equity incentive plan, represents shares withheld by the Company to satisfy the tax liability incurred upon the vesting of 34,795 performance-based RSUs granted May 10, 2017.

SEC source: 0000890926-20-000041 · edgar.xml · nonDerivative · entry 1

Brummer Derek · CIK 0001578586 · President, Mortgage

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 128,409

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Pursuant to the terms of the Company's equity incentive plan, represents shares withheld by the Company to satisfy the tax liability incurred upon the vesting of 34,795 performance-based RSUs granted May 10, 2017.

F4 · price: Each RSU represents a contingent right to receive one share of common stock.

SEC source: 0000890926-18-000036 · edgar.xml · derivative · entry 1

WENDER HERBERT · CIK 0001188550 · Director · Non-Exec Chairman of the Board

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,099

Underlying: Common Stock · 14,099 shares

Expires not disclosed

F1 · security: Award represents an annual equity award to non-employee directors.

F2 · shares: Each RSU represents a contingent right to receive one share of common stock.

F4 · price: Not Applicable.

F3 · derivative.exercise_date: Each RSU vests on the first anniversary of the grant date, or earlier upon the reporting person's retirement, death or disability. Following vesting, conversion of the RSUs into common stock will occur upon the reporting person's departure from the board of directors.

F3 · derivative.expiration_date: Each RSU vests on the first anniversary of the grant date, or earlier upon the reporting person's retirement, death or disability. Following vesting, conversion of the RSUs into common stock will occur upon the reporting person's departure from the board of directors.

F2 · derivative.underlying_shares: Each RSU represents a contingent right to receive one share of common stock.

F3 · balance_after: Each RSU vests on the first anniversary of the grant date, or earlier upon the reporting person's retirement, death or disability. Following vesting, conversion of the RSUs into common stock will occur upon the reporting person's departure from the board of directors.

SEC source: 0000890926-18-000035 · edgar.xml · derivative · entry 1

CARNEY DAVID CHARLES · CIK 0001188559 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,833

Underlying: Common Stock · 7,833 shares

Expires not disclosed

F1 · security: Award represents an annual equity award to non-employee directors.

F2 · shares: Each RSU represents a contingent right to receive one share of common stock.

F4 · price: Not applicable to this transaction.

F3 · derivative.exercise_date: Each RSU vests on the first anniversary of the grant date, or earlier upon the reporting person's retirement, death or disability. Following vesting, conversion of the RSUs into common stock will occur upon the reporting person's departure from the board of directors.

F3 · derivative.expiration_date: Each RSU vests on the first anniversary of the grant date, or earlier upon the reporting person's retirement, death or disability. Following vesting, conversion of the RSUs into common stock will occur upon the reporting person's departure from the board of directors.

F2 · derivative.underlying_shares: Each RSU represents a contingent right to receive one share of common stock.

F3 · balance_after: Each RSU vests on the first anniversary of the grant date, or earlier upon the reporting person's retirement, death or disability. Following vesting, conversion of the RSUs into common stock will occur upon the reporting person's departure from the board of directors.

SEC source: 0000890926-18-000034 · edgar.xml · derivative · entry 1

Serio Gregory · CIK 0001551214 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,833

Underlying: Common Stock · 7,833 shares

Expires not disclosed

F1 · security: Award represents an annual equity award to non-employee directors.

F4 · price: Not Applicable.

F3 · derivative.exercise_date: Each RSU vests on the first anniversary of the grant date, or earlier upon the reporting person's retirement, death or disability. Following vesting, conversion of the RSUs into common stock will occur upon the reporting person's departure from the board of directors.

F3 · derivative.expiration_date: Each RSU vests on the first anniversary of the grant date, or earlier upon the reporting person's retirement, death or disability. Following vesting, conversion of the RSUs into common stock will occur upon the reporting person's departure from the board of directors.

F2 · derivative.underlying_shares: Each RSU represents a contingent right to receive one share of common stock.

F3 · balance_after: Each RSU vests on the first anniversary of the grant date, or earlier upon the reporting person's retirement, death or disability. Following vesting, conversion of the RSUs into common stock will occur upon the reporting person's departure from the board of directors.

SEC source: 0000890926-18-000033 · edgar.xml · derivative · entry 1

HOPKINS STEVE · CIK 0001188553 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,833

Underlying: Common Stock · 7,833 shares

Expires not disclosed

F1 · security: Award represents an annual equity award to non-employee directors.

F2 · shares: Each RSU represents a contingent right to receive one share of common stock.

F4 · price: Not applicable to this transaction.

F3 · derivative.exercise_date: Each RSU vests on the first anniversary of the grant date, or earlier upon the reporting person's retirement, death or disability. Following vesting, conversion of the RSUs into common stock will occur upon the reporting person's departure from the board of directors.

F3 · derivative.expiration_date: Each RSU vests on the first anniversary of the grant date, or earlier upon the reporting person's retirement, death or disability. Following vesting, conversion of the RSUs into common stock will occur upon the reporting person's departure from the board of directors.

F2 · derivative.underlying_shares: Each RSU represents a contingent right to receive one share of common stock.

F3 · balance_after: Each RSU vests on the first anniversary of the grant date, or earlier upon the reporting person's retirement, death or disability. Following vesting, conversion of the RSUs into common stock will occur upon the reporting person's departure from the board of directors.

SEC source: 0000890926-18-000032 · edgar.xml · derivative · entry 1

CULANG HOWARD BERNARD · CIK 0001188557 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,833

Underlying: Common Stock · 7,833 shares

Expires not disclosed

F1 · security: Award represents an annual equity award to non-employee directors.

F2 · shares: Each RSU represents a contingent right to receive one share of common stock.

F4 · price: Not applicable to this transaction.

F3 · derivative.exercise_date: Each RSU vests on the first anniversary of the grant date, or earlier upon the reporting person's retirement, death or disability. Following vesting, conversion of the RSUs into common stock will occur upon the reporting person's departure from the board of directors.

F3 · derivative.expiration_date: Each RSU vests on the first anniversary of the grant date, or earlier upon the reporting person's retirement, death or disability. Following vesting, conversion of the RSUs into common stock will occur upon the reporting person's departure from the board of directors.

F2 · derivative.underlying_shares: Each RSU represents a contingent right to receive one share of common stock.

F3 · balance_after: Each RSU vests on the first anniversary of the grant date, or earlier upon the reporting person's retirement, death or disability. Following vesting, conversion of the RSUs into common stock will occur upon the reporting person's departure from the board of directors.

SEC source: 0000890926-18-000031 · edgar.xml · derivative · entry 1

Hess Lisa W · CIK 0001251632 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,833

Underlying: Common Stock · 7,833 shares

Expires not disclosed

F1 · security: Award represents an annual equity award to non-employee directors.

F2 · shares: Each RSU represents a contingent right to receive one share of common stock.

F4 · price: Not applicable to this transaction.

F3 · derivative.exercise_date: Each RSU vests on the first anniversary of the grant date, or earlier upon the reporting person's retirement, death or disability. Following vesting, conversion of the RSUs into common stock will occur upon the reporting person's departure from the board of directors.

F3 · derivative.expiration_date: Each RSU vests on the first anniversary of the grant date, or earlier upon the reporting person's retirement, death or disability. Following vesting, conversion of the RSUs into common stock will occur upon the reporting person's departure from the board of directors.

F2 · derivative.underlying_shares: Each RSU represents a contingent right to receive one share of common stock.

F3 · balance_after: Each RSU vests on the first anniversary of the grant date, or earlier upon the reporting person's retirement, death or disability. Following vesting, conversion of the RSUs into common stock will occur upon the reporting person's departure from the board of directors.

SEC source: 0000890926-18-000030 · edgar.xml · derivative · entry 1

Muzio Gaetano · CIK 0001551265 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,833

Underlying: Common Stock · 7,833 shares

Expires not disclosed

F1 · security: Award represents an annual equity award to non-employee directors.

F2 · shares: Each RSU represents a contingent right to receive one share of common stock.

F4 · price: Not Applicable.

F3 · derivative.exercise_date: Each RSU vests on the first anniversary of the grant date, or earlier upon the reporting person's retirement, death or disability. Following vesting, conversion of the RSUs into common stock will occur upon the reporting person's departure from the board of directors.

F3 · derivative.expiration_date: Each RSU vests on the first anniversary of the grant date, or earlier upon the reporting person's retirement, death or disability. Following vesting, conversion of the RSUs into common stock will occur upon the reporting person's departure from the board of directors.

F2 · derivative.underlying_shares: Each RSU represents a contingent right to receive one share of common stock.

F3 · balance_after: Each RSU vests on the first anniversary of the grant date, or earlier upon the reporting person's retirement, death or disability. Following vesting, conversion of the RSUs into common stock will occur upon the reporting person's departure from the board of directors.

SEC source: 0000890926-18-000029 · edgar.xml · derivative · entry 1

Spiegel Noel Joseph · CIK 0001513234 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,833

Underlying: Common Stock · 7,833 shares

Expires not disclosed

F1 · security: Award represents an annual equity award to non-employee directors.

F2 · shares: Each RSU represents a contingent right to receive one share of common stock.

F2 · price: Each RSU represents a contingent right to receive one share of common stock.

F4 · price: Not applicable to this transaction.

F3 · derivative.exercise_date: Each RSU vests on the first anniversary of the grant date, or earlier upon the reporting person's retirement, death or disability. Following vesting, conversion of the RSUs into common stock will occur upon the reporting person's departure from the board of directors.

F3 · derivative.expiration_date: Each RSU vests on the first anniversary of the grant date, or earlier upon the reporting person's retirement, death or disability. Following vesting, conversion of the RSUs into common stock will occur upon the reporting person's departure from the board of directors.

F2 · derivative.underlying_shares: Each RSU represents a contingent right to receive one share of common stock.

F3 · balance_after: Each RSU vests on the first anniversary of the grant date, or earlier upon the reporting person's retirement, death or disability. Following vesting, conversion of the RSUs into common stock will occur upon the reporting person's departure from the board of directors.

SEC source: 0000890926-18-000028 · edgar.xml · derivative · entry 1

Montgomery Brian D · CIK 0001551212 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,833

Underlying: Common Stock · 7,833 shares

Expires not disclosed

F1 · security: Award represents an annual equity award to non-employee directors.

F2 · shares: Each RSU represents a contingent right to receive one share of common stock.

F4 · price: Not Applicable.

F3 · derivative.exercise_date: Each RSU vests on the first anniversary of the grant date, or earlier upon the reporting person's retirement, death or disability. Following vesting, conversion of the RSUs into common stock will occur upon the reporting person's departure from the board of directors.

F3 · derivative.expiration_date: Each RSU vests on the first anniversary of the grant date, or earlier upon the reporting person's retirement, death or disability. Following vesting, conversion of the RSUs into common stock will occur upon the reporting person's departure from the board of directors.

F2 · derivative.underlying_shares: Each RSU represents a contingent right to receive one share of common stock.

F3 · balance_after: Each RSU vests on the first anniversary of the grant date, or earlier upon the reporting person's retirement, death or disability. Following vesting, conversion of the RSUs into common stock will occur upon the reporting person's departure from the board of directors.

SEC source: 0000890926-18-000043 · edgar.xml · derivative · entry 4

Thornberry Richard G · CIK 0001699782 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 150,240

Underlying: Common Stock · 150,240 shares

Expires not disclosed

F5 · security: Each performance-based RSU represents a contingent right to receive one share of common stock. The number of reported performance-based RSUs represents the target award, with grantees having the potential to earn a number of shares up to 200% of the target award. The performance-based RSUs have no voting or dividend rights.

F6 · security: Vesting of the performance-based RSUs occurs on the third anniversary of the grant date (between 0 and 300,480 shares), subject to the Company's cumulative growth in "LTI Book Value" per share (as defined in the grant document). Payouts are generally subject to a one-year holding period after vesting.

F3 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of common stock.

F5 · shares: Each performance-based RSU represents a contingent right to receive one share of common stock. The number of reported performance-based RSUs represents the target award, with grantees having the potential to earn a number of shares up to 200% of the target award. The performance-based RSUs have no voting or dividend rights.

F6 · shares: Vesting of the performance-based RSUs occurs on the third anniversary of the grant date (between 0 and 300,480 shares), subject to the Company's cumulative growth in "LTI Book Value" per share (as defined in the grant document). Payouts are generally subject to a one-year holding period after vesting.

F7 · price: Not Applicable

F6 · derivative.exercise_date: Vesting of the performance-based RSUs occurs on the third anniversary of the grant date (between 0 and 300,480 shares), subject to the Company's cumulative growth in "LTI Book Value" per share (as defined in the grant document). Payouts are generally subject to a one-year holding period after vesting.

F7 · derivative.expiration_date: Not Applicable

F5 · derivative.underlying_shares: Each performance-based RSU represents a contingent right to receive one share of common stock. The number of reported performance-based RSUs represents the target award, with grantees having the potential to earn a number of shares up to 200% of the target award. The performance-based RSUs have no voting or dividend rights.

F6 · derivative.underlying_shares: Vesting of the performance-based RSUs occurs on the third anniversary of the grant date (between 0 and 300,480 shares), subject to the Company's cumulative growth in "LTI Book Value" per share (as defined in the grant document). Payouts are generally subject to a one-year holding period after vesting.

F5 · balance_after: Each performance-based RSU represents a contingent right to receive one share of common stock. The number of reported performance-based RSUs represents the target award, with grantees having the potential to earn a number of shares up to 200% of the target award. The performance-based RSUs have no voting or dividend rights.

F6 · balance_after: Vesting of the performance-based RSUs occurs on the third anniversary of the grant date (between 0 and 300,480 shares), subject to the Company's cumulative growth in "LTI Book Value" per share (as defined in the grant document). Payouts are generally subject to a one-year holding period after vesting.

SEC source: 0000890926-18-000043 · edgar.xml · derivative · entry 3

Thornberry Richard G · CIK 0001699782 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 66,920

Underlying: Common Stock · 66,920 shares

Expires not disclosed

F3 · security: Each RSU represents a contingent right to receive one share of common stock.

F3 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of common stock.

F4 · shares: Vesting of time-based RSUs occurs pro rata on each of the first, second and third anniversaries of the date of grant. The time-vested RSUs have no voting or dividend rights.

F7 · price: Not Applicable

F4 · derivative.exercise_date: Vesting of time-based RSUs occurs pro rata on each of the first, second and third anniversaries of the date of grant. The time-vested RSUs have no voting or dividend rights.

F7 · derivative.expiration_date: Not Applicable

F4 · derivative.underlying_shares: Vesting of time-based RSUs occurs pro rata on each of the first, second and third anniversaries of the date of grant. The time-vested RSUs have no voting or dividend rights.

F4 · balance_after: Vesting of time-based RSUs occurs pro rata on each of the first, second and third anniversaries of the date of grant. The time-vested RSUs have no voting or dividend rights.

SEC source: 0000890926-18-000042 · edgar.xml · derivative · entry 4

Jackson Catherine Mary · CIK 0001434825 · SVP, Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,390

Underlying: Common Stock · 9,390 shares

Expires not disclosed

F5 · security: Each performance-based RSU represents a contingent right to receive one share of common stock. The number of reported performance-based RSUs represents the target award, with grantees having the potential to earn a number of shares up to 200% of the target award. The performance-based RSUs have no voting or dividend rights.

F6 · security: Vesting of the performance-based RSUs occurs on the third anniversary of the grant date (between 0 and 18,780 shares), subject to the Company's cumulative growth in "LTI Book Value" per share (as defined in the grant document). Payouts are generally subject to a one-year holding period after vesting.

F3 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of common stock.

F5 · shares: Each performance-based RSU represents a contingent right to receive one share of common stock. The number of reported performance-based RSUs represents the target award, with grantees having the potential to earn a number of shares up to 200% of the target award. The performance-based RSUs have no voting or dividend rights.

F6 · shares: Vesting of the performance-based RSUs occurs on the third anniversary of the grant date (between 0 and 18,780 shares), subject to the Company's cumulative growth in "LTI Book Value" per share (as defined in the grant document). Payouts are generally subject to a one-year holding period after vesting.

F7 · price: Not Applicable.

F6 · derivative.exercise_date: Vesting of the performance-based RSUs occurs on the third anniversary of the grant date (between 0 and 18,780 shares), subject to the Company's cumulative growth in "LTI Book Value" per share (as defined in the grant document). Payouts are generally subject to a one-year holding period after vesting.

F7 · derivative.expiration_date: Not Applicable.

F5 · derivative.underlying_shares: Each performance-based RSU represents a contingent right to receive one share of common stock. The number of reported performance-based RSUs represents the target award, with grantees having the potential to earn a number of shares up to 200% of the target award. The performance-based RSUs have no voting or dividend rights.

F6 · derivative.underlying_shares: Vesting of the performance-based RSUs occurs on the third anniversary of the grant date (between 0 and 18,780 shares), subject to the Company's cumulative growth in "LTI Book Value" per share (as defined in the grant document). Payouts are generally subject to a one-year holding period after vesting.

F5 · balance_after: Each performance-based RSU represents a contingent right to receive one share of common stock. The number of reported performance-based RSUs represents the target award, with grantees having the potential to earn a number of shares up to 200% of the target award. The performance-based RSUs have no voting or dividend rights.

F6 · balance_after: Vesting of the performance-based RSUs occurs on the third anniversary of the grant date (between 0 and 18,780 shares), subject to the Company's cumulative growth in "LTI Book Value" per share (as defined in the grant document). Payouts are generally subject to a one-year holding period after vesting.

SEC source: 0000890926-18-000042 · edgar.xml · derivative · entry 3

Jackson Catherine Mary · CIK 0001434825 · SVP, Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,190

Underlying: Common Stock · 4,190 shares

Expires not disclosed

F3 · security: Each RSU represents a contingent right to receive one share of common stock.

F3 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of common stock.

F4 · shares: Vesting of time-based RSUs occurs pro rata on each of the first, second and third anniversaries of the date of grant. The time-vested RSUs have no voting or dividend rights.

F7 · price: Not Applicable.

F4 · derivative.exercise_date: Vesting of time-based RSUs occurs pro rata on each of the first, second and third anniversaries of the date of grant. The time-vested RSUs have no voting or dividend rights.

F7 · derivative.expiration_date: Not Applicable.

F4 · derivative.underlying_shares: Vesting of time-based RSUs occurs pro rata on each of the first, second and third anniversaries of the date of grant. The time-vested RSUs have no voting or dividend rights.

F4 · balance_after: Vesting of time-based RSUs occurs pro rata on each of the first, second and third anniversaries of the date of grant. The time-vested RSUs have no voting or dividend rights.

SEC source: 0000890926-18-000041 · edgar.xml · derivative · entry 4

Brummer Derek · CIK 0001578586 · Sr. EVP and Chief Risk Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,690

Underlying: Common Stock · 31,690 shares

Expires not disclosed

F5 · security: Each performance-based RSU represents a contingent right to receive one share of common stock. The number of reported performance-based RSUs represents the target award, with grantees having the potential to earn a number of shares up to 200% of the target award. The performance-based RSUs have no voting or dividend rights.

F6 · security: Vesting of the performance-based RSUs occurs on the third anniversary of the grant date (between 0 and 63,380 shares), subject to the Company's cumulative growth in "LTI Book Value" per share (as defined in the grant document). Payouts are generally subject to a one-year holding period after vesting.

F3 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of common stock.

F5 · shares: Each performance-based RSU represents a contingent right to receive one share of common stock. The number of reported performance-based RSUs represents the target award, with grantees having the potential to earn a number of shares up to 200% of the target award. The performance-based RSUs have no voting or dividend rights.

F6 · shares: Vesting of the performance-based RSUs occurs on the third anniversary of the grant date (between 0 and 63,380 shares), subject to the Company's cumulative growth in "LTI Book Value" per share (as defined in the grant document). Payouts are generally subject to a one-year holding period after vesting.

F7 · price: Not Applicable.

F6 · derivative.exercise_date: Vesting of the performance-based RSUs occurs on the third anniversary of the grant date (between 0 and 63,380 shares), subject to the Company's cumulative growth in "LTI Book Value" per share (as defined in the grant document). Payouts are generally subject to a one-year holding period after vesting.

F7 · derivative.expiration_date: Not Applicable.

F5 · derivative.underlying_shares: Each performance-based RSU represents a contingent right to receive one share of common stock. The number of reported performance-based RSUs represents the target award, with grantees having the potential to earn a number of shares up to 200% of the target award. The performance-based RSUs have no voting or dividend rights.

F6 · derivative.underlying_shares: Vesting of the performance-based RSUs occurs on the third anniversary of the grant date (between 0 and 63,380 shares), subject to the Company's cumulative growth in "LTI Book Value" per share (as defined in the grant document). Payouts are generally subject to a one-year holding period after vesting.

F5 · balance_after: Each performance-based RSU represents a contingent right to receive one share of common stock. The number of reported performance-based RSUs represents the target award, with grantees having the potential to earn a number of shares up to 200% of the target award. The performance-based RSUs have no voting or dividend rights.

F6 · balance_after: Vesting of the performance-based RSUs occurs on the third anniversary of the grant date (between 0 and 63,380 shares), subject to the Company's cumulative growth in "LTI Book Value" per share (as defined in the grant document). Payouts are generally subject to a one-year holding period after vesting.

SEC source: 0000890926-18-000041 · edgar.xml · derivative · entry 3

Brummer Derek · CIK 0001578586 · Sr. EVP and Chief Risk Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,120

Underlying: Common Stock · 14,120 shares

Expires not disclosed

F3 · security: Each RSU represents a contingent right to receive one share of common stock.

F3 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of common stock.

F4 · shares: Vesting of time-based RSUs occurs pro rata on each of the first, second and third anniversaries of the date of grant. The time-vested RSUs have no voting or dividend rights.

F7 · price: Not Applicable.

F4 · derivative.exercise_date: Vesting of time-based RSUs occurs pro rata on each of the first, second and third anniversaries of the date of grant. The time-vested RSUs have no voting or dividend rights.

F7 · derivative.expiration_date: Not Applicable.

F4 · derivative.underlying_shares: Vesting of time-based RSUs occurs pro rata on each of the first, second and third anniversaries of the date of grant. The time-vested RSUs have no voting or dividend rights.

F4 · balance_after: Vesting of time-based RSUs occurs pro rata on each of the first, second and third anniversaries of the date of grant. The time-vested RSUs have no voting or dividend rights.

SEC source: 0000890926-18-000040 · edgar.xml · derivative · entry 4

HALL J FRANKLIN · CIK 0001185145 · Sr. EVP - CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,830

Underlying: Common Stock · 25,830 shares

Expires not disclosed

F5 · security: Each performance-based RSU represents a contingent right to receive one share of common stock. The number of reported performance-based RSUs represents the target award, with grantees having the potential to earn a number of shares up to 200% of the target award. The performance-based RSUs have no voting or dividend rights.

F6 · security: Vesting of the performance-based RSUs occurs on the third anniversary of the grant date (between 0 and 51,660 shares), subject to the Company's cumulative growth in "LTI Book Value" per share (as defined in the grant document). Payouts are generally subject to a one-year holding period after vesting.

F3 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of common stock.

F5 · shares: Each performance-based RSU represents a contingent right to receive one share of common stock. The number of reported performance-based RSUs represents the target award, with grantees having the potential to earn a number of shares up to 200% of the target award. The performance-based RSUs have no voting or dividend rights.

F6 · shares: Vesting of the performance-based RSUs occurs on the third anniversary of the grant date (between 0 and 51,660 shares), subject to the Company's cumulative growth in "LTI Book Value" per share (as defined in the grant document). Payouts are generally subject to a one-year holding period after vesting.

F7 · price: Not Applicable.

F6 · derivative.exercise_date: Vesting of the performance-based RSUs occurs on the third anniversary of the grant date (between 0 and 51,660 shares), subject to the Company's cumulative growth in "LTI Book Value" per share (as defined in the grant document). Payouts are generally subject to a one-year holding period after vesting.

F7 · derivative.expiration_date: Not Applicable.

F5 · derivative.underlying_shares: Each performance-based RSU represents a contingent right to receive one share of common stock. The number of reported performance-based RSUs represents the target award, with grantees having the potential to earn a number of shares up to 200% of the target award. The performance-based RSUs have no voting or dividend rights.

F6 · derivative.underlying_shares: Vesting of the performance-based RSUs occurs on the third anniversary of the grant date (between 0 and 51,660 shares), subject to the Company's cumulative growth in "LTI Book Value" per share (as defined in the grant document). Payouts are generally subject to a one-year holding period after vesting.

F5 · balance_after: Each performance-based RSU represents a contingent right to receive one share of common stock. The number of reported performance-based RSUs represents the target award, with grantees having the potential to earn a number of shares up to 200% of the target award. The performance-based RSUs have no voting or dividend rights.

F6 · balance_after: Vesting of the performance-based RSUs occurs on the third anniversary of the grant date (between 0 and 51,660 shares), subject to the Company's cumulative growth in "LTI Book Value" per share (as defined in the grant document). Payouts are generally subject to a one-year holding period after vesting.

SEC source: 0000890926-18-000040 · edgar.xml · derivative · entry 3

HALL J FRANKLIN · CIK 0001185145 · Sr. EVP - CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,510

Underlying: Common Stock · 11,510 shares

Expires not disclosed

F3 · security: Each RSU represents a contingent right to receive one share of common stock.

F3 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of common stock.

F4 · shares: Vesting of time-based RSUs occurs pro rata on each of the first, second and third anniversaries of the date of grant. The time-vested RSUs have no voting or dividend rights.

F7 · price: Not Applicable.

F4 · derivative.exercise_date: Vesting of time-based RSUs occurs pro rata on each of the first, second and third anniversaries of the date of grant. The time-vested RSUs have no voting or dividend rights.

F7 · derivative.expiration_date: Not Applicable.

F4 · derivative.underlying_shares: Vesting of time-based RSUs occurs pro rata on each of the first, second and third anniversaries of the date of grant. The time-vested RSUs have no voting or dividend rights.

F4 · balance_after: Vesting of time-based RSUs occurs pro rata on each of the first, second and third anniversaries of the date of grant. The time-vested RSUs have no voting or dividend rights.

SEC source: 0000890926-18-000039 · edgar.xml · derivative · entry 4

McMahon Brien · CIK 0001723148 · Sr.EVP/Chief Franchise Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,830

Underlying: Common Stock · 25,830 shares

Expires not disclosed

F5 · security: Each performance-based RSU represents a contingent right to receive one share of common stock. The number of reported performance-based RSUs represents the target award, with grantees having the potential to earn a number of shares up to 200% of the target award. The performance-based RSUs have no voting or dividend rights.

F6 · security: Vesting of the performance-based RSUs occurs on the third anniversary of the grant date (between 0 and 51,660 shares), subject to the Company's cumulative growth in "LTI Book Value" per share (as defined in the grant document). Payouts are generally subject to a one-year holding period after vesting.

F3 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of common stock.

F5 · shares: Each performance-based RSU represents a contingent right to receive one share of common stock. The number of reported performance-based RSUs represents the target award, with grantees having the potential to earn a number of shares up to 200% of the target award. The performance-based RSUs have no voting or dividend rights.

F6 · shares: Vesting of the performance-based RSUs occurs on the third anniversary of the grant date (between 0 and 51,660 shares), subject to the Company's cumulative growth in "LTI Book Value" per share (as defined in the grant document). Payouts are generally subject to a one-year holding period after vesting.

F7 · price: Not Applicable.

F6 · derivative.exercise_date: Vesting of the performance-based RSUs occurs on the third anniversary of the grant date (between 0 and 51,660 shares), subject to the Company's cumulative growth in "LTI Book Value" per share (as defined in the grant document). Payouts are generally subject to a one-year holding period after vesting.

F7 · derivative.expiration_date: Not Applicable.

F5 · derivative.underlying_shares: Each performance-based RSU represents a contingent right to receive one share of common stock. The number of reported performance-based RSUs represents the target award, with grantees having the potential to earn a number of shares up to 200% of the target award. The performance-based RSUs have no voting or dividend rights.

F6 · derivative.underlying_shares: Vesting of the performance-based RSUs occurs on the third anniversary of the grant date (between 0 and 51,660 shares), subject to the Company's cumulative growth in "LTI Book Value" per share (as defined in the grant document). Payouts are generally subject to a one-year holding period after vesting.

F5 · balance_after: Each performance-based RSU represents a contingent right to receive one share of common stock. The number of reported performance-based RSUs represents the target award, with grantees having the potential to earn a number of shares up to 200% of the target award. The performance-based RSUs have no voting or dividend rights.

F6 · balance_after: Vesting of the performance-based RSUs occurs on the third anniversary of the grant date (between 0 and 51,660 shares), subject to the Company's cumulative growth in "LTI Book Value" per share (as defined in the grant document). Payouts are generally subject to a one-year holding period after vesting.

SEC source: 0000890926-18-000039 · edgar.xml · derivative · entry 3

McMahon Brien · CIK 0001723148 · Sr.EVP/Chief Franchise Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,510

Underlying: Common Stock · 11,510 shares

Expires not disclosed

F3 · security: Each RSU represents a contingent right to receive one share of common stock.

F3 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of common stock.

F4 · shares: Vesting of time-based RSUs occurs pro rata on each of the first, second and third anniversaries of the date of grant. The time-vested RSUs have no voting or dividend rights.

F7 · price: Not Applicable.

F4 · derivative.exercise_date: Vesting of time-based RSUs occurs pro rata on each of the first, second and third anniversaries of the date of grant. The time-vested RSUs have no voting or dividend rights.

F7 · derivative.expiration_date: Not Applicable.

F4 · derivative.underlying_shares: Vesting of time-based RSUs occurs pro rata on each of the first, second and third anniversaries of the date of grant. The time-vested RSUs have no voting or dividend rights.

F4 · balance_after: Vesting of time-based RSUs occurs pro rata on each of the first, second and third anniversaries of the date of grant. The time-vested RSUs have no voting or dividend rights.

SEC source: 0000890926-18-000038 · edgar.xml · derivative · entry 2

Ray Eric · CIK 0001732842 · Sr. Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,830

Underlying: Common Stock · 25,830 shares

Expires not disclosed

F3 · security: Each performance-based RSU represents a contingent right to receive one share of common stock. The number of reported performance-based RSUs represents the target award, with grantees having the potential to earn a number of shares up to 200% of the target award. The performance-based RSUs have no voting or dividend rights.

F4 · security: Vesting of the performance-based RSUs occurs on the third anniversary of the grant date (between 0 and 51,660 shares), subject to the Company's cumulative growth in "LTI Book Value" per share (as defined in the grant document). Payouts are generally subject to a one-year holding period after vesting.

F1 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of common stock.

F3 · shares: Each performance-based RSU represents a contingent right to receive one share of common stock. The number of reported performance-based RSUs represents the target award, with grantees having the potential to earn a number of shares up to 200% of the target award. The performance-based RSUs have no voting or dividend rights.

F4 · shares: Vesting of the performance-based RSUs occurs on the third anniversary of the grant date (between 0 and 51,660 shares), subject to the Company's cumulative growth in "LTI Book Value" per share (as defined in the grant document). Payouts are generally subject to a one-year holding period after vesting.

F5 · price: N/A

F4 · derivative.exercise_date: Vesting of the performance-based RSUs occurs on the third anniversary of the grant date (between 0 and 51,660 shares), subject to the Company's cumulative growth in "LTI Book Value" per share (as defined in the grant document). Payouts are generally subject to a one-year holding period after vesting.

F5 · derivative.expiration_date: N/A

F3 · derivative.underlying_shares: Each performance-based RSU represents a contingent right to receive one share of common stock. The number of reported performance-based RSUs represents the target award, with grantees having the potential to earn a number of shares up to 200% of the target award. The performance-based RSUs have no voting or dividend rights.

F4 · derivative.underlying_shares: Vesting of the performance-based RSUs occurs on the third anniversary of the grant date (between 0 and 51,660 shares), subject to the Company's cumulative growth in "LTI Book Value" per share (as defined in the grant document). Payouts are generally subject to a one-year holding period after vesting.

F3 · balance_after: Each performance-based RSU represents a contingent right to receive one share of common stock. The number of reported performance-based RSUs represents the target award, with grantees having the potential to earn a number of shares up to 200% of the target award. The performance-based RSUs have no voting or dividend rights.

F4 · balance_after: Vesting of the performance-based RSUs occurs on the third anniversary of the grant date (between 0 and 51,660 shares), subject to the Company's cumulative growth in "LTI Book Value" per share (as defined in the grant document). Payouts are generally subject to a one-year holding period after vesting.

SEC source: 0000890926-18-000038 · edgar.xml · derivative · entry 1

Ray Eric · CIK 0001732842 · Sr. Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,510

Underlying: Common Stock · 11,510 shares

Expires not disclosed

F1 · security: Each RSU represents a contingent right to receive one share of common stock.

F1 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of common stock.

F2 · shares: Vesting of time-based RSUs occurs pro rata on each of the first, second and third anniversaries of the date of grant. The time-vested RSUs have no voting or dividend rights.

F5 · price: N/A

F2 · derivative.exercise_date: Vesting of time-based RSUs occurs pro rata on each of the first, second and third anniversaries of the date of grant. The time-vested RSUs have no voting or dividend rights.

F5 · derivative.expiration_date: N/A

F2 · derivative.underlying_shares: Vesting of time-based RSUs occurs pro rata on each of the first, second and third anniversaries of the date of grant. The time-vested RSUs have no voting or dividend rights.

F2 · balance_after: Vesting of time-based RSUs occurs pro rata on each of the first, second and third anniversaries of the date of grant. The time-vested RSUs have no voting or dividend rights.

SEC source: 0000890926-18-000037 · edgar.xml · derivative · entry 4

Hoffman Edward J · CIK 0001439483 · Sr. EVP, General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,830

Underlying: Common Stock · 25,830 shares

Expires not disclosed

F5 · security: Each performance-based RSU represents a contingent right to receive one share of common stock. The number of reported performance-based RSUs represents the target award, with grantees having the potential to earn a number of shares up to 200% of the target award. The performance-based RSUs have no voting or dividend rights.

F6 · security: Vesting of the performance-based RSUs occurs on the third anniversary of the grant date (between 0 and 51,660 shares), subject to the Company's cumulative growth in "LTI Book Value" per share (as defined in the grant document). Payouts are generally subject to a one-year holding period after vesting.

F3 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of common stock.

F5 · shares: Each performance-based RSU represents a contingent right to receive one share of common stock. The number of reported performance-based RSUs represents the target award, with grantees having the potential to earn a number of shares up to 200% of the target award. The performance-based RSUs have no voting or dividend rights.

F6 · shares: Vesting of the performance-based RSUs occurs on the third anniversary of the grant date (between 0 and 51,660 shares), subject to the Company's cumulative growth in "LTI Book Value" per share (as defined in the grant document). Payouts are generally subject to a one-year holding period after vesting.

F7 · price: Not Applicable.

F6 · derivative.exercise_date: Vesting of the performance-based RSUs occurs on the third anniversary of the grant date (between 0 and 51,660 shares), subject to the Company's cumulative growth in "LTI Book Value" per share (as defined in the grant document). Payouts are generally subject to a one-year holding period after vesting.

F7 · derivative.expiration_date: Not Applicable.

F5 · derivative.underlying_shares: Each performance-based RSU represents a contingent right to receive one share of common stock. The number of reported performance-based RSUs represents the target award, with grantees having the potential to earn a number of shares up to 200% of the target award. The performance-based RSUs have no voting or dividend rights.

F6 · derivative.underlying_shares: Vesting of the performance-based RSUs occurs on the third anniversary of the grant date (between 0 and 51,660 shares), subject to the Company's cumulative growth in "LTI Book Value" per share (as defined in the grant document). Payouts are generally subject to a one-year holding period after vesting.

F5 · balance_after: Each performance-based RSU represents a contingent right to receive one share of common stock. The number of reported performance-based RSUs represents the target award, with grantees having the potential to earn a number of shares up to 200% of the target award. The performance-based RSUs have no voting or dividend rights.

F6 · balance_after: Vesting of the performance-based RSUs occurs on the third anniversary of the grant date (between 0 and 51,660 shares), subject to the Company's cumulative growth in "LTI Book Value" per share (as defined in the grant document). Payouts are generally subject to a one-year holding period after vesting.

SEC source: 0000890926-18-000037 · edgar.xml · derivative · entry 3

Hoffman Edward J · CIK 0001439483 · Sr. EVP, General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,510

Underlying: Common Stock · 11,510 shares

Expires not disclosed

F3 · security: Each RSU represents a contingent right to receive one share of common stock.

F3 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of common stock.

F4 · shares: Vesting of time-based RSUs occurs pro rata on each of the first, second and third anniversaries of the date of grant. The time-vested RSUs have no voting or dividend rights.

F7 · price: Not Applicable.

F4 · derivative.exercise_date: Vesting of time-based RSUs occurs pro rata on each of the first, second and third anniversaries of the date of grant. The time-vested RSUs have no voting or dividend rights.

F7 · derivative.expiration_date: Not Applicable.

F4 · derivative.underlying_shares: Vesting of time-based RSUs occurs pro rata on each of the first, second and third anniversaries of the date of grant. The time-vested RSUs have no voting or dividend rights.

F4 · balance_after: Vesting of time-based RSUs occurs pro rata on each of the first, second and third anniversaries of the date of grant. The time-vested RSUs have no voting or dividend rights.

SEC source: 0000890926-18-000021 · edgar.xml · nonDerivative · entry 1

HALL J FRANKLIN · CIK 0001185145 · Sr. EVP - CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,467

F1 · balance_after: Includes 467 shares purchased through the Radian Group Inc. Employee Stock Purchase Plan on December 31, 2017.

SEC source: 0000890926-18-000017 · edgar.xml · nonDerivative · entry 1

WENDER HERBERT · CIK 0001188550 · Director · Non-Exec Chairman of the Board

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 192,670

SEC source: 0000890926-18-000016 · edgar.xml · nonDerivative · entry 1

Brummer Derek · CIK 0001578586 · Sr. EVP, MI and Risk Services

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 74,260

SEC source: 0000890926-18-000018 · edgar.xml · nonDerivative · entry 1

Thornberry Richard G · CIK 0001699782 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 41,528

F1 · balance_after: Includes 1,528 shares acquired through the Employee Stock Purchase Plan on 12/31/2017.

SEC source: 0000890926-18-000015 · edgar.xml · derivative · entry 1

WENDER HERBERT · CIK 0001188550 · Director · Non-Exec Chairman of the Board

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 978.25

Underlying: Common Stock · 6.465 shares

Expires not disclosed

F2 · price: Not Applicable.

F1 · derivative.exercise_date: Dividend equivalents accrued on previously awarded Phantom Stock Units. Dividend equivalent rights accrued on phantom stock units will be settled proportionately with the previously granted awards to which they relate. Awards will be settled in stock upon retirement from the Board of Directors.

F1 · derivative.expiration_date: Dividend equivalents accrued on previously awarded Phantom Stock Units. Dividend equivalent rights accrued on phantom stock units will be settled proportionately with the previously granted awards to which they relate. Awards will be settled in stock upon retirement from the Board of Directors.

F1 · derivative.underlying_shares: Dividend equivalents accrued on previously awarded Phantom Stock Units. Dividend equivalent rights accrued on phantom stock units will be settled proportionately with the previously granted awards to which they relate. Awards will be settled in stock upon retirement from the Board of Directors.

F1 · balance_after: Dividend equivalents accrued on previously awarded Phantom Stock Units. Dividend equivalent rights accrued on phantom stock units will be settled proportionately with the previously granted awards to which they relate. Awards will be settled in stock upon retirement from the Board of Directors.

SEC source: 0000890926-18-000014 · edgar.xml · derivative · entry 1

CARNEY DAVID CHARLES · CIK 0001188559 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,072.39

Underlying: Common Stock · 6.701 shares

Expires not disclosed

F2 · price: Not applicable to this transaction.

F1 · derivative.exercise_date: Dividend equivalents accrued on previously awarded Phantom Stock Units. Dividend equivalent rights accrued on phantom stock units will be settled proportionately with the previously granted awards to which they relate. Awards will be settled in stock upon retirement from the Board of Directors.

F1 · derivative.expiration_date: Dividend equivalents accrued on previously awarded Phantom Stock Units. Dividend equivalent rights accrued on phantom stock units will be settled proportionately with the previously granted awards to which they relate. Awards will be settled in stock upon retirement from the Board of Directors.

F1 · derivative.underlying_shares: Dividend equivalents accrued on previously awarded Phantom Stock Units. Dividend equivalent rights accrued on phantom stock units will be settled proportionately with the previously granted awards to which they relate. Awards will be settled in stock upon retirement from the Board of Directors.

F1 · balance_after: Dividend equivalents accrued on previously awarded Phantom Stock Units. Dividend equivalent rights accrued on phantom stock units will be settled proportionately with the previously granted awards to which they relate. Awards will be settled in stock upon retirement from the Board of Directors.

SEC source: 0000890926-18-000013 · edgar.xml · derivative · entry 1

CULANG HOWARD BERNARD · CIK 0001188557 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,037.93

Underlying: Common Stock · 6.607 shares

Expires not disclosed

F2 · price: Not applicable to this transaction.

F1 · derivative.exercise_date: Dividend equivalents accrued on previously awarded Phantom Stock Units. Dividend equivalent rights accrued on phantom stock units will be settled proportionately with the previously granted awards to which they relate. Awards will be settled in stock upon retirement from the Board of Directors.

F1 · derivative.expiration_date: Dividend equivalents accrued on previously awarded Phantom Stock Units. Dividend equivalent rights accrued on phantom stock units will be settled proportionately with the previously granted awards to which they relate. Awards will be settled in stock upon retirement from the Board of Directors.

F1 · derivative.underlying_shares: Dividend equivalents accrued on previously awarded Phantom Stock Units. Dividend equivalent rights accrued on phantom stock units will be settled proportionately with the previously granted awards to which they relate. Awards will be settled in stock upon retirement from the Board of Directors.

F1 · balance_after: Dividend equivalents accrued on previously awarded Phantom Stock Units. Dividend equivalent rights accrued on phantom stock units will be settled proportionately with the previously granted awards to which they relate. Awards will be settled in stock upon retirement from the Board of Directors.

SEC source: 0000890926-18-000012 · edgar.xml · derivative · entry 1

HOPKINS STEVE · CIK 0001188553 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,037.93

Underlying: Common Stock · 6.607 shares

Expires not disclosed

F2 · price: Not applicable to this transaction.

F1 · derivative.exercise_date: Dividend equivalents accrued on previously awarded Phantom Stock Units. Dividend equivalent rights accrued on phantom stock units will be settled proportionately with the previously granted awards to which they relate. Awards will be settled in stock upon retirement from the Board of Directors.

F1 · derivative.expiration_date: Dividend equivalents accrued on previously awarded Phantom Stock Units. Dividend equivalent rights accrued on phantom stock units will be settled proportionately with the previously granted awards to which they relate. Awards will be settled in stock upon retirement from the Board of Directors.

F1 · derivative.underlying_shares: Dividend equivalents accrued on previously awarded Phantom Stock Units. Dividend equivalent rights accrued on phantom stock units will be settled proportionately with the previously granted awards to which they relate. Awards will be settled in stock upon retirement from the Board of Directors.

F1 · balance_after: Dividend equivalents accrued on previously awarded Phantom Stock Units. Dividend equivalent rights accrued on phantom stock units will be settled proportionately with the previously granted awards to which they relate. Awards will be settled in stock upon retirement from the Board of Directors.

SEC source: 0000890926-18-000006 · edgar.xml · derivative · entry 1

Ray Eric · CIK 0001732842 · Sr, Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,112

Underlying: Common Stock · 14,112 shares

Expires not disclosed

F1 · security: Sign-on Restricted Stock Units (RSUs) granted to Mr. Ray; RSUs are time-based, vesting 100% on the second anniversary of the grant date, subject to certain conditions.

F1 · shares: Sign-on Restricted Stock Units (RSUs) granted to Mr. Ray; RSUs are time-based, vesting 100% on the second anniversary of the grant date, subject to certain conditions.

F2 · price: N/A

F1 · derivative.exercise_date: Sign-on Restricted Stock Units (RSUs) granted to Mr. Ray; RSUs are time-based, vesting 100% on the second anniversary of the grant date, subject to certain conditions.

F2 · derivative.expiration_date: N/A

F1 · derivative.underlying_shares: Sign-on Restricted Stock Units (RSUs) granted to Mr. Ray; RSUs are time-based, vesting 100% on the second anniversary of the grant date, subject to certain conditions.

F1 · balance_after: Sign-on Restricted Stock Units (RSUs) granted to Mr. Ray; RSUs are time-based, vesting 100% on the second anniversary of the grant date, subject to certain conditions.

SEC source: 0000890926-18-000002 · edgar.xml · derivative · entry 3

Brummer Derek · CIK 0001578586 · EVP and Chief Risk Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 15,000 shares

Expires 2018-02-09

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Represents shares acquired upon the vesting of outstanding time-vested Restricted Stock Units granted on February 9, 2016.

F4 · price: Not Applicable.

F1 · derivative.underlying_shares: Represents shares acquired upon the vesting of outstanding time-vested Restricted Stock Units granted on February 9, 2016.

SEC source: 0000890926-18-000002 · edgar.xml · nonDerivative · entry 2

Brummer Derek · CIK 0001578586 · EVP and Chief Risk Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 55,060

F2 · shares: Represents surrendered shares to satisfy tax liability incurred upon the vesting of Restricted Stock Units granted February 9, 2016.

F3 · balance_after: Includes 679 shares acquired through the Employee Stock Purchase Plan on 12/31/2017.

SEC source: 0000890926-18-000002 · edgar.xml · nonDerivative · entry 1

Brummer Derek · CIK 0001578586 · EVP and Chief Risk Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 59,702

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Represents shares acquired upon the vesting of outstanding time-vested Restricted Stock Units granted on February 9, 2016.

F3 · balance_after: Includes 679 shares acquired through the Employee Stock Purchase Plan on 12/31/2017.

SEC source: 0000890926-18-000001 · edgar.xml · derivative · entry 3

Hoffman Edward J · CIK 0001439483 · EVP, General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 15,000 shares

Expires 2018-02-09

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Represents shares acquired upon the vesting of outstanding time-vested Restricted Stock Units granted on February 9, 2016.

F3 · price: Not Applicable.

F1 · derivative.underlying_shares: Represents shares acquired upon the vesting of outstanding time-vested Restricted Stock Units granted on February 9, 2016.

SEC source: 0000890926-18-000001 · edgar.xml · nonDerivative · entry 2

Hoffman Edward J · CIK 0001439483 · EVP, General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 45,935

F2 · shares: Pursuant to the terms of the Company's equity incentive plan, these shares were withheld by the Company to satisfy the tax liability incurred upon the vesting of Restricted Stock Units granted February 9, 2016.

SEC source: 0000890926-18-000001 · edgar.xml · nonDerivative · entry 1

Hoffman Edward J · CIK 0001439483 · EVP, General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,577

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Represents shares acquired upon the vesting of outstanding time-vested Restricted Stock Units granted on February 9, 2016.