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RADIAN GROUP INC

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Tapewire entity
3941
SEC CIK
0000890926
Parsed reports
528

Last 12 months

Inside the activity.

2 purchase rows · 14 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202501
Jan 202600
Feb 202600
Mar 202600
Apr 202604
May 202605
Jun 202622
Jul 202601
Aug 202600
Sep 202601
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
September 02, 2021 Filed Sep 7, 2021 21:06 UTC
Hoffman Edward JSr. EVP, General Counsel
Exercise / conversionCommon Stock 11,030 $2.45 $27,023.50
Disclosure

SEC source: 0001062993-21-008329 · form4.xml · nonDerivative · entry 1

Hoffman Edward J · CIK 0001439483 · Sr. EVP, General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 128,969

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Exercise of performance-based stock options pursuant to a 10b5-1 trading plan.

Read SEC document
September 02, 2021 Filed Sep 7, 2021 22:28 UTC GrantDividend Equivalent Rights · Derivative 357.803 Not disclosed Strike: $0.00 Not disclosed
Disclosure

SEC source: 0001062993-21-008345 · form4.xml · derivative · entry 1

WENDER HERBERT · CIK 0001188550 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,634.827

Underlying: Common Stock · 357.803 shares

Expires not disclosed

F2 · price: Not Applicable.

F1 · derivative.exercise_date: Dividend equivalents accrued on previously awarded Phantom Stock Units. Dividend equivalent rights accrued on phantom stock units will be settled proportionately with the previously granted awards to which they relate. Awards will be settled in stock upon retirement from the Board of Directors.

F1 · derivative.expiration_date: Dividend equivalents accrued on previously awarded Phantom Stock Units. Dividend equivalent rights accrued on phantom stock units will be settled proportionately with the previously granted awards to which they relate. Awards will be settled in stock upon retirement from the Board of Directors.

F1 · derivative.underlying_shares: Dividend equivalents accrued on previously awarded Phantom Stock Units. Dividend equivalent rights accrued on phantom stock units will be settled proportionately with the previously granted awards to which they relate. Awards will be settled in stock upon retirement from the Board of Directors.

F1 · balance_after: Dividend equivalents accrued on previously awarded Phantom Stock Units. Dividend equivalent rights accrued on phantom stock units will be settled proportionately with the previously granted awards to which they relate. Awards will be settled in stock upon retirement from the Board of Directors.

Read SEC document
September 02, 2021 Filed Sep 7, 2021 20:59 UTC GrantDividend Equivalent Rights · Derivative 365.651 Not disclosed Strike: $0.00 Not disclosed
Disclosure

SEC source: 0001062993-21-008327 · form4.xml · derivative · entry 1

CULANG HOWARD BERNARD · CIK 0001188557 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,752.776

Underlying: Common Stock · 365.651 shares

Expires not disclosed

F2 · price: Not applicable to this transaction.

F1 · derivative.exercise_date: Dividend equivalents accrued on previously awarded Phantom Stock Units. Dividend equivalent rights accrued on phantom stock units will be settled proportionately with the previously granted awards to which they relate. Awards will be settled in stock upon retirement from the Board of Directors.

F1 · derivative.expiration_date: Dividend equivalents accrued on previously awarded Phantom Stock Units. Dividend equivalent rights accrued on phantom stock units will be settled proportionately with the previously granted awards to which they relate. Awards will be settled in stock upon retirement from the Board of Directors.

F1 · derivative.underlying_shares: Dividend equivalents accrued on previously awarded Phantom Stock Units. Dividend equivalent rights accrued on phantom stock units will be settled proportionately with the previously granted awards to which they relate. Awards will be settled in stock upon retirement from the Board of Directors.

F1 · balance_after: Dividend equivalents accrued on previously awarded Phantom Stock Units. Dividend equivalent rights accrued on phantom stock units will be settled proportionately with the previously granted awards to which they relate. Awards will be settled in stock upon retirement from the Board of Directors.

Read SEC document
August 11, 2021 Filed Sep 7, 2021 21:17 UTC GrantRestricted Stock Units - Time-based Award · Derivative 5,507 Not disclosed Strike: $0.00 Not disclosed
Disclosure

SEC source: 0001062993-21-008331 · form4.xml · derivative · entry 1

Montgomery Brian D · CIK 0001551212 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,507

Underlying: Common Stock · 5,507 shares

Expires not disclosed

F1 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of common stock.

F2 · shares: Award represents an annual equity award to non-employee directors.

F4 · price: Not Applicable.

F3 · derivative.exercise_date: The time-based RSUs vest on May 15, 2022

F4 · derivative.expiration_date: Not Applicable.

F3 · balance_after: The time-based RSUs vest on May 15, 2022

Read SEC document
July 01, 2021 Filed Jul 2, 2021 23:01 UTC
Hoffman Edward JSr. EVP, General Counsel
Exercise / conversionPerformance Stock Options · Derivative 11,030 Not disclosed Strike: $2.45 Not disclosed
Disclosure

SEC source: 0000890926-21-000082 · edgar.xml · derivative · entry 3

Hoffman Edward J · CIK 0001439483 · Sr. EVP, General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,030

Underlying: Common stock · 11,030 shares

Expires 2022-06-05

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Exercise and sale of performance-based stock options pursuant to a 10b5-1 trading plan.

F2 · price: Not Applicable.

F1 · derivative.underlying_shares: Exercise and sale of performance-based stock options pursuant to a 10b5-1 trading plan.

Read SEC document
July 01, 2021 Filed Jul 2, 2021 23:01 UTC
Hoffman Edward JSr. EVP, General Counsel
SaleCommon Stock 11,030 $22.42 $247,292.60
Disclosure

SEC source: 0000890926-21-000082 · edgar.xml · nonDerivative · entry 2

Hoffman Edward J · CIK 0001439483 · Sr. EVP, General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 117,939

F1 · shares: Exercise and sale of performance-based stock options pursuant to a 10b5-1 trading plan.

Read SEC document
July 01, 2021 Filed Jul 2, 2021 23:01 UTC
Hoffman Edward JSr. EVP, General Counsel
Exercise / conversionCommon Stock 11,030 $2.45 $27,023.50
Disclosure

SEC source: 0000890926-21-000082 · edgar.xml · nonDerivative · entry 1

Hoffman Edward J · CIK 0001439483 · Sr. EVP, General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 128,969

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Exercise and sale of performance-based stock options pursuant to a 10b5-1 trading plan.

Read SEC document
June 04, 2021 Filed Jun 8, 2021 20:03 UTC GrantDividend Equivalent Rights · Derivative 370.243 Not disclosed Strike: $0.00 Not disclosed
Disclosure

SEC source: 0000890926-21-000079 · edgar.xml · derivative · entry 1

CULANG HOWARD BERNARD · CIK 0001188557 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,387.125

Underlying: Common Stock · 370.243 shares

Expires not disclosed

F2 · price: Not applicable to this transaction.

F1 · derivative.exercise_date: Dividend equivalents accrued on previously awarded Phantom Stock Units. Dividend equivalent rights accrued on phantom stock units will be settled proportionately with the previously granted awards to which they relate. Awards will be settled in stock upon retirement from the Board of Directors.

F1 · derivative.expiration_date: Dividend equivalents accrued on previously awarded Phantom Stock Units. Dividend equivalent rights accrued on phantom stock units will be settled proportionately with the previously granted awards to which they relate. Awards will be settled in stock upon retirement from the Board of Directors.

F1 · derivative.underlying_shares: Dividend equivalents accrued on previously awarded Phantom Stock Units. Dividend equivalent rights accrued on phantom stock units will be settled proportionately with the previously granted awards to which they relate. Awards will be settled in stock upon retirement from the Board of Directors.

F1 · balance_after: Dividend equivalents accrued on previously awarded Phantom Stock Units. Dividend equivalent rights accrued on phantom stock units will be settled proportionately with the previously granted awards to which they relate. Awards will be settled in stock upon retirement from the Board of Directors.

Read SEC document
June 04, 2021 Filed Jun 8, 2021 20:03 UTC
WENDER HERBERTDirector · Non-Exec Chairman of the Board
GrantDividend Equivalent Rights · Derivative 362.297 Not disclosed Strike: $0.00 Not disclosed
Disclosure

SEC source: 0000890926-21-000080 · edgar.xml · derivative · entry 1

WENDER HERBERT · CIK 0001188550 · Director · Non-Exec Chairman of the Board

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,277.024

Underlying: Common Stock · 362.297 shares

Expires not disclosed

F2 · price: Not Applicable.

F1 · derivative.exercise_date: Dividend equivalents accrued on previously awarded Phantom Stock Units. Dividend equivalent rights accrued on phantom stock units will be settled proportionately with the previously granted awards to which they relate. Awards will be settled in stock upon retirement from the Board of Directors.

F1 · derivative.expiration_date: Dividend equivalents accrued on previously awarded Phantom Stock Units. Dividend equivalent rights accrued on phantom stock units will be settled proportionately with the previously granted awards to which they relate. Awards will be settled in stock upon retirement from the Board of Directors.

F1 · derivative.underlying_shares: Dividend equivalents accrued on previously awarded Phantom Stock Units. Dividend equivalent rights accrued on phantom stock units will be settled proportionately with the previously granted awards to which they relate. Awards will be settled in stock upon retirement from the Board of Directors.

F1 · balance_after: Dividend equivalents accrued on previously awarded Phantom Stock Units. Dividend equivalent rights accrued on phantom stock units will be settled proportionately with the previously granted awards to which they relate. Awards will be settled in stock upon retirement from the Board of Directors.

Read SEC document
May 25, 2021 Filed May 25, 2021 20:26 UTC
Dickerson MaryExec. Vice President - CPO
PurchaseCommon Stock 8,975 $22.91 $205,621.74
Disclosure

SEC source: 0000890926-21-000078 · edgar.xml · nonDerivative · entry 1

Dickerson Mary · CIK 0001846300 · Exec. Vice President - CPO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,975

Read SEC document
May 25, 2021 Filed Feb 14, 2024 00:31 UTC Amendment
Dickerson MarySr. EVP - CPO
PurchaseCommon Stock 8,675 $22.91 $198,748.59
Disclosure

SEC source: 0001062993-24-003038 · form4a.xml · nonDerivative · entry 1

Dickerson Mary · CIK 0001846300 · Sr. EVP - CPO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 8,675

F1 · shares: Form 4 filed on May 25, 2021 inadvertently stated acquisition and ownership of 8,975 shares when in fact there were only 8,675 shares acquired and owned on that date. As a result, subsequent ownership reported on the Form 4s filed on May 17, 2022 and May 16, 2023 is reduced by 300 shares resulting in outright ownership of 10,322 and 13,465 shares on each date, respectively.

F1 · balance_after: Form 4 filed on May 25, 2021 inadvertently stated acquisition and ownership of 8,975 shares when in fact there were only 8,675 shares acquired and owned on that date. As a result, subsequent ownership reported on the Form 4s filed on May 17, 2022 and May 16, 2023 is reduced by 300 shares resulting in outright ownership of 10,322 and 13,465 shares on each date, respectively.

Read SEC document
May 20, 2021 Filed May 22, 2021 00:59 UTC
Mumford LisaDirector
SaleCommon Stock 4,000 $22.44 $89,740.00
Disclosure

SEC source: 0000890926-21-000077 · edgar.xml · nonDerivative · entry 1

Mumford Lisa · CIK 0001380384 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,657

Read SEC document
May 17, 2021 Filed May 18, 2021 20:13 UTC
McMahon BrienSr. Executive Vice President
Exercise / conversionRestricted Stock Unit - Time-based Award · Derivative 3,663 Not disclosed Strike: $0.00 Not disclosed
Disclosure

SEC source: 0000890926-21-000073 · edgar.xml · derivative · entry 3

McMahon Brien · CIK 0001723148 · Sr. Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,774

Underlying: Common Stock · 3,663 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of common stock.

F1 · shares: Vesting of one-third of the time-based RSUs granted on May 15, 2019.

F4 · price: Not Applicable.

F1 · derivative.exercise_date: Vesting of one-third of the time-based RSUs granted on May 15, 2019.

F4 · derivative.expiration_date: Not Applicable.

F1 · derivative.underlying_shares: Vesting of one-third of the time-based RSUs granted on May 15, 2019.

Read SEC document
May 17, 2021 Filed May 18, 2021 20:13 UTC
McMahon BrienSr. Executive Vice President
Tax withholdingCommon Stock 14,612 $22.97 $335,637.64
Disclosure

SEC source: 0000890926-21-000073 · edgar.xml · nonDerivative · entry 2

McMahon Brien · CIK 0001723148 · Sr. Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 87,394

F3 · shares: Pursuant to the terms of the Company's equity incentive plan, represents shares withheld by the Company to satisfy the tax liability incurred upon the distribution of the time-based RSUs granted on each of May 9, 2018, May 15, 2019 and May 13, 2020, as well as for the distribution of the performance-based RSUs granted May 10, 2017, following completion of the one-year hold period after vesting of the RSUs. For each of these awards, shares were distributed on May 17, 2021.

Read SEC document
May 17, 2021 Filed May 18, 2021 20:13 UTC
McMahon BrienSr. Executive Vice President
Exercise / conversionCommon Stock 3,663 $0.00 $0.00
Disclosure

SEC source: 0000890926-21-000073 · edgar.xml · nonDerivative · entry 1

McMahon Brien · CIK 0001723148 · Sr. Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 102,006

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Vesting of one-third of the time-based RSUs granted on May 15, 2019.

F2 · price: Each RSU represents a contingent right to receive one share of common stock.

Read SEC document
May 17, 2021 Filed May 18, 2021 20:10 UTC
Brummer DerekPresident, Mortgage
Exercise / conversionRestricted Stock Units - Time-based Award · Derivative 4,884 Not disclosed Strike: $0.00 Not disclosed
Disclosure

SEC source: 0000890926-21-000072 · edgar.xml · derivative · entry 3

Brummer Derek · CIK 0001578586 · President, Mortgage

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,032

Underlying: Common Stock · 4,884 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of common stock.

F1 · shares: Vesting of one-third of the time-based RSUs granted on May 15, 2019.

F4 · price: Not Applicable.

F1 · derivative.exercise_date: Vesting of one-third of the time-based RSUs granted on May 15, 2019.

F4 · derivative.expiration_date: Not Applicable.

F1 · derivative.underlying_shares: Vesting of one-third of the time-based RSUs granted on May 15, 2019.

Read SEC document
May 17, 2021 Filed May 18, 2021 20:10 UTC
Brummer DerekPresident, Mortgage
Tax withholdingCommon Stock 23,681 $22.97 $543,952.57
Disclosure

SEC source: 0000890926-21-000072 · edgar.xml · nonDerivative · entry 2

Brummer Derek · CIK 0001578586 · President, Mortgage

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 161,195

F3 · shares: Pursuant to the terms of the Company's equity incentive plan, represents shares withheld by the Company to satisfy the tax liability incurred upon the distribution of the time-based RSUs granted on each of May 9, 2018, May 15, 2019 and May 13, 2020, as well as for the distribution of the performance-based RSUs granted May 10, 2017, following completion of the one-year hold period after vesting of the RSUs. For each of these awards, shares were distributed May 17, 2021.

Read SEC document
May 17, 2021 Filed May 18, 2021 20:10 UTC
Brummer DerekPresident, Mortgage
Exercise / conversionCommon Stock 4,884 $0.00 $0.00
Disclosure

SEC source: 0000890926-21-000072 · edgar.xml · nonDerivative · entry 1

Brummer Derek · CIK 0001578586 · President, Mortgage

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 184,876

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Vesting of one-third of the time-based RSUs granted on May 15, 2019.

F2 · price: Each RSU represents a contingent right to receive one share of common stock.

Read SEC document
May 17, 2021 Filed May 18, 2021 20:10 UTC
Ray EricSr. Exec Vice President
Exercise / conversionRestricted Stock Unit - Time-based Award · Derivative 3,663 Not disclosed Strike: $0.00 Not disclosed
Disclosure

SEC source: 0000890926-21-000071 · edgar.xml · derivative · entry 3

Ray Eric · CIK 0001732842 · Sr. Exec Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,774

Underlying: Common Stock · 3,663 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of common stock.

F1 · shares: Vesting of one-third of the time-based RSUs granted on May 15, 2019.

F4 · price: Not Applicable.

F1 · derivative.exercise_date: Vesting of one-third of the time-based RSUs granted on May 15, 2019.

F4 · derivative.expiration_date: Not Applicable.

F1 · derivative.underlying_shares: Vesting of one-third of the time-based RSUs granted on May 15, 2019.

Read SEC document
May 17, 2021 Filed May 18, 2021 20:10 UTC
Ray EricSr. Exec Vice President
Tax withholdingCommon Stock 6,910 $22.97 $158,722.70
Disclosure

SEC source: 0000890926-21-000071 · edgar.xml · nonDerivative · entry 2

Ray Eric · CIK 0001732842 · Sr. Exec Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,725

F3 · shares: Pursuant to the terms of the Company's equity incentive plan, represents shares withheld by the Company to satisfy the tax liability incurred upon the distribution of the time-based RSUs granted on each of May 9, 2018, May 15, 2019 and May 13, 2020. For each of these awards, shares were distributed May 17, 2021.

Read SEC document
May 17, 2021 Filed May 18, 2021 20:10 UTC
Ray EricSr. Exec Vice President
Exercise / conversionCommon Stock 3,663 $0.00 $0.00
Disclosure

SEC source: 0000890926-21-000071 · edgar.xml · nonDerivative · entry 1

Ray Eric · CIK 0001732842 · Sr. Exec Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,635

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Vesting of one-third of the time-based RSUs granted on May 15, 2019.

F2 · price: Each RSU represents a contingent right to receive one share of common stock.

Read SEC document
May 17, 2021 Filed May 18, 2021 20:08 UTC
Hoffman Edward JSr. EVP, General Counsel
Exercise / conversionRestricted Stock Unit - Time-based Award · Derivative 4,151 Not disclosed Strike: $0.00 Not disclosed
Disclosure

SEC source: 0000890926-21-000070 · edgar.xml · derivative · entry 3

Hoffman Edward J · CIK 0001439483 · Sr. EVP, General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,278

Underlying: Common Stock · 4,151 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of common stock.

F1 · shares: Vesting of one-third of the time-based RSUs granted on May 15, 2019.

F4 · price: Not Applicable.

F1 · derivative.exercise_date: Vesting of one-third of the time-based RSUs granted on May 15, 2019.

F4 · derivative.expiration_date: Not Applicable.

F1 · derivative.underlying_shares: Vesting of one-third of the time-based RSUs granted on May 15, 2019.

Read SEC document
May 17, 2021 Filed May 18, 2021 20:08 UTC
Hoffman Edward JSr. EVP, General Counsel
Tax withholdingCommon Stock 20,250 $22.97 $465,142.50
Disclosure

SEC source: 0000890926-21-000070 · edgar.xml · nonDerivative · entry 2

Hoffman Edward J · CIK 0001439483 · Sr. EVP, General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 117,939

F3 · shares: Pursuant to the terms of the Company's equity incentive plan, represents shares withheld by the Company to satisfy the tax liability incurred upon the distribution of the time-based RSUs granted on each of May 9, 2018, May 15, 2019 and May 13, 2020, as well as for the distribution of the performance-based RSUs granted May 10, 2017, following completion of the one-year hold period after vesting of the RSUs. For each of these awards, shares were distributed on May 17, 2021.

Read SEC document
May 17, 2021 Filed May 18, 2021 20:08 UTC
Hoffman Edward JSr. EVP, General Counsel
Exercise / conversionCommon Stock 4,151 $0.00 $0.00
Disclosure

SEC source: 0000890926-21-000070 · edgar.xml · nonDerivative · entry 1

Hoffman Edward J · CIK 0001439483 · Sr. EVP, General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 138,189

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Vesting of one-third of the time-based RSUs granted on May 15, 2019.

F2 · price: Each RSU represents a contingent right to receive one share of common stock.

Read SEC document
May 17, 2021 Filed May 18, 2021 20:08 UTC
Quigley RobertSr. Vice President, Controller
Exercise / conversionRestricted Stock Unit - Time-based Award · Derivative 1,099 Not disclosed Strike: $0.00 Not disclosed
Disclosure

SEC source: 0000890926-21-000069 · edgar.xml · derivative · entry 3

Quigley Robert · CIK 0001759585 · Sr. Vice President, Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,132

Underlying: Common Stock · 1,099 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of common stock.

F1 · shares: Vesting of one-third of the time-based RSUs granted on May 15, 2019.

F4 · price: Not Applicable.

F1 · derivative.exercise_date: Vesting of one-third of the time-based RSUs granted on May 15, 2019.

F4 · derivative.expiration_date: Not Applicable.

F1 · derivative.underlying_shares: Vesting of one-third of the time-based RSUs granted on May 15, 2019.

Read SEC document
May 17, 2021 Filed May 18, 2021 20:08 UTC
Quigley RobertSr. Vice President, Controller
Tax withholdingCommon Stock 6,345 $22.97 $145,744.65
Disclosure

SEC source: 0000890926-21-000069 · edgar.xml · nonDerivative · entry 2

Quigley Robert · CIK 0001759585 · Sr. Vice President, Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,358

F3 · shares: Pursuant to the terms of the Company's equity incentive plan, represents shares withheld by the Company to satisfy the tax liability incurred upon the vesting of the time-based RSUs granted on each of May 9, 2018, May 15, 2019 and May 13, 2020, as well as for the distribution of the performance-based RSUs granted May 9, 2018. For each of these awards, shares were distributed on May 17, 2021.

Read SEC document
May 17, 2021 Filed May 18, 2021 20:08 UTC
Quigley RobertSr. Vice President, Controller
Exercise / conversionCommon Stock 1,099 $0.00 $0.00
Disclosure

SEC source: 0000890926-21-000069 · edgar.xml · nonDerivative · entry 1

Quigley Robert · CIK 0001759585 · Sr. Vice President, Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,703

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Vesting of one-third of the time-based RSUs granted on May 15, 2019.

F2 · price: Each RSU represents a contingent right to receive one share of common stock.

Read SEC document
May 17, 2021 Filed May 18, 2021 20:06 UTC
HALL J FRANKLINSr. EVP - CFO
Exercise / conversionRestricted Stock Unit - Time-based Award · Derivative 4,151 Not disclosed Strike: $0.00 Not disclosed
Disclosure

SEC source: 0000890926-21-000068 · edgar.xml · derivative · entry 3

HALL J FRANKLIN · CIK 0001185145 · Sr. EVP - CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,278

Underlying: Common Stock · 4,151 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of common stock.

F1 · shares: Vesting of one-third of the time-based RSUs granted on May 15, 2019.

F4 · price: Not Applicable.

F1 · derivative.exercise_date: Vesting of one-third of the time-based RSUs granted on May 15, 2019.

F4 · derivative.expiration_date: Not Applicable.

F1 · derivative.underlying_shares: Vesting of one-third of the time-based RSUs granted on May 15, 2019.

Read SEC document
May 17, 2021 Filed May 18, 2021 20:06 UTC
HALL J FRANKLINSr. EVP - CFO
Tax withholdingCommon Stock 20,446 $22.97 $469,644.62
Disclosure

SEC source: 0000890926-21-000068 · edgar.xml · nonDerivative · entry 2

HALL J FRANKLIN · CIK 0001185145 · Sr. EVP - CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 91,627

F3 · shares: Pursuant to the terms of the Company's equity incentive plan, represents shares withheld by the Company to satisfy the tax liability incurred upon the distribution of the time-based RSUs granted on each of May 9, 2018, May 15, 2019 and May 13, 2020, as well as for the distribution of the performance-based RSUs granted May 10, 2017, following completion of the one-year hold period after vesting of the RSUs. For each of these awards, shares were distributed on May 17, 2021.

Read SEC document
May 17, 2021 Filed May 18, 2021 20:06 UTC
HALL J FRANKLINSr. EVP - CFO
Exercise / conversionCommon Stock 4,151 $0.00 $0.00
Disclosure

SEC source: 0000890926-21-000068 · edgar.xml · nonDerivative · entry 1

HALL J FRANKLIN · CIK 0001185145 · Sr. EVP - CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 112,073

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Vesting of one-third of the time-based RSUs granted on May 15, 2019.

F2 · price: Each RSU represents a contingent right to receive one share of common stock.

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May 17, 2021 Filed May 18, 2021 20:04 UTC
Thornberry Richard GDirector · Chief Executive Officer
Exercise / conversionRestricted Stock Units - Time-based Award · Derivative 17,091 Not disclosed Strike: $0.00 Not disclosed
Disclosure

SEC source: 0000890926-21-000067 · edgar.xml · derivative · entry 3

Thornberry Richard G · CIK 0001699782 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,608

Underlying: Common Stock · 17,091 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of common stock.

F1 · shares: Vesting of one-third of the time-based RSUs granted on May 15, 2019.

F4 · price: Not Applicable.

F1 · derivative.exercise_date: Vesting of one-third of the time-based RSUs granted on May 15, 2019.

F4 · derivative.expiration_date: Not Applicable.

F1 · derivative.underlying_shares: Vesting of one-third of the time-based RSUs granted on May 15, 2019.

Read SEC document
May 17, 2021 Filed May 18, 2021 20:04 UTC
Thornberry Richard GDirector · Chief Executive Officer
Tax withholdingCommon Stock 112,798 $22.97 $2,590,970.06
Disclosure

SEC source: 0000890926-21-000067 · edgar.xml · nonDerivative · entry 2

Thornberry Richard G · CIK 0001699782 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 269,207

F3 · shares: Pursuant to the terms of the Company's equity incentive plan, represents shares withheld by the Company to satisfy the tax liability incurred upon the distribution of the time-based RSUs granted on each of May 9, 2018, May 15, 2019 and May 13, 2020, as well as for the distribution of the performance-based RSUs granted May 10, 2017, following completion of the one-year hold period after vesting of the RSUs. For each of these awards, shares were distributed on May 17, 2021.

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May 17, 2021 Filed May 18, 2021 20:04 UTC
Thornberry Richard GDirector · Chief Executive Officer
Exercise / conversionCommon Stock 17,091 $0.00 $0.00
Disclosure

SEC source: 0000890926-21-000067 · edgar.xml · nonDerivative · entry 1

Thornberry Richard G · CIK 0001699782 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 382,005

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Vesting of one-third of the time-based RSUs granted on May 15, 2019.

F2 · price: Each RSU represents a contingent right to receive one share of common stock.

Read SEC document
May 17, 2021 Filed May 19, 2021 20:46 UTC Amendment
Quigley RobertSr. Vice President, Controller
Tax withholdingCommon Stock 6,351 $22.97 $145,882.47
Disclosure

SEC source: 0000890926-21-000076 · edgar.xml · nonDerivative · entry 1

Quigley Robert · CIK 0001759585 · Sr. Vice President, Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,352

F1 · shares: Pursuant to the terms of the Company's equity incentive plan, represents shares withheld by the Company to satisfy the tax liability incurred upon the vesting of the time-based RSUs granted on each of May 9, 2018, May 15, 2019 and May 13, 2020, as well as for the distribution of the performance-based RSUs granted May 9, 2018. For each of these awards, shares were distributed on May 17, 2021. Amounts reflected represent an adjustment to the amounts previously reported as withheld following a true-up of taxes due.

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May 17, 2021 Filed Dec 7, 2021 22:03 UTC Amendment
Thornberry Richard GDirector · Chief Executive Officer
Tax withholdingCommon Stock 112,798 $22.97 $2,590,970.06
Disclosure

SEC source: 0001062993-21-012351 · form4a.xml · nonDerivative · entry 2

Thornberry Richard G · CIK 0001699782 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 279,145

F2 · balance_after: Previous form inadvertently misstated beneficial ownership as 269,207 shares.

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May 17, 2021 Filed Dec 7, 2021 22:03 UTC Amendment
Thornberry Richard GDirector · Chief Executive Officer
Exercise / conversionCommon Stock 17,091 $0.00 $0.00
Disclosure

SEC source: 0001062993-21-012351 · form4a.xml · nonDerivative · entry 1

Thornberry Richard G · CIK 0001699782 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 391,943

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: Previous form inadvertently misstated beneficial ownership as 382,005 shares.

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May 14, 2021 Filed May 14, 2021 23:45 UTC SaleCommon Stock 9,962 $22.85 $227,631.70
Disclosure

SEC source: 0000890926-21-000047 · edgar.xml · nonDerivative · entry 2

Spiegel Noel Joseph · CIK 0001513234 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,007.727

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May 14, 2021 Filed May 18, 2021 20:32 UTC
WENDER HERBERTDirector · Non-Exec Chairman of the Board
SaleCommon Stock 19,158 $22.93 $439,260.37
Disclosure

SEC source: 0000890926-21-000075 · edgar.xml · nonDerivative · entry 1

WENDER HERBERT · CIK 0001188550 · Director · Non-Exec Chairman of the Board

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 192,670

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May 14, 2021 Filed May 18, 2021 20:15 UTC SaleCommon Stock 9,962 $22.87 $227,875.77
Disclosure

SEC source: 0000890926-21-000074 · edgar.xml · nonDerivative · entry 1

CULANG HOWARD BERNARD · CIK 0001188557 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,050

Read SEC document
May 13, 2021 Filed May 15, 2021 01:33 UTC
McMahon BrienSr. Executive Vice President
Exercise / conversionRestricted Stock Units - Time-based Award · Derivative 8,599 Not disclosed Strike: $0.00 Not disclosed
Disclosure

SEC source: 0000890926-21-000066 · edgar.xml · derivative · entry 4

McMahon Brien · CIK 0001723148 · Sr. Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,461

Underlying: Common Stock · 8,599 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of common stock.

F1 · shares: Vesting of one-third of the time-based RSUs granted on May 13, 2020.

F6 · price: Not Applicable.

F1 · derivative.exercise_date: Vesting of one-third of the time-based RSUs granted on May 13, 2020.

F6 · derivative.expiration_date: Not Applicable.

F1 · derivative.underlying_shares: Vesting of one-third of the time-based RSUs granted on May 13, 2020.

Read SEC document
May 13, 2021 Filed May 15, 2021 01:33 UTC
McMahon BrienSr. Executive Vice President
Exercise / conversionCommon Stock 8,599 $0.00 $0.00
Disclosure

SEC source: 0000890926-21-000066 · edgar.xml · nonDerivative · entry 1

McMahon Brien · CIK 0001723148 · Sr. Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 98,343

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Vesting of one-third of the time-based RSUs granted on May 13, 2020.

F2 · price: Each RSU represents a contingent right to receive one share of common stock.

Read SEC document
May 13, 2021 Filed May 15, 2021 01:32 UTC
Brummer DerekPresident, Mortgage
Exercise / conversionRestricted Stock Units - Time-based Award · Derivative 11,127 Not disclosed Strike: $0.00 Not disclosed
Disclosure

SEC source: 0000890926-21-000065 · edgar.xml · derivative · entry 4

Brummer Derek · CIK 0001578586 · President, Mortgage

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,593

Underlying: Common Stock · 11,127 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of common stock.

F1 · shares: Vesting of one-third of the time-based RSUs granted on May 13, 2020.

F6 · price: Not Applicable.

F1 · derivative.exercise_date: Vesting of one-third of the time-based RSUs granted on May 13, 2020.

F6 · derivative.expiration_date: Not Applicable.

F1 · derivative.underlying_shares: Vesting of one-third of the time-based RSUs granted on May 13, 2020.

Read SEC document
May 13, 2021 Filed May 15, 2021 01:32 UTC
Brummer DerekPresident, Mortgage
Exercise / conversionCommon Stock 11,127 $0.00 $0.00
Disclosure

SEC source: 0000890926-21-000065 · edgar.xml · nonDerivative · entry 1

Brummer Derek · CIK 0001578586 · President, Mortgage

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 179,992

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Vesting of one-third of the time-based RSUs granted on May 13, 2020.

F2 · price: Each RSU represents a contingent right to receive one share of common stock.

Read SEC document
May 13, 2021 Filed May 15, 2021 01:31 UTC
Thornberry Richard GDirector · Chief Executive Officer
Exercise / conversionRestricted Stock Units - Time-based Award · Derivative 37,425 Not disclosed Strike: $0.00 Not disclosed
Disclosure

SEC source: 0000890926-21-000064 · edgar.xml · derivative · entry 4

Thornberry Richard G · CIK 0001699782 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 75,985

Underlying: Common Stock · 37,425 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of common stock.

F1 · shares: Vesting of one-third of the time-based RSUs granted on May 13, 2020.

F6 · price: Not Applicable.

F1 · derivative.exercise_date: Vesting of one-third of the time-based RSUs granted on May 13, 2020.

F6 · derivative.expiration_date: Not Applicable.

F1 · derivative.underlying_shares: Vesting of one-third of the time-based RSUs granted on May 13, 2020.

Read SEC document
May 13, 2021 Filed May 15, 2021 01:31 UTC
Thornberry Richard GDirector · Chief Executive Officer
Exercise / conversionCommon Stock 37,425 $0.00 $0.00
Disclosure

SEC source: 0000890926-21-000064 · edgar.xml · nonDerivative · entry 1

Thornberry Richard G · CIK 0001699782 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 364,914

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Vesting of one-third of the time-based RSUs granted on May 13, 2020.

F2 · price: Each RSU represents a contingent right to receive one share of common stock.

Read SEC document
May 13, 2021 Filed May 15, 2021 01:30 UTC
Ray EricSenior Exec Vice President
Exercise / conversionRestricted Stock Units - Time-based Award · Derivative 8,599 Not disclosed Strike: $0.00 Not disclosed
Disclosure

SEC source: 0000890926-21-000063 · edgar.xml · derivative · entry 4

Ray Eric · CIK 0001732842 · Senior Exec Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,461

Underlying: Common Stock · 8,599 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of common stock.

F1 · shares: Vesting of one-third of the time-based RSUs granted on May 13, 2020.

F6 · price: Not Applicable.

F1 · derivative.exercise_date: Vesting of one-third of the time-based RSUs granted on May 13, 2020.

F6 · derivative.expiration_date: Not Applicable.

F1 · derivative.underlying_shares: Vesting of one-third of the time-based RSUs granted on May 13, 2020.

Read SEC document
May 13, 2021 Filed May 15, 2021 01:30 UTC
Ray EricSenior Exec Vice President
Exercise / conversionCommon Stock 8,599 $0.00 $0.00
Disclosure

SEC source: 0000890926-21-000063 · edgar.xml · nonDerivative · entry 1

Ray Eric · CIK 0001732842 · Senior Exec Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,972

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Vesting of one-third of the time-based RSUs granted on May 13, 2020.

F2 · price: Each RSU represents a contingent right to receive one share of common stock.

Read SEC document
May 13, 2021 Filed May 15, 2021 01:28 UTC
Quigley RobertSr. Vice President, Controller
Exercise / conversionRestricted Stock Units - Time-based Award · Derivative 2,022 Not disclosed Strike: $0.00 Not disclosed
Disclosure

SEC source: 0000890926-21-000061 · edgar.xml · derivative · entry 4

Quigley Robert · CIK 0001759585 · Sr. Vice President, Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,108

Underlying: Common Stock · 2,022 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of common stock.

F1 · shares: Vesting of one-third of the time-based RSUs granted on May 13, 2020.

F6 · price: Not Applicable.

F1 · derivative.exercise_date: Vesting of one-third of the time-based RSUs granted on May 13, 2020.

F6 · derivative.expiration_date: Not Applicable.

F1 · derivative.underlying_shares: Vesting of one-third of the time-based RSUs granted on May 13, 2020.

Read SEC document
May 13, 2021 Filed May 15, 2021 01:28 UTC
Quigley RobertSr. Vice President, Controller
Exercise / conversionCommon Stock 2,022 $0.00 $0.00
Disclosure

SEC source: 0000890926-21-000061 · edgar.xml · nonDerivative · entry 1

Quigley Robert · CIK 0001759585 · Sr. Vice President, Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,604

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Vesting of one-third of the time-based RSUs granted on May 13, 2020.

F2 · price: Each RSU represents a contingent right to receive one share of common stock.

Read SEC document
May 13, 2021 Filed May 15, 2021 01:27 UTC
HALL J FRANKLINSr. EVP - CFO
Exercise / conversionRestricted Stock Units - Time-based Award · Derivative 9,609 Not disclosed Strike: $0.00 Not disclosed
Disclosure

SEC source: 0000890926-21-000060 · edgar.xml · derivative · entry 4

HALL J FRANKLIN · CIK 0001185145 · Sr. EVP - CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,511

Underlying: Common Stock · 9,609 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of common stock.

F1 · shares: Vesting of one-third of the time-based RSUs granted on May 13, 2020.

F6 · price: Not Applicable.

F2 · derivative.exercise_date: Each RSU represents a contingent right to receive one share of common stock.

F6 · derivative.expiration_date: Not Applicable.

F1 · derivative.underlying_shares: Vesting of one-third of the time-based RSUs granted on May 13, 2020.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.