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RCL

ROYAL CARIBBEAN CRUISES LTD

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2975
SEC CIK
0000884887
Parsed reports
611

Last 12 months

Inside the activity.

0 purchase rows · 123 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
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MonthPurchasesSales
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Feb 20260121
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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
February 06, 2017 Filed Feb 7, 2017 22:09 UTC
Pimentel Lawrence RPres&CEO, Azamara Club Cruises
Tax withholdingCommon Stock 246 $94.61 $23,274.06
Disclosure

SEC source: 0001140361-17-004929 · doc1.xml · nonDerivative · entry 2

Pimentel Lawrence R · CIK 0001484185 · Pres&CEO, Azamara Club Cruises

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 44,546

F3 · shares: Represents the number of shares of common stock withheld by the issuer to cover the reporting person's tax liability associated with the vesting of shares underlying certain restricted stock units on 2/6/2017.

F4 · price: Represents the average of the high and low prices for the issuer's common stock on the NYSE on 2/6/2017.

Read SEC document
February 06, 2017 Filed Feb 7, 2017 22:08 UTC
Lutoff-Perlo LisaPres & CEO, Celebrity Cruises
Tax withholdingCommon Stock 359 $94.61 $33,964.99
Disclosure

SEC source: 0001140361-17-004928 · doc1.xml · nonDerivative · entry 2

Lutoff-Perlo Lisa · CIK 0001559391 · Pres & CEO, Celebrity Cruises

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,091

F3 · shares: Represents the number of shares of common stock withheld by the issuer to cover the reporting person's tax liability associated with the vesting of shares underlying certain restricted stock units on 2/6/2017.

F4 · price: Represents the average of the high and low prices for the issuer's common stock on the NYSE on 2/6/2017.

Read SEC document
February 06, 2017 Filed Feb 7, 2017 22:03 UTC
Liberty Jason TChief Financial Officer
Tax withholdingCommon Stock 359 $94.61 $33,964.99
Disclosure

SEC source: 0001140361-17-004925 · doc1.xml · nonDerivative · entry 2

Liberty Jason T · CIK 0001568915 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,031

F3 · shares: Represents the number of shares of common stock withheld by the issuer to cover the reporting person's tax liability associated with the vesting of shares underlying certain restricted stock units on 2/6/2017.

F4 · price: Represents the average of the high and low prices for the issuer's common stock on the NYSE on 2/6/2017.

Read SEC document
February 06, 2017 Filed Feb 7, 2017 22:01 UTC
Goldstein Adam MPres., Chief Operating Officer
Tax withholdingCommon Stock 1,101 $94.61 $104,165.61
Disclosure

SEC source: 0001140361-17-004922 · doc1.xml · nonDerivative · entry 2

Goldstein Adam M · CIK 0001316991 · Pres., Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 246,435

F3 · shares: Represents the number of shares of common stock withheld by the issuer to cover the reporting person's tax liability associated with the vesting of shares underlying certain restricted stock units on 2/6/2017.

F4 · price: Represents the average of the high and low prices for the issuer's common stock on the NYSE on 2/6/2017.

Read SEC document
February 06, 2017 Filed Feb 7, 2017 22:00 UTC
Bayley Michael WPres& CEO,Royal Caribbean Intl
Tax withholdingCommon Stock 1,032 $94.61 $97,637.52
Disclosure

SEC source: 0001140361-17-004921 · doc1.xml · nonDerivative · entry 2

Bayley Michael W · CIK 0001492662 · Pres& CEO,Royal Caribbean Intl

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 70,354

F3 · shares: Represents the number of shares of common stock withheld by the issuer to cover the reporting person's tax liability associated with the vesting of shares underlying certain restricted stock units on 2/6/2017.

F4 · price: Represents the average of the high and low prices for the issuer's common stock on the NYSE on 2/6/2017.

Read SEC document
February 05, 2017 Filed Feb 7, 2017 22:11 UTC
Stein Bradley HSVP, GC & ChiefComplianceOff
Tax withholdingCommon Stock 1,663 $94.62 $157,353.06
Disclosure

SEC source: 0001140361-17-004933 · doc1.xml · nonDerivative · entry 1

Stein Bradley H · CIK 0001512454 · SVP, GC & ChiefComplianceOff

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,744

F1 · shares: Represents the number of shares of common stock withheld by the issuer to cover the reporting person's tax liability associated with the vesting of shares underlying certain restricted stock units and performance shares on 2/5/2017.

F2 · price: Represents the average of the high and low prices for the issuer's common stock on the NYSE on 2/3/2017.

Read SEC document
February 05, 2017 Filed Feb 7, 2017 22:10 UTC
Pujol Henry LSVP, Chief Accounting Officer
Tax withholdingCommon Stock 1,265 $94.62 $119,694.30
Disclosure

SEC source: 0001140361-17-004931 · doc1.xml · nonDerivative · entry 1

Pujol Henry L · CIK 0001431202 · SVP, Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,784

F1 · shares: Represents the number of shares of common stock withheld by the issuer to cover the reporting person's tax liability associated with the vesting of shares underlying certain restricted stock units and performance shares on 2/5/2017.

F2 · price: Represents the average of the high and low prices for the issuer's common stock on the NYSE on 2/3/2017.

Read SEC document
February 05, 2017 Filed Feb 7, 2017 22:09 UTC
Pimentel Lawrence RPres&CEO, Azamara Club Cruises
Tax withholdingCommon Stock 2,067 $94.62 $195,579.54
Disclosure

SEC source: 0001140361-17-004929 · doc1.xml · nonDerivative · entry 1

Pimentel Lawrence R · CIK 0001484185 · Pres&CEO, Azamara Club Cruises

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 44,792

F1 · shares: Represents the number of shares of common stock withheld by the issuer to cover the reporting person's tax liability associated with the vesting of shares underlying certain restricted stock units and performance shares on 2/5/2017.

F2 · price: Represents the average of the high and low prices for the issuer's common stock on the NYSE on 2/3/2017.

Read SEC document
February 05, 2017 Filed Feb 7, 2017 22:08 UTC
Lutoff-Perlo LisaPres & CEO, Celebrity Cruises
Tax withholdingCommon Stock 1,864 $94.62 $176,371.68
Disclosure

SEC source: 0001140361-17-004928 · doc1.xml · nonDerivative · entry 1

Lutoff-Perlo Lisa · CIK 0001559391 · Pres & CEO, Celebrity Cruises

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,450

F1 · shares: Represents the number of shares of common stock withheld by the issuer to cover the reporting person's tax liability associated with the vesting of shares underlying certain restricted stock units and performance shares on 2/5/2017.

F2 · price: Represents the average of the high and low prices for the issuer's common stock on the NYSE on 2/3/2017.

Read SEC document
February 05, 2017 Filed Feb 7, 2017 22:03 UTC
Liberty Jason TChief Financial Officer
Tax withholdingCommon Stock 2,267 $94.62 $214,503.54
Disclosure

SEC source: 0001140361-17-004925 · doc1.xml · nonDerivative · entry 1

Liberty Jason T · CIK 0001568915 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,390

F1 · shares: Represents the number of shares of common stock withheld by the issuer to cover the reporting person's tax liability associated with the vesting of shares underlying certain restricted stock units and performance shares on 2/5/2017.

F2 · price: Represents the average of the high and low prices for the issuer's common stock on the NYSE on 2/3/2017.

Read SEC document
February 05, 2017 Filed Feb 7, 2017 22:01 UTC
Goldstein Adam MPres., Chief Operating Officer
Tax withholdingCommon Stock 7,596 $94.62 $718,733.52
Disclosure

SEC source: 0001140361-17-004922 · doc1.xml · nonDerivative · entry 1

Goldstein Adam M · CIK 0001316991 · Pres., Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 247,536

F1 · shares: Represents the number of shares of common stock withheld by the issuer to cover the reporting person's tax liability associated with the vesting of shares underlying certain restricted stock units and performance shares on 2/5/2017.

F2 · price: Represents the average of the high and low prices for the issuer's common stock on the NYSE on 2/3/2017.

Read SEC document
February 05, 2017 Filed Feb 7, 2017 22:00 UTC
Bayley Michael WPres& CEO,Royal Caribbean Intl
Tax withholdingCommon Stock 4,790 $94.62 $453,229.80
Disclosure

SEC source: 0001140361-17-004921 · doc1.xml · nonDerivative · entry 1

Bayley Michael W · CIK 0001492662 · Pres& CEO,Royal Caribbean Intl

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 71,386

F1 · shares: Represents the number of shares of common stock withheld by the issuer to cover the reporting person's tax liability associated with the vesting of shares underlying certain restricted stock units and performance shares on 2/5/2017.

F2 · price: Represents the average of the high and low prices for the issuer's common stock on the NYSE on 2/3/2017.

Read SEC document
January 27, 2017 Filed Jan 30, 2017 23:20 UTC Exercise / conversionStock Option (Right to Buy) · Derivative 2,257 $0.00 Strike: $45.30 $0.00
Disclosure

SEC source: 0001140361-17-003515 · doc1.xml · derivative · entry 3

REILLY WILLIAM K · CIK 0001127306 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 2,257 shares

Expires 2017-02-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: Immediately.

Read SEC document
January 27, 2017 Filed Jan 30, 2017 23:20 UTC SaleCommon Stock 2,257 $94.52 $213,341.12
Disclosure

SEC source: 0001140361-17-003515 · doc1.xml · nonDerivative · entry 2

REILLY WILLIAM K · CIK 0001127306 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,754

F1 · price: Represents the weighted-average sale price per share of a series of transactions, all of which were executed on January 27, 2017. The actual sale prices ranged from a low of $94.51 to a high of $94.54. The Reporting Person undertakes to provide upon request of the SEC Staff, Royal Caribbean Cruises Ltd. or a Royal Caribbean Cruises Ltd. security holder full information regarding the number of shares sold at each price within the range.

Read SEC document
January 27, 2017 Filed Jan 30, 2017 23:20 UTC Exercise / conversionCommon Stock 2,257 $45.30 $102,230.82
Disclosure

SEC source: 0001140361-17-003515 · doc1.xml · nonDerivative · entry 1

REILLY WILLIAM K · CIK 0001127306 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,011

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 18, 2017 Filed Jan 19, 2017 23:17 UTC
Ofer EyalDirector
Exercise / conversionStock Option (Right to Buy) · Derivative 2,257 $0.00 Strike: $45.30 $0.00
Disclosure

SEC source: 0001140361-17-002321 · doc1.xml · derivative · entry 2

Ofer Eyal · CIK 0001317545 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 2,257 shares

Expires 2017-02-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: Immediately.

Read SEC document
January 18, 2017 Filed Jan 19, 2017 23:17 UTC
Ofer EyalDirector
Exercise / conversionCommon Stock 2,257 $45.30 $102,230.82
Disclosure

SEC source: 0001140361-17-002321 · doc1.xml · nonDerivative · entry 1

Ofer Eyal · CIK 0001317545 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,898

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 11, 2017 Filed Jan 12, 2017 22:27 UTC Exercise / conversionStock Option (Right to Buy) · Derivative 2,257 $0.00 Strike: $45.30 $0.00
Disclosure

SEC source: 0001140361-17-001744 · doc1.xml · derivative · entry 2

Pritzker Thomas · CIK 0001317547 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 2,257 shares

Expires 2017-02-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: Immediately.

Read SEC document
January 11, 2017 Filed Jan 12, 2017 22:27 UTC Exercise / conversionCommon Stock 2,257 $45.30 $102,230.82
Disclosure

SEC source: 0001140361-17-001744 · doc1.xml · nonDerivative · entry 1

Pritzker Thomas · CIK 0001317547 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 797,708

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 14, 2016 Filed Dec 16, 2016 22:43 UTC SaleCommon Stock 3,600,000 $84.02 $302,472,000.00
Disclosure

SEC source: 0001140361-16-090081 · doc1.xml · nonDerivative · entry 2

Wilhelmsen Arne Alexander · CIK 0001317345 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 29,934,512

F1 · ownership.nature: This includes 24,899,253 shares of RCL stock owned by A. WILHELMSEN AS and 5,035,259 shares of RCL stock owned by AWECO INVEST AS. A. WILHELMSEN AS has the power to vote and dispose of the shares owned by AWECO INVEST AS pursuant to an agreement between the parties. The reporting person disclaims beneficial ownership of these shares, except to the extent of his pecuniary interest therein.

Read SEC document
December 14, 2016 Filed Dec 16, 2016 17:09 UTC SaleCommon Stock 3,600,000 $84.02 $302,472,000.00
Disclosure

SEC source: 0001209191-16-155580 · doc4.xml · nonDerivative · entry 1

A WILHELMSEN A S · CIK 0001280467 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,899,253

Read SEC document
November 30, 2016 Filed Dec 5, 2016 22:03 UTC
Pujol Henry LSVP, Chief Accounting Officer
GiftCommon Stock 310 $0.00 $0.00
Disclosure

SEC source: 0001140361-16-088838 · doc1.xml · nonDerivative · entry 1

Pujol Henry L · CIK 0001431202 · SVP, Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,049

F1 · acquired: Represents charitable contribution of shares.

Read SEC document
November 07, 2016 Filed Nov 8, 2016 22:27 UTC
REITAN BERNTDirector
Exercise / conversionStock Option (Right to Buy) · Derivative 646 $0.00 Strike: $25.16 $0.00
Disclosure

SEC source: 0001140361-16-085426 · doc1.xml · derivative · entry 3

REITAN BERNT · CIK 0001268015 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 646 shares

Expires 2020-02-08

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: Immediately.

Read SEC document
November 07, 2016 Filed Nov 8, 2016 22:27 UTC
REITAN BERNTDirector
SaleCommon Stock 8,691 $76.53 $665,106.59
Disclosure

SEC source: 0001140361-16-085426 · doc1.xml · nonDerivative · entry 2

REITAN BERNT · CIK 0001268015 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,077

F1 · price: Represents the weighted-average sale price per share of a series of transactions, all of which were executed on November 7, 2016. The actual sale prices ranged from a low of $76.4444 to a high of $76.6246. The Reporting Person undertakes to provide upon request of the SEC Staff, Royal Caribbean Cruises Ltd. or a Royal Caribbean Cruises Ltd. security holder full information regarding the number of shares sold at each price within the range.

Read SEC document
November 07, 2016 Filed Nov 8, 2016 22:27 UTC
REITAN BERNTDirector
Exercise / conversionCommon Stock 646 $25.16 $16,253.36
Disclosure

SEC source: 0001140361-16-085426 · doc1.xml · nonDerivative · entry 1

REITAN BERNT · CIK 0001268015 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,768

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 04, 2016 Filed Nov 4, 2016 21:54 UTC
Liberty Jason TChief Financial Officer
SaleCommon Stock 6,649 $76.51 $508,702.36
Disclosure

SEC source: 0001140361-16-084949 · doc1.xml · nonDerivative · entry 1

Liberty Jason T · CIK 0001568915 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,657

F1 · price: Represents the weighted-average sale price per share of a series of transactions, all of which were executed on November 4, 2016. The actual sale prices ranged from a low of $76.09 to a high of $76.83. The Reporting Person undertakes to provide upon request of the SEC Staff, Royal Caribbean Cruises Ltd. or a Royal Caribbean Cruises Ltd. security holder full information regarding the number of shares sold at each price within the range.

Read SEC document
November 04, 2016 Filed Nov 4, 2016 21:48 UTC
Bayley Michael WPres& CEO,Royal Caribbean Intl
SaleCommon Stock 6,767 $76.57 $518,151.90
Disclosure

SEC source: 0001140361-16-084941 · doc1.xml · nonDerivative · entry 1

Bayley Michael W · CIK 0001492662 · Pres& CEO,Royal Caribbean Intl

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 76,176

Read SEC document
November 02, 2016 Filed Nov 3, 2016 21:19 UTC
Stein Bradley HSVP, GC & ChiefComplianceOff
SaleCommon Stock 6,382 $76.16 $486,021.85
Disclosure

SEC source: 0001140361-16-084777 · doc1.xml · nonDerivative · entry 1

Stein Bradley H · CIK 0001512454 · SVP, GC & ChiefComplianceOff

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,407

Read SEC document
November 02, 2016 Filed Nov 3, 2016 21:15 UTC
Pujol Henry LSVP, Chief Accounting Officer
Exercise / conversionStock Option (Right to Buy) · Derivative 7,600 $0.00 Strike: $45.30 $0.00
Disclosure

SEC source: 0001140361-16-084773 · doc1.xml · derivative · entry 3

Pujol Henry L · CIK 0001431202 · SVP, Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 7,600 shares

Expires 2017-02-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: Immediately.

Read SEC document
November 02, 2016 Filed Nov 3, 2016 21:15 UTC
Pujol Henry LSVP, Chief Accounting Officer
SaleCommon Stock 7,600 $75.93 $577,061.16
Disclosure

SEC source: 0001140361-16-084773 · doc1.xml · nonDerivative · entry 2

Pujol Henry L · CIK 0001431202 · SVP, Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,359

F1 · price: Represents the weighted-average sale price per share of a series of transactions, all of which were executed on November 2, 2016. The actual sale prices ranged from a low of $75.9066 to a high of $75.965. The Reporting Person undertakes to provide upon request of the SEC Staff, Royal Caribbean Cruises Ltd. or a Royal Caribbean Cruises Ltd. security holder full information regarding the number of shares sold at each price within the range.

Read SEC document
November 02, 2016 Filed Nov 3, 2016 21:15 UTC
Pujol Henry LSVP, Chief Accounting Officer
Exercise / conversionCommon Stock 7,600 $45.30 $344,242.00
Disclosure

SEC source: 0001140361-16-084773 · doc1.xml · nonDerivative · entry 1

Pujol Henry L · CIK 0001431202 · SVP, Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 46,959

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 14, 2016 Filed Sep 15, 2016 22:11 UTC
Ofer EyalDirector
Exercise / conversionStock Option (Right to Buy) · Derivative 1,990 $0.00 Strike: $36.96 $0.00
Disclosure

SEC source: 0001140361-16-079937 · doc1.xml · derivative · entry 2

Ofer Eyal · CIK 0001317545 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,990 shares

Expires 2016-09-19

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: Immediately.

Read SEC document
September 14, 2016 Filed Sep 15, 2016 22:11 UTC
Ofer EyalDirector
Exercise / conversionCommon Stock 1,990 $36.96 $73,550.40
Disclosure

SEC source: 0001140361-16-079937 · doc1.xml · nonDerivative · entry 1

Ofer Eyal · CIK 0001317545 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,641

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 11, 2016 Filed Sep 12, 2016 21:36 UTC
Liberty Jason TChief Financial Officer
Tax withholdingCommon Stock 58 $65.94 $3,824.52
Disclosure

SEC source: 0001140361-16-079571 · doc1.xml · nonDerivative · entry 1

Liberty Jason T · CIK 0001568915 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,306

F1 · shares: Represents the number of shares of common stock withheld by the issuer to cover the reporting person's tax liability associated with the vesting of shares underlying certain restricted stock units on 9/11/2016.

F2 · price: Represents the average of the high and low prices for the issuer's common stock on the NYSE on 9/9/2016.

Read SEC document
September 07, 2016 Filed Sep 7, 2016 22:21 UTC Exercise / conversionStock Option (Right to Buy) · Derivative 1,990 $0.00 Strike: $36.96 $0.00
Disclosure

SEC source: 0001140361-16-079124 · doc1.xml · derivative · entry 2

REILLY WILLIAM K · CIK 0001127306 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,990 shares

Expires 2016-09-19

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: Immediately.

Read SEC document
September 07, 2016 Filed Sep 7, 2016 22:21 UTC Exercise / conversionCommon Stock 1,990 $36.96 $73,550.40
Disclosure

SEC source: 0001140361-16-079124 · doc1.xml · nonDerivative · entry 1

REILLY WILLIAM K · CIK 0001127306 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,754

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.