Last 12 months
Inside the activity.
0 purchase rows · 0 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 0 |
| Dec 2025 | 0 | 0 |
| Jan 2026 | 0 | 0 |
| Feb 2026 | 0 | 0 |
| Mar 2026 | 0 | 0 |
| Apr 2026 | 0 | 0 |
| May 2026 | 0 | 0 |
| Jun 2026 | 0 | 0 |
| Jul 2026 | 0 | 0 |
| Aug 2026 | 0 | 0 |
| Sep 2026 | 0 | 0 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| March 10, 2021 Filed Mar 12, 2021 20:08 UTC |
Avanes GilbertEVP, CFO & Treasurer
|
Exercise / conversionRestricted Stock Units · Derivative | 4,600 | $0.00 | $0.00 |
DisclosureSEC source: 0001567619-21-006188 · doc1.xml · derivative · entry 2 Avanes Gilbert · CIK 0001672000 · EVP, CFO & Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,798 Underlying: Class A Non-Voting Common Stock · 4,600 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each Restricted Stock Unit represents the contingent right to receive one share of Class A Non-Voting Common Stock upon vesting of the unit. F2 · derivative.exercise_date: As previously reported, a total of 24,530 restricted stock units were granted on March 10, 2020 pursuant to the Company's 2010 Stock Incentive Plan. Of that amount, (i) 18,398 restricted stock units vest in four equal annual installments commencing on March 10, 2021, March 10, 2022, March 10, 2023, and March 10, 2024; and (ii) 6,132 performance-based restricted stock units (PRSU) vest on the third anniversary of the Date of Grant, March 10, 2023; provided that (a) the reporting person has not undergone a termination of her service at the vesting date (or earlier accelerating event), and (b)(1) one-third of the performance criteria (PRSU Criteria) has been met and certified by the Compensation and Stock Option Committee (Committee) for the year ended December 31, 2020, such determination to be made before March 10, 2021; F3 · derivative.exercise_date: and (2) two-thirds of the PRSU Criteria shall be based upon performance for the two remaining calendar years (2021 and 2022) under objective performance criteria to be established by the Committee, and shall be subject to the certification by the Committee that such PRSU Criteria, or portion thereof (stated as a percentage), has been met. The Committee must certify on or before March 10, 2023 the percentage of the PRSU Criteria which has been met for the calendar years 2021 and 2022. On March 10, 2021, the Committee determined and certified that the reporting person met 100% of the PRSU Criteria for the year ended December 31, 2020. The reporting person previously reported all 24,530 restricted stock units (including 6,132 PRSUs) in Table II of his Form 4 dated March 12, 2020. F2 · derivative.expiration_date: As previously reported, a total of 24,530 restricted stock units were granted on March 10, 2020 pursuant to the Company's 2010 Stock Incentive Plan. Of that amount, (i) 18,398 restricted stock units vest in four equal annual installments commencing on March 10, 2021, March 10, 2022, March 10, 2023, and March 10, 2024; and (ii) 6,132 performance-based restricted stock units (PRSU) vest on the third anniversary of the Date of Grant, March 10, 2023; provided that (a) the reporting person has not undergone a termination of her service at the vesting date (or earlier accelerating event), and (b)(1) one-third of the performance criteria (PRSU Criteria) has been met and certified by the Compensation and Stock Option Committee (Committee) for the year ended December 31, 2020, such determination to be made before March 10, 2021; F3 · derivative.expiration_date: and (2) two-thirds of the PRSU Criteria shall be based upon performance for the two remaining calendar years (2021 and 2022) under objective performance criteria to be established by the Committee, and shall be subject to the certification by the Committee that such PRSU Criteria, or portion thereof (stated as a percentage), has been met. The Committee must certify on or before March 10, 2023 the percentage of the PRSU Criteria which has been met for the calendar years 2021 and 2022. On March 10, 2021, the Committee determined and certified that the reporting person met 100% of the PRSU Criteria for the year ended December 31, 2020. The reporting person previously reported all 24,530 restricted stock units (including 6,132 PRSUs) in Table II of his Form 4 dated March 12, 2020. Read SEC document |
| March 10, 2021 Filed Mar 12, 2021 20:08 UTC |
Avanes GilbertEVP, CFO & Treasurer
|
Exercise / conversionClass A Non-Voting Common Stock | 4,600 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001567619-21-006188 · doc1.xml · nonDerivative · entry 1 Avanes Gilbert · CIK 0001672000 · EVP, CFO & Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,748 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each Restricted Stock Unit represents the contingent right to receive one share of Class A Non-Voting Common Stock upon vesting of the unit. Read SEC document |
| March 10, 2021 Filed Mar 12, 2021 20:04 UTC |
MATYCZYNSKI ANDRZEJ JEVP - Global Ops
|
GrantRestricted Stock Units (Performance-based) · Derivative | 1,363 | $0.00 | $0.00 |
DisclosureSEC source: 0001567619-21-006183 · doc1.xml · derivative · entry 3 MATYCZYNSKI ANDRZEJ J · CIK 0001218805 · EVP - Global Ops 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,363 Underlying: Class A Non-Voting Common Stock · 1,363 shares Expires not disclosed F1 · derivative.exercise_price: Each Restricted Stock Unit represents the contingent right to receive one share of Class A Non-Voting Common Stock upon vesting of the unit. F2 · derivative.exercise_date: As previously reported, a total of 16,353 restricted stock units were granted on March 10, 2020 pursuant to the Company's 2010 Stock Incentive Plan. Of that amount, (i) 12,265 restricted stock units vest in four equal annual installments commencing on March 10, 2021, March 10, 2022, March 10, 2023, and March 10, 2024; and (ii) 4,088 performance-based restricted stock units (PRSU) vest on the third anniversary of the Date of Grant, March 10, 2023; provided that (a) the reporting person has not undergone a termination of her service at the vesting date (or earlier accelerating event), and (b)(1) one-third of the performance criteria (PRSU Criteria) has been met and certified by the Compensation and Stock Option Committee (Committee) for the year ended December 31, 2020, such determination to be made before March 10, 2021; F3 · derivative.exercise_date: and (2) two-thirds of the PRSU Criteria shall be based upon performance for the two remaining calendar years (2021 and 2022) under objective performance criteria to be established by the Committee, and shall be subject to the certification by the Committee that such PRSU Criteria, or portion thereof (stated as a percentage), has been met. The Committee must certify on or before March 10, 2023 the percentage of the PRSU Criteria which has been met for the calendar years 2021 and 2022. On March 10, 2021, the Committee determined and certified that the reporting person met 100% of the PRSU Criteria for the year ended December 31, 2020. The reporting person previously reported all 16,353 restricted stock units (including 4,088 PRSUs) in Table II of his Form 4 dated March 12, 2020. F2 · derivative.expiration_date: As previously reported, a total of 16,353 restricted stock units were granted on March 10, 2020 pursuant to the Company's 2010 Stock Incentive Plan. Of that amount, (i) 12,265 restricted stock units vest in four equal annual installments commencing on March 10, 2021, March 10, 2022, March 10, 2023, and March 10, 2024; and (ii) 4,088 performance-based restricted stock units (PRSU) vest on the third anniversary of the Date of Grant, March 10, 2023; provided that (a) the reporting person has not undergone a termination of her service at the vesting date (or earlier accelerating event), and (b)(1) one-third of the performance criteria (PRSU Criteria) has been met and certified by the Compensation and Stock Option Committee (Committee) for the year ended December 31, 2020, such determination to be made before March 10, 2021; F3 · derivative.expiration_date: and (2) two-thirds of the PRSU Criteria shall be based upon performance for the two remaining calendar years (2021 and 2022) under objective performance criteria to be established by the Committee, and shall be subject to the certification by the Committee that such PRSU Criteria, or portion thereof (stated as a percentage), has been met. The Committee must certify on or before March 10, 2023 the percentage of the PRSU Criteria which has been met for the calendar years 2021 and 2022. On March 10, 2021, the Committee determined and certified that the reporting person met 100% of the PRSU Criteria for the year ended December 31, 2020. The reporting person previously reported all 16,353 restricted stock units (including 4,088 PRSUs) in Table II of his Form 4 dated March 12, 2020. Read SEC document |
| March 10, 2021 Filed Mar 12, 2021 20:04 UTC |
MATYCZYNSKI ANDRZEJ JEVP - Global Ops
|
Exercise / conversionRestricted Stock Units · Derivative | 3,067 | $0.00 | $0.00 |
DisclosureSEC source: 0001567619-21-006183 · doc1.xml · derivative · entry 2 MATYCZYNSKI ANDRZEJ J · CIK 0001218805 · EVP - Global Ops 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,198 Underlying: Class A Non-Voting Common Stock · 3,067 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each Restricted Stock Unit represents the contingent right to receive one share of Class A Non-Voting Common Stock upon vesting of the unit. F2 · derivative.exercise_date: As previously reported, a total of 16,353 restricted stock units were granted on March 10, 2020 pursuant to the Company's 2010 Stock Incentive Plan. Of that amount, (i) 12,265 restricted stock units vest in four equal annual installments commencing on March 10, 2021, March 10, 2022, March 10, 2023, and March 10, 2024; and (ii) 4,088 performance-based restricted stock units (PRSU) vest on the third anniversary of the Date of Grant, March 10, 2023; provided that (a) the reporting person has not undergone a termination of her service at the vesting date (or earlier accelerating event), and (b)(1) one-third of the performance criteria (PRSU Criteria) has been met and certified by the Compensation and Stock Option Committee (Committee) for the year ended December 31, 2020, such determination to be made before March 10, 2021; F3 · derivative.exercise_date: and (2) two-thirds of the PRSU Criteria shall be based upon performance for the two remaining calendar years (2021 and 2022) under objective performance criteria to be established by the Committee, and shall be subject to the certification by the Committee that such PRSU Criteria, or portion thereof (stated as a percentage), has been met. The Committee must certify on or before March 10, 2023 the percentage of the PRSU Criteria which has been met for the calendar years 2021 and 2022. On March 10, 2021, the Committee determined and certified that the reporting person met 100% of the PRSU Criteria for the year ended December 31, 2020. The reporting person previously reported all 16,353 restricted stock units (including 4,088 PRSUs) in Table II of his Form 4 dated March 12, 2020. F2 · derivative.expiration_date: As previously reported, a total of 16,353 restricted stock units were granted on March 10, 2020 pursuant to the Company's 2010 Stock Incentive Plan. Of that amount, (i) 12,265 restricted stock units vest in four equal annual installments commencing on March 10, 2021, March 10, 2022, March 10, 2023, and March 10, 2024; and (ii) 4,088 performance-based restricted stock units (PRSU) vest on the third anniversary of the Date of Grant, March 10, 2023; provided that (a) the reporting person has not undergone a termination of her service at the vesting date (or earlier accelerating event), and (b)(1) one-third of the performance criteria (PRSU Criteria) has been met and certified by the Compensation and Stock Option Committee (Committee) for the year ended December 31, 2020, such determination to be made before March 10, 2021; F3 · derivative.expiration_date: and (2) two-thirds of the PRSU Criteria shall be based upon performance for the two remaining calendar years (2021 and 2022) under objective performance criteria to be established by the Committee, and shall be subject to the certification by the Committee that such PRSU Criteria, or portion thereof (stated as a percentage), has been met. The Committee must certify on or before March 10, 2023 the percentage of the PRSU Criteria which has been met for the calendar years 2021 and 2022. On March 10, 2021, the Committee determined and certified that the reporting person met 100% of the PRSU Criteria for the year ended December 31, 2020. The reporting person previously reported all 16,353 restricted stock units (including 4,088 PRSUs) in Table II of his Form 4 dated March 12, 2020. Read SEC document |
| March 10, 2021 Filed Mar 12, 2021 20:04 UTC |
MATYCZYNSKI ANDRZEJ JEVP - Global Ops
|
Exercise / conversionClass A Non-Voting Common Stock | 3,067 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001567619-21-006183 · doc1.xml · nonDerivative · entry 1 MATYCZYNSKI ANDRZEJ J · CIK 0001218805 · EVP - Global Ops 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 35,203 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each Restricted Stock Unit represents the contingent right to receive one share of Class A Non-Voting Common Stock upon vesting of the unit. Read SEC document |
| March 10, 2021 Filed Mar 12, 2021 20:01 UTC |
COTTER ELLEN MDirector · Director, President and CEO · 10% owner · Member of Sec.13(d)(3) Group
|
GrantRestricted Stock Units (Performance-based) · Derivative | 17,117 | $0.00 | $0.00 |
DisclosureSEC source: 0001567619-21-006178 · doc1.xml · derivative · entry 5 COTTER ELLEN M · CIK 0001060902 · Director · Director, President and CEO · 10% owner · Member of Sec.13(d)(3) Group 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,117 Underlying: Class A Non-Voting Common Stock · 17,117 shares Expires not disclosed F2 · derivative.exercise_price: Each Restricted Stock Unit represents the contingent right to receive one share of Class A Non-Voting Common Stock upon vesting of the unit. F3 · derivative.exercise_date: As previously reported, a total of 102,698 restricted stock units were granted on March 10, 2020 pursuant to the Company's 2010 Stock Incentive Plan. Of that amount, (i) 51,349 restricted stock units vest in four equal annual installments commencing on March 10, 2021, March 10, 2022, March 10, 2023, and March 10, 2024; and (ii) 51,349 performance-based restricted stock units (PRSU) vest on the third anniversary of the Date of Grant, March 10, 2023; provided that (a) the reporting person has not undergone a termination of her service at the vesting date (or earlier accelerating event), and (b)(1) one-third of the performance criteria (PRSU Criteria) has been met and certified by the Compensation and Stock Option Committee (Committee) for the year ended December 31, 2020, such determination to be made before March 10, 2021; F4 · derivative.exercise_date: and (2) two-thirds of the PRSU Criteria shall be based upon performance for the two remaining calendar years (2021 and 2022) under objective performance criteria to be established by the Committee, and shall be subject to the certification by the Committee that such PRSU Criteria, or portion thereof (stated as a percentage), has been met. The Committee must certify on or before March 10, 2023 the percentage of the PRSU Criteria which has been met for the calendar years 2021 and 2022. On March 10, 2021, the Committee determined and certified that the reporting person met 100% of the PRSU Criteria for the year ended December 31, 2020. The reporting person previously reported all 102,698 restricted stock units (including 51,349 PRSUs) in Table II of her Form 4 dated March 12, 2020. F3 · derivative.expiration_date: As previously reported, a total of 102,698 restricted stock units were granted on March 10, 2020 pursuant to the Company's 2010 Stock Incentive Plan. Of that amount, (i) 51,349 restricted stock units vest in four equal annual installments commencing on March 10, 2021, March 10, 2022, March 10, 2023, and March 10, 2024; and (ii) 51,349 performance-based restricted stock units (PRSU) vest on the third anniversary of the Date of Grant, March 10, 2023; provided that (a) the reporting person has not undergone a termination of her service at the vesting date (or earlier accelerating event), and (b)(1) one-third of the performance criteria (PRSU Criteria) has been met and certified by the Compensation and Stock Option Committee (Committee) for the year ended December 31, 2020, such determination to be made before March 10, 2021; F4 · derivative.expiration_date: and (2) two-thirds of the PRSU Criteria shall be based upon performance for the two remaining calendar years (2021 and 2022) under objective performance criteria to be established by the Committee, and shall be subject to the certification by the Committee that such PRSU Criteria, or portion thereof (stated as a percentage), has been met. The Committee must certify on or before March 10, 2023 the percentage of the PRSU Criteria which has been met for the calendar years 2021 and 2022. On March 10, 2021, the Committee determined and certified that the reporting person met 100% of the PRSU Criteria for the year ended December 31, 2020. The reporting person previously reported all 102,698 restricted stock units (including 51,349 PRSUs) in Table II of her Form 4 dated March 12, 2020. Read SEC document |
| March 10, 2021 Filed Mar 12, 2021 20:01 UTC |
COTTER ELLEN MDirector · Director, President and CEO · 10% owner · Member of Sec.13(d)(3) Group
|
Exercise / conversionRestricted Stock Units · Derivative | 12,838 | $0.00 | $0.00 |
DisclosureSEC source: 0001567619-21-006178 · doc1.xml · derivative · entry 4 COTTER ELLEN M · CIK 0001060902 · Director · Director, President and CEO · 10% owner · Member of Sec.13(d)(3) Group 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 38,511 Underlying: Class A Non-Voting Common Stock · 12,838 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each Restricted Stock Unit represents the contingent right to receive one share of Class A Non-Voting Common Stock upon vesting of the unit. F3 · derivative.exercise_date: As previously reported, a total of 102,698 restricted stock units were granted on March 10, 2020 pursuant to the Company's 2010 Stock Incentive Plan. Of that amount, (i) 51,349 restricted stock units vest in four equal annual installments commencing on March 10, 2021, March 10, 2022, March 10, 2023, and March 10, 2024; and (ii) 51,349 performance-based restricted stock units (PRSU) vest on the third anniversary of the Date of Grant, March 10, 2023; provided that (a) the reporting person has not undergone a termination of her service at the vesting date (or earlier accelerating event), and (b)(1) one-third of the performance criteria (PRSU Criteria) has been met and certified by the Compensation and Stock Option Committee (Committee) for the year ended December 31, 2020, such determination to be made before March 10, 2021; F4 · derivative.exercise_date: and (2) two-thirds of the PRSU Criteria shall be based upon performance for the two remaining calendar years (2021 and 2022) under objective performance criteria to be established by the Committee, and shall be subject to the certification by the Committee that such PRSU Criteria, or portion thereof (stated as a percentage), has been met. The Committee must certify on or before March 10, 2023 the percentage of the PRSU Criteria which has been met for the calendar years 2021 and 2022. On March 10, 2021, the Committee determined and certified that the reporting person met 100% of the PRSU Criteria for the year ended December 31, 2020. The reporting person previously reported all 102,698 restricted stock units (including 51,349 PRSUs) in Table II of her Form 4 dated March 12, 2020. F3 · derivative.expiration_date: As previously reported, a total of 102,698 restricted stock units were granted on March 10, 2020 pursuant to the Company's 2010 Stock Incentive Plan. Of that amount, (i) 51,349 restricted stock units vest in four equal annual installments commencing on March 10, 2021, March 10, 2022, March 10, 2023, and March 10, 2024; and (ii) 51,349 performance-based restricted stock units (PRSU) vest on the third anniversary of the Date of Grant, March 10, 2023; provided that (a) the reporting person has not undergone a termination of her service at the vesting date (or earlier accelerating event), and (b)(1) one-third of the performance criteria (PRSU Criteria) has been met and certified by the Compensation and Stock Option Committee (Committee) for the year ended December 31, 2020, such determination to be made before March 10, 2021; F4 · derivative.expiration_date: and (2) two-thirds of the PRSU Criteria shall be based upon performance for the two remaining calendar years (2021 and 2022) under objective performance criteria to be established by the Committee, and shall be subject to the certification by the Committee that such PRSU Criteria, or portion thereof (stated as a percentage), has been met. The Committee must certify on or before March 10, 2023 the percentage of the PRSU Criteria which has been met for the calendar years 2021 and 2022. On March 10, 2021, the Committee determined and certified that the reporting person met 100% of the PRSU Criteria for the year ended December 31, 2020. The reporting person previously reported all 102,698 restricted stock units (including 51,349 PRSUs) in Table II of her Form 4 dated March 12, 2020. Read SEC document |
| March 10, 2021 Filed Mar 12, 2021 20:01 UTC |
COTTER ELLEN MDirector · Director, President and CEO · 10% owner · Member of Sec.13(d)(3) Group
|
Tax withholdingClass A Non-Voting Common Stock | 4,324 | $7.30 | $31,565.20 |
DisclosureSEC source: 0001567619-21-006178 · doc1.xml · nonDerivative · entry 3 COTTER ELLEN M · CIK 0001060902 · Director · Director, President and CEO · 10% owner · Member of Sec.13(d)(3) Group 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 783,747 Read SEC document |
| March 10, 2021 Filed Mar 12, 2021 20:01 UTC |
COTTER ELLEN MDirector · Director, President and CEO · 10% owner · Member of Sec.13(d)(3) Group
|
Exercise / conversionClass A Non-Voting Common Stock | 12,838 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001567619-21-006178 · doc1.xml · nonDerivative · entry 2 COTTER ELLEN M · CIK 0001060902 · Director · Director, President and CEO · 10% owner · Member of Sec.13(d)(3) Group 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 788,071 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · price: Each Restricted Stock Unit represents the contingent right to receive one share of Class A Non-Voting Common Stock upon vesting of the unit. Read SEC document |
| March 10, 2021 Filed Mar 12, 2021 19:33 UTC |
Tompkins Sidney CraigEVP, General Counsel
|
GrantRestricted Stock Units (Performance-based) · Derivative | 2,126 | $0.00 | $0.00 |
DisclosureSEC source: 0001567619-21-006166 · doc1.xml · derivative · entry 5 Tompkins Sidney Craig · CIK 0001740487 · EVP, General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,126 Underlying: Class A Non-Voting Common Stock · 2,126 shares Expires not disclosed F1 · derivative.exercise_price: Each Restricted Stock Unit represents the contingent right to receive one share of Class A Non-Voting Common Stock upon vesting of the unit. F2 · derivative.exercise_date: As previously reported, a total of 25,511 restricted stock units were granted on March 10, 2020 pursuant to the Company's 2010 Stock Incentive Plan. Of that amount, (i) 19,134 restricted stock units vest in four equal annual installments commencing on March 10, 2021, March 10, 2022, March 10, 2023, and March 10, 2024; and (ii) 6,377 performance-based restricted stock units (PRSU) vest on the third anniversary of the Date of Grant, March 10, 2023; provided that (a) the reporting person has not undergone a termination of her service at the vesting date (or earlier accelerating event), and (b)(1) one-third of the performance criteria (PRSU Criteria) has been met and certified by the Compensation and Stock Option Committee (Committee) for the year ended December 31, 2020, such determination to be made before March 10, 2021; F3 · derivative.exercise_date: and (2) two-thirds of the PRSU Criteria shall be based upon performance for the two remaining calendar years (2021 and 2022) under objective performance criteria to be established by the Committee, and shall be subject to the certification by the Committee that such PRSU Criteria, or portion thereof (stated as a percentage), has been met. The Committee must certify on or before March 10, 2023 the percentage of the PRSU Criteria which has been met for the calendar years 2021 and 2022. On March 10, 2021, the Committee determined and certified that the reporting person met 100% of the PRSU Criteria for the year ended December 31, 2020. The reporting person previously reported all 25,511 restricted stock units (including 6,377 PRSUs) in Table II of his Form 4 dated March 12, 2020. F2 · derivative.expiration_date: As previously reported, a total of 25,511 restricted stock units were granted on March 10, 2020 pursuant to the Company's 2010 Stock Incentive Plan. Of that amount, (i) 19,134 restricted stock units vest in four equal annual installments commencing on March 10, 2021, March 10, 2022, March 10, 2023, and March 10, 2024; and (ii) 6,377 performance-based restricted stock units (PRSU) vest on the third anniversary of the Date of Grant, March 10, 2023; provided that (a) the reporting person has not undergone a termination of her service at the vesting date (or earlier accelerating event), and (b)(1) one-third of the performance criteria (PRSU Criteria) has been met and certified by the Compensation and Stock Option Committee (Committee) for the year ended December 31, 2020, such determination to be made before March 10, 2021; F3 · derivative.expiration_date: and (2) two-thirds of the PRSU Criteria shall be based upon performance for the two remaining calendar years (2021 and 2022) under objective performance criteria to be established by the Committee, and shall be subject to the certification by the Committee that such PRSU Criteria, or portion thereof (stated as a percentage), has been met. The Committee must certify on or before March 10, 2023 the percentage of the PRSU Criteria which has been met for the calendar years 2021 and 2022. On March 10, 2021, the Committee determined and certified that the reporting person met 100% of the PRSU Criteria for the year ended December 31, 2020. The reporting person previously reported all 25,511 restricted stock units (including 6,377 PRSUs) in Table II of his Form 4 dated March 12, 2020. Read SEC document |
| March 10, 2021 Filed Mar 12, 2021 19:33 UTC |
Tompkins Sidney CraigEVP, General Counsel
|
Exercise / conversionRestricted Stock Units · Derivative | 4,784 | $0.00 | $0.00 |
DisclosureSEC source: 0001567619-21-006166 · doc1.xml · derivative · entry 4 Tompkins Sidney Craig · CIK 0001740487 · EVP, General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,350 Underlying: Class A Non-Voting Common Stock · 4,784 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each Restricted Stock Unit represents the contingent right to receive one share of Class A Non-Voting Common Stock upon vesting of the unit. F2 · derivative.exercise_date: As previously reported, a total of 25,511 restricted stock units were granted on March 10, 2020 pursuant to the Company's 2010 Stock Incentive Plan. Of that amount, (i) 19,134 restricted stock units vest in four equal annual installments commencing on March 10, 2021, March 10, 2022, March 10, 2023, and March 10, 2024; and (ii) 6,377 performance-based restricted stock units (PRSU) vest on the third anniversary of the Date of Grant, March 10, 2023; provided that (a) the reporting person has not undergone a termination of her service at the vesting date (or earlier accelerating event), and (b)(1) one-third of the performance criteria (PRSU Criteria) has been met and certified by the Compensation and Stock Option Committee (Committee) for the year ended December 31, 2020, such determination to be made before March 10, 2021; F3 · derivative.exercise_date: and (2) two-thirds of the PRSU Criteria shall be based upon performance for the two remaining calendar years (2021 and 2022) under objective performance criteria to be established by the Committee, and shall be subject to the certification by the Committee that such PRSU Criteria, or portion thereof (stated as a percentage), has been met. The Committee must certify on or before March 10, 2023 the percentage of the PRSU Criteria which has been met for the calendar years 2021 and 2022. On March 10, 2021, the Committee determined and certified that the reporting person met 100% of the PRSU Criteria for the year ended December 31, 2020. The reporting person previously reported all 25,511 restricted stock units (including 6,377 PRSUs) in Table II of his Form 4 dated March 12, 2020. F2 · derivative.expiration_date: As previously reported, a total of 25,511 restricted stock units were granted on March 10, 2020 pursuant to the Company's 2010 Stock Incentive Plan. Of that amount, (i) 19,134 restricted stock units vest in four equal annual installments commencing on March 10, 2021, March 10, 2022, March 10, 2023, and March 10, 2024; and (ii) 6,377 performance-based restricted stock units (PRSU) vest on the third anniversary of the Date of Grant, March 10, 2023; provided that (a) the reporting person has not undergone a termination of her service at the vesting date (or earlier accelerating event), and (b)(1) one-third of the performance criteria (PRSU Criteria) has been met and certified by the Compensation and Stock Option Committee (Committee) for the year ended December 31, 2020, such determination to be made before March 10, 2021; F3 · derivative.expiration_date: and (2) two-thirds of the PRSU Criteria shall be based upon performance for the two remaining calendar years (2021 and 2022) under objective performance criteria to be established by the Committee, and shall be subject to the certification by the Committee that such PRSU Criteria, or portion thereof (stated as a percentage), has been met. The Committee must certify on or before March 10, 2023 the percentage of the PRSU Criteria which has been met for the calendar years 2021 and 2022. On March 10, 2021, the Committee determined and certified that the reporting person met 100% of the PRSU Criteria for the year ended December 31, 2020. The reporting person previously reported all 25,511 restricted stock units (including 6,377 PRSUs) in Table II of his Form 4 dated March 12, 2020. Read SEC document |
| March 10, 2021 Filed Mar 12, 2021 19:33 UTC |
Tompkins Sidney CraigEVP, General Counsel
|
Tax withholdingClass A Non-Voting Common Stock | 2,227 | $7.30 | $16,257.10 |
DisclosureSEC source: 0001567619-21-006166 · doc1.xml · nonDerivative · entry 2 Tompkins Sidney Craig · CIK 0001740487 · EVP, General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,411 Read SEC document |
| March 10, 2021 Filed Mar 12, 2021 19:33 UTC |
Tompkins Sidney CraigEVP, General Counsel
|
Exercise / conversionClass A Non-Voting Common Stock | 4,784 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001567619-21-006166 · doc1.xml · nonDerivative · entry 1 Tompkins Sidney Craig · CIK 0001740487 · EVP, General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,638 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each Restricted Stock Unit represents the contingent right to receive one share of Class A Non-Voting Common Stock upon vesting of the unit. Read SEC document |
| March 09, 2021 Filed Mar 11, 2021 00:46 UTC |
COTTER ELLEN MDirector · Director, President and CEO · 10% owner · Member of Sec.13(d)(3) Group
|
SaleClass A Non-Voting Common Stock | 4,000 | $7.06 | $28,254.40 |
DisclosureSEC source: 0001567619-21-006059 · doc1.xml · nonDerivative · entry 2 COTTER ELLEN M · CIK 0001060902 · Director · Director, President and CEO · 10% owner · Member of Sec.13(d)(3) Group 10b5-1 filing: Not disclosed Ownership: Indirect · Co-Trustee and beneficiary of James J. Cotter Living Trust Disclosed balance after: 1,616,649 F1 · shares: The sale was effected pursuant to a Rule 10b5-1 trading plan adopted by the James J. Cotter Living Trust (the "Trust") on December 23, 2019. F3 · price: The price reported in Column 4 is a weighted average price. The reporting person undertakes to provide to Reading International, Inc. ("Reading"), any security holder of Reading, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (3) to this Form 4. These shares were sold in multiple transactions at prices ranging from: (a) on March 8, 2021, $6.915 to $7.25, inclusive? (b) on March 9, 2021, $6.90 to $7.15, inclusive; and (c) on March 10, 2021, $7.15 to $7.42, inclusive. F2 · ownership.nature: Ellen Cotter is a co-trustee of the Trust, a trust organized under the laws of CA. During the lifetime of James J. Cotter, Sr., the Trust was revocable by James J. Cotter, Sr., but the Trust became irrevocable upon the death of James J. Cotter, Sr. on September 13, 2014. The Trust serves as a vehicle for the management and distribution of the assets of James J. Cotter, Sr. Ellen Cotter and Margaret Cotter, acting together as co-trustees of the Trust, may be deemed to share voting and investment power over the shares of the Class A Non-Voting Common Stock directly beneficially owned by the Trust. Ellen Cotter disclaims beneficial ownership of the Class A Non-Voting Common Stock directly beneficially owned by the Trust and reported herein, except to the extent of her pecuniary interest therein. The extent of any pecuniary interest in Class A Non-Voting Common Stock to Ellen Cotter is dependent on certain factors yet to be resolved and is not currently known. Read SEC document |
| March 09, 2021 Filed Mar 10, 2021 23:33 UTC |
James J. Cotter Living Trust10% owner · Member of Sec.13(d)(3) Group
|
SaleClass A Non-Voting Common Stock | 4,000 | $7.06 | $28,254.40 |
DisclosureSEC source: 0001567619-21-006045 · doc1.xml · nonDerivative · entry 2 James J. Cotter Living Trust · CIK 0001654688 · 10% owner · Member of Sec.13(d)(3) Group 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,616,649 F1 · shares: The sale was effected pursuant to a Rule 10b5-1 trading plan adopted on December 23, 2019. F3 · price: The price reported in Column 4 is a weighted average price. The reporting person undertakes to provide to Reading International, Inc. ("Reading"), any security holder of Reading, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (3) to this Form 4. These shares were sold in multiple transactions at prices ranging from: (a) on March 8, 2021, $6.915 to $7.25, inclusive? (b) on March 9, 2021, $6.90 to $7.15, inclusive; and (c) on March 10, 2021, $7.15 to $7.42, inclusive. F2 · ownership.direct: The James J. Cotter Living Trust (the "Trust") is a trust organized under the laws of CA. During the lifetime of James J. Cotter, Sr., the Trust was revocable by James J. Cotter, Sr., but the Trust became irrevocable upon the death of James J. Cotter, Sr. on September 13, 2014. The Trust serves as a vehicle for the management and distribution of the assets of James J. Cotter, Sr. Ellen Cotter and Margaret Cotter, acting together as co-trustees of the Trust, may be deemed to share voting and investment power over the shares of the Class A Non-Voting Common Stock directly beneficially owned by the Trust. Margaret Cotter and Ellen Cotter disclaim beneficial ownership in Class A Non-Voting Common Stock reported herein, except to the extent of their respective pecuniary interest therein. Read SEC document |
| March 09, 2021 Filed Mar 10, 2021 23:31 UTC |
COTTER MARGARETDirector · Chairperson, EVP - RE Dev/NY · 10% owner · Member of Sec.13(d)(3) Group
|
SaleClass A Non-Voting Common Stock | 4,000 | $7.06 | $28,254.40 |
DisclosureSEC source: 0001567619-21-006044 · doc1.xml · nonDerivative · entry 2 COTTER MARGARET · CIK 0001193738 · Director · Chairperson, EVP - RE Dev/NY · 10% owner · Member of Sec.13(d)(3) Group 10b5-1 filing: Not disclosed Ownership: Indirect · Co-Trustee and beneficiary of James J. Cotter Living Trust Disclosed balance after: 1,616,649 F1 · shares: The sale was effected pursuant to a Rule 10b5-1 trading plan adopted by the James J. Cotter Living Trust (the "Trust") on December 23, 2019. F3 · price: The price reported in Column 4 is a weighted average price. The reporting person undertakes to provide to Reading International, Inc. ("Reading"), any security holder of Reading, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (3) to this Form 4. These shares were sold in multiple transactions at prices ranging from: (a) on March 8, 2021, $6.915 to $7.25, inclusive? (b) on March 9, 2021, $6.90 to $7.15, inclusive; and (c) on March 10, 2021, $7.15 to $7.42, inclusive. F2 · ownership.nature: Margaret Cotter is a co-trustee of the Trust, a trust organized under the laws of CA. During the lifetime of James J. Cotter, Sr., the Trust was revocable by James J. Cotter, Sr., but the Trust became irrevocable upon the death of James J. Cotter, Sr. on September 13, 2014. The Trust serves as a vehicle for the management and distribution of the assets of James J. Cotter, Sr. Ellen Cotter and Margaret Cotter, acting together as co-trustees of the Trust, may be deemed to share voting and investment power over the shares of the Class A Non-Voting Common Stock directly beneficially owned by the Trust. Margaret Cotter disclaims beneficial ownership of the Class A Non-Voting Common Stock directly beneficially owned by the Trust and reported herein, except to the extent of her pecuniary interest therein. The extent of any pecuniary interest in Class A Non-Voting Common Stock to Margaret Cotter is dependent on certain factors yet to be resolved and is not currently known. Read SEC document |
| March 08, 2021 Filed Mar 11, 2021 00:46 UTC |
COTTER ELLEN MDirector · Director, President and CEO · 10% owner · Member of Sec.13(d)(3) Group
|
SaleClass A Non-Voting Common Stock | 4,000 | $7.03 | $28,102.80 |
DisclosureSEC source: 0001567619-21-006059 · doc1.xml · nonDerivative · entry 1 COTTER ELLEN M · CIK 0001060902 · Director · Director, President and CEO · 10% owner · Member of Sec.13(d)(3) Group 10b5-1 filing: Not disclosed Ownership: Indirect · Co-Trustee and beneficiary of James J. Cotter Living Trust Disclosed balance after: 1,620,649 F1 · shares: The sale was effected pursuant to a Rule 10b5-1 trading plan adopted by the James J. Cotter Living Trust (the "Trust") on December 23, 2019. F3 · price: The price reported in Column 4 is a weighted average price. The reporting person undertakes to provide to Reading International, Inc. ("Reading"), any security holder of Reading, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (3) to this Form 4. These shares were sold in multiple transactions at prices ranging from: (a) on March 8, 2021, $6.915 to $7.25, inclusive? (b) on March 9, 2021, $6.90 to $7.15, inclusive; and (c) on March 10, 2021, $7.15 to $7.42, inclusive. F2 · ownership.nature: Ellen Cotter is a co-trustee of the Trust, a trust organized under the laws of CA. During the lifetime of James J. Cotter, Sr., the Trust was revocable by James J. Cotter, Sr., but the Trust became irrevocable upon the death of James J. Cotter, Sr. on September 13, 2014. The Trust serves as a vehicle for the management and distribution of the assets of James J. Cotter, Sr. Ellen Cotter and Margaret Cotter, acting together as co-trustees of the Trust, may be deemed to share voting and investment power over the shares of the Class A Non-Voting Common Stock directly beneficially owned by the Trust. Ellen Cotter disclaims beneficial ownership of the Class A Non-Voting Common Stock directly beneficially owned by the Trust and reported herein, except to the extent of her pecuniary interest therein. The extent of any pecuniary interest in Class A Non-Voting Common Stock to Ellen Cotter is dependent on certain factors yet to be resolved and is not currently known. Read SEC document |
| March 08, 2021 Filed Mar 10, 2021 23:33 UTC |
James J. Cotter Living Trust10% owner · Member of Sec.13(d)(3) Group
|
SaleClass A Non-Voting Common Stock | 4,000 | $7.03 | $28,102.80 |
DisclosureSEC source: 0001567619-21-006045 · doc1.xml · nonDerivative · entry 1 James J. Cotter Living Trust · CIK 0001654688 · 10% owner · Member of Sec.13(d)(3) Group 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,620,649 F1 · shares: The sale was effected pursuant to a Rule 10b5-1 trading plan adopted on December 23, 2019. F3 · price: The price reported in Column 4 is a weighted average price. The reporting person undertakes to provide to Reading International, Inc. ("Reading"), any security holder of Reading, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (3) to this Form 4. These shares were sold in multiple transactions at prices ranging from: (a) on March 8, 2021, $6.915 to $7.25, inclusive? (b) on March 9, 2021, $6.90 to $7.15, inclusive; and (c) on March 10, 2021, $7.15 to $7.42, inclusive. F2 · ownership.direct: The James J. Cotter Living Trust (the "Trust") is a trust organized under the laws of CA. During the lifetime of James J. Cotter, Sr., the Trust was revocable by James J. Cotter, Sr., but the Trust became irrevocable upon the death of James J. Cotter, Sr. on September 13, 2014. The Trust serves as a vehicle for the management and distribution of the assets of James J. Cotter, Sr. Ellen Cotter and Margaret Cotter, acting together as co-trustees of the Trust, may be deemed to share voting and investment power over the shares of the Class A Non-Voting Common Stock directly beneficially owned by the Trust. Margaret Cotter and Ellen Cotter disclaim beneficial ownership in Class A Non-Voting Common Stock reported herein, except to the extent of their respective pecuniary interest therein. Read SEC document |
| March 08, 2021 Filed Mar 10, 2021 23:31 UTC |
COTTER MARGARETDirector · Chairperson, EVP - RE Dev/NY · 10% owner · Member of Sec.13(d)(3) Group
|
SaleClass A Non-Voting Common Stock | 4,000 | $7.03 | $28,102.80 |
DisclosureSEC source: 0001567619-21-006044 · doc1.xml · nonDerivative · entry 1 COTTER MARGARET · CIK 0001193738 · Director · Chairperson, EVP - RE Dev/NY · 10% owner · Member of Sec.13(d)(3) Group 10b5-1 filing: Not disclosed Ownership: Indirect · Co-Trustee and beneficiary of James J. Cotter Living Trust Disclosed balance after: 1,620,649 F1 · shares: The sale was effected pursuant to a Rule 10b5-1 trading plan adopted by the James J. Cotter Living Trust (the "Trust") on December 23, 2019. F3 · price: The price reported in Column 4 is a weighted average price. The reporting person undertakes to provide to Reading International, Inc. ("Reading"), any security holder of Reading, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (3) to this Form 4. These shares were sold in multiple transactions at prices ranging from: (a) on March 8, 2021, $6.915 to $7.25, inclusive? (b) on March 9, 2021, $6.90 to $7.15, inclusive; and (c) on March 10, 2021, $7.15 to $7.42, inclusive. F2 · ownership.nature: Margaret Cotter is a co-trustee of the Trust, a trust organized under the laws of CA. During the lifetime of James J. Cotter, Sr., the Trust was revocable by James J. Cotter, Sr., but the Trust became irrevocable upon the death of James J. Cotter, Sr. on September 13, 2014. The Trust serves as a vehicle for the management and distribution of the assets of James J. Cotter, Sr. Ellen Cotter and Margaret Cotter, acting together as co-trustees of the Trust, may be deemed to share voting and investment power over the shares of the Class A Non-Voting Common Stock directly beneficially owned by the Trust. Margaret Cotter disclaims beneficial ownership of the Class A Non-Voting Common Stock directly beneficially owned by the Trust and reported herein, except to the extent of her pecuniary interest therein. The extent of any pecuniary interest in Class A Non-Voting Common Stock to Margaret Cotter is dependent on certain factors yet to be resolved and is not currently known. Read SEC document |
| March 03, 2021 Filed Mar 3, 2021 23:17 UTC |
COTTER MARGARETDirector · Chairperson, EVP - RE Dev/NY · 10% owner · Member of Sec.13(d)(3) Group
|
SaleClass A Non-Voting Common Stock | 4,000 | $7.27 | $29,088.40 |
DisclosureSEC source: 0001567619-21-005605 · doc1.xml · nonDerivative · entry 3 COTTER MARGARET · CIK 0001193738 · Director · Chairperson, EVP - RE Dev/NY · 10% owner · Member of Sec.13(d)(3) Group 10b5-1 filing: Not disclosed Ownership: Indirect · Co-Trustee and beneficiary of James J. Cotter Living Trust Disclosed balance after: 1,624,649 F1 · shares: The sale was effected pursuant to a Rule 10b5-1 trading plan adopted by the James J. Cotter Living Trust (the "Trust") on December 23, 2019. F3 · price: The price reported in Column 4 is a weighted average price. The reporting person undertakes to provide to Reading International, Inc. ("Reading"), any security holder of Reading, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (3) to this Form 4. These shares were sold in multiple transactions at prices ranging from: (a) on March 1, 2021, $7.30 to $7.49, inclusive? (b) on March 2, 2021, $7.10 to $7.44, inclusive; and (c) on March 3, 2021, $7.06 to $7.38, inclusive. F2 · ownership.nature: Margaret Cotter is a co-trustee of the Trust, a trust organized under the laws of CA. During the lifetime of James J. Cotter, Sr., the Trust was revocable by James J. Cotter, Sr., but the Trust became irrevocable upon the death of James J. Cotter, Sr. on September 13, 2014. The Trust serves as a vehicle for the management and distribution of the assets of James J. Cotter, Sr. Ellen Cotter and Margaret Cotter, acting together as co-trustees of the Trust, may be deemed to share voting and investment power over the shares of the Class A Non-Voting Common Stock directly beneficially owned by the Trust. Margaret Cotter disclaims beneficial ownership of the Class A Non-Voting Common Stock directly beneficially owned by the Trust and reported herein, except to the extent of her pecuniary interest therein. The extent of any pecuniary interest in Class A Non-Voting Common Stock to Margaret Cotter is dependent on certain factors yet to be resolved and is not currently known. Read SEC document |
| March 03, 2021 Filed Mar 3, 2021 23:14 UTC |
James J. Cotter Living Trust10% owner · Member of Sec.13(d)(3) Group
|
SaleClass A Non-Voting Common Stock | 4,000 | $7.27 | $29,088.40 |
DisclosureSEC source: 0001567619-21-005604 · doc1.xml · nonDerivative · entry 3 James J. Cotter Living Trust · CIK 0001654688 · 10% owner · Member of Sec.13(d)(3) Group 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,624,649 F1 · shares: The sale was effected pursuant to a Rule 10b5-1 trading plan adopted on December 23, 2019. F3 · price: The price reported in Column 4 is a weighted average price. The reporting person undertakes to provide to Reading International, Inc. ("Reading"), any security holder of Reading, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (3) to this Form 4. These shares were sold in multiple transactions at prices ranging from: (a) on March 1, 2021, $7.30 to $7.49, inclusive? (b) on March 2, 2021, $7.10 to $7.44, inclusive; and (c) on March 3, 2021, $7.06 to $7.38, inclusive. F2 · ownership.direct: The James J. Cotter Living Trust (the "Trust") is a trust organized under the laws of CA. During the lifetime of James J. Cotter, Sr., the Trust was revocable by James J. Cotter, Sr., but the Trust became irrevocable upon the death of James J. Cotter, Sr. on September 13, 2014. The Trust serves as a vehicle for the management and distribution of the assets of James J. Cotter, Sr. Ellen Cotter and Margaret Cotter, acting together as co-trustees of the Trust, may be deemed to share voting and investment power over the shares of the Class A Non-Voting Common Stock directly beneficially owned by the Trust. Margaret Cotter and Ellen Cotter disclaim beneficial ownership in Class A Non-Voting Common Stock reported herein, except to the extent of their respective pecuniary interest therein. Read SEC document |
| March 03, 2021 Filed Mar 3, 2021 23:13 UTC |
COTTER ELLEN MDirector · Director, President and CEO · 10% owner · Member of Sec.13(d)(3) Group
|
SaleClass A Non-Voting Common Stock | 4,000 | $7.27 | $29,088.40 |
DisclosureSEC source: 0001567619-21-005603 · doc1.xml · nonDerivative · entry 3 COTTER ELLEN M · CIK 0001060902 · Director · Director, President and CEO · 10% owner · Member of Sec.13(d)(3) Group 10b5-1 filing: Not disclosed Ownership: Indirect · Co-Trustee and beneficiary of James J. Cotter Living Trust Disclosed balance after: 1,624,649 F1 · shares: The sale was effected pursuant to a Rule 10b5-1 trading plan adopted by the James J. Cotter Living Trust (the "Trust") on December 23, 2019. F3 · price: The price reported in Column 4 is a weighted average price. The reporting person undertakes to provide to Reading International, Inc. ("Reading"), any security holder of Reading, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (3) to this Form 4. These shares were sold in multiple transactions at prices ranging from: (a) on March 1, 2021, $7.30 to $7.49, inclusive? (b) on March 2, 2021, $7.10 to $7.44, inclusive; and (c) on March 3, 2021, $7.06 to $7.38, inclusive. F2 · ownership.nature: Ellen Cotter is a co-trustee of the Trust, a trust organized under the laws of CA. During the lifetime of James J. Cotter, Sr., the Trust was revocable by James J. Cotter, Sr., but the Trust became irrevocable upon the death of James J. Cotter, Sr. on September 13, 2014. The Trust serves as a vehicle for the management and distribution of the assets of James J. Cotter, Sr. Ellen Cotter and Margaret Cotter, acting together as co-trustees of the Trust, may be deemed to share voting and investment power over the shares of the Class A Non-Voting Common Stock directly beneficially owned by the Trust. Ellen Cotter disclaims beneficial ownership of the Class A Non-Voting Common Stock directly beneficially owned by the Trust and reported herein, except to the extent of her pecuniary interest therein. The extent of any pecuniary interest in Class A Non-Voting Common Stock to Ellen Cotter is dependent on certain factors yet to be resolved and is not currently known. Read SEC document |
| March 02, 2021 Filed Mar 3, 2021 23:17 UTC |
COTTER MARGARETDirector · Chairperson, EVP - RE Dev/NY · 10% owner · Member of Sec.13(d)(3) Group
|
SaleClass A Non-Voting Common Stock | 4,000 | $7.27 | $29,082.40 |
DisclosureSEC source: 0001567619-21-005605 · doc1.xml · nonDerivative · entry 2 COTTER MARGARET · CIK 0001193738 · Director · Chairperson, EVP - RE Dev/NY · 10% owner · Member of Sec.13(d)(3) Group 10b5-1 filing: Not disclosed Ownership: Indirect · Co-Trustee and beneficiary of James J. Cotter Living Trust Disclosed balance after: 1,628,649 F1 · shares: The sale was effected pursuant to a Rule 10b5-1 trading plan adopted by the James J. Cotter Living Trust (the "Trust") on December 23, 2019. F3 · price: The price reported in Column 4 is a weighted average price. The reporting person undertakes to provide to Reading International, Inc. ("Reading"), any security holder of Reading, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (3) to this Form 4. These shares were sold in multiple transactions at prices ranging from: (a) on March 1, 2021, $7.30 to $7.49, inclusive? (b) on March 2, 2021, $7.10 to $7.44, inclusive; and (c) on March 3, 2021, $7.06 to $7.38, inclusive. F2 · ownership.nature: Margaret Cotter is a co-trustee of the Trust, a trust organized under the laws of CA. During the lifetime of James J. Cotter, Sr., the Trust was revocable by James J. Cotter, Sr., but the Trust became irrevocable upon the death of James J. Cotter, Sr. on September 13, 2014. The Trust serves as a vehicle for the management and distribution of the assets of James J. Cotter, Sr. Ellen Cotter and Margaret Cotter, acting together as co-trustees of the Trust, may be deemed to share voting and investment power over the shares of the Class A Non-Voting Common Stock directly beneficially owned by the Trust. Margaret Cotter disclaims beneficial ownership of the Class A Non-Voting Common Stock directly beneficially owned by the Trust and reported herein, except to the extent of her pecuniary interest therein. The extent of any pecuniary interest in Class A Non-Voting Common Stock to Margaret Cotter is dependent on certain factors yet to be resolved and is not currently known. Read SEC document |
| March 02, 2021 Filed Mar 3, 2021 23:14 UTC |
James J. Cotter Living Trust10% owner · Member of Sec.13(d)(3) Group
|
SaleClass A Non-Voting Common Stock | 4,000 | $7.27 | $29,082.40 |
DisclosureSEC source: 0001567619-21-005604 · doc1.xml · nonDerivative · entry 2 James J. Cotter Living Trust · CIK 0001654688 · 10% owner · Member of Sec.13(d)(3) Group 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,628,649 F1 · shares: The sale was effected pursuant to a Rule 10b5-1 trading plan adopted on December 23, 2019. F3 · price: The price reported in Column 4 is a weighted average price. The reporting person undertakes to provide to Reading International, Inc. ("Reading"), any security holder of Reading, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (3) to this Form 4. These shares were sold in multiple transactions at prices ranging from: (a) on March 1, 2021, $7.30 to $7.49, inclusive? (b) on March 2, 2021, $7.10 to $7.44, inclusive; and (c) on March 3, 2021, $7.06 to $7.38, inclusive. F2 · ownership.direct: The James J. Cotter Living Trust (the "Trust") is a trust organized under the laws of CA. During the lifetime of James J. Cotter, Sr., the Trust was revocable by James J. Cotter, Sr., but the Trust became irrevocable upon the death of James J. Cotter, Sr. on September 13, 2014. The Trust serves as a vehicle for the management and distribution of the assets of James J. Cotter, Sr. Ellen Cotter and Margaret Cotter, acting together as co-trustees of the Trust, may be deemed to share voting and investment power over the shares of the Class A Non-Voting Common Stock directly beneficially owned by the Trust. Margaret Cotter and Ellen Cotter disclaim beneficial ownership in Class A Non-Voting Common Stock reported herein, except to the extent of their respective pecuniary interest therein. Read SEC document |
| March 02, 2021 Filed Mar 3, 2021 23:13 UTC |
COTTER ELLEN MDirector · Director, President and CEO · 10% owner · Member of Sec.13(d)(3) Group
|
SaleClass A Non-Voting Common Stock | 4,000 | $7.27 | $29,082.40 |
DisclosureSEC source: 0001567619-21-005603 · doc1.xml · nonDerivative · entry 2 COTTER ELLEN M · CIK 0001060902 · Director · Director, President and CEO · 10% owner · Member of Sec.13(d)(3) Group 10b5-1 filing: Not disclosed Ownership: Indirect · Co-Trustee and beneficiary of James J. Cotter Living Trust Disclosed balance after: 1,628,649 F1 · shares: The sale was effected pursuant to a Rule 10b5-1 trading plan adopted by the James J. Cotter Living Trust (the "Trust") on December 23, 2019. F3 · price: The price reported in Column 4 is a weighted average price. The reporting person undertakes to provide to Reading International, Inc. ("Reading"), any security holder of Reading, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (3) to this Form 4. These shares were sold in multiple transactions at prices ranging from: (a) on March 1, 2021, $7.30 to $7.49, inclusive? (b) on March 2, 2021, $7.10 to $7.44, inclusive; and (c) on March 3, 2021, $7.06 to $7.38, inclusive. F2 · ownership.nature: Ellen Cotter is a co-trustee of the Trust, a trust organized under the laws of CA. During the lifetime of James J. Cotter, Sr., the Trust was revocable by James J. Cotter, Sr., but the Trust became irrevocable upon the death of James J. Cotter, Sr. on September 13, 2014. The Trust serves as a vehicle for the management and distribution of the assets of James J. Cotter, Sr. Ellen Cotter and Margaret Cotter, acting together as co-trustees of the Trust, may be deemed to share voting and investment power over the shares of the Class A Non-Voting Common Stock directly beneficially owned by the Trust. Ellen Cotter disclaims beneficial ownership of the Class A Non-Voting Common Stock directly beneficially owned by the Trust and reported herein, except to the extent of her pecuniary interest therein. The extent of any pecuniary interest in Class A Non-Voting Common Stock to Ellen Cotter is dependent on certain factors yet to be resolved and is not currently known. Read SEC document |
| March 01, 2021 Filed Mar 3, 2021 23:17 UTC |
COTTER MARGARETDirector · Chairperson, EVP - RE Dev/NY · 10% owner · Member of Sec.13(d)(3) Group
|
SaleClass A Non-Voting Common Stock | 4,000 | $7.41 | $29,657.20 |
DisclosureSEC source: 0001567619-21-005605 · doc1.xml · nonDerivative · entry 1 COTTER MARGARET · CIK 0001193738 · Director · Chairperson, EVP - RE Dev/NY · 10% owner · Member of Sec.13(d)(3) Group 10b5-1 filing: Not disclosed Ownership: Indirect · Co-Trustee and beneficiary of James J. Cotter Living Trust Disclosed balance after: 1,632,649 F1 · shares: The sale was effected pursuant to a Rule 10b5-1 trading plan adopted by the James J. Cotter Living Trust (the "Trust") on December 23, 2019. F3 · price: The price reported in Column 4 is a weighted average price. The reporting person undertakes to provide to Reading International, Inc. ("Reading"), any security holder of Reading, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (3) to this Form 4. These shares were sold in multiple transactions at prices ranging from: (a) on March 1, 2021, $7.30 to $7.49, inclusive? (b) on March 2, 2021, $7.10 to $7.44, inclusive; and (c) on March 3, 2021, $7.06 to $7.38, inclusive. F2 · ownership.nature: Margaret Cotter is a co-trustee of the Trust, a trust organized under the laws of CA. During the lifetime of James J. Cotter, Sr., the Trust was revocable by James J. Cotter, Sr., but the Trust became irrevocable upon the death of James J. Cotter, Sr. on September 13, 2014. The Trust serves as a vehicle for the management and distribution of the assets of James J. Cotter, Sr. Ellen Cotter and Margaret Cotter, acting together as co-trustees of the Trust, may be deemed to share voting and investment power over the shares of the Class A Non-Voting Common Stock directly beneficially owned by the Trust. Margaret Cotter disclaims beneficial ownership of the Class A Non-Voting Common Stock directly beneficially owned by the Trust and reported herein, except to the extent of her pecuniary interest therein. The extent of any pecuniary interest in Class A Non-Voting Common Stock to Margaret Cotter is dependent on certain factors yet to be resolved and is not currently known. Read SEC document |
| March 01, 2021 Filed Mar 3, 2021 23:14 UTC |
James J. Cotter Living Trust10% owner · Member of Sec.13(d)(3) Group
|
SaleClass A Non-Voting Common Stock | 4,000 | $7.41 | $29,657.20 |
DisclosureSEC source: 0001567619-21-005604 · doc1.xml · nonDerivative · entry 1 James J. Cotter Living Trust · CIK 0001654688 · 10% owner · Member of Sec.13(d)(3) Group 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,632,649 F1 · shares: The sale was effected pursuant to a Rule 10b5-1 trading plan adopted on December 23, 2019. F3 · price: The price reported in Column 4 is a weighted average price. The reporting person undertakes to provide to Reading International, Inc. ("Reading"), any security holder of Reading, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (3) to this Form 4. These shares were sold in multiple transactions at prices ranging from: (a) on March 1, 2021, $7.30 to $7.49, inclusive? (b) on March 2, 2021, $7.10 to $7.44, inclusive; and (c) on March 3, 2021, $7.06 to $7.38, inclusive. F2 · ownership.direct: The James J. Cotter Living Trust (the "Trust") is a trust organized under the laws of CA. During the lifetime of James J. Cotter, Sr., the Trust was revocable by James J. Cotter, Sr., but the Trust became irrevocable upon the death of James J. Cotter, Sr. on September 13, 2014. The Trust serves as a vehicle for the management and distribution of the assets of James J. Cotter, Sr. Ellen Cotter and Margaret Cotter, acting together as co-trustees of the Trust, may be deemed to share voting and investment power over the shares of the Class A Non-Voting Common Stock directly beneficially owned by the Trust. Margaret Cotter and Ellen Cotter disclaim beneficial ownership in Class A Non-Voting Common Stock reported herein, except to the extent of their respective pecuniary interest therein. Read SEC document |
| March 01, 2021 Filed Mar 3, 2021 23:13 UTC |
COTTER ELLEN MDirector · Director, President and CEO · 10% owner · Member of Sec.13(d)(3) Group
|
SaleClass A Non-Voting Common Stock | 4,000 | $7.41 | $29,657.20 |
DisclosureSEC source: 0001567619-21-005603 · doc1.xml · nonDerivative · entry 1 COTTER ELLEN M · CIK 0001060902 · Director · Director, President and CEO · 10% owner · Member of Sec.13(d)(3) Group 10b5-1 filing: Not disclosed Ownership: Indirect · Co-Trustee and beneficiary of James J. Cotter Living Trust Disclosed balance after: 1,632,649 F1 · shares: The sale was effected pursuant to a Rule 10b5-1 trading plan adopted by the James J. Cotter Living Trust (the "Trust") on December 23, 2019. F3 · price: The price reported in Column 4 is a weighted average price. The reporting person undertakes to provide to Reading International, Inc. ("Reading"), any security holder of Reading, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (3) to this Form 4. These shares were sold in multiple transactions at prices ranging from: (a) on March 1, 2021, $7.30 to $7.49, inclusive? (b) on March 2, 2021, $7.10 to $7.44, inclusive; and (c) on March 3, 2021, $7.06 to $7.38, inclusive. F2 · ownership.nature: Ellen Cotter is a co-trustee of the Trust, a trust organized under the laws of CA. During the lifetime of James J. Cotter, Sr., the Trust was revocable by James J. Cotter, Sr., but the Trust became irrevocable upon the death of James J. Cotter, Sr. on September 13, 2014. The Trust serves as a vehicle for the management and distribution of the assets of James J. Cotter, Sr. Ellen Cotter and Margaret Cotter, acting together as co-trustees of the Trust, may be deemed to share voting and investment power over the shares of the Class A Non-Voting Common Stock directly beneficially owned by the Trust. Ellen Cotter disclaims beneficial ownership of the Class A Non-Voting Common Stock directly beneficially owned by the Trust and reported herein, except to the extent of her pecuniary interest therein. The extent of any pecuniary interest in Class A Non-Voting Common Stock to Ellen Cotter is dependent on certain factors yet to be resolved and is not currently known. Read SEC document |
| February 24, 2021 Filed Feb 24, 2021 23:09 UTC |
COTTER ELLEN MDirector · Director, President and CEO · 10% owner · Member of Sec.13(d)(3) Group
|
SaleClass A Non-Voting Common Stock | 4,000 | $7.34 | $29,358.80 |
DisclosureSEC source: 0001567619-21-004824 · doc1.xml · nonDerivative · entry 3 COTTER ELLEN M · CIK 0001060902 · Director · Director, President and CEO · 10% owner · Member of Sec.13(d)(3) Group 10b5-1 filing: Not disclosed Ownership: Indirect · Co-Trustee and beneficiary of James J. Cotter Living Trust Disclosed balance after: 1,636,649 F1 · shares: The sale was effected pursuant to a Rule 10b5-1 trading plan adopted by the James J. Cotter Living Trust (the "Trust") on December 23, 2019. F3 · price: The price reported in Column 4 is a weighted average price. The reporting person undertakes to provide to Reading International, Inc. ("Reading"), any security holder of Reading, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (3) to this Form 4. These shares were sold in multiple transactions at prices ranging from: (a) on February 22, 2021, $6.62 to $7.14, inclusive? (b) on February 23, 2021, $6.765 to $7.06, inclusive; and (c) on February 24, 2021, $7.14 to $7.49, inclusive. F2 · ownership.nature: Ellen Cotter is a co-trustee of the Trust, a trust organized under the laws of CA. During the lifetime of James J. Cotter, Sr., the Trust was revocable by James J. Cotter, Sr., but the Trust became irrevocable upon the death of James J. Cotter, Sr. on September 13, 2014. The Trust serves as a vehicle for the management and distribution of the assets of James J. Cotter, Sr. Ellen Cotter and Margaret Cotter, acting together as co-trustees of the Trust, may be deemed to share voting and investment power over the shares of the Class A Non-Voting Common Stock directly beneficially owned by the Trust. Ellen Cotter disclaims beneficial ownership of the Class A Non-Voting Common Stock directly beneficially owned by the Trust and reported herein, except to the extent of her pecuniary interest therein. The extent of any pecuniary interest in Class A Non-Voting Common Stock to Ellen Cotter is dependent on certain factors yet to be resolved and is not currently known. Read SEC document |
| February 24, 2021 Filed Feb 24, 2021 22:33 UTC |
COTTER MARGARETDirector · Chairperson, EVP - RE Dev/NY · 10% owner · Member of Sec.13(d)(3) Group
|
SaleClass A Non-Voting Common Stock | 4,000 | $7.34 | $29,358.80 |
DisclosureSEC source: 0001567619-21-004813 · doc1.xml · nonDerivative · entry 3 COTTER MARGARET · CIK 0001193738 · Director · Chairperson, EVP - RE Dev/NY · 10% owner · Member of Sec.13(d)(3) Group 10b5-1 filing: Not disclosed Ownership: Indirect · Co-Trustee and beneficiary of James J. Cotter Living Trust Disclosed balance after: 1,636,649 F1 · shares: The sale was effected pursuant to a Rule 10b5-1 trading plan adopted by the James J. Cotter Living Trust (the "Trust") on December 23, 2019. F3 · price: The price reported in Column 4 is a weighted average price. The reporting person undertakes to provide to Reading International, Inc. ("Reading"), any security holder of Reading, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (3) to this Form 4. These shares were sold in multiple transactions at prices ranging from: (a) on February 22, 2021, $6.62 to $7.14, inclusive? (b) on February 23, 2021, $6.765 to $7.06, inclusive; and (c) on February 24, 2021, $7.14 to $7.49, inclusive. F2 · ownership.nature: Margaret Cotter is a co-trustee of the Trust, a trust organized under the laws of CA. During the lifetime of James J. Cotter, Sr., the Trust was revocable by James J. Cotter, Sr., but the Trust became irrevocable upon the death of James J. Cotter, Sr. on September 13, 2014. The Trust serves as a vehicle for the management and distribution of the assets of James J. Cotter, Sr. Ellen Cotter and Margaret Cotter, acting together as co-trustees of the Trust, may be deemed to share voting and investment power over the shares of the Class A Non-Voting Common Stock directly beneficially owned by the Trust. Margaret Cotter disclaims beneficial ownership of the Class A Non-Voting Common Stock directly beneficially owned by the Trust and reported herein, except to the extent of her pecuniary interest therein. The extent of any pecuniary interest in Class A Non-Voting Common Stock to Margaret Cotter is dependent on certain factors yet to be resolved and is not currently known. Read SEC document |
| February 24, 2021 Filed Feb 24, 2021 22:34 UTC |
James J. Cotter Living Trust10% owner · Member of Sec.13(d)(3) Group
|
SaleClass A Non-Voting Common Stock | 4,000 | $7.34 | $29,358.80 |
DisclosureSEC source: 0001567619-21-004814 · doc1.xml · nonDerivative · entry 3 James J. Cotter Living Trust · CIK 0001654688 · 10% owner · Member of Sec.13(d)(3) Group 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,636,649 F1 · shares: The sale was effected pursuant to a Rule 10b5-1 trading plan adopted on December 23, 2019. F3 · price: The price reported in Column 4 is a weighted average price. The reporting person undertakes to provide to Reading International, Inc. ("Reading"), any security holder of Reading, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (3) to this Form 4. These shares were sold in multiple transactions at prices ranging from: (a) on February 22, 2021, $6.62 to $7.14, inclusive? (b) on February 23, 2021, $6.765 to $7.06, inclusive; and (c) on February 24, 2021, $7.14 to $7.49, inclusive. F2 · ownership.direct: The James J. Cotter Living Trust (the "Trust") is a trust organized under the laws of CA. During the lifetime of James J. Cotter, Sr., the Trust was revocable by James J. Cotter, Sr., but the Trust became irrevocable upon the death of James J. Cotter, Sr. on September 13, 2014. The Trust serves as a vehicle for the management and distribution of the assets of James J. Cotter, Sr. Ellen Cotter and Margaret Cotter, acting together as co-trustees of the Trust, may be deemed to share voting and investment power over the shares of the Class A Non-Voting Common Stock directly beneficially owned by the Trust. Margaret Cotter and Ellen Cotter disclaim beneficial ownership in Class A Non-Voting Common Stock reported herein, except to the extent of their respective pecuniary interest therein. Read SEC document |
| February 23, 2021 Filed Feb 24, 2021 23:09 UTC |
COTTER ELLEN MDirector · Director, President and CEO · 10% owner · Member of Sec.13(d)(3) Group
|
SaleClass A Non-Voting Common Stock | 4,000 | $6.95 | $27,816.40 |
DisclosureSEC source: 0001567619-21-004824 · doc1.xml · nonDerivative · entry 2 COTTER ELLEN M · CIK 0001060902 · Director · Director, President and CEO · 10% owner · Member of Sec.13(d)(3) Group 10b5-1 filing: Not disclosed Ownership: Indirect · Co-Trustee and beneficiary of James J. Cotter Living Trust Disclosed balance after: 1,640,649 F1 · shares: The sale was effected pursuant to a Rule 10b5-1 trading plan adopted by the James J. Cotter Living Trust (the "Trust") on December 23, 2019. F3 · price: The price reported in Column 4 is a weighted average price. The reporting person undertakes to provide to Reading International, Inc. ("Reading"), any security holder of Reading, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (3) to this Form 4. These shares were sold in multiple transactions at prices ranging from: (a) on February 22, 2021, $6.62 to $7.14, inclusive? (b) on February 23, 2021, $6.765 to $7.06, inclusive; and (c) on February 24, 2021, $7.14 to $7.49, inclusive. F2 · ownership.nature: Ellen Cotter is a co-trustee of the Trust, a trust organized under the laws of CA. During the lifetime of James J. Cotter, Sr., the Trust was revocable by James J. Cotter, Sr., but the Trust became irrevocable upon the death of James J. Cotter, Sr. on September 13, 2014. The Trust serves as a vehicle for the management and distribution of the assets of James J. Cotter, Sr. Ellen Cotter and Margaret Cotter, acting together as co-trustees of the Trust, may be deemed to share voting and investment power over the shares of the Class A Non-Voting Common Stock directly beneficially owned by the Trust. Ellen Cotter disclaims beneficial ownership of the Class A Non-Voting Common Stock directly beneficially owned by the Trust and reported herein, except to the extent of her pecuniary interest therein. The extent of any pecuniary interest in Class A Non-Voting Common Stock to Ellen Cotter is dependent on certain factors yet to be resolved and is not currently known. Read SEC document |
| February 23, 2021 Filed Feb 24, 2021 22:33 UTC |
COTTER MARGARETDirector · Chairperson, EVP - RE Dev/NY · 10% owner · Member of Sec.13(d)(3) Group
|
SaleClass A Non-Voting Common Stock | 4,000 | $6.95 | $27,816.40 |
DisclosureSEC source: 0001567619-21-004813 · doc1.xml · nonDerivative · entry 2 COTTER MARGARET · CIK 0001193738 · Director · Chairperson, EVP - RE Dev/NY · 10% owner · Member of Sec.13(d)(3) Group 10b5-1 filing: Not disclosed Ownership: Indirect · Co-Trustee and beneficiary of James J. Cotter Living Trust Disclosed balance after: 1,640,649 F1 · shares: The sale was effected pursuant to a Rule 10b5-1 trading plan adopted by the James J. Cotter Living Trust (the "Trust") on December 23, 2019. F3 · price: The price reported in Column 4 is a weighted average price. The reporting person undertakes to provide to Reading International, Inc. ("Reading"), any security holder of Reading, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (3) to this Form 4. These shares were sold in multiple transactions at prices ranging from: (a) on February 22, 2021, $6.62 to $7.14, inclusive? (b) on February 23, 2021, $6.765 to $7.06, inclusive; and (c) on February 24, 2021, $7.14 to $7.49, inclusive. F2 · ownership.nature: Margaret Cotter is a co-trustee of the Trust, a trust organized under the laws of CA. During the lifetime of James J. Cotter, Sr., the Trust was revocable by James J. Cotter, Sr., but the Trust became irrevocable upon the death of James J. Cotter, Sr. on September 13, 2014. The Trust serves as a vehicle for the management and distribution of the assets of James J. Cotter, Sr. Ellen Cotter and Margaret Cotter, acting together as co-trustees of the Trust, may be deemed to share voting and investment power over the shares of the Class A Non-Voting Common Stock directly beneficially owned by the Trust. Margaret Cotter disclaims beneficial ownership of the Class A Non-Voting Common Stock directly beneficially owned by the Trust and reported herein, except to the extent of her pecuniary interest therein. The extent of any pecuniary interest in Class A Non-Voting Common Stock to Margaret Cotter is dependent on certain factors yet to be resolved and is not currently known. Read SEC document |
| February 23, 2021 Filed Feb 24, 2021 22:34 UTC |
James J. Cotter Living Trust10% owner · Member of Sec.13(d)(3) Group
|
SaleClass A Non-Voting Common Stock | 4,000 | $6.95 | $27,816.40 |
DisclosureSEC source: 0001567619-21-004814 · doc1.xml · nonDerivative · entry 2 James J. Cotter Living Trust · CIK 0001654688 · 10% owner · Member of Sec.13(d)(3) Group 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,640,649 F1 · shares: The sale was effected pursuant to a Rule 10b5-1 trading plan adopted on December 23, 2019. F3 · price: The price reported in Column 4 is a weighted average price. The reporting person undertakes to provide to Reading International, Inc. ("Reading"), any security holder of Reading, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (3) to this Form 4. These shares were sold in multiple transactions at prices ranging from: (a) on February 22, 2021, $6.62 to $7.14, inclusive? (b) on February 23, 2021, $6.765 to $7.06, inclusive; and (c) on February 24, 2021, $7.14 to $7.49, inclusive. F2 · ownership.direct: The James J. Cotter Living Trust (the "Trust") is a trust organized under the laws of CA. During the lifetime of James J. Cotter, Sr., the Trust was revocable by James J. Cotter, Sr., but the Trust became irrevocable upon the death of James J. Cotter, Sr. on September 13, 2014. The Trust serves as a vehicle for the management and distribution of the assets of James J. Cotter, Sr. Ellen Cotter and Margaret Cotter, acting together as co-trustees of the Trust, may be deemed to share voting and investment power over the shares of the Class A Non-Voting Common Stock directly beneficially owned by the Trust. Margaret Cotter and Ellen Cotter disclaim beneficial ownership in Class A Non-Voting Common Stock reported herein, except to the extent of their respective pecuniary interest therein. Read SEC document |
| February 22, 2021 Filed Feb 24, 2021 23:09 UTC |
COTTER ELLEN MDirector · Director, President and CEO · 10% owner · Member of Sec.13(d)(3) Group
|
SaleClass A Non-Voting Common Stock | 4,000 | $6.99 | $27,956.40 |
DisclosureSEC source: 0001567619-21-004824 · doc1.xml · nonDerivative · entry 1 COTTER ELLEN M · CIK 0001060902 · Director · Director, President and CEO · 10% owner · Member of Sec.13(d)(3) Group 10b5-1 filing: Not disclosed Ownership: Indirect · Co-Trustee and beneficiary of James J. Cotter Living Trust Disclosed balance after: 1,644,649 F1 · shares: The sale was effected pursuant to a Rule 10b5-1 trading plan adopted by the James J. Cotter Living Trust (the "Trust") on December 23, 2019. F3 · price: The price reported in Column 4 is a weighted average price. The reporting person undertakes to provide to Reading International, Inc. ("Reading"), any security holder of Reading, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (3) to this Form 4. These shares were sold in multiple transactions at prices ranging from: (a) on February 22, 2021, $6.62 to $7.14, inclusive? (b) on February 23, 2021, $6.765 to $7.06, inclusive; and (c) on February 24, 2021, $7.14 to $7.49, inclusive. F2 · ownership.nature: Ellen Cotter is a co-trustee of the Trust, a trust organized under the laws of CA. During the lifetime of James J. Cotter, Sr., the Trust was revocable by James J. Cotter, Sr., but the Trust became irrevocable upon the death of James J. Cotter, Sr. on September 13, 2014. The Trust serves as a vehicle for the management and distribution of the assets of James J. Cotter, Sr. Ellen Cotter and Margaret Cotter, acting together as co-trustees of the Trust, may be deemed to share voting and investment power over the shares of the Class A Non-Voting Common Stock directly beneficially owned by the Trust. Ellen Cotter disclaims beneficial ownership of the Class A Non-Voting Common Stock directly beneficially owned by the Trust and reported herein, except to the extent of her pecuniary interest therein. The extent of any pecuniary interest in Class A Non-Voting Common Stock to Ellen Cotter is dependent on certain factors yet to be resolved and is not currently known. Read SEC document |
| February 22, 2021 Filed Feb 24, 2021 22:33 UTC |
COTTER MARGARETDirector · Chairperson, EVP - RE Dev/NY · 10% owner · Member of Sec.13(d)(3) Group
|
SaleClass A Non-Voting Common Stock | 4,000 | $6.99 | $27,956.40 |
DisclosureSEC source: 0001567619-21-004813 · doc1.xml · nonDerivative · entry 1 COTTER MARGARET · CIK 0001193738 · Director · Chairperson, EVP - RE Dev/NY · 10% owner · Member of Sec.13(d)(3) Group 10b5-1 filing: Not disclosed Ownership: Indirect · Co-Trustee and beneficiary of James J. Cotter Living Trust Disclosed balance after: 1,644,649 F1 · shares: The sale was effected pursuant to a Rule 10b5-1 trading plan adopted by the James J. Cotter Living Trust (the "Trust") on December 23, 2019. F3 · price: The price reported in Column 4 is a weighted average price. The reporting person undertakes to provide to Reading International, Inc. ("Reading"), any security holder of Reading, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (3) to this Form 4. These shares were sold in multiple transactions at prices ranging from: (a) on February 22, 2021, $6.62 to $7.14, inclusive? (b) on February 23, 2021, $6.765 to $7.06, inclusive; and (c) on February 24, 2021, $7.14 to $7.49, inclusive. F2 · ownership.nature: Margaret Cotter is a co-trustee of the Trust, a trust organized under the laws of CA. During the lifetime of James J. Cotter, Sr., the Trust was revocable by James J. Cotter, Sr., but the Trust became irrevocable upon the death of James J. Cotter, Sr. on September 13, 2014. The Trust serves as a vehicle for the management and distribution of the assets of James J. Cotter, Sr. Ellen Cotter and Margaret Cotter, acting together as co-trustees of the Trust, may be deemed to share voting and investment power over the shares of the Class A Non-Voting Common Stock directly beneficially owned by the Trust. Margaret Cotter disclaims beneficial ownership of the Class A Non-Voting Common Stock directly beneficially owned by the Trust and reported herein, except to the extent of her pecuniary interest therein. The extent of any pecuniary interest in Class A Non-Voting Common Stock to Margaret Cotter is dependent on certain factors yet to be resolved and is not currently known. Read SEC document |
| February 22, 2021 Filed Feb 24, 2021 22:34 UTC |
James J. Cotter Living Trust10% owner · Member of Sec.13(d)(3) Group
|
SaleClass A Non-Voting Common Stock | 4,000 | $6.99 | $27,956.40 |
DisclosureSEC source: 0001567619-21-004814 · doc1.xml · nonDerivative · entry 1 James J. Cotter Living Trust · CIK 0001654688 · 10% owner · Member of Sec.13(d)(3) Group 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,644,649 F1 · shares: The sale was effected pursuant to a Rule 10b5-1 trading plan adopted on December 23, 2019. F3 · price: The price reported in Column 4 is a weighted average price. The reporting person undertakes to provide to Reading International, Inc. ("Reading"), any security holder of Reading, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (3) to this Form 4. These shares were sold in multiple transactions at prices ranging from: (a) on February 22, 2021, $6.62 to $7.14, inclusive? (b) on February 23, 2021, $6.765 to $7.06, inclusive; and (c) on February 24, 2021, $7.14 to $7.49, inclusive. F2 · ownership.direct: The James J. Cotter Living Trust (the "Trust") is a trust organized under the laws of CA. During the lifetime of James J. Cotter, Sr., the Trust was revocable by James J. Cotter, Sr., but the Trust became irrevocable upon the death of James J. Cotter, Sr. on September 13, 2014. The Trust serves as a vehicle for the management and distribution of the assets of James J. Cotter, Sr. Ellen Cotter and Margaret Cotter, acting together as co-trustees of the Trust, may be deemed to share voting and investment power over the shares of the Class A Non-Voting Common Stock directly beneficially owned by the Trust. Margaret Cotter and Ellen Cotter disclaim beneficial ownership in Class A Non-Voting Common Stock reported herein, except to the extent of their respective pecuniary interest therein. Read SEC document |
| February 17, 2021 Filed Feb 17, 2021 23:21 UTC |
COTTER MARGARETDirector · Chairperson, EVP - RE Dev/NY · 10% owner · Member of Sec.13(d)(3) Group
|
SaleClass A Non-Voting Common Stock | 4,000 | $6.33 | $25,338.00 |
DisclosureSEC source: 0001567619-21-004304 · doc1.xml · nonDerivative · entry 2 COTTER MARGARET · CIK 0001193738 · Director · Chairperson, EVP - RE Dev/NY · 10% owner · Member of Sec.13(d)(3) Group 10b5-1 filing: Not disclosed Ownership: Indirect · Co-Trustee and beneficiary of James J. Cotter Living Trust Disclosed balance after: 1,648,649 F1 · shares: The sale was effected pursuant to a Rule 10b5-1 trading plan adopted by the James J. Cotter Living Trust (the "Trust") on December 23, 2019. F3 · price: The price reported in Column 4 is a weighted average price. The reporting person undertakes to provide to Reading International, Inc. ("Reading"), any security holder of Reading, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (3) to this Form 4. These shares were sold in multiple transactions at prices ranging from: (a) on February 16, 2021, $6.44 to $6.73, inclusive? and (b) on February 17, 2021, $6.24 to $6.45, inclusive. F2 · ownership.nature: Margaret Cotter is a co-trustee of the Trust, a trust organized under the laws of CA. During the lifetime of James J. Cotter, Sr., the Trust was revocable by James J. Cotter, Sr., but the Trust became irrevocable upon the death of James J. Cotter, Sr. on September 13, 2014. The Trust serves as a vehicle for the management and distribution of the assets of James J. Cotter, Sr. Ellen Cotter and Margaret Cotter, acting together as co-trustees of the Trust, may be deemed to share voting and investment power over the shares of the Class A Non-Voting Common Stock directly beneficially owned by the Trust. Margaret Cotter disclaims beneficial ownership of the Class A Non-Voting Common Stock directly beneficially owned by the Trust and reported herein, except to the extent of her pecuniary interest therein. The extent of any pecuniary interest in Class A Non-Voting Common Stock to Margaret Cotter is dependent on certain factors yet to be resolved and is not currently known. Read SEC document |
| February 17, 2021 Filed Feb 17, 2021 22:54 UTC |
James J. Cotter Living Trust10% owner · Member of Sec.13(d)(3) Group
|
SaleClass A Non-Voting Common Stock | 4,000 | $6.33 | $25,338.00 |
DisclosureSEC source: 0001567619-21-004303 · doc1.xml · nonDerivative · entry 2 James J. Cotter Living Trust · CIK 0001654688 · 10% owner · Member of Sec.13(d)(3) Group 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,648,649 F1 · shares: The sale was effected pursuant to a Rule 10b5-1 trading plan adopted on December 23, 2019. F3 · price: The price reported in Column 4 is a weighted average price. The reporting person undertakes to provide to Reading International, Inc. ("Reading"), any security holder of Reading, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (3) to this Form 4. These shares were sold in multiple transactions at prices ranging from: (a) on February 16, 2021, $6.44 to $6.73, inclusive? and (b) on February 17, 2021, $6.24 to $6.45, inclusive. F2 · ownership.direct: The James J. Cotter Living Trust (the "Trust") is a trust organized under the laws of CA. During the lifetime of James J. Cotter, Sr., the Trust was revocable by James J. Cotter, Sr., but the Trust became irrevocable upon the death of James J. Cotter, Sr. on September 13, 2014. The Trust serves as a vehicle for the management and distribution of the assets of James J. Cotter, Sr. Ellen Cotter and Margaret Cotter, acting together as co-trustees of the Trust, may be deemed to share voting and investment power over the shares of the Class A Non-Voting Common Stock directly beneficially owned by the Trust. Margaret Cotter and Ellen Cotter disclaim beneficial ownership in Class A Non-Voting Common Stock reported herein, except to the extent of their respective pecuniary interest therein. Read SEC document |
| February 17, 2021 Filed Feb 17, 2021 22:53 UTC |
COTTER ELLEN MDirector · Chairperson, President and CEO · 10% owner · Member of Sec.13(d)(3) Group
|
SaleClass A Non-Voting Common Stock | 4,000 | $6.33 | $25,338.00 |
DisclosureSEC source: 0001567619-21-004302 · doc1.xml · nonDerivative · entry 2 COTTER ELLEN M · CIK 0001060902 · Director · Chairperson, President and CEO · 10% owner · Member of Sec.13(d)(3) Group 10b5-1 filing: Not disclosed Ownership: Indirect · Co-Trustee and beneficiary of James J. Cotter Living Trust Disclosed balance after: 1,648,649 F1 · shares: The sale was effected pursuant to a Rule 10b5-1 trading plan adopted by the James J. Cotter Living Trust (the "Trust") on December 23, 2019. F3 · price: The price reported in Column 4 is a weighted average price. The reporting person undertakes to provide to Reading International, Inc. ("Reading"), any security holder of Reading, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (3) to this Form 4. These shares were sold in multiple transactions at prices ranging from: (a) on February 16, 2021, $6.44 to $6.73, inclusive? and (b) on February 17, 2021, $6.24 to $6.45, inclusive. F2 · ownership.nature: Ellen Cotter is a co-trustee of the Trust, a trust organized under the laws of CA. During the lifetime of James J. Cotter, Sr., the Trust was revocable by James J. Cotter, Sr., but the Trust became irrevocable upon the death of James J. Cotter, Sr. on September 13, 2014. The Trust serves as a vehicle for the management and distribution of the assets of James J. Cotter, Sr. Ellen Cotter and Margaret Cotter, acting together as co-trustees of the Trust, may be deemed to share voting and investment power over the shares of the Class A Non-Voting Common Stock directly beneficially owned by the Trust. Ellen Cotter disclaims beneficial ownership of the Class A Non-Voting Common Stock directly beneficially owned by the Trust and reported herein, except to the extent of her pecuniary interest therein. The extent of any pecuniary interest in Class A Non-Voting Common Stock to Ellen Cotter is dependent on certain factors yet to be resolved and is not currently known. Read SEC document |
| February 16, 2021 Filed Feb 17, 2021 23:21 UTC |
COTTER MARGARETDirector · Chairperson, EVP - RE Dev/NY · 10% owner · Member of Sec.13(d)(3) Group
|
SaleClass A Non-Voting Common Stock | 4,000 | $6.55 | $26,214.80 |
DisclosureSEC source: 0001567619-21-004304 · doc1.xml · nonDerivative · entry 1 COTTER MARGARET · CIK 0001193738 · Director · Chairperson, EVP - RE Dev/NY · 10% owner · Member of Sec.13(d)(3) Group 10b5-1 filing: Not disclosed Ownership: Indirect · Co-Trustee and beneficiary of James J. Cotter Living Trust Disclosed balance after: 1,652,649 F1 · shares: The sale was effected pursuant to a Rule 10b5-1 trading plan adopted by the James J. Cotter Living Trust (the "Trust") on December 23, 2019. F3 · price: The price reported in Column 4 is a weighted average price. The reporting person undertakes to provide to Reading International, Inc. ("Reading"), any security holder of Reading, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (3) to this Form 4. These shares were sold in multiple transactions at prices ranging from: (a) on February 16, 2021, $6.44 to $6.73, inclusive? and (b) on February 17, 2021, $6.24 to $6.45, inclusive. F2 · ownership.nature: Margaret Cotter is a co-trustee of the Trust, a trust organized under the laws of CA. During the lifetime of James J. Cotter, Sr., the Trust was revocable by James J. Cotter, Sr., but the Trust became irrevocable upon the death of James J. Cotter, Sr. on September 13, 2014. The Trust serves as a vehicle for the management and distribution of the assets of James J. Cotter, Sr. Ellen Cotter and Margaret Cotter, acting together as co-trustees of the Trust, may be deemed to share voting and investment power over the shares of the Class A Non-Voting Common Stock directly beneficially owned by the Trust. Margaret Cotter disclaims beneficial ownership of the Class A Non-Voting Common Stock directly beneficially owned by the Trust and reported herein, except to the extent of her pecuniary interest therein. The extent of any pecuniary interest in Class A Non-Voting Common Stock to Margaret Cotter is dependent on certain factors yet to be resolved and is not currently known. Read SEC document |
| February 16, 2021 Filed Feb 17, 2021 22:54 UTC |
James J. Cotter Living Trust10% owner · Member of Sec.13(d)(3) Group
|
SaleClass A Non-Voting Common Stock | 4,000 | $6.55 | $26,214.80 |
DisclosureSEC source: 0001567619-21-004303 · doc1.xml · nonDerivative · entry 1 James J. Cotter Living Trust · CIK 0001654688 · 10% owner · Member of Sec.13(d)(3) Group 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,652,649 F1 · shares: The sale was effected pursuant to a Rule 10b5-1 trading plan adopted on December 23, 2019. F3 · price: The price reported in Column 4 is a weighted average price. The reporting person undertakes to provide to Reading International, Inc. ("Reading"), any security holder of Reading, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (3) to this Form 4. These shares were sold in multiple transactions at prices ranging from: (a) on February 16, 2021, $6.44 to $6.73, inclusive? and (b) on February 17, 2021, $6.24 to $6.45, inclusive. F2 · ownership.direct: The James J. Cotter Living Trust (the "Trust") is a trust organized under the laws of CA. During the lifetime of James J. Cotter, Sr., the Trust was revocable by James J. Cotter, Sr., but the Trust became irrevocable upon the death of James J. Cotter, Sr. on September 13, 2014. The Trust serves as a vehicle for the management and distribution of the assets of James J. Cotter, Sr. Ellen Cotter and Margaret Cotter, acting together as co-trustees of the Trust, may be deemed to share voting and investment power over the shares of the Class A Non-Voting Common Stock directly beneficially owned by the Trust. Margaret Cotter and Ellen Cotter disclaim beneficial ownership in Class A Non-Voting Common Stock reported herein, except to the extent of their respective pecuniary interest therein. Read SEC document |
| February 16, 2021 Filed Feb 17, 2021 22:53 UTC |
COTTER ELLEN MDirector · Chairperson, President and CEO · 10% owner · Member of Sec.13(d)(3) Group
|
SaleClass A Non-Voting Common Stock | 4,000 | $6.55 | $26,214.80 |
DisclosureSEC source: 0001567619-21-004302 · doc1.xml · nonDerivative · entry 1 COTTER ELLEN M · CIK 0001060902 · Director · Chairperson, President and CEO · 10% owner · Member of Sec.13(d)(3) Group 10b5-1 filing: Not disclosed Ownership: Indirect · Co-Trustee and beneficiary of James J. Cotter Living Trust Disclosed balance after: 1,652,649 F1 · shares: The sale was effected pursuant to a Rule 10b5-1 trading plan adopted by the James J. Cotter Living Trust (the "Trust") on December 23, 2019. F3 · price: The price reported in Column 4 is a weighted average price. The reporting person undertakes to provide to Reading International, Inc. ("Reading"), any security holder of Reading, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (3) to this Form 4. These shares were sold in multiple transactions at prices ranging from: (a) on February 16, 2021, $6.44 to $6.73, inclusive? and (b) on February 17, 2021, $6.24 to $6.45, inclusive. F2 · ownership.nature: Ellen Cotter is a co-trustee of the Trust, a trust organized under the laws of CA. During the lifetime of James J. Cotter, Sr., the Trust was revocable by James J. Cotter, Sr., but the Trust became irrevocable upon the death of James J. Cotter, Sr. on September 13, 2014. The Trust serves as a vehicle for the management and distribution of the assets of James J. Cotter, Sr. Ellen Cotter and Margaret Cotter, acting together as co-trustees of the Trust, may be deemed to share voting and investment power over the shares of the Class A Non-Voting Common Stock directly beneficially owned by the Trust. Ellen Cotter disclaims beneficial ownership of the Class A Non-Voting Common Stock directly beneficially owned by the Trust and reported herein, except to the extent of her pecuniary interest therein. The extent of any pecuniary interest in Class A Non-Voting Common Stock to Ellen Cotter is dependent on certain factors yet to be resolved and is not currently known. Read SEC document |
| February 10, 2021 Filed Feb 10, 2021 23:14 UTC |
COTTER MARGARETDirector · Chairperson, EVP - RE Dev/NY · 10% owner · Member of Sec.13(d)(3) Group
|
SaleClass A Non-Voting Common Stock | 4,000 | $6.52 | $26,093.20 |
DisclosureSEC source: 0001567619-21-002839 · doc1.xml · nonDerivative · entry 3 COTTER MARGARET · CIK 0001193738 · Director · Chairperson, EVP - RE Dev/NY · 10% owner · Member of Sec.13(d)(3) Group 10b5-1 filing: Not disclosed Ownership: Indirect · Co-Trustee and beneficiary of James J. Cotter Living Trust Disclosed balance after: 1,656,649 F1 · shares: The sale was effected pursuant to a Rule 10b5-1 trading plan adopted by the James J. Cotter Living Trust (the "Trust") on December 23, 2019. F3 · price: The price reported in Column 4 is a weighted average price. The reporting person undertakes to provide to Reading International, Inc. ("Reading"), any security holder of Reading, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (3) to this Form 4. These shares were sold in multiple transactions at prices ranging from: (a) on February 8, 2021, $6.21 to $6.72, inclusive? (b) on February 9, 2021, $6.27 to $6.69, inclusive? and (c) on February 10, 2021, $6.37 to $6.63, inclusive. F2 · ownership.nature: Margaret Cotter is a co-trustee of the Trust, a trust organized under the laws of CA. During the lifetime of James J. Cotter, Sr., the Trust was revocable by James J. Cotter, Sr., but the Trust became irrevocable upon the death of James J. Cotter, Sr. on September 13, 2014. The Trust serves as a vehicle for the management and distribution of the assets of James J. Cotter, Sr. Ellen Cotter and Margaret Cotter, acting together as co-trustees of the Trust, may be deemed to share voting and investment power over the shares of the Class A Non-Voting Common Stock directly beneficially owned by the Trust. Margaret Cotter disclaims beneficial ownership of the Class A Non-Voting Common Stock directly beneficially owned by the Trust and reported herein, except to the extent of her pecuniary interest therein. The extent of any pecuniary interest in Class A Non-Voting Common Stock to Margaret Cotter is dependent on certain factors yet to be resolved and is not currently known. Read SEC document |
| February 10, 2021 Filed Feb 10, 2021 23:01 UTC |
James J. Cotter Living Trust10% owner · Member of Sec.13(d)(3) Group
|
SaleClass A Non-Voting Common Stock | 4,000 | $6.52 | $26,093.20 |
DisclosureSEC source: 0001567619-21-002831 · doc1.xml · nonDerivative · entry 3 James J. Cotter Living Trust · CIK 0001654688 · 10% owner · Member of Sec.13(d)(3) Group 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,656,649 F1 · shares: The sale was effected pursuant to a Rule 10b5-1 trading plan adopted on December 23, 2019. F3 · price: The price reported in Column 4 is a weighted average price. The reporting person undertakes to provide to Reading International, Inc. ("Reading"), any security holder of Reading, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (3) to this Form 4. These shares were sold in multiple transactions at prices ranging from: (a) on February 8, 2021, $6.21 to $6.72, inclusive? (b) on February 9, 2021, $6.27 to $6.69, inclusive? and (c) on February 10, 2021, $6.37 to $6.63, inclusive. F2 · ownership.direct: The James J. Cotter Living Trust (the "Trust") is a trust organized under the laws of CA. During the lifetime of James J. Cotter, Sr., the Trust was revocable by James J. Cotter, Sr., but the Trust became irrevocable upon the death of James J. Cotter, Sr. on September 13, 2014. The Trust serves as a vehicle for the management and distribution of the assets of James J. Cotter, Sr. Ellen Cotter and Margaret Cotter, acting together as co-trustees of the Trust, may be deemed to share voting and investment power over the shares of the Class A Non-Voting Common Stock directly beneficially owned by the Trust. Margaret Cotter and Ellen Cotter disclaim beneficial ownership in Class A Non-Voting Common Stock reported herein, except to the extent of their respective pecuniary interest therein. Read SEC document |
| February 10, 2021 Filed Feb 10, 2021 22:59 UTC |
COTTER ELLEN MDirector · Chairperson, President and CEO · 10% owner · Member of Sec.13(d)(3) Group
|
SaleClass A Non-Voting Common Stock | 4,000 | $6.52 | $26,093.20 |
DisclosureSEC source: 0001567619-21-002829 · doc1.xml · nonDerivative · entry 3 COTTER ELLEN M · CIK 0001060902 · Director · Chairperson, President and CEO · 10% owner · Member of Sec.13(d)(3) Group 10b5-1 filing: Not disclosed Ownership: Indirect · Co-Trustee and beneficiary of James J. Cotter Living Trust Disclosed balance after: 1,656,649 F1 · shares: The sale was effected pursuant to a Rule 10b5-1 trading plan adopted by the James J. Cotter Living Trust (the "Trust") on December 23, 2019. F3 · price: The price reported in Column 4 is a weighted average price. The reporting person undertakes to provide to Reading International, Inc. ("Reading"), any security holder of Reading, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (3) to this Form 4. These shares were sold in multiple transactions at prices ranging from: (a) on February 8, 2021, $6.21 to $6.72, inclusive? (b) on February 9, 2021, $6.27 to $6.69, inclusive? and (c) on February 10, 2021, $6.37 to $6.63, inclusive. F2 · ownership.nature: Ellen Cotter is a co-trustee of the Trust, a trust organized under the laws of CA. During the lifetime of James J. Cotter, Sr., the Trust was revocable by James J. Cotter, Sr., but the Trust became irrevocable upon the death of James J. Cotter, Sr. on September 13, 2014. The Trust serves as a vehicle for the management and distribution of the assets of James J. Cotter, Sr. Ellen Cotter and Margaret Cotter, acting together as co-trustees of the Trust, may be deemed to share voting and investment power over the shares of the Class A Non-Voting Common Stock directly beneficially owned by the Trust. Ellen Cotter disclaims beneficial ownership of the Class A Non-Voting Common Stock directly beneficially owned by the Trust and reported herein, except to the extent of her pecuniary interest therein. The extent of any pecuniary interest in Class A Non-Voting Common Stock to Ellen Cotter is dependent on certain factors yet to be resolved and is not currently known. Read SEC document |
| February 09, 2021 Filed Feb 10, 2021 23:14 UTC |
COTTER MARGARETDirector · Chairperson, EVP - RE Dev/NY · 10% owner · Member of Sec.13(d)(3) Group
|
SaleClass A Non-Voting Common Stock | 4,000 | $6.38 | $25,537.20 |
DisclosureSEC source: 0001567619-21-002839 · doc1.xml · nonDerivative · entry 2 COTTER MARGARET · CIK 0001193738 · Director · Chairperson, EVP - RE Dev/NY · 10% owner · Member of Sec.13(d)(3) Group 10b5-1 filing: Not disclosed Ownership: Indirect · Co-Trustee and beneficiary of James J. Cotter Living Trust Disclosed balance after: 1,660,649 F1 · shares: The sale was effected pursuant to a Rule 10b5-1 trading plan adopted by the James J. Cotter Living Trust (the "Trust") on December 23, 2019. F3 · price: The price reported in Column 4 is a weighted average price. The reporting person undertakes to provide to Reading International, Inc. ("Reading"), any security holder of Reading, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (3) to this Form 4. These shares were sold in multiple transactions at prices ranging from: (a) on February 8, 2021, $6.21 to $6.72, inclusive? (b) on February 9, 2021, $6.27 to $6.69, inclusive? and (c) on February 10, 2021, $6.37 to $6.63, inclusive. F2 · ownership.nature: Margaret Cotter is a co-trustee of the Trust, a trust organized under the laws of CA. During the lifetime of James J. Cotter, Sr., the Trust was revocable by James J. Cotter, Sr., but the Trust became irrevocable upon the death of James J. Cotter, Sr. on September 13, 2014. The Trust serves as a vehicle for the management and distribution of the assets of James J. Cotter, Sr. Ellen Cotter and Margaret Cotter, acting together as co-trustees of the Trust, may be deemed to share voting and investment power over the shares of the Class A Non-Voting Common Stock directly beneficially owned by the Trust. Margaret Cotter disclaims beneficial ownership of the Class A Non-Voting Common Stock directly beneficially owned by the Trust and reported herein, except to the extent of her pecuniary interest therein. The extent of any pecuniary interest in Class A Non-Voting Common Stock to Margaret Cotter is dependent on certain factors yet to be resolved and is not currently known. Read SEC document |
| February 09, 2021 Filed Feb 10, 2021 23:01 UTC |
James J. Cotter Living Trust10% owner · Member of Sec.13(d)(3) Group
|
SaleClass A Non-Voting Common Stock | 4,000 | $6.38 | $25,537.20 |
DisclosureSEC source: 0001567619-21-002831 · doc1.xml · nonDerivative · entry 2 James J. Cotter Living Trust · CIK 0001654688 · 10% owner · Member of Sec.13(d)(3) Group 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,660,649 F1 · shares: The sale was effected pursuant to a Rule 10b5-1 trading plan adopted on December 23, 2019. F3 · price: The price reported in Column 4 is a weighted average price. The reporting person undertakes to provide to Reading International, Inc. ("Reading"), any security holder of Reading, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (3) to this Form 4. These shares were sold in multiple transactions at prices ranging from: (a) on February 8, 2021, $6.21 to $6.72, inclusive? (b) on February 9, 2021, $6.27 to $6.69, inclusive? and (c) on February 10, 2021, $6.37 to $6.63, inclusive. F2 · ownership.direct: The James J. Cotter Living Trust (the "Trust") is a trust organized under the laws of CA. During the lifetime of James J. Cotter, Sr., the Trust was revocable by James J. Cotter, Sr., but the Trust became irrevocable upon the death of James J. Cotter, Sr. on September 13, 2014. The Trust serves as a vehicle for the management and distribution of the assets of James J. Cotter, Sr. Ellen Cotter and Margaret Cotter, acting together as co-trustees of the Trust, may be deemed to share voting and investment power over the shares of the Class A Non-Voting Common Stock directly beneficially owned by the Trust. Margaret Cotter and Ellen Cotter disclaim beneficial ownership in Class A Non-Voting Common Stock reported herein, except to the extent of their respective pecuniary interest therein. Read SEC document |
| February 09, 2021 Filed Feb 10, 2021 22:59 UTC |
COTTER ELLEN MDirector · Chairperson, President and CEO · 10% owner · Member of Sec.13(d)(3) Group
|
SaleClass A Non-Voting Common Stock | 4,000 | $6.38 | $25,537.20 |
DisclosureSEC source: 0001567619-21-002829 · doc1.xml · nonDerivative · entry 2 COTTER ELLEN M · CIK 0001060902 · Director · Chairperson, President and CEO · 10% owner · Member of Sec.13(d)(3) Group 10b5-1 filing: Not disclosed Ownership: Indirect · Co-Trustee and beneficiary of James J. Cotter Living Trust Disclosed balance after: 1,660,649 F1 · shares: The sale was effected pursuant to a Rule 10b5-1 trading plan adopted by the James J. Cotter Living Trust (the "Trust") on December 23, 2019. F3 · price: The price reported in Column 4 is a weighted average price. The reporting person undertakes to provide to Reading International, Inc. ("Reading"), any security holder of Reading, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (3) to this Form 4. These shares were sold in multiple transactions at prices ranging from: (a) on February 8, 2021, $6.21 to $6.72, inclusive? (b) on February 9, 2021, $6.27 to $6.69, inclusive? and (c) on February 10, 2021, $6.37 to $6.63, inclusive. F2 · ownership.nature: Ellen Cotter is a co-trustee of the Trust, a trust organized under the laws of CA. During the lifetime of James J. Cotter, Sr., the Trust was revocable by James J. Cotter, Sr., but the Trust became irrevocable upon the death of James J. Cotter, Sr. on September 13, 2014. The Trust serves as a vehicle for the management and distribution of the assets of James J. Cotter, Sr. Ellen Cotter and Margaret Cotter, acting together as co-trustees of the Trust, may be deemed to share voting and investment power over the shares of the Class A Non-Voting Common Stock directly beneficially owned by the Trust. Ellen Cotter disclaims beneficial ownership of the Class A Non-Voting Common Stock directly beneficially owned by the Trust and reported herein, except to the extent of her pecuniary interest therein. The extent of any pecuniary interest in Class A Non-Voting Common Stock to Ellen Cotter is dependent on certain factors yet to be resolved and is not currently known. Read SEC document |
| February 08, 2021 Filed Feb 10, 2021 23:14 UTC |
COTTER MARGARETDirector · Chairperson, EVP - RE Dev/NY · 10% owner · Member of Sec.13(d)(3) Group
|
SaleClass A Non-Voting Common Stock | 4,000 | $6.49 | $25,976.00 |
DisclosureSEC source: 0001567619-21-002839 · doc1.xml · nonDerivative · entry 1 COTTER MARGARET · CIK 0001193738 · Director · Chairperson, EVP - RE Dev/NY · 10% owner · Member of Sec.13(d)(3) Group 10b5-1 filing: Not disclosed Ownership: Indirect · Co-Trustee and beneficiary of James J. Cotter Living Trust Disclosed balance after: 1,664,649 F1 · shares: The sale was effected pursuant to a Rule 10b5-1 trading plan adopted by the James J. Cotter Living Trust (the "Trust") on December 23, 2019. F3 · price: The price reported in Column 4 is a weighted average price. The reporting person undertakes to provide to Reading International, Inc. ("Reading"), any security holder of Reading, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (3) to this Form 4. These shares were sold in multiple transactions at prices ranging from: (a) on February 8, 2021, $6.21 to $6.72, inclusive? (b) on February 9, 2021, $6.27 to $6.69, inclusive? and (c) on February 10, 2021, $6.37 to $6.63, inclusive. F2 · ownership.nature: Margaret Cotter is a co-trustee of the Trust, a trust organized under the laws of CA. During the lifetime of James J. Cotter, Sr., the Trust was revocable by James J. Cotter, Sr., but the Trust became irrevocable upon the death of James J. Cotter, Sr. on September 13, 2014. The Trust serves as a vehicle for the management and distribution of the assets of James J. Cotter, Sr. Ellen Cotter and Margaret Cotter, acting together as co-trustees of the Trust, may be deemed to share voting and investment power over the shares of the Class A Non-Voting Common Stock directly beneficially owned by the Trust. Margaret Cotter disclaims beneficial ownership of the Class A Non-Voting Common Stock directly beneficially owned by the Trust and reported herein, except to the extent of her pecuniary interest therein. The extent of any pecuniary interest in Class A Non-Voting Common Stock to Margaret Cotter is dependent on certain factors yet to be resolved and is not currently known. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.