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RADIAN GROUP INC

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Tapewire entity
3941
SEC CIK
0000890926
Parsed reports
528

Last 12 months

Inside the activity.

2 purchase rows · 14 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202501
Jan 202600
Feb 202600
Mar 202600
Apr 202604
May 202605
Jun 202622
Jul 202601
Aug 202600
Sep 202601
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
May 11, 2020 Filed May 14, 2020 00:19 UTC
Quigley RobertSr. Vice President, Controller
Exercise / conversionCommon Stock 934 $0.00 $0.00
Disclosure

SEC source: 0000890926-20-000032 · edgar.xml · nonDerivative · entry 3

Quigley Robert · CIK 0001759585 · Sr. Vice President, Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,742

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · shares: Represents shares of common stock acquired upon the vesting of one-third of time-based RSUs granted on May 9, 2018.

F5 · price: Each RSU represents a contingent right to receive one share of common stock.

Read SEC document
May 11, 2020 Filed May 14, 2020 00:19 UTC
Quigley RobertSr. Vice President, Controller
Tax withholdingCommon Stock 254 $14.76 $3,749.04
Disclosure

SEC source: 0000890926-20-000032 · edgar.xml · nonDerivative · entry 2

Quigley Robert · CIK 0001759585 · Sr. Vice President, Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,808

F3 · shares: Pursuant to the terms of the Company's equity incentive plan, represents shares withheld by the Company to satisfy the tax liability incurred upon the vesting of one-third of the timev-based RSUs granted May 10, 2017.

Read SEC document
May 11, 2020 Filed May 14, 2020 00:19 UTC
Quigley RobertSr. Vice President, Controller
Exercise / conversionCommon Stock 820 $0.00 $0.00
Disclosure

SEC source: 0000890926-20-000032 · edgar.xml · nonDerivative · entry 1

Quigley Robert · CIK 0001759585 · Sr. Vice President, Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,062

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Represents shares of common stock acquired upon the vesting of one-third of time-based RSUs granted on May 10, 2017.

F5 · price: Each RSU represents a contingent right to receive one share of common stock.

Read SEC document
May 11, 2020 Filed May 14, 2020 00:18 UTC
Thornberry Richard GDirector · Chief Executive Officer
Exercise / conversionRestricted Stock Unit - Time-based Award · Derivative 22,084 Not disclosed Strike: $0.00 Not disclosed
Disclosure

SEC source: 0000890926-20-000031 · edgar.xml · derivative · entry 6

Thornberry Richard G · CIK 0001699782 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,752

Underlying: Common Stock · 22,084 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of common stock.

F2 · shares: Represents shares of common stock acquired upon the vesting of one-third of time-based RSUs granted on May 9, 2018.

F6 · price: Not Applicable

F6 · derivative.expiration_date: Not Applicable

F2 · derivative.underlying_shares: Represents shares of common stock acquired upon the vesting of one-third of time-based RSUs granted on May 9, 2018.

Read SEC document
May 11, 2020 Filed May 14, 2020 00:18 UTC
Thornberry Richard GDirector · Chief Executive Officer
Exercise / conversionRestricted Stock Unit - Time-based Award · Derivative 20,472 Not disclosed Strike: $0.00 Not disclosed
Disclosure

SEC source: 0000890926-20-000031 · edgar.xml · derivative · entry 5

Thornberry Richard G · CIK 0001699782 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 20,472 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of common stock.

F1 · shares: Represents shares of common stock acquired upon the vesting of one-third of time-based RSUs granted on May 10, 2017.

F6 · price: Not Applicable

F6 · derivative.expiration_date: Not Applicable

F1 · derivative.underlying_shares: Represents shares of common stock acquired upon the vesting of one-third of time-based RSUs granted on May 10, 2017.

Read SEC document
May 11, 2020 Filed May 14, 2020 00:18 UTC
Thornberry Richard GDirector · Chief Executive Officer
Tax withholdingCommon Stock 10,143 $14.76 $149,710.68
Disclosure

SEC source: 0000890926-20-000031 · edgar.xml · nonDerivative · entry 4

Thornberry Richard G · CIK 0001699782 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 120,585

F4 · shares: Pursuant to the terms of the Company's equity incentive plan, represents shares withheld by the Company to satisfy the tax liability incurred upon the vesting of one-third of the time-based RSUs granted May 9, 2018.

Read SEC document
May 11, 2020 Filed May 14, 2020 00:18 UTC
Thornberry Richard GDirector · Chief Executive Officer
Exercise / conversionCommon Stock 22,084 $0.00 $0.00
Disclosure

SEC source: 0000890926-20-000031 · edgar.xml · nonDerivative · entry 3

Thornberry Richard G · CIK 0001699782 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 130,728

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · shares: Represents shares of common stock acquired upon the vesting of one-third of time-based RSUs granted on May 9, 2018.

F5 · price: Each RSU represents a contingent right to receive one share of common stock.

Read SEC document
May 11, 2020 Filed May 14, 2020 00:18 UTC
Thornberry Richard GDirector · Chief Executive Officer
Tax withholdingCommon Stock 9,403 $14.76 $138,788.28
Disclosure

SEC source: 0000890926-20-000031 · edgar.xml · nonDerivative · entry 2

Thornberry Richard G · CIK 0001699782 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 108,644

F3 · shares: Pursuant to the terms of the Company's equity incentive plan, represents shares withheld by the Company to satisfy the tax liability incurred upon the vesting of one-third of the time-based RSUs granted May 10, 2017.

Read SEC document
May 11, 2020 Filed May 14, 2020 00:18 UTC
Thornberry Richard GDirector · Chief Executive Officer
Exercise / conversionCommon Stock 20,472 $0.00 $0.00
Disclosure

SEC source: 0000890926-20-000031 · edgar.xml · nonDerivative · entry 1

Thornberry Richard G · CIK 0001699782 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 118,047

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Represents shares of common stock acquired upon the vesting of one-third of time-based RSUs granted on May 10, 2017.

F5 · price: Each RSU represents a contingent right to receive one share of common stock.

Read SEC document
March 06, 2020 Filed Mar 9, 2020 22:39 UTC GrantDividend Equivalent Rights · Derivative 330.088 Not disclosed Strike: $0.00 Not disclosed
Disclosure

SEC source: 0000890926-20-000021 · edgar.xml · derivative · entry 1

CARNEY DAVID CHARLES · CIK 0001188559 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,453.779

Underlying: Common Stock · 330.088 shares

Expires not disclosed

F2 · price: Not applicable to this transaction.

F1 · derivative.exercise_date: Dividend equivalents accrued on previously awarded Phantom Stock Units. Dividend equivalent rights accrued on phantom stock units will be settled proportionately with the previously granted awards to which they relate. Awards will be settled in stock upon retirement from the Board of Directors.

F1 · derivative.expiration_date: Dividend equivalents accrued on previously awarded Phantom Stock Units. Dividend equivalent rights accrued on phantom stock units will be settled proportionately with the previously granted awards to which they relate. Awards will be settled in stock upon retirement from the Board of Directors.

F1 · derivative.underlying_shares: Dividend equivalents accrued on previously awarded Phantom Stock Units. Dividend equivalent rights accrued on phantom stock units will be settled proportionately with the previously granted awards to which they relate. Awards will be settled in stock upon retirement from the Board of Directors.

F1 · balance_after: Dividend equivalents accrued on previously awarded Phantom Stock Units. Dividend equivalent rights accrued on phantom stock units will be settled proportionately with the previously granted awards to which they relate. Awards will be settled in stock upon retirement from the Board of Directors.

Read SEC document
March 06, 2020 Filed Mar 9, 2020 22:38 UTC
WENDER HERBERTDirector · Non-Exec Chairman of the Board
GrantDividend Equivalent Rights · Derivative 318.474 Not disclosed Strike: $0.00 Not disclosed
Disclosure

SEC source: 0000890926-20-000020 · edgar.xml · derivative · entry 1

WENDER HERBERT · CIK 0001188550 · Director · Non-Exec Chairman of the Board

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,346.217

Underlying: Common Stock · 318.474 shares

Expires not disclosed

F2 · price: Not Applicable.

F1 · derivative.exercise_date: Dividend equivalents accrued on previously awarded Phantom Stock Units. Dividend equivalent rights accrued on phantom stock units will be settled proportionately with the previously granted awards to which they relate. Awards will be settled in stock upon retirement from the Board of Directors.

F1 · derivative.expiration_date: Dividend equivalents accrued on previously awarded Phantom Stock Units. Dividend equivalent rights accrued on phantom stock units will be settled proportionately with the previously granted awards to which they relate. Awards will be settled in stock upon retirement from the Board of Directors.

F1 · derivative.underlying_shares: Dividend equivalents accrued on previously awarded Phantom Stock Units. Dividend equivalent rights accrued on phantom stock units will be settled proportionately with the previously granted awards to which they relate. Awards will be settled in stock upon retirement from the Board of Directors.

F1 · balance_after: Dividend equivalents accrued on previously awarded Phantom Stock Units. Dividend equivalent rights accrued on phantom stock units will be settled proportionately with the previously granted awards to which they relate. Awards will be settled in stock upon retirement from the Board of Directors.

Read SEC document
March 06, 2020 Filed Mar 9, 2020 22:38 UTC GrantDividend Equivalent Rights · Derivative 325.46 Not disclosed Strike: $0.00 Not disclosed
Disclosure

SEC source: 0000890926-20-000019 · edgar.xml · derivative · entry 1

CULANG HOWARD BERNARD · CIK 0001188557 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,413.964

Underlying: Common Stock · 325.46 shares

Expires not disclosed

F2 · price: Not applicable to this transaction.

F1 · derivative.exercise_date: Dividend equivalents accrued on previously awarded Phantom Stock Units. Dividend equivalent rights accrued on phantom stock units will be settled proportionately with the previously granted awards to which they relate. Awards will be settled in stock upon retirement from the Board of Directors.

F1 · derivative.expiration_date: Dividend equivalents accrued on previously awarded Phantom Stock Units. Dividend equivalent rights accrued on phantom stock units will be settled proportionately with the previously granted awards to which they relate. Awards will be settled in stock upon retirement from the Board of Directors.

F1 · derivative.underlying_shares: Dividend equivalents accrued on previously awarded Phantom Stock Units. Dividend equivalent rights accrued on phantom stock units will be settled proportionately with the previously granted awards to which they relate. Awards will be settled in stock upon retirement from the Board of Directors.

F1 · balance_after: Dividend equivalents accrued on previously awarded Phantom Stock Units. Dividend equivalent rights accrued on phantom stock units will be settled proportionately with the previously granted awards to which they relate. Awards will be settled in stock upon retirement from the Board of Directors.

Read SEC document
March 06, 2020 Filed Mar 10, 2020 20:14 UTC
Thornberry Richard GDirector · Chief Executive Officer
Exercise / conversionRestricted Stock Unit - Time Vested Award · Derivative 17,845 Not disclosed Not disclosed
Disclosure

SEC source: 0000890926-20-000022 · edgar.xml · derivative · entry 3

Thornberry Richard G · CIK 0001699782 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,845

Underlying: Common Stock · 17,845 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Vesting of time-based RSUs occurs pro rata on each of the second, third and fourth anniversaries of the date of grant. The time-vested RSUs have no voting rights.

F1 · shares: Represents shares of common stock acquired upon the vesting of one-third of time-based RSUs granted on March 6, 2017 in connection with Mr. Thornberry's joining the Company.

F5 · price: Not Applicable

F2 · derivative.exercise_date: Vesting of time-based RSUs occurs pro rata on each of the second, third and fourth anniversaries of the date of grant. The time-vested RSUs have no voting rights.

F5 · derivative.expiration_date: Not Applicable

F1 · derivative.underlying_shares: Represents shares of common stock acquired upon the vesting of one-third of time-based RSUs granted on March 6, 2017 in connection with Mr. Thornberry's joining the Company.

F2 · balance_after: Vesting of time-based RSUs occurs pro rata on each of the second, third and fourth anniversaries of the date of grant. The time-vested RSUs have no voting rights.

Read SEC document
March 06, 2020 Filed Mar 10, 2020 20:14 UTC
Thornberry Richard GDirector · Chief Executive Officer
Tax withholdingCommon Stock 8,196 $22.56 $184,901.76
Disclosure

SEC source: 0000890926-20-000022 · edgar.xml · nonDerivative · entry 2

Thornberry Richard G · CIK 0001699782 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 97,575

F4 · shares: Pursuant to the terms of the Company's equity incentive plan, represents shares withheld by the Company to satisfy the tax liability incurred upon the vesting of one-third of the time-vested RSUs granted March 6, 2017.

Read SEC document
March 06, 2020 Filed Mar 10, 2020 20:14 UTC
Thornberry Richard GDirector · Chief Executive Officer
Exercise / conversionCommon Stock 17,845 Not disclosed Not disclosed
Disclosure

SEC source: 0000890926-20-000022 · edgar.xml · nonDerivative · entry 1

Thornberry Richard G · CIK 0001699782 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 105,771

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Represents shares of common stock acquired upon the vesting of one-third of time-based RSUs granted on March 6, 2017 in connection with Mr. Thornberry's joining the Company.

F2 · price: Vesting of time-based RSUs occurs pro rata on each of the second, third and fourth anniversaries of the date of grant. The time-vested RSUs have no voting rights.

F3 · balance_after: Includes 1,528 shares of common stock acquired through the Radian Group Inc. Employee Stock Purchase Plan on June 30, 2019.

Read SEC document
February 26, 2020 Filed Feb 28, 2020 00:03 UTC
Ray EricSr. Executive Vice President
Exercise / conversionRestricted Stock Unit - Time Vested Award · Derivative 14,112 Not disclosed Strike: $0.00 Not disclosed
Disclosure

SEC source: 0000890926-20-000015 · edgar.xml · derivative · entry 3

Ray Eric · CIK 0001732842 · Sr. Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 14,112 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of common stock.

F2 · shares: Vesting of time-based RSUs.

F4 · price: N/A

F2 · derivative.exercise_date: Vesting of time-based RSUs.

F4 · derivative.expiration_date: N/A

F2 · derivative.underlying_shares: Vesting of time-based RSUs.

Read SEC document
February 26, 2020 Filed Feb 28, 2020 00:03 UTC
Ray EricSr. Executive Vice President
Tax withholdingCommon Stock 5,309 $22.39 $118,868.51
Disclosure

SEC source: 0000890926-20-000015 · edgar.xml · nonDerivative · entry 2

Ray Eric · CIK 0001732842 · Sr. Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,426

F3 · shares: Pursuant to the terms of the Company's equity incentive plan, represents shares withheld by the Company to satisfy the tax liability incurred upon the vesting of the time-based RSUs granted February 26, 2018.

Read SEC document
February 26, 2020 Filed Feb 28, 2020 00:03 UTC
Ray EricSr. Executive Vice President
Exercise / conversionCommon Stock 14,112 $0.00 $0.00
Disclosure

SEC source: 0000890926-20-000015 · edgar.xml · nonDerivative · entry 1

Ray Eric · CIK 0001732842 · Sr. Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,735

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 20, 2020 Filed Feb 21, 2020 21:30 UTC
Hoffman Edward JSr. EVP, General Counsel
Exercise / conversionPerformance Stock Options · Derivative 10,000 Not disclosed Strike: $2.45 Not disclosed
Disclosure

SEC source: 0000890926-20-000011 · edgar.xml · derivative · entry 3

Hoffman Edward J · CIK 0001439483 · Sr. EVP, General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,090

Underlying: Common stock · 10,000 shares

Expires 2022-06-05

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Not applicable

Read SEC document
February 20, 2020 Filed Feb 21, 2020 21:30 UTC
Hoffman Edward JSr. EVP, General Counsel
SaleCommon Stock 10,000 $23.90 $238,959.00
Disclosure

SEC source: 0000890926-20-000011 · edgar.xml · nonDerivative · entry 2

Hoffman Edward J · CIK 0001439483 · Sr. EVP, General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 51,648

Read SEC document
February 20, 2020 Filed Feb 21, 2020 21:30 UTC
Hoffman Edward JSr. EVP, General Counsel
Exercise / conversionCommon Stock 10,000 $2.45 $24,500.00
Disclosure

SEC source: 0000890926-20-000011 · edgar.xml · nonDerivative · entry 1

Hoffman Edward J · CIK 0001439483 · Sr. EVP, General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 61,648

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 06, 2019 Filed Dec 10, 2019 20:12 UTC GrantDividend Equivalent Rights · Derivative 5.772 Not disclosed Strike: $0.00 Not disclosed
Disclosure

SEC source: 0000890926-19-000086 · edgar.xml · derivative · entry 1

CULANG HOWARD BERNARD · CIK 0001188557 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,088.504

Underlying: Common Stock · 5.772 shares

Expires not disclosed

F2 · price: Not applicable to this transaction.

F1 · derivative.exercise_date: Dividend equivalents accrued on previously awarded Phantom Stock Units. Dividend equivalent rights accrued on phantom stock units will be settled proportionately with the previously granted awards to which they relate. Awards will be settled in stock upon retirement from the Board of Directors.

F1 · derivative.expiration_date: Dividend equivalents accrued on previously awarded Phantom Stock Units. Dividend equivalent rights accrued on phantom stock units will be settled proportionately with the previously granted awards to which they relate. Awards will be settled in stock upon retirement from the Board of Directors.

F1 · derivative.underlying_shares: Dividend equivalents accrued on previously awarded Phantom Stock Units. Dividend equivalent rights accrued on phantom stock units will be settled proportionately with the previously granted awards to which they relate. Awards will be settled in stock upon retirement from the Board of Directors.

F1 · balance_after: Dividend equivalents accrued on previously awarded Phantom Stock Units. Dividend equivalent rights accrued on phantom stock units will be settled proportionately with the previously granted awards to which they relate. Awards will be settled in stock upon retirement from the Board of Directors.

Read SEC document
December 06, 2019 Filed Dec 10, 2019 20:10 UTC GrantDividend Equivalent Rights · Derivative 5.854 Not disclosed Strike: $0.00 Not disclosed
Disclosure

SEC source: 0000890926-19-000085 · edgar.xml · derivative · entry 1

CARNEY DAVID CHARLES · CIK 0001188559 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,123.691

Underlying: Common Stock · 5.854 shares

Expires not disclosed

F2 · price: Not applicable to this transaction.

F1 · derivative.exercise_date: Dividend equivalents accrued on previously awarded Phantom Stock Units. Dividend equivalent rights accrued on phantom stock units will be settled proportionately with the previously granted awards to which they relate. Awards will be settled in stock upon retirement from the Board of Directors.

F1 · derivative.expiration_date: Dividend equivalents accrued on previously awarded Phantom Stock Units. Dividend equivalent rights accrued on phantom stock units will be settled proportionately with the previously granted awards to which they relate. Awards will be settled in stock upon retirement from the Board of Directors.

F1 · derivative.underlying_shares: Dividend equivalents accrued on previously awarded Phantom Stock Units. Dividend equivalent rights accrued on phantom stock units will be settled proportionately with the previously granted awards to which they relate. Awards will be settled in stock upon retirement from the Board of Directors.

F1 · balance_after: Dividend equivalents accrued on previously awarded Phantom Stock Units. Dividend equivalent rights accrued on phantom stock units will be settled proportionately with the previously granted awards to which they relate. Awards will be settled in stock upon retirement from the Board of Directors.

Read SEC document
December 06, 2019 Filed Dec 10, 2019 20:10 UTC
WENDER HERBERTDirector · Non-Exec Chairman of the Board
GrantDividend Equivalent Rights · Derivative 5.648 Not disclosed Strike: $0.00 Not disclosed
Disclosure

SEC source: 0000890926-19-000084 · edgar.xml · derivative · entry 1

WENDER HERBERT · CIK 0001188550 · Director · Non-Exec Chairman of the Board

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,027.743

Underlying: Common Stock · 5.648 shares

Expires not disclosed

F2 · price: Not Applicable.

F1 · derivative.exercise_date: Dividend equivalents accrued on previously awarded Phantom Stock Units. Dividend equivalent rights accrued on phantom stock units will be settled proportionately with the previously granted awards to which they relate. Awards will be settled in stock upon retirement from the Board of Directors.

F1 · derivative.expiration_date: Dividend equivalents accrued on previously awarded Phantom Stock Units. Dividend equivalent rights accrued on phantom stock units will be settled proportionately with the previously granted awards to which they relate. Awards will be settled in stock upon retirement from the Board of Directors.

F1 · derivative.underlying_shares: Dividend equivalents accrued on previously awarded Phantom Stock Units. Dividend equivalent rights accrued on phantom stock units will be settled proportionately with the previously granted awards to which they relate. Awards will be settled in stock upon retirement from the Board of Directors.

F1 · balance_after: Dividend equivalents accrued on previously awarded Phantom Stock Units. Dividend equivalent rights accrued on phantom stock units will be settled proportionately with the previously granted awards to which they relate. Awards will be settled in stock upon retirement from the Board of Directors.

Read SEC document
September 06, 2019 Filed Sep 9, 2019 20:26 UTC
WENDER HERBERTDirector · Non-Exec Chairman of the Board
GrantDividend Equivalent Rights · Derivative 6.379 Not disclosed Strike: $0.00 Not disclosed
Disclosure

SEC source: 0000890926-19-000065 · edgar.xml · derivative · entry 1

WENDER HERBERT · CIK 0001188550 · Director · Non-Exec Chairman of the Board

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,022.095

Underlying: Common Stock · 6.379 shares

Expires not disclosed

F2 · price: Not Applicable.

F1 · derivative.exercise_date: Dividend equivalents accrued on previously awarded Phantom Stock Units. Dividend equivalent rights accrued on phantom stock units will be settled proportionately with the previously granted awards to which they relate. Awards will be settled in stock upon retirement from the Board of Directors.

F1 · derivative.expiration_date: Dividend equivalents accrued on previously awarded Phantom Stock Units. Dividend equivalent rights accrued on phantom stock units will be settled proportionately with the previously granted awards to which they relate. Awards will be settled in stock upon retirement from the Board of Directors.

F1 · derivative.underlying_shares: Dividend equivalents accrued on previously awarded Phantom Stock Units. Dividend equivalent rights accrued on phantom stock units will be settled proportionately with the previously granted awards to which they relate. Awards will be settled in stock upon retirement from the Board of Directors.

F1 · balance_after: Dividend equivalents accrued on previously awarded Phantom Stock Units. Dividend equivalent rights accrued on phantom stock units will be settled proportionately with the previously granted awards to which they relate. Awards will be settled in stock upon retirement from the Board of Directors.

Read SEC document
September 06, 2019 Filed Sep 9, 2019 20:41 UTC GrantDividend Equivalent Rights · Derivative 6.518 Not disclosed Strike: $0.00 Not disclosed
Disclosure

SEC source: 0000890926-19-000066 · edgar.xml · derivative · entry 1

CULANG HOWARD BERNARD · CIK 0001188557 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,082.732

Underlying: Common Stock · 6.518 shares

Expires not disclosed

F2 · price: Not applicable to this transaction.

F1 · derivative.exercise_date: Dividend equivalents accrued on previously awarded Phantom Stock Units. Dividend equivalent rights accrued on phantom stock units will be settled proportionately with the previously granted awards to which they relate. Awards will be settled in stock upon retirement from the Board of Directors.

F1 · derivative.expiration_date: Dividend equivalents accrued on previously awarded Phantom Stock Units. Dividend equivalent rights accrued on phantom stock units will be settled proportionately with the previously granted awards to which they relate. Awards will be settled in stock upon retirement from the Board of Directors.

F1 · derivative.underlying_shares: Dividend equivalents accrued on previously awarded Phantom Stock Units. Dividend equivalent rights accrued on phantom stock units will be settled proportionately with the previously granted awards to which they relate. Awards will be settled in stock upon retirement from the Board of Directors.

F1 · balance_after: Dividend equivalents accrued on previously awarded Phantom Stock Units. Dividend equivalent rights accrued on phantom stock units will be settled proportionately with the previously granted awards to which they relate. Awards will be settled in stock upon retirement from the Board of Directors.

Read SEC document
September 06, 2019 Filed Sep 9, 2019 20:22 UTC GrantDividend Equivalent Rights · Derivative 6.611 Not disclosed Strike: $0.00 Not disclosed
Disclosure

SEC source: 0000890926-19-000064 · edgar.xml · derivative · entry 1

CARNEY DAVID CHARLES · CIK 0001188559 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,117.837

Underlying: Common Stock · 6.611 shares

Expires not disclosed

F2 · price: Not applicable to this transaction.

F1 · derivative.exercise_date: Dividend equivalents accrued on previously awarded Phantom Stock Units. Dividend equivalent rights accrued on phantom stock units will be settled proportionately with the previously granted awards to which they relate. Awards will be settled in stock upon retirement from the Board of Directors.

F1 · derivative.expiration_date: Dividend equivalents accrued on previously awarded Phantom Stock Units. Dividend equivalent rights accrued on phantom stock units will be settled proportionately with the previously granted awards to which they relate. Awards will be settled in stock upon retirement from the Board of Directors.

F1 · derivative.underlying_shares: Dividend equivalents accrued on previously awarded Phantom Stock Units. Dividend equivalent rights accrued on phantom stock units will be settled proportionately with the previously granted awards to which they relate. Awards will be settled in stock upon retirement from the Board of Directors.

F1 · balance_after: Dividend equivalents accrued on previously awarded Phantom Stock Units. Dividend equivalent rights accrued on phantom stock units will be settled proportionately with the previously granted awards to which they relate. Awards will be settled in stock upon retirement from the Board of Directors.

Read SEC document
June 07, 2019 Filed Jun 11, 2019 15:14 UTC GrantDividend Equivalent Rights · Derivative 6.401 Not disclosed Strike: $0.00 Not disclosed
Disclosure

SEC source: 0000890926-19-000055 · edgar.xml · derivative · entry 1

CARNEY DAVID CHARLES · CIK 0001188559 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,111.226

Underlying: Common Stock · 6.401 shares

Expires not disclosed

F2 · price: Not applicable to this transaction.

F1 · derivative.exercise_date: Dividend equivalents accrued on previously awarded Phantom Stock Units. Dividend equivalent rights accrued on phantom stock units will be settled proportionately with the previously granted awards to which they relate. Awards will be settled in stock upon retirement from the Board of Directors.

F1 · derivative.expiration_date: Dividend equivalents accrued on previously awarded Phantom Stock Units. Dividend equivalent rights accrued on phantom stock units will be settled proportionately with the previously granted awards to which they relate. Awards will be settled in stock upon retirement from the Board of Directors.

F1 · derivative.underlying_shares: Dividend equivalents accrued on previously awarded Phantom Stock Units. Dividend equivalent rights accrued on phantom stock units will be settled proportionately with the previously granted awards to which they relate. Awards will be settled in stock upon retirement from the Board of Directors.

F1 · balance_after: Dividend equivalents accrued on previously awarded Phantom Stock Units. Dividend equivalent rights accrued on phantom stock units will be settled proportionately with the previously granted awards to which they relate. Awards will be settled in stock upon retirement from the Board of Directors.

Read SEC document
June 07, 2019 Filed Jun 11, 2019 15:12 UTC GrantDividend Equivalent Rights · Derivative 6.311 Not disclosed Strike: $0.00 Not disclosed
Disclosure

SEC source: 0000890926-19-000053 · edgar.xml · derivative · entry 1

CULANG HOWARD BERNARD · CIK 0001188557 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,076.214

Underlying: Common Stock · 6.311 shares

Expires not disclosed

F2 · price: Not applicable to this transaction.

F1 · derivative.exercise_date: Dividend equivalents accrued on previously awarded Phantom Stock Units. Dividend equivalent rights accrued on phantom stock units will be settled proportionately with the previously granted awards to which they relate. Awards will be settled in stock upon retirement from the Board of Directors.

F1 · derivative.expiration_date: Dividend equivalents accrued on previously awarded Phantom Stock Units. Dividend equivalent rights accrued on phantom stock units will be settled proportionately with the previously granted awards to which they relate. Awards will be settled in stock upon retirement from the Board of Directors.

F1 · derivative.underlying_shares: Dividend equivalents accrued on previously awarded Phantom Stock Units. Dividend equivalent rights accrued on phantom stock units will be settled proportionately with the previously granted awards to which they relate. Awards will be settled in stock upon retirement from the Board of Directors.

F1 · balance_after: Dividend equivalents accrued on previously awarded Phantom Stock Units. Dividend equivalent rights accrued on phantom stock units will be settled proportionately with the previously granted awards to which they relate. Awards will be settled in stock upon retirement from the Board of Directors.

Read SEC document
June 07, 2019 Filed Jun 11, 2019 15:13 UTC
WENDER HERBERTDirector · Non-Exec Chairman of the Board
GrantDividend Equivalent Rights · Derivative 6.176 Not disclosed Strike: $0.00 Not disclosed
Disclosure

SEC source: 0000890926-19-000054 · edgar.xml · derivative · entry 1

WENDER HERBERT · CIK 0001188550 · Director · Non-Exec Chairman of the Board

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,015.716

Underlying: Common Stock · 6.176 shares

Expires not disclosed

F2 · price: Not Applicable.

F1 · derivative.exercise_date: Dividend equivalents accrued on previously awarded Phantom Stock Units. Dividend equivalent rights accrued on phantom stock units will be settled proportionately with the previously granted awards to which they relate. Awards will be settled in stock upon retirement from the Board of Directors.

F1 · derivative.expiration_date: Dividend equivalents accrued on previously awarded Phantom Stock Units. Dividend equivalent rights accrued on phantom stock units will be settled proportionately with the previously granted awards to which they relate. Awards will be settled in stock upon retirement from the Board of Directors.

F1 · derivative.underlying_shares: Dividend equivalents accrued on previously awarded Phantom Stock Units. Dividend equivalent rights accrued on phantom stock units will be settled proportionately with the previously granted awards to which they relate. Awards will be settled in stock upon retirement from the Board of Directors.

F1 · balance_after: Dividend equivalents accrued on previously awarded Phantom Stock Units. Dividend equivalent rights accrued on phantom stock units will be settled proportionately with the previously granted awards to which they relate. Awards will be settled in stock upon retirement from the Board of Directors.

Read SEC document
May 21, 2019 Filed May 22, 2019 21:46 UTC
Hoffman Edward JSr. EVP, General Counsel
OtherCommon Stock 10,638 $22.76 $242,120.88
Disclosure

SEC source: 0000890926-19-000052 · edgar.xml · nonDerivative · entry 1

Hoffman Edward J · CIK 0001439483 · Sr. EVP, General Counsel

10b5-1 filing: Not disclosed

Ownership: Indirect · Owned by 401K Stock Fund

Disclosed balance after: 0

F1 · shares: Represents share equivalents sold in connection with a reallocation among investments in Company's 401(k) Savings Incentive Plan.

Read SEC document
May 15, 2019 Filed May 16, 2019 20:35 UTC GrantRestricted Stock Units · Derivative 5,768 Not disclosed Strike: $0.00 Not disclosed
Disclosure

SEC source: 0000890926-19-000044 · edgar.xml · derivative · entry 1

CULANG HOWARD BERNARD · CIK 0001188557 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,768

Underlying: Common Stock · 5,768 shares

Expires not disclosed

F1 · security: Award represents an annual equity award to non-employee directors.

F2 · shares: Each RSU represents a contingent right to receive one share of common stock.

F4 · price: Not applicable to this transaction.

F3 · derivative.exercise_date: Each RSU vests on the first anniversary of the grant date, or earlier upon the reporting person's retirement, death or disability. Following vesting, conversion of the RSUs into common stock will occur upon the reporting person's departure from the board of directors.

F3 · derivative.expiration_date: Each RSU vests on the first anniversary of the grant date, or earlier upon the reporting person's retirement, death or disability. Following vesting, conversion of the RSUs into common stock will occur upon the reporting person's departure from the board of directors.

F2 · derivative.underlying_shares: Each RSU represents a contingent right to receive one share of common stock.

F3 · balance_after: Each RSU vests on the first anniversary of the grant date, or earlier upon the reporting person's retirement, death or disability. Following vesting, conversion of the RSUs into common stock will occur upon the reporting person's departure from the board of directors.

Read SEC document
May 15, 2019 Filed May 16, 2019 20:37 UTC
WENDER HERBERTDirector · Non-Exec Chairman of the Board
GrantRestricted Stock Units · Derivative 11,092 Not disclosed Strike: $0.00 Not disclosed
Disclosure

SEC source: 0000890926-19-000046 · edgar.xml · derivative · entry 1

WENDER HERBERT · CIK 0001188550 · Director · Non-Exec Chairman of the Board

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,092

Underlying: Common Stock · 11,092 shares

Expires not disclosed

F1 · security: Award represents an annual equity award to non-employee directors.

F2 · shares: Each RSU represents a contingent right to receive one share of common stock.

F4 · price: Not Applicable.

F3 · derivative.exercise_date: Each RSU vests on the first anniversary of the grant date, or earlier upon the reporting person's retirement, death or disability. Following vesting, conversion of the RSUs into common stock will occur upon the reporting person's departure from the board of directors.

F3 · derivative.expiration_date: Each RSU vests on the first anniversary of the grant date, or earlier upon the reporting person's retirement, death or disability. Following vesting, conversion of the RSUs into common stock will occur upon the reporting person's departure from the board of directors.

F2 · derivative.underlying_shares: Each RSU represents a contingent right to receive one share of common stock.

F3 · balance_after: Each RSU vests on the first anniversary of the grant date, or earlier upon the reporting person's retirement, death or disability. Following vesting, conversion of the RSUs into common stock will occur upon the reporting person's departure from the board of directors.

Read SEC document
May 15, 2019 Filed May 16, 2019 21:00 UTC
Thornberry Richard GDirector · Chief Executive Officer
GrantRestricted Stock Units - Performance Award · Derivative 113,830 Not disclosed Strike: $0.00 Not disclosed
Disclosure

SEC source: 0000890926-19-000051 · edgar.xml · derivative · entry 2

Thornberry Richard G · CIK 0001699782 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 113,830

Underlying: Common Stock · 113,830 shares

Expires not disclosed

F1 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of common stock.

F5 · price: Not Applicable

F3 · derivative.exercise_date: Vesting of the performance-based RSUs occurs on the third anniversary of the grant date (between 0 and 227,660 shares), subject to the Company's cumulative growth in "LTI Book Value" per share (as defined in the grant document). The RSUs are generally subject to a one-year holding period after vesting.

F5 · derivative.expiration_date: Not Applicable

F3 · derivative.underlying_shares: Vesting of the performance-based RSUs occurs on the third anniversary of the grant date (between 0 and 227,660 shares), subject to the Company's cumulative growth in "LTI Book Value" per share (as defined in the grant document). The RSUs are generally subject to a one-year holding period after vesting.

F4 · derivative.underlying_shares: The number of reported performance-based RSUs represents the target award, with grantees having the potential to earn a number of shares up to 200% of the target award. The performance-based RSUs have no voting or dividend rights.

F3 · balance_after: Vesting of the performance-based RSUs occurs on the third anniversary of the grant date (between 0 and 227,660 shares), subject to the Company's cumulative growth in "LTI Book Value" per share (as defined in the grant document). The RSUs are generally subject to a one-year holding period after vesting.

F4 · balance_after: The number of reported performance-based RSUs represents the target award, with grantees having the potential to earn a number of shares up to 200% of the target award. The performance-based RSUs have no voting or dividend rights.

Read SEC document
May 15, 2019 Filed May 16, 2019 21:00 UTC
Thornberry Richard GDirector · Chief Executive Officer
GrantRestricted Stock Unit - Time Vested · Derivative 51,790 Not disclosed Strike: $0.00 Not disclosed
Disclosure

SEC source: 0000890926-19-000051 · edgar.xml · derivative · entry 1

Thornberry Richard G · CIK 0001699782 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 51,790

Underlying: Common Stock · 51,790 shares

Expires not disclosed

F1 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of common stock.

F5 · price: Not Applicable

F2 · derivative.exercise_date: Vesting of time-based RSUs occurs pro rata on each of the first, second and third anniversaries of the date of grant. The time-based RSUs have no voting or dividend rights.

F5 · derivative.expiration_date: Not Applicable

F2 · derivative.underlying_shares: Vesting of time-based RSUs occurs pro rata on each of the first, second and third anniversaries of the date of grant. The time-based RSUs have no voting or dividend rights.

F2 · balance_after: Vesting of time-based RSUs occurs pro rata on each of the first, second and third anniversaries of the date of grant. The time-based RSUs have no voting or dividend rights.

Read SEC document
May 15, 2019 Filed May 16, 2019 20:59 UTC
Ray EricDirector · Sr. Executive Vice President
GrantRestricted Stock Units - Performance Award · Derivative 24,390 Not disclosed Strike: $0.00 Not disclosed
Disclosure

SEC source: 0000890926-19-000050 · edgar.xml · derivative · entry 2

Ray Eric · CIK 0001732842 · Director · Sr. Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,390

Underlying: Common Stock · 24,390 shares

Expires not disclosed

F1 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of common stock.

F5 · price: Not Applicable

F3 · derivative.exercise_date: Vesting of the performance-based RSUs occurs on the third anniversary of the grant date (between 0 and 48,780 shares), subject to the Company's cumulative growth in "LTI Book Value" per share (as defined in the grant document). The RSUs are generally subject to a one-year holding period after vesting.

F5 · derivative.expiration_date: Not Applicable

F3 · derivative.underlying_shares: Vesting of the performance-based RSUs occurs on the third anniversary of the grant date (between 0 and 48,780 shares), subject to the Company's cumulative growth in "LTI Book Value" per share (as defined in the grant document). The RSUs are generally subject to a one-year holding period after vesting.

F4 · derivative.underlying_shares: The number of reported performance-based RSUs represents the target award, with grantees having the potential to earn a number of shares up to 200% of the target award. The performance-based RSUs have no voting or dividend rights.

F3 · balance_after: Vesting of the performance-based RSUs occurs on the third anniversary of the grant date (between 0 and 48,780 shares), subject to the Company's cumulative growth in "LTI Book Value" per share (as defined in the grant document). The RSUs are generally subject to a one-year holding period after vesting.

F4 · balance_after: The number of reported performance-based RSUs represents the target award, with grantees having the potential to earn a number of shares up to 200% of the target award. The performance-based RSUs have no voting or dividend rights.

Read SEC document
May 15, 2019 Filed May 16, 2019 20:59 UTC
Ray EricDirector · Sr. Executive Vice President
GrantRestricted Stock Unit - Time Vested · Derivative 11,100 Not disclosed Strike: $0.00 Not disclosed
Disclosure

SEC source: 0000890926-19-000050 · edgar.xml · derivative · entry 1

Ray Eric · CIK 0001732842 · Director · Sr. Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,100

Underlying: Common Stock · 11,100 shares

Expires not disclosed

F1 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of common stock.

F5 · price: Not Applicable

F2 · derivative.exercise_date: Vesting of time-based RSUs occurs pro rata on each of the first, second and third anniversaries of the date of grant. The time-based RSUs have no voting or dividend rights.

F5 · derivative.expiration_date: Not Applicable

F2 · derivative.underlying_shares: Vesting of time-based RSUs occurs pro rata on each of the first, second and third anniversaries of the date of grant. The time-based RSUs have no voting or dividend rights.

F2 · balance_after: Vesting of time-based RSUs occurs pro rata on each of the first, second and third anniversaries of the date of grant. The time-based RSUs have no voting or dividend rights.

Read SEC document
May 15, 2019 Filed May 16, 2019 20:58 UTC
Quigley RobertSr. Vice President, Controller
GrantRestricted Stock Units - Performance Award · Derivative 7,320 Not disclosed Strike: $0.00 Not disclosed
Disclosure

SEC source: 0000890926-19-000049 · edgar.xml · derivative · entry 4

Quigley Robert · CIK 0001759585 · Sr. Vice President, Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,320

Underlying: Common Stock · 7,320 shares

Expires not disclosed

F3 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of common stock.

F8 · price: Not Applicable.

F5 · derivative.exercise_date: Vesting of the performance-based RSUs occurs on the third anniversary of the grant date (between 0 and 14,640 shares), subject to the Company's cumulative growth in "LTI Book Value" per share (as defined in the grant document). The RSUs are generally subject to a one-year holding period after vesting.

F8 · derivative.expiration_date: Not Applicable.

F5 · derivative.underlying_shares: Vesting of the performance-based RSUs occurs on the third anniversary of the grant date (between 0 and 14,640 shares), subject to the Company's cumulative growth in "LTI Book Value" per share (as defined in the grant document). The RSUs are generally subject to a one-year holding period after vesting.

F6 · derivative.underlying_shares: The number of reported performance-based RSUs represents the target award, with grantees having the potential to earn a number of shares up to 200% of the target award. The performance-based RSUs have no voting or dividend rights.

F5 · balance_after: Vesting of the performance-based RSUs occurs on the third anniversary of the grant date (between 0 and 14,640 shares), subject to the Company's cumulative growth in "LTI Book Value" per share (as defined in the grant document). The RSUs are generally subject to a one-year holding period after vesting.

F6 · balance_after: The number of reported performance-based RSUs represents the target award, with grantees having the potential to earn a number of shares up to 200% of the target award. The performance-based RSUs have no voting or dividend rights.

Read SEC document
May 15, 2019 Filed May 16, 2019 20:58 UTC
Quigley RobertSr. Vice President, Controller
GrantRestricted Stock Units - Time Vested Award · Derivative 3,330 Not disclosed Strike: $0.00 Not disclosed
Disclosure

SEC source: 0000890926-19-000049 · edgar.xml · derivative · entry 3

Quigley Robert · CIK 0001759585 · Sr. Vice President, Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,330

Underlying: Common Stock · 3,330 shares

Expires not disclosed

F3 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of common stock.

F8 · price: Not Applicable.

F4 · derivative.exercise_date: Vesting of time-based RSUs occurs pro rata on each of the first, second and third anniversaries of the date of grant. The time-baseded RSUs have no voting or dividend rights.

F8 · derivative.expiration_date: Not Applicable.

F4 · derivative.underlying_shares: Vesting of time-based RSUs occurs pro rata on each of the first, second and third anniversaries of the date of grant. The time-baseded RSUs have no voting or dividend rights.

F4 · balance_after: Vesting of time-based RSUs occurs pro rata on each of the first, second and third anniversaries of the date of grant. The time-baseded RSUs have no voting or dividend rights.

Read SEC document
May 15, 2019 Filed May 16, 2019 20:39 UTC GrantRestricted Stock Units · Derivative 5,768 Not disclosed Strike: $0.00 Not disclosed
Disclosure

SEC source: 0000890926-19-000048 · edgar.xml · derivative · entry 7

Spiegel Noel Joseph · CIK 0001513234 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,768

Underlying: Common Stock · 5,768 shares

Expires not disclosed

F2 · security: Award represents an annual equity award to non-employee directors.

F3 · shares: Each RSU represents a contingent right to receive one share of common stock.

F5 · price: Not applicable to this transaction.

F4 · derivative.exercise_date: Each RSU vests on the first anniversary of the grant date, or earlier upon the reporting person's retirement, death or disability. Following vesting, conversion of the RSUs into common stock will occur upon the reporting person's departure from the board of directors.

F4 · derivative.expiration_date: Each RSU vests on the first anniversary of the grant date, or earlier upon the reporting person's retirement, death or disability. Following vesting, conversion of the RSUs into common stock will occur upon the reporting person's departure from the board of directors.

F3 · derivative.underlying_shares: Each RSU represents a contingent right to receive one share of common stock.

F4 · balance_after: Each RSU vests on the first anniversary of the grant date, or earlier upon the reporting person's retirement, death or disability. Following vesting, conversion of the RSUs into common stock will occur upon the reporting person's departure from the board of directors.

Read SEC document
May 15, 2019 Filed May 16, 2019 20:38 UTC GrantRestricted Stock Units · Derivative 5,768 Not disclosed Strike: $0.00 Not disclosed
Disclosure

SEC source: 0000890926-19-000047 · edgar.xml · derivative · entry 1

CARNEY DAVID CHARLES · CIK 0001188559 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,768

Underlying: Common Stock · 5,768 shares

Expires not disclosed

F1 · security: Award represents an annual equity award to non-employee directors.

F2 · shares: Each RSU represents a contingent right to receive one share of common stock.

F4 · price: Not applicable to this transaction.

F3 · derivative.exercise_date: Each RSU vests on the first anniversary of the grant date, or earlier upon the reporting person's retirement, death or disability. Following vesting, conversion of the RSUs into common stock will occur upon the reporting person's departure from the board of directors.

F3 · derivative.expiration_date: Each RSU vests on the first anniversary of the grant date, or earlier upon the reporting person's retirement, death or disability. Following vesting, conversion of the RSUs into common stock will occur upon the reporting person's departure from the board of directors.

F2 · derivative.underlying_shares: Each RSU represents a contingent right to receive one share of common stock.

F3 · balance_after: Each RSU vests on the first anniversary of the grant date, or earlier upon the reporting person's retirement, death or disability. Following vesting, conversion of the RSUs into common stock will occur upon the reporting person's departure from the board of directors.

Read SEC document
May 15, 2019 Filed May 16, 2019 20:36 UTC GrantRestricted Stock Units · Derivative 5,768 Not disclosed Strike: $0.00 Not disclosed
Disclosure

SEC source: 0000890926-19-000045 · edgar.xml · derivative · entry 1

Serio Gregory · CIK 0001551214 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,768

Underlying: Common Stock · 5,768 shares

Expires not disclosed

F1 · security: Award represents an annual equity award to non-employee directors.

F4 · price: Not Applicable.

F3 · derivative.exercise_date: Each RSU vests on the first anniversary of the grant date, or earlier upon the reporting person's retirement, death or disability. Following vesting, conversion of the RSUs into common stock will occur upon the reporting person's departure from the board of directors.

F3 · derivative.expiration_date: Each RSU vests on the first anniversary of the grant date, or earlier upon the reporting person's retirement, death or disability. Following vesting, conversion of the RSUs into common stock will occur upon the reporting person's departure from the board of directors.

F2 · derivative.underlying_shares: Each RSU represents a contingent right to receive one share of common stock.

F3 · balance_after: Each RSU vests on the first anniversary of the grant date, or earlier upon the reporting person's retirement, death or disability. Following vesting, conversion of the RSUs into common stock will occur upon the reporting person's departure from the board of directors.

Read SEC document
May 15, 2019 Filed May 16, 2019 20:35 UTC
Hess Lisa WDirector
GrantRestricted Stock Units · Derivative 5,768 Not disclosed Strike: $0.00 Not disclosed
Disclosure

SEC source: 0000890926-19-000043 · edgar.xml · derivative · entry 1

Hess Lisa W · CIK 0001251632 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,768

Underlying: Common Stock · 5,768 shares

Expires not disclosed

F1 · security: Award represents an annual equity award to non-employee directors.

F2 · shares: Each RSU represents a contingent right to receive one share of common stock.

F4 · price: Not applicable to this transaction.

F3 · derivative.exercise_date: Each RSU vests on the first anniversary of the grant date, or earlier upon the reporting person's retirement, death or disability. Following vesting, conversion of the RSUs into common stock will occur upon the reporting person's departure from the board of directors.

F3 · derivative.expiration_date: Each RSU vests on the first anniversary of the grant date, or earlier upon the reporting person's retirement, death or disability. Following vesting, conversion of the RSUs into common stock will occur upon the reporting person's departure from the board of directors.

F2 · derivative.underlying_shares: Each RSU represents a contingent right to receive one share of common stock.

F3 · balance_after: Each RSU vests on the first anniversary of the grant date, or earlier upon the reporting person's retirement, death or disability. Following vesting, conversion of the RSUs into common stock will occur upon the reporting person's departure from the board of directors.

Read SEC document
May 15, 2019 Filed May 16, 2019 20:34 UTC GrantRestricted Stock Units · Derivative 5,768 Not disclosed Strike: $0.00 Not disclosed
Disclosure

SEC source: 0000890926-19-000042 · edgar.xml · derivative · entry 1

HESS DEBRA ANN · CIK 0001245523 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,768

Underlying: Common Stock · 5,768 shares

Expires not disclosed

F1 · security: Award represents an annual equity award to non-employee directors.

F2 · shares: Each RSU represents a contingent right to receive one share of common stock.

F4 · price: Not applicable to this transaction.

F3 · derivative.exercise_date: Each RSU vests on the first anniversary of the grant date, or earlier upon the reporting person's retirement, death or disability. Following vesting, conversion of the RSUs into common stock will occur upon the reporting person's departure from the board of directors.

F3 · derivative.expiration_date: Each RSU vests on the first anniversary of the grant date, or earlier upon the reporting person's retirement, death or disability. Following vesting, conversion of the RSUs into common stock will occur upon the reporting person's departure from the board of directors.

F2 · derivative.underlying_shares: Each RSU represents a contingent right to receive one share of common stock.

F3 · balance_after: Each RSU vests on the first anniversary of the grant date, or earlier upon the reporting person's retirement, death or disability. Following vesting, conversion of the RSUs into common stock will occur upon the reporting person's departure from the board of directors.

Read SEC document
May 15, 2019 Filed May 16, 2019 20:32 UTC
Brummer DerekSr. EVP and Chief Risk Officer
GrantRestricted Stock Units -Performance Award · Derivative 32,520 Not disclosed Strike: $0.00 Not disclosed
Disclosure

SEC source: 0000890926-19-000040 · edgar.xml · derivative · entry 4

Brummer Derek · CIK 0001578586 · Sr. EVP and Chief Risk Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,520

Underlying: Common Stock · 32,520 shares

Expires not disclosed

F3 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of common stock.

F8 · price: Not Applicable.

F5 · derivative.exercise_date: Vesting of the performance-based RSUs occurs on the third anniversary of the grant date (between 0 and 65,040 shares), subject to the Company's cumulative growth in "LTI Book Value" per share (as defined in the grant document). The RSUs are generally subject to a one-year holding period after vesting.

F8 · derivative.expiration_date: Not Applicable.

F5 · derivative.underlying_shares: Vesting of the performance-based RSUs occurs on the third anniversary of the grant date (between 0 and 65,040 shares), subject to the Company's cumulative growth in "LTI Book Value" per share (as defined in the grant document). The RSUs are generally subject to a one-year holding period after vesting.

F6 · derivative.underlying_shares: The number of reported performance-based RSUs represents the target award, with grantees having the potential to earn a number of shares up to 200% of the target award. The performance-based RSUs have no voting or dividend rights.

F5 · balance_after: Vesting of the performance-based RSUs occurs on the third anniversary of the grant date (between 0 and 65,040 shares), subject to the Company's cumulative growth in "LTI Book Value" per share (as defined in the grant document). The RSUs are generally subject to a one-year holding period after vesting.

F6 · balance_after: The number of reported performance-based RSUs represents the target award, with grantees having the potential to earn a number of shares up to 200% of the target award. The performance-based RSUs have no voting or dividend rights.

Read SEC document
May 15, 2019 Filed May 16, 2019 20:32 UTC
Brummer DerekSr. EVP and Chief Risk Officer
GrantRestricted Stock Unit - Time Vested Award · Derivative 14,800 Not disclosed Strike: $0.00 Not disclosed
Disclosure

SEC source: 0000890926-19-000040 · edgar.xml · derivative · entry 3

Brummer Derek · CIK 0001578586 · Sr. EVP and Chief Risk Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,800

Underlying: Common Stock · 14,800 shares

Expires not disclosed

F3 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of common stock.

F8 · price: Not Applicable.

F4 · derivative.exercise_date: Vesting of time-based RSUs occurs pro rata on each of the first, second and third anniversaries of the date of grant. The time-based RSUs have no voting or dividend rights.

F8 · derivative.expiration_date: Not Applicable.

F4 · derivative.underlying_shares: Vesting of time-based RSUs occurs pro rata on each of the first, second and third anniversaries of the date of grant. The time-based RSUs have no voting or dividend rights.

F4 · balance_after: Vesting of time-based RSUs occurs pro rata on each of the first, second and third anniversaries of the date of grant. The time-based RSUs have no voting or dividend rights.

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May 15, 2019 Filed May 16, 2019 20:33 UTC GrantRestricted Stock Units · Derivative 5,768 Not disclosed Strike: $0.00 Not disclosed
Disclosure

SEC source: 0000890926-19-000041 · edgar.xml · derivative · entry 1

Muzio Gaetano · CIK 0001551265 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,768

Underlying: Common Stock · 5,768 shares

Expires not disclosed

F1 · security: Award represents an annual equity award to non-employee directors.

F2 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of common stock.

F2 · shares: Each RSU represents a contingent right to receive one share of common stock.

F4 · price: Not Applicable.

F3 · derivative.exercise_date: Each RSU vests on the first anniversary of the grant date, or earlier upon the reporting person's retirement, death or disability. Following vesting, conversion of the RSUs into common stock will occur upon the reporting person's departure from the board of directors.

F3 · derivative.expiration_date: Each RSU vests on the first anniversary of the grant date, or earlier upon the reporting person's retirement, death or disability. Following vesting, conversion of the RSUs into common stock will occur upon the reporting person's departure from the board of directors.

F2 · derivative.underlying_shares: Each RSU represents a contingent right to receive one share of common stock.

F3 · balance_after: Each RSU vests on the first anniversary of the grant date, or earlier upon the reporting person's retirement, death or disability. Following vesting, conversion of the RSUs into common stock will occur upon the reporting person's departure from the board of directors.

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May 15, 2019 Filed May 16, 2019 20:27 UTC
McMahon BrienSr.EVP/Chief Franchise Officer
GrantRestricted Stock Units - Performance Award · Derivative 24,390 Not disclosed Strike: $0.00 Not disclosed
Disclosure

SEC source: 0000890926-19-000038 · edgar.xml · derivative · entry 4

McMahon Brien · CIK 0001723148 · Sr.EVP/Chief Franchise Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,390

Underlying: Common Stock · 24,390 shares

Expires not disclosed

F3 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of common stock.

F8 · price: Not Applicable.

F5 · derivative.exercise_date: Vesting of the performance-based RSUs occurs on the third anniversary of the grant date (between 0 and 48,780 shares), subject to the Company's cumulative growth in "LTI Book Value" per share (as defined in the grant document). The RSUs are generally subject to a one-year holding period after vesting.

F8 · derivative.expiration_date: Not Applicable.

F5 · derivative.underlying_shares: Vesting of the performance-based RSUs occurs on the third anniversary of the grant date (between 0 and 48,780 shares), subject to the Company's cumulative growth in "LTI Book Value" per share (as defined in the grant document). The RSUs are generally subject to a one-year holding period after vesting.

F6 · derivative.underlying_shares: The number of reported performance-based RSUs represents the target award, with grantees having the potential to earn a number of shares up to 200% of the target award. The performance-based RSUs have no voting or dividend rights.

F5 · balance_after: Vesting of the performance-based RSUs occurs on the third anniversary of the grant date (between 0 and 48,780 shares), subject to the Company's cumulative growth in "LTI Book Value" per share (as defined in the grant document). The RSUs are generally subject to a one-year holding period after vesting.

F6 · balance_after: The number of reported performance-based RSUs represents the target award, with grantees having the potential to earn a number of shares up to 200% of the target award. The performance-based RSUs have no voting or dividend rights.

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May 15, 2019 Filed May 16, 2019 20:27 UTC
McMahon BrienSr.EVP/Chief Franchise Officer
GrantRestricted Stock Units - Time Vested Award · Derivative 11,100 Not disclosed Strike: $0.00 Not disclosed
Disclosure

SEC source: 0000890926-19-000038 · edgar.xml · derivative · entry 3

McMahon Brien · CIK 0001723148 · Sr.EVP/Chief Franchise Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,100

Underlying: Common Stock · 11,100 shares

Expires not disclosed

F3 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of common stock.

F8 · price: Not Applicable.

F4 · derivative.exercise_date: Vesting of time-based RSUs occurs pro rata on each of the first, second and third anniversaries of the date of grant. The time-based RSUs have no voting or dividend rights.

F8 · derivative.expiration_date: Not Applicable.

F4 · derivative.underlying_shares: Vesting of time-based RSUs occurs pro rata on each of the first, second and third anniversaries of the date of grant. The time-based RSUs have no voting or dividend rights.

F4 · balance_after: Vesting of time-based RSUs occurs pro rata on each of the first, second and third anniversaries of the date of grant. The time-based RSUs have no voting or dividend rights.

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May 15, 2019 Filed May 16, 2019 20:29 UTC
HALL J FRANKLINSr. EVP - CFO
GrantRestricted Stock Units - Performance Award · Derivative 27,650 Not disclosed Strike: $0.00 Not disclosed
Disclosure

SEC source: 0000890926-19-000039 · edgar.xml · derivative · entry 4

HALL J FRANKLIN · CIK 0001185145 · Sr. EVP - CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,650

Underlying: Common Stock · 27,650 shares

Expires not disclosed

F3 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of common stock.

F8 · price: Not Applicable.

F5 · derivative.exercise_date: Vesting of the performance-based RSUs occurs on the third anniversary of the grant date (between 0 and 55,300 shares), subject to the Company's cumulative growth in "LTI Book Value" per share (as defined in the grant document). The RSUs are generally subject to a one-year holding period after vesting.

F8 · derivative.expiration_date: Not Applicable.

F5 · derivative.underlying_shares: Vesting of the performance-based RSUs occurs on the third anniversary of the grant date (between 0 and 55,300 shares), subject to the Company's cumulative growth in "LTI Book Value" per share (as defined in the grant document). The RSUs are generally subject to a one-year holding period after vesting.

F6 · derivative.underlying_shares: The number of reported performance-based RSUs represents the target award, with grantees having the potential to earn a number of shares up to 200% of the target award. The performance-based RSUs have no voting or dividend rights.

F5 · balance_after: Vesting of the performance-based RSUs occurs on the third anniversary of the grant date (between 0 and 55,300 shares), subject to the Company's cumulative growth in "LTI Book Value" per share (as defined in the grant document). The RSUs are generally subject to a one-year holding period after vesting.

F6 · balance_after: The number of reported performance-based RSUs represents the target award, with grantees having the potential to earn a number of shares up to 200% of the target award. The performance-based RSUs have no voting or dividend rights.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.