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RDN

RADIAN GROUP INC

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Tapewire entity
3941
SEC CIK
0000890926
Parsed reports
528

Last 12 months

Inside the activity.

2 purchase rows · 14 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202501
Jan 202600
Feb 202600
Mar 202600
Apr 202604
May 202605
Jun 202622
Jul 202601
Aug 202600
Sep 202601
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
May 10, 2021 Filed May 12, 2021 13:28 UTC
Hoffman Edward JSr. EVP, General Counsel
Exercise / conversionCommon Stock 1,841 $0.00 $0.00
Disclosure

SEC source: 0000890926-21-000045 · edgar.xml · nonDerivative · entry 3

Hoffman Edward J · CIK 0001439483 · Sr. EVP, General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 126,270

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · shares: Pursuant to the terms of the Company's equity incentive plan, represents shares withheld by the Company to satisfy the tax liability incurred upon the vesting of 45,202 performance-based RSUs granted May 9, 2018, net of which remain subject to a one year post-vest hold.

F6 · price: Each RSU represents a contingent right to receive one share of common stock.

Read SEC document
May 10, 2021 Filed May 12, 2021 13:28 UTC
Hoffman Edward JSr. EVP, General Counsel
Exercise / conversionCommon Stock 28,991 $0.00 $0.00
Disclosure

SEC source: 0000890926-21-000045 · edgar.xml · nonDerivative · entry 2

Hoffman Edward J · CIK 0001439483 · Sr. EVP, General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 124,429

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · shares: Represents restricted stock units that were granted May 10, 2017, which vested on May 10, 2020 and were subject to a one-year post-vest hold which was satisfied May 10, 2021.

F6 · price: Each RSU represents a contingent right to receive one share of common stock.

Read SEC document
May 10, 2021 Filed May 12, 2021 13:28 UTC
Hoffman Edward JSr. EVP, General Counsel
Exercise / conversionCommon Stock 3,914 $0.00 $0.00
Disclosure

SEC source: 0000890926-21-000045 · edgar.xml · nonDerivative · entry 1

Hoffman Edward J · CIK 0001439483 · Sr. EVP, General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 95,438

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Represents shares of common stock acquired upon the vesting of one-third of time-based RSUs granted on May 9, 2018.

F6 · price: Each RSU represents a contingent right to receive one share of common stock.

Read SEC document
May 10, 2021 Filed May 12, 2021 13:24 UTC
Ray EricSenior Exec Vice President
Exercise / conversionRestricted Stock Units - Performance Award · Derivative 1,802 Not disclosed Strike: $0.00 Not disclosed
Disclosure

SEC source: 0000890926-21-000044 · edgar.xml · derivative · entry 5

Ray Eric · CIK 0001732842 · Senior Exec Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 43,400

Underlying: Common Stock · 1,802 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of common stock.

F2 · shares: Pursuant to the terms of the Company's equity incentive plan, represents shares withheld by the Company to satisfy the tax liability incurred upon the vesting of 45,202 performance-based RSUs granted May 9, 2018, net of which remain subject to a one year post-vest hold.

F6 · price: Not Applicable.

F4 · derivative.exercise_date: Vesting occurred on the third anniversary of the grant date based on satisfaction of performance metrics.

F6 · derivative.expiration_date: Not Applicable.

F2 · derivative.underlying_shares: Pursuant to the terms of the Company's equity incentive plan, represents shares withheld by the Company to satisfy the tax liability incurred upon the vesting of 45,202 performance-based RSUs granted May 9, 2018, net of which remain subject to a one year post-vest hold.

F3 · balance_after: Represents the total shares vested (net of shares withheld for taxes pursuant to our equity plan) based on performance of performance-based RSU awards granted May 9, 2018. These vested shares remain subject to a one-year post-vest holding period.

Read SEC document
May 10, 2021 Filed May 12, 2021 13:24 UTC
Ray EricSenior Exec Vice President
Exercise / conversionRestricted Stock Units - Time-based Award · Derivative 3,914 Not disclosed Strike: $0.00 Not disclosed
Disclosure

SEC source: 0000890926-21-000044 · edgar.xml · derivative · entry 4

Ray Eric · CIK 0001732842 · Senior Exec Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 3,914 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of common stock.

F1 · shares: Represents shares of common stock acquired upon the vesting of one-third of time-based RSUs granted on May 9, 2018.

F6 · price: Not Applicable.

F6 · derivative.expiration_date: Not Applicable.

F1 · derivative.underlying_shares: Represents shares of common stock acquired upon the vesting of one-third of time-based RSUs granted on May 9, 2018.

Read SEC document
May 10, 2021 Filed May 12, 2021 13:24 UTC
Ray EricSenior Exec Vice President
Tax withholdingCommon Stock 1,802 $23.60 $42,527.20
Disclosure

SEC source: 0000890926-21-000044 · edgar.xml · nonDerivative · entry 3

Ray Eric · CIK 0001732842 · Senior Exec Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,373

F2 · shares: Pursuant to the terms of the Company's equity incentive plan, represents shares withheld by the Company to satisfy the tax liability incurred upon the vesting of 45,202 performance-based RSUs granted May 9, 2018, net of which remain subject to a one year post-vest hold.

Read SEC document
May 10, 2021 Filed May 12, 2021 13:24 UTC
Ray EricSenior Exec Vice President
Exercise / conversionCommon Stock 1,802 $0.00 $0.00
Disclosure

SEC source: 0000890926-21-000044 · edgar.xml · nonDerivative · entry 2

Ray Eric · CIK 0001732842 · Senior Exec Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,175

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · shares: Pursuant to the terms of the Company's equity incentive plan, represents shares withheld by the Company to satisfy the tax liability incurred upon the vesting of 45,202 performance-based RSUs granted May 9, 2018, net of which remain subject to a one year post-vest hold.

F5 · price: Each RSU represents a contingent right to receive one share of common stock.

Read SEC document
May 10, 2021 Filed May 12, 2021 13:24 UTC
Ray EricSenior Exec Vice President
Exercise / conversionCommon Stock 3,914 $0.00 $0.00
Disclosure

SEC source: 0000890926-21-000044 · edgar.xml · nonDerivative · entry 1

Ray Eric · CIK 0001732842 · Senior Exec Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,373

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Represents shares of common stock acquired upon the vesting of one-third of time-based RSUs granted on May 9, 2018.

F5 · price: Each RSU represents a contingent right to receive one share of common stock.

Read SEC document
May 10, 2021 Filed May 12, 2021 13:24 UTC
McMahon BrienSr. Executive Vice President
Exercise / conversionRestricted Stock Units - Performance Award · Derivative 1,687 Not disclosed Strike: $0.00 Not disclosed
Disclosure

SEC source: 0000890926-21-000043 · edgar.xml · derivative · entry 7

McMahon Brien · CIK 0001723148 · Sr. Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 43,515

Underlying: Common Stock · 1,687 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of common stock.

F3 · shares: Pursuant to the terms of the Company's equity incentive plan, represents shares withheld by the Company to satisfy the tax liability incurred upon the vesting of 45,202 performance-based RSUs granted May 9, 2018, net of which remain subject to a one year post-vest hold.

F7 · price: Not Applicable.

F5 · derivative.exercise_date: Vesting occurred on the third anniversary of the grant date based on satisfaction of performance metrics.

F7 · derivative.expiration_date: Not Applicable.

F3 · derivative.underlying_shares: Pursuant to the terms of the Company's equity incentive plan, represents shares withheld by the Company to satisfy the tax liability incurred upon the vesting of 45,202 performance-based RSUs granted May 9, 2018, net of which remain subject to a one year post-vest hold.

F4 · balance_after: Represents the total shares vested (net of shares withheld for taxes pursuant to our equity plan) based on performance of performance-based RSU awards granted May 9, 2018. These vested shares remain subject to a one-year post-vest holding period.

Read SEC document
May 10, 2021 Filed May 12, 2021 13:24 UTC
McMahon BrienSr. Executive Vice President
Exercise / conversionRestricted Stock Units - Performance Award · Derivative 23,308 Not disclosed Strike: $0.00 Not disclosed
Disclosure

SEC source: 0000890926-21-000043 · edgar.xml · derivative · entry 6

McMahon Brien · CIK 0001723148 · Sr. Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 23,308 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of common stock.

F2 · shares: Represents restricted stock units that were granted May 10, 2017, which vested on May 10, 2020 and were subject to a one-year post-vest hold which was satisfied May 10, 2021.

F7 · price: Not Applicable.

F2 · derivative.exercise_date: Represents restricted stock units that were granted May 10, 2017, which vested on May 10, 2020 and were subject to a one-year post-vest hold which was satisfied May 10, 2021.

F7 · derivative.expiration_date: Not Applicable.

F2 · derivative.underlying_shares: Represents restricted stock units that were granted May 10, 2017, which vested on May 10, 2020 and were subject to a one-year post-vest hold which was satisfied May 10, 2021.

Read SEC document
May 10, 2021 Filed May 12, 2021 13:24 UTC
McMahon BrienSr. Executive Vice President
Exercise / conversionRestricted Stock Units - Time-based Award · Derivative 3,914 Not disclosed Strike: $0.00 Not disclosed
Disclosure

SEC source: 0000890926-21-000043 · edgar.xml · derivative · entry 5

McMahon Brien · CIK 0001723148 · Sr. Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 3,914 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of common stock.

F1 · shares: Represents shares of common stock acquired upon the vesting of one-third of time-based RSUs granted on May 9, 2018.

F7 · price: Not Applicable.

F7 · derivative.expiration_date: Not Applicable.

F1 · derivative.underlying_shares: Represents shares of common stock acquired upon the vesting of one-third of time-based RSUs granted on May 9, 2018.

Read SEC document
May 10, 2021 Filed May 12, 2021 13:24 UTC
McMahon BrienSr. Executive Vice President
Tax withholdingCommon Stock 1,687 $23.60 $39,813.20
Disclosure

SEC source: 0000890926-21-000043 · edgar.xml · nonDerivative · entry 4

McMahon Brien · CIK 0001723148 · Sr. Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 89,744

F3 · shares: Pursuant to the terms of the Company's equity incentive plan, represents shares withheld by the Company to satisfy the tax liability incurred upon the vesting of 45,202 performance-based RSUs granted May 9, 2018, net of which remain subject to a one year post-vest hold.

Read SEC document
May 10, 2021 Filed May 12, 2021 13:24 UTC
McMahon BrienSr. Executive Vice President
Exercise / conversionCommon Stock 1,687 $0.00 $0.00
Disclosure

SEC source: 0000890926-21-000043 · edgar.xml · nonDerivative · entry 3

McMahon Brien · CIK 0001723148 · Sr. Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 91,431

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · shares: Pursuant to the terms of the Company's equity incentive plan, represents shares withheld by the Company to satisfy the tax liability incurred upon the vesting of 45,202 performance-based RSUs granted May 9, 2018, net of which remain subject to a one year post-vest hold.

F6 · price: Each RSU represents a contingent right to receive one share of common stock.

Read SEC document
May 10, 2021 Filed May 12, 2021 13:24 UTC
McMahon BrienSr. Executive Vice President
Exercise / conversionCommon Stock 23,308 $0.00 $0.00
Disclosure

SEC source: 0000890926-21-000043 · edgar.xml · nonDerivative · entry 2

McMahon Brien · CIK 0001723148 · Sr. Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 89,744

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · shares: Represents restricted stock units that were granted May 10, 2017, which vested on May 10, 2020 and were subject to a one-year post-vest hold which was satisfied May 10, 2021.

F6 · price: Each RSU represents a contingent right to receive one share of common stock.

Read SEC document
May 10, 2021 Filed May 12, 2021 13:24 UTC
McMahon BrienSr. Executive Vice President
Exercise / conversionCommon Stock 3,914 $0.00 $0.00
Disclosure

SEC source: 0000890926-21-000043 · edgar.xml · nonDerivative · entry 1

McMahon Brien · CIK 0001723148 · Sr. Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 66,436

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Represents shares of common stock acquired upon the vesting of one-third of time-based RSUs granted on May 9, 2018.

F6 · price: Each RSU represents a contingent right to receive one share of common stock.

Read SEC document
May 10, 2021 Filed May 12, 2021 13:23 UTC
HALL J FRANKLINSr. EVP - CFO
Exercise / conversionRestricted Stock Units - Performance Award · Derivative 1,853 Not disclosed Strike: $0.00 Not disclosed
Disclosure

SEC source: 0000890926-21-000042 · edgar.xml · derivative · entry 7

HALL J FRANKLIN · CIK 0001185145 · Sr. EVP - CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 43,349

Underlying: Common Stock · 1,853 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of common stock.

F3 · shares: Pursuant to the terms of the Company's equity incentive plan, represents shares withheld by the Company to satisfy the tax liability incurred upon the vesting of 45,202 performance-based RSUs granted May 9, 2018, net of which remain subject to a one year post-vest hold.

F7 · price: Not Applicable.

F5 · derivative.exercise_date: Vesting occurred on the third anniversary of the grant date based on satisfaction of performance metrics.

F7 · derivative.expiration_date: Not Applicable.

F3 · derivative.underlying_shares: Pursuant to the terms of the Company's equity incentive plan, represents shares withheld by the Company to satisfy the tax liability incurred upon the vesting of 45,202 performance-based RSUs granted May 9, 2018, net of which remain subject to a one year post-vest hold.

F4 · balance_after: Represents the total shares vested (net of shares withheld for taxes pursuant to our equity plan) based on performance of performance-based RSU awards granted May 9, 2018. These vested shares remain subject to a one-year post-vest holding period.

Read SEC document
May 10, 2021 Filed May 12, 2021 13:23 UTC
HALL J FRANKLINSr. EVP - CFO
Exercise / conversionRestricted Stock Units - Performance Award · Derivative 28,981 Not disclosed Strike: $0.00 Not disclosed
Disclosure

SEC source: 0000890926-21-000042 · edgar.xml · derivative · entry 6

HALL J FRANKLIN · CIK 0001185145 · Sr. EVP - CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 28,981 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of common stock.

F2 · shares: Represents restricted stock units that were granted May 10, 2017, which vested on May 10, 2020 and were subject to a one-year post-vest hold which was satisfied May 10, 2021.

F7 · price: Not Applicable.

F2 · derivative.exercise_date: Represents restricted stock units that were granted May 10, 2017, which vested on May 10, 2020 and were subject to a one-year post-vest hold which was satisfied May 10, 2021.

F7 · derivative.expiration_date: Not Applicable.

F2 · derivative.underlying_shares: Represents restricted stock units that were granted May 10, 2017, which vested on May 10, 2020 and were subject to a one-year post-vest hold which was satisfied May 10, 2021.

Read SEC document
May 10, 2021 Filed May 12, 2021 13:23 UTC
HALL J FRANKLINSr. EVP - CFO
Exercise / conversionRestricted Stock Units - Time-based Award · Derivative 3,914 Not disclosed Strike: $0.00 Not disclosed
Disclosure

SEC source: 0000890926-21-000042 · edgar.xml · derivative · entry 5

HALL J FRANKLIN · CIK 0001185145 · Sr. EVP - CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 3,914 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of common stock.

F1 · shares: Represents shares of common stock acquired upon the vesting of one-third of time-based RSUs granted on May 9, 2018.

F7 · price: Not Applicable.

F7 · derivative.expiration_date: Not Applicable.

F1 · derivative.underlying_shares: Represents shares of common stock acquired upon the vesting of one-third of time-based RSUs granted on May 9, 2018.

Read SEC document
May 10, 2021 Filed May 12, 2021 13:23 UTC
HALL J FRANKLINSr. EVP - CFO
Tax withholdingCommon Stock 1,853 $23.60 $43,730.80
Disclosure

SEC source: 0000890926-21-000042 · edgar.xml · nonDerivative · entry 4

HALL J FRANKLIN · CIK 0001185145 · Sr. EVP - CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 98,313

F3 · shares: Pursuant to the terms of the Company's equity incentive plan, represents shares withheld by the Company to satisfy the tax liability incurred upon the vesting of 45,202 performance-based RSUs granted May 9, 2018, net of which remain subject to a one year post-vest hold.

Read SEC document
May 10, 2021 Filed May 12, 2021 13:23 UTC
HALL J FRANKLINSr. EVP - CFO
Exercise / conversionCommon Stock 1,853 $0.00 $0.00
Disclosure

SEC source: 0000890926-21-000042 · edgar.xml · nonDerivative · entry 3

HALL J FRANKLIN · CIK 0001185145 · Sr. EVP - CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 100,166

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · shares: Pursuant to the terms of the Company's equity incentive plan, represents shares withheld by the Company to satisfy the tax liability incurred upon the vesting of 45,202 performance-based RSUs granted May 9, 2018, net of which remain subject to a one year post-vest hold.

F6 · price: Each RSU represents a contingent right to receive one share of common stock.

Read SEC document
May 10, 2021 Filed May 12, 2021 13:23 UTC
HALL J FRANKLINSr. EVP - CFO
Exercise / conversionCommon Stock 28,981 $0.00 $0.00
Disclosure

SEC source: 0000890926-21-000042 · edgar.xml · nonDerivative · entry 2

HALL J FRANKLIN · CIK 0001185145 · Sr. EVP - CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 98,313

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · shares: Represents restricted stock units that were granted May 10, 2017, which vested on May 10, 2020 and were subject to a one-year post-vest hold which was satisfied May 10, 2021.

F6 · price: Each RSU represents a contingent right to receive one share of common stock.

Read SEC document
May 10, 2021 Filed May 12, 2021 13:23 UTC
HALL J FRANKLINSr. EVP - CFO
Exercise / conversionCommon Stock 3,914 $0.00 $0.00
Disclosure

SEC source: 0000890926-21-000042 · edgar.xml · nonDerivative · entry 1

HALL J FRANKLIN · CIK 0001185145 · Sr. EVP - CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 69,332

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Represents shares of common stock acquired upon the vesting of one-third of time-based RSUs granted on May 9, 2018.

F6 · price: Each RSU represents a contingent right to receive one share of common stock.

Read SEC document
May 10, 2021 Filed May 12, 2021 13:22 UTC
Quigley RobertEVP, Controller
Exercise / conversionRestricted Stock Units - Performance Award · Derivative 9,887 Not disclosed Strike: $0.00 Not disclosed
Disclosure

SEC source: 0000890926-21-000041 · edgar.xml · derivative · entry 4

Quigley Robert · CIK 0001759585 · EVP, Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 9,887 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of common stock.

F2 · shares: Pursuant to the terms of the Company's equity incentive plan, represents vesting of 9,887 performance-based RSUs on the third anniversary of the grant date based on satisfaction of perforrmance metrics.

F5 · price: Not Applicable.

F3 · derivative.exercise_date: Vesting occurred on the third anniversary of the grant date based on satisfaction of performance metrics.

F5 · derivative.expiration_date: Not Applicable.

F2 · derivative.underlying_shares: Pursuant to the terms of the Company's equity incentive plan, represents vesting of 9,887 performance-based RSUs on the third anniversary of the grant date based on satisfaction of perforrmance metrics.

Read SEC document
May 10, 2021 Filed May 12, 2021 13:22 UTC
Quigley RobertEVP, Controller
Exercise / conversionRestricted Stock Units - Time-based Award · Derivative 962 Not disclosed Strike: $0.00 Not disclosed
Disclosure

SEC source: 0000890926-21-000041 · edgar.xml · derivative · entry 3

Quigley Robert · CIK 0001759585 · EVP, Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 962 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of common stock.

F1 · shares: Represents shares of common stock acquired upon the vesting of one-third of time-based RSUs granted on May 9, 2018.

F5 · price: Not Applicable.

F5 · derivative.expiration_date: Not Applicable.

F1 · derivative.underlying_shares: Represents shares of common stock acquired upon the vesting of one-third of time-based RSUs granted on May 9, 2018.

Read SEC document
May 10, 2021 Filed May 12, 2021 13:22 UTC
Quigley RobertEVP, Controller
Exercise / conversionCommon Stock 9,887 $0.00 $0.00
Disclosure

SEC source: 0000890926-21-000041 · edgar.xml · nonDerivative · entry 2

Quigley Robert · CIK 0001759585 · EVP, Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,582

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · shares: Pursuant to the terms of the Company's equity incentive plan, represents vesting of 9,887 performance-based RSUs on the third anniversary of the grant date based on satisfaction of perforrmance metrics.

F4 · price: Each RSU represents a contingent right to receive one share of common stock.

Read SEC document
May 10, 2021 Filed May 12, 2021 13:22 UTC
Quigley RobertEVP, Controller
Exercise / conversionCommon Stock 962 $0.00 $0.00
Disclosure

SEC source: 0000890926-21-000041 · edgar.xml · nonDerivative · entry 1

Quigley Robert · CIK 0001759585 · EVP, Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,695

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Represents shares of common stock acquired upon the vesting of one-third of time-based RSUs granted on May 9, 2018.

F4 · price: Each RSU represents a contingent right to receive one share of common stock.

Read SEC document
May 10, 2021 Filed May 12, 2021 13:20 UTC
Brummer DerekPresident, Mortgage
Exercise / conversionRestricted Stock Units - Performance Award · Derivative 2,258 Not disclosed Strike: $0.00 Not disclosed
Disclosure

SEC source: 0000890926-21-000040 · edgar.xml · derivative · entry 7

Brummer Derek · CIK 0001578586 · President, Mortgage

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 53,199

Underlying: Common Stock · 2,258 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of common stock.

F3 · shares: Pursuant to the terms of the Company's equity incentive plan, represents shares withheld by the Company to satisfy the tax liability incurred upon the vesting of 55,457 performance-based RSUs granted May 9, 2018, net of which remain subject to a one year post-vest hold.

F7 · price: Not Applicable.

F5 · derivative.exercise_date: Vesting occurred on the third anniversary of the grant date based on satisfaction of performance metrics.

F7 · derivative.expiration_date: Not Applicable.

F3 · derivative.underlying_shares: Pursuant to the terms of the Company's equity incentive plan, represents shares withheld by the Company to satisfy the tax liability incurred upon the vesting of 55,457 performance-based RSUs granted May 9, 2018, net of which remain subject to a one year post-vest hold.

F4 · balance_after: Represents the total shares vested (net of shares withheld for taxes pursuant to our equity plan) based on performance of performance-based RSU awards granted May 9, 2018. These vested shares remain subject to a one-year post-vest holding period.

Read SEC document
May 10, 2021 Filed May 12, 2021 13:20 UTC
Brummer DerekPresident, Mortgage
Exercise / conversionRestricted Stock Units - Performance Award · Derivative 33,345 Not disclosed Strike: $0.00 Not disclosed
Disclosure

SEC source: 0000890926-21-000040 · edgar.xml · derivative · entry 6

Brummer Derek · CIK 0001578586 · President, Mortgage

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 33,345 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of common stock.

F2 · shares: Represents restricted stock units that were granted May 10, 2017, which vested on May 10, 2020 and were subject to a one-year post-vest hold which was satisfied May 10, 2021.

F7 · price: Not Applicable.

F2 · derivative.exercise_date: Represents restricted stock units that were granted May 10, 2017, which vested on May 10, 2020 and were subject to a one-year post-vest hold which was satisfied May 10, 2021.

F7 · derivative.expiration_date: Not Applicable.

F2 · derivative.underlying_shares: Represents restricted stock units that were granted May 10, 2017, which vested on May 10, 2020 and were subject to a one-year post-vest hold which was satisfied May 10, 2021.

Read SEC document
May 10, 2021 Filed May 12, 2021 13:20 UTC
Brummer DerekPresident, Mortgage
Exercise / conversionRestricted Stock Units - Time-based Award · Derivative 4,800 Not disclosed Strike: $0.00 Not disclosed
Disclosure

SEC source: 0000890926-21-000040 · edgar.xml · derivative · entry 5

Brummer Derek · CIK 0001578586 · President, Mortgage

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 4,800 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of common stock.

F1 · shares: Represents shares of common stock acquired upon the vesting of one-third of time-based RSUs granted on May 9, 2018.

F7 · price: Not Applicable.

F7 · derivative.expiration_date: Not Applicable.

F1 · derivative.underlying_shares: Represents shares of common stock acquired upon the vesting of one-third of time-based RSUs granted on May 9, 2018.

Read SEC document
May 10, 2021 Filed May 12, 2021 13:20 UTC
Brummer DerekPresident, Mortgage
Tax withholdingCommon Stock 2,258 $23.60 $53,288.80
Disclosure

SEC source: 0000890926-21-000040 · edgar.xml · nonDerivative · entry 4

Brummer Derek · CIK 0001578586 · President, Mortgage

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 168,865

F3 · shares: Pursuant to the terms of the Company's equity incentive plan, represents shares withheld by the Company to satisfy the tax liability incurred upon the vesting of 55,457 performance-based RSUs granted May 9, 2018, net of which remain subject to a one year post-vest hold.

Read SEC document
May 10, 2021 Filed May 12, 2021 13:20 UTC
Brummer DerekPresident, Mortgage
Exercise / conversionCommon Stock 2,258 $0.00 $0.00
Disclosure

SEC source: 0000890926-21-000040 · edgar.xml · nonDerivative · entry 3

Brummer Derek · CIK 0001578586 · President, Mortgage

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 171,123

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · shares: Pursuant to the terms of the Company's equity incentive plan, represents shares withheld by the Company to satisfy the tax liability incurred upon the vesting of 55,457 performance-based RSUs granted May 9, 2018, net of which remain subject to a one year post-vest hold.

F6 · price: Each RSU represents a contingent right to receive one share of common stock.

Read SEC document
May 10, 2021 Filed May 12, 2021 13:20 UTC
Brummer DerekPresident, Mortgage
Exercise / conversionCommon Stock 33,345 $0.00 $0.00
Disclosure

SEC source: 0000890926-21-000040 · edgar.xml · nonDerivative · entry 2

Brummer Derek · CIK 0001578586 · President, Mortgage

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 168,865

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · shares: Represents restricted stock units that were granted May 10, 2017, which vested on May 10, 2020 and were subject to a one-year post-vest hold which was satisfied May 10, 2021.

F6 · price: Each RSU represents a contingent right to receive one share of common stock.

Read SEC document
May 10, 2021 Filed May 12, 2021 13:20 UTC
Brummer DerekPresident, Mortgage
Exercise / conversionCommon Stock 4,800 $0.00 $0.00
Disclosure

SEC source: 0000890926-21-000040 · edgar.xml · nonDerivative · entry 1

Brummer Derek · CIK 0001578586 · President, Mortgage

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 135,520

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Represents shares of common stock acquired upon the vesting of one-third of time-based RSUs granted on May 9, 2018.

F6 · price: Each RSU represents a contingent right to receive one share of common stock.

Read SEC document
May 10, 2021 Filed May 12, 2021 13:20 UTC
Thornberry Richard GDirector · Chief Executive Officer
Exercise / conversionRestricted Stock Units - Performance Award · Derivative 10,479 Not disclosed Strike: $0.00 Not disclosed
Disclosure

SEC source: 0000890926-21-000039 · edgar.xml · derivative · entry 7

Thornberry Richard G · CIK 0001699782 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 252,441

Underlying: Common Stock · 10,479 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of common stock.

F3 · shares: Pursuant to the terms of the Company's equity incentive plan, represents shares withheld by the Company to satisfy the tax liability incurred upon the vesting of 262,920 performance-based RSUs granted May 9, 2018, net of which remain subject to a one year post-vest hold.

F7 · price: Not Applicable.

F5 · derivative.exercise_date: Vesting occurred on the third anniversary of the grant date based on satisfaction of performance metrics.

F7 · derivative.expiration_date: Not Applicable.

F3 · derivative.underlying_shares: Pursuant to the terms of the Company's equity incentive plan, represents shares withheld by the Company to satisfy the tax liability incurred upon the vesting of 262,920 performance-based RSUs granted May 9, 2018, net of which remain subject to a one year post-vest hold.

F4 · balance_after: Represents the total shares vested (net of shares withheld for taxes pursuant to our equity plan) based on performance of performance-based RSU awards granted May 9, 2018. These vested shares remain subject to a one-year post-vest holding period.

Read SEC document
May 10, 2021 Filed May 12, 2021 13:20 UTC
Thornberry Richard GDirector · Chief Executive Officer
Exercise / conversionRestricted Stock Units - Performance Award · Derivative 173,918 Not disclosed Strike: $0.00 Not disclosed
Disclosure

SEC source: 0000890926-21-000039 · edgar.xml · derivative · entry 6

Thornberry Richard G · CIK 0001699782 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 173,918 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of common stock.

F2 · shares: Represents restricted stock units that were granted May 10, 2017, which vested on May 10, 2020 and were subject to a one-year post-vest hold which was satisfied May 10, 2021.

F7 · price: Not Applicable.

F2 · derivative.exercise_date: Represents restricted stock units that were granted May 10, 2017, which vested on May 10, 2020 and were subject to a one-year post-vest hold which was satisfied May 10, 2021.

F7 · derivative.expiration_date: Not Applicable.

F2 · derivative.underlying_shares: Represents restricted stock units that were granted May 10, 2017, which vested on May 10, 2020 and were subject to a one-year post-vest hold which was satisfied May 10, 2021.

Read SEC document
May 10, 2021 Filed May 12, 2021 13:20 UTC
Thornberry Richard GDirector · Chief Executive Officer
Exercise / conversionRestricted Stock Units - Time-based Award · Derivative 22,752 Not disclosed Strike: $0.00 Not disclosed
Disclosure

SEC source: 0000890926-21-000039 · edgar.xml · derivative · entry 5

Thornberry Richard G · CIK 0001699782 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 22,752 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of common stock.

F1 · shares: Represents shares of common stock acquired upon the vesting of one-third of time-based RSUs granted on May 9, 2018.

F7 · price: Not Applicable.

F7 · derivative.expiration_date: Not Applicable.

F1 · derivative.underlying_shares: Represents shares of common stock acquired upon the vesting of one-third of time-based RSUs granted on May 9, 2018.

Read SEC document
May 10, 2021 Filed May 12, 2021 13:20 UTC
Thornberry Richard GDirector · Chief Executive Officer
Tax withholdingCommon Stock 10,479 $23.60 $247,304.40
Disclosure

SEC source: 0000890926-21-000039 · edgar.xml · nonDerivative · entry 4

Thornberry Richard G · CIK 0001699782 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 337,427

F3 · shares: Pursuant to the terms of the Company's equity incentive plan, represents shares withheld by the Company to satisfy the tax liability incurred upon the vesting of 262,920 performance-based RSUs granted May 9, 2018, net of which remain subject to a one year post-vest hold.

Read SEC document
May 10, 2021 Filed May 12, 2021 13:20 UTC
Thornberry Richard GDirector · Chief Executive Officer
Exercise / conversionCommon Stock 10,479 $0.00 $0.00
Disclosure

SEC source: 0000890926-21-000039 · edgar.xml · nonDerivative · entry 3

Thornberry Richard G · CIK 0001699782 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 347,906

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · shares: Pursuant to the terms of the Company's equity incentive plan, represents shares withheld by the Company to satisfy the tax liability incurred upon the vesting of 262,920 performance-based RSUs granted May 9, 2018, net of which remain subject to a one year post-vest hold.

F6 · price: Each RSU represents a contingent right to receive one share of common stock.

Read SEC document
May 10, 2021 Filed May 12, 2021 13:20 UTC
Thornberry Richard GDirector · Chief Executive Officer
Exercise / conversionCommon Stock 173,918 $0.00 $0.00
Disclosure

SEC source: 0000890926-21-000039 · edgar.xml · nonDerivative · entry 2

Thornberry Richard G · CIK 0001699782 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 337,427

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · shares: Represents restricted stock units that were granted May 10, 2017, which vested on May 10, 2020 and were subject to a one-year post-vest hold which was satisfied May 10, 2021.

F6 · price: Each RSU represents a contingent right to receive one share of common stock.

Read SEC document
May 10, 2021 Filed May 12, 2021 13:20 UTC
Thornberry Richard GDirector · Chief Executive Officer
Exercise / conversionCommon Stock 22,752 $0.00 $0.00
Disclosure

SEC source: 0000890926-21-000039 · edgar.xml · nonDerivative · entry 1

Thornberry Richard G · CIK 0001699782 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 163,509

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Represents shares of common stock acquired upon the vesting of one-third of time-based RSUs granted on May 9, 2018.

F6 · price: Each RSU represents a contingent right to receive one share of common stock.

Read SEC document
March 06, 2021 Filed Mar 8, 2021 21:23 UTC
Thornberry Richard GDirector · Chief Executive Officer
Exercise / conversionRestricted Stock Unit - Time Vested Award · Derivative 17,845 Not disclosed Not disclosed
Disclosure

SEC source: 0000890926-21-000020 · edgar.xml · derivative · entry 3

Thornberry Richard G · CIK 0001699782 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 17,845 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Vesting of time-based RSUs occurs pro rata on each of the second, third and fourth anniversaries of the date of grant. The time-vested RSUs have no voting rights.

F1 · shares: Represents shares of common stock acquired upon the vesting of one-third of time-based RSUs granted on March 6, 2017 in connection with Mr. Thornberry's joining the Company.

F4 · price: Not Applicable

F2 · derivative.exercise_date: Vesting of time-based RSUs occurs pro rata on each of the second, third and fourth anniversaries of the date of grant. The time-vested RSUs have no voting rights.

F4 · derivative.expiration_date: Not Applicable

F1 · derivative.underlying_shares: Represents shares of common stock acquired upon the vesting of one-third of time-based RSUs granted on March 6, 2017 in connection with Mr. Thornberry's joining the Company.

F2 · balance_after: Vesting of time-based RSUs occurs pro rata on each of the second, third and fourth anniversaries of the date of grant. The time-vested RSUs have no voting rights.

Read SEC document
March 06, 2021 Filed Mar 8, 2021 21:23 UTC
Thornberry Richard GDirector · Chief Executive Officer
Tax withholdingCommon Stock 7,907 $21.36 $168,893.52
Disclosure

SEC source: 0000890926-21-000020 · edgar.xml · nonDerivative · entry 2

Thornberry Richard G · CIK 0001699782 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 140,757

F3 · shares: Pursuant to the terms of the Company's equity incentive plan, represents shares withheld by the Company to satisfy the tax liability incurred upon the vesting of one-third of the time-vested RSUs granted March 6, 2017.

Read SEC document
March 06, 2021 Filed Mar 8, 2021 21:23 UTC
Thornberry Richard GDirector · Chief Executive Officer
Exercise / conversionCommon Stock 17,845 Not disclosed Not disclosed
Disclosure

SEC source: 0000890926-21-000020 · edgar.xml · nonDerivative · entry 1

Thornberry Richard G · CIK 0001699782 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 148,664

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Represents shares of common stock acquired upon the vesting of one-third of time-based RSUs granted on March 6, 2017 in connection with Mr. Thornberry's joining the Company.

F2 · price: Vesting of time-based RSUs occurs pro rata on each of the second, third and fourth anniversaries of the date of grant. The time-vested RSUs have no voting rights.

Read SEC document
March 04, 2021 Filed Mar 8, 2021 21:24 UTC GrantDividend Equivalent Rights · Derivative 358.3 Not disclosed Strike: $0.00 Not disclosed
Disclosure

SEC source: 0000890926-21-000022 · edgar.xml · derivative · entry 1

CULANG HOWARD BERNARD · CIK 0001188557 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,016.88

Underlying: Common Stock · 358.3 shares

Expires not disclosed

F2 · price: Not applicable to this transaction.

F1 · derivative.exercise_date: Dividend equivalents accrued on previously awarded Phantom Stock Units. Dividend equivalent rights accrued on phantom stock units will be settled proportionately with the previously granted awards to which they relate. Awards will be settled in stock upon retirement from the Board of Directors.

F1 · derivative.expiration_date: Dividend equivalents accrued on previously awarded Phantom Stock Units. Dividend equivalent rights accrued on phantom stock units will be settled proportionately with the previously granted awards to which they relate. Awards will be settled in stock upon retirement from the Board of Directors.

F1 · derivative.underlying_shares: Dividend equivalents accrued on previously awarded Phantom Stock Units. Dividend equivalent rights accrued on phantom stock units will be settled proportionately with the previously granted awards to which they relate. Awards will be settled in stock upon retirement from the Board of Directors.

F1 · balance_after: Dividend equivalents accrued on previously awarded Phantom Stock Units. Dividend equivalent rights accrued on phantom stock units will be settled proportionately with the previously granted awards to which they relate. Awards will be settled in stock upon retirement from the Board of Directors.

Read SEC document
March 04, 2021 Filed Mar 8, 2021 21:23 UTC
WENDER HERBERTDirector · Non-Exec Chairman of the Board
GrantDividend Equivalent Rights · Derivative 350.61 Not disclosed Strike: $0.00 Not disclosed
Disclosure

SEC source: 0000890926-21-000021 · edgar.xml · derivative · entry 1

WENDER HERBERT · CIK 0001188550 · Director · Non-Exec Chairman of the Board

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,914.73

Underlying: Common Stock · 350.61 shares

Expires not disclosed

F2 · price: Not Applicable.

F1 · derivative.exercise_date: Dividend equivalents accrued on previously awarded Phantom Stock Units. Dividend equivalent rights accrued on phantom stock units will be settled proportionately with the previously granted awards to which they relate. Awards will be settled in stock upon retirement from the Board of Directors.

F1 · derivative.expiration_date: Dividend equivalents accrued on previously awarded Phantom Stock Units. Dividend equivalent rights accrued on phantom stock units will be settled proportionately with the previously granted awards to which they relate. Awards will be settled in stock upon retirement from the Board of Directors.

F1 · derivative.underlying_shares: Dividend equivalents accrued on previously awarded Phantom Stock Units. Dividend equivalent rights accrued on phantom stock units will be settled proportionately with the previously granted awards to which they relate. Awards will be settled in stock upon retirement from the Board of Directors.

F1 · balance_after: Dividend equivalents accrued on previously awarded Phantom Stock Units. Dividend equivalent rights accrued on phantom stock units will be settled proportionately with the previously granted awards to which they relate. Awards will be settled in stock upon retirement from the Board of Directors.

Read SEC document
December 20, 2020 Filed Dec 21, 2020 22:17 UTC
Quigley RobertSr. Vice President, Controller
Exercise / conversionRestricted Stock Unit · Derivative 2,500 Not disclosed Strike: $0.00 Not disclosed
Disclosure

SEC source: 0000890926-20-000087 · edgar.xml · derivative · entry 3

Quigley Robert · CIK 0001759585 · Sr. Vice President, Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 2,500 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of common stock.

F1 · shares: Pursuant to the terms of the Company's equity incentive plan, represents vesting of 2,500 time-based RSUs. Vesting occured on the third anniversary of the grant date.

F4 · price: Not Applicable.

F4 · derivative.expiration_date: Not Applicable.

F1 · derivative.underlying_shares: Pursuant to the terms of the Company's equity incentive plan, represents vesting of 2,500 time-based RSUs. Vesting occured on the third anniversary of the grant date.

Read SEC document
December 20, 2020 Filed Dec 21, 2020 22:17 UTC
Quigley RobertSr. Vice President, Controller
Tax withholdingCommon Stock 753 $19.92 $14,999.76
Disclosure

SEC source: 0000890926-20-000087 · edgar.xml · nonDerivative · entry 2

Quigley Robert · CIK 0001759585 · Sr. Vice President, Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,699

F2 · shares: Pursuant to the terms of the Company's equity incentive plan, represents shares withheld by the Company to satisfy the tax liability incurred upon the vesting of 2,500 time-based RSUs.

Read SEC document
December 20, 2020 Filed Dec 21, 2020 22:17 UTC
Quigley RobertSr. Vice President, Controller
Exercise / conversionCommon Stock 2,500 $0.00 $0.00
Disclosure

SEC source: 0000890926-20-000087 · edgar.xml · nonDerivative · entry 1

Quigley Robert · CIK 0001759585 · Sr. Vice President, Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,452

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Pursuant to the terms of the Company's equity incentive plan, represents vesting of 2,500 time-based RSUs. Vesting occured on the third anniversary of the grant date.

F3 · price: Each RSU represents a contingent right to receive one share of common stock.

Read SEC document
December 04, 2020 Filed Dec 7, 2020 23:33 UTC
WENDER HERBERTDirector · Non-Exec Chairman of the Board
GrantDividend Equivalent Rights · Derivative 370.23 Not disclosed Strike: $0.00 Not disclosed
Disclosure

SEC source: 0000890926-20-000086 · edgar.xml · derivative · entry 1

WENDER HERBERT · CIK 0001188550 · Director · Non-Exec Chairman of the Board

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,564.12

Underlying: Common Stock · 370.23 shares

Expires not disclosed

F2 · price: Not Applicable.

F1 · derivative.exercise_date: Dividend equivalents accrued on previously awarded Phantom Stock Units. Dividend equivalent rights accrued on phantom stock units will be settled proportionately with the previously granted awards to which they relate. Awards will be settled in stock upon retirement from the Board of Directors.

F1 · derivative.expiration_date: Dividend equivalents accrued on previously awarded Phantom Stock Units. Dividend equivalent rights accrued on phantom stock units will be settled proportionately with the previously granted awards to which they relate. Awards will be settled in stock upon retirement from the Board of Directors.

F1 · derivative.underlying_shares: Dividend equivalents accrued on previously awarded Phantom Stock Units. Dividend equivalent rights accrued on phantom stock units will be settled proportionately with the previously granted awards to which they relate. Awards will be settled in stock upon retirement from the Board of Directors.

F1 · balance_after: Dividend equivalents accrued on previously awarded Phantom Stock Units. Dividend equivalent rights accrued on phantom stock units will be settled proportionately with the previously granted awards to which they relate. Awards will be settled in stock upon retirement from the Board of Directors.

Read SEC document
December 04, 2020 Filed Dec 7, 2020 23:31 UTC GrantDividend Equivalent Rights · Derivative 378.35 Not disclosed Strike: $0.00 Not disclosed
Disclosure

SEC source: 0000890926-20-000085 · edgar.xml · derivative · entry 1

CULANG HOWARD BERNARD · CIK 0001188557 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,658.58

Underlying: Common Stock · 378.35 shares

Expires not disclosed

F2 · price: Not applicable to this transaction.

F1 · derivative.exercise_date: Dividend equivalents accrued on previously awarded Phantom Stock Units. Dividend equivalent rights accrued on phantom stock units will be settled proportionately with the previously granted awards to which they relate. Awards will be settled in stock upon retirement from the Board of Directors.

F1 · derivative.expiration_date: Dividend equivalents accrued on previously awarded Phantom Stock Units. Dividend equivalent rights accrued on phantom stock units will be settled proportionately with the previously granted awards to which they relate. Awards will be settled in stock upon retirement from the Board of Directors.

F1 · derivative.underlying_shares: Dividend equivalents accrued on previously awarded Phantom Stock Units. Dividend equivalent rights accrued on phantom stock units will be settled proportionately with the previously granted awards to which they relate. Awards will be settled in stock upon retirement from the Board of Directors.

F1 · balance_after: Dividend equivalents accrued on previously awarded Phantom Stock Units. Dividend equivalent rights accrued on phantom stock units will be settled proportionately with the previously granted awards to which they relate. Awards will be settled in stock upon retirement from the Board of Directors.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.