RDN

SEC source: 0000890926-19-000039 · edgar.xml · derivative · entry 3

HALL J FRANKLIN · CIK 0001185145 · Sr. EVP - CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,580

Underlying: Common Stock · 12,580 shares

Expires not disclosed

F3 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of common stock.

F8 · price: Not Applicable.

F4 · derivative.exercise_date: Vesting of time-based RSUs occurs pro rata on each of the first, second and third anniversaries of the date of grant. The time-based RSUs have no voting or dividend rights.

F8 · derivative.expiration_date: Not Applicable.

F4 · derivative.underlying_shares: Vesting of time-based RSUs occurs pro rata on each of the first, second and third anniversaries of the date of grant. The time-based RSUs have no voting or dividend rights.

F4 · balance_after: Vesting of time-based RSUs occurs pro rata on each of the first, second and third anniversaries of the date of grant. The time-based RSUs have no voting or dividend rights.

SEC source: 0000890926-19-000037 · edgar.xml · derivative · entry 4

Hoffman Edward J · CIK 0001439483 · Sr. EVP, General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,650

Underlying: Common Stock · 27,650 shares

Expires not disclosed

F3 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of common stock.

F8 · price: Not Applicable.

F5 · derivative.exercise_date: Vesting of the performance-based RSUs occurs on the third anniversary of the grant date (between 0 and 55,300 shares), subject to the Company's cumulative growth in "LTI Book Value" per share (as defined in the grant document). Distribution of shares is generally subject to a one-year holding period after vesting.

F8 · derivative.expiration_date: Not Applicable.

F5 · derivative.underlying_shares: Vesting of the performance-based RSUs occurs on the third anniversary of the grant date (between 0 and 55,300 shares), subject to the Company's cumulative growth in "LTI Book Value" per share (as defined in the grant document). Distribution of shares is generally subject to a one-year holding period after vesting.

F6 · derivative.underlying_shares: The number of reported performance-based RSUs represents the target award, with grantees having the potential to earn a number of shares up to 200% of the target award. The performance-based RSUs have no voting or dividend rights.

F5 · balance_after: Vesting of the performance-based RSUs occurs on the third anniversary of the grant date (between 0 and 55,300 shares), subject to the Company's cumulative growth in "LTI Book Value" per share (as defined in the grant document). Distribution of shares is generally subject to a one-year holding period after vesting.

F6 · balance_after: The number of reported performance-based RSUs represents the target award, with grantees having the potential to earn a number of shares up to 200% of the target award. The performance-based RSUs have no voting or dividend rights.

SEC source: 0000890926-19-000037 · edgar.xml · derivative · entry 3

Hoffman Edward J · CIK 0001439483 · Sr. EVP, General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,580

Underlying: Common Stock · 12,580 shares

Expires not disclosed

F3 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of common stock.

F8 · price: Not Applicable.

F4 · derivative.exercise_date: Vesting of time-based RSUs occurs pro rata on each of the first, second and third anniversaries of the date of grant. The time-based RSUs have no voting or dividend rights.

F8 · derivative.expiration_date: Not Applicable.

F4 · derivative.underlying_shares: Vesting of time-based RSUs occurs pro rata on each of the first, second and third anniversaries of the date of grant. The time-based RSUs have no voting or dividend rights.

F4 · balance_after: Vesting of time-based RSUs occurs pro rata on each of the first, second and third anniversaries of the date of grant. The time-based RSUs have no voting or dividend rights.

SEC source: 0000890926-19-000049 · edgar.xml · derivative · entry 5

Quigley Robert · CIK 0001759585 · Sr. Vice President, Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 8,173 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of common stock.

F2 · shares: Represents the total RSUs vested based on performance of the May 11, 2016 RSU award.

F8 · price: Not Applicable.

F7 · derivative.exercise_date: Vesting occured on the third anniversary of the grant date based on satisfaction of perforrmance metrics, subject to the certification of these results on May 14, 2019.

F8 · derivative.expiration_date: Not Applicable.

F2 · derivative.underlying_shares: Represents the total RSUs vested based on performance of the May 11, 2016 RSU award.

F7 · derivative.underlying_shares: Vesting occured on the third anniversary of the grant date based on satisfaction of perforrmance metrics, subject to the certification of these results on May 14, 2019.

SEC source: 0000890926-19-000049 · edgar.xml · nonDerivative · entry 2

Quigley Robert · CIK 0001759585 · Sr. Vice President, Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,242

F1 · shares: Pursuant to the terms of the Company's equity incentive plan, represents shares withheld by the Company to satisfy the tax liability incurred upon the vesting of 8,173 Performance based RSUs granted May 11, 2016.

SEC source: 0000890926-19-000049 · edgar.xml · nonDerivative · entry 1

Quigley Robert · CIK 0001759585 · Sr. Vice President, Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,771

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · price: Each RSU represents a contingent right to receive one share of common stock.

SEC source: 0000890926-19-000038 · edgar.xml · derivative · entry 5

McMahon Brien · CIK 0001723148 · Sr.EVP/Chief Franchise Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 48,052

Underlying: Common Stock · 1,863 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of common stock.

F1 · shares: Pursuant to the terms of the Company's equity incentive plan, represents shares withheld by the Company to satisfy the tax liability incurred upon the vesting of 49,915 Performance based RSUs granted May 11, 2016.

F8 · price: Not Applicable.

F7 · derivative.exercise_date: Vesting occured on the third anniversary of the grant date based on satisfaction of perforrmance metrics, subject to the certification of these results on May 14, 2019.

F8 · derivative.expiration_date: Not Applicable.

F1 · derivative.underlying_shares: Pursuant to the terms of the Company's equity incentive plan, represents shares withheld by the Company to satisfy the tax liability incurred upon the vesting of 49,915 Performance based RSUs granted May 11, 2016.

F2 · balance_after: Represents the total RSUs vested (net of shares withheld for taxes pursuant to the Company's equity plan) based on performance of the May 11, 2016 RSU award. These vested RSUs are subject to a one-year holding period after vesting and will be converted into shares on May 11, 2020. These RSUs do not have dividend or voting rights until converted into shares.

SEC source: 0000890926-19-000038 · edgar.xml · nonDerivative · entry 2

McMahon Brien · CIK 0001723148 · Sr.EVP/Chief Franchise Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,888

F1 · shares: Pursuant to the terms of the Company's equity incentive plan, represents shares withheld by the Company to satisfy the tax liability incurred upon the vesting of 49,915 Performance based RSUs granted May 11, 2016.

SEC source: 0000890926-19-000038 · edgar.xml · nonDerivative · entry 1

McMahon Brien · CIK 0001723148 · Sr.EVP/Chief Franchise Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,751

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · price: Each RSU represents a contingent right to receive one share of common stock.

SEC source: 0000890926-19-000039 · edgar.xml · derivative · entry 5

HALL J FRANKLIN · CIK 0001185145 · Sr. EVP - CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 59,789

Underlying: Common Stock · 2,600 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of common stock.

F1 · shares: Pursuant to the terms of the Company's equity incentive plan, represents shares withheld by the Company to satisfy the tax liability incurred upon the vesting of 62,389 Performance based RSUs granted May 11, 2016.

F8 · price: Not Applicable.

F7 · derivative.exercise_date: Vesting occured on the third anniversary of the grant date based on satisfaction of perforrmance metrics, subject to the certification of these results on May 14, 2019.

F8 · derivative.expiration_date: Not Applicable.

F1 · derivative.underlying_shares: Pursuant to the terms of the Company's equity incentive plan, represents shares withheld by the Company to satisfy the tax liability incurred upon the vesting of 62,389 Performance based RSUs granted May 11, 2016.

F2 · balance_after: Represents the total RSUs vested (net of shares withheld for taxes pursuant to the Company's equity plan) based on performance of the May 11, 2016 RSU award. These vested RSUs are subject to a one-year holding period after vesting and will be converted into shares on May 11, 2020. These RSUs do not have dividend or voting rights until converted into shares.

SEC source: 0000890926-19-000039 · edgar.xml · nonDerivative · entry 2

HALL J FRANKLIN · CIK 0001185145 · Sr. EVP - CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 51,648

F1 · shares: Pursuant to the terms of the Company's equity incentive plan, represents shares withheld by the Company to satisfy the tax liability incurred upon the vesting of 62,389 Performance based RSUs granted May 11, 2016.

SEC source: 0000890926-19-000039 · edgar.xml · nonDerivative · entry 1

HALL J FRANKLIN · CIK 0001185145 · Sr. EVP - CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 54,248

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · price: Each RSU represents a contingent right to receive one share of common stock.

SEC source: 0000890926-19-000037 · edgar.xml · derivative · entry 5

Hoffman Edward J · CIK 0001439483 · Sr. EVP, General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 59,789

Underlying: Common Stock · 2,600 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of common stock.

F1 · shares: Pursuant to the terms of the Company's equity incentive plan, represents shares withheld by the Company to satisfy the tax liability incurred upon the vesting of 62,389 Performance based RSUs granted May 11, 2016.

F8 · price: Not Applicable.

F7 · derivative.exercise_date: Vesting occured on the third anniversary of the grant date based on satisfaction of perforrmance metrics, subject to the certification of these results on May 14, 2019.

F8 · derivative.expiration_date: Not Applicable.

F1 · derivative.underlying_shares: Pursuant to the terms of the Company's equity incentive plan, represents shares withheld by the Company to satisfy the tax liability incurred upon the vesting of 62,389 Performance based RSUs granted May 11, 2016.

F2 · balance_after: Represents the total shares vested (net of shares withheld for taxes pursuant to our equity plan) based on performance of the May 11, 2016 RSU award. These vested shares are subject to a one year post vest holding period and will be distributed on May 11, 2020. These shares do not have dividend or voting rights until the holding period is met.

SEC source: 0000890926-19-000037 · edgar.xml · nonDerivative · entry 2

Hoffman Edward J · CIK 0001439483 · Sr. EVP, General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 51,648

F1 · shares: Pursuant to the terms of the Company's equity incentive plan, represents shares withheld by the Company to satisfy the tax liability incurred upon the vesting of 62,389 Performance based RSUs granted May 11, 2016.

SEC source: 0000890926-19-000037 · edgar.xml · nonDerivative · entry 1

Hoffman Edward J · CIK 0001439483 · Sr. EVP, General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 54,248

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · price: Each RSU represents a contingent right to receive one share of common stock.

SEC source: 0000890926-20-000035 · edgar.xml · nonDerivative · entry 2

Hoffman Edward J · CIK 0001439483 · Sr. EVP, General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 89,280

F1 · shares: Pursuant to the terms of the Company's equity incentive plan, represents shares withheld by the Company to satisfy the tax liability incurred upon the vesting of 30,252 Performance based RSUs granted May 10, 2017.

SEC source: 0000890926-19-000031 · edgar.xml · derivative · entry 9

Quigley Robert · CIK 0001759585 · Sr. Vice President, Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 2,470 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F7 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of common stock.

F3 · shares: Represents shares of common stock acquired upon the cliff vesting of time-vested RSUs granted on May 11, 2016.

F10 · price: Not Applicable.

F9 · derivative.exercise_date: Vesting of time-based RSUs occurs on the third anniversary of the date of grant. The time-vested RSUs have no voting or dividend rights.

F10 · derivative.expiration_date: Not Applicable.

F3 · derivative.underlying_shares: Represents shares of common stock acquired upon the cliff vesting of time-vested RSUs granted on May 11, 2016.

F9 · balance_after: Vesting of time-based RSUs occurs on the third anniversary of the date of grant. The time-vested RSUs have no voting or dividend rights.

SEC source: 0000890926-19-000031 · edgar.xml · nonDerivative · entry 6

Quigley Robert · CIK 0001759585 · Sr. Vice President, Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,598

F6 · shares: Pursuant to the terms of the Company's equity incentive plan, represents shares withheld by the Company to satisfy the tax liability incurred upon the vesting of the time-vested RSUs granted May 11, 2016.

SEC source: 0000890926-19-000031 · edgar.xml · nonDerivative · entry 5

Quigley Robert · CIK 0001759585 · Sr. Vice President, Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,363

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · shares: Represents shares of common stock acquired upon the vesting of one-third of time-vested RSUs granted on May 10, 2017.

F7 · price: Each RSU represents a contingent right to receive one share of common stock.

SEC source: 0000890926-19-000036 · edgar.xml · derivative · entry 6

Thornberry Richard G · CIK 0001699782 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,472

Underlying: Common Stock · 19,869 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of common stock.

F2 · shares: Represents shares of common stock acquired upon the vesting of one-third of time-vested RSUs granted on May 10, 2017.

F7 · price: Not Applicable

F6 · derivative.exercise_date: Vesting of time-based RSUs occurs pro rata on each of the first, second and third anniversaries of the date of grant. The time-vested RSUs have no voting or dividend rights.

F7 · derivative.expiration_date: Not Applicable

F2 · derivative.underlying_shares: Represents shares of common stock acquired upon the vesting of one-third of time-vested RSUs granted on May 10, 2017.

F6 · balance_after: Vesting of time-based RSUs occurs pro rata on each of the first, second and third anniversaries of the date of grant. The time-vested RSUs have no voting or dividend rights.

SEC source: 0000890926-19-000036 · edgar.xml · nonDerivative · entry 4

Thornberry Richard G · CIK 0001699782 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 86,398

F4 · shares: Pursuant to the terms of the Company's equity incentive plan, represents shares withheld by the Company to satisfy the tax liability incurred upon the vesting of one-third of the time-vested RSUs granted May 10, 2017.

SEC source: 0000890926-19-000036 · edgar.xml · nonDerivative · entry 3

Thornberry Richard G · CIK 0001699782 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 95,526

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · shares: Represents shares of common stock acquired upon the vesting of one-third of time-vested RSUs granted on May 10, 2017.

F5 · price: Each RSU represents a contingent right to receive one share of common stock.

SEC source: 0000890926-19-000035 · edgar.xml · derivative · entry 6

Hoffman Edward J · CIK 0001439483 · Sr. EVP, General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,414

Underlying: Common Stock · 3,313 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of common stock.

F2 · shares: Represents shares of common stock acquired upon the vesting of one-third of time-vested RSUs granted on May 10, 2017.

F7 · price: Not Applicable.

F6 · derivative.exercise_date: Vesting of time-based RSUs occurs pro rata on each of the first, second and third anniversaries of the date of grant. The time-vested RSUs have no voting or dividend rights.

F7 · derivative.expiration_date: Not Applicable.

F2 · derivative.underlying_shares: Represents shares of common stock acquired upon the vesting of one-third of time-vested RSUs granted on May 10, 2017.

F6 · balance_after: Vesting of time-based RSUs occurs pro rata on each of the first, second and third anniversaries of the date of grant. The time-vested RSUs have no voting or dividend rights.

SEC source: 0000890926-19-000035 · edgar.xml · nonDerivative · entry 4

Hoffman Edward J · CIK 0001439483 · Sr. EVP, General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 51,648

F4 · shares: Pursuant to the terms of the Company's equity incentive plan, represents shares withheld by the Company to satisfy the tax liability incurred upon the vesting of one-third of the time-vested RSUs granted May 10, 2017.

SEC source: 0000890926-19-000035 · edgar.xml · nonDerivative · entry 3

Hoffman Edward J · CIK 0001439483 · Sr. EVP, General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 53,170

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · shares: Represents shares of common stock acquired upon the vesting of one-third of time-vested RSUs granted on May 10, 2017.

F5 · price: Each RSU represents a contingent right to receive one share of common stock.

SEC source: 0000890926-19-000034 · edgar.xml · derivative · entry 6

Brummer Derek · CIK 0001578586 · Sr. EVP and Chief Risk Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,924

Underlying: Common Stock · 3,808 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of common stock.

F2 · shares: Represents shares of common stock acquired upon the vesting of one-third of time-vested RSUs granted on May 10, 2017.

F7 · price: Not Applicable.

F6 · derivative.exercise_date: Vesting of time-based RSUs occurs pro rata on each of the first, second and third anniversaries of the date of grant. The time-vested RSUs have no voting or dividend rights.

F7 · derivative.expiration_date: Not Applicable.

F2 · derivative.underlying_shares: Represents shares of common stock acquired upon the vesting of one-third of time-vested RSUs granted on May 10, 2017.

F6 · balance_after: Vesting of time-based RSUs occurs pro rata on each of the first, second and third anniversaries of the date of grant. The time-vested RSUs have no voting or dividend rights.

SEC source: 0000890926-19-000033 · edgar.xml · derivative · entry 6

HALL J FRANKLIN · CIK 0001185145 · Sr. EVP - CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,414

Underlying: Common Stock · 3,313 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of common stock.

F2 · shares: Represents shares of common stock acquired upon the vesting of one-third of time-vested RSUs granted on May 10, 2017.

F7 · price: Not Applicable.

F6 · derivative.exercise_date: Vesting of time-based RSUs occurs pro rata on each of the first, second and third anniversaries of the date of grant. The time-vested RSUs have no voting or dividend rights.

F7 · derivative.expiration_date: Not Applicable.

F2 · derivative.underlying_shares: Represents shares of common stock acquired upon the vesting of one-third of time-vested RSUs granted on May 10, 2017.

F6 · balance_after: Vesting of time-based RSUs occurs pro rata on each of the first, second and third anniversaries of the date of grant. The time-vested RSUs have no voting or dividend rights.

SEC source: 0000890926-19-000033 · edgar.xml · nonDerivative · entry 4

HALL J FRANKLIN · CIK 0001185145 · Sr. EVP - CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,541

F4 · shares: Pursuant to the terms of the Company's equity incentive plan, represents shares withheld by the Company to satisfy the tax liability incurred upon the vesting of one-third of the time-vested RSUs granted May 10, 2017.

SEC source: 0000890926-19-000033 · edgar.xml · nonDerivative · entry 3

HALL J FRANKLIN · CIK 0001185145 · Sr. EVP - CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,063

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · shares: Represents shares of common stock acquired upon the vesting of one-third of time-vested RSUs granted on May 10, 2017.

F5 · price: Each RSU represents a contingent right to receive one share of common stock.

SEC source: 0000890926-19-000032 · edgar.xml · derivative · entry 6

McMahon Brien · CIK 0001723148 · Sr.EVP/Chief Franchise Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,732

Underlying: Common Stock · 2,649 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of common stock.

F2 · shares: Represents shares of common stock acquired upon the vesting of one-third of time-vested RSUs granted on May 10, 2017.

F7 · price: Not Applicable.

F6 · derivative.exercise_date: Vesting of time-based RSUs occurs pro rata on each of the first, second and third anniversaries of the date of grant. The time-vested RSUs have no voting or dividend rights.

F7 · derivative.expiration_date: Not Applicable.

F2 · derivative.underlying_shares: Represents shares of common stock acquired upon the vesting of one-third of time-vested RSUs granted on May 10, 2017.

F6 · balance_after: Vesting of time-based RSUs occurs pro rata on each of the first, second and third anniversaries of the date of grant. The time-vested RSUs have no voting or dividend rights.

SEC source: 0000890926-19-000031 · edgar.xml · derivative · entry 8

Quigley Robert · CIK 0001759585 · Sr. Vice President, Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 820

Underlying: Common Stock · 795 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F7 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of common stock.

F2 · shares: Represents shares of common stock acquired upon the vesting of one-third of time-vested RSUs granted on May 10, 2017.

F10 · price: Not Applicable.

F8 · derivative.exercise_date: Vesting of time-based RSUs occurs pro rata on each of the first, second and third anniversaries of the date of grant. The time-vested RSUs have no voting or dividend rights.

F10 · derivative.expiration_date: Not Applicable.

F2 · derivative.underlying_shares: Represents shares of common stock acquired upon the vesting of one-third of time-vested RSUs granted on May 10, 2017.

F8 · balance_after: Vesting of time-based RSUs occurs pro rata on each of the first, second and third anniversaries of the date of grant. The time-vested RSUs have no voting or dividend rights.

SEC source: 0000890926-19-000031 · edgar.xml · nonDerivative · entry 4

Quigley Robert · CIK 0001759585 · Sr. Vice President, Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,893

F5 · shares: Pursuant to the terms of the Company's equity incentive plan, represents shares withheld by the Company to satisfy the tax liability incurred upon the vesting of one-third of the time-vested RSUs granted May 10, 2017.

SEC source: 0000890926-19-000031 · edgar.xml · nonDerivative · entry 3

Quigley Robert · CIK 0001759585 · Sr. Vice President, Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,139

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · shares: Represents shares of common stock acquired upon the vesting of one-third of time-vested RSUs granted on May 10, 2017.

F7 · price: Each RSU represents a contingent right to receive one share of common stock.

SEC source: 0000890926-19-000030 · edgar.xml · derivative · entry 3

Ray Eric · CIK 0001732842 · Sr. Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,712

Underlying: Common Stock · 11,510 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of common stock.

F2 · shares: Vesting of time-based RSUs occurs pro rata on each of the first, second and third anniversaries of the date of grant. The time-vested RSUs have no voting or dividend rights.

F4 · price: N/A

F2 · derivative.exercise_date: Vesting of time-based RSUs occurs pro rata on each of the first, second and third anniversaries of the date of grant. The time-vested RSUs have no voting or dividend rights.

F4 · derivative.expiration_date: N/A

F2 · derivative.underlying_shares: Vesting of time-based RSUs occurs pro rata on each of the first, second and third anniversaries of the date of grant. The time-vested RSUs have no voting or dividend rights.

F2 · balance_after: Vesting of time-based RSUs occurs pro rata on each of the first, second and third anniversaries of the date of grant. The time-vested RSUs have no voting or dividend rights.

SEC source: 0000890926-19-000030 · edgar.xml · nonDerivative · entry 2

Ray Eric · CIK 0001732842 · Sr. Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,623

F3 · shares: Pursuant to the terms of the Company's equity incentive plan, represents shares withheld by the Company to satisfy the tax liability incurred upon the vesting of one-third of the time-vested RSUs granted May 9, 2018.

SEC source: 0000890926-19-000030 · edgar.xml · nonDerivative · entry 1

Ray Eric · CIK 0001732842 · Sr. Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,798

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0000890926-19-000036 · edgar.xml · derivative · entry 5

Thornberry Richard G · CIK 0001699782 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 44,836

Underlying: Common Stock · 22,084 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of common stock.

F1 · shares: Represents shares of common stock acquired upon the vesting of one-third of time-vested RSUs granted on May 9, 2018.

F7 · price: Not Applicable

F6 · derivative.exercise_date: Vesting of time-based RSUs occurs pro rata on each of the first, second and third anniversaries of the date of grant. The time-vested RSUs have no voting or dividend rights.

F7 · derivative.expiration_date: Not Applicable

F1 · derivative.underlying_shares: Represents shares of common stock acquired upon the vesting of one-third of time-vested RSUs granted on May 9, 2018.

F6 · balance_after: Vesting of time-based RSUs occurs pro rata on each of the first, second and third anniversaries of the date of grant. The time-vested RSUs have no voting or dividend rights.

SEC source: 0000890926-19-000036 · edgar.xml · nonDerivative · entry 2

Thornberry Richard G · CIK 0001699782 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 75,657

F3 · shares: Pursuant to the terms of the Company's equity incentive plan, represents shares withheld by the Company to satisfy the tax liability incurred upon the vesting of one-third of the time-vested RSUs granted May 9, 2018.

SEC source: 0000890926-19-000036 · edgar.xml · nonDerivative · entry 1

Thornberry Richard G · CIK 0001699782 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 85,802

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Represents shares of common stock acquired upon the vesting of one-third of time-vested RSUs granted on May 9, 2018.

F5 · price: Each RSU represents a contingent right to receive one share of common stock.

SEC source: 0000890926-19-000035 · edgar.xml · derivative · entry 5

Hoffman Edward J · CIK 0001439483 · Sr. EVP, General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,712

Underlying: Common Stock · 3,798 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of common stock.

F1 · shares: Represents shares of common stock acquired upon the vesting of one-third of time-vested RSUs granted on May 9, 2018.

F7 · price: Not Applicable.

F6 · derivative.exercise_date: Vesting of time-based RSUs occurs pro rata on each of the first, second and third anniversaries of the date of grant. The time-vested RSUs have no voting or dividend rights.

F7 · derivative.expiration_date: Not Applicable.

F1 · derivative.underlying_shares: Represents shares of common stock acquired upon the vesting of one-third of time-vested RSUs granted on May 9, 2018.

F6 · balance_after: Vesting of time-based RSUs occurs pro rata on each of the first, second and third anniversaries of the date of grant. The time-vested RSUs have no voting or dividend rights.

SEC source: 0000890926-19-000035 · edgar.xml · nonDerivative · entry 2

Hoffman Edward J · CIK 0001439483 · Sr. EVP, General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 49,857

F3 · shares: Pursuant to the terms of the Company's equity incentive plan, represents shares withheld by the Company to satisfy the tax liability incurred upon the vesting of one-third of the time-vested RSUs granted May 9, 2018.

SEC source: 0000890926-19-000035 · edgar.xml · nonDerivative · entry 1

Hoffman Edward J · CIK 0001439483 · Sr. EVP, General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 51,602

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Represents shares of common stock acquired upon the vesting of one-third of time-vested RSUs granted on May 9, 2018.

F5 · price: Each RSU represents a contingent right to receive one share of common stock.

SEC source: 0000890926-19-000034 · edgar.xml · derivative · entry 5

Brummer Derek · CIK 0001578586 · Sr. EVP and Chief Risk Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,460

Underlying: Common Stock · 4,660 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of common stock.

F1 · shares: Represents shares of common stock acquired upon the vesting of one-third of time-vested RSUs granted on May 9, 2018.

F7 · price: Not Applicable.

F6 · derivative.exercise_date: Vesting of time-based RSUs occurs pro rata on each of the first, second and third anniversaries of the date of grant. The time-vested RSUs have no voting or dividend rights.

F7 · derivative.expiration_date: Not Applicable.

F1 · derivative.underlying_shares: Represents shares of common stock acquired upon the vesting of one-third of time-vested RSUs granted on May 9, 2018.

F6 · balance_after: Vesting of time-based RSUs occurs pro rata on each of the first, second and third anniversaries of the date of grant. The time-vested RSUs have no voting or dividend rights.

SEC source: 0000890926-19-000034 · edgar.xml · nonDerivative · entry 2

Brummer Derek · CIK 0001578586 · Sr. EVP and Chief Risk Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 80,169

F3 · shares: Pursuant to the terms of the Company's equity incentive plan, represents shares withheld by the Company to satisfy the tax liability incurred upon the vesting of one-third of the time-vested RSUs granted May 9, 2018.

SEC source: 0000890926-19-000034 · edgar.xml · nonDerivative · entry 1

Brummer Derek · CIK 0001578586 · Sr. EVP and Chief Risk Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 82,310

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Represents shares of common stock acquired upon the vesting of one-third of time-vested RSUs granted on May 9, 2018.

F5 · price: Each RSU represents a contingent right to receive one share of common stock.

SEC source: 0000890926-19-000033 · edgar.xml · derivative · entry 5

HALL J FRANKLIN · CIK 0001185145 · Sr. EVP - CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,712

Underlying: Common Stock · 3,798 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of common stock.

F1 · shares: Represents shares of common stock acquired upon the vesting of one-third of time-vested RSUs granted on May 9, 2018.

F7 · price: Not Applicable.

F6 · derivative.exercise_date: Vesting of time-based RSUs occurs pro rata on each of the first, second and third anniversaries of the date of grant. The time-vested RSUs have no voting or dividend rights.

F7 · derivative.expiration_date: Not Applicable.

F1 · derivative.underlying_shares: Represents shares of common stock acquired upon the vesting of one-third of time-vested RSUs granted on May 9, 2018.

F6 · balance_after: Vesting of time-based RSUs occurs pro rata on each of the first, second and third anniversaries of the date of grant. The time-vested RSUs have no voting or dividend rights.

SEC source: 0000890926-19-000033 · edgar.xml · nonDerivative · entry 2

HALL J FRANKLIN · CIK 0001185145 · Sr. EVP - CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,750

F3 · shares: Pursuant to the terms of the Company's equity incentive plan, represents shares withheld by the Company to satisfy the tax liability incurred upon the vesting of one-third of the time-vested RSUs granted May 9, 2018.

SEC source: 0000890926-19-000033 · edgar.xml · nonDerivative · entry 1

HALL J FRANKLIN · CIK 0001185145 · Sr. EVP - CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,495

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Represents shares of common stock acquired upon the vesting of one-third of time-vested RSUs granted on May 9, 2018.

F5 · price: Each RSU represents a contingent right to receive one share of common stock.

SEC source: 0000890926-19-000032 · edgar.xml · derivative · entry 5

McMahon Brien · CIK 0001723148 · Sr.EVP/Chief Franchise Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,712

Underlying: Common Stock · 3,798 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of common stock.

F1 · shares: Represents shares of common stock acquired upon the vesting of one-third of time-vested RSUs granted on May 9, 2018.

F7 · price: Not Applicable.

F6 · derivative.exercise_date: Vesting of time-based RSUs occurs pro rata on each of the first, second and third anniversaries of the date of grant. The time-vested RSUs have no voting or dividend rights.

F7 · derivative.expiration_date: Not Applicable.

F1 · derivative.underlying_shares: Represents shares of common stock acquired upon the vesting of one-third of time-vested RSUs granted on May 9, 2018.

F6 · balance_after: Vesting of time-based RSUs occurs pro rata on each of the first, second and third anniversaries of the date of grant. The time-vested RSUs have no voting or dividend rights.

SEC source: 0000890926-19-000032 · edgar.xml · nonDerivative · entry 2

McMahon Brien · CIK 0001723148 · Sr.EVP/Chief Franchise Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,282

F3 · shares: Pursuant to the terms of the Company's equity incentive plan, represents shares withheld by the Company to satisfy the tax liability incurred upon the vesting of one-third of the time-vested RSUs granted May 9, 2018.