RDN

SEC source: 0001062993-22-012760 · form4.xml · nonDerivative · entry 3

Thornberry Richard G · CIK 0001699782 · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 531,251

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · shares: Represents shares of common stock acquired upon the vesting of one-third of time-based RSUs granted on May 15, 2019.

F8 · price: Each RSU represents a contingent right to receive one share of common stock.

SEC source: 0001062993-22-012760 · form4.xml · nonDerivative · entry 2

Thornberry Richard G · CIK 0001699782 · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 513,643

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · shares: Represents shares of common stock acquired upon the vesting of one-third of time-based RSUs granted on May 12, 2021.

F8 · price: Each RSU represents a contingent right to receive one share of common stock.

SEC source: 0001062993-22-012758 · form4.xml · derivative · entry 9

HALL J FRANKLIN · CIK 0001185145 · Sr. EVP - CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,941

Underlying: Common Stock · 1,598 shares

Expires not disclosed

F8 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of common stock.

F4 · shares: Represents the shares netted for taxes from the vesting of the performance-based RSU award granted May 15, 2019, which are subject to a one-year post vest holding period.

F9 · price: Not Applicable.

F6 · derivative.exercise_date: Vesting occurred on the third anniversary of the grant date based on satisfaction of performance metrics.

F9 · derivative.expiration_date: Not Applicable.

F4 · derivative.underlying_shares: Represents the shares netted for taxes from the vesting of the performance-based RSU award granted May 15, 2019, which are subject to a one-year post vest holding period.

F7 · balance_after: Pursuant to the terms of the Company???s equity incentive plan, represents net shares subject to a one-year post vest hold upon vesting of 37,941 performance-based RSUs granted May 15, 2019.

SEC source: 0001062993-22-012758 · form4.xml · derivative · entry 8

HALL J FRANKLIN · CIK 0001185145 · Sr. EVP - CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 4,278 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F8 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of common stock.

F3 · shares: Represents shares of common stock acquired upon the vesting of one-third of time-based RSUs granted on May 15, 2019.

F9 · price: Not Applicable.

F9 · derivative.expiration_date: Not Applicable.

F3 · derivative.underlying_shares: Represents shares of common stock acquired upon the vesting of one-third of time-based RSUs granted on May 15, 2019.

SEC source: 0001062993-22-012758 · form4.xml · derivative · entry 7

HALL J FRANKLIN · CIK 0001185145 · Sr. EVP - CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,494

Underlying: Common Stock · 7,246 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F8 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of common stock.

F2 · shares: Represents shares of common stock acquired upon the vesting of one-third of time-based RSUs granted on May 12, 2021.

F9 · price: Not Applicable.

F9 · derivative.expiration_date: Not Applicable.

F2 · derivative.underlying_shares: Represents shares of common stock acquired upon the vesting of one-third of time-based RSUs granted on May 12, 2021.

SEC source: 0001062993-22-012758 · form4.xml · nonDerivative · entry 5

HALL J FRANKLIN · CIK 0001185145 · Sr. EVP - CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 129,631

F5 · shares: Pursuant to the terms of the Company's equity incentive plan, represents shares withheld by the Company to satisfy the tax liability incurred upon the distribution of the time-based RSUs granted on each of May 15, 2019, May 13, 2020 and May 12, 2021, as well as shares withheld by the Company to satisfy the tax liability incurred upon the vesting of 37,941 performance-based RSUs granted May 15, 2019, net of which remain subject to a one year post-vest hold.

SEC source: 0001062993-22-012758 · form4.xml · nonDerivative · entry 4

HALL J FRANKLIN · CIK 0001185145 · Sr. EVP - CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 140,515

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · shares: Represents the shares netted for taxes from the vesting of the performance-based RSU award granted May 15, 2019, which are subject to a one-year post vest holding period.

F8 · price: Each RSU represents a contingent right to receive one share of common stock.

SEC source: 0001062993-22-012758 · form4.xml · nonDerivative · entry 3

HALL J FRANKLIN · CIK 0001185145 · Sr. EVP - CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 138,917

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · shares: Represents shares of common stock acquired upon the vesting of one-third of time-based RSUs granted on May 15, 2019.

F8 · price: Each RSU represents a contingent right to receive one share of common stock.

SEC source: 0001062993-22-012758 · form4.xml · nonDerivative · entry 2

HALL J FRANKLIN · CIK 0001185145 · Sr. EVP - CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 134,639

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · shares: Represents shares of common stock acquired upon the vesting of one-third of time-based RSUs granted on May 12, 2021.

F8 · price: Each RSU represents a contingent right to receive one share of common stock.

SEC source: 0001062993-22-012752 · form4.xml · derivative · entry 9

McMahon Brien · CIK 0001723148 · Sr.EVP/Chief Franchise Office

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,575

Underlying: Common Stock · 1,302 shares

Expires not disclosed

F8 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of common stock.

F4 · shares: Represents the shares netted for taxes from the vesting of the performance-based RSU award granted May 15, 2019, which are subject to a one-year post vest holding period

F9 · price: Not Applicable.

F6 · derivative.exercise_date: Vesting occurred on the third anniversary of the grant date based on satisfaction of performance metrics.

F9 · derivative.expiration_date: Not Applicable.

F4 · derivative.underlying_shares: Represents the shares netted for taxes from the vesting of the performance-based RSU award granted May 15, 2019, which are subject to a one-year post vest holding period

F7 · balance_after: Pursuant to the terms of the Company???s equity incentive plan, represents net shares subject to a one-year post vest hold upon vesting of 33,575 performance-based RSUs granted May 15, 2019.

SEC source: 0001062993-22-012752 · form4.xml · derivative · entry 8

McMahon Brien · CIK 0001723148 · Sr.EVP/Chief Franchise Office

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 3,774 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F8 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of common stock.

F3 · shares: Represents shares of common stock acquired upon the vesting of one-third of time-based RSUs granted on May 15, 2019.

F9 · price: Not Applicable.

F9 · derivative.expiration_date: Not Applicable.

F3 · derivative.underlying_shares: Represents shares of common stock acquired upon the vesting of one-third of time-based RSUs granted on May 15, 2019.

SEC source: 0001062993-22-012752 · form4.xml · derivative · entry 7

McMahon Brien · CIK 0001723148 · Sr.EVP/Chief Franchise Office

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,034

Underlying: Common Stock · 6,016 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F8 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of common stock.

F2 · shares: Represents shares of common stock acquired upon the vesting of one-third of time-based RSUs granted on May 12, 2021.

F9 · price: Not Applicable.

F9 · derivative.expiration_date: Not Applicable.

F2 · derivative.underlying_shares: Represents shares of common stock acquired upon the vesting of one-third of time-based RSUs granted on May 12, 2021.

SEC source: 0001062993-22-012752 · form4.xml · nonDerivative · entry 5

McMahon Brien · CIK 0001723148 · Sr.EVP/Chief Franchise Office

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 127,552

F5 · shares: Pursuant to the terms of the Company's equity incentive plan, represents shares withheld by the Company to satisfy the tax liability incurred upon the distribution of the time-based RSUs granted on each of May 15, 2019, May 13, 2020 and May 12, 2021, as well as shares withheld by the Company to satisfy the tax liability incurred upon the vesting of 33,575 performance-based RSUs granted May 15, 2019, net of which remain subject to a one year post-vest hold.

SEC source: 0001062993-22-012752 · form4.xml · nonDerivative · entry 4

McMahon Brien · CIK 0001723148 · Sr.EVP/Chief Franchise Office

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 135,659

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · shares: Represents the shares netted for taxes from the vesting of the performance-based RSU award granted May 15, 2019, which are subject to a one-year post vest holding period

F8 · price: Each RSU represents a contingent right to receive one share of common stock.

SEC source: 0001062993-22-012752 · form4.xml · nonDerivative · entry 3

McMahon Brien · CIK 0001723148 · Sr.EVP/Chief Franchise Office

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 134,357

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · shares: Represents shares of common stock acquired upon the vesting of one-third of time-based RSUs granted on May 15, 2019.

F8 · price: Each RSU represents a contingent right to receive one share of common stock.

SEC source: 0001062993-22-012752 · form4.xml · nonDerivative · entry 2

McMahon Brien · CIK 0001723148 · Sr.EVP/Chief Franchise Office

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 130,583

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · shares: Represents shares of common stock acquired upon the vesting of one-third of time-based RSUs granted on May 12, 2021.

F8 · price: Each RSU represents a contingent right to receive one share of common stock.

SEC source: 0001062993-22-012747 · form4.xml · derivative · entry 9

Ray Eric · CIK 0001732842 · Sr. Exec Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,520

Underlying: Common Stock · 1,357 shares

Expires not disclosed

F8 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of common stock.

F4 · shares: Represents the shares netted for taxes from the vesting of the performance-based RSU award granted May 15, 2019, which are subject to a one-year post vest holding period

F9 · price: Not Applicable.

F6 · derivative.exercise_date: Vesting occurred on the third anniversary of the grant date based on satisfaction of performance metrics.

F9 · derivative.expiration_date: Not Applicable.

F4 · derivative.underlying_shares: Represents the shares netted for taxes from the vesting of the performance-based RSU award granted May 15, 2019, which are subject to a one-year post vest holding period

F7 · balance_after: Pursuant to the terms of the Company???s equity incentive plan, represents net shares subject to a one-year post vest hold upon vesting of 33,520 performance-based RSUs granted May 15, 2019.

SEC source: 0001062993-22-012747 · form4.xml · derivative · entry 8

Ray Eric · CIK 0001732842 · Sr. Exec Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 3,774 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F8 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of common stock.

F3 · shares: Represents shares of common stock acquired upon the vesting of one-third of time-based RSUs granted on May 15, 2019.

F9 · price: Not Applicable.

F9 · derivative.expiration_date: Not Applicable.

F3 · derivative.underlying_shares: Represents shares of common stock acquired upon the vesting of one-third of time-based RSUs granted on May 15, 2019.

SEC source: 0001062993-22-012747 · form4.xml · derivative · entry 7

Ray Eric · CIK 0001732842 · Sr. Exec Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,607

Underlying: Common Stock · 5,803 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F8 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of common stock.

F2 · shares: Represents shares of common stock acquired upon the vesting of one-third of time-based RSUs granted on May 12, 2021.

F9 · price: Not Applicable.

F9 · derivative.expiration_date: Not Applicable.

F2 · derivative.underlying_shares: Represents shares of common stock acquired upon the vesting of one-third of time-based RSUs granted on May 12, 2021.

SEC source: 0001062993-22-012747 · form4.xml · nonDerivative · entry 5

Ray Eric · CIK 0001732842 · Sr. Exec Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 60,878

F5 · shares: Pursuant to the terms of the Company's equity incentive plan, represents shares withheld by the Company to satisfy the tax liability incurred upon the distribution of the time-based RSUs granted on each of May 15, 2019, May 13, 2020 and May 12, 2021, as well as shares withheld by the Company to satisfy the tax liability incurred upon the vesting of performance-based RSUs granted May 15, 2019, net of which remain subject to a one year post-vest hold.

SEC source: 0001062993-22-012747 · form4.xml · nonDerivative · entry 4

Ray Eric · CIK 0001732842 · Sr. Exec Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 69,587

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · shares: Represents the shares netted for taxes from the vesting of the performance-based RSU award granted May 15, 2019, which are subject to a one-year post vest holding period

F8 · price: Each RSU represents a contingent right to receive one share of common stock.

SEC source: 0001062993-22-012747 · form4.xml · nonDerivative · entry 3

Ray Eric · CIK 0001732842 · Sr. Exec Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 68,230

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · shares: Represents shares of common stock acquired upon the vesting of one-third of time-based RSUs granted on May 15, 2019.

F8 · price: Each RSU represents a contingent right to receive one share of common stock.

SEC source: 0001062993-22-012747 · form4.xml · nonDerivative · entry 2

Ray Eric · CIK 0001732842 · Sr. Exec Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 64,456

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · shares: Represents shares of common stock acquired upon the vesting of one-third of time-based RSUs granted on May 12, 2021.

F8 · price: Each RSU represents a contingent right to receive one share of common stock.

SEC source: 0001062993-22-012742 · form4.xml · derivative · entry 9

Brummer Derek · CIK 0001578586 · President, Mortgage

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 44,624

Underlying: Common Stock · 1,879 shares

Expires not disclosed

F8 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of common stock.

F4 · shares: Represents the shares netted for taxes from the vesting of the performance-based RSU award granted May 15, 2019, which are subject to a one-year post vest holding period

F9 · price: Not Applicable.

F6 · derivative.exercise_date: Vesting occurred on the third anniversary of the grant date based on satisfaction of performance metrics.

F9 · derivative.expiration_date: Not Applicable.

F4 · derivative.underlying_shares: Represents the shares netted for taxes from the vesting of the performance-based RSU award granted May 15, 2019, which are subject to a one-year post vest holding period

F7 · balance_after: Pursuant to the terms of the Company???s equity incentive plan, represents net shares subject to a one-year post vest hold upon vesting of 44,624 performance-based RSUs granted May 15, 2019.

SEC source: 0001062993-22-012742 · form4.xml · derivative · entry 8

Brummer Derek · CIK 0001578586 · President, Mortgage

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 5,032 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F8 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of common stock.

F3 · shares: Represents shares of common stock acquired upon the vesting of one-third of time-based RSUs granted on May 15, 2019.

F9 · price: Not Applicable.

F9 · derivative.expiration_date: Not Applicable.

F3 · derivative.underlying_shares: Represents shares of common stock acquired upon the vesting of one-third of time-based RSUs granted on May 15, 2019.

SEC source: 0001062993-22-012742 · form4.xml · derivative · entry 7

Brummer Derek · CIK 0001578586 · President, Mortgage

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,567

Underlying: Common Stock · 10,283 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F8 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of common stock.

F2 · shares: Represents shares of common stock acquired upon the vesting of one-third of time-based RSUs granted on May 12, 2021.

F9 · price: Not Applicable.

F9 · derivative.expiration_date: Not Applicable.

F2 · derivative.underlying_shares: Represents shares of common stock acquired upon the vesting of one-third of time-based RSUs granted on May 12, 2021.

SEC source: 0001062993-22-012742 · form4.xml · nonDerivative · entry 5

Brummer Derek · CIK 0001578586 · President, Mortgage

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 207,776

F5 · shares: Pursuant to the terms of the Company's equity incentive plan, represents shares withheld by the Company to satisfy the tax liability incurred upon the distribution of the time-based RSUs granted on each of May 15, 2019, May 13, 2020 and May 12, 2021, as well as shares withheld by the Company to satisfy the tax liability incurred upon the vesting of performance-based RSUs granted May 15, 2019, net of which remain subject to a one year post-vest hold.

SEC source: 0001062993-22-012742 · form4.xml · nonDerivative · entry 4

Brummer Derek · CIK 0001578586 · President, Mortgage

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 221,189

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · shares: Represents the shares netted for taxes from the vesting of the performance-based RSU award granted May 15, 2019, which are subject to a one-year post vest holding period

F8 · price: Each RSU represents a contingent right to receive one share of common stock.

SEC source: 0001062993-22-012742 · form4.xml · nonDerivative · entry 3

Brummer Derek · CIK 0001578586 · President, Mortgage

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 219,310

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · shares: Represents shares of common stock acquired upon the vesting of one-third of time-based RSUs granted on May 15, 2019.

F8 · price: Each RSU represents a contingent right to receive one share of common stock.

SEC source: 0001062993-22-012742 · form4.xml · nonDerivative · entry 2

Brummer Derek · CIK 0001578586 · President, Mortgage

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 214,278

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · shares: Represents shares of common stock acquired upon the vesting of one-third of time-based RSUs granted on May 12, 2021.

F8 · price: Each RSU represents a contingent right to receive one share of common stock.

SEC source: 0001062993-22-012765 · form4.xml · derivative · entry 6

Quigley Robert · CIK 0001759585 · Sr. Vice President, Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,560

Underlying: Common Stock · 1,383 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F9 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of common stock.

F1 · shares: Represents shares of common stock acquired upon the vesting of one-third of time-based RSUs granted on May 13, 2020.

F10 · price: Not Applicable.

F10 · derivative.expiration_date: Not Applicable.

F1 · derivative.underlying_shares: Represents shares of common stock acquired upon the vesting of one-third of time-based RSUs granted on May 13, 2020.

SEC source: 0001062993-22-012765 · form4.xml · nonDerivative · entry 1

Quigley Robert · CIK 0001759585 · Sr. Vice President, Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,104

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Represents shares of common stock acquired upon the vesting of one-third of time-based RSUs granted on May 13, 2020.

F9 · price: Each RSU represents a contingent right to receive one share of common stock.

F2 · balance_after: Includes an aggregate 369 shares of common stock acquired through the Radian Group Inc. Employee Stock Purchase Plan on June 30, 2021 and December 31, 2021.

SEC source: 0001062993-22-012762 · form4.xml · derivative · entry 7

Hoffman Edward J · CIK 0001439483 · Sr. EVP, General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,466

Underlying: Common Stock · 9,609 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F9 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of common stock.

F2 · shares: Represents shares of common stock acquired upon the vesting of one-third of time-based RSUs granted on May 13, 2020.

F10 · price: Not Applicable.

F10 · derivative.expiration_date: Not Applicable.

F2 · derivative.underlying_shares: Represents shares of common stock acquired upon the vesting of one-third of time-based RSUs granted on May 13, 2020.

SEC source: 0001062993-22-012762 · form4.xml · nonDerivative · entry 2

Hoffman Edward J · CIK 0001439483 · Sr. EVP, General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 136,025

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · shares: Represents shares of common stock acquired upon the vesting of one-third of time-based RSUs granted on May 13, 2020.

F9 · price: Each RSU represents a contingent right to receive one share of common stock.

SEC source: 0001062993-22-012762 · form4.xml · nonDerivative · entry 1

Hoffman Edward J · CIK 0001439483 · Sr. EVP, General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 126,416

F1 · shares: Sale of Common Stock pursuant to a 10b5-1 trading plan.

SEC source: 0001062993-22-012760 · form4.xml · derivative · entry 6

Thornberry Richard G · CIK 0001699782 · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,560

Underlying: Common Stock · 37,425 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F8 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of common stock.

F1 · shares: Represents shares of common stock acquired upon the vesting of one-third of time-based RSUs granted on May 13, 2020.

F9 · price: Not Applicable.

F9 · derivative.expiration_date: Not Applicable.

F1 · derivative.underlying_shares: Represents shares of common stock acquired upon the vesting of one-third of time-based RSUs granted on May 13, 2020.

SEC source: 0001062993-22-012760 · form4.xml · nonDerivative · entry 1

Thornberry Richard G · CIK 0001699782 · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 485,404

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Represents shares of common stock acquired upon the vesting of one-third of time-based RSUs granted on May 13, 2020.

F8 · price: Each RSU represents a contingent right to receive one share of common stock.

SEC source: 0001062993-22-012758 · form4.xml · derivative · entry 6

HALL J FRANKLIN · CIK 0001185145 · Sr. EVP - CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,902

Underlying: Common Stock · 9,609 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F8 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of common stock.

F1 · shares: Represents shares of common stock acquired upon the vesting of one-third of time-based RSUs granted on May 13, 2020.

F9 · price: Not Applicable.

F9 · derivative.expiration_date: Not Applicable.

F1 · derivative.underlying_shares: Represents shares of common stock acquired upon the vesting of one-third of time-based RSUs granted on May 13, 2020.

SEC source: 0001062993-22-012758 · form4.xml · nonDerivative · entry 1

HALL J FRANKLIN · CIK 0001185145 · Sr. EVP - CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 127,393

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Represents shares of common stock acquired upon the vesting of one-third of time-based RSUs granted on May 13, 2020.

F8 · price: Each RSU represents a contingent right to receive one share of common stock.

SEC source: 0001062993-22-012752 · form4.xml · derivative · entry 6

McMahon Brien · CIK 0001723148 · Sr.EVP/Chief Franchise Office

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,862

Underlying: Common Stock · 8,599 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F8 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of common stock.

F1 · shares: Represents shares of common stock acquired upon the vesting of one-third of time-based RSUs granted on May 13, 2020.

F9 · price: Not Applicable.

F9 · derivative.expiration_date: Not Applicable.

F1 · derivative.underlying_shares: Represents shares of common stock acquired upon the vesting of one-third of time-based RSUs granted on May 13, 2020.

SEC source: 0001062993-22-012752 · form4.xml · nonDerivative · entry 1

McMahon Brien · CIK 0001723148 · Sr.EVP/Chief Franchise Office

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 124,567

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Represents shares of common stock acquired upon the vesting of one-third of time-based RSUs granted on May 13, 2020.

F8 · price: Each RSU represents a contingent right to receive one share of common stock.

SEC source: 0001062993-22-012747 · form4.xml · derivative · entry 6

Ray Eric · CIK 0001732842 · Sr. Exec Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,862

Underlying: Common Stock · 8,599 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F8 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of common stock.

F1 · shares: Represents shares of common stock acquired upon the vesting of one-third of time-based RSUs granted on May 13, 2020.

F9 · price: Not Applicable.

F9 · derivative.expiration_date: Not Applicable.

F1 · derivative.underlying_shares: Represents shares of common stock acquired upon the vesting of one-third of time-based RSUs granted on May 13, 2020.

SEC source: 0001062993-22-012747 · form4.xml · nonDerivative · entry 1

Ray Eric · CIK 0001732842 · Sr. Exec Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 58,653

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Represents shares of common stock acquired upon the vesting of one-third of time-based RSUs granted on May 13, 2020.

F8 · price: Each RSU represents a contingent right to receive one share of common stock.

SEC source: 0001062993-22-012742 · form4.xml · derivative · entry 6

Brummer Derek · CIK 0001578586 · President, Mortgage

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,466

Underlying: Common Stock · 11,127 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F8 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of common stock.

F1 · shares: Represents shares of common stock acquired upon the vesting of one-third of time-based RSUs granted on May 13, 2020.

F9 · price: Not Applicable.

F9 · derivative.expiration_date: Not Applicable.

F1 · derivative.underlying_shares: Represents shares of common stock acquired upon the vesting of one-third of time-based RSUs granted on May 13, 2020.

SEC source: 0001062993-22-012742 · form4.xml · nonDerivative · entry 1

Brummer Derek · CIK 0001578586 · President, Mortgage

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 203,995

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Represents shares of common stock acquired upon the vesting of one-third of time-based RSUs granted on May 13, 2020.

F8 · price: Each RSU represents a contingent right to receive one share of common stock.

SEC source: 0001062993-22-012436 · form4.xml · derivative · entry 2

Thornberry Richard G · CIK 0001699782 · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 155,850

Underlying: Common Stock · 155,850 shares

Expires not disclosed

F1 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of common stock.

F3 · shares: The number of reported performance-based RSUs represents the target award, with grantees having the potential to earn a number of shares up to 200% of the target award.

F5 · price: Not Applicable.

F4 · derivative.exercise_date: Vesting of the performance-based RSUs occurs on May 15, 2025 (between 0 and 311,700 shares), subject to the Company's cumulative growth in "LTI Book Value" per share (as defined in the grant document). Distribution of shares is generally subject to a one-year holding period after vesting.

F5 · derivative.expiration_date: Not Applicable.

F4 · derivative.underlying_shares: Vesting of the performance-based RSUs occurs on May 15, 2025 (between 0 and 311,700 shares), subject to the Company's cumulative growth in "LTI Book Value" per share (as defined in the grant document). Distribution of shares is generally subject to a one-year holding period after vesting.

F3 · balance_after: The number of reported performance-based RSUs represents the target award, with grantees having the potential to earn a number of shares up to 200% of the target award.

F4 · balance_after: Vesting of the performance-based RSUs occurs on May 15, 2025 (between 0 and 311,700 shares), subject to the Company's cumulative growth in "LTI Book Value" per share (as defined in the grant document). Distribution of shares is generally subject to a one-year holding period after vesting.

SEC source: 0001062993-22-012436 · form4.xml · derivative · entry 1

Thornberry Richard G · CIK 0001699782 · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 94,430

Underlying: Common Stock · 94,430 shares

Expires not disclosed

F1 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of common stock.

F5 · price: Not Applicable.

F2 · derivative.exercise_date: Vesting of the time-based RSUs occurs pro rata on each of the first, second and third anniversaries of May 15, 2022.

F5 · derivative.expiration_date: Not Applicable.

F2 · derivative.underlying_shares: Vesting of the time-based RSUs occurs pro rata on each of the first, second and third anniversaries of May 15, 2022.

F2 · balance_after: Vesting of the time-based RSUs occurs pro rata on each of the first, second and third anniversaries of May 15, 2022.

SEC source: 0001062993-22-012434 · form4.xml · derivative · entry 2

Brummer Derek · CIK 0001578586 · President, Mortgage

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 54,550

Underlying: Common Stock · 54,550 shares

Expires not disclosed

F1 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of common stock.

F3 · shares: The number of reported performance-based RSUs represents the target award, with grantees having the potential to earn a number of shares up to 200% of the target award.

F5 · price: Not Applicable.

F4 · derivative.exercise_date: Vesting of the performance-based RSUs occurs on May 15, 2025 (between 0 and 109,100 shares), subject to the Company's cumulative growth in "LTI Book Value" per share (as defined in the grant document). Distribution of shares is generally subject to a one-year holding period after vesting.

F5 · derivative.expiration_date: Not Applicable.

F4 · derivative.underlying_shares: Vesting of the performance-based RSUs occurs on May 15, 2025 (between 0 and 109,100 shares), subject to the Company's cumulative growth in "LTI Book Value" per share (as defined in the grant document). Distribution of shares is generally subject to a one-year holding period after vesting.

F3 · balance_after: The number of reported performance-based RSUs represents the target award, with grantees having the potential to earn a number of shares up to 200% of the target award.

F4 · balance_after: Vesting of the performance-based RSUs occurs on May 15, 2025 (between 0 and 109,100 shares), subject to the Company's cumulative growth in "LTI Book Value" per share (as defined in the grant document). Distribution of shares is generally subject to a one-year holding period after vesting.

SEC source: 0001062993-22-012434 · form4.xml · derivative · entry 1

Brummer Derek · CIK 0001578586 · President, Mortgage

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,050

Underlying: Common Stock · 33,050 shares

Expires not disclosed

F1 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of common stock.

F5 · price: Not Applicable.

F2 · derivative.exercise_date: Vesting of the time-based RSUs occurs pro rata on each of the first, second and third anniversaries of May 15, 2022.

F5 · derivative.expiration_date: Not Applicable.

F2 · derivative.underlying_shares: Vesting of the time-based RSUs occurs pro rata on each of the first, second and third anniversaries of May 15, 2022.

F2 · balance_after: Vesting of the time-based RSUs occurs pro rata on each of the first, second and third anniversaries of May 15, 2022.

SEC source: 0001062993-22-012432 · form4.xml · derivative · entry 2

HALL J FRANKLIN · CIK 0001185145 · Sr. EVP - CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 46,760

Underlying: Common Stock · 46,760 shares

Expires not disclosed

F1 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of common stock.

F3 · shares: The number of reported performance-based RSUs represents the target award, with grantees having the potential to earn a number of shares up to 200% of the target award.

F5 · price: Not Applicable.

F4 · derivative.exercise_date: Vesting of the performance-based RSUs occurs on May 15, 2025 (between 0 and 93,520 shares), subject to the Company's cumulative growth in "LTI Book Value" per share (as defined in the grant document). Distribution of shares is generally subject to a one-year holding period after vesting.

F5 · derivative.expiration_date: Not Applicable.

F4 · derivative.underlying_shares: Vesting of the performance-based RSUs occurs on May 15, 2025 (between 0 and 93,520 shares), subject to the Company's cumulative growth in "LTI Book Value" per share (as defined in the grant document). Distribution of shares is generally subject to a one-year holding period after vesting.

F3 · balance_after: The number of reported performance-based RSUs represents the target award, with grantees having the potential to earn a number of shares up to 200% of the target award.

F4 · balance_after: Vesting of the performance-based RSUs occurs on May 15, 2025 (between 0 and 93,520 shares), subject to the Company's cumulative growth in "LTI Book Value" per share (as defined in the grant document). Distribution of shares is generally subject to a one-year holding period after vesting.