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RADIAN GROUP INC

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3941
SEC CIK
0000890926
Parsed reports
528

Last 12 months

Inside the activity.

2 purchase rows · 14 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202501
Jan 202600
Feb 202600
Mar 202600
Apr 202604
May 202605
Jun 202622
Jul 202601
Aug 202600
Sep 202601
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
May 09, 2019 Filed May 13, 2019 21:27 UTC
McMahon BrienSr.EVP/Chief Franchise Officer
Exercise / conversionCommon Stock 3,798 $0.00 $0.00
Disclosure

SEC source: 0000890926-19-000032 · edgar.xml · nonDerivative · entry 1

McMahon Brien · CIK 0001723148 · Sr.EVP/Chief Franchise Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,777

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Represents shares of common stock acquired upon the vesting of one-third of time-vested RSUs granted on May 9, 2018.

F5 · price: Each RSU represents a contingent right to receive one share of common stock.

Read SEC document
May 09, 2019 Filed May 13, 2019 21:27 UTC
Quigley RobertSr. Vice President, Controller
Exercise / conversionRestricted Stock Units - Time Vested Award · Derivative 934 Not disclosed Strike: $0.00 Not disclosed
Disclosure

SEC source: 0000890926-19-000031 · edgar.xml · derivative · entry 7

Quigley Robert · CIK 0001759585 · Sr. Vice President, Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,896

Underlying: Common Stock · 934 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F7 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of common stock.

F1 · shares: Represents shares of common stock acquired upon the vesting of one-third of time-vested RSUs granted on May 9, 2018.

F10 · price: Not Applicable.

F8 · derivative.exercise_date: Vesting of time-based RSUs occurs pro rata on each of the first, second and third anniversaries of the date of grant. The time-vested RSUs have no voting or dividend rights.

F10 · derivative.expiration_date: Not Applicable.

F1 · derivative.underlying_shares: Represents shares of common stock acquired upon the vesting of one-third of time-vested RSUs granted on May 9, 2018.

F8 · balance_after: Vesting of time-based RSUs occurs pro rata on each of the first, second and third anniversaries of the date of grant. The time-vested RSUs have no voting or dividend rights.

Read SEC document
May 09, 2019 Filed May 13, 2019 21:27 UTC
Quigley RobertSr. Vice President, Controller
Tax withholdingCommon Stock 289 $22.68 $6,554.52
Disclosure

SEC source: 0000890926-19-000031 · edgar.xml · nonDerivative · entry 2

Quigley Robert · CIK 0001759585 · Sr. Vice President, Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,344

F4 · shares: Pursuant to the terms of the Company's equity incentive plan, represents shares withheld by the Company to satisfy the tax liability incurred upon the vesting of one-third of the time-vested RSUs granted May 9, 2018.

Read SEC document
May 09, 2019 Filed May 13, 2019 21:27 UTC
Quigley RobertSr. Vice President, Controller
Exercise / conversionCommon Stock 934 $0.00 $0.00
Disclosure

SEC source: 0000890926-19-000031 · edgar.xml · nonDerivative · entry 1

Quigley Robert · CIK 0001759585 · Sr. Vice President, Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,633

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Represents shares of common stock acquired upon the vesting of one-third of time-vested RSUs granted on May 9, 2018.

F7 · price: Each RSU represents a contingent right to receive one share of common stock.

Read SEC document
March 06, 2019 Filed Mar 11, 2019 20:48 UTC
Thornberry Richard GDirector · Chief Executive Officer
Exercise / conversionRestricted Stock Unit - Time Vested Award · Derivative 17,844 Not disclosed Strike: $0.00 Not disclosed
Disclosure

SEC source: 0000890926-19-000014 · edgar.xml · derivative · entry 3

Thornberry Richard G · CIK 0001699782 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,690

Underlying: Common Stock · 17,844 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Represents shares of common stock acquired upon the vesting of one-third of time-vested RSUs granted on March 6, 2017.

F5 · price: Not Applicable

F2 · derivative.exercise_date: Vesting of time-based RSUs occurs pro rata on each of the second, third and fourth anniversaries of the date of grant. The time-vested RSUs have no voting or dividend rights.

F5 · derivative.expiration_date: Not Applicable

F1 · derivative.underlying_shares: Represents shares of common stock acquired upon the vesting of one-third of time-vested RSUs granted on March 6, 2017.

F2 · balance_after: Vesting of time-based RSUs occurs pro rata on each of the second, third and fourth anniversaries of the date of grant. The time-vested RSUs have no voting or dividend rights.

Read SEC document
March 06, 2019 Filed Mar 11, 2019 20:48 UTC
Thornberry Richard GDirector · Chief Executive Officer
Tax withholdingCommon Stock 8,197 $20.32 $166,563.04
Disclosure

SEC source: 0000890926-19-000014 · edgar.xml · nonDerivative · entry 2

Thornberry Richard G · CIK 0001699782 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 63,718

F4 · shares: Pursuant to the terms of the Company's equity incentive plan, represents shares withheld by the Company to satisfy the tax liability incurred upon the vesting of one-third of the time-vested RSUs granted March 6, 2017.

Read SEC document
March 06, 2019 Filed Mar 11, 2019 20:48 UTC
Thornberry Richard GDirector · Chief Executive Officer
Exercise / conversionCommon Stock 17,844 $0.00 $0.00
Disclosure

SEC source: 0000890926-19-000014 · edgar.xml · nonDerivative · entry 1

Thornberry Richard G · CIK 0001699782 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 71,915

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Represents shares of common stock acquired upon the vesting of one-third of time-vested RSUs granted on March 6, 2017.

F2 · price: Vesting of time-based RSUs occurs pro rata on each of the second, third and fourth anniversaries of the date of grant. The time-vested RSUs have no voting or dividend rights.

F3 · balance_after: Includes 1,213 shares of common stock acquired through the Radian Group Inc. Employee Stock Purchase Plan on June 30, 2018.

Read SEC document
March 01, 2019 Filed Mar 4, 2019 21:08 UTC GrantDividend Equivalent Rights · Derivative 7.143 Not disclosed Strike: $0.00 Not disclosed
Disclosure

SEC source: 0000890926-19-000013 · edgar.xml · derivative · entry 1

HOPKINS STEVE · CIK 0001188553 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,069.903

Underlying: Common Stock · 7.143 shares

Expires not disclosed

F2 · price: Not applicable to this transaction.

F1 · derivative.exercise_date: Dividend equivalents accrued on previously awarded Phantom Stock Units. Dividend equivalent rights accrued on phantom stock units will be settled proportionately with the previously granted awards to which they relate. Awards will be settled in stock upon retirement from the Board of Directors.

F1 · derivative.expiration_date: Dividend equivalents accrued on previously awarded Phantom Stock Units. Dividend equivalent rights accrued on phantom stock units will be settled proportionately with the previously granted awards to which they relate. Awards will be settled in stock upon retirement from the Board of Directors.

F1 · derivative.underlying_shares: Dividend equivalents accrued on previously awarded Phantom Stock Units. Dividend equivalent rights accrued on phantom stock units will be settled proportionately with the previously granted awards to which they relate. Awards will be settled in stock upon retirement from the Board of Directors.

F1 · balance_after: Dividend equivalents accrued on previously awarded Phantom Stock Units. Dividend equivalent rights accrued on phantom stock units will be settled proportionately with the previously granted awards to which they relate. Awards will be settled in stock upon retirement from the Board of Directors.

Read SEC document
March 01, 2019 Filed Mar 4, 2019 21:06 UTC GrantDividend Equivalent Rights · Derivative 7.245 Not disclosed Strike: $0.00 Not disclosed
Disclosure

SEC source: 0000890926-19-000010 · edgar.xml · derivative · entry 1

CARNEY DAVID CHARLES · CIK 0001188559 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,104.825

Underlying: Common Stock · 7.245 shares

Expires not disclosed

F2 · price: Not applicable to this transaction.

F1 · derivative.exercise_date: Dividend equivalents accrued on previously awarded Phantom Stock Units. Dividend equivalent rights accrued on phantom stock units will be settled proportionately with the previously granted awards to which they relate. Awards will be settled in stock upon retirement from the Board of Directors.

F1 · derivative.expiration_date: Dividend equivalents accrued on previously awarded Phantom Stock Units. Dividend equivalent rights accrued on phantom stock units will be settled proportionately with the previously granted awards to which they relate. Awards will be settled in stock upon retirement from the Board of Directors.

F1 · derivative.underlying_shares: Dividend equivalents accrued on previously awarded Phantom Stock Units. Dividend equivalent rights accrued on phantom stock units will be settled proportionately with the previously granted awards to which they relate. Awards will be settled in stock upon retirement from the Board of Directors.

F1 · balance_after: Dividend equivalents accrued on previously awarded Phantom Stock Units. Dividend equivalent rights accrued on phantom stock units will be settled proportionately with the previously granted awards to which they relate. Awards will be settled in stock upon retirement from the Board of Directors.

Read SEC document
March 01, 2019 Filed Mar 4, 2019 21:06 UTC
WENDER HERBERTDirector · Non-Exec Chairman of the Board
GrantDividend Equivalent Rights · Derivative 6.99 Not disclosed Strike: $0.00 Not disclosed
Disclosure

SEC source: 0000890926-19-000011 · edgar.xml · derivative · entry 1

WENDER HERBERT · CIK 0001188550 · Director · Non-Exec Chairman of the Board

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,009.54

Underlying: Common Stock · 6.99 shares

Expires not disclosed

F2 · price: Not Applicable.

F1 · derivative.exercise_date: Dividend equivalents accrued on previously awarded Phantom Stock Units. Dividend equivalent rights accrued on phantom stock units will be settled proportionately with the previously granted awards to which they relate. Awards will be settled in stock upon retirement from the Board of Directors.

F1 · derivative.expiration_date: Dividend equivalents accrued on previously awarded Phantom Stock Units. Dividend equivalent rights accrued on phantom stock units will be settled proportionately with the previously granted awards to which they relate. Awards will be settled in stock upon retirement from the Board of Directors.

F1 · derivative.underlying_shares: Dividend equivalents accrued on previously awarded Phantom Stock Units. Dividend equivalent rights accrued on phantom stock units will be settled proportionately with the previously granted awards to which they relate. Awards will be settled in stock upon retirement from the Board of Directors.

F1 · balance_after: Dividend equivalents accrued on previously awarded Phantom Stock Units. Dividend equivalent rights accrued on phantom stock units will be settled proportionately with the previously granted awards to which they relate. Awards will be settled in stock upon retirement from the Board of Directors.

Read SEC document
March 01, 2019 Filed May 16, 2019 20:39 UTC OtherCommon Stock 2.44 $20.50 $50.02
Disclosure

SEC source: 0000890926-19-000048 · edgar.xml · nonDerivative · entry 6

Spiegel Noel Joseph · CIK 0001513234 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,007.727

F1 · shares: Reflects an automatic dividend reinvested by the broker for shares held in street name.

Read SEC document
March 01, 2019 Filed May 16, 2019 20:39 UTC OtherCommon Stock 1.22 $20.50 $25.01
Disclosure

SEC source: 0000890926-19-000048 · edgar.xml · nonDerivative · entry 3

Spiegel Noel Joseph · CIK 0001513234 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Owned by spouse.

Disclosed balance after: 10,003.864

F1 · shares: Reflects an automatic dividend reinvested by the broker for shares held in street name.

Read SEC document
February 22, 2019 Filed Feb 26, 2019 21:13 UTC
McMahon BrienSr.EVP/Chief Franchise Officer
Exercise / conversionRestricted Stock Unit - Time Vested Award · Derivative 10,000 Not disclosed Strike: $0.00 Not disclosed
Disclosure

SEC source: 0000890926-19-000005 · edgar.xml · derivative · entry 3

McMahon Brien · CIK 0001723148 · Sr.EVP/Chief Franchise Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 10,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of common stock.

F1 · shares: Represents shares of common stock acquired upon the vesting of time-vested RSUs granted on February 24, 2017.

F4 · price: Not Applicable.

F4 · derivative.expiration_date: Not Applicable.

F1 · derivative.underlying_shares: Represents shares of common stock acquired upon the vesting of time-vested RSUs granted on February 24, 2017.

Read SEC document
February 22, 2019 Filed Feb 26, 2019 21:13 UTC
McMahon BrienSr.EVP/Chief Franchise Officer
Tax withholdingCommon Stock 3,888 $21.11 $82,075.68
Disclosure

SEC source: 0000890926-19-000005 · edgar.xml · nonDerivative · entry 2

McMahon Brien · CIK 0001723148 · Sr.EVP/Chief Franchise Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,979

F2 · shares: Pursuant to the terms of the Company's equity incentive plan, represents shares withheld by the Company to satisfy the tax liability incurred upon the vesting of time-vested RSUs granted February 24, 2017.

Read SEC document
February 22, 2019 Filed Feb 26, 2019 21:13 UTC
McMahon BrienSr.EVP/Chief Franchise Officer
Exercise / conversionCommon Stock 10,000 $0.00 $0.00
Disclosure

SEC source: 0000890926-19-000005 · edgar.xml · nonDerivative · entry 1

McMahon Brien · CIK 0001723148 · Sr.EVP/Chief Franchise Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,867

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Represents shares of common stock acquired upon the vesting of time-vested RSUs granted on February 24, 2017.

F3 · price: Each RSU represents a contingent right to receive one share of common stock.

Read SEC document
December 07, 2018 Filed Dec 10, 2018 21:42 UTC GrantDividend Equivalent Rights · Derivative 8.578 Not disclosed Strike: $0.00 Not disclosed
Disclosure

SEC source: 0000890926-18-000071 · edgar.xml · derivative · entry 1

HOPKINS STEVE · CIK 0001188553 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,062.76

Underlying: Common Stock · 8.578 shares

Expires not disclosed

F2 · price: Not applicable to this transaction.

F1 · derivative.exercise_date: Dividend equivalents accrued on previously awarded Phantom Stock Units. Dividend equivalent rights accrued on phantom stock units will be settled proportionately with the previously granted awards to which they relate. Awards will be settled in stock upon retirement from the Board of Directors.

F1 · derivative.expiration_date: Dividend equivalents accrued on previously awarded Phantom Stock Units. Dividend equivalent rights accrued on phantom stock units will be settled proportionately with the previously granted awards to which they relate. Awards will be settled in stock upon retirement from the Board of Directors.

F1 · derivative.underlying_shares: Dividend equivalents accrued on previously awarded Phantom Stock Units. Dividend equivalent rights accrued on phantom stock units will be settled proportionately with the previously granted awards to which they relate. Awards will be settled in stock upon retirement from the Board of Directors.

F1 · balance_after: Dividend equivalents accrued on previously awarded Phantom Stock Units. Dividend equivalent rights accrued on phantom stock units will be settled proportionately with the previously granted awards to which they relate. Awards will be settled in stock upon retirement from the Board of Directors.

Read SEC document
December 07, 2018 Filed Dec 10, 2018 21:41 UTC GrantDividend Equivalent Rights · Derivative 8.7 Not disclosed Strike: $0.00 Not disclosed
Disclosure

SEC source: 0000890926-18-000070 · edgar.xml · derivative · entry 1

CARNEY DAVID CHARLES · CIK 0001188559 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,097.58

Underlying: Common Stock · 8.7 shares

Expires not disclosed

F2 · price: Not applicable to this transaction.

F1 · derivative.exercise_date: Dividend equivalents accrued on previously awarded Phantom Stock Units. Dividend equivalent rights accrued on phantom stock units will be settled proportionately with the previously granted awards to which they relate. Awards will be settled in stock upon retirement from the Board of Directors.

F1 · derivative.expiration_date: Dividend equivalents accrued on previously awarded Phantom Stock Units. Dividend equivalent rights accrued on phantom stock units will be settled proportionately with the previously granted awards to which they relate. Awards will be settled in stock upon retirement from the Board of Directors.

F1 · derivative.underlying_shares: Dividend equivalents accrued on previously awarded Phantom Stock Units. Dividend equivalent rights accrued on phantom stock units will be settled proportionately with the previously granted awards to which they relate. Awards will be settled in stock upon retirement from the Board of Directors.

F1 · balance_after: Dividend equivalents accrued on previously awarded Phantom Stock Units. Dividend equivalent rights accrued on phantom stock units will be settled proportionately with the previously granted awards to which they relate. Awards will be settled in stock upon retirement from the Board of Directors.

Read SEC document
December 07, 2018 Filed Dec 10, 2018 21:40 UTC
WENDER HERBERTDirector · Non-Exec Chairman of the Board
GrantDividend Equivalent Rights · Derivative 8.394 Not disclosed Strike: $0.00 Not disclosed
Disclosure

SEC source: 0000890926-18-000069 · edgar.xml · derivative · entry 1

WENDER HERBERT · CIK 0001188550 · Director · Non-Exec Chairman of the Board

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,002.55

Underlying: Common Stock · 8.394 shares

Expires not disclosed

F2 · price: Not Applicable.

F1 · derivative.exercise_date: Dividend equivalents accrued on previously awarded Phantom Stock Units. Dividend equivalent rights accrued on phantom stock units will be settled proportionately with the previously granted awards to which they relate. Awards will be settled in stock upon retirement from the Board of Directors.

F1 · derivative.expiration_date: Dividend equivalents accrued on previously awarded Phantom Stock Units. Dividend equivalent rights accrued on phantom stock units will be settled proportionately with the previously granted awards to which they relate. Awards will be settled in stock upon retirement from the Board of Directors.

F1 · derivative.underlying_shares: Dividend equivalents accrued on previously awarded Phantom Stock Units. Dividend equivalent rights accrued on phantom stock units will be settled proportionately with the previously granted awards to which they relate. Awards will be settled in stock upon retirement from the Board of Directors.

F1 · balance_after: Dividend equivalents accrued on previously awarded Phantom Stock Units. Dividend equivalent rights accrued on phantom stock units will be settled proportionately with the previously granted awards to which they relate. Awards will be settled in stock upon retirement from the Board of Directors.

Read SEC document
December 07, 2018 Filed Dec 10, 2018 21:40 UTC GrantDividend Equivalent Rights · Derivative 8.578 Not disclosed Strike: $0.00 Not disclosed
Disclosure

SEC source: 0000890926-18-000068 · edgar.xml · derivative · entry 1

CULANG HOWARD BERNARD · CIK 0001188557 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,062.76

Underlying: Common Stock · 8.578 shares

Expires not disclosed

F2 · price: Not applicable to this transaction.

F1 · derivative.exercise_date: Dividend equivalents accrued on previously awarded Phantom Stock Units. Dividend equivalent rights accrued on phantom stock units will be settled proportionately with the previously granted awards to which they relate. Awards will be settled in stock upon retirement from the Board of Directors.

F1 · derivative.expiration_date: Dividend equivalents accrued on previously awarded Phantom Stock Units. Dividend equivalent rights accrued on phantom stock units will be settled proportionately with the previously granted awards to which they relate. Awards will be settled in stock upon retirement from the Board of Directors.

F1 · derivative.underlying_shares: Dividend equivalents accrued on previously awarded Phantom Stock Units. Dividend equivalent rights accrued on phantom stock units will be settled proportionately with the previously granted awards to which they relate. Awards will be settled in stock upon retirement from the Board of Directors.

F1 · balance_after: Dividend equivalents accrued on previously awarded Phantom Stock Units. Dividend equivalent rights accrued on phantom stock units will be settled proportionately with the previously granted awards to which they relate. Awards will be settled in stock upon retirement from the Board of Directors.

Read SEC document
December 07, 2018 Filed Mar 4, 2019 21:07 UTC GrantDividend Equivalent Rights · Derivative 7.143 Not disclosed Strike: $0.00 Not disclosed
Disclosure

SEC source: 0000890926-19-000012 · edgar.xml · derivative · entry 1

CULANG HOWARD BERNARD · CIK 0001188557 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,069.903

Underlying: Common Stock · 7.143 shares

Expires not disclosed

F2 · price: Not applicable to this transaction.

F1 · derivative.exercise_date: Dividend equivalents accrued on previously awarded Phantom Stock Units. Dividend equivalent rights accrued on phantom stock units will be settled proportionately with the previously granted awards to which they relate. Awards will be settled in stock upon retirement from the Board of Directors.

F1 · derivative.expiration_date: Dividend equivalents accrued on previously awarded Phantom Stock Units. Dividend equivalent rights accrued on phantom stock units will be settled proportionately with the previously granted awards to which they relate. Awards will be settled in stock upon retirement from the Board of Directors.

F1 · derivative.underlying_shares: Dividend equivalents accrued on previously awarded Phantom Stock Units. Dividend equivalent rights accrued on phantom stock units will be settled proportionately with the previously granted awards to which they relate. Awards will be settled in stock upon retirement from the Board of Directors.

F1 · balance_after: Dividend equivalents accrued on previously awarded Phantom Stock Units. Dividend equivalent rights accrued on phantom stock units will be settled proportionately with the previously granted awards to which they relate. Awards will be settled in stock upon retirement from the Board of Directors.

Read SEC document
December 07, 2018 Filed May 16, 2019 20:39 UTC OtherCommon Stock 2.858 $17.50 $50.01
Disclosure

SEC source: 0000890926-19-000048 · edgar.xml · nonDerivative · entry 5

Spiegel Noel Joseph · CIK 0001513234 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,005.287

F1 · shares: Reflects an automatic dividend reinvested by the broker for shares held in street name.

Read SEC document
December 07, 2018 Filed May 16, 2019 20:39 UTC OtherCommon Stock 1.429 $17.50 $25.01
Disclosure

SEC source: 0000890926-19-000048 · edgar.xml · nonDerivative · entry 2

Spiegel Noel Joseph · CIK 0001513234 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Owned by spouse.

Disclosed balance after: 10,002.644

F1 · shares: Reflects an automatic dividend reinvested by the broker for shares held in street name.

Read SEC document
September 07, 2018 Filed Sep 11, 2018 20:05 UTC GrantDividend Equivalent Rights · Derivative 7.259 Not disclosed Strike: $0.00 Not disclosed
Disclosure

SEC source: 0000890926-18-000057 · edgar.xml · derivative · entry 1

CARNEY DAVID CHARLES · CIK 0001188559 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,088.88

Underlying: Common Stock · 7.259 shares

Expires not disclosed

F2 · price: Not applicable to this transaction.

F1 · derivative.exercise_date: Dividend equivalents accrued on previously awarded Phantom Stock Units. Dividend equivalent rights accrued on phantom stock units will be settled proportionately with the previously granted awards to which they relate. Awards will be settled in stock upon retirement from the Board of Directors.

F1 · derivative.expiration_date: Dividend equivalents accrued on previously awarded Phantom Stock Units. Dividend equivalent rights accrued on phantom stock units will be settled proportionately with the previously granted awards to which they relate. Awards will be settled in stock upon retirement from the Board of Directors.

F1 · derivative.underlying_shares: Dividend equivalents accrued on previously awarded Phantom Stock Units. Dividend equivalent rights accrued on phantom stock units will be settled proportionately with the previously granted awards to which they relate. Awards will be settled in stock upon retirement from the Board of Directors.

F1 · balance_after: Dividend equivalents accrued on previously awarded Phantom Stock Units. Dividend equivalent rights accrued on phantom stock units will be settled proportionately with the previously granted awards to which they relate. Awards will be settled in stock upon retirement from the Board of Directors.

Read SEC document
September 07, 2018 Filed Sep 11, 2018 20:04 UTC
WENDER HERBERTDirector · Non-Exec Chairman of the Board
GrantDividend Equivalent Rights · Derivative 7.005 Not disclosed Strike: $0.00 Not disclosed
Disclosure

SEC source: 0000890926-18-000056 · edgar.xml · derivative · entry 1

WENDER HERBERT · CIK 0001188550 · Director · Non-Exec Chairman of the Board

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 994.16

Underlying: Common Stock · 7.005 shares

Expires not disclosed

F2 · price: Not Applicable.

F1 · derivative.exercise_date: Dividend equivalents accrued on previously awarded Phantom Stock Units. Dividend equivalent rights accrued on phantom stock units will be settled proportionately with the previously granted awards to which they relate. Awards will be settled in stock upon retirement from the Board of Directors.

F1 · derivative.expiration_date: Dividend equivalents accrued on previously awarded Phantom Stock Units. Dividend equivalent rights accrued on phantom stock units will be settled proportionately with the previously granted awards to which they relate. Awards will be settled in stock upon retirement from the Board of Directors.

F1 · derivative.underlying_shares: Dividend equivalents accrued on previously awarded Phantom Stock Units. Dividend equivalent rights accrued on phantom stock units will be settled proportionately with the previously granted awards to which they relate. Awards will be settled in stock upon retirement from the Board of Directors.

F1 · balance_after: Dividend equivalents accrued on previously awarded Phantom Stock Units. Dividend equivalent rights accrued on phantom stock units will be settled proportionately with the previously granted awards to which they relate. Awards will be settled in stock upon retirement from the Board of Directors.

Read SEC document
September 07, 2018 Filed Sep 11, 2018 20:03 UTC GrantDividend Equivalent Rights · Derivative 7.157 Not disclosed Strike: $0.00 Not disclosed
Disclosure

SEC source: 0000890926-18-000055 · edgar.xml · derivative · entry 1

CULANG HOWARD BERNARD · CIK 0001188557 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,054.182

Underlying: Common Stock · 7.157 shares

Expires not disclosed

F2 · price: Not applicable to this transaction.

F1 · derivative.exercise_date: Dividend equivalents accrued on previously awarded Phantom Stock Units. Dividend equivalent rights accrued on phantom stock units will be settled proportionately with the previously granted awards to which they relate. Awards will be settled in stock upon retirement from the Board of Directors.

F1 · derivative.expiration_date: Dividend equivalents accrued on previously awarded Phantom Stock Units. Dividend equivalent rights accrued on phantom stock units will be settled proportionately with the previously granted awards to which they relate. Awards will be settled in stock upon retirement from the Board of Directors.

F1 · derivative.underlying_shares: Dividend equivalents accrued on previously awarded Phantom Stock Units. Dividend equivalent rights accrued on phantom stock units will be settled proportionately with the previously granted awards to which they relate. Awards will be settled in stock upon retirement from the Board of Directors.

F1 · balance_after: Dividend equivalents accrued on previously awarded Phantom Stock Units. Dividend equivalent rights accrued on phantom stock units will be settled proportionately with the previously granted awards to which they relate. Awards will be settled in stock upon retirement from the Board of Directors.

Read SEC document
September 07, 2018 Filed Sep 11, 2018 20:02 UTC GrantDividend Equivalent Rights · Derivative 7.157 Not disclosed Strike: $0.00 Not disclosed
Disclosure

SEC source: 0000890926-18-000054 · edgar.xml · derivative · entry 1

HOPKINS STEVE · CIK 0001188553 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,054.182

Underlying: Common Stock · 7.157 shares

Expires not disclosed

F2 · price: Not applicable to this transaction.

F1 · derivative.exercise_date: Dividend equivalents accrued on previously awarded Phantom Stock Units. Dividend equivalent rights accrued on phantom stock units will be settled proportionately with the previously granted awards to which they relate. Awards will be settled in stock upon retirement from the Board of Directors.

F1 · derivative.expiration_date: Dividend equivalents accrued on previously awarded Phantom Stock Units. Dividend equivalent rights accrued on phantom stock units will be settled proportionately with the previously granted awards to which they relate. Awards will be settled in stock upon retirement from the Board of Directors.

F1 · derivative.underlying_shares: Dividend equivalents accrued on previously awarded Phantom Stock Units. Dividend equivalent rights accrued on phantom stock units will be settled proportionately with the previously granted awards to which they relate. Awards will be settled in stock upon retirement from the Board of Directors.

F1 · balance_after: Dividend equivalents accrued on previously awarded Phantom Stock Units. Dividend equivalent rights accrued on phantom stock units will be settled proportionately with the previously granted awards to which they relate. Awards will be settled in stock upon retirement from the Board of Directors.

Read SEC document
September 07, 2018 Filed May 16, 2019 20:39 UTC PurchaseCommon Stock 2.429 $20.58 $49.99
Disclosure

SEC source: 0000890926-19-000048 · edgar.xml · nonDerivative · entry 4

Spiegel Noel Joseph · CIK 0001513234 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,002.429

F1 · shares: Reflects an automatic dividend reinvested by the broker for shares held in street name.

Read SEC document
September 07, 2018 Filed May 16, 2019 20:39 UTC PurchaseCommon Stock 1.215 $20.58 $25.00
Disclosure

SEC source: 0000890926-19-000048 · edgar.xml · nonDerivative · entry 1

Spiegel Noel Joseph · CIK 0001513234 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Owned by spouse.

Disclosed balance after: 10,001.215

F1 · shares: Reflects an automatic dividend reinvested by the broker for shares held in street name.

Read SEC document
June 04, 2018 Filed Jun 5, 2018 20:48 UTC GrantDividend Equivalent Rights · Derivative 9.225 Not disclosed Strike: $0.00 Not disclosed
Disclosure

SEC source: 0000890926-18-000048 · edgar.xml · derivative · entry 1

CARNEY DAVID CHARLES · CIK 0001188559 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,081.62

Underlying: Common Stock · 9.225 shares

Expires not disclosed

F2 · price: Not applicable to this transaction.

F1 · derivative.exercise_date: Dividend equivalents accrued on previously awarded Phantom Stock Units. Dividend equivalent rights accrued on phantom stock units will be settled proportionately with the previously granted awards to which they relate. Awards will be settled in stock upon retirement from the Board of Directors.

F1 · derivative.expiration_date: Dividend equivalents accrued on previously awarded Phantom Stock Units. Dividend equivalent rights accrued on phantom stock units will be settled proportionately with the previously granted awards to which they relate. Awards will be settled in stock upon retirement from the Board of Directors.

F1 · derivative.underlying_shares: Dividend equivalents accrued on previously awarded Phantom Stock Units. Dividend equivalent rights accrued on phantom stock units will be settled proportionately with the previously granted awards to which they relate. Awards will be settled in stock upon retirement from the Board of Directors.

F1 · balance_after: Dividend equivalents accrued on previously awarded Phantom Stock Units. Dividend equivalent rights accrued on phantom stock units will be settled proportionately with the previously granted awards to which they relate. Awards will be settled in stock upon retirement from the Board of Directors.

Read SEC document
June 04, 2018 Filed Jun 5, 2018 20:47 UTC
WENDER HERBERTDirector · Non-Exec Chairman of the Board
GrantDividend Equivalent Rights · Derivative 8.901 Not disclosed Strike: $0.00 Not disclosed
Disclosure

SEC source: 0000890926-18-000047 · edgar.xml · derivative · entry 1

WENDER HERBERT · CIK 0001188550 · Director · Non-Exec Chairman of the Board

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 987.15

Underlying: Common Stock · 8.901 shares

Expires not disclosed

F2 · price: Not Applicable.

F1 · derivative.exercise_date: Dividend equivalents accrued on previously awarded Phantom Stock Units. Dividend equivalent rights accrued on phantom stock units will be settled proportionately with the previously granted awards to which they relate. Awards will be settled in stock upon retirement from the Board of Directors.

F1 · derivative.expiration_date: Dividend equivalents accrued on previously awarded Phantom Stock Units. Dividend equivalent rights accrued on phantom stock units will be settled proportionately with the previously granted awards to which they relate. Awards will be settled in stock upon retirement from the Board of Directors.

F1 · derivative.underlying_shares: Dividend equivalents accrued on previously awarded Phantom Stock Units. Dividend equivalent rights accrued on phantom stock units will be settled proportionately with the previously granted awards to which they relate. Awards will be settled in stock upon retirement from the Board of Directors.

F1 · balance_after: Dividend equivalents accrued on previously awarded Phantom Stock Units. Dividend equivalent rights accrued on phantom stock units will be settled proportionately with the previously granted awards to which they relate. Awards will be settled in stock upon retirement from the Board of Directors.

Read SEC document
June 04, 2018 Filed Jun 5, 2018 20:47 UTC GrantDividend Equivalent Rights · Derivative 9.095 Not disclosed Strike: $0.00 Not disclosed
Disclosure

SEC source: 0000890926-18-000046 · edgar.xml · derivative · entry 1

CULANG HOWARD BERNARD · CIK 0001188557 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,047.025

Underlying: Common Stock · 9.095 shares

Expires not disclosed

F2 · price: Not applicable to this transaction.

F1 · derivative.exercise_date: Dividend equivalents accrued on previously awarded Phantom Stock Units. Dividend equivalent rights accrued on phantom stock units will be settled proportionately with the previously granted awards to which they relate. Awards will be settled in stock upon retirement from the Board of Directors.

F1 · derivative.expiration_date: Dividend equivalents accrued on previously awarded Phantom Stock Units. Dividend equivalent rights accrued on phantom stock units will be settled proportionately with the previously granted awards to which they relate. Awards will be settled in stock upon retirement from the Board of Directors.

F1 · derivative.underlying_shares: Dividend equivalents accrued on previously awarded Phantom Stock Units. Dividend equivalent rights accrued on phantom stock units will be settled proportionately with the previously granted awards to which they relate. Awards will be settled in stock upon retirement from the Board of Directors.

F1 · balance_after: Dividend equivalents accrued on previously awarded Phantom Stock Units. Dividend equivalent rights accrued on phantom stock units will be settled proportionately with the previously granted awards to which they relate. Awards will be settled in stock upon retirement from the Board of Directors.

Read SEC document
June 04, 2018 Filed Jun 5, 2018 20:46 UTC GrantDividend Equivalent Rights · Derivative 9.095 Not disclosed Strike: $0.00 Not disclosed
Disclosure

SEC source: 0000890926-18-000045 · edgar.xml · derivative · entry 1

HOPKINS STEVE · CIK 0001188553 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,047.025

Underlying: Common Stock · 9.095 shares

Expires not disclosed

F2 · price: Not applicable to this transaction.

F1 · derivative.exercise_date: Dividend equivalents accrued on previously awarded Phantom Stock Units. Dividend equivalent rights accrued on phantom stock units will be settled proportionately with the previously granted awards to which they relate. Awards will be settled in stock upon retirement from the Board of Directors.

F1 · derivative.expiration_date: Dividend equivalents accrued on previously awarded Phantom Stock Units. Dividend equivalent rights accrued on phantom stock units will be settled proportionately with the previously granted awards to which they relate. Awards will be settled in stock upon retirement from the Board of Directors.

F1 · derivative.underlying_shares: Dividend equivalents accrued on previously awarded Phantom Stock Units. Dividend equivalent rights accrued on phantom stock units will be settled proportionately with the previously granted awards to which they relate. Awards will be settled in stock upon retirement from the Board of Directors.

F1 · balance_after: Dividend equivalents accrued on previously awarded Phantom Stock Units. Dividend equivalent rights accrued on phantom stock units will be settled proportionately with the previously granted awards to which they relate. Awards will be settled in stock upon retirement from the Board of Directors.

Read SEC document
May 18, 2018 Filed May 22, 2018 20:14 UTC
Hoffman Edward JSr. EVP, General Counsel
Exercise / conversionStock Option · Derivative 14,985 Not disclosed Strike: $3.58 Not disclosed
Disclosure

SEC source: 0000890926-18-000044 · edgar.xml · derivative · entry 3

Hoffman Edward J · CIK 0001439483 · Sr. EVP, General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,985

Underlying: Common Stock · 14,985 shares

Expires 2018-06-09

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Stock option exercise of an award expiring June 9, 2018.

F2 · price: Not Applicable.

Read SEC document
May 18, 2018 Filed May 22, 2018 20:14 UTC
Hoffman Edward JSr. EVP, General Counsel
SaleCommon Stock 14,985 $16.38 $245,521.73
Disclosure

SEC source: 0000890926-18-000044 · edgar.xml · nonDerivative · entry 2

Hoffman Edward J · CIK 0001439483 · Sr. EVP, General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 47,804

Read SEC document
May 18, 2018 Filed May 22, 2018 20:14 UTC
Hoffman Edward JSr. EVP, General Counsel
Exercise / conversionCommon Stock 14,985 $3.58 $53,646.30
Disclosure

SEC source: 0000890926-18-000044 · edgar.xml · nonDerivative · entry 1

Hoffman Edward J · CIK 0001439483 · Sr. EVP, General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 62,789

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 10, 2018 Filed May 11, 2018 20:20 UTC
Thornberry Richard GDirector · Chief Executive Officer
Exercise / conversionRestricted Stock Unit - Time Vested Award · Derivative 19,869 Not disclosed Strike: $0.00 Not disclosed
Disclosure

SEC source: 0000890926-18-000043 · edgar.xml · derivative · entry 5

Thornberry Richard G · CIK 0001699782 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,341

Underlying: Common Stock · 19,869 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of common stock.

F1 · shares: Represents shares of common stock acquired upon the vesting of one-third of time-vested RSUs granted on May 10, 2017.

F7 · price: Not Applicable

F4 · derivative.exercise_date: Vesting of time-based RSUs occurs pro rata on each of the first, second and third anniversaries of the date of grant. The time-vested RSUs have no voting or dividend rights.

F7 · derivative.expiration_date: Not Applicable

F1 · derivative.underlying_shares: Represents shares of common stock acquired upon the vesting of one-third of time-vested RSUs granted on May 10, 2017.

F4 · balance_after: Vesting of time-based RSUs occurs pro rata on each of the first, second and third anniversaries of the date of grant. The time-vested RSUs have no voting or dividend rights.

Read SEC document
May 10, 2018 Filed May 11, 2018 20:20 UTC
Thornberry Richard GDirector · Chief Executive Officer
Tax withholdingCommon Stock 8,539 $15.88 $135,599.32
Disclosure

SEC source: 0000890926-18-000043 · edgar.xml · nonDerivative · entry 2

Thornberry Richard G · CIK 0001699782 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 52,858

F2 · shares: Pursuant to the terms of the Company's equity incentive plan, represents shares withheld by the Company to satisfy the tax liability incurred upon the vesting of one-third of the time-vested RSUs granted May 10, 2017.

Read SEC document
May 10, 2018 Filed May 11, 2018 20:20 UTC
Thornberry Richard GDirector · Chief Executive Officer
Exercise / conversionCommon Stock 19,869 $0.00 $0.00
Disclosure

SEC source: 0000890926-18-000043 · edgar.xml · nonDerivative · entry 1

Thornberry Richard G · CIK 0001699782 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 61,397

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Represents shares of common stock acquired upon the vesting of one-third of time-vested RSUs granted on May 10, 2017.

F4 · price: Vesting of time-based RSUs occurs pro rata on each of the first, second and third anniversaries of the date of grant. The time-vested RSUs have no voting or dividend rights.

Read SEC document
May 10, 2018 Filed May 11, 2018 20:20 UTC
Jackson Catherine MarySVP, Chief Accounting Officer
Exercise / conversionRestricted Stock Unit - Time Vested Award · Derivative 1,326 Not disclosed Strike: $0.00 Not disclosed
Disclosure

SEC source: 0000890926-18-000042 · edgar.xml · derivative · entry 5

Jackson Catherine Mary · CIK 0001434825 · SVP, Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,694

Underlying: Common Stock · 1,326 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of common stock.

F1 · shares: Represents shares of common stock acquired upon the vesting of one-third of time-vested RSUs granted on May 10, 2017.

F7 · price: Not Applicable.

F4 · derivative.exercise_date: Vesting of time-based RSUs occurs pro rata on each of the first, second and third anniversaries of the date of grant. The time-vested RSUs have no voting or dividend rights.

F7 · derivative.expiration_date: Not Applicable.

F1 · derivative.underlying_shares: Represents shares of common stock acquired upon the vesting of one-third of time-vested RSUs granted on May 10, 2017.

F4 · balance_after: Vesting of time-based RSUs occurs pro rata on each of the first, second and third anniversaries of the date of grant. The time-vested RSUs have no voting or dividend rights.

Read SEC document
May 10, 2018 Filed May 11, 2018 20:20 UTC
Jackson Catherine MarySVP, Chief Accounting Officer
Tax withholdingCommon Stock 411 $15.88 $6,526.68
Disclosure

SEC source: 0000890926-18-000042 · edgar.xml · nonDerivative · entry 2

Jackson Catherine Mary · CIK 0001434825 · SVP, Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 64,505

F2 · shares: Pursuant to the terms of the Company's equity incentive plan, represents shares withheld by the Company to satisfy the tax liability incurred upon the vesting of one-third of the time-vested RSUs granted May 10, 2017.

Read SEC document
May 10, 2018 Filed May 11, 2018 20:20 UTC
Jackson Catherine MarySVP, Chief Accounting Officer
Exercise / conversionCommon Stock 1,326 $0.00 $0.00
Disclosure

SEC source: 0000890926-18-000042 · edgar.xml · nonDerivative · entry 1

Jackson Catherine Mary · CIK 0001434825 · SVP, Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 64,916

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Represents shares of common stock acquired upon the vesting of one-third of time-vested RSUs granted on May 10, 2017.

F4 · price: Vesting of time-based RSUs occurs pro rata on each of the first, second and third anniversaries of the date of grant. The time-vested RSUs have no voting or dividend rights.

Read SEC document
May 10, 2018 Filed May 11, 2018 20:19 UTC
Brummer DerekSr. EVP and Chief Risk Officer
Exercise / conversionRestricted Stock Unit - Time Vested Award · Derivative 3,808 Not disclosed Strike: $0.00 Not disclosed
Disclosure

SEC source: 0000890926-18-000041 · edgar.xml · derivative · entry 5

Brummer Derek · CIK 0001578586 · Sr. EVP and Chief Risk Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,732

Underlying: Common Stock · 3,808 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of common stock.

F1 · shares: Represents shares of common stock acquired upon the vesting of one-third of time-vested RSUs granted on May 10, 2017.

F7 · price: Not Applicable.

F4 · derivative.exercise_date: Vesting of time-based RSUs occurs pro rata on each of the first, second and third anniversaries of the date of grant. The time-vested RSUs have no voting or dividend rights.

F7 · derivative.expiration_date: Not Applicable.

F1 · derivative.underlying_shares: Represents shares of common stock acquired upon the vesting of one-third of time-vested RSUs granted on May 10, 2017.

F4 · balance_after: Vesting of time-based RSUs occurs pro rata on each of the first, second and third anniversaries of the date of grant. The time-vested RSUs have no voting or dividend rights.

Read SEC document
May 10, 2018 Filed May 11, 2018 20:19 UTC
Brummer DerekSr. EVP and Chief Risk Officer
Tax withholdingCommon Stock 1,750 $15.88 $27,790.00
Disclosure

SEC source: 0000890926-18-000041 · edgar.xml · nonDerivative · entry 2

Brummer Derek · CIK 0001578586 · Sr. EVP and Chief Risk Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 76,318

F2 · shares: Pursuant to the terms of the Company's equity incentive plan, represents shares withheld by the Company to satisfy the tax liability incurred upon the vesting of one-third of the time-vested RSUs granted May 10, 2017.

Read SEC document
May 10, 2018 Filed May 11, 2018 20:19 UTC
Brummer DerekSr. EVP and Chief Risk Officer
Exercise / conversionCommon Stock 3,808 $0.00 $0.00
Disclosure

SEC source: 0000890926-18-000041 · edgar.xml · nonDerivative · entry 1

Brummer Derek · CIK 0001578586 · Sr. EVP and Chief Risk Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 78,068

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Represents shares of common stock acquired upon the vesting of one-third of time-vested RSUs granted on May 10, 2017.

F4 · price: Vesting of time-based RSUs occurs pro rata on each of the first, second and third anniversaries of the date of grant. The time-vested RSUs have no voting or dividend rights.

Read SEC document
May 10, 2018 Filed May 11, 2018 20:18 UTC
HALL J FRANKLINSr. EVP - CFO
Exercise / conversionRestricted Stock Unit - Time Vested Award · Derivative 3,313 Not disclosed Strike: $0.00 Not disclosed
Disclosure

SEC source: 0000890926-18-000040 · edgar.xml · derivative · entry 5

HALL J FRANKLIN · CIK 0001185145 · Sr. EVP - CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,727

Underlying: Common Stock · 3,313 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of common stock.

F1 · shares: Represents shares of common stock acquired upon the vesting of one-third of time-vested RSUs granted on May 10, 2017.

F7 · price: Not Applicable.

F4 · derivative.exercise_date: Vesting of time-based RSUs occurs pro rata on each of the first, second and third anniversaries of the date of grant. The time-vested RSUs have no voting or dividend rights.

F7 · derivative.expiration_date: Not Applicable.

F1 · derivative.underlying_shares: Represents shares of common stock acquired upon the vesting of one-third of time-vested RSUs granted on May 10, 2017.

F4 · balance_after: Vesting of time-based RSUs occurs pro rata on each of the first, second and third anniversaries of the date of grant. The time-vested RSUs have no voting or dividend rights.

Read SEC document
May 10, 2018 Filed May 11, 2018 20:18 UTC
HALL J FRANKLINSr. EVP - CFO
Tax withholdingCommon Stock 1,026 $15.88 $16,292.88
Disclosure

SEC source: 0000890926-18-000040 · edgar.xml · nonDerivative · entry 2

HALL J FRANKLIN · CIK 0001185145 · Sr. EVP - CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,754

F2 · shares: Pursuant to the terms of the Company's equity incentive plan, represents shares withheld by the Company to satisfy the tax liability incurred upon the vesting of one-third of the time-vested RSUs granted May 10, 2017.

Read SEC document
May 10, 2018 Filed May 11, 2018 20:18 UTC
HALL J FRANKLINSr. EVP - CFO
Exercise / conversionCommon Stock 3,313 $0.00 $0.00
Disclosure

SEC source: 0000890926-18-000040 · edgar.xml · nonDerivative · entry 1

HALL J FRANKLIN · CIK 0001185145 · Sr. EVP - CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,780

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Represents shares of common stock acquired upon the vesting of one-third of time-vested RSUs granted on May 10, 2017.

F4 · price: Vesting of time-based RSUs occurs pro rata on each of the first, second and third anniversaries of the date of grant. The time-vested RSUs have no voting or dividend rights.

Read SEC document
May 10, 2018 Filed May 11, 2018 20:17 UTC
McMahon BrienSr.EVP/Chief Franchise Officer
Exercise / conversionRestricted Stock Unit - Time Vested Award · Derivative 2,649 Not disclosed Strike: $0.00 Not disclosed
Disclosure

SEC source: 0000890926-18-000039 · edgar.xml · derivative · entry 5

McMahon Brien · CIK 0001723148 · Sr.EVP/Chief Franchise Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,381

Underlying: Common Stock · 2,649 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of common stock.

F1 · shares: Represents shares of common stock acquired upon the vesting of one-third of time-vested RSUs granted on May 10, 2017.

F7 · price: Not Applicable.

F4 · derivative.exercise_date: Vesting of time-based RSUs occurs pro rata on each of the first, second and third anniversaries of the date of grant. The time-vested RSUs have no voting or dividend rights.

F7 · derivative.expiration_date: Not Applicable.

F1 · derivative.underlying_shares: Represents shares of common stock acquired upon the vesting of one-third of time-vested RSUs granted on May 10, 2017.

F4 · balance_after: Vesting of time-based RSUs occurs pro rata on each of the first, second and third anniversaries of the date of grant. The time-vested RSUs have no voting or dividend rights.

Read SEC document
May 10, 2018 Filed May 11, 2018 20:17 UTC
McMahon BrienSr.EVP/Chief Franchise Officer
Tax withholdingCommon Stock 646 $15.88 $10,258.48
Disclosure

SEC source: 0000890926-18-000039 · edgar.xml · nonDerivative · entry 2

McMahon Brien · CIK 0001723148 · Sr.EVP/Chief Franchise Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,867

F2 · shares: Pursuant to the terms of the Company's equity incentive plan, represents shares withheld by the Company to satisfy the tax liability incurred upon the vesting of one-third of the time-vested RSUs granted May 10, 2017.

Read SEC document
May 10, 2018 Filed May 11, 2018 20:17 UTC
McMahon BrienSr.EVP/Chief Franchise Officer
Exercise / conversionCommon Stock 2,649 $0.00 $0.00
Disclosure

SEC source: 0000890926-18-000039 · edgar.xml · nonDerivative · entry 1

McMahon Brien · CIK 0001723148 · Sr.EVP/Chief Franchise Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,513

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Represents shares of common stock acquired upon the vesting of one-third of time-vested RSUs granted on May 10, 2017.

F3 · price: Each RSU represents a contingent right to receive one share of common stock.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.