Last 12 months
Inside the activity.
0 purchase rows · 0 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 0 |
| Dec 2025 | 0 | 0 |
| Jan 2026 | 0 | 0 |
| Feb 2026 | 0 | 0 |
| Mar 2026 | 0 | 0 |
| Apr 2026 | 0 | 0 |
| May 2026 | 0 | 0 |
| Jun 2026 | 0 | 0 |
| Jul 2026 | 0 | 0 |
| Aug 2026 | 0 | 0 |
| Sep 2026 | 0 | 0 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| March 10, 2023 Filed Mar 14, 2023 18:18 UTC |
Tompkins Sidney CraigEVP, General Counsel
|
GrantRestricted Stock Units (Performance-based) (Class A Non-Voti · Derivative | 319 | $0.00 | $0.00 |
DisclosureSEC source: 0001567619-23-005032 · doc1.xml · derivative · entry 8 Tompkins Sidney Craig · CIK 0001740487 · EVP, General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,571 Underlying: Class A Non-Voting Common Stock · 319 shares Expires not disclosed F1 · derivative.exercise_price: Each Restricted Stock Unit represents the contingent right to receive one share of Class A Non-Voting Common Stock upon vesting of the unit. F2 · derivative.exercise_date: As previously reported, a total of 25,511 restricted stock units were granted on March 10, 2020 pursuant to the Company's 2010 Stock Incentive Plan. Of that amount, (i) 19,134 restricted stock units vest in four equal annual installments commencing on March 10, 2021, March 10, 2022, March 10, 2023, and March 10, 2024; and (ii) 6,377 performance-based restricted stock units (PRSU) vest on the third anniversary of the Date of Grant, March 10, 2023; provided that (a) the reporting person has not undergone a termination of his service at the vesting date (or earlier accelerating event), and (b)(1) one-third of the performance criteria (PRSU Criteria) has been met and certified by the Compensation and Stock Option Committee (Committee) for the year ended December 31, 2020, such determination to be made before March 10, 2021; F3 · derivative.exercise_date: and (2) two-thirds of the PRSU Criteria shall be based upon performance for the two remaining calendar years (2021 and 2022) under objective performance criteria to be established by the Committee, and shall be subject to the certification by the Committee that such PRSU Criteria, or portion thereof (stated as a percentage), has been met. The Committee must certify on or before March 10, 2023 the percentage of the PRSU Criteria which has been met for the calendar years 2021 and 2022. On March 9, 2022, the Committee determined and certified that the reporting person met 100% of the PRSU Criteria for the year ended December 31, 2021. On March 9, 2023, the Committee determined and certified that the reporting person met 15% of PRSU criteria for the year ended December 31, 2022. The reporting person previously reported all 25,511 restricted stock units (including 6,377 PRSUs) in Table II of Form 4 dated March 12, 2020. F2 · derivative.expiration_date: As previously reported, a total of 25,511 restricted stock units were granted on March 10, 2020 pursuant to the Company's 2010 Stock Incentive Plan. Of that amount, (i) 19,134 restricted stock units vest in four equal annual installments commencing on March 10, 2021, March 10, 2022, March 10, 2023, and March 10, 2024; and (ii) 6,377 performance-based restricted stock units (PRSU) vest on the third anniversary of the Date of Grant, March 10, 2023; provided that (a) the reporting person has not undergone a termination of his service at the vesting date (or earlier accelerating event), and (b)(1) one-third of the performance criteria (PRSU Criteria) has been met and certified by the Compensation and Stock Option Committee (Committee) for the year ended December 31, 2020, such determination to be made before March 10, 2021; F3 · derivative.expiration_date: and (2) two-thirds of the PRSU Criteria shall be based upon performance for the two remaining calendar years (2021 and 2022) under objective performance criteria to be established by the Committee, and shall be subject to the certification by the Committee that such PRSU Criteria, or portion thereof (stated as a percentage), has been met. The Committee must certify on or before March 10, 2023 the percentage of the PRSU Criteria which has been met for the calendar years 2021 and 2022. On March 9, 2022, the Committee determined and certified that the reporting person met 100% of the PRSU Criteria for the year ended December 31, 2021. On March 9, 2023, the Committee determined and certified that the reporting person met 15% of PRSU criteria for the year ended December 31, 2022. The reporting person previously reported all 25,511 restricted stock units (including 6,377 PRSUs) in Table II of Form 4 dated March 12, 2020. Read SEC document |
| March 10, 2023 Filed Mar 14, 2023 18:18 UTC |
Tompkins Sidney CraigEVP, General Counsel
|
Exercise / conversionRestricted Stock Units (Class A Non-Voting Common Stock) · Derivative | 4,783 | $0.00 | $0.00 |
DisclosureSEC source: 0001567619-23-005032 · doc1.xml · derivative · entry 7 Tompkins Sidney Craig · CIK 0001740487 · EVP, General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,783 Underlying: Class A Non-Voting Common Stock · 4,783 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each Restricted Stock Unit represents the contingent right to receive one share of Class A Non-Voting Common Stock upon vesting of the unit. F2 · derivative.exercise_date: As previously reported, a total of 25,511 restricted stock units were granted on March 10, 2020 pursuant to the Company's 2010 Stock Incentive Plan. Of that amount, (i) 19,134 restricted stock units vest in four equal annual installments commencing on March 10, 2021, March 10, 2022, March 10, 2023, and March 10, 2024; and (ii) 6,377 performance-based restricted stock units (PRSU) vest on the third anniversary of the Date of Grant, March 10, 2023; provided that (a) the reporting person has not undergone a termination of his service at the vesting date (or earlier accelerating event), and (b)(1) one-third of the performance criteria (PRSU Criteria) has been met and certified by the Compensation and Stock Option Committee (Committee) for the year ended December 31, 2020, such determination to be made before March 10, 2021; F3 · derivative.exercise_date: and (2) two-thirds of the PRSU Criteria shall be based upon performance for the two remaining calendar years (2021 and 2022) under objective performance criteria to be established by the Committee, and shall be subject to the certification by the Committee that such PRSU Criteria, or portion thereof (stated as a percentage), has been met. The Committee must certify on or before March 10, 2023 the percentage of the PRSU Criteria which has been met for the calendar years 2021 and 2022. On March 9, 2022, the Committee determined and certified that the reporting person met 100% of the PRSU Criteria for the year ended December 31, 2021. On March 9, 2023, the Committee determined and certified that the reporting person met 15% of PRSU criteria for the year ended December 31, 2022. The reporting person previously reported all 25,511 restricted stock units (including 6,377 PRSUs) in Table II of Form 4 dated March 12, 2020. F2 · derivative.expiration_date: As previously reported, a total of 25,511 restricted stock units were granted on March 10, 2020 pursuant to the Company's 2010 Stock Incentive Plan. Of that amount, (i) 19,134 restricted stock units vest in four equal annual installments commencing on March 10, 2021, March 10, 2022, March 10, 2023, and March 10, 2024; and (ii) 6,377 performance-based restricted stock units (PRSU) vest on the third anniversary of the Date of Grant, March 10, 2023; provided that (a) the reporting person has not undergone a termination of his service at the vesting date (or earlier accelerating event), and (b)(1) one-third of the performance criteria (PRSU Criteria) has been met and certified by the Compensation and Stock Option Committee (Committee) for the year ended December 31, 2020, such determination to be made before March 10, 2021; F3 · derivative.expiration_date: and (2) two-thirds of the PRSU Criteria shall be based upon performance for the two remaining calendar years (2021 and 2022) under objective performance criteria to be established by the Committee, and shall be subject to the certification by the Committee that such PRSU Criteria, or portion thereof (stated as a percentage), has been met. The Committee must certify on or before March 10, 2023 the percentage of the PRSU Criteria which has been met for the calendar years 2021 and 2022. On March 9, 2022, the Committee determined and certified that the reporting person met 100% of the PRSU Criteria for the year ended December 31, 2021. On March 9, 2023, the Committee determined and certified that the reporting person met 15% of PRSU criteria for the year ended December 31, 2022. The reporting person previously reported all 25,511 restricted stock units (including 6,377 PRSUs) in Table II of Form 4 dated March 12, 2020. Read SEC document |
| March 10, 2023 Filed Mar 14, 2023 18:18 UTC |
Tompkins Sidney CraigEVP, General Counsel
|
Tax withholdingClass A Non-Voting Common Stock | 4,934 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001567619-23-005032 · doc1.xml · nonDerivative · entry 3 Tompkins Sidney Craig · CIK 0001740487 · EVP, General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,639 F1 · price: Each Restricted Stock Unit represents the contingent right to receive one share of Class A Non-Voting Common Stock upon vesting of the unit. Read SEC document |
| March 10, 2023 Filed Mar 14, 2023 18:18 UTC |
Tompkins Sidney CraigEVP, General Counsel
|
Exercise / conversionClass A Non-Voting Common Stock | 4,571 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001567619-23-005032 · doc1.xml · nonDerivative · entry 2 Tompkins Sidney Craig · CIK 0001740487 · EVP, General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,573 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each Restricted Stock Unit represents the contingent right to receive one share of Class A Non-Voting Common Stock upon vesting of the unit. Read SEC document |
| March 10, 2023 Filed Mar 14, 2023 18:18 UTC |
Tompkins Sidney CraigEVP, General Counsel
|
Exercise / conversionClass A Non-Voting Common Stock | 4,783 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001567619-23-005032 · doc1.xml · nonDerivative · entry 1 Tompkins Sidney Craig · CIK 0001740487 · EVP, General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,002 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each Restricted Stock Unit represents the contingent right to receive one share of Class A Non-Voting Common Stock upon vesting of the unit. Read SEC document |
| March 10, 2023 Filed Mar 14, 2023 18:12 UTC |
MATYCZYNSKI ANDRZEJ JEVP - Global Ops
|
Exercise / conversionRestricted Stock Units (Performance-based) (Class A Non-Voti · Derivative | 2,930 | $0.00 | $0.00 |
DisclosureSEC source: 0001567619-23-005029 · doc1.xml · derivative · entry 6 MATYCZYNSKI ANDRZEJ J · CIK 0001218805 · EVP - Global Ops 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Class A Non-Voting Common Stock · 2,930 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each Restricted Stock Unit represents the contingent right to receive one share of Class A Non-Voting Common Stock upon vesting of the unit. F2 · derivative.exercise_date: As previously reported, a total of 16,353 restricted stock units were granted on March 10, 2020 pursuant to the Company's 2010 Stock Incentive Plan. Of that amount, (i) 12,265 restricted stock units vest in four equal annual installments commencing on March 10, 2021, March 10, 2022, March 10, 2023, and March 10, 2024; and (ii) 4,088 performance-based restricted stock units (PRSU) vest on the third anniversary of the Date of Grant, March 10, 2023; provided that (a) the reporting person has not undergone a termination of his service at the vesting date (or earlier accelerating event), and (b)(1) one-third of the performance criteria (PRSU Criteria) has been met and certified by the Compensation and Stock Option Committee (Committee) for the year ended December 31, 2020, such determination to be made before March 10, 2021; F3 · derivative.exercise_date: and (2) two-thirds of the PRSU Criteria shall be based upon performance for the two remaining calendar years (2021 and 2022) under objective performance criteria to be established by the Committee, and shall be subject to the certification by the Committee that such PRSU Criteria, or portion thereof (stated as a percentage), has been met. The Committee must certify on or before March 10, 2023 the percentage of the PRSU Criteria which has been met for the calendar years 2021 and 2022. On March 9, 2022, the Committee determined and certified that the reporting person met 100% of the PRSU Criteria for the year ended December 31, 2021. On March 9, 2023, the Committee determined and certified that the reporting person met 15% of PRSU criteria for the year ended December 31, 2022. The reporting person previously reported all 16,353 restricted stock units (including 4,088 PRSUs) in Table II of Form 4 dated March 12, 2020. F2 · derivative.expiration_date: As previously reported, a total of 16,353 restricted stock units were granted on March 10, 2020 pursuant to the Company's 2010 Stock Incentive Plan. Of that amount, (i) 12,265 restricted stock units vest in four equal annual installments commencing on March 10, 2021, March 10, 2022, March 10, 2023, and March 10, 2024; and (ii) 4,088 performance-based restricted stock units (PRSU) vest on the third anniversary of the Date of Grant, March 10, 2023; provided that (a) the reporting person has not undergone a termination of his service at the vesting date (or earlier accelerating event), and (b)(1) one-third of the performance criteria (PRSU Criteria) has been met and certified by the Compensation and Stock Option Committee (Committee) for the year ended December 31, 2020, such determination to be made before March 10, 2021; F3 · derivative.expiration_date: and (2) two-thirds of the PRSU Criteria shall be based upon performance for the two remaining calendar years (2021 and 2022) under objective performance criteria to be established by the Committee, and shall be subject to the certification by the Committee that such PRSU Criteria, or portion thereof (stated as a percentage), has been met. The Committee must certify on or before March 10, 2023 the percentage of the PRSU Criteria which has been met for the calendar years 2021 and 2022. On March 9, 2022, the Committee determined and certified that the reporting person met 100% of the PRSU Criteria for the year ended December 31, 2021. On March 9, 2023, the Committee determined and certified that the reporting person met 15% of PRSU criteria for the year ended December 31, 2022. The reporting person previously reported all 16,353 restricted stock units (including 4,088 PRSUs) in Table II of Form 4 dated March 12, 2020. Read SEC document |
| March 10, 2023 Filed Mar 14, 2023 18:12 UTC |
MATYCZYNSKI ANDRZEJ JEVP - Global Ops
|
GrantRestricted Stock Units (Performance-based) · Derivative | 204 | $0.00 | $0.00 |
DisclosureSEC source: 0001567619-23-005029 · doc1.xml · derivative · entry 5 MATYCZYNSKI ANDRZEJ J · CIK 0001218805 · EVP - Global Ops 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,930 Underlying: Class A Non-Voting Common Stock · 204 shares Expires not disclosed F1 · derivative.exercise_price: Each Restricted Stock Unit represents the contingent right to receive one share of Class A Non-Voting Common Stock upon vesting of the unit. F2 · derivative.exercise_date: As previously reported, a total of 16,353 restricted stock units were granted on March 10, 2020 pursuant to the Company's 2010 Stock Incentive Plan. Of that amount, (i) 12,265 restricted stock units vest in four equal annual installments commencing on March 10, 2021, March 10, 2022, March 10, 2023, and March 10, 2024; and (ii) 4,088 performance-based restricted stock units (PRSU) vest on the third anniversary of the Date of Grant, March 10, 2023; provided that (a) the reporting person has not undergone a termination of his service at the vesting date (or earlier accelerating event), and (b)(1) one-third of the performance criteria (PRSU Criteria) has been met and certified by the Compensation and Stock Option Committee (Committee) for the year ended December 31, 2020, such determination to be made before March 10, 2021; F3 · derivative.exercise_date: and (2) two-thirds of the PRSU Criteria shall be based upon performance for the two remaining calendar years (2021 and 2022) under objective performance criteria to be established by the Committee, and shall be subject to the certification by the Committee that such PRSU Criteria, or portion thereof (stated as a percentage), has been met. The Committee must certify on or before March 10, 2023 the percentage of the PRSU Criteria which has been met for the calendar years 2021 and 2022. On March 9, 2022, the Committee determined and certified that the reporting person met 100% of the PRSU Criteria for the year ended December 31, 2021. On March 9, 2023, the Committee determined and certified that the reporting person met 15% of PRSU criteria for the year ended December 31, 2022. The reporting person previously reported all 16,353 restricted stock units (including 4,088 PRSUs) in Table II of Form 4 dated March 12, 2020. F2 · derivative.expiration_date: As previously reported, a total of 16,353 restricted stock units were granted on March 10, 2020 pursuant to the Company's 2010 Stock Incentive Plan. Of that amount, (i) 12,265 restricted stock units vest in four equal annual installments commencing on March 10, 2021, March 10, 2022, March 10, 2023, and March 10, 2024; and (ii) 4,088 performance-based restricted stock units (PRSU) vest on the third anniversary of the Date of Grant, March 10, 2023; provided that (a) the reporting person has not undergone a termination of his service at the vesting date (or earlier accelerating event), and (b)(1) one-third of the performance criteria (PRSU Criteria) has been met and certified by the Compensation and Stock Option Committee (Committee) for the year ended December 31, 2020, such determination to be made before March 10, 2021; F3 · derivative.expiration_date: and (2) two-thirds of the PRSU Criteria shall be based upon performance for the two remaining calendar years (2021 and 2022) under objective performance criteria to be established by the Committee, and shall be subject to the certification by the Committee that such PRSU Criteria, or portion thereof (stated as a percentage), has been met. The Committee must certify on or before March 10, 2023 the percentage of the PRSU Criteria which has been met for the calendar years 2021 and 2022. On March 9, 2022, the Committee determined and certified that the reporting person met 100% of the PRSU Criteria for the year ended December 31, 2021. On March 9, 2023, the Committee determined and certified that the reporting person met 15% of PRSU criteria for the year ended December 31, 2022. The reporting person previously reported all 16,353 restricted stock units (including 4,088 PRSUs) in Table II of Form 4 dated March 12, 2020. Read SEC document |
| March 10, 2023 Filed Mar 14, 2023 18:12 UTC |
MATYCZYNSKI ANDRZEJ JEVP - Global Ops
|
Exercise / conversionRestricted Stock Units · Derivative | 3,066 | $0.00 | $0.00 |
DisclosureSEC source: 0001567619-23-005029 · doc1.xml · derivative · entry 4 MATYCZYNSKI ANDRZEJ J · CIK 0001218805 · EVP - Global Ops 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,066 Underlying: Class A Non-Voting Common Stock · 3,066 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each Restricted Stock Unit represents the contingent right to receive one share of Class A Non-Voting Common Stock upon vesting of the unit. F2 · derivative.exercise_date: As previously reported, a total of 16,353 restricted stock units were granted on March 10, 2020 pursuant to the Company's 2010 Stock Incentive Plan. Of that amount, (i) 12,265 restricted stock units vest in four equal annual installments commencing on March 10, 2021, March 10, 2022, March 10, 2023, and March 10, 2024; and (ii) 4,088 performance-based restricted stock units (PRSU) vest on the third anniversary of the Date of Grant, March 10, 2023; provided that (a) the reporting person has not undergone a termination of his service at the vesting date (or earlier accelerating event), and (b)(1) one-third of the performance criteria (PRSU Criteria) has been met and certified by the Compensation and Stock Option Committee (Committee) for the year ended December 31, 2020, such determination to be made before March 10, 2021; F3 · derivative.exercise_date: and (2) two-thirds of the PRSU Criteria shall be based upon performance for the two remaining calendar years (2021 and 2022) under objective performance criteria to be established by the Committee, and shall be subject to the certification by the Committee that such PRSU Criteria, or portion thereof (stated as a percentage), has been met. The Committee must certify on or before March 10, 2023 the percentage of the PRSU Criteria which has been met for the calendar years 2021 and 2022. On March 9, 2022, the Committee determined and certified that the reporting person met 100% of the PRSU Criteria for the year ended December 31, 2021. On March 9, 2023, the Committee determined and certified that the reporting person met 15% of PRSU criteria for the year ended December 31, 2022. The reporting person previously reported all 16,353 restricted stock units (including 4,088 PRSUs) in Table II of Form 4 dated March 12, 2020. F2 · derivative.expiration_date: As previously reported, a total of 16,353 restricted stock units were granted on March 10, 2020 pursuant to the Company's 2010 Stock Incentive Plan. Of that amount, (i) 12,265 restricted stock units vest in four equal annual installments commencing on March 10, 2021, March 10, 2022, March 10, 2023, and March 10, 2024; and (ii) 4,088 performance-based restricted stock units (PRSU) vest on the third anniversary of the Date of Grant, March 10, 2023; provided that (a) the reporting person has not undergone a termination of his service at the vesting date (or earlier accelerating event), and (b)(1) one-third of the performance criteria (PRSU Criteria) has been met and certified by the Compensation and Stock Option Committee (Committee) for the year ended December 31, 2020, such determination to be made before March 10, 2021; F3 · derivative.expiration_date: and (2) two-thirds of the PRSU Criteria shall be based upon performance for the two remaining calendar years (2021 and 2022) under objective performance criteria to be established by the Committee, and shall be subject to the certification by the Committee that such PRSU Criteria, or portion thereof (stated as a percentage), has been met. The Committee must certify on or before March 10, 2023 the percentage of the PRSU Criteria which has been met for the calendar years 2021 and 2022. On March 9, 2022, the Committee determined and certified that the reporting person met 100% of the PRSU Criteria for the year ended December 31, 2021. On March 9, 2023, the Committee determined and certified that the reporting person met 15% of PRSU criteria for the year ended December 31, 2022. The reporting person previously reported all 16,353 restricted stock units (including 4,088 PRSUs) in Table II of Form 4 dated March 12, 2020. Read SEC document |
| March 10, 2023 Filed Mar 14, 2023 18:12 UTC |
MATYCZYNSKI ANDRZEJ JEVP - Global Ops
|
Exercise / conversionClass A Non-Voting Common Stock | 2,930 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001567619-23-005029 · doc1.xml · nonDerivative · entry 2 MATYCZYNSKI ANDRZEJ J · CIK 0001218805 · EVP - Global Ops 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 54,918 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each Restricted Stock Unit represents the contingent right to receive one share of Class A Non-Voting Common Stock upon vesting of the unit. Read SEC document |
| March 10, 2023 Filed Mar 14, 2023 18:12 UTC |
MATYCZYNSKI ANDRZEJ JEVP - Global Ops
|
Exercise / conversionClass A Non-Voting Common Stock | 3,066 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001567619-23-005029 · doc1.xml · nonDerivative · entry 1 MATYCZYNSKI ANDRZEJ J · CIK 0001218805 · EVP - Global Ops 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 51,988 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each Restricted Stock Unit represents the contingent right to receive one share of Class A Non-Voting Common Stock upon vesting of the unit. F4 · balance_after: The total amount of shares beneficially owned has been adjusted to correct an immaterial understatement in the amount of 18 shares of Class A Non-Voting Common Stock directly owned by the reporting person. Read SEC document |
| March 10, 2023 Filed Mar 14, 2023 18:16 UTC |
Avanes GilbertEVP, CFO & Treasurer
|
Exercise / conversionRestricted Stock Units (Performance-based) (Class A Non-Voti · Derivative | 4,395 | $0.00 | $0.00 |
DisclosureSEC source: 0001567619-23-005030 · doc1.xml · derivative · entry 6 Avanes Gilbert · CIK 0001672000 · EVP, CFO & Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Class A Non-Voting Common Stock · 4,395 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each Restricted Stock Unit represents the contingent right to receive one share of Class A Non-Voting Common Stock upon vesting of the unit. F2 · derivative.exercise_date: As previously reported, a total of 24,530 restricted stock units were granted on March 10, 2020 pursuant to the Company's 2010 Stock Incentive Plan. Of that amount, (i) 18,398 restricted stock units vest in four equal annual installments commencing on March 10, 2021, March 10, 2022, March 10, 2023, and March 10, 2024; and (ii) 6,132 performance-based restricted stock units (PRSU) vest on the third anniversary of the Date of Grant, March 10, 2023; provided that (a) the reporting person has not undergone a termination of his service at the vesting date (or earlier accelerating event), and (b)(1) one-third of the performance criteria (PRSU Criteria) has been met and certified by the Compensation and Stock Option Committee (Committee) for the year ended December 31, 2020, such determination to be made before March 10, 2021; F3 · derivative.exercise_date: and (2) two-thirds of the PRSU Criteria shall be based upon performance for the two remaining calendar years (2021 and 2022) under objective performance criteria to be established by the Committee, and shall be subject to the certification by the Committee that such PRSU Criteria, or portion thereof (stated as a percentage), has been met. The Committee must certify on or before March 10, 2023 the percentage of the PRSU Criteria which has been met for the calendar years 2021 and 2022. On March 9, 2022, the Committee determined and certified that the reporting person met 100% of the PRSU Criteria for the year ended December 31, 2021. On March 9, 2023, the Committee determined and certified that the reporting person met 15% of PRSU criteria for the year ended December 31, 2022. The reporting person previously reported all 24,530 restricted stock units (including 6,132 PRSUs) in Table II of Form 4 dated March 12, 2020. F2 · derivative.expiration_date: As previously reported, a total of 24,530 restricted stock units were granted on March 10, 2020 pursuant to the Company's 2010 Stock Incentive Plan. Of that amount, (i) 18,398 restricted stock units vest in four equal annual installments commencing on March 10, 2021, March 10, 2022, March 10, 2023, and March 10, 2024; and (ii) 6,132 performance-based restricted stock units (PRSU) vest on the third anniversary of the Date of Grant, March 10, 2023; provided that (a) the reporting person has not undergone a termination of his service at the vesting date (or earlier accelerating event), and (b)(1) one-third of the performance criteria (PRSU Criteria) has been met and certified by the Compensation and Stock Option Committee (Committee) for the year ended December 31, 2020, such determination to be made before March 10, 2021; F3 · derivative.expiration_date: and (2) two-thirds of the PRSU Criteria shall be based upon performance for the two remaining calendar years (2021 and 2022) under objective performance criteria to be established by the Committee, and shall be subject to the certification by the Committee that such PRSU Criteria, or portion thereof (stated as a percentage), has been met. The Committee must certify on or before March 10, 2023 the percentage of the PRSU Criteria which has been met for the calendar years 2021 and 2022. On March 9, 2022, the Committee determined and certified that the reporting person met 100% of the PRSU Criteria for the year ended December 31, 2021. On March 9, 2023, the Committee determined and certified that the reporting person met 15% of PRSU criteria for the year ended December 31, 2022. The reporting person previously reported all 24,530 restricted stock units (including 6,132 PRSUs) in Table II of Form 4 dated March 12, 2020. Read SEC document |
| March 10, 2023 Filed Mar 14, 2023 18:16 UTC |
Avanes GilbertEVP, CFO & Treasurer
|
GrantRestricted Stock Units (Performance-based) · Derivative | 307 | $0.00 | $0.00 |
DisclosureSEC source: 0001567619-23-005030 · doc1.xml · derivative · entry 5 Avanes Gilbert · CIK 0001672000 · EVP, CFO & Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,395 Underlying: Class A Non-Voting Common Stock · 307 shares Expires not disclosed F1 · derivative.exercise_price: Each Restricted Stock Unit represents the contingent right to receive one share of Class A Non-Voting Common Stock upon vesting of the unit. F2 · derivative.exercise_date: As previously reported, a total of 24,530 restricted stock units were granted on March 10, 2020 pursuant to the Company's 2010 Stock Incentive Plan. Of that amount, (i) 18,398 restricted stock units vest in four equal annual installments commencing on March 10, 2021, March 10, 2022, March 10, 2023, and March 10, 2024; and (ii) 6,132 performance-based restricted stock units (PRSU) vest on the third anniversary of the Date of Grant, March 10, 2023; provided that (a) the reporting person has not undergone a termination of his service at the vesting date (or earlier accelerating event), and (b)(1) one-third of the performance criteria (PRSU Criteria) has been met and certified by the Compensation and Stock Option Committee (Committee) for the year ended December 31, 2020, such determination to be made before March 10, 2021; F3 · derivative.exercise_date: and (2) two-thirds of the PRSU Criteria shall be based upon performance for the two remaining calendar years (2021 and 2022) under objective performance criteria to be established by the Committee, and shall be subject to the certification by the Committee that such PRSU Criteria, or portion thereof (stated as a percentage), has been met. The Committee must certify on or before March 10, 2023 the percentage of the PRSU Criteria which has been met for the calendar years 2021 and 2022. On March 9, 2022, the Committee determined and certified that the reporting person met 100% of the PRSU Criteria for the year ended December 31, 2021. On March 9, 2023, the Committee determined and certified that the reporting person met 15% of PRSU criteria for the year ended December 31, 2022. The reporting person previously reported all 24,530 restricted stock units (including 6,132 PRSUs) in Table II of Form 4 dated March 12, 2020. F2 · derivative.expiration_date: As previously reported, a total of 24,530 restricted stock units were granted on March 10, 2020 pursuant to the Company's 2010 Stock Incentive Plan. Of that amount, (i) 18,398 restricted stock units vest in four equal annual installments commencing on March 10, 2021, March 10, 2022, March 10, 2023, and March 10, 2024; and (ii) 6,132 performance-based restricted stock units (PRSU) vest on the third anniversary of the Date of Grant, March 10, 2023; provided that (a) the reporting person has not undergone a termination of his service at the vesting date (or earlier accelerating event), and (b)(1) one-third of the performance criteria (PRSU Criteria) has been met and certified by the Compensation and Stock Option Committee (Committee) for the year ended December 31, 2020, such determination to be made before March 10, 2021; F3 · derivative.expiration_date: and (2) two-thirds of the PRSU Criteria shall be based upon performance for the two remaining calendar years (2021 and 2022) under objective performance criteria to be established by the Committee, and shall be subject to the certification by the Committee that such PRSU Criteria, or portion thereof (stated as a percentage), has been met. The Committee must certify on or before March 10, 2023 the percentage of the PRSU Criteria which has been met for the calendar years 2021 and 2022. On March 9, 2022, the Committee determined and certified that the reporting person met 100% of the PRSU Criteria for the year ended December 31, 2021. On March 9, 2023, the Committee determined and certified that the reporting person met 15% of PRSU criteria for the year ended December 31, 2022. The reporting person previously reported all 24,530 restricted stock units (including 6,132 PRSUs) in Table II of Form 4 dated March 12, 2020. Read SEC document |
| March 10, 2023 Filed Mar 14, 2023 18:16 UTC |
Avanes GilbertEVP, CFO & Treasurer
|
Exercise / conversionRestricted Stock Units · Derivative | 4,599 | $0.00 | $0.00 |
DisclosureSEC source: 0001567619-23-005030 · doc1.xml · derivative · entry 4 Avanes Gilbert · CIK 0001672000 · EVP, CFO & Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,599 Underlying: Class A Non-Voting Common Stock · 4,599 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each Restricted Stock Unit represents the contingent right to receive one share of Class A Non-Voting Common Stock upon vesting of the unit. F2 · derivative.exercise_date: As previously reported, a total of 24,530 restricted stock units were granted on March 10, 2020 pursuant to the Company's 2010 Stock Incentive Plan. Of that amount, (i) 18,398 restricted stock units vest in four equal annual installments commencing on March 10, 2021, March 10, 2022, March 10, 2023, and March 10, 2024; and (ii) 6,132 performance-based restricted stock units (PRSU) vest on the third anniversary of the Date of Grant, March 10, 2023; provided that (a) the reporting person has not undergone a termination of his service at the vesting date (or earlier accelerating event), and (b)(1) one-third of the performance criteria (PRSU Criteria) has been met and certified by the Compensation and Stock Option Committee (Committee) for the year ended December 31, 2020, such determination to be made before March 10, 2021; F3 · derivative.exercise_date: and (2) two-thirds of the PRSU Criteria shall be based upon performance for the two remaining calendar years (2021 and 2022) under objective performance criteria to be established by the Committee, and shall be subject to the certification by the Committee that such PRSU Criteria, or portion thereof (stated as a percentage), has been met. The Committee must certify on or before March 10, 2023 the percentage of the PRSU Criteria which has been met for the calendar years 2021 and 2022. On March 9, 2022, the Committee determined and certified that the reporting person met 100% of the PRSU Criteria for the year ended December 31, 2021. On March 9, 2023, the Committee determined and certified that the reporting person met 15% of PRSU criteria for the year ended December 31, 2022. The reporting person previously reported all 24,530 restricted stock units (including 6,132 PRSUs) in Table II of Form 4 dated March 12, 2020. F2 · derivative.expiration_date: As previously reported, a total of 24,530 restricted stock units were granted on March 10, 2020 pursuant to the Company's 2010 Stock Incentive Plan. Of that amount, (i) 18,398 restricted stock units vest in four equal annual installments commencing on March 10, 2021, March 10, 2022, March 10, 2023, and March 10, 2024; and (ii) 6,132 performance-based restricted stock units (PRSU) vest on the third anniversary of the Date of Grant, March 10, 2023; provided that (a) the reporting person has not undergone a termination of his service at the vesting date (or earlier accelerating event), and (b)(1) one-third of the performance criteria (PRSU Criteria) has been met and certified by the Compensation and Stock Option Committee (Committee) for the year ended December 31, 2020, such determination to be made before March 10, 2021; F3 · derivative.expiration_date: and (2) two-thirds of the PRSU Criteria shall be based upon performance for the two remaining calendar years (2021 and 2022) under objective performance criteria to be established by the Committee, and shall be subject to the certification by the Committee that such PRSU Criteria, or portion thereof (stated as a percentage), has been met. The Committee must certify on or before March 10, 2023 the percentage of the PRSU Criteria which has been met for the calendar years 2021 and 2022. On March 9, 2022, the Committee determined and certified that the reporting person met 100% of the PRSU Criteria for the year ended December 31, 2021. On March 9, 2023, the Committee determined and certified that the reporting person met 15% of PRSU criteria for the year ended December 31, 2022. The reporting person previously reported all 24,530 restricted stock units (including 6,132 PRSUs) in Table II of Form 4 dated March 12, 2020. Read SEC document |
| March 10, 2023 Filed Mar 14, 2023 18:16 UTC |
Avanes GilbertEVP, CFO & Treasurer
|
Exercise / conversionClass A Non-Voting Common Stock | 4,395 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001567619-23-005030 · doc1.xml · nonDerivative · entry 2 Avanes Gilbert · CIK 0001672000 · EVP, CFO & Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 34,075 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each Restricted Stock Unit represents the contingent right to receive one share of Class A Non-Voting Common Stock upon vesting of the unit. Read SEC document |
| March 10, 2023 Filed Mar 14, 2023 18:16 UTC |
Avanes GilbertEVP, CFO & Treasurer
|
Exercise / conversionClass A Non-Voting Common Stock | 4,599 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001567619-23-005030 · doc1.xml · nonDerivative · entry 1 Avanes Gilbert · CIK 0001672000 · EVP, CFO & Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 29,680 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each Restricted Stock Unit represents the contingent right to receive one share of Class A Non-Voting Common Stock upon vesting of the unit. Read SEC document |
| December 15, 2022 Filed Dec 16, 2022 21:40 UTC |
Codding Judy BondDirector
|
GrantRestricted Stock Units (Class A Non-Voting Common Stock) · Derivative | 24,561 | $0.00 | $0.00 |
DisclosureSEC source: 0001567619-22-021722 · doc1.xml · derivative · entry 2 Codding Judy Bond · CIK 0001655341 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,561 Underlying: Class A Non-Voting Common Stock · 24,561 shares Expires not disclosed F1 · derivative.exercise_price: Each Restricted Stock Unit represents the contingent right to receive one share of Class A Non-Voting Common Stock upon vesting of the unit. F2 · derivative.exercise_date: Restricted stock units granted on December 15, 2022 pursuant to the Company's 2020 Stock Incentive Plan, vesting in full on the first to occur of (a) 11:59 p.m. Pacific time on December 14, 2023, or (b) the expiration of the Director's term of office as determined by the occurrence of the election of the succeeding Board at the next annual or a special meeting of stockholders. F2 · derivative.expiration_date: Restricted stock units granted on December 15, 2022 pursuant to the Company's 2020 Stock Incentive Plan, vesting in full on the first to occur of (a) 11:59 p.m. Pacific time on December 14, 2023, or (b) the expiration of the Director's term of office as determined by the occurrence of the election of the succeeding Board at the next annual or a special meeting of stockholders. Read SEC document |
| December 15, 2022 Filed Dec 16, 2022 21:38 UTC |
McEachern Douglas JamesDirector
|
GrantRestricted Stock Units (Class A Non-Voting Common Stock) · Derivative | 24,561 | $0.00 | $0.00 |
DisclosureSEC source: 0001567619-22-021721 · doc1.xml · derivative · entry 2 McEachern Douglas James · CIK 0001463193 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,561 Underlying: Class A Non-Voting Common Stock · 24,561 shares Expires not disclosed F1 · derivative.exercise_price: Each Restricted Stock Unit represents the contingent right to receive one share of Class A Non-Voting Common Stock upon vesting of the unit. F2 · derivative.exercise_date: Restricted stock units granted on December 15, 2022 pursuant to the Company's 2020 Stock Incentive Plan, vesting in full on the first to occur of (a) 11:59 p.m. Pacific time on December 14, 2023, or (b) the expiration of the Director's term of office as determined by the occurrence of the election of the succeeding Board at the next annual or a special meeting of stockholders. F2 · derivative.expiration_date: Restricted stock units granted on December 15, 2022 pursuant to the Company's 2020 Stock Incentive Plan, vesting in full on the first to occur of (a) 11:59 p.m. Pacific time on December 14, 2023, or (b) the expiration of the Director's term of office as determined by the occurrence of the election of the succeeding Board at the next annual or a special meeting of stockholders. Read SEC document |
| December 15, 2022 Filed Dec 19, 2022 16:20 UTC |
ADAMS GUY WDirector
|
GrantRestricted Stock Units (Class A Non-Voting Common Stock) · Derivative | 24,561 | $0.00 | $0.00 |
DisclosureSEC source: 0001567619-22-021765 · doc1.xml · derivative · entry 2 ADAMS GUY W · CIK 0001135278 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,561 Underlying: Class A Non-Voting Common Stock · 24,561 shares Expires not disclosed F1 · derivative.exercise_price: Each Restricted Stock Unit represents the contingent right to receive one share of Class A Non-Voting Common Stock upon vesting of the unit. F2 · derivative.exercise_date: Restricted stock units granted on December 15, 2022 pursuant to the Company's 2020 Stock Incentive Plan, vesting in full on the first to occur of (a) 11:59 p.m. Pacific time on December 14, 2023, or (b) the expiration of the Director's term of office as determined by the occurrence of the election of the succeeding Board at the next annual or a special meeting of stockholders. F2 · derivative.expiration_date: Restricted stock units granted on December 15, 2022 pursuant to the Company's 2020 Stock Incentive Plan, vesting in full on the first to occur of (a) 11:59 p.m. Pacific time on December 14, 2023, or (b) the expiration of the Director's term of office as determined by the occurrence of the election of the succeeding Board at the next annual or a special meeting of stockholders. Read SEC document |
| December 07, 2022 Filed Dec 9, 2022 21:02 UTC |
ADAMS GUY WDirector
|
Exercise / conversionRestricted Stock Units (Class A Non-Voting Common Stock) · Derivative | 16,317 | $0.00 | $0.00 |
DisclosureSEC source: 0001567619-22-021457 · doc1.xml · derivative · entry 2 ADAMS GUY W · CIK 0001135278 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Class A Non-Voting Common Stock · 16,317 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each Restricted Stock Unit represents the contingent right to receive one share of Class A Non-Voting Common Stock upon vesting of the unit. F2 · derivative.exercise_date: Restricted stock units granted on December 8, 2021 pursuant to the Company's 2020 Stock Incentive Plan, vesting in full on the first to occur of (a) 11:59 p.m. Pacific time on December 7, 2022, or (b) the expiration of the Director's term of office as determined by the occurrence of the election of the succeeding Board at the next annual or a special meeting of stockholders. F2 · derivative.expiration_date: Restricted stock units granted on December 8, 2021 pursuant to the Company's 2020 Stock Incentive Plan, vesting in full on the first to occur of (a) 11:59 p.m. Pacific time on December 7, 2022, or (b) the expiration of the Director's term of office as determined by the occurrence of the election of the succeeding Board at the next annual or a special meeting of stockholders. Read SEC document |
| December 07, 2022 Filed Dec 9, 2022 21:02 UTC |
ADAMS GUY WDirector
|
Exercise / conversionClass A Nonvoting Common Stock | 16,317 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001567619-22-021457 · doc1.xml · nonDerivative · entry 1 ADAMS GUY W · CIK 0001135278 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 53,587 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each Restricted Stock Unit represents the contingent right to receive one share of Class A Non-Voting Common Stock upon vesting of the unit. Read SEC document |
| December 07, 2022 Filed Dec 9, 2022 21:03 UTC |
Codding Judy BondDirector
|
Exercise / conversionRestricted Stock Units (Class A Non-Voting Common Stock) · Derivative | 16,317 | $0.00 | $0.00 |
DisclosureSEC source: 0001567619-22-021459 · doc1.xml · derivative · entry 2 Codding Judy Bond · CIK 0001655341 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Class A Non-Voting Common Stock · 16,317 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each Restricted Stock Unit represents the contingent right to receive one share of Class A Non-Voting Common Stock upon vesting of the unit. F2 · derivative.exercise_date: Restricted stock units granted on December 8, 2021 pursuant to the Company's 2020 Stock Incentive Plan, vesting in full on the first to occur of (a) 11:59 p.m. Pacific time on December 7, 2022, or (b) the expiration of the Director's term of office as determined by the occurrence of the election of the succeeding Board at the next annual or a special meeting of stockholders. F2 · derivative.expiration_date: Restricted stock units granted on December 8, 2021 pursuant to the Company's 2020 Stock Incentive Plan, vesting in full on the first to occur of (a) 11:59 p.m. Pacific time on December 7, 2022, or (b) the expiration of the Director's term of office as determined by the occurrence of the election of the succeeding Board at the next annual or a special meeting of stockholders. Read SEC document |
| December 07, 2022 Filed Dec 9, 2022 21:03 UTC |
Codding Judy BondDirector
|
Exercise / conversionClass A Nonvoting Common Stock | 16,317 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001567619-22-021459 · doc1.xml · nonDerivative · entry 1 Codding Judy Bond · CIK 0001655341 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 38,069 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each Restricted Stock Unit represents the contingent right to receive one share of Class A Non-Voting Common Stock upon vesting of the unit. Read SEC document |
| December 07, 2022 Filed Dec 9, 2022 20:39 UTC |
McEachern Douglas JamesDirector
|
Exercise / conversionRestricted Stock Units (Class A Non-Voting Common Stock) · Derivative | 16,317 | $0.00 | $0.00 |
DisclosureSEC source: 0001567619-22-021455 · doc1.xml · derivative · entry 2 McEachern Douglas James · CIK 0001463193 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Class A Non-Voting Common Stock · 16,317 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each Restricted Stock Unit represents the contingent right to receive one share of Class A Non-Voting Common Stock upon vesting of the unit. F2 · derivative.exercise_date: Restricted stock units granted on December 8, 2021 pursuant to the Company's 2020 Stock Incentive Plan, vesting in full on the first to occur of (a) 11:59 p.m. Pacific time on December 7, 2022, or (b) the expiration of the Director's term of office as determined by the occurrence of the election of the succeeding Board at the next annual or a special meeting of stockholders. F2 · derivative.expiration_date: Restricted stock units granted on December 8, 2021 pursuant to the Company's 2020 Stock Incentive Plan, vesting in full on the first to occur of (a) 11:59 p.m. Pacific time on December 7, 2022, or (b) the expiration of the Director's term of office as determined by the occurrence of the election of the succeeding Board at the next annual or a special meeting of stockholders. Read SEC document |
| December 07, 2022 Filed Dec 9, 2022 20:39 UTC |
McEachern Douglas JamesDirector
|
Exercise / conversionClass A Non-Voting Common Stock | 16,317 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001567619-22-021455 · doc1.xml · nonDerivative · entry 1 McEachern Douglas James · CIK 0001463193 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 66,887 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each Restricted Stock Unit represents the contingent right to receive one share of Class A Non-Voting Common Stock upon vesting of the unit. Read SEC document |
| September 28, 2022 Filed Sep 30, 2022 19:05 UTC |
CUBAN MARK10% owner
|
SaleClass B Voting Common Stock | 936 | $23.00 | $21,528.00 |
DisclosureSEC source: 0000899243-22-032294 · doc4.xml · nonDerivative · entry 1 CUBAN MARK · CIK 0001066154 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 205,627 Read SEC document |
| September 19, 2022 Filed Feb 14, 2023 21:07 UTC |
COTTER MARGARETDirector · Chairperson, EVP - RE Dev/NY · 10% owner · Member of Sec.13(d)(3) Group
|
OtherClass B Voting Stock | 307,166.4 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001140361-23-006946 · form5.xml · nonDerivative · entry 1 COTTER MARGARET · CIK 0001193738 · Director · Chairperson, EVP - RE Dev/NY · 10% owner · Member of Sec.13(d)(3) Group 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 342,266.4 F1 · kind: As further described by Ms. Margaret Cotter in an amendment to her Schedule 13D filed on November 2, 2022 (the "Schedule 13D/A"), on September 19, 2022, the settlement agreement and release, dated July 1, 2022 (the "Settlement Agreement"), between her and Ms. Ellen Cotter, each, individually, as co-trustee of the James J. Cotter Living Trust (the "Living Trust"), co-executor of the Estate of James J. Cotter, Sr. and co-trustee of the James J. Cotter Foundation, Ms. Gina Cotter, individually, as successor-in-interest to the late Mr. James J. Cotter, Jr. and trustee of the Living Trust, Christopher D. Carico, as guardian ad litem for the minor, unborn and unascertained beneficiaries of the Living Trust, and Cecelia Packing Corporation, received final and non-appealable approval from the applicable courts (the date of such approval, the "Effective Date"). F2 · kind: On the Effective Date, ownership of the 614,332.8 shares of Voting Stock in the Living Trust transferred directly and automatically to Ms. Margaret Cotter and Ms. Ellen Cotter as individuals, giving each of them pecuniary interest in 50% (307,166.4) of such shares. As described in the Schedule 13D/A, the SBJC Trust (a voting trust of which Ms. Gina Cotter is sole trustee and of which her and Mr. James J. Cotter, Jr.'s children are the beneficiaries pursuant to the Settlement Agreement) previously held the right to receive these shares of Voting Stock. F3 · kind: On the Effective Date, Ms. Margaret Cotter and Ms. Ellen Cotter became obligated to pay the SBJC Trust for such right $7,788,000 (payable in installments as described in the Schedule 13D/A). In consideration for the $7,788,000, the heirs of Mr. James J. Cotter, Jr. gave up any claim they might have to any shares of Voting Trust Voting Stock held by the Estate and/or the Voting Trust. F1 · price: As further described by Ms. Margaret Cotter in an amendment to her Schedule 13D filed on November 2, 2022 (the "Schedule 13D/A"), on September 19, 2022, the settlement agreement and release, dated July 1, 2022 (the "Settlement Agreement"), between her and Ms. Ellen Cotter, each, individually, as co-trustee of the James J. Cotter Living Trust (the "Living Trust"), co-executor of the Estate of James J. Cotter, Sr. and co-trustee of the James J. Cotter Foundation, Ms. Gina Cotter, individually, as successor-in-interest to the late Mr. James J. Cotter, Jr. and trustee of the Living Trust, Christopher D. Carico, as guardian ad litem for the minor, unborn and unascertained beneficiaries of the Living Trust, and Cecelia Packing Corporation, received final and non-appealable approval from the applicable courts (the date of such approval, the "Effective Date"). F2 · price: On the Effective Date, ownership of the 614,332.8 shares of Voting Stock in the Living Trust transferred directly and automatically to Ms. Margaret Cotter and Ms. Ellen Cotter as individuals, giving each of them pecuniary interest in 50% (307,166.4) of such shares. As described in the Schedule 13D/A, the SBJC Trust (a voting trust of which Ms. Gina Cotter is sole trustee and of which her and Mr. James J. Cotter, Jr.'s children are the beneficiaries pursuant to the Settlement Agreement) previously held the right to receive these shares of Voting Stock. F3 · price: On the Effective Date, Ms. Margaret Cotter and Ms. Ellen Cotter became obligated to pay the SBJC Trust for such right $7,788,000 (payable in installments as described in the Schedule 13D/A). In consideration for the $7,788,000, the heirs of Mr. James J. Cotter, Jr. gave up any claim they might have to any shares of Voting Trust Voting Stock held by the Estate and/or the Voting Trust. F4 · price: The monetary values allocated to assets in the Settlement Agreement (including the 614,332.8 shares of Voting Stock) do not represent the actual or perceived values of such assets, but rather these agreed-to monetary payments represent the parties to the Settlement Agreement taking into account the dismissal of a multitude of longstanding litigation matters and resolve for the parties certain inherent litigation risk that could continue if a settlement was not reached. F5 · balance_after: Also includes 35,100 shares of Class B Common Stock owned directly by Ms. Margaret Cotter. Read SEC document |
| September 19, 2022 Filed Feb 14, 2023 21:06 UTC |
COTTER ELLEN MDirector · Vice Chair, President and CEO · 10% owner · Member of Sec.13(d)(3) Group
|
OtherClass B Voting Stock | 307,166.4 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001140361-23-006945 · form5.xml · nonDerivative · entry 1 COTTER ELLEN M · CIK 0001060902 · Director · Vice Chair, President and CEO · 10% owner · Member of Sec.13(d)(3) Group 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 357,166.4 F1 · kind: As further described by Ms. Ellen Cotter in an amendment to her Schedule 13D filed on November 2, 2022 (the "Schedule 13D/A"), on September 19, 2022, the settlement agreement and release, dated July 1, 2022 (the "Settlement Agreement"), between her and Ms. Margaret Cotter, each, individually, as co-trustee of the James J. Cotter Living Trust (the "Living Trust"), co-executor of the Estate of James J. Cotter, Sr. and co-trustee of the James J. Cotter Foundation, Ms. Gina Cotter, individually, as successor-in-interest to the late Mr. James J. Cotter, Jr. and trustee of the Living Trust, Christopher D. Carico, as guardian ad litem for the minor, unborn and unascertained beneficiaries of the Living Trust, and Cecelia Packing Corporation, received final and non-appealable approval from the applicable courts (the date of such approval, the "Effective Date"). F2 · kind: On the Effective Date, ownership of the 614,332.8 shares of Voting Stock in the Living Trust transferred directly and automatically to Ms. Ellen Cotter and Ms. Margaret Cotter as individuals, giving each of them pecuniary interest in 50% (307,166.4) of such shares. As described in the Schedule 13D/A, the SBJC Trust (a voting trust of which Ms. Gina Cotter is sole trustee and of which her and Mr. James J. Cotter, Jr.'s children are the beneficiaries pursuant to the Settlement Agreement) previously held the right to receive these shares of Voting Stock. F3 · kind: On the Effective Date, Ms. Ellen Cotter and Ms. Margaret Cotter became obligated to pay the SBJC Trust for such right $7,788,000 (payable in installments as described in the Schedule 13D/A). In consideration for the $7,788,000, the heirs of Mr. James J. Cotter, Jr. gave up any claim they might have to any shares of Voting Trust Voting Stock held by the Estate and/or the Voting Trust. F1 · price: As further described by Ms. Ellen Cotter in an amendment to her Schedule 13D filed on November 2, 2022 (the "Schedule 13D/A"), on September 19, 2022, the settlement agreement and release, dated July 1, 2022 (the "Settlement Agreement"), between her and Ms. Margaret Cotter, each, individually, as co-trustee of the James J. Cotter Living Trust (the "Living Trust"), co-executor of the Estate of James J. Cotter, Sr. and co-trustee of the James J. Cotter Foundation, Ms. Gina Cotter, individually, as successor-in-interest to the late Mr. James J. Cotter, Jr. and trustee of the Living Trust, Christopher D. Carico, as guardian ad litem for the minor, unborn and unascertained beneficiaries of the Living Trust, and Cecelia Packing Corporation, received final and non-appealable approval from the applicable courts (the date of such approval, the "Effective Date"). F2 · price: On the Effective Date, ownership of the 614,332.8 shares of Voting Stock in the Living Trust transferred directly and automatically to Ms. Ellen Cotter and Ms. Margaret Cotter as individuals, giving each of them pecuniary interest in 50% (307,166.4) of such shares. As described in the Schedule 13D/A, the SBJC Trust (a voting trust of which Ms. Gina Cotter is sole trustee and of which her and Mr. James J. Cotter, Jr.'s children are the beneficiaries pursuant to the Settlement Agreement) previously held the right to receive these shares of Voting Stock. F3 · price: On the Effective Date, Ms. Ellen Cotter and Ms. Margaret Cotter became obligated to pay the SBJC Trust for such right $7,788,000 (payable in installments as described in the Schedule 13D/A). In consideration for the $7,788,000, the heirs of Mr. James J. Cotter, Jr. gave up any claim they might have to any shares of Voting Trust Voting Stock held by the Estate and/or the Voting Trust. F4 · price: The monetary values allocated to assets in the Settlement Agreement (including the 614,332.8 shares of Voting Stock) do not represent the actual or perceived values of such assets, but rather these agreed-to monetary payments represent the parties to the Settlement Agreement taking into account the dismissal of a multitude of longstanding litigation matters and resolve for the parties certain inherent litigation risk that could continue if a settlement was not reached. F5 · balance_after: Also includes 50,000 shares of Class B Common Stock owned directly by Ms. Ellen Cotter. Read SEC document |
| August 23, 2022 Filed Aug 23, 2022 19:43 UTC |
McEachern Douglas JamesDirector
|
Disposition to issuerClass B Voting Stock | 1,000 | $21.50 | $21,500.00 |
DisclosureSEC source: 0001567619-22-016591 · doc1.xml · nonDerivative · entry 2 McEachern Douglas James · CIK 0001463193 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Read SEC document |
| August 22, 2022 Filed Aug 23, 2022 00:09 UTC |
CUBAN MARK10% owner
|
SaleClass B Voting Common Stock | 802 | $25.80 | $20,690.40 |
DisclosureSEC source: 0000899243-22-029500 · doc4.xml · nonDerivative · entry 3 CUBAN MARK · CIK 0001066154 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 206,563 Read SEC document |
| August 19, 2022 Filed Aug 23, 2022 00:09 UTC |
CUBAN MARK10% owner
|
SaleClass B Voting Common Stock | 2,901 | $30.36 | $88,072.91 |
DisclosureSEC source: 0000899243-22-029500 · doc4.xml · nonDerivative · entry 2 CUBAN MARK · CIK 0001066154 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 207,365 Read SEC document |
| August 18, 2022 Filed Aug 23, 2022 00:09 UTC |
CUBAN MARK10% owner
|
SaleClass B Voting Common Stock | 306 | $33.03 | $10,106.02 |
DisclosureSEC source: 0000899243-22-029500 · doc4.xml · nonDerivative · entry 1 CUBAN MARK · CIK 0001066154 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 210,266 Read SEC document |
| June 10, 2022 Filed Jun 10, 2022 23:06 UTC |
James J. Cotter Living Trust10% owner · Member of Sec.13(d)(3) Group
|
SaleClass A Non-Voting Common Stock | 2,750 | $3.59 | $9,865.08 |
DisclosureSEC source: 0001567619-22-012713 · doc1.xml · nonDerivative · entry 2 James J. Cotter Living Trust · CIK 0001654688 · 10% owner · Member of Sec.13(d)(3) Group 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,163,649 F1 · shares: The sale was effected pursuant to a Rule 10b5-1 trading plan adopted by the James J. Cotter Living Trust (the "Trust") on December 22, 2021. F3 · price: The price reported in Column 4 is a weighted average price. The reporting person undertakes to provide to Reading International, Inc. ("Reading"), any security holder of Reading, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (3) to this Form 4. These shares were sold in multiple transactions at prices ranging from: (a) on June 9, 2022, $3.53 to $3.67, inclusive? and (b) on June 10, 2022, $3.57 to $3.69, inclusive. F2 · ownership.direct: The James J. Cotter Living Trust (the "Trust") is a trust organized under the laws of CA. During the lifetime of James J. Cotter, Sr., the Trust was revocable by James J. Cotter, Sr., but the Trust became irrevocable upon the death of James J. Cotter, Sr. on September 13, 2014. The Trust serves as a vehicle for the management and distribution of the assets of James J. Cotter, Sr. Ellen Cotter and Margaret Cotter, acting together as co-trustees of the Trust, may be deemed to share voting and investment power over the shares of the Class A Non-Voting Common Stock directly beneficially owned by the Trust. Ellen Cotter and Margaret Cotter disclaim beneficial ownership in Class A Non-Voting Common Stock reported herein, except to the extent of their respective pecuniary interest therein. Read SEC document |
| June 10, 2022 Filed Jun 10, 2022 23:05 UTC |
COTTER MARGARETDirector · Chairperson, EVP - RE Dev/NY · 10% owner · Member of Sec.13(d)(3) Group
|
SaleClass A Non-Voting Common Stock | 2,750 | $3.59 | $9,865.08 |
DisclosureSEC source: 0001567619-22-012712 · doc1.xml · nonDerivative · entry 2 COTTER MARGARET · CIK 0001193738 · Director · Chairperson, EVP - RE Dev/NY · 10% owner · Member of Sec.13(d)(3) Group 10b5-1 filing: Not disclosed Ownership: Indirect · Co-Trustee and beneficiary of James J. Cotter Living Trust Disclosed balance after: 1,163,649 F1 · shares: The sale was effected pursuant to a Rule 10b5-1 trading plan adopted by the James J. Cotter Living Trust (the "Trust") on December 22, 2021. F3 · price: The price reported in Column 4 is a weighted average price. The reporting person undertakes to provide to Reading International, Inc. ("Reading"), any security holder of Reading, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (3) to this Form 4. These shares were sold in multiple transactions at prices ranging from: (a) on June 9, 2022, $3.53 to $3.67, inclusive? and (b) on June 10, 2022, $3.57 to $3.69, inclusive. F2 · ownership.nature: Margaret Cotter is a co-trustee of the Trust, a trust organized under the laws of CA. During the lifetime of James J. Cotter, Sr., the Trust was revocable by James J. Cotter, Sr., but the Trust became irrevocable upon the death of James J. Cotter, Sr. on September 13, 2014. The Trust serves as a vehicle for the management and distribution of the assets of James J. Cotter, Sr. Ellen Cotter and Margaret Cotter, acting together as co-trustees of the Trust, may be deemed to share voting and investment power over the shares of the Class A Non-Voting Common Stock directly beneficially owned by the Trust. Margaret Cotter disclaims beneficial ownership of the Class A Non-Voting Common Stock directly beneficially owned by the Trust and reported herein, except to the extent of her pecuniary interest therein. The extent of any pecuniary interest in Class A Non-Voting Common Stock to Margaret Cotter is dependent on certain factors yet to be resolved and is not currently known. Read SEC document |
| June 10, 2022 Filed Jun 10, 2022 23:04 UTC |
COTTER ELLEN MDirector · Vice Chair, President and CEO · 10% owner · Member of Sec.13(d)(3) Group
|
SaleClass A Non-Voting Common Stock | 2,750 | $3.59 | $9,865.08 |
DisclosureSEC source: 0001567619-22-012711 · doc1.xml · nonDerivative · entry 2 COTTER ELLEN M · CIK 0001060902 · Director · Vice Chair, President and CEO · 10% owner · Member of Sec.13(d)(3) Group 10b5-1 filing: Not disclosed Ownership: Indirect · Co-Trustee and beneficiary of James J. Cotter Living Trust Disclosed balance after: 1,163,649 F1 · shares: The sale was effected pursuant to a Rule 10b5-1 trading plan adopted by the James J. Cotter Living Trust (the "Trust") on December 22, 2021. F3 · price: The price reported in Column 4 is a weighted average price. The reporting person undertakes to provide to Reading International, Inc. ("Reading"), any security holder of Reading, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (3) to this Form 4. These shares were sold in multiple transactions at prices ranging from: (a) on June 9, 2022, $3.53 to $3.67, inclusive? and (b) on June 10, 2022, $3.57 to $3.69, inclusive. F2 · ownership.nature: Ellen Cotter is a co-trustee of the Trust, a trust organized under the laws of CA. During the lifetime of James J. Cotter, Sr., the Trust was revocable by James J. Cotter, Sr., but the Trust became irrevocable upon the death of James J. Cotter, Sr. on September 13, 2014. The Trust serves as a vehicle for the management and distribution of the assets of James J. Cotter, Sr. Ellen Cotter and Margaret Cotter, acting together as co-trustees of the Trust, may be deemed to share voting and investment power over the shares of the Class A Non-Voting Common Stock directly beneficially owned by the Trust. Ellen Cotter disclaims beneficial ownership of the Class A Non-Voting Common Stock directly beneficially owned by the Trust and reported herein, except to the extent of her pecuniary interest therein. The extent of any pecuniary interest in Class A Non-Voting Common Stock to Ellen Cotter is dependent on certain factors yet to be resolved and is not currently known. Read SEC document |
| June 09, 2022 Filed Jun 10, 2022 23:06 UTC |
James J. Cotter Living Trust10% owner · Member of Sec.13(d)(3) Group
|
SaleClass A Non-Voting Common Stock | 2,750 | $3.56 | $9,777.08 |
DisclosureSEC source: 0001567619-22-012713 · doc1.xml · nonDerivative · entry 1 James J. Cotter Living Trust · CIK 0001654688 · 10% owner · Member of Sec.13(d)(3) Group 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,166,399 F1 · shares: The sale was effected pursuant to a Rule 10b5-1 trading plan adopted by the James J. Cotter Living Trust (the "Trust") on December 22, 2021. F3 · price: The price reported in Column 4 is a weighted average price. The reporting person undertakes to provide to Reading International, Inc. ("Reading"), any security holder of Reading, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (3) to this Form 4. These shares were sold in multiple transactions at prices ranging from: (a) on June 9, 2022, $3.53 to $3.67, inclusive? and (b) on June 10, 2022, $3.57 to $3.69, inclusive. F2 · ownership.direct: The James J. Cotter Living Trust (the "Trust") is a trust organized under the laws of CA. During the lifetime of James J. Cotter, Sr., the Trust was revocable by James J. Cotter, Sr., but the Trust became irrevocable upon the death of James J. Cotter, Sr. on September 13, 2014. The Trust serves as a vehicle for the management and distribution of the assets of James J. Cotter, Sr. Ellen Cotter and Margaret Cotter, acting together as co-trustees of the Trust, may be deemed to share voting and investment power over the shares of the Class A Non-Voting Common Stock directly beneficially owned by the Trust. Ellen Cotter and Margaret Cotter disclaim beneficial ownership in Class A Non-Voting Common Stock reported herein, except to the extent of their respective pecuniary interest therein. Read SEC document |
| June 09, 2022 Filed Jun 10, 2022 23:05 UTC |
COTTER MARGARETDirector · Chairperson, EVP - RE Dev/NY · 10% owner · Member of Sec.13(d)(3) Group
|
SaleClass A Non-Voting Common Stock | 2,750 | $3.56 | $9,777.08 |
DisclosureSEC source: 0001567619-22-012712 · doc1.xml · nonDerivative · entry 1 COTTER MARGARET · CIK 0001193738 · Director · Chairperson, EVP - RE Dev/NY · 10% owner · Member of Sec.13(d)(3) Group 10b5-1 filing: Not disclosed Ownership: Indirect · Co-Trustee and beneficiary of James J. Cotter Living Trust Disclosed balance after: 1,166,399 F1 · shares: The sale was effected pursuant to a Rule 10b5-1 trading plan adopted by the James J. Cotter Living Trust (the "Trust") on December 22, 2021. F3 · price: The price reported in Column 4 is a weighted average price. The reporting person undertakes to provide to Reading International, Inc. ("Reading"), any security holder of Reading, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (3) to this Form 4. These shares were sold in multiple transactions at prices ranging from: (a) on June 9, 2022, $3.53 to $3.67, inclusive? and (b) on June 10, 2022, $3.57 to $3.69, inclusive. F2 · ownership.nature: Margaret Cotter is a co-trustee of the Trust, a trust organized under the laws of CA. During the lifetime of James J. Cotter, Sr., the Trust was revocable by James J. Cotter, Sr., but the Trust became irrevocable upon the death of James J. Cotter, Sr. on September 13, 2014. The Trust serves as a vehicle for the management and distribution of the assets of James J. Cotter, Sr. Ellen Cotter and Margaret Cotter, acting together as co-trustees of the Trust, may be deemed to share voting and investment power over the shares of the Class A Non-Voting Common Stock directly beneficially owned by the Trust. Margaret Cotter disclaims beneficial ownership of the Class A Non-Voting Common Stock directly beneficially owned by the Trust and reported herein, except to the extent of her pecuniary interest therein. The extent of any pecuniary interest in Class A Non-Voting Common Stock to Margaret Cotter is dependent on certain factors yet to be resolved and is not currently known. Read SEC document |
| June 09, 2022 Filed Jun 10, 2022 23:04 UTC |
COTTER ELLEN MDirector · Vice Chair, President and CEO · 10% owner · Member of Sec.13(d)(3) Group
|
SaleClass A Non-Voting Common Stock | 2,750 | $3.56 | $9,777.08 |
DisclosureSEC source: 0001567619-22-012711 · doc1.xml · nonDerivative · entry 1 COTTER ELLEN M · CIK 0001060902 · Director · Vice Chair, President and CEO · 10% owner · Member of Sec.13(d)(3) Group 10b5-1 filing: Not disclosed Ownership: Indirect · Co-Trustee and beneficiary of James J. Cotter Living Trust Disclosed balance after: 1,166,399 F1 · shares: The sale was effected pursuant to a Rule 10b5-1 trading plan adopted by the James J. Cotter Living Trust (the "Trust") on December 22, 2021. F3 · price: The price reported in Column 4 is a weighted average price. The reporting person undertakes to provide to Reading International, Inc. ("Reading"), any security holder of Reading, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (3) to this Form 4. These shares were sold in multiple transactions at prices ranging from: (a) on June 9, 2022, $3.53 to $3.67, inclusive? and (b) on June 10, 2022, $3.57 to $3.69, inclusive. F2 · ownership.nature: Ellen Cotter is a co-trustee of the Trust, a trust organized under the laws of CA. During the lifetime of James J. Cotter, Sr., the Trust was revocable by James J. Cotter, Sr., but the Trust became irrevocable upon the death of James J. Cotter, Sr. on September 13, 2014. The Trust serves as a vehicle for the management and distribution of the assets of James J. Cotter, Sr. Ellen Cotter and Margaret Cotter, acting together as co-trustees of the Trust, may be deemed to share voting and investment power over the shares of the Class A Non-Voting Common Stock directly beneficially owned by the Trust. Ellen Cotter disclaims beneficial ownership of the Class A Non-Voting Common Stock directly beneficially owned by the Trust and reported herein, except to the extent of her pecuniary interest therein. The extent of any pecuniary interest in Class A Non-Voting Common Stock to Ellen Cotter is dependent on certain factors yet to be resolved and is not currently known. Read SEC document |
| June 08, 2022 Filed Jun 8, 2022 22:23 UTC |
James J. Cotter Living Trust10% owner · Member of Sec.13(d)(3) Group
|
SaleClass A Non-Voting Common Stock | 2,750 | $3.60 | $9,899.73 |
DisclosureSEC source: 0001567619-22-012551 · doc1.xml · nonDerivative · entry 3 James J. Cotter Living Trust · CIK 0001654688 · 10% owner · Member of Sec.13(d)(3) Group 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,169,149 F1 · shares: The sale was effected pursuant to a Rule 10b5-1 trading plan adopted by the James J. Cotter Living Trust (the "Trust") on December 22, 2021. F3 · price: The price reported in Column 4 is a weighted average price. The reporting person undertakes to provide to Reading International, Inc. ("Reading"), any security holder of Reading, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (3) to this Form 4. These shares were sold in multiple transactions at prices ranging from: (a) on June 6, 2022, $3.595 to $3.70, inclusive? (b) on June 7, 2022, $3.57 to $3.61, inclusive; and (c) on June 8, 2022, $3.54 to $3.65, inclusive. F2 · ownership.direct: The James J. Cotter Living Trust (the "Trust") is a trust organized under the laws of CA. During the lifetime of James J. Cotter, Sr., the Trust was revocable by James J. Cotter, Sr., but the Trust became irrevocable upon the death of James J. Cotter, Sr. on September 13, 2014. The Trust serves as a vehicle for the management and distribution of the assets of James J. Cotter, Sr. Ellen Cotter and Margaret Cotter, acting together as co-trustees of the Trust, may be deemed to share voting and investment power over the shares of the Class A Non-Voting Common Stock directly beneficially owned by the Trust. Margaret Cotter and Ellen Cotter disclaim beneficial ownership in Class A Non-Voting Common Stock reported herein, except to the extent of their respective pecuniary interest therein. Read SEC document |
| June 08, 2022 Filed Jun 8, 2022 22:22 UTC |
COTTER MARGARETDirector · Chairperson, EVP - RE Dev/NY · 10% owner · Member of Sec.13(d)(3) Group
|
SaleClass A Non-Voting Common Stock | 2,750 | $3.60 | $9,899.73 |
DisclosureSEC source: 0001567619-22-012550 · doc1.xml · nonDerivative · entry 3 COTTER MARGARET · CIK 0001193738 · Director · Chairperson, EVP - RE Dev/NY · 10% owner · Member of Sec.13(d)(3) Group 10b5-1 filing: Not disclosed Ownership: Indirect · Co-Trustee and beneficiary of James J. Cotter Living Trust Disclosed balance after: 1,169,149 F1 · shares: The sale was effected pursuant to a Rule 10b5-1 trading plan adopted by the James J. Cotter Living Trust (the "Trust") on December 22, 2021. F3 · price: The price reported in Column 4 is a weighted average price. The reporting person undertakes to provide to Reading International, Inc. ("Reading"), any security holder of Reading, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (3) to this Form 4. These shares were sold in multiple transactions at prices ranging from: (a) on June 6, 2022, $3.595 to $3.70, inclusive? (b) on June 7, 2022, $3.57 to $3.61, inclusive; and (c) on June 8, 2022, $3.54 to $3.65, inclusive. F2 · ownership.nature: Margaret Cotter is a co-trustee of the Trust, a trust organized under the laws of CA. During the lifetime of James J. Cotter, Sr., the Trust was revocable by James J. Cotter, Sr., but the Trust became irrevocable upon the death of James J. Cotter, Sr. on September 13, 2014. The Trust serves as a vehicle for the management and distribution of the assets of James J. Cotter, Sr. Ellen Cotter and Margaret Cotter, acting together as co-trustees of the Trust, may be deemed to share voting and investment power over the shares of the Class A Non-Voting Common Stock directly beneficially owned by the Trust. Margaret Cotter disclaims beneficial ownership of the Class A Non-Voting Common Stock directly beneficially owned by the Trust and reported herein, except to the extent of her pecuniary interest therein. The extent of any pecuniary interest in Class A Non-Voting Common Stock to Margaret Cotter is dependent on certain factors yet to be resolved and is not currently known. Read SEC document |
| June 08, 2022 Filed Jun 8, 2022 22:20 UTC |
COTTER ELLEN MDirector · Vice Chair, President and CEO · 10% owner · Member of Sec.13(d)(3) Group
|
SaleClass A Non-Voting Common Stock | 2,750 | $3.60 | $9,899.73 |
DisclosureSEC source: 0001567619-22-012549 · doc1.xml · nonDerivative · entry 3 COTTER ELLEN M · CIK 0001060902 · Director · Vice Chair, President and CEO · 10% owner · Member of Sec.13(d)(3) Group 10b5-1 filing: Not disclosed Ownership: Indirect · Co-Trustee and beneficiary of James J. Cotter Living Trust Disclosed balance after: 1,169,149 F1 · shares: The sale was effected pursuant to a Rule 10b5-1 trading plan adopted by the James J. Cotter Living Trust (the "Trust") on December 22, 2021. F3 · price: The price reported in Column 4 is a weighted average price. The reporting person undertakes to provide to Reading International, Inc. ("Reading"), any security holder of Reading, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (3) to this Form 4. These shares were sold in multiple transactions at prices ranging from: (a) on June 6, 2022, $3.595 to $3.70, inclusive? (b) on June 7, 2022, $3.57 to $3.61, inclusive; and (c) on June 8, 2022, $3.54 to $3.65, inclusive. F2 · ownership.nature: Ellen Cotter is a co-trustee of the Trust, a trust organized under the laws of CA. During the lifetime of James J. Cotter, Sr., the Trust was revocable by James J. Cotter, Sr., but the Trust became irrevocable upon the death of James J. Cotter, Sr. on September 13, 2014. The Trust serves as a vehicle for the management and distribution of the assets of James J. Cotter, Sr. Ellen Cotter and Margaret Cotter, acting together as co-trustees of the Trust, may be deemed to share voting and investment power over the shares of the Class A Non-Voting Common Stock directly beneficially owned by the Trust. Ellen Cotter disclaims beneficial ownership of the Class A Non-Voting Common Stock directly beneficially owned by the Trust and reported herein, except to the extent of her pecuniary interest therein. The extent of any pecuniary interest in Class A Non-Voting Common Stock to Ellen Cotter is dependent on certain factors yet to be resolved and is not currently known. Read SEC document |
| June 07, 2022 Filed Jun 8, 2022 22:23 UTC |
James J. Cotter Living Trust10% owner · Member of Sec.13(d)(3) Group
|
SaleClass A Non-Voting Common Stock | 2,750 | $3.59 | $9,874.70 |
DisclosureSEC source: 0001567619-22-012551 · doc1.xml · nonDerivative · entry 2 James J. Cotter Living Trust · CIK 0001654688 · 10% owner · Member of Sec.13(d)(3) Group 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,171,899 F1 · shares: The sale was effected pursuant to a Rule 10b5-1 trading plan adopted by the James J. Cotter Living Trust (the "Trust") on December 22, 2021. F3 · price: The price reported in Column 4 is a weighted average price. The reporting person undertakes to provide to Reading International, Inc. ("Reading"), any security holder of Reading, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (3) to this Form 4. These shares were sold in multiple transactions at prices ranging from: (a) on June 6, 2022, $3.595 to $3.70, inclusive? (b) on June 7, 2022, $3.57 to $3.61, inclusive; and (c) on June 8, 2022, $3.54 to $3.65, inclusive. F2 · ownership.direct: The James J. Cotter Living Trust (the "Trust") is a trust organized under the laws of CA. During the lifetime of James J. Cotter, Sr., the Trust was revocable by James J. Cotter, Sr., but the Trust became irrevocable upon the death of James J. Cotter, Sr. on September 13, 2014. The Trust serves as a vehicle for the management and distribution of the assets of James J. Cotter, Sr. Ellen Cotter and Margaret Cotter, acting together as co-trustees of the Trust, may be deemed to share voting and investment power over the shares of the Class A Non-Voting Common Stock directly beneficially owned by the Trust. Margaret Cotter and Ellen Cotter disclaim beneficial ownership in Class A Non-Voting Common Stock reported herein, except to the extent of their respective pecuniary interest therein. Read SEC document |
| June 07, 2022 Filed Jun 8, 2022 22:22 UTC |
COTTER MARGARETDirector · Chairperson, EVP - RE Dev/NY · 10% owner · Member of Sec.13(d)(3) Group
|
SaleClass A Non-Voting Common Stock | 2,750 | $3.59 | $9,874.70 |
DisclosureSEC source: 0001567619-22-012550 · doc1.xml · nonDerivative · entry 2 COTTER MARGARET · CIK 0001193738 · Director · Chairperson, EVP - RE Dev/NY · 10% owner · Member of Sec.13(d)(3) Group 10b5-1 filing: Not disclosed Ownership: Indirect · Co-Trustee and beneficiary of James J. Cotter Living Trust Disclosed balance after: 1,171,899 F1 · shares: The sale was effected pursuant to a Rule 10b5-1 trading plan adopted by the James J. Cotter Living Trust (the "Trust") on December 22, 2021. F3 · price: The price reported in Column 4 is a weighted average price. The reporting person undertakes to provide to Reading International, Inc. ("Reading"), any security holder of Reading, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (3) to this Form 4. These shares were sold in multiple transactions at prices ranging from: (a) on June 6, 2022, $3.595 to $3.70, inclusive? (b) on June 7, 2022, $3.57 to $3.61, inclusive; and (c) on June 8, 2022, $3.54 to $3.65, inclusive. F2 · ownership.nature: Margaret Cotter is a co-trustee of the Trust, a trust organized under the laws of CA. During the lifetime of James J. Cotter, Sr., the Trust was revocable by James J. Cotter, Sr., but the Trust became irrevocable upon the death of James J. Cotter, Sr. on September 13, 2014. The Trust serves as a vehicle for the management and distribution of the assets of James J. Cotter, Sr. Ellen Cotter and Margaret Cotter, acting together as co-trustees of the Trust, may be deemed to share voting and investment power over the shares of the Class A Non-Voting Common Stock directly beneficially owned by the Trust. Margaret Cotter disclaims beneficial ownership of the Class A Non-Voting Common Stock directly beneficially owned by the Trust and reported herein, except to the extent of her pecuniary interest therein. The extent of any pecuniary interest in Class A Non-Voting Common Stock to Margaret Cotter is dependent on certain factors yet to be resolved and is not currently known. Read SEC document |
| June 07, 2022 Filed Jun 8, 2022 22:20 UTC |
COTTER ELLEN MDirector · Vice Chair, President and CEO · 10% owner · Member of Sec.13(d)(3) Group
|
SaleClass A Non-Voting Common Stock | 2,750 | $3.59 | $9,874.70 |
DisclosureSEC source: 0001567619-22-012549 · doc1.xml · nonDerivative · entry 2 COTTER ELLEN M · CIK 0001060902 · Director · Vice Chair, President and CEO · 10% owner · Member of Sec.13(d)(3) Group 10b5-1 filing: Not disclosed Ownership: Indirect · Co-Trustee and beneficiary of James J. Cotter Living Trust Disclosed balance after: 1,171,899 F1 · shares: The sale was effected pursuant to a Rule 10b5-1 trading plan adopted by the James J. Cotter Living Trust (the "Trust") on December 22, 2021. F3 · price: The price reported in Column 4 is a weighted average price. The reporting person undertakes to provide to Reading International, Inc. ("Reading"), any security holder of Reading, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (3) to this Form 4. These shares were sold in multiple transactions at prices ranging from: (a) on June 6, 2022, $3.595 to $3.70, inclusive? (b) on June 7, 2022, $3.57 to $3.61, inclusive; and (c) on June 8, 2022, $3.54 to $3.65, inclusive. F2 · ownership.nature: Ellen Cotter is a co-trustee of the Trust, a trust organized under the laws of CA. During the lifetime of James J. Cotter, Sr., the Trust was revocable by James J. Cotter, Sr., but the Trust became irrevocable upon the death of James J. Cotter, Sr. on September 13, 2014. The Trust serves as a vehicle for the management and distribution of the assets of James J. Cotter, Sr. Ellen Cotter and Margaret Cotter, acting together as co-trustees of the Trust, may be deemed to share voting and investment power over the shares of the Class A Non-Voting Common Stock directly beneficially owned by the Trust. Ellen Cotter disclaims beneficial ownership of the Class A Non-Voting Common Stock directly beneficially owned by the Trust and reported herein, except to the extent of her pecuniary interest therein. The extent of any pecuniary interest in Class A Non-Voting Common Stock to Ellen Cotter is dependent on certain factors yet to be resolved and is not currently known. Read SEC document |
| June 06, 2022 Filed Jun 8, 2022 22:23 UTC |
James J. Cotter Living Trust10% owner · Member of Sec.13(d)(3) Group
|
SaleClass A Non-Voting Common Stock | 2,750 | $3.63 | $9,986.35 |
DisclosureSEC source: 0001567619-22-012551 · doc1.xml · nonDerivative · entry 1 James J. Cotter Living Trust · CIK 0001654688 · 10% owner · Member of Sec.13(d)(3) Group 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,174,649 F1 · shares: The sale was effected pursuant to a Rule 10b5-1 trading plan adopted by the James J. Cotter Living Trust (the "Trust") on December 22, 2021. F3 · price: The price reported in Column 4 is a weighted average price. The reporting person undertakes to provide to Reading International, Inc. ("Reading"), any security holder of Reading, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (3) to this Form 4. These shares were sold in multiple transactions at prices ranging from: (a) on June 6, 2022, $3.595 to $3.70, inclusive? (b) on June 7, 2022, $3.57 to $3.61, inclusive; and (c) on June 8, 2022, $3.54 to $3.65, inclusive. F2 · ownership.direct: The James J. Cotter Living Trust (the "Trust") is a trust organized under the laws of CA. During the lifetime of James J. Cotter, Sr., the Trust was revocable by James J. Cotter, Sr., but the Trust became irrevocable upon the death of James J. Cotter, Sr. on September 13, 2014. The Trust serves as a vehicle for the management and distribution of the assets of James J. Cotter, Sr. Ellen Cotter and Margaret Cotter, acting together as co-trustees of the Trust, may be deemed to share voting and investment power over the shares of the Class A Non-Voting Common Stock directly beneficially owned by the Trust. Margaret Cotter and Ellen Cotter disclaim beneficial ownership in Class A Non-Voting Common Stock reported herein, except to the extent of their respective pecuniary interest therein. Read SEC document |
| June 06, 2022 Filed Jun 8, 2022 22:22 UTC |
COTTER MARGARETDirector · Chairperson, EVP - RE Dev/NY · 10% owner · Member of Sec.13(d)(3) Group
|
SaleClass A Non-Voting Common Stock | 2,750 | $3.63 | $9,986.35 |
DisclosureSEC source: 0001567619-22-012550 · doc1.xml · nonDerivative · entry 1 COTTER MARGARET · CIK 0001193738 · Director · Chairperson, EVP - RE Dev/NY · 10% owner · Member of Sec.13(d)(3) Group 10b5-1 filing: Not disclosed Ownership: Indirect · Co-Trustee and beneficiary of James J. Cotter Living Trust Disclosed balance after: 1,174,649 F1 · shares: The sale was effected pursuant to a Rule 10b5-1 trading plan adopted by the James J. Cotter Living Trust (the "Trust") on December 22, 2021. F3 · price: The price reported in Column 4 is a weighted average price. The reporting person undertakes to provide to Reading International, Inc. ("Reading"), any security holder of Reading, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (3) to this Form 4. These shares were sold in multiple transactions at prices ranging from: (a) on June 6, 2022, $3.595 to $3.70, inclusive? (b) on June 7, 2022, $3.57 to $3.61, inclusive; and (c) on June 8, 2022, $3.54 to $3.65, inclusive. F2 · ownership.nature: Margaret Cotter is a co-trustee of the Trust, a trust organized under the laws of CA. During the lifetime of James J. Cotter, Sr., the Trust was revocable by James J. Cotter, Sr., but the Trust became irrevocable upon the death of James J. Cotter, Sr. on September 13, 2014. The Trust serves as a vehicle for the management and distribution of the assets of James J. Cotter, Sr. Ellen Cotter and Margaret Cotter, acting together as co-trustees of the Trust, may be deemed to share voting and investment power over the shares of the Class A Non-Voting Common Stock directly beneficially owned by the Trust. Margaret Cotter disclaims beneficial ownership of the Class A Non-Voting Common Stock directly beneficially owned by the Trust and reported herein, except to the extent of her pecuniary interest therein. The extent of any pecuniary interest in Class A Non-Voting Common Stock to Margaret Cotter is dependent on certain factors yet to be resolved and is not currently known. Read SEC document |
| June 06, 2022 Filed Jun 8, 2022 22:20 UTC |
COTTER ELLEN MDirector · Vice Chair, President and CEO · 10% owner · Member of Sec.13(d)(3) Group
|
SaleClass A Non-Voting Common Stock | 2,750 | $3.63 | $9,986.35 |
DisclosureSEC source: 0001567619-22-012549 · doc1.xml · nonDerivative · entry 1 COTTER ELLEN M · CIK 0001060902 · Director · Vice Chair, President and CEO · 10% owner · Member of Sec.13(d)(3) Group 10b5-1 filing: Not disclosed Ownership: Indirect · Co-Trustee and beneficiary of James J. Cotter Living Trust Disclosed balance after: 1,174,649 F1 · shares: The sale was effected pursuant to a Rule 10b5-1 trading plan adopted by the James J. Cotter Living Trust (the "Trust") on December 22, 2021. F3 · price: The price reported in Column 4 is a weighted average price. The reporting person undertakes to provide to Reading International, Inc. ("Reading"), any security holder of Reading, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (3) to this Form 4. These shares were sold in multiple transactions at prices ranging from: (a) on June 6, 2022, $3.595 to $3.70, inclusive? (b) on June 7, 2022, $3.57 to $3.61, inclusive; and (c) on June 8, 2022, $3.54 to $3.65, inclusive. F2 · ownership.nature: Ellen Cotter is a co-trustee of the Trust, a trust organized under the laws of CA. During the lifetime of James J. Cotter, Sr., the Trust was revocable by James J. Cotter, Sr., but the Trust became irrevocable upon the death of James J. Cotter, Sr. on September 13, 2014. The Trust serves as a vehicle for the management and distribution of the assets of James J. Cotter, Sr. Ellen Cotter and Margaret Cotter, acting together as co-trustees of the Trust, may be deemed to share voting and investment power over the shares of the Class A Non-Voting Common Stock directly beneficially owned by the Trust. Ellen Cotter disclaims beneficial ownership of the Class A Non-Voting Common Stock directly beneficially owned by the Trust and reported herein, except to the extent of her pecuniary interest therein. The extent of any pecuniary interest in Class A Non-Voting Common Stock to Ellen Cotter is dependent on certain factors yet to be resolved and is not currently known. Read SEC document |
| June 03, 2022 Filed Jun 3, 2022 22:30 UTC |
James J. Cotter Living Trust10% owner · Member of Sec.13(d)(3) Group
|
SaleClass A Non-Voting Common Stock | 2,750 | $3.62 | $9,944.83 |
DisclosureSEC source: 0001567619-22-012349 · doc1.xml · nonDerivative · entry 2 James J. Cotter Living Trust · CIK 0001654688 · 10% owner · Member of Sec.13(d)(3) Group 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,177,399 F1 · shares: The sale was effected pursuant to a Rule 10b5-1 trading plan adopted by the James J. Cotter Living Trust (the "Trust") on December 22, 2021. F3 · price: The price reported in Column 4 is a weighted average price. The reporting person undertakes to provide to Reading International, Inc. ("Reading"), any security holder of Reading, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (3) to this Form 4. These shares were sold in multiple transactions at prices ranging from: (a) on June 2, 2022, $3.58 to $3.73, inclusive? and (b) on June 3, 2022, $3.56 to $3.68, inclusive. F2 · ownership.direct: The James J. Cotter Living Trust (the "Trust") is a trust organized under the laws of CA. During the lifetime of James J. Cotter, Sr., the Trust was revocable by James J. Cotter, Sr., but the Trust became irrevocable upon the death of James J. Cotter, Sr. on September 13, 2014. The Trust serves as a vehicle for the management and distribution of the assets of James J. Cotter, Sr. Ellen Cotter and Margaret Cotter, acting together as co-trustees of the Trust, may be deemed to share voting and investment power over the shares of the Class A Non-Voting Common Stock directly beneficially owned by the Trust. Ellen Cotter and Margaret Cotter disclaim beneficial ownership in Class A Non-Voting Common Stock reported herein, except to the extent of their respective pecuniary interest therein. Read SEC document |
| June 03, 2022 Filed Jun 3, 2022 22:28 UTC |
COTTER MARGARETDirector · Chairperson, EVP - RE Dev/NY · 10% owner · Member of Sec.13(d)(3) Group
|
SaleClass A Non-Voting Common Stock | 2,750 | $3.62 | $9,944.83 |
DisclosureSEC source: 0001567619-22-012348 · doc1.xml · nonDerivative · entry 2 COTTER MARGARET · CIK 0001193738 · Director · Chairperson, EVP - RE Dev/NY · 10% owner · Member of Sec.13(d)(3) Group 10b5-1 filing: Not disclosed Ownership: Indirect · Co-Trustee and beneficiary of James J. Cotter Living Trust Disclosed balance after: 1,177,399 F1 · shares: The sale was effected pursuant to a Rule 10b5-1 trading plan adopted by the James J. Cotter Living Trust (the "Trust") on December 22, 2021. F3 · price: The price reported in Column 4 is a weighted average price. The reporting person undertakes to provide to Reading International, Inc. ("Reading"), any security holder of Reading, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (3) to this Form 4. These shares were sold in multiple transactions at prices ranging from: (a) on June 2, 2022, $3.58 to $3.73, inclusive? and (b) on June 3, 2022, $3.56 to $3.68, inclusive. F2 · ownership.nature: Margaret Cotter is a co-trustee of the Trust, a trust organized under the laws of CA. During the lifetime of James J. Cotter, Sr., the Trust was revocable by James J. Cotter, Sr., but the Trust became irrevocable upon the death of James J. Cotter, Sr. on September 13, 2014. The Trust serves as a vehicle for the management and distribution of the assets of James J. Cotter, Sr. Ellen Cotter and Margaret Cotter, acting together as co-trustees of the Trust, may be deemed to share voting and investment power over the shares of the Class A Non-Voting Common Stock directly beneficially owned by the Trust. Margaret Cotter disclaims beneficial ownership of the Class A Non-Voting Common Stock directly beneficially owned by the Trust and reported herein, except to the extent of her pecuniary interest therein. The extent of any pecuniary interest in Class A Non-Voting Common Stock to Margaret Cotter is dependent on certain factors yet to be resolved and is not currently known. Read SEC document |
| June 03, 2022 Filed Jun 3, 2022 22:27 UTC |
COTTER ELLEN MDirector · Vice Chair, President and CEO · 10% owner · Member of Sec.13(d)(3) Group
|
SaleClass A Non-Voting Common Stock | 2,750 | $3.62 | $9,944.83 |
DisclosureSEC source: 0001567619-22-012347 · doc1.xml · nonDerivative · entry 2 COTTER ELLEN M · CIK 0001060902 · Director · Vice Chair, President and CEO · 10% owner · Member of Sec.13(d)(3) Group 10b5-1 filing: Not disclosed Ownership: Indirect · Co-Trustee and beneficiary of James J. Cotter Living Trust Disclosed balance after: 1,177,399 F1 · shares: The sale was effected pursuant to a Rule 10b5-1 trading plan adopted by the James J. Cotter Living Trust (the "Trust") on December 22, 2021. F3 · price: The price reported in Column 4 is a weighted average price. The reporting person undertakes to provide to Reading International, Inc. ("Reading"), any security holder of Reading, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (3) to this Form 4. These shares were sold in multiple transactions at prices ranging from: (a) on June 2, 2022, $3.58 to $3.73, inclusive? and (b) on June 3, 2022, $3.56 to $3.68, inclusive. F2 · ownership.nature: Ellen Cotter is a co-trustee of the Trust, a trust organized under the laws of CA. During the lifetime of James J. Cotter, Sr., the Trust was revocable by James J. Cotter, Sr., but the Trust became irrevocable upon the death of James J. Cotter, Sr. on September 13, 2014. The Trust serves as a vehicle for the management and distribution of the assets of James J. Cotter, Sr. Ellen Cotter and Margaret Cotter, acting together as co-trustees of the Trust, may be deemed to share voting and investment power over the shares of the Class A Non-Voting Common Stock directly beneficially owned by the Trust. Ellen Cotter disclaims beneficial ownership of the Class A Non-Voting Common Stock directly beneficially owned by the Trust and reported herein, except to the extent of her pecuniary interest therein. The extent of any pecuniary interest in Class A Non-Voting Common Stock to Ellen Cotter is dependent on certain factors yet to be resolved and is not currently known. Read SEC document |
| June 02, 2022 Filed Jun 3, 2022 22:30 UTC |
James J. Cotter Living Trust10% owner · Member of Sec.13(d)(3) Group
|
SaleClass A Non-Voting Common Stock | 2,750 | $3.66 | $10,058.68 |
DisclosureSEC source: 0001567619-22-012349 · doc1.xml · nonDerivative · entry 1 James J. Cotter Living Trust · CIK 0001654688 · 10% owner · Member of Sec.13(d)(3) Group 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,180,149 F1 · shares: The sale was effected pursuant to a Rule 10b5-1 trading plan adopted by the James J. Cotter Living Trust (the "Trust") on December 22, 2021. F3 · price: The price reported in Column 4 is a weighted average price. The reporting person undertakes to provide to Reading International, Inc. ("Reading"), any security holder of Reading, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (3) to this Form 4. These shares were sold in multiple transactions at prices ranging from: (a) on June 2, 2022, $3.58 to $3.73, inclusive? and (b) on June 3, 2022, $3.56 to $3.68, inclusive. F2 · ownership.direct: The James J. Cotter Living Trust (the "Trust") is a trust organized under the laws of CA. During the lifetime of James J. Cotter, Sr., the Trust was revocable by James J. Cotter, Sr., but the Trust became irrevocable upon the death of James J. Cotter, Sr. on September 13, 2014. The Trust serves as a vehicle for the management and distribution of the assets of James J. Cotter, Sr. Ellen Cotter and Margaret Cotter, acting together as co-trustees of the Trust, may be deemed to share voting and investment power over the shares of the Class A Non-Voting Common Stock directly beneficially owned by the Trust. Ellen Cotter and Margaret Cotter disclaim beneficial ownership in Class A Non-Voting Common Stock reported herein, except to the extent of their respective pecuniary interest therein. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.