RDN

SEC source: 0000890926-21-000060 · edgar.xml · nonDerivative · entry 1

HALL J FRANKLIN · CIK 0001185145 · Sr. EVP - CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 107,922

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Vesting of one-third of the time-based RSUs granted on May 13, 2020.

F2 · price: Each RSU represents a contingent right to receive one share of common stock.

SEC source: 0000890926-21-000059 · edgar.xml · derivative · entry 7

Hoffman Edward J · CIK 0001439483 · Sr. EVP, General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,511

Underlying: Common Stock · 9,609 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of common stock.

F2 · shares: Vesting of one-third of the time-based RSUs granted on May 13, 2020.

F7 · price: Not Applicable.

F2 · derivative.exercise_date: Vesting of one-third of the time-based RSUs granted on May 13, 2020.

F7 · derivative.expiration_date: Not Applicable.

F2 · derivative.underlying_shares: Vesting of one-third of the time-based RSUs granted on May 13, 2020.

SEC source: 0000890926-21-000059 · edgar.xml · nonDerivative · entry 3

Hoffman Edward J · CIK 0001439483 · Sr. EVP, General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 134,038

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · shares: Vesting of one-third of the time-based RSUs granted on May 13, 2020.

F3 · price: Each RSU represents a contingent right to receive one share of common stock.

SEC source: 0000890926-21-000058 · edgar.xml · derivative · entry 3

Mumford Lisa · CIK 0001380384 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 9,962 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of common stock.

F1 · shares: Vesting of time-based RSUs granted on May 13, 2020.

F5 · price: Not Applicable.

F1 · derivative.exercise_date: Vesting of time-based RSUs granted on May 13, 2020.

F5 · derivative.expiration_date: Not Applicable.

F1 · derivative.underlying_shares: Vesting of time-based RSUs granted on May 13, 2020.

SEC source: 0000890926-21-000058 · edgar.xml · nonDerivative · entry 1

Mumford Lisa · CIK 0001380384 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,657

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Vesting of time-based RSUs granted on May 13, 2020.

SEC source: 0000890926-21-000056 · edgar.xml · derivative · entry 3

CULANG HOWARD BERNARD · CIK 0001188557 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 9,962 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of common stock.

F1 · shares: Vesting of time-based RSUs granted on May 13, 2020.

F5 · price: Not Applicable.

F1 · derivative.exercise_date: Vesting of time-based RSUs granted on May 13, 2020.

F5 · derivative.expiration_date: Not Applicable.

F1 · derivative.underlying_shares: Vesting of time-based RSUs granted on May 13, 2020.

SEC source: 0000890926-21-000056 · edgar.xml · nonDerivative · entry 1

CULANG HOWARD BERNARD · CIK 0001188557 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,012

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Vesting of time-based RSUs granted on May 13, 2020.

SEC source: 0000890926-21-000055 · edgar.xml · derivative · entry 3

Serio Gregory · CIK 0001551214 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 9,962 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of common stock.

F1 · shares: Vesting of time-based RSUs granted on May 13, 2020.

F5 · price: Not Applicable.

F1 · derivative.exercise_date: Vesting of time-based RSUs granted on May 13, 2020.

F5 · derivative.expiration_date: Not Applicable.

F1 · derivative.underlying_shares: Vesting of time-based RSUs granted on May 13, 2020.

SEC source: 0000890926-21-000055 · edgar.xml · nonDerivative · entry 1

Serio Gregory · CIK 0001551214 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,962

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Vesting of time-based RSUs granted on May 13, 2020.

SEC source: 0000890926-21-000050 · edgar.xml · derivative · entry 3

HESS DEBRA ANN · CIK 0001245523 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 9,962 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of common stock.

F1 · shares: Vesting of time-based RSUs granted on May 13, 2020.

F5 · price: Not Applicable.

F1 · derivative.exercise_date: Vesting of time-based RSUs granted on May 13, 2020.

F5 · derivative.expiration_date: Not Applicable.

F1 · derivative.underlying_shares: Vesting of time-based RSUs granted on May 13, 2020.

SEC source: 0000890926-21-000050 · edgar.xml · nonDerivative · entry 1

HESS DEBRA ANN · CIK 0001245523 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,962

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Vesting of time-based RSUs granted on May 13, 2020.

SEC source: 0000890926-21-000048 · edgar.xml · derivative · entry 3

Conner Brad L. · CIK 0001614164 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 9,962 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of common stock.

F1 · shares: Vesting of time-based RSUs granted on May 13, 2020.

F5 · price: Not Applicable.

F1 · derivative.exercise_date: Vesting of time-based RSUs granted on May 13, 2020.

F5 · derivative.expiration_date: Not Applicable.

F1 · derivative.underlying_shares: Vesting of time-based RSUs granted on May 13, 2020.

SEC source: 0000890926-21-000048 · edgar.xml · nonDerivative · entry 1

Conner Brad L. · CIK 0001614164 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,962

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Vesting of time-based RSUs granted on May 13, 2020.

SEC source: 0000890926-21-000047 · edgar.xml · derivative · entry 4

Spiegel Noel Joseph · CIK 0001513234 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 9,962 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of common stock.

F1 · shares: Vesting of time-based RSUs granted on May 13, 2020.

F5 · price: Not Applicable.

F1 · derivative.exercise_date: Vesting of time-based RSUs granted on May 13, 2020.

F5 · derivative.expiration_date: Not Applicable.

F1 · derivative.underlying_shares: Vesting of time-based RSUs granted on May 13, 2020.

SEC source: 0000890926-21-000047 · edgar.xml · nonDerivative · entry 1

Spiegel Noel Joseph · CIK 0001513234 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,969.727

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Vesting of time-based RSUs granted on May 13, 2020.

SEC source: 0000890926-21-000046 · edgar.xml · derivative · entry 3

WENDER HERBERT · CIK 0001188550 · Director · Non-Exec Chairman of the Board

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 19,158 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of common stock.

F1 · shares: Vesting of time-based RSUs granted on May 13, 2020.

F5 · price: Not Applicable.

F1 · derivative.exercise_date: Vesting of time-based RSUs granted on May 13, 2020.

F5 · derivative.expiration_date: Not Applicable.

F1 · derivative.underlying_shares: Vesting of time-based RSUs granted on May 13, 2020.

SEC source: 0000890926-21-000046 · edgar.xml · nonDerivative · entry 1

WENDER HERBERT · CIK 0001188550 · Director · Non-Exec Chairman of the Board

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 211,828

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Vesting of time-based RSUs granted on May 13, 2020.

SEC source: 0001062993-21-012343 · form4a.xml · nonDerivative · entry 1

Thornberry Richard G · CIK 0001699782 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 374,852

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: Previous form inadvertently misstated beneficial ownership as 364,914 shares.

SEC source: 0000890926-21-000066 · edgar.xml · derivative · entry 3

McMahon Brien · CIK 0001723148 · Sr. Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,200

Underlying: Common Stock · 30,200 shares

Expires not disclosed

F2 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of common stock.

F4 · shares: The number of reported performance-based RSUs represents the target award, with grantees having the potential to earn a number of shares up to 200% of the target award.

F6 · price: Not Applicable.

F5 · derivative.exercise_date: Vesting of the performance-based RSUs occurs on May 15, 2024 (between 0 and 60,400 shares), subject to the Company's cumulative growth in "LTI Book Value" per share (as defined in the grant document). Distribution of shares is generally subject to a one-year holding period after vesting.

F6 · derivative.expiration_date: Not Applicable.

F5 · derivative.underlying_shares: Vesting of the performance-based RSUs occurs on May 15, 2024 (between 0 and 60,400 shares), subject to the Company's cumulative growth in "LTI Book Value" per share (as defined in the grant document). Distribution of shares is generally subject to a one-year holding period after vesting.

F4 · balance_after: The number of reported performance-based RSUs represents the target award, with grantees having the potential to earn a number of shares up to 200% of the target award.

F5 · balance_after: Vesting of the performance-based RSUs occurs on May 15, 2024 (between 0 and 60,400 shares), subject to the Company's cumulative growth in "LTI Book Value" per share (as defined in the grant document). Distribution of shares is generally subject to a one-year holding period after vesting.

SEC source: 0000890926-21-000066 · edgar.xml · derivative · entry 2

McMahon Brien · CIK 0001723148 · Sr. Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,050

Underlying: Common Stock · 18,050 shares

Expires not disclosed

F2 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of common stock.

F6 · price: Not Applicable.

F3 · derivative.exercise_date: Vesting of the time-based RSUs occurs pro rata on each of the first, second and third anniversaries of May 15, 2021.

F6 · derivative.expiration_date: Not Applicable.

F3 · derivative.underlying_shares: Vesting of the time-based RSUs occurs pro rata on each of the first, second and third anniversaries of May 15, 2021.

F3 · balance_after: Vesting of the time-based RSUs occurs pro rata on each of the first, second and third anniversaries of May 15, 2021.

SEC source: 0000890926-21-000065 · edgar.xml · derivative · entry 3

Brummer Derek · CIK 0001578586 · President, Mortgage

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 51,620

Underlying: Common Stock · 51,620 shares

Expires not disclosed

F2 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of common stock.

F4 · shares: The number of reported performance-based RSUs represents the target award, with grantees having the potential to earn a number of shares up to 200% of the target award.

F6 · price: Not Applicable.

F5 · derivative.exercise_date: Vesting of the performance-based RSUs occurs on May 15, 2024 (between 0 and 103,240 shares), subject to the Company's cumulative growth in "LTI Book Value" per share (as defined in the grant document). Distribution of shares is generally subject to a one-year holding period after vesting.

F6 · derivative.expiration_date: Not Applicable.

F5 · derivative.underlying_shares: Vesting of the performance-based RSUs occurs on May 15, 2024 (between 0 and 103,240 shares), subject to the Company's cumulative growth in "LTI Book Value" per share (as defined in the grant document). Distribution of shares is generally subject to a one-year holding period after vesting.

F4 · balance_after: The number of reported performance-based RSUs represents the target award, with grantees having the potential to earn a number of shares up to 200% of the target award.

F5 · balance_after: Vesting of the performance-based RSUs occurs on May 15, 2024 (between 0 and 103,240 shares), subject to the Company's cumulative growth in "LTI Book Value" per share (as defined in the grant document). Distribution of shares is generally subject to a one-year holding period after vesting.

SEC source: 0000890926-21-000065 · edgar.xml · derivative · entry 2

Brummer Derek · CIK 0001578586 · President, Mortgage

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,850

Underlying: Common Stock · 30,850 shares

Expires not disclosed

F2 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of common stock.

F6 · price: Not Applicable.

F3 · derivative.exercise_date: Vesting of the time-based RSUs occurs pro rata on each of the first, second and third anniversaries of May 15, 2021.

F6 · derivative.expiration_date: Not Applicable.

F3 · derivative.underlying_shares: Vesting of the time-based RSUs occurs pro rata on each of the first, second and third anniversaries of May 15, 2021.

F3 · balance_after: Vesting of the time-based RSUs occurs pro rata on each of the first, second and third anniversaries of May 15, 2021.

SEC source: 0000890926-21-000064 · edgar.xml · derivative · entry 3

Thornberry Richard G · CIK 0001699782 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 141,760

Underlying: Common Stock · 141,760 shares

Expires not disclosed

F2 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of common stock.

F4 · shares: The number of reported performance-based RSUs represents the target award, with grantees having the potential to earn a number of shares up to 200% of the target award.

F6 · price: Not Applicable.

F5 · derivative.exercise_date: Vesting of the performance-based RSUs occurs on the third anniversary of the grant date (between 0 and 283,520 shares), subject to the Company's cumulative growth in "LTI Book Value" per share (as defined in the grant document). Distribution of shares is generally subject to a one-year holding period after vesting.

F6 · derivative.expiration_date: Not Applicable.

F5 · derivative.underlying_shares: Vesting of the performance-based RSUs occurs on the third anniversary of the grant date (between 0 and 283,520 shares), subject to the Company's cumulative growth in "LTI Book Value" per share (as defined in the grant document). Distribution of shares is generally subject to a one-year holding period after vesting.

F4 · balance_after: The number of reported performance-based RSUs represents the target award, with grantees having the potential to earn a number of shares up to 200% of the target award.

F5 · balance_after: Vesting of the performance-based RSUs occurs on the third anniversary of the grant date (between 0 and 283,520 shares), subject to the Company's cumulative growth in "LTI Book Value" per share (as defined in the grant document). Distribution of shares is generally subject to a one-year holding period after vesting.

SEC source: 0000890926-21-000064 · edgar.xml · derivative · entry 2

Thornberry Richard G · CIK 0001699782 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 84,720

Underlying: Common Stock · 84,720 shares

Expires not disclosed

F2 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of common stock.

F6 · price: Not Applicable.

F3 · derivative.exercise_date: Vesting of the time-based RSUs occurs pro rata on each of the first, second and third anniversaries of May 15, 2021.

F6 · derivative.expiration_date: Not Applicable.

F3 · derivative.underlying_shares: Vesting of the time-based RSUs occurs pro rata on each of the first, second and third anniversaries of May 15, 2021.

F3 · balance_after: Vesting of the time-based RSUs occurs pro rata on each of the first, second and third anniversaries of May 15, 2021.

SEC source: 0000890926-21-000063 · edgar.xml · derivative · entry 3

Ray Eric · CIK 0001732842 · Senior Exec Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,130

Underlying: Common Stock · 29,130 shares

Expires not disclosed

F2 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of common stock.

F4 · shares: The number of reported performance-based RSUs represents the target award, with grantees having the potential to earn a number of shares up to 200% of the target award.

F6 · price: Not Applicable.

F5 · derivative.exercise_date: Vesting of the performance-based RSUs occurs on May 15, 2024 (between 0 and 58,260 shares), subject to the Company's cumulative growth in "LTI Book Value" per share (as defined in the grant document). Distribution of shares is generally subject to a one-year holding period after vesting.

F6 · derivative.expiration_date: Not Applicable.

F5 · derivative.underlying_shares: Vesting of the performance-based RSUs occurs on May 15, 2024 (between 0 and 58,260 shares), subject to the Company's cumulative growth in "LTI Book Value" per share (as defined in the grant document). Distribution of shares is generally subject to a one-year holding period after vesting.

F4 · balance_after: The number of reported performance-based RSUs represents the target award, with grantees having the potential to earn a number of shares up to 200% of the target award.

F5 · balance_after: Vesting of the performance-based RSUs occurs on May 15, 2024 (between 0 and 58,260 shares), subject to the Company's cumulative growth in "LTI Book Value" per share (as defined in the grant document). Distribution of shares is generally subject to a one-year holding period after vesting.

SEC source: 0000890926-21-000063 · edgar.xml · derivative · entry 2

Ray Eric · CIK 0001732842 · Senior Exec Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,410

Underlying: Common Stock · 17,410 shares

Expires not disclosed

F2 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of common stock.

F6 · price: Not Applicable.

F3 · derivative.exercise_date: Vesting of the time-based RSUs occurs pro rata on each of the first, second and third anniversaries of May 15, 2021.

F6 · derivative.expiration_date: Not Applicable.

F3 · derivative.underlying_shares: Vesting of the time-based RSUs occurs pro rata on each of the first, second and third anniversaries of May 15, 2021.

F3 · balance_after: Vesting of the time-based RSUs occurs pro rata on each of the first, second and third anniversaries of May 15, 2021.

SEC source: 0000890926-21-000062 · edgar.xml · derivative · entry 2

Dickerson Mary · CIK 0001846300 · Exec. Vice President - CPO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,710

Underlying: Common Stock · 7,710 shares

Expires not disclosed

F1 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of common stock.

F3 · shares: The number of reported performance-based RSUs represents the target award, with grantees having the potential to earn a number of shares up to 200% of the target award.

F5 · price: Not Applicable.

F4 · derivative.exercise_date: Vesting of the performance-based RSUs occurs on May 15, 2024 (between 0 and 15,420 shares), subject to the Company's cumulative growth in "LTI Book Value" per share (as defined in the grant document). Distribution of shares is generally subject to a one-year holding period after vesting.

F5 · derivative.expiration_date: Not Applicable.

F4 · derivative.underlying_shares: Vesting of the performance-based RSUs occurs on May 15, 2024 (between 0 and 15,420 shares), subject to the Company's cumulative growth in "LTI Book Value" per share (as defined in the grant document). Distribution of shares is generally subject to a one-year holding period after vesting.

F3 · balance_after: The number of reported performance-based RSUs represents the target award, with grantees having the potential to earn a number of shares up to 200% of the target award.

F4 · balance_after: Vesting of the performance-based RSUs occurs on May 15, 2024 (between 0 and 15,420 shares), subject to the Company's cumulative growth in "LTI Book Value" per share (as defined in the grant document). Distribution of shares is generally subject to a one-year holding period after vesting.

SEC source: 0000890926-21-000062 · edgar.xml · derivative · entry 1

Dickerson Mary · CIK 0001846300 · Exec. Vice President - CPO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,610

Underlying: Common Stock · 4,610 shares

Expires not disclosed

F1 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of common stock.

F5 · price: Not Applicable.

F2 · derivative.exercise_date: Vesting of the time-based RSUs occurs pro rata on each of the first, second and third anniversaries of May 15, 2021.

F5 · derivative.expiration_date: Not Applicable.

F2 · derivative.underlying_shares: Vesting of the time-based RSUs occurs pro rata on each of the first, second and third anniversaries of May 15, 2021.

F2 · balance_after: Vesting of the time-based RSUs occurs pro rata on each of the first, second and third anniversaries of May 15, 2021.

SEC source: 0000890926-21-000061 · edgar.xml · derivative · entry 3

Quigley Robert · CIK 0001759585 · Sr. Vice President, Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,940

Underlying: Common Stock · 6,940 shares

Expires not disclosed

F2 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of common stock.

F4 · shares: The number of reported performance-based RSUs represents the target award, with grantees having the potential to earn a number of shares up to 200% of the target award.

F6 · price: Not Applicable.

F5 · derivative.exercise_date: Vesting of the performance-based RSUs occurs on May 15, 2024 (between 0 and 13,880 shares), subject to the Company's cumulative growth in "LTI Book Value" per share (as defined in the grant document). Distribution of shares is generally subject to a one-year holding period after vesting.

F6 · derivative.expiration_date: Not Applicable.

F5 · derivative.underlying_shares: Vesting of the performance-based RSUs occurs on May 15, 2024 (between 0 and 13,880 shares), subject to the Company's cumulative growth in "LTI Book Value" per share (as defined in the grant document). Distribution of shares is generally subject to a one-year holding period after vesting.

F4 · balance_after: The number of reported performance-based RSUs represents the target award, with grantees having the potential to earn a number of shares up to 200% of the target award.

F5 · balance_after: Vesting of the performance-based RSUs occurs on May 15, 2024 (between 0 and 13,880 shares), subject to the Company's cumulative growth in "LTI Book Value" per share (as defined in the grant document). Distribution of shares is generally subject to a one-year holding period after vesting.

SEC source: 0000890926-21-000061 · edgar.xml · derivative · entry 2

Quigley Robert · CIK 0001759585 · Sr. Vice President, Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,150

Underlying: Common Stock · 4,150 shares

Expires not disclosed

F2 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of common stock.

F6 · price: Not Applicable.

F3 · derivative.exercise_date: Vesting of the time-based RSUs occurs pro rata on each of the first, second and third anniversaries of May 15, 2021.

F6 · derivative.expiration_date: Not Applicable.

F3 · derivative.underlying_shares: Vesting of the time-based RSUs occurs pro rata on each of the first, second and third anniversaries of May 15, 2021.

F3 · balance_after: Vesting of the time-based RSUs occurs pro rata on each of the first, second and third anniversaries of May 15, 2021.

SEC source: 0000890926-21-000060 · edgar.xml · derivative · entry 3

HALL J FRANKLIN · CIK 0001185145 · Sr. EVP - CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,370

Underlying: Common Stock · 36,370 shares

Expires not disclosed

F2 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of common stock.

F4 · shares: The number of reported performance-based RSUs represents the target award, with grantees having the potential to earn a number of shares up to 200% of the target award.

F6 · price: Not Applicable.

F5 · derivative.exercise_date: Vesting of the performance-based RSUs occurs on May 15, 2024 (between 0 and 72,740 shares), subject to the Company's cumulative growth in "LTI Book Value" per share (as defined in the grant document). Distribution of shares is generally subject to a one-year holding period after vesting.

F6 · derivative.expiration_date: Not Applicable.

F5 · derivative.underlying_shares: Vesting of the performance-based RSUs occurs on May 15, 2024 (between 0 and 72,740 shares), subject to the Company's cumulative growth in "LTI Book Value" per share (as defined in the grant document). Distribution of shares is generally subject to a one-year holding period after vesting.

F4 · balance_after: The number of reported performance-based RSUs represents the target award, with grantees having the potential to earn a number of shares up to 200% of the target award.

F5 · balance_after: Vesting of the performance-based RSUs occurs on May 15, 2024 (between 0 and 72,740 shares), subject to the Company's cumulative growth in "LTI Book Value" per share (as defined in the grant document). Distribution of shares is generally subject to a one-year holding period after vesting.

SEC source: 0000890926-21-000060 · edgar.xml · derivative · entry 2

HALL J FRANKLIN · CIK 0001185145 · Sr. EVP - CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,740

Underlying: Common Stock · 21,740 shares

Expires not disclosed

F2 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of common stock.

F6 · price: Not Applicable.

F3 · derivative.exercise_date: Vesting of the time-based RSUs occurs pro rata on each of the first, second and third anniversaries of May 15, 2021.

F6 · derivative.expiration_date: Not Applicable.

F3 · derivative.underlying_shares: Vesting of the time-based RSUs occurs pro rata on each of the first, second and third anniversaries of May 15, 2021.

F3 · balance_after: Vesting of the time-based RSUs occurs pro rata on each of the first, second and third anniversaries of May 15, 2021.

SEC source: 0000890926-21-000059 · edgar.xml · derivative · entry 6

Hoffman Edward J · CIK 0001439483 · Sr. EVP, General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,060

Underlying: Common stock · 11,030 shares

Expires 2022-06-05

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Exercise and sale of performance-based stock options pursuant to a 10b5-1 trading plan.

F7 · price: Not Applicable.

F1 · derivative.underlying_shares: Exercise and sale of performance-based stock options pursuant to a 10b5-1 trading plan.

SEC source: 0000890926-21-000059 · edgar.xml · derivative · entry 5

Hoffman Edward J · CIK 0001439483 · Sr. EVP, General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,370

Underlying: Common Stock · 36,370 shares

Expires not disclosed

F3 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of common stock.

F5 · shares: The number of reported performance-based RSUs represents the target award, with grantees having the potential to earn a number of shares up to 200% of the target award.

F7 · price: Not Applicable.

F6 · derivative.exercise_date: Vesting of the performance-based RSUs occurs on May 15, 2024 (between 0 and 72,740 shares), subject to the Company's cumulative growth in "LTI Book Value" per share (as defined in the grant document). Distribution of shares is generally subject to a one-year holding period after vesting.

F7 · derivative.expiration_date: Not Applicable.

F6 · derivative.underlying_shares: Vesting of the performance-based RSUs occurs on May 15, 2024 (between 0 and 72,740 shares), subject to the Company's cumulative growth in "LTI Book Value" per share (as defined in the grant document). Distribution of shares is generally subject to a one-year holding period after vesting.

F5 · balance_after: The number of reported performance-based RSUs represents the target award, with grantees having the potential to earn a number of shares up to 200% of the target award.

F6 · balance_after: Vesting of the performance-based RSUs occurs on May 15, 2024 (between 0 and 72,740 shares), subject to the Company's cumulative growth in "LTI Book Value" per share (as defined in the grant document). Distribution of shares is generally subject to a one-year holding period after vesting.

SEC source: 0000890926-21-000059 · edgar.xml · derivative · entry 4

Hoffman Edward J · CIK 0001439483 · Sr. EVP, General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,740

Underlying: Common Stock · 21,740 shares

Expires not disclosed

F3 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of common stock.

F7 · price: Not Applicable.

F4 · derivative.exercise_date: Vesting of the time-based RSUs occurs pro rata on each of the first, second and third anniversaries of May 15, 2021.

F7 · derivative.expiration_date: Not Applicable.

F4 · derivative.underlying_shares: Vesting of the time-based RSUs occurs pro rata on each of the first, second and third anniversaries of May 15, 2021.

F4 · balance_after: Vesting of the time-based RSUs occurs pro rata on each of the first, second and third anniversaries of May 15, 2021.

SEC source: 0000890926-21-000059 · edgar.xml · nonDerivative · entry 2

Hoffman Edward J · CIK 0001439483 · Sr. EVP, General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 124,429

F1 · shares: Exercise and sale of performance-based stock options pursuant to a 10b5-1 trading plan.

SEC source: 0000890926-21-000059 · edgar.xml · nonDerivative · entry 1

Hoffman Edward J · CIK 0001439483 · Sr. EVP, General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 135,459

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Exercise and sale of performance-based stock options pursuant to a 10b5-1 trading plan.

SEC source: 0000890926-21-000058 · edgar.xml · derivative · entry 2

Mumford Lisa · CIK 0001380384 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,986

Underlying: Common Stock · 5,986 shares

Expires not disclosed

F2 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of common stock.

F3 · shares: Award represents an annual equity award to non-employee directors.

F5 · price: Not Applicable.

F4 · derivative.exercise_date: The time-based RSUs vest on May 15, 2022

F5 · derivative.expiration_date: Not Applicable.

F4 · balance_after: The time-based RSUs vest on May 15, 2022

SEC source: 0000890926-21-000056 · edgar.xml · derivative · entry 2

CULANG HOWARD BERNARD · CIK 0001188557 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,986

Underlying: Common Stock · 5,986 shares

Expires not disclosed

F2 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of common stock.

F3 · shares: Award represents an annual equity award to non-employee directors.

F5 · price: Not Applicable.

F4 · derivative.exercise_date: The time-based RSUs vest on May 15, 2022.

F5 · derivative.expiration_date: Not Applicable.

F4 · balance_after: The time-based RSUs vest on May 15, 2022.

SEC source: 0000890926-21-000055 · edgar.xml · derivative · entry 2

Serio Gregory · CIK 0001551214 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,986

Underlying: Common Stock · 5,986 shares

Expires not disclosed

F2 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of common stock.

F3 · shares: Award represents an annual equity award to non-employee directors.

F5 · price: Not Applicable.

F4 · derivative.exercise_date: The time-based RSUs vest on May 15, 2022.

F5 · derivative.expiration_date: Not Applicable.

F4 · balance_after: The time-based RSUs vest on May 15, 2022.

SEC source: 0000890926-21-000052 · edgar.xml · derivative · entry 1

Hess Lisa W · CIK 0001251632 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,986

Underlying: Common Stock · 5,986 shares

Expires not disclosed

F1 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of common stock.

F2 · shares: Award represents an annual equity award to non-employee directors.

F4 · price: Not applicable.

F3 · derivative.exercise_date: The time-based RSUs vest on May 15, 2022.

F4 · derivative.expiration_date: Not applicable.

F3 · balance_after: The time-based RSUs vest on May 15, 2022.

SEC source: 0000890926-21-000050 · edgar.xml · derivative · entry 2

HESS DEBRA ANN · CIK 0001245523 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,986

Underlying: Common Stock · 5,986 shares

Expires not disclosed

F2 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of common stock.

F3 · shares: Award represents an annual equity award to non-employee directors.

F5 · price: Not Applicable.

F4 · derivative.exercise_date: The time-based RSUs vest on May 15, 2022.

F5 · derivative.expiration_date: Not Applicable.

F4 · balance_after: The time-based RSUs vest on May 15, 2022.

SEC source: 0000890926-21-000049 · edgar.xml · derivative · entry 1

Muzio Gaetano · CIK 0001551265 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,986

Underlying: Common Stock · 5,986 shares

Expires not disclosed

F2 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of common stock.

F1 · shares: Award represents an annual equity award to non-employee directors.

F4 · price: Not Applicable.

F3 · derivative.exercise_date: The time-based RSUs vest on May 15, 2022.

F4 · derivative.expiration_date: Not Applicable.

F3 · balance_after: The time-based RSUs vest on May 15, 2022.

SEC source: 0000890926-21-000048 · edgar.xml · derivative · entry 2

Conner Brad L. · CIK 0001614164 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,986

Underlying: Common Stock · 5,986 shares

Expires not disclosed

F2 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of common stock.

F3 · shares: Award represents an annual equity award to non-employee directors.

F5 · price: Not Applicable.

F4 · derivative.exercise_date: The time-based RSUs vest on May 15, 2022

F5 · derivative.expiration_date: Not Applicable.

F4 · balance_after: The time-based RSUs vest on May 15, 2022

SEC source: 0000890926-21-000047 · edgar.xml · derivative · entry 3

Spiegel Noel Joseph · CIK 0001513234 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,986

Underlying: Common Stock · 5,986 shares

Expires not disclosed

F2 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of common stock.

F3 · shares: Award represents an annual equity award to non-employee directors.

F5 · price: Not Applicable.

F4 · derivative.exercise_date: The time-based RSUs vest on May 15, 2022

F5 · derivative.expiration_date: Not Applicable.

F4 · balance_after: The time-based RSUs vest on May 15, 2022

SEC source: 0000890926-21-000046 · edgar.xml · derivative · entry 2

WENDER HERBERT · CIK 0001188550 · Director · Non-Exec Chairman of the Board

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,511

Underlying: Common Stock · 11,511 shares

Expires not disclosed

F2 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of common stock.

F3 · shares: Award represents an annual equity award to non-employee directors.

F5 · price: Not Applicable.

F4 · derivative.exercise_date: The time-based RSUs vest on May 15, 2022.

F5 · derivative.expiration_date: Not Applicable.

F4 · balance_after: The time-based RSUs vest on May 15, 2022.

SEC source: 0000890926-21-000045 · edgar.xml · derivative · entry 7

Hoffman Edward J · CIK 0001439483 · Sr. EVP, General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 43,361

Underlying: Common Stock · 1,841 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of common stock.

F3 · shares: Pursuant to the terms of the Company's equity incentive plan, represents shares withheld by the Company to satisfy the tax liability incurred upon the vesting of 45,202 performance-based RSUs granted May 9, 2018, net of which remain subject to a one year post-vest hold.

F7 · price: Not Applicable.

F5 · derivative.exercise_date: Vesting occurred on the third anniversary of the grant date based on satisfaction of performance metrics.

F7 · derivative.expiration_date: Not Applicable.

F3 · derivative.underlying_shares: Pursuant to the terms of the Company's equity incentive plan, represents shares withheld by the Company to satisfy the tax liability incurred upon the vesting of 45,202 performance-based RSUs granted May 9, 2018, net of which remain subject to a one year post-vest hold.

F4 · balance_after: Represents the total shares vested (net of shares withheld for taxes pursuant to our equity plan) based on performance of performance-based RSU awards granted May 9, 2018. These vested shares remain subject to a one-year post-vest holding period.

SEC source: 0000890926-21-000045 · edgar.xml · derivative · entry 6

Hoffman Edward J · CIK 0001439483 · Sr. EVP, General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 28,991 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of common stock.

F2 · shares: Represents restricted stock units that were granted May 10, 2017, which vested on May 10, 2020 and were subject to a one-year post-vest hold which was satisfied May 10, 2021.

F7 · price: Not Applicable.

F2 · derivative.exercise_date: Represents restricted stock units that were granted May 10, 2017, which vested on May 10, 2020 and were subject to a one-year post-vest hold which was satisfied May 10, 2021.

F7 · derivative.expiration_date: Not Applicable.

F2 · derivative.underlying_shares: Represents restricted stock units that were granted May 10, 2017, which vested on May 10, 2020 and were subject to a one-year post-vest hold which was satisfied May 10, 2021.

SEC source: 0000890926-21-000045 · edgar.xml · derivative · entry 5

Hoffman Edward J · CIK 0001439483 · Sr. EVP, General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 3,914 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of common stock.

F1 · shares: Represents shares of common stock acquired upon the vesting of one-third of time-based RSUs granted on May 9, 2018.

F7 · price: Not Applicable.

F7 · derivative.expiration_date: Not Applicable.

F1 · derivative.underlying_shares: Represents shares of common stock acquired upon the vesting of one-third of time-based RSUs granted on May 9, 2018.

SEC source: 0000890926-21-000045 · edgar.xml · nonDerivative · entry 4

Hoffman Edward J · CIK 0001439483 · Sr. EVP, General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 124,429

F3 · shares: Pursuant to the terms of the Company's equity incentive plan, represents shares withheld by the Company to satisfy the tax liability incurred upon the vesting of 45,202 performance-based RSUs granted May 9, 2018, net of which remain subject to a one year post-vest hold.