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RADIAN GROUP INC

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Tapewire entity
3941
SEC CIK
0000890926
Parsed reports
528

Last 12 months

Inside the activity.

2 purchase rows · 14 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202501
Jan 202600
Feb 202600
Mar 202600
Apr 202604
May 202605
Jun 202622
Jul 202601
Aug 202600
Sep 202601
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
September 02, 2022 Filed Sep 2, 2022 20:33 UTC
Hoffman Edward JSr. EVP, General Counsel
SaleCommon Stock 10,000 $20.75 $207,500.00
Disclosure

SEC source: 0001062993-22-019127 · form4.xml · nonDerivative · entry 1

Hoffman Edward J · CIK 0001439483 · Sr. EVP, General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 118,534

F1 · shares: Pre-arranged sale of common stock pursuant to a 10b5-1 trading plan entered into in February 2022.

Read SEC document
September 01, 2022 Filed Sep 2, 2022 20:25 UTC
CULANG HOWARD BERNARDDirector · Non-Exec Chairman of the Board
GrantDividend Equivalent Rights · Derivative 612.611 Not disclosed Strike: $0.00 Not disclosed
Disclosure

SEC source: 0001062993-22-019125 · form4.xml · derivative · entry 1

CULANG HOWARD BERNARD · CIK 0001188557 · Director · Non-Exec Chairman of the Board

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,877.366

Underlying: Common Stock · 612.611 shares

Expires not disclosed

F2 · price: Not Applicable

F1 · derivative.exercise_date: Dividend equivalents accrued on previously awarded Phantom Stock Units. Dividend equivalent rights accrued on phantom stock units will be settled proportionately with the previously granted awards to which they relate. Awards will be settled in stock upon retirement from the Board of Directors.

F1 · derivative.expiration_date: Dividend equivalents accrued on previously awarded Phantom Stock Units. Dividend equivalent rights accrued on phantom stock units will be settled proportionately with the previously granted awards to which they relate. Awards will be settled in stock upon retirement from the Board of Directors.

Read SEC document
June 06, 2022 Filed Jun 7, 2022 20:33 UTC
Hoffman Edward JSr. EVP, General Counsel
SaleCommon Stock 10,000 $21.33 $213,300.00
Disclosure

SEC source: 0001062993-22-014457 · form4.xml · nonDerivative · entry 1

Hoffman Edward J · CIK 0001439483 · Sr. EVP, General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 128,534

F1 · shares: Pre-arranged sale of common stock pursuant to a 10b5-1 trading plan entered into in February 2022.

Read SEC document
June 03, 2022 Filed Jun 7, 2022 20:21 UTC
CULANG HOWARD BERNARDDirector · Non-Exec Chairman of the Board
GrantDividend Equivalent Rights · Derivative 590.754 Not disclosed Strike: $0.00 Not disclosed
Disclosure

SEC source: 0001062993-22-014453 · form4.xml · derivative · entry 1

CULANG HOWARD BERNARD · CIK 0001188557 · Director · Non-Exec Chairman of the Board

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,264.755

Underlying: Common Stock · 590.754 shares

Expires not disclosed

F2 · price: Not Applicable.

F1 · derivative.exercise_date: Dividend equivalents accrued on previously awarded Phantom Stock Units. Dividend equivalent rights accrued on phantom stock units will be settled proportionately with the previously granted awards to which they relate. Awards will be settled in stock upon retirement from the Board of Directors.

F1 · derivative.expiration_date: Dividend equivalents accrued on previously awarded Phantom Stock Units. Dividend equivalent rights accrued on phantom stock units will be settled proportionately with the previously granted awards to which they relate. Awards will be settled in stock upon retirement from the Board of Directors.

F1 · balance_after: Dividend equivalents accrued on previously awarded Phantom Stock Units. Dividend equivalent rights accrued on phantom stock units will be settled proportionately with the previously granted awards to which they relate. Awards will be settled in stock upon retirement from the Board of Directors.

Read SEC document
May 17, 2022 Filed May 17, 2022 21:12 UTC SaleCommon Stock 5,980 $21.60 $129,168.00
Disclosure

SEC source: 0001062993-22-012789 · form4.xml · nonDerivative · entry 3

Spiegel Noel Joseph · CIK 0001513234 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,007.727

Read SEC document
May 17, 2022 Filed May 17, 2022 20:58 UTC
CULANG HOWARD BERNARDDirector · Non-Exec Chairman of the Board
SaleCommon Stock 5,982 $21.60 $129,211.20
Disclosure

SEC source: 0001062993-22-012772 · form4.xml · nonDerivative · entry 3

CULANG HOWARD BERNARD · CIK 0001188557 · Director · Non-Exec Chairman of the Board

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,050

Read SEC document
May 17, 2022 Filed May 26, 2022 01:25 UTC
Mumford LisaDirector
SaleCommon Stock 2,393 $21.60 $51,688.80
Disclosure

SEC source: 0001062993-22-013540 · form4.xml · nonDerivative · entry 1

Mumford Lisa · CIK 0001380384 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,246

F1 · shares: Sale of Common Stock pursuant to a 10b5-1 trading plan.

Read SEC document
May 15, 2022 Filed May 17, 2022 20:50 UTC
Dickerson MaryExec. Vice President - CPO
Exercise / conversionRestricted Stock Units - Time-based Award · Derivative 1,536 Not disclosed Strike: $0.00 Not disclosed
Disclosure

SEC source: 0001062993-22-012768 · form4.xml · derivative · entry 3

Dickerson Mary · CIK 0001846300 · Exec. Vice President - CPO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,074

Underlying: Common Stock · 1,536 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of common stock.

F1 · shares: Represents shares of common stock acquired upon the vesting of one-third of time-based RSUs granted on May 12, 2021.

F5 · price: Not Applicable.

F5 · derivative.expiration_date: Not Applicable.

F1 · derivative.underlying_shares: Represents shares of common stock acquired upon the vesting of one-third of time-based RSUs granted on May 12, 2021.

Read SEC document
May 15, 2022 Filed May 17, 2022 20:50 UTC
Dickerson MaryExec. Vice President - CPO
Tax withholdingCommon Stock 668 $21.19 $14,154.92
Disclosure

SEC source: 0001062993-22-012768 · form4.xml · nonDerivative · entry 2

Dickerson Mary · CIK 0001846300 · Exec. Vice President - CPO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,622

F4 · shares: Pursuant to the terms of the Company's equity incentive plan, represents shares withheld by the Company to satisfy the tax liability incurred upon the distribution of the time-based RSUs granted on May 12, 2021.

Read SEC document
May 15, 2022 Filed May 17, 2022 20:50 UTC
Dickerson MaryExec. Vice President - CPO
Exercise / conversionCommon Stock 1,536 $0.00 $0.00
Disclosure

SEC source: 0001062993-22-012768 · form4.xml · nonDerivative · entry 1

Dickerson Mary · CIK 0001846300 · Exec. Vice President - CPO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,290

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Represents shares of common stock acquired upon the vesting of one-third of time-based RSUs granted on May 12, 2021.

F2 · price: Each RSU represents a contingent right to receive one share of common stock.

F3 · balance_after: Includes 779 shares of common stock acquired through the Radian Group Inc. Employee Stock Purchase Plan on December 31, 2021.

Read SEC document
May 15, 2022 Filed May 17, 2022 21:15 UTC Exercise / conversionRestricted Stock Units - Time-based Award · Derivative 5,507 Not disclosed Strike: $0.00 Not disclosed
Disclosure

SEC source: 0001062993-22-012796 · form4.xml · derivative · entry 3

Montgomery Brian D · CIK 0001551212 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 5,507 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of common stock.

F1 · shares: Vesting of time-based RSUs granted on August 11, 2021.

F4 · price: Not Applicable.

F1 · derivative.exercise_date: Vesting of time-based RSUs granted on August 11, 2021.

F4 · derivative.expiration_date: Not Applicable.

Read SEC document
May 15, 2022 Filed May 17, 2022 21:15 UTC Tax withholdingCommon Stock 7 $21.19 $148.33
Disclosure

SEC source: 0001062993-22-012796 · form4.xml · nonDerivative · entry 2

Montgomery Brian D · CIK 0001551212 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,500

F2 · shares: Pursuant to the terms of the Company???s equity compensation plan, represents shares withheld by the Company to satisfy state tax withholding obligations.

Read SEC document
May 15, 2022 Filed May 17, 2022 21:15 UTC Exercise / conversionCommon Stock 5,507 $0.00 $0.00
Disclosure

SEC source: 0001062993-22-012796 · form4.xml · nonDerivative · entry 1

Montgomery Brian D · CIK 0001551212 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,507

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Vesting of time-based RSUs granted on August 11, 2021.

Read SEC document
May 15, 2022 Filed May 17, 2022 21:09 UTC Exercise / conversionRestricted Stock Units - Time-based Award · Derivative 5,986 Not disclosed Strike: $0.00 Not disclosed
Disclosure

SEC source: 0001062993-22-012780 · form4.xml · derivative · entry 3

HESS DEBRA ANN · CIK 0001245523 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 5,986 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of common stock.

F1 · shares: Vesting of time-based RSUs granted on May 12, 2021.

F4 · price: Not Applicable.

F1 · derivative.exercise_date: Vesting of time-based RSUs granted on May 12, 2021.

F4 · derivative.expiration_date: Not Applicable.

Read SEC document
May 15, 2022 Filed May 17, 2022 21:09 UTC Tax withholdingCommon Stock 4 $21.19 $84.76
Disclosure

SEC source: 0001062993-22-012780 · form4.xml · nonDerivative · entry 2

HESS DEBRA ANN · CIK 0001245523 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,944

F2 · shares: Pursuant to the terms of the Company???s equity compensation plan, represents shares withheld by the Company to satisfy state tax withholding obligations.

Read SEC document
May 15, 2022 Filed May 17, 2022 21:09 UTC Exercise / conversionCommon Stock 5,986 $0.00 $0.00
Disclosure

SEC source: 0001062993-22-012780 · form4.xml · nonDerivative · entry 1

HESS DEBRA ANN · CIK 0001245523 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,948

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Vesting of time-based RSUs granted on May 12, 2021.

Read SEC document
May 15, 2022 Filed May 17, 2022 21:12 UTC Exercise / conversionRestricted Stock Units - Time-based Award · Derivative 5,986 Not disclosed Strike: $0.00 Not disclosed
Disclosure

SEC source: 0001062993-22-012789 · form4.xml · derivative · entry 4

Spiegel Noel Joseph · CIK 0001513234 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 5,986 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of common stock.

F1 · shares: Vesting of time-based RSUs granted on May 12, 2021.

F4 · price: Not Applicable.

F1 · derivative.exercise_date: Vesting of time-based RSUs granted on May 12, 2021.

F4 · derivative.expiration_date: Not Applicable.

Read SEC document
May 15, 2022 Filed May 17, 2022 21:12 UTC Tax withholdingCommon Stock 6 $21.19 $127.14
Disclosure

SEC source: 0001062993-22-012789 · form4.xml · nonDerivative · entry 2

Spiegel Noel Joseph · CIK 0001513234 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,987.727

F2 · shares: Pursuant to the terms of the Company???s equity compensation plan, represents shares withheld by the Company to satisfy state tax withholding obligations.

Read SEC document
May 15, 2022 Filed May 17, 2022 21:12 UTC Exercise / conversionCommon Stock 5,986 $0.00 $0.00
Disclosure

SEC source: 0001062993-22-012789 · form4.xml · nonDerivative · entry 1

Spiegel Noel Joseph · CIK 0001513234 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,993.727

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Vesting of time-based RSUs granted on May 12, 2021.

Read SEC document
May 15, 2022 Filed May 17, 2022 21:02 UTC Exercise / conversionRestricted Stock Units - Time-based Award · Derivative 5,986 Not disclosed Strike: $0.00 Not disclosed
Disclosure

SEC source: 0001062993-22-012774 · form4.xml · derivative · entry 3

Serio Gregory · CIK 0001551214 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 5,986 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of common stock.

F1 · shares: Vesting of time-based RSUs granted on May 12, 2021.

F4 · price: Not Applicable.

F1 · derivative.exercise_date: Vesting of time-based RSUs granted on May 12, 2021.

F4 · derivative.expiration_date: Not Applicable.

Read SEC document
May 15, 2022 Filed May 17, 2022 21:02 UTC Tax withholdingCommon Stock 4 $21.19 $84.76
Disclosure

SEC source: 0001062993-22-012774 · form4.xml · nonDerivative · entry 2

Serio Gregory · CIK 0001551214 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,944

F2 · shares: Pursuant to the terms of the Company???s equity compensation plan, represents shares withheld by the Company to satisfy state tax withholding obligations.

Read SEC document
May 15, 2022 Filed May 17, 2022 21:02 UTC Exercise / conversionCommon Stock 5,986 $0.00 $0.00
Disclosure

SEC source: 0001062993-22-012774 · form4.xml · nonDerivative · entry 1

Serio Gregory · CIK 0001551214 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,948

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Vesting of time-based RSUs granted on May 12, 2021.

Read SEC document
May 15, 2022 Filed May 17, 2022 21:06 UTC
Mumford LisaDirector
Exercise / conversionRestricted Stock Units - Time-based Award · Derivative 5,986 Not disclosed Strike: $0.00 Not disclosed
Disclosure

SEC source: 0001062993-22-012776 · form4.xml · derivative · entry 3

Mumford Lisa · CIK 0001380384 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 5,986 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of common stock.

F1 · shares: Vesting of time-based RSUs granted on May 12, 2021.

F4 · price: Not Applicable.

F1 · derivative.exercise_date: Vesting of time-based RSUs granted on May 12, 2021.

F4 · derivative.expiration_date: Not Applicable.

Read SEC document
May 15, 2022 Filed May 17, 2022 21:06 UTC
Mumford LisaDirector
Tax withholdingCommon Stock 4 $21.19 $84.76
Disclosure

SEC source: 0001062993-22-012776 · form4.xml · nonDerivative · entry 2

Mumford Lisa · CIK 0001380384 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,639

F2 · shares: Pursuant to the terms of the Company???s equity compensation plan, represents shares withheld by the Company to satisfy state tax withholding obligations.

Read SEC document
May 15, 2022 Filed May 17, 2022 21:06 UTC
Mumford LisaDirector
Exercise / conversionCommon Stock 5,986 $0.00 $0.00
Disclosure

SEC source: 0001062993-22-012776 · form4.xml · nonDerivative · entry 1

Mumford Lisa · CIK 0001380384 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,643

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Vesting of time-based RSUs granted on May 12, 2021.

Read SEC document
May 15, 2022 Filed May 17, 2022 20:58 UTC
CULANG HOWARD BERNARDDirector · Non-Exec Chairman of the Board
Exercise / conversionRestricted Stock Units - Time-based Award · Derivative 5,986 Not disclosed Strike: $0.00 Not disclosed
Disclosure

SEC source: 0001062993-22-012772 · form4.xml · derivative · entry 4

CULANG HOWARD BERNARD · CIK 0001188557 · Director · Non-Exec Chairman of the Board

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 5,986 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of common stock.

F1 · shares: Vesting of time-based RSUs granted on May 12, 2021.

F4 · price: Not Applicable.

F1 · derivative.exercise_date: Vesting of time-based RSUs granted on May 12, 2021.

F4 · derivative.expiration_date: Not Applicable.

Read SEC document
May 15, 2022 Filed May 17, 2022 20:58 UTC
CULANG HOWARD BERNARDDirector · Non-Exec Chairman of the Board
Tax withholdingCommon Stock 4 $21.19 $84.76
Disclosure

SEC source: 0001062993-22-012772 · form4.xml · nonDerivative · entry 2

CULANG HOWARD BERNARD · CIK 0001188557 · Director · Non-Exec Chairman of the Board

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,032

F2 · shares: Pursuant to the terms of the Company???s equity compensation plan, represents shares withheld by the Company to satisfy state tax withholding obligations.

Read SEC document
May 15, 2022 Filed May 17, 2022 20:58 UTC
CULANG HOWARD BERNARDDirector · Non-Exec Chairman of the Board
Exercise / conversionCommon Stock 5,986 $0.00 $0.00
Disclosure

SEC source: 0001062993-22-012772 · form4.xml · nonDerivative · entry 1

CULANG HOWARD BERNARD · CIK 0001188557 · Director · Non-Exec Chairman of the Board

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,036

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Vesting of time-based RSUs granted on May 12, 2021.

Read SEC document
May 15, 2022 Filed May 17, 2022 20:54 UTC Exercise / conversionRestricted Stock Units - Time-based Award · Derivative 5,986 Not disclosed Strike: $0.00 Not disclosed
Disclosure

SEC source: 0001062993-22-012770 · form4.xml · derivative · entry 3

Conner Brad L. · CIK 0001614164 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 5,986 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of common stock.

F1 · shares: Vesting of time-based RSUs granted on May 12, 2021.

F4 · price: Not Applicable.

F1 · derivative.exercise_date: Vesting of time-based RSUs granted on May 12, 2021.

F4 · derivative.expiration_date: Not Applicable.

Read SEC document
May 15, 2022 Filed May 17, 2022 20:54 UTC Tax withholdingCommon Stock 4 $21.19 $84.76
Disclosure

SEC source: 0001062993-22-012770 · form4.xml · nonDerivative · entry 2

Conner Brad L. · CIK 0001614164 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,944

F2 · shares: Pursuant to the terms of the Company???s equity compensation plan, represents shares withheld by the Company to satisfy state tax withholding obligations.

Read SEC document
May 15, 2022 Filed May 17, 2022 20:54 UTC Exercise / conversionCommon Stock 5,986 $0.00 $0.00
Disclosure

SEC source: 0001062993-22-012770 · form4.xml · nonDerivative · entry 1

Conner Brad L. · CIK 0001614164 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,948

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Vesting of time-based RSUs granted on May 12, 2021.

Read SEC document
May 15, 2022 Filed May 17, 2022 20:45 UTC
Quigley RobertSr. Vice President, Controller
Tax withholdingRestricted Stock Units - Performance Award · Derivative 423 Not disclosed Strike: $0.00 Not disclosed
Disclosure

SEC source: 0001062993-22-012765 · form4.xml · derivative · entry 9

Quigley Robert · CIK 0001759585 · Sr. Vice President, Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,044

Underlying: Common Stock · 423 shares

Expires not disclosed

F9 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of common stock.

F5 · shares: Represents the shares netted for taxes from the vesting of the performance-based RSU award granted May 15, 2019, which are subject to a one-year post vest holding period.

F10 · price: Not Applicable.

F7 · derivative.exercise_date: Vesting occurred on the third anniversary of the grant date based on satisfaction of performance metrics.

F10 · derivative.expiration_date: Not Applicable.

F5 · derivative.underlying_shares: Represents the shares netted for taxes from the vesting of the performance-based RSU award granted May 15, 2019, which are subject to a one-year post vest holding period.

F8 · balance_after: Pursuant to the terms of the Company???s equity incentive plan, represents net shares subject to a one-year post vest hold upon vesting of 10,044 performance-based RSUs granted May 15, 2019.

Read SEC document
May 15, 2022 Filed May 17, 2022 20:45 UTC
Quigley RobertSr. Vice President, Controller
Exercise / conversionRestricted Stock Units - Time-based Award · Derivative 1,132 Not disclosed Strike: $0.00 Not disclosed
Disclosure

SEC source: 0001062993-22-012765 · form4.xml · derivative · entry 8

Quigley Robert · CIK 0001759585 · Sr. Vice President, Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,132 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F9 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of common stock.

F4 · shares: Represents shares of common stock acquired upon the vesting of one-third of time-based RSUs granted on May 15, 2019.

F10 · price: Not Applicable.

F10 · derivative.expiration_date: Not Applicable.

F4 · derivative.underlying_shares: Represents shares of common stock acquired upon the vesting of one-third of time-based RSUs granted on May 15, 2019.

Read SEC document
May 15, 2022 Filed May 17, 2022 20:45 UTC
Quigley RobertSr. Vice President, Controller
Exercise / conversionRestricted Stock Units - Time-based Award · Derivative 2,022 Not disclosed Strike: $0.00 Not disclosed
Disclosure

SEC source: 0001062993-22-012765 · form4.xml · derivative · entry 7

Quigley Robert · CIK 0001759585 · Sr. Vice President, Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 56,481

Underlying: Common Stock · 2,022 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F9 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of common stock.

F3 · shares: Represents shares of common stock acquired upon the vesting of one-third of time-based RSUs granted on May 12, 2021.

F10 · price: Not Applicable.

F10 · derivative.expiration_date: Not Applicable.

F3 · derivative.underlying_shares: Represents shares of common stock acquired upon the vesting of one-third of time-based RSUs granted on May 12, 2021.

Read SEC document
May 15, 2022 Filed May 17, 2022 20:45 UTC
Quigley RobertSr. Vice President, Controller
Tax withholdingCommon Stock 2,405 $21.19 $50,961.95
Disclosure

SEC source: 0001062993-22-012765 · form4.xml · nonDerivative · entry 5

Quigley Robert · CIK 0001759585 · Sr. Vice President, Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,276

F6 · shares: Pursuant to the terms of the Company's equity incentive plan, represents shares withheld by the Company to satisfy the tax liability incurred upon the distribution of the time-based RSUs granted on each of May 15, 2019, May 13, 2020 and May 12, 2021, as well as shares withheld by the Company to satisfy the tax liability incurred upon the vesting of 10,044 performance-based RSUs granted May 15, 2019, net of which remain subject to a one year post-vest hold.

Read SEC document
May 15, 2022 Filed May 17, 2022 20:45 UTC
Quigley RobertSr. Vice President, Controller
Exercise / conversionCommon Stock 423 $0.00 $0.00
Disclosure

SEC source: 0001062993-22-012765 · form4.xml · nonDerivative · entry 4

Quigley Robert · CIK 0001759585 · Sr. Vice President, Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,681

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · shares: Represents the shares netted for taxes from the vesting of the performance-based RSU award granted May 15, 2019, which are subject to a one-year post vest holding period.

F9 · price: Each RSU represents a contingent right to receive one share of common stock.

Read SEC document
May 15, 2022 Filed May 17, 2022 20:45 UTC
Quigley RobertSr. Vice President, Controller
Exercise / conversionCommon Stock 1,132 $0.00 $0.00
Disclosure

SEC source: 0001062993-22-012765 · form4.xml · nonDerivative · entry 3

Quigley Robert · CIK 0001759585 · Sr. Vice President, Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,258

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · shares: Represents shares of common stock acquired upon the vesting of one-third of time-based RSUs granted on May 15, 2019.

F9 · price: Each RSU represents a contingent right to receive one share of common stock.

Read SEC document
May 15, 2022 Filed May 17, 2022 20:45 UTC
Quigley RobertSr. Vice President, Controller
Exercise / conversionCommon Stock 2,022 $0.00 $0.00
Disclosure

SEC source: 0001062993-22-012765 · form4.xml · nonDerivative · entry 2

Quigley Robert · CIK 0001759585 · Sr. Vice President, Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,126

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · shares: Represents shares of common stock acquired upon the vesting of one-third of time-based RSUs granted on May 12, 2021.

F9 · price: Each RSU represents a contingent right to receive one share of common stock.

Read SEC document
May 15, 2022 Filed May 17, 2022 20:40 UTC
Hoffman Edward JSr. EVP, General Counsel
Tax withholdingRestricted Stock Units - Performance Award · Derivative 1,575 Not disclosed Strike: $0.00 Not disclosed
Disclosure

SEC source: 0001062993-22-012762 · form4.xml · derivative · entry 10

Hoffman Edward J · CIK 0001439483 · Sr. EVP, General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,964

Underlying: Common Stock · 1,575 shares

Expires not disclosed

F9 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of common stock.

F5 · shares: Represents the shares netted for taxes from the vesting of the performance-based RSU award granted May 15, 2019, which are subject to a one-year post vest holding period

F10 · price: Not Applicable.

F7 · derivative.exercise_date: Vesting occurred on the third anniversary of the grant date based on satisfaction of performance metrics.

F10 · derivative.expiration_date: Not Applicable.

F5 · derivative.underlying_shares: Represents the shares netted for taxes from the vesting of the performance-based RSU award granted May 15, 2019, which are subject to a one-year post vest holding period

F8 · balance_after: Pursuant to the terms of the Company???s equity incentive plan, represents net shares subject to a one-year post vest hold upon vesting of 37,964 performance-based RSUs granted May 15, 2019.

Read SEC document
May 15, 2022 Filed May 17, 2022 20:40 UTC
Hoffman Edward JSr. EVP, General Counsel
Exercise / conversionRestricted Stock Units - Time-based Award · Derivative 4,278 Not disclosed Strike: $0.00 Not disclosed
Disclosure

SEC source: 0001062993-22-012762 · form4.xml · derivative · entry 9

Hoffman Edward J · CIK 0001439483 · Sr. EVP, General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 4,278 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F9 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of common stock.

F4 · shares: Represents shares of common stock acquired upon the vesting of one-third of time-based RSUs granted on May 15, 2019.

F10 · price: Not Applicable.

F10 · derivative.expiration_date: Not Applicable.

F4 · derivative.underlying_shares: Represents shares of common stock acquired upon the vesting of one-third of time-based RSUs granted on May 15, 2019.

Read SEC document
May 15, 2022 Filed May 17, 2022 20:40 UTC
Hoffman Edward JSr. EVP, General Counsel
Exercise / conversionRestricted Stock Units - Time-based Award · Derivative 7,246 Not disclosed Strike: $0.00 Not disclosed
Disclosure

SEC source: 0001062993-22-012762 · form4.xml · derivative · entry 8

Hoffman Edward J · CIK 0001439483 · Sr. EVP, General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,567

Underlying: Common Stock · 7,246 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F9 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of common stock.

F3 · shares: Represents shares of common stock acquired upon the vesting of one-third of time-based RSUs granted on May 12, 2021.

F10 · price: Not Applicable.

F10 · derivative.expiration_date: Not Applicable.

F3 · derivative.underlying_shares: Represents shares of common stock acquired upon the vesting of one-third of time-based RSUs granted on May 12, 2021.

Read SEC document
May 15, 2022 Filed May 17, 2022 20:40 UTC
Hoffman Edward JSr. EVP, General Counsel
Tax withholdingCommon Stock 10,590 $21.19 $224,402.10
Disclosure

SEC source: 0001062993-22-012762 · form4.xml · nonDerivative · entry 6

Hoffman Edward J · CIK 0001439483 · Sr. EVP, General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 138,534

F6 · shares: Pursuant to the terms of the Company's equity incentive plan, represents shares withheld by the Company to satisfy the tax liability incurred upon the distribution of the time-based RSUs granted on each of May 15, 2019, May 13, 2020 and May 12, 2021, as well as shares withheld by the Company to satisfy the tax liability incurred upon the vesting of 37,964 performance-based RSUs granted May 15, 2019, net of which remain subject to a one year post-vest hold.

Read SEC document
May 15, 2022 Filed May 17, 2022 20:40 UTC
Hoffman Edward JSr. EVP, General Counsel
Exercise / conversionCommon Stock 1,575 $0.00 $0.00
Disclosure

SEC source: 0001062993-22-012762 · form4.xml · nonDerivative · entry 5

Hoffman Edward J · CIK 0001439483 · Sr. EVP, General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 149,124

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · shares: Represents the shares netted for taxes from the vesting of the performance-based RSU award granted May 15, 2019, which are subject to a one-year post vest holding period

F9 · price: Each RSU represents a contingent right to receive one share of common stock.

Read SEC document
May 15, 2022 Filed May 17, 2022 20:40 UTC
Hoffman Edward JSr. EVP, General Counsel
Exercise / conversionCommon Stock 4,278 $0.00 $0.00
Disclosure

SEC source: 0001062993-22-012762 · form4.xml · nonDerivative · entry 4

Hoffman Edward J · CIK 0001439483 · Sr. EVP, General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 147,549

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · shares: Represents shares of common stock acquired upon the vesting of one-third of time-based RSUs granted on May 15, 2019.

F9 · price: Each RSU represents a contingent right to receive one share of common stock.

Read SEC document
May 15, 2022 Filed May 17, 2022 20:40 UTC
Hoffman Edward JSr. EVP, General Counsel
Exercise / conversionCommon Stock 7,246 $0.00 $0.00
Disclosure

SEC source: 0001062993-22-012762 · form4.xml · nonDerivative · entry 3

Hoffman Edward J · CIK 0001439483 · Sr. EVP, General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 143,271

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · shares: Represents shares of common stock acquired upon the vesting of one-third of time-based RSUs granted on May 12, 2021.

F9 · price: Each RSU represents a contingent right to receive one share of common stock.

Read SEC document
May 15, 2022 Filed May 17, 2022 20:34 UTC
Thornberry Richard GChief Executive Officer
Tax withholdingRestricted Stock Units - Performance Award · Derivative 6,326 Not disclosed Strike: $0.00 Not disclosed
Disclosure

SEC source: 0001062993-22-012760 · form4.xml · derivative · entry 9

Thornberry Richard G · CIK 0001699782 · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 156,450

Underlying: Common Stock · 6,326 shares

Expires not disclosed

F8 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of common stock.

F4 · shares: Represents the shares netted for taxes from the vesting of the performance-based RSU award granted May 15, 2019, which are subject to a one-year post vest holding period

F9 · price: Not Applicable.

F6 · derivative.exercise_date: Vesting occurred on the third anniversary of the grant date based on satisfaction of performance metrics.

F9 · derivative.expiration_date: Not Applicable.

F4 · derivative.underlying_shares: Represents the shares netted for taxes from the vesting of the performance-based RSU award granted May 15, 2019, which are subject to a one-year post vest holding period

F7 · balance_after: Pursuant to the terms of the Company???s equity incentive plan, represents net shares subject to a one-year post vest hold upon vesting of 156,450 performance-based RSUs granted May 15, 2019.

Read SEC document
May 15, 2022 Filed May 17, 2022 20:34 UTC
Thornberry Richard GChief Executive Officer
Exercise / conversionRestricted Stock Units - Time-based Award · Derivative 17,608 Not disclosed Strike: $0.00 Not disclosed
Disclosure

SEC source: 0001062993-22-012760 · form4.xml · derivative · entry 8

Thornberry Richard G · CIK 0001699782 · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 17,608 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F8 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of common stock.

F3 · shares: Represents shares of common stock acquired upon the vesting of one-third of time-based RSUs granted on May 15, 2019.

F9 · price: Not Applicable.

F9 · derivative.expiration_date: Not Applicable.

F3 · derivative.underlying_shares: Represents shares of common stock acquired upon the vesting of one-third of time-based RSUs granted on May 15, 2019.

Read SEC document
May 15, 2022 Filed May 17, 2022 20:34 UTC
Thornberry Richard GChief Executive Officer
Exercise / conversionRestricted Stock Units - Time-based Award · Derivative 28,239 Not disclosed Strike: $0.00 Not disclosed
Disclosure

SEC source: 0001062993-22-012760 · form4.xml · derivative · entry 7

Thornberry Richard G · CIK 0001699782 · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 56,481

Underlying: Common Stock · 28,239 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F8 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of common stock.

F2 · shares: Represents shares of common stock acquired upon the vesting of one-third of time-based RSUs granted on May 12, 2021.

F9 · price: Not Applicable.

F9 · derivative.expiration_date: Not Applicable.

F2 · derivative.underlying_shares: Represents shares of common stock acquired upon the vesting of one-third of time-based RSUs granted on May 12, 2021.

Read SEC document
May 15, 2022 Filed May 17, 2022 20:34 UTC
Thornberry Richard GChief Executive Officer
Tax withholdingCommon Stock 39,979 $21.19 $847,155.01
Disclosure

SEC source: 0001062993-22-012760 · form4.xml · nonDerivative · entry 5

Thornberry Richard G · CIK 0001699782 · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 497,598

F5 · shares: Pursuant to the terms of the Company's equity incentive plan, represents shares withheld by the Company to satisfy the tax liability incurred upon the distribution of the time-based RSUs granted on each of May 15, 2019, May 13, 2020 and May 12, 2021, as well as shares withheld by the Company to satisfy the tax liability incurred upon the vesting of 156,450 performance-based RSUs granted May 15, 2019, net of which remain subject to a one year post-vest hold.

Read SEC document
May 15, 2022 Filed May 17, 2022 20:34 UTC
Thornberry Richard GChief Executive Officer
Exercise / conversionCommon Stock 6,326 $0.00 $0.00
Disclosure

SEC source: 0001062993-22-012760 · form4.xml · nonDerivative · entry 4

Thornberry Richard G · CIK 0001699782 · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 537,577

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · shares: Represents the shares netted for taxes from the vesting of the performance-based RSU award granted May 15, 2019, which are subject to a one-year post vest holding period

F8 · price: Each RSU represents a contingent right to receive one share of common stock.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.