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RBRK

Rubrik, Inc.

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2594
SEC CIK
0001943896
Parsed reports
240

Last 12 months

Inside the activity.

1 purchase rows · 212 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202508
Dec 2025021
Jan 2026017
Feb 202609
Mar 202618
Apr 202608
May 202605
Jun 2026031
Jul 2026032
Aug 2026019
Sep 2026033
Oct 2026021

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
November 06, 2024 Filed Nov 8, 2024 21:08 UTC
Choudary Kiran KumarChief Financial Officer
ConversionClass A Common Stock 1,000 $0.00 $0.00
Disclosure

SEC source: 0001415889-24-026426 · form4-11082024_091111.xml · nonDerivative · entry 3

Choudary Kiran Kumar · CIK 0002020220 · Chief Financial Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 407,960

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 01, 2024 Filed Nov 5, 2024 17:47 UTC
McCarthy Brian K.Chief Revenue Officer
SaleClass A Common Stock 25,000 $41.39 $1,034,750.00
Disclosure

SEC source: 0001415889-24-026187 · form4-11052024_101120.xml · nonDerivative · entry 1

McCarthy Brian K. · CIK 0002020217 · Chief Revenue Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 387,545

F1 · kind: This sale reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan, adopted June 27, 2024

F2 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $41.14 to $41.86 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separated price within the range set forth in this footnote.

Read SEC document
October 31, 2024 Filed Nov 5, 2024 22:43 UTC
Choudary Kiran KumarChief Financial Officer
SaleClass A Common Stock 1,200 $42.41 $50,892.00
Disclosure

SEC source: 0001415889-24-026185 · form4-11052024_101155.xml · nonDerivative · entry 2

Choudary Kiran Kumar · CIK 0002020220 · Chief Financial Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 417,760

F1 · kind: This sale reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan, adopted July 15, 2024

F3 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $42.28 to $42.63 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separated price within the range set forth in this footnote.

Read SEC document
October 31, 2024 Filed Nov 5, 2024 22:43 UTC
Choudary Kiran KumarChief Financial Officer
SaleClass A Common Stock 3,300 $41.84 $138,072.00
Disclosure

SEC source: 0001415889-24-026185 · form4-11052024_101155.xml · nonDerivative · entry 1

Choudary Kiran Kumar · CIK 0002020220 · Chief Financial Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 418,960

F1 · kind: This sale reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan, adopted July 15, 2024

F2 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $41.26 to $42.20 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separated price within the range set forth in this footnote.

Read SEC document
October 29, 2024 Filed Oct 30, 2024 01:15 UTC
Choudary Kiran KumarChief Financial Officer
ConversionClass B Common Stock · Derivative 1,000 Not disclosed Not disclosed
Disclosure

SEC source: 0001415889-24-025719 · form4-10302024_011024.xml · derivative · entry 8

Choudary Kiran Kumar · CIK 0002020220 · Chief Financial Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 1,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_price: Each share of Class B Common Stock held by the Reporting Person will automatically convert into one share of Class A Common Stock upon the sale or transfer of such share of Class B Common Stock, subject to certain exceptions, and in certain other circumstances described in the Issuer's amended and restated certificate of incorporation. Each share of Class B Common Stock will also be convertible at any time at the option of the Reporting Person into one share of Class A Common Stock.

F5 · price: Each share of Class B Common Stock held by the Reporting Person will automatically convert into one share of Class A Common Stock upon the sale or transfer of such share of Class B Common Stock, subject to certain exceptions, and in certain other circumstances described in the Issuer's amended and restated certificate of incorporation. Each share of Class B Common Stock will also be convertible at any time at the option of the Reporting Person into one share of Class A Common Stock.

F5 · derivative.exercise_date: Each share of Class B Common Stock held by the Reporting Person will automatically convert into one share of Class A Common Stock upon the sale or transfer of such share of Class B Common Stock, subject to certain exceptions, and in certain other circumstances described in the Issuer's amended and restated certificate of incorporation. Each share of Class B Common Stock will also be convertible at any time at the option of the Reporting Person into one share of Class A Common Stock.

F5 · derivative.expiration_date: Each share of Class B Common Stock held by the Reporting Person will automatically convert into one share of Class A Common Stock upon the sale or transfer of such share of Class B Common Stock, subject to certain exceptions, and in certain other circumstances described in the Issuer's amended and restated certificate of incorporation. Each share of Class B Common Stock will also be convertible at any time at the option of the Reporting Person into one share of Class A Common Stock.

Read SEC document
October 29, 2024 Filed Oct 30, 2024 01:15 UTC
Choudary Kiran KumarChief Financial Officer
Exercise / conversionClass B Common Stock · Derivative 1,000 Not disclosed Not disclosed
Disclosure

SEC source: 0001415889-24-025719 · form4-10302024_011024.xml · derivative · entry 7

Choudary Kiran Kumar · CIK 0002020220 · Chief Financial Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 1,000

Underlying: Class A Common Stock · 1,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_price: Each share of Class B Common Stock held by the Reporting Person will automatically convert into one share of Class A Common Stock upon the sale or transfer of such share of Class B Common Stock, subject to certain exceptions, and in certain other circumstances described in the Issuer's amended and restated certificate of incorporation. Each share of Class B Common Stock will also be convertible at any time at the option of the Reporting Person into one share of Class A Common Stock.

F5 · price: Each share of Class B Common Stock held by the Reporting Person will automatically convert into one share of Class A Common Stock upon the sale or transfer of such share of Class B Common Stock, subject to certain exceptions, and in certain other circumstances described in the Issuer's amended and restated certificate of incorporation. Each share of Class B Common Stock will also be convertible at any time at the option of the Reporting Person into one share of Class A Common Stock.

F5 · derivative.exercise_date: Each share of Class B Common Stock held by the Reporting Person will automatically convert into one share of Class A Common Stock upon the sale or transfer of such share of Class B Common Stock, subject to certain exceptions, and in certain other circumstances described in the Issuer's amended and restated certificate of incorporation. Each share of Class B Common Stock will also be convertible at any time at the option of the Reporting Person into one share of Class A Common Stock.

F5 · derivative.expiration_date: Each share of Class B Common Stock held by the Reporting Person will automatically convert into one share of Class A Common Stock upon the sale or transfer of such share of Class B Common Stock, subject to certain exceptions, and in certain other circumstances described in the Issuer's amended and restated certificate of incorporation. Each share of Class B Common Stock will also be convertible at any time at the option of the Reporting Person into one share of Class A Common Stock.

Read SEC document
October 29, 2024 Filed Oct 30, 2024 01:15 UTC
Choudary Kiran KumarChief Financial Officer
Exercise / conversionStock Option (Right to Buy) · Derivative 1,000 $0.00 Strike: $7.99 $0.00
Disclosure

SEC source: 0001415889-24-025719 · form4-10302024_011024.xml · derivative · entry 6

Choudary Kiran Kumar · CIK 0002020220 · Chief Financial Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 96,450

Underlying: Class B Common Stock · 1,000 shares

Expires 2028-09-17

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: 1/4 of the shares subject to the option vested on August 20, 2019, and 1/48 of the shares vested monthly thereafter.

Read SEC document
October 29, 2024 Filed Oct 30, 2024 01:15 UTC
Choudary Kiran KumarChief Financial Officer
SaleClass A Common Stock 1,800 $41.07 $73,926.00
Disclosure

SEC source: 0001415889-24-025719 · form4-10302024_011024.xml · nonDerivative · entry 5

Choudary Kiran Kumar · CIK 0002020220 · Chief Financial Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 422,260

F1 · kind: This sale reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan, adopted July 15, 2024

Read SEC document
October 29, 2024 Filed Oct 30, 2024 01:15 UTC
Choudary Kiran KumarChief Financial Officer
ConversionClass A Common Stock 1,000 $0.00 $0.00
Disclosure

SEC source: 0001415889-24-025719 · form4-10302024_011024.xml · nonDerivative · entry 4

Choudary Kiran Kumar · CIK 0002020220 · Chief Financial Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 424,060

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
October 28, 2024 Filed Oct 30, 2024 01:15 UTC
Choudary Kiran KumarChief Financial Officer
SaleClass A Common Stock 1,500 $39.40 $59,100.00
Disclosure

SEC source: 0001415889-24-025719 · form4-10302024_011024.xml · nonDerivative · entry 3

Choudary Kiran Kumar · CIK 0002020220 · Chief Financial Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 423,060

F1 · kind: This sale reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan, adopted July 15, 2024

Read SEC document
October 25, 2024 Filed Oct 30, 2024 01:15 UTC
Choudary Kiran KumarChief Financial Officer
SaleClass A Common Stock 1,274 $40.40 $51,469.60
Disclosure

SEC source: 0001415889-24-025719 · form4-10302024_011024.xml · nonDerivative · entry 2

Choudary Kiran Kumar · CIK 0002020220 · Chief Financial Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 424,560

F1 · kind: This sale reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan, adopted July 15, 2024

F3 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $40.28 to $40.69 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separated price within the range set forth in this footnote.

Read SEC document
October 25, 2024 Filed Oct 30, 2024 01:15 UTC
Choudary Kiran KumarChief Financial Officer
SaleClass A Common Stock 12,726 $39.75 $505,858.50
Disclosure

SEC source: 0001415889-24-025719 · form4-10302024_011024.xml · nonDerivative · entry 1

Choudary Kiran Kumar · CIK 0002020220 · Chief Financial Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 425,834

F1 · kind: This sale reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan, adopted July 15, 2024

F2 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $39.28 to $40.26 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separated price within the range set forth in this footnote.

Read SEC document
October 22, 2024 Filed Nov 8, 2024 21:08 UTC
Choudary Kiran KumarChief Financial Officer
ConversionClass B Common Stock · Derivative 1,000 Not disclosed Not disclosed
Disclosure

SEC source: 0001415889-24-026426 · form4-11082024_091111.xml · derivative · entry 7

Choudary Kiran Kumar · CIK 0002020220 · Chief Financial Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 1,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F7 · derivative.exercise_price: Each share of Class B Common Stock held by the Reporting Person will automatically convert into one share of Class A Common Stock upon the sale or transfer of such share of Class B Common Stock, subject to certain exceptions, and in certain other circumstances described in the Issuer's amended and restated certificate of incorporation. Each share of Class B Common Stock will also be convertible at any time at the option of the Reporting Person into one share of Class A Common Stock.

F7 · price: Each share of Class B Common Stock held by the Reporting Person will automatically convert into one share of Class A Common Stock upon the sale or transfer of such share of Class B Common Stock, subject to certain exceptions, and in certain other circumstances described in the Issuer's amended and restated certificate of incorporation. Each share of Class B Common Stock will also be convertible at any time at the option of the Reporting Person into one share of Class A Common Stock.

F7 · derivative.exercise_date: Each share of Class B Common Stock held by the Reporting Person will automatically convert into one share of Class A Common Stock upon the sale or transfer of such share of Class B Common Stock, subject to certain exceptions, and in certain other circumstances described in the Issuer's amended and restated certificate of incorporation. Each share of Class B Common Stock will also be convertible at any time at the option of the Reporting Person into one share of Class A Common Stock.

F7 · derivative.expiration_date: Each share of Class B Common Stock held by the Reporting Person will automatically convert into one share of Class A Common Stock upon the sale or transfer of such share of Class B Common Stock, subject to certain exceptions, and in certain other circumstances described in the Issuer's amended and restated certificate of incorporation. Each share of Class B Common Stock will also be convertible at any time at the option of the Reporting Person into one share of Class A Common Stock.

Read SEC document
October 22, 2024 Filed Nov 8, 2024 21:08 UTC
Choudary Kiran KumarChief Financial Officer
Exercise / conversionClass B Common Stock · Derivative 1,000 Not disclosed Not disclosed
Disclosure

SEC source: 0001415889-24-026426 · form4-11082024_091111.xml · derivative · entry 6

Choudary Kiran Kumar · CIK 0002020220 · Chief Financial Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 1,000

Underlying: Class A Common Stock · 1,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F7 · derivative.exercise_price: Each share of Class B Common Stock held by the Reporting Person will automatically convert into one share of Class A Common Stock upon the sale or transfer of such share of Class B Common Stock, subject to certain exceptions, and in certain other circumstances described in the Issuer's amended and restated certificate of incorporation. Each share of Class B Common Stock will also be convertible at any time at the option of the Reporting Person into one share of Class A Common Stock.

F7 · price: Each share of Class B Common Stock held by the Reporting Person will automatically convert into one share of Class A Common Stock upon the sale or transfer of such share of Class B Common Stock, subject to certain exceptions, and in certain other circumstances described in the Issuer's amended and restated certificate of incorporation. Each share of Class B Common Stock will also be convertible at any time at the option of the Reporting Person into one share of Class A Common Stock.

F7 · derivative.exercise_date: Each share of Class B Common Stock held by the Reporting Person will automatically convert into one share of Class A Common Stock upon the sale or transfer of such share of Class B Common Stock, subject to certain exceptions, and in certain other circumstances described in the Issuer's amended and restated certificate of incorporation. Each share of Class B Common Stock will also be convertible at any time at the option of the Reporting Person into one share of Class A Common Stock.

F7 · derivative.expiration_date: Each share of Class B Common Stock held by the Reporting Person will automatically convert into one share of Class A Common Stock upon the sale or transfer of such share of Class B Common Stock, subject to certain exceptions, and in certain other circumstances described in the Issuer's amended and restated certificate of incorporation. Each share of Class B Common Stock will also be convertible at any time at the option of the Reporting Person into one share of Class A Common Stock.

Read SEC document
October 22, 2024 Filed Nov 8, 2024 21:08 UTC
Choudary Kiran KumarChief Financial Officer
Exercise / conversionStock Option (Right to Buy) · Derivative 1,000 $0.00 Strike: $7.99 $0.00
Disclosure

SEC source: 0001415889-24-026426 · form4-11082024_091111.xml · derivative · entry 5

Choudary Kiran Kumar · CIK 0002020220 · Chief Financial Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 95,450

Underlying: Class B Common Stock · 1,000 shares

Expires 2028-09-17

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_date: 1/4 of the shares subject to the option vested on August 20, 2019, and 1/48 of the shares vested monthly thereafter.

F6 · balance_after: Due to an administrative error, the previous Form 4 filed on October 29, 2024 inadvertently overstated the Reporting Person's shares subject to outstanding stock options by 1,000 shares, which were exercised on October 22, 2024 and reported on this Form 4. The total number of shares subject to outstanding stock options held by the Reporting Person has been updated on this Form 4.

Read SEC document
October 22, 2024 Filed Nov 8, 2024 21:08 UTC
Choudary Kiran KumarChief Financial Officer
SaleClass A Common Stock 11,800 $38.49 $454,182.00
Disclosure

SEC source: 0001415889-24-026426 · form4-11082024_091111.xml · nonDerivative · entry 2

Choudary Kiran Kumar · CIK 0002020220 · Chief Financial Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 406,960

F2 · kind: This sale reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan, adopted July 15, 2024

F3 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $37.86 to $38.82 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separated price within the range set forth in this footnote.

F1 · balance_after: Due to an administrative error, the previous Forms 4 filed on October 29, 2024, and November 5, 2024, inadvertently overstated the Reporting Person's Class A common stock by 10,800 shares, which were sold on October 22, 2024 and reported on this Form 4. The total number of shares held by the Reporting Person has been updated on this Form 4.

Read SEC document
October 22, 2024 Filed Nov 8, 2024 21:08 UTC
Choudary Kiran KumarChief Financial Officer
ConversionClass A Common Stock 1,000 $0.00 $0.00
Disclosure

SEC source: 0001415889-24-026426 · form4-11082024_091111.xml · nonDerivative · entry 1

Choudary Kiran Kumar · CIK 0002020220 · Chief Financial Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 418,760

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: Due to an administrative error, the previous Forms 4 filed on October 29, 2024, and November 5, 2024, inadvertently overstated the Reporting Person's Class A common stock by 10,800 shares, which were sold on October 22, 2024 and reported on this Form 4. The total number of shares held by the Reporting Person has been updated on this Form 4.

Read SEC document
October 17, 2024 Filed Oct 21, 2024 21:29 UTC
Choudary Kiran KumarChief Financial Officer
SaleClass A Common Stock 7,583 $40.14 $304,381.62
Disclosure

SEC source: 0001415889-24-025463 · form4-10212024_091009.xml · nonDerivative · entry 1

Choudary Kiran Kumar · CIK 0002020220 · Chief Financial Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 438,560

F1 · kind: This sale reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan, adopted July 15, 2024

F2 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $40.00 to $40.43 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separated price within the range set forth in this footnote.

Read SEC document
October 15, 2024 Filed Oct 17, 2024 00:00 UTC
Choudary Kiran KumarChief Financial Officer
SaleClass A Common Stock 2,417 $40.00 $96,680.00
Disclosure

SEC source: 0001415889-24-025238 · form4-10172024_121022.xml · nonDerivative · entry 3

Choudary Kiran Kumar · CIK 0002020220 · Chief Financial Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 446,143

F1 · kind: This sale reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan, adopted July 15, 2024

Read SEC document
October 14, 2024 Filed Oct 17, 2024 00:00 UTC
Choudary Kiran KumarChief Financial Officer
ConversionClass B Common Stock · Derivative 1,000 Not disclosed Not disclosed
Disclosure

SEC source: 0001415889-24-025238 · form4-10172024_121022.xml · derivative · entry 6

Choudary Kiran Kumar · CIK 0002020220 · Chief Financial Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 1,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: Each share of Class B Common Stock held by the Reporting Person will automatically convert into one share of Class A Common Stock upon the sale or transfer of such share of Class B Common Stock, subject to certain exceptions, and in certain other circumstances described in the Issuer's amended and restated certificate of incorporation. Each share of Class B Common Stock will also be convertible at any time at the option of the Reporting Person into one share of Class A Common Stock.

F4 · price: Each share of Class B Common Stock held by the Reporting Person will automatically convert into one share of Class A Common Stock upon the sale or transfer of such share of Class B Common Stock, subject to certain exceptions, and in certain other circumstances described in the Issuer's amended and restated certificate of incorporation. Each share of Class B Common Stock will also be convertible at any time at the option of the Reporting Person into one share of Class A Common Stock.

F4 · derivative.exercise_date: Each share of Class B Common Stock held by the Reporting Person will automatically convert into one share of Class A Common Stock upon the sale or transfer of such share of Class B Common Stock, subject to certain exceptions, and in certain other circumstances described in the Issuer's amended and restated certificate of incorporation. Each share of Class B Common Stock will also be convertible at any time at the option of the Reporting Person into one share of Class A Common Stock.

F4 · derivative.expiration_date: Each share of Class B Common Stock held by the Reporting Person will automatically convert into one share of Class A Common Stock upon the sale or transfer of such share of Class B Common Stock, subject to certain exceptions, and in certain other circumstances described in the Issuer's amended and restated certificate of incorporation. Each share of Class B Common Stock will also be convertible at any time at the option of the Reporting Person into one share of Class A Common Stock.

Read SEC document
October 14, 2024 Filed Oct 17, 2024 00:00 UTC
Choudary Kiran KumarChief Financial Officer
Exercise / conversionClass B Common Stock · Derivative 1,000 Not disclosed Not disclosed
Disclosure

SEC source: 0001415889-24-025238 · form4-10172024_121022.xml · derivative · entry 5

Choudary Kiran Kumar · CIK 0002020220 · Chief Financial Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 1,000

Underlying: Class A Common Stock · 1,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: Each share of Class B Common Stock held by the Reporting Person will automatically convert into one share of Class A Common Stock upon the sale or transfer of such share of Class B Common Stock, subject to certain exceptions, and in certain other circumstances described in the Issuer's amended and restated certificate of incorporation. Each share of Class B Common Stock will also be convertible at any time at the option of the Reporting Person into one share of Class A Common Stock.

F4 · price: Each share of Class B Common Stock held by the Reporting Person will automatically convert into one share of Class A Common Stock upon the sale or transfer of such share of Class B Common Stock, subject to certain exceptions, and in certain other circumstances described in the Issuer's amended and restated certificate of incorporation. Each share of Class B Common Stock will also be convertible at any time at the option of the Reporting Person into one share of Class A Common Stock.

F4 · derivative.exercise_date: Each share of Class B Common Stock held by the Reporting Person will automatically convert into one share of Class A Common Stock upon the sale or transfer of such share of Class B Common Stock, subject to certain exceptions, and in certain other circumstances described in the Issuer's amended and restated certificate of incorporation. Each share of Class B Common Stock will also be convertible at any time at the option of the Reporting Person into one share of Class A Common Stock.

F4 · derivative.expiration_date: Each share of Class B Common Stock held by the Reporting Person will automatically convert into one share of Class A Common Stock upon the sale or transfer of such share of Class B Common Stock, subject to certain exceptions, and in certain other circumstances described in the Issuer's amended and restated certificate of incorporation. Each share of Class B Common Stock will also be convertible at any time at the option of the Reporting Person into one share of Class A Common Stock.

Read SEC document
October 14, 2024 Filed Oct 17, 2024 00:00 UTC
Choudary Kiran KumarChief Financial Officer
Exercise / conversionStock Option (right to buy) · Derivative 1,000 $0.00 Strike: $7.99 $0.00
Disclosure

SEC source: 0001415889-24-025238 · form4-10172024_121022.xml · derivative · entry 4

Choudary Kiran Kumar · CIK 0002020220 · Chief Financial Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 97,450

Underlying: Class B Common Stock · 1,000 shares

Expires 2028-09-17

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: 1/4 of the shares subject to the option vested on August 20, 2019, and 1/48 of the shares vested monthly thereafter.

Read SEC document
October 14, 2024 Filed Oct 17, 2024 00:00 UTC
Choudary Kiran KumarChief Financial Officer
SaleClass A Common Stock 45,800 $39.22 $1,796,276.00
Disclosure

SEC source: 0001415889-24-025238 · form4-10172024_121022.xml · nonDerivative · entry 2

Choudary Kiran Kumar · CIK 0002020220 · Chief Financial Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 448,560

F1 · kind: This sale reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan, adopted July 15, 2024

F2 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $38.96 to $39.69 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separated price within the range set forth in this footnote.

Read SEC document
October 14, 2024 Filed Oct 17, 2024 00:00 UTC
Choudary Kiran KumarChief Financial Officer
ConversionClass A Common Stock 1,000 $0.00 $0.00
Disclosure

SEC source: 0001415889-24-025238 · form4-10172024_121022.xml · nonDerivative · entry 1

Choudary Kiran Kumar · CIK 0002020220 · Chief Financial Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 494,360

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
October 11, 2024 Filed Oct 15, 2024 17:01 UTC
McCarthy Brian K.Chief Revenue Officer
SaleClass A Common Stock 25,000 $40.00 $1,000,000.00
Disclosure

SEC source: 0001415889-24-025123 · form4-10152024_091006.xml · nonDerivative · entry 1

McCarthy Brian K. · CIK 0002020217 · Chief Revenue Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 412,545

F1 · kind: This sale reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan, adopted June 27, 2024

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October 01, 2024 Filed Oct 3, 2024 17:15 UTC
McCarthy Brian K.Chief Revenue Officer
SaleClass A Common Stock 300 $31.77 $9,531.00
Disclosure

SEC source: 0001415889-24-024642 · form4-10032024_091017.xml · nonDerivative · entry 2

McCarthy Brian K. · CIK 0002020217 · Chief Revenue Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 437,545

F1 · kind: This sale reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan, adopted June 27, 2024

F3 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $31.75 to $31.80 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separated price within the range set forth in this footnote.

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October 01, 2024 Filed Oct 3, 2024 17:15 UTC
McCarthy Brian K.Chief Revenue Officer
SaleClass A Common Stock 24,700 $31.24 $771,628.00
Disclosure

SEC source: 0001415889-24-024642 · form4-10032024_091017.xml · nonDerivative · entry 1

McCarthy Brian K. · CIK 0002020217 · Chief Revenue Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 437,845

F1 · kind: This sale reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan, adopted June 27, 2024

F2 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $30.73 to $31.70 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separated price within the range set forth in this footnote.

Read SEC document
September 26, 2024 Filed Oct 1, 2024 00:38 UTC
Choudary Kiran KumarChief Financial Officer
ConversionClass B Common Stock · Derivative 101,875 Not disclosed Not disclosed
Disclosure

SEC source: 0001415889-24-024118 · form4-10012024_121052.xml · derivative · entry 6

Choudary Kiran Kumar · CIK 0002020220 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 101,875 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · derivative.exercise_price: Each share of Class B Common Stock held by the Reporting Person will automatically convert into one share of Class A Common Stock upon the sale or transfer of such share of Class B Common Stock, subject to certain exceptions, and in certain other circumstances described in the Issuer's amended and restated certificate of incorporation. Each share of Class B Common Stock will also be convertible at any time at the option of the Reporting Person into one share of Class A Common Stock.

F6 · price: Each share of Class B Common Stock held by the Reporting Person will automatically convert into one share of Class A Common Stock upon the sale or transfer of such share of Class B Common Stock, subject to certain exceptions, and in certain other circumstances described in the Issuer's amended and restated certificate of incorporation. Each share of Class B Common Stock will also be convertible at any time at the option of the Reporting Person into one share of Class A Common Stock.

F6 · derivative.exercise_date: Each share of Class B Common Stock held by the Reporting Person will automatically convert into one share of Class A Common Stock upon the sale or transfer of such share of Class B Common Stock, subject to certain exceptions, and in certain other circumstances described in the Issuer's amended and restated certificate of incorporation. Each share of Class B Common Stock will also be convertible at any time at the option of the Reporting Person into one share of Class A Common Stock.

F6 · derivative.expiration_date: Each share of Class B Common Stock held by the Reporting Person will automatically convert into one share of Class A Common Stock upon the sale or transfer of such share of Class B Common Stock, subject to certain exceptions, and in certain other circumstances described in the Issuer's amended and restated certificate of incorporation. Each share of Class B Common Stock will also be convertible at any time at the option of the Reporting Person into one share of Class A Common Stock.

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September 26, 2024 Filed Oct 1, 2024 00:38 UTC
Choudary Kiran KumarChief Financial Officer
Exercise / conversionClass B Common Stock · Derivative 101,875 Not disclosed Not disclosed
Disclosure

SEC source: 0001415889-24-024118 · form4-10012024_121052.xml · derivative · entry 5

Choudary Kiran Kumar · CIK 0002020220 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 101,875

Underlying: Class A Common Stock · 101,875 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · derivative.exercise_price: Each share of Class B Common Stock held by the Reporting Person will automatically convert into one share of Class A Common Stock upon the sale or transfer of such share of Class B Common Stock, subject to certain exceptions, and in certain other circumstances described in the Issuer's amended and restated certificate of incorporation. Each share of Class B Common Stock will also be convertible at any time at the option of the Reporting Person into one share of Class A Common Stock.

F6 · price: Each share of Class B Common Stock held by the Reporting Person will automatically convert into one share of Class A Common Stock upon the sale or transfer of such share of Class B Common Stock, subject to certain exceptions, and in certain other circumstances described in the Issuer's amended and restated certificate of incorporation. Each share of Class B Common Stock will also be convertible at any time at the option of the Reporting Person into one share of Class A Common Stock.

F6 · derivative.exercise_date: Each share of Class B Common Stock held by the Reporting Person will automatically convert into one share of Class A Common Stock upon the sale or transfer of such share of Class B Common Stock, subject to certain exceptions, and in certain other circumstances described in the Issuer's amended and restated certificate of incorporation. Each share of Class B Common Stock will also be convertible at any time at the option of the Reporting Person into one share of Class A Common Stock.

F6 · derivative.expiration_date: Each share of Class B Common Stock held by the Reporting Person will automatically convert into one share of Class A Common Stock upon the sale or transfer of such share of Class B Common Stock, subject to certain exceptions, and in certain other circumstances described in the Issuer's amended and restated certificate of incorporation. Each share of Class B Common Stock will also be convertible at any time at the option of the Reporting Person into one share of Class A Common Stock.

Read SEC document
September 26, 2024 Filed Oct 1, 2024 00:38 UTC
Choudary Kiran KumarChief Financial Officer
Exercise / conversionRestricted Stock Units · Derivative 14,375 $0.00 $0.00
Disclosure

SEC source: 0001415889-24-024118 · form4-10012024_121052.xml · derivative · entry 4

Choudary Kiran Kumar · CIK 0002020220 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 43,125

Underlying: Class B Common Stock · 14,375 shares

Expires 2029-04-13

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of Class B Common Stock.

F5 · derivative.exercise_date: The shares of Class B Common Stock are to be acquired upon the vesting of an RSU award previously granted to the Reporting Person. The RSUs shall vest as follows: 1/16 of the shares subject to the RSU vested on June 15, 2022, and 1/16 of the shares subject to the RSU vest every quarter thereafter, and a liquidity event-based vesting condition which was satisfied upon the effectiveness of the registration statement on Form S-1 filed by the Issuer in connection with the Issuer's initial public offering, all subject to the Reporting Person continuing to have a Service Relationship (as defined in the Issuer's Amended and Restated 2014 Stock Option and Grant Plan).

Read SEC document
September 26, 2024 Filed Oct 1, 2024 00:38 UTC
Choudary Kiran KumarChief Financial Officer
Exercise / conversionRestricted Stock Units · Derivative 87,500 $0.00 $0.00
Disclosure

SEC source: 0001415889-24-024118 · form4-10012024_121052.xml · derivative · entry 3

Choudary Kiran Kumar · CIK 0002020220 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Class B Common Stock · 87,500 shares

Expires 2027-11-19

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of Class B Common Stock.

F4 · derivative.exercise_date: The shares of Class B Common Stock are to be acquired upon the vesting of an RSU award previously granted to the Reporting Person. The RSUs shall vest as follows: 1/16 of the shares subject to the RSU vested on December 15, 2020, and 1/16 of the shares subject to the RSU vest every quarter thereafter, and a liquidity event-based vesting condition which was satisfied upon the effectiveness of the registration statement on Form S-1 filed by the Issuer in connection with the Issuer's initial public offering, all subject to the Reporting Person continuing to have a Service Relationship (as defined in the Issuer's Amended and Restated 2014 Stock Option and Grant Plan).

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September 26, 2024 Filed Oct 1, 2024 00:38 UTC
Choudary Kiran KumarChief Financial Officer
SaleClass A Common Stock 51,924 $31.41 $1,630,906.88
Disclosure

SEC source: 0001415889-24-024118 · form4-10012024_121052.xml · nonDerivative · entry 2

Choudary Kiran Kumar · CIK 0002020220 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 493,360

F2 · shares: This sale reported on this Form 4 was effected pursuant to the Issuer's policy requiring sell-to-cover to satisfy certain tax obligations of the Reporting Person incurred with the vesting and settlement of certain Restricted Stock Units (RSUs).

Read SEC document
September 26, 2024 Filed Oct 1, 2024 00:38 UTC
Choudary Kiran KumarChief Financial Officer
ConversionClass A Common Stock 101,875 $0.00 $0.00
Disclosure

SEC source: 0001415889-24-024118 · form4-10012024_121052.xml · nonDerivative · entry 1

Choudary Kiran Kumar · CIK 0002020220 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 545,284

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: Includes 367 additional shares of Class A Common Stock acquired under the Rubrik, Inc. 2024 Employee Stock Purchase Plan on September 20, 2024. This transaction is exempt from Rule 16b-3(c). Also includes shares of Class A Common Stock that were converted from Class B Common Stock in connection with the Issuer's initial public offering but inadvertently reported as Class B Common Stock in prior reports.

Read SEC document
September 26, 2024 Filed Sep 30, 2024 20:36 UTC
McCarthy Brian K.Chief Revenue Officer
ConversionClass B Common Stock · Derivative 125,000 Not disclosed Not disclosed
Disclosure

SEC source: 0001415889-24-024116 · form4-10012024_121042.xml · derivative · entry 8

McCarthy Brian K. · CIK 0002020217 · Chief Revenue Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 125,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F9 · derivative.exercise_price: Each share of Class B Common Stock held by the Reporting Person will automatically convert into one share of Class A Common Stock upon the sale or transfer of such share of Class B Common Stock, subject to certain exceptions, and in certain other circumstances described in the Issuer's amended and restated certificate of incorporation. Each share of Class B Common Stock will also be convertible at any time at the option of the Reporting Person into one share of Class A Common Stock.

F9 · price: Each share of Class B Common Stock held by the Reporting Person will automatically convert into one share of Class A Common Stock upon the sale or transfer of such share of Class B Common Stock, subject to certain exceptions, and in certain other circumstances described in the Issuer's amended and restated certificate of incorporation. Each share of Class B Common Stock will also be convertible at any time at the option of the Reporting Person into one share of Class A Common Stock.

F9 · derivative.exercise_date: Each share of Class B Common Stock held by the Reporting Person will automatically convert into one share of Class A Common Stock upon the sale or transfer of such share of Class B Common Stock, subject to certain exceptions, and in certain other circumstances described in the Issuer's amended and restated certificate of incorporation. Each share of Class B Common Stock will also be convertible at any time at the option of the Reporting Person into one share of Class A Common Stock.

F9 · derivative.expiration_date: Each share of Class B Common Stock held by the Reporting Person will automatically convert into one share of Class A Common Stock upon the sale or transfer of such share of Class B Common Stock, subject to certain exceptions, and in certain other circumstances described in the Issuer's amended and restated certificate of incorporation. Each share of Class B Common Stock will also be convertible at any time at the option of the Reporting Person into one share of Class A Common Stock.

Read SEC document
September 26, 2024 Filed Sep 30, 2024 20:36 UTC
McCarthy Brian K.Chief Revenue Officer
Exercise / conversionClass B Common Stock · Derivative 125,000 Not disclosed Not disclosed
Disclosure

SEC source: 0001415889-24-024116 · form4-10012024_121042.xml · derivative · entry 7

McCarthy Brian K. · CIK 0002020217 · Chief Revenue Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 125,000

Underlying: Class A Common Stock · 125,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F9 · derivative.exercise_price: Each share of Class B Common Stock held by the Reporting Person will automatically convert into one share of Class A Common Stock upon the sale or transfer of such share of Class B Common Stock, subject to certain exceptions, and in certain other circumstances described in the Issuer's amended and restated certificate of incorporation. Each share of Class B Common Stock will also be convertible at any time at the option of the Reporting Person into one share of Class A Common Stock.

F9 · price: Each share of Class B Common Stock held by the Reporting Person will automatically convert into one share of Class A Common Stock upon the sale or transfer of such share of Class B Common Stock, subject to certain exceptions, and in certain other circumstances described in the Issuer's amended and restated certificate of incorporation. Each share of Class B Common Stock will also be convertible at any time at the option of the Reporting Person into one share of Class A Common Stock.

F9 · derivative.exercise_date: Each share of Class B Common Stock held by the Reporting Person will automatically convert into one share of Class A Common Stock upon the sale or transfer of such share of Class B Common Stock, subject to certain exceptions, and in certain other circumstances described in the Issuer's amended and restated certificate of incorporation. Each share of Class B Common Stock will also be convertible at any time at the option of the Reporting Person into one share of Class A Common Stock.

F9 · derivative.expiration_date: Each share of Class B Common Stock held by the Reporting Person will automatically convert into one share of Class A Common Stock upon the sale or transfer of such share of Class B Common Stock, subject to certain exceptions, and in certain other circumstances described in the Issuer's amended and restated certificate of incorporation. Each share of Class B Common Stock will also be convertible at any time at the option of the Reporting Person into one share of Class A Common Stock.

Read SEC document
September 26, 2024 Filed Sep 30, 2024 20:36 UTC
McCarthy Brian K.Chief Revenue Officer
Exercise / conversionRestricted Stock Units · Derivative 12,500 $0.00 $0.00
Disclosure

SEC source: 0001415889-24-024116 · form4-10012024_121042.xml · derivative · entry 6

McCarthy Brian K. · CIK 0002020217 · Chief Revenue Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 37,500

Underlying: Class B Common Stock · 12,500 shares

Expires 2029-04-13

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of Class B Common Stock.

F8 · derivative.exercise_date: The shares of Class B Common Stock are to be acquired upon the vesting of an RSU award previously granted to the Reporting Person. The RSUs shall vest as follows: 1/16 of the shares subject to the RSU vested on June 15, 2022, and 1/16 of the shares subject to the RSU vest every quarter thereafter, and a liquidity event-based vesting condition which was satisfied upon the effectiveness of the registration statement on Form S-1 filed by the Issuer in connection with the Issuer's initial public offering, all subject to the Reporting Person continuing to have a Service Relationship (as defined in the Issuer's Amended and Restated 2014 Stock Option and Grant Plan).

Read SEC document
September 26, 2024 Filed Sep 30, 2024 20:36 UTC
McCarthy Brian K.Chief Revenue Officer
Exercise / conversionRestricted Stock Units · Derivative 112,500 $0.00 $0.00
Disclosure

SEC source: 0001415889-24-024116 · form4-10012024_121042.xml · derivative · entry 5

McCarthy Brian K. · CIK 0002020217 · Chief Revenue Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 112,500

Underlying: Class B Common Stock · 112,500 shares

Expires 2028-03-30

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of Class B Common Stock.

F7 · derivative.exercise_date: The shares of Class B Common Stock are to be acquired upon the vesting of an RSU award previously granted to the Reporting Person. The RSUs shall vest as follows: 1/4 of the shares subject to the RSU vested on March 15, 2022, and 1/16 of the shares subject to the RSU vest every quarter thereafter, and a liquidity event-based vesting condition which was satisfied upon the effectiveness of the registration statement on Form S-1 filed by the Issuer in connection with the Issuer's initial public offering, all subject to the Reporting Person continuing to have a Service Relationship (as defined in the Issuer's Amended and Restated 2014 Stock Option and Grant Plan).

Read SEC document
September 26, 2024 Filed Sep 30, 2024 20:36 UTC
McCarthy Brian K.Chief Revenue Officer
SaleClass A Common Stock 21,527 $31.59 $680,037.93
Disclosure

SEC source: 0001415889-24-024116 · form4-10012024_121042.xml · nonDerivative · entry 4

McCarthy Brian K. · CIK 0002020217 · Chief Revenue Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 462,545

F3 · kind: This sale reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan, adopted June 27, 2024

F5 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $31.36 to $31.84 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separated price within the range set forth in this footnote.

Read SEC document
September 26, 2024 Filed Sep 30, 2024 20:36 UTC
McCarthy Brian K.Chief Revenue Officer
SaleClass A Common Stock 28,473 $30.94 $880,954.62
Disclosure

SEC source: 0001415889-24-024116 · form4-10012024_121042.xml · nonDerivative · entry 3

McCarthy Brian K. · CIK 0002020217 · Chief Revenue Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 484,072

F3 · kind: This sale reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan, adopted June 27, 2024

F4 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $30.36 to $31.35 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separated price within the range set forth in this footnote.

Read SEC document
September 26, 2024 Filed Sep 30, 2024 20:36 UTC
McCarthy Brian K.Chief Revenue Officer
SaleClass A Common Stock 54,672 $31.41 $1,717,220.18
Disclosure

SEC source: 0001415889-24-024116 · form4-10012024_121042.xml · nonDerivative · entry 2

McCarthy Brian K. · CIK 0002020217 · Chief Revenue Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 512,545

F2 · shares: This sale reported on this Form 4 was effected pursuant to the Issuer's policy requiring sell-to-cover to satisfy certain tax obligations of the Reporting Person incurred with the vesting and settlement of certain Restricted Stock Units (RSUs).

Read SEC document
September 26, 2024 Filed Sep 30, 2024 20:36 UTC
McCarthy Brian K.Chief Revenue Officer
ConversionClass A Common Stock 125,000 $0.00 $0.00
Disclosure

SEC source: 0001415889-24-024116 · form4-10012024_121042.xml · nonDerivative · entry 1

McCarthy Brian K. · CIK 0002020217 · Chief Revenue Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 567,217

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: Includes 337 additional shares of Class A Common Stock acquired under the Rubrik, Inc. 2024 Employee Stock Purchase Plan on September 20, 2024. This transaction is exempt from Rule 16b-3(c). Also includes shares of Class A Common Stock that were converted from Class B Common Stock in connection with the Issuer's initial public offering but inadvertently reported as Class B Common Stock in prior reports.

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September 19, 2024 Filed Sep 23, 2024 17:34 UTC
Eggers Barry10% owner
SaleClass A Common Stock 100,000 $32.74 $3,274,000.00
Disclosure

SEC source: 0001415889-24-023845 · form4-09232024_090932.xml · nonDerivative · entry 1

Eggers Barry · CIK 0001366048 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · By Eggers Investments LP - Fund 2

Disclosed balance after: 56,736

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $32.18 to $32.98 inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F2 · ownership.nature: The Reporting Person serves as trustee of the general partner of Eggers Investments LP - Fund 2.

Read SEC document
September 13, 2024 Filed Sep 17, 2024 20:40 UTC
Eggers Barry10% owner
Nieh Peter10% owner
SaleClass A Common Stock 15,933 $30.19 $481,017.27
Disclosure

SEC source: 0001415889-24-023579 · form4-09182024_120907.xml · nonDerivative · entry 1

Lightspeed Management Company, L.L.C. · CIK 0001702122 · 10% owner

Eggers Barry · CIK 0001366048 · 10% owner

Nieh Peter · CIK 0001366051 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $30.10 to $30.32 inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F2 · ownership.direct: Shares are held by Lightspeed Management Company, L.L.C. ("LMC"). Barry Eggers, Ravi Mhatre, and Peter Nieh are the managing members of LMC and share voting and dispositive power with respect to the shares held by LMC. Each of Messrs. Eggers and Nieh disclaims beneficial ownership of these shares except to the extent of his respective pecuniary interest therein. Mr. Mhatre is a director of the Issuer and files separate Section 16 reports.

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September 13, 2024 Filed Sep 18, 2024 00:42 UTC
Mhatre RaviDirector · 10% owner
SaleClass A Common Stock 15,933 $30.19 $481,017.27
Disclosure

SEC source: 0001415889-24-023581 · form4-09182024_120911.xml · nonDerivative · entry 1

Mhatre Ravi · CIK 0001366050 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · By Lightspeed Management Company, L.L.C.

Disclosed balance after: 0

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $30.10 to $30.32 inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F2 · ownership.nature: Shares are held by Lightspeed Management Company, L.L.C. ("LMC"). The Reporting Person is a managing member of LMC and shares voting and dispositive power with respect to the shares held by LMC. The Reporting Person disclaims beneficial ownership of these shares except to the extent of his pecuniary interest therein.

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September 11, 2024 Filed Sep 13, 2024 00:22 UTC
Eggers Barry10% owner
Nieh Peter10% owner
ConversionClass B Common Stock · Derivative 2,000,000 $0.00 $0.00
Disclosure

SEC source: 0001415889-24-023332 · form4-09132024_120946.xml · derivative · entry 17

Lightspeed Venture Partners IX, L.P. · CIK 0001539061 · 10% owner

Lightspeed General Partner IX, L.P. · CIK 0001913317 · 10% owner

Lightspeed Ultimate General Partner IX, Ltd. · CIK 0001912676 · 10% owner

Lightspeed Venture Partners Select II, L.P. · CIK 0001668017 · 10% owner

Lightspeed General Partner Select II, L.P. · CIK 0001744936 · 10% owner

Lightspeed Ultimate General Partner Select II, Ltd. · CIK 0001744937 · 10% owner

Lightspeed SPV I, LLC · CIK 0001703140 · 10% owner

LS SPV Management, LLC · CIK 0001978139 · 10% owner

Eggers Barry · CIK 0001366048 · 10% owner

Nieh Peter · CIK 0001366051 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · By Lightspeed SPV I, LLC

Disclosed balance after: 6,015,457

Underlying: Class A Common Stock · 2,000,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F19 · derivative.exercise_price: Each share of Class B Common Stock will automatically convert into one share of Class A Common Stock upon the sale or transfer of such share of Class B Common Stock, subject to certain exceptions, and in certain other circumstances described in the Issuer's amended and restated certificate of incorporation. Each share of Class B Common Stock is also convertible at any time at the option of the holder into one share of Class A Common Stock.

F19 · derivative.exercise_date: Each share of Class B Common Stock will automatically convert into one share of Class A Common Stock upon the sale or transfer of such share of Class B Common Stock, subject to certain exceptions, and in certain other circumstances described in the Issuer's amended and restated certificate of incorporation. Each share of Class B Common Stock is also convertible at any time at the option of the holder into one share of Class A Common Stock.

F19 · derivative.expiration_date: Each share of Class B Common Stock will automatically convert into one share of Class A Common Stock upon the sale or transfer of such share of Class B Common Stock, subject to certain exceptions, and in certain other circumstances described in the Issuer's amended and restated certificate of incorporation. Each share of Class B Common Stock is also convertible at any time at the option of the holder into one share of Class A Common Stock.

F3 · ownership.nature: Shares are held by Lightspeed SPV I, LLC ("Lightspeed SPV I"). LS SPV Management, LLC ("LS SPV") is the manager of Lightspeed SPV I. Barry Eggers, Ravi Mhatre and Peter Nieh are the managing members of LS SPV and share voting and dispositive power with respect to the shares held by Lightspeed SPV I. Each of LS SPV and Messrs. Eggers and Nieh disclaims beneficial ownership of these shares except to the extent of its or his respective pecuniary interest therein. Mr. Mhatre is a director of the Issuer and files separate Section 16 reports.

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September 11, 2024 Filed Sep 13, 2024 00:22 UTC
Eggers Barry10% owner
Nieh Peter10% owner
ConversionClass B Common Stock · Derivative 1,030,000 $0.00 $0.00
Disclosure

SEC source: 0001415889-24-023332 · form4-09132024_120946.xml · derivative · entry 16

Lightspeed Venture Partners IX, L.P. · CIK 0001539061 · 10% owner

Lightspeed General Partner IX, L.P. · CIK 0001913317 · 10% owner

Lightspeed Ultimate General Partner IX, Ltd. · CIK 0001912676 · 10% owner

Lightspeed Venture Partners Select II, L.P. · CIK 0001668017 · 10% owner

Lightspeed General Partner Select II, L.P. · CIK 0001744936 · 10% owner

Lightspeed Ultimate General Partner Select II, Ltd. · CIK 0001744937 · 10% owner

Lightspeed SPV I, LLC · CIK 0001703140 · 10% owner

LS SPV Management, LLC · CIK 0001978139 · 10% owner

Eggers Barry · CIK 0001366048 · 10% owner

Nieh Peter · CIK 0001366051 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · By Lightspeed Venture Partners Select II, L.P.

Disclosed balance after: 3,093,410

Underlying: Class A Common Stock · 1,030,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F19 · derivative.exercise_price: Each share of Class B Common Stock will automatically convert into one share of Class A Common Stock upon the sale or transfer of such share of Class B Common Stock, subject to certain exceptions, and in certain other circumstances described in the Issuer's amended and restated certificate of incorporation. Each share of Class B Common Stock is also convertible at any time at the option of the holder into one share of Class A Common Stock.

F19 · derivative.exercise_date: Each share of Class B Common Stock will automatically convert into one share of Class A Common Stock upon the sale or transfer of such share of Class B Common Stock, subject to certain exceptions, and in certain other circumstances described in the Issuer's amended and restated certificate of incorporation. Each share of Class B Common Stock is also convertible at any time at the option of the holder into one share of Class A Common Stock.

F19 · derivative.expiration_date: Each share of Class B Common Stock will automatically convert into one share of Class A Common Stock upon the sale or transfer of such share of Class B Common Stock, subject to certain exceptions, and in certain other circumstances described in the Issuer's amended and restated certificate of incorporation. Each share of Class B Common Stock is also convertible at any time at the option of the holder into one share of Class A Common Stock.

F2 · ownership.nature: Shares are held by Lightspeed Venture Partners Select II, L.P. ("Lightspeed Select II"). Lightspeed General Partner Select II, L.P. ("LGP Select II") is the general partner of Lightspeed Select II. Lightspeed Ultimate General Partner Select II, Ltd. ("LUGP Select II") is the general partner of LGP Select II. Barry Eggers, Ravi Mhatre and Peter Nieh are the directors of LUGP Select II and share voting and dispositive power with respect to the shares held by Lightspeed Select II. Each of LGP Select II, LUGP Select II and Messrs. Eggers and Nieh disclaims beneficial ownership of these shares except to the extent of its or his respective pecuniary interest therein. Mr. Mhatre is a director of the Issuer and files separate Section 16 reports.

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September 11, 2024 Filed Sep 13, 2024 00:22 UTC
Eggers Barry10% owner
Nieh Peter10% owner
ConversionClass B Common Stock · Derivative 4,440,000 $0.00 $0.00
Disclosure

SEC source: 0001415889-24-023332 · form4-09132024_120946.xml · derivative · entry 15

Lightspeed Venture Partners IX, L.P. · CIK 0001539061 · 10% owner

Lightspeed General Partner IX, L.P. · CIK 0001913317 · 10% owner

Lightspeed Ultimate General Partner IX, Ltd. · CIK 0001912676 · 10% owner

Lightspeed Venture Partners Select II, L.P. · CIK 0001668017 · 10% owner

Lightspeed General Partner Select II, L.P. · CIK 0001744936 · 10% owner

Lightspeed Ultimate General Partner Select II, Ltd. · CIK 0001744937 · 10% owner

Lightspeed SPV I, LLC · CIK 0001703140 · 10% owner

LS SPV Management, LLC · CIK 0001978139 · 10% owner

Eggers Barry · CIK 0001366048 · 10% owner

Nieh Peter · CIK 0001366051 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 13,319,816

Underlying: Class A Common Stock · 4,440,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F19 · derivative.exercise_price: Each share of Class B Common Stock will automatically convert into one share of Class A Common Stock upon the sale or transfer of such share of Class B Common Stock, subject to certain exceptions, and in certain other circumstances described in the Issuer's amended and restated certificate of incorporation. Each share of Class B Common Stock is also convertible at any time at the option of the holder into one share of Class A Common Stock.

F19 · derivative.exercise_date: Each share of Class B Common Stock will automatically convert into one share of Class A Common Stock upon the sale or transfer of such share of Class B Common Stock, subject to certain exceptions, and in certain other circumstances described in the Issuer's amended and restated certificate of incorporation. Each share of Class B Common Stock is also convertible at any time at the option of the holder into one share of Class A Common Stock.

F19 · derivative.expiration_date: Each share of Class B Common Stock will automatically convert into one share of Class A Common Stock upon the sale or transfer of such share of Class B Common Stock, subject to certain exceptions, and in certain other circumstances described in the Issuer's amended and restated certificate of incorporation. Each share of Class B Common Stock is also convertible at any time at the option of the holder into one share of Class A Common Stock.

F1 · ownership.direct: Shares are held by Lightspeed Venture Partners IX, L.P. ("Lightspeed IX"). Lightspeed General Partner IX, L.P. ("LGP IX") is the general partner of Lightspeed IX. Lightspeed Ultimate General Partner IX, Ltd. ("LUGP IX") is the general partner of LGP IX. Barry Eggers, Ravi Mhatre and Peter Nieh are the directors of LUGP IX and share voting and dispositive power with respect to the shares held by Lightspeed IX. Each of LGP IX, LUGP IX and Messrs. Eggers and Nieh disclaims beneficial ownership of these shares except to the extent of its or his respective pecuniary interest therein. Mr. Mhatre is a director of the Issuer and files separate Section 16 reports.

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September 11, 2024 Filed Sep 13, 2024 00:22 UTC
Eggers Barry10% owner
Nieh Peter10% owner
OtherClass A Common Stock 16,715 $0.00 $0.00
Disclosure

SEC source: 0001415889-24-023332 · form4-09132024_120946.xml · nonDerivative · entry 14

Lightspeed Venture Partners IX, L.P. · CIK 0001539061 · 10% owner

Lightspeed General Partner IX, L.P. · CIK 0001913317 · 10% owner

Lightspeed Ultimate General Partner IX, Ltd. · CIK 0001912676 · 10% owner

Lightspeed Venture Partners Select II, L.P. · CIK 0001668017 · 10% owner

Lightspeed General Partner Select II, L.P. · CIK 0001744936 · 10% owner

Lightspeed Ultimate General Partner Select II, Ltd. · CIK 0001744937 · 10% owner

Lightspeed SPV I, LLC · CIK 0001703140 · 10% owner

LS SPV Management, LLC · CIK 0001978139 · 10% owner

Eggers Barry · CIK 0001366048 · 10% owner

Nieh Peter · CIK 0001366051 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · By Nieh Family Investments LP - Fund 4

Disclosed balance after: 16,715

F14 · kind: Represents receipt of shares in the distribution in kind described in footnote (12).

F18 · ownership.nature: Peter Nieh serves as co-trustee of the general partner of Nieh Family Investments LP - Fund 4.

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September 11, 2024 Filed Sep 13, 2024 00:22 UTC
Eggers Barry10% owner
Nieh Peter10% owner
OtherClass A Common Stock 140,021 $0.00 $0.00
Disclosure

SEC source: 0001415889-24-023332 · form4-09132024_120946.xml · nonDerivative · entry 13

Lightspeed Venture Partners IX, L.P. · CIK 0001539061 · 10% owner

Lightspeed General Partner IX, L.P. · CIK 0001913317 · 10% owner

Lightspeed Ultimate General Partner IX, Ltd. · CIK 0001912676 · 10% owner

Lightspeed Venture Partners Select II, L.P. · CIK 0001668017 · 10% owner

Lightspeed General Partner Select II, L.P. · CIK 0001744936 · 10% owner

Lightspeed Ultimate General Partner Select II, Ltd. · CIK 0001744937 · 10% owner

Lightspeed SPV I, LLC · CIK 0001703140 · 10% owner

LS SPV Management, LLC · CIK 0001978139 · 10% owner

Eggers Barry · CIK 0001366048 · 10% owner

Nieh Peter · CIK 0001366051 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · By Nieh Family Investments LP - Fund 2

Disclosed balance after: 140,021

F13 · kind: Represents receipt of shares in the distribution in kind described in footnote (9).

F17 · ownership.nature: Peter Nieh serves as co-trustee of the general partner of Nieh Family Investments LP - Fund 2.

Read SEC document
September 11, 2024 Filed Sep 13, 2024 00:22 UTC
Eggers Barry10% owner
Nieh Peter10% owner
OtherClass A Common Stock 156,736 $0.00 $0.00
Disclosure

SEC source: 0001415889-24-023332 · form4-09132024_120946.xml · nonDerivative · entry 12

Lightspeed Venture Partners IX, L.P. · CIK 0001539061 · 10% owner

Lightspeed General Partner IX, L.P. · CIK 0001913317 · 10% owner

Lightspeed Ultimate General Partner IX, Ltd. · CIK 0001912676 · 10% owner

Lightspeed Venture Partners Select II, L.P. · CIK 0001668017 · 10% owner

Lightspeed General Partner Select II, L.P. · CIK 0001744936 · 10% owner

Lightspeed Ultimate General Partner Select II, Ltd. · CIK 0001744937 · 10% owner

Lightspeed SPV I, LLC · CIK 0001703140 · 10% owner

LS SPV Management, LLC · CIK 0001978139 · 10% owner

Eggers Barry · CIK 0001366048 · 10% owner

Nieh Peter · CIK 0001366051 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · By Eggers Investments LP - Fund 2

Disclosed balance after: 156,736

F13 · kind: Represents receipt of shares in the distribution in kind described in footnote (9).

F14 · kind: Represents receipt of shares in the distribution in kind described in footnote (12).

F16 · ownership.nature: Barry Eggers serves as trustee of the general partner of Eggers Investments LP - Fund 2.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.